Resettlement Monitoring and Evaluation Report

Project Number: 46048-002 Loan Number: 3211

April 2021

People’s Republic of China: Jilin Urban Development Project

Prepared by Shanghai Yiji Construction Consultants Co., Ltd. for the Jilin Provincial Government and the Asian Development Bank.

This resettlement monitoring and evaluation report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Director, Management or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

External Resettlement Monitoring Report No.12

PRC: Jilin Urban Development Project

(March 2021)

Prepared by Shanghai Yiji Construction Consultants Co., Ltd. for the Asian Development Bank

Report Director: Wu Zongfa

Report Co-compiler: Wu Zongfa, Su Daoming, Ma Zhenpeng, Zhan Zexiong, Gong Jing, Ling Ke, Chen Yulin, Wu Qinyue

E-mail: [email protected]

CONTENTS

1 EXECUTIVE SUMMARY ...... 1

1.1 PROJECT DESCRIPTION ...... 1 1.2 EXTERNAL MONITORING AND EVALUATION ON RESETTLEMENT ...... 5 A. Work Plan and Arrangement for Monitoring and Evaluation ...... 5 B. Work Procedures ...... 6 C. Methods ...... 6 1.3 LAND ACQUISITION PROGRESS ...... 6 1.4 HOUSE DEMOLITION PROGRESS ...... 8 1.5 RELOCATION OF AFFECTED ENTERPRISES ...... 9 1.6 EXECUTION OF POLICIES ...... 9 1.7 COMPENSATION PAYMENT AND UTILIZATION ...... 11 1.8 EXISTING PROBLEMS AND SOLUTION PLANS ...... 11

2 BAISHAN URBAN DEVELOPMENT PROJECT——URBAN WATER SUPPLY SUBPROJECT ...... 17

2.1 OVERALL SITUATION OF RESETTLEMENT ...... 17 2.2 RESETTLEMENT PROGRESS ...... 17 A. Land Acquisition Progress ...... 17 B. Affected Households Progress...... 17 C. Implementation of temporary land occupation ...... 18 2.3 LAND ACQUISITION PROGRESS AND RELOCATION POLICY ...... 18 D. Land Acquisition Progress ...... 18 E. Land Acquisition Policy ...... 19 2.4 INCOME RESTORATION ...... 19 2.5 INFRASTRUCTURE RESTORATION ...... 21 2.6 BUDGET AND FUND FOR RESETTLEMENT ...... 21 2.7 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 21 2.8 COMPLAINTS AND APPEALS...... 22 2.9 PROBLEMS IN THE LAND ACQUISITION AND RESETTLEMENT ...... 23 2.10 ORGANIZATION AND ADMINISTRATION ...... 24 2.11 CONCLUSIONS AND SUGGESTIONS ...... 24 F. Conclusions ...... 24 G. Suggestions ...... 24 2.12 INTERVIEW RECORDS ...... 24

3 BAISHAN URBAN DEVELOPMENT PROJECT--- ISWM

SUBPROJECT ...... 27

3.1 OVERALL SITUATION OF RESETTLEMENT ...... 27 3.2 RESETTLEMENT PROGRESS ...... 27 A. Land Acquisition Progress ...... 27 B. House Construction Progress...... 28 C. Affected Vulnerable Groups ...... 28 3.3 RELOCATION POLICY ...... 30 D. Land Acquisition Policy ...... 30 E. House Demolition Policy ...... 31 F. Affected Structures and Infrastructure...... 34 3.4 INCOME RESTORATION ...... 34 3.5 HOUSES RELOCATION ...... 34 3.6 BUDGET AND FUND FOR RESETTLEMENT ...... 35 3.7 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 36 3.8 ORGANIZATION AND ADMINISTRATION ...... 36 3.9 ASSISTANCE TO VULNERABLE GROUPS ...... 36 3.10 CONCLUSIONS AND SUGGESTIONS ...... 37 G. Conclusions ...... 37 H. Suggestions ...... 37 3.11 HOUSE DEMOLITION AND RESETTLEMENT PLAN FOR VILLAGERS WHO LIVE WITHIN THE 1KM DOWNSTREAM OF BAISHAN SOLID WASTE TREATMENT PLANT ...... 37

4 BAICHENG URBAN DEVELOPMENT PROJECT ...... 40

4.1 OVERALL SITUATION OF RESETTLEMENT ...... 40 4.2 RESETTLEMENT PROGRESS ...... 41 A. Progress of Land Acquisition ...... 41 B. Progress of House Demolition ...... 41 C. Progress of Demolition of Enterprise ...... 41 D. Affected Vulnerable Groups and Ethnic Minorities ...... 52 4.3 RELOCATION POLICY ...... 56 E. Policy for Land Acquisition ...... 56 F. House Relocation Policy ...... 57 MOTOR-PUMPED WELL ...... 58 4.5 HOUSE RELOCATION ...... 60 4.6 ENTERPRISES RELOCATION...... 62 4.7 INFRASTRUCTURE RESTORATION ...... 64 4.8 BUDGET AND FUND FOR RESETTLEMENT ...... 64 4.9 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 64 4.10 COMPLAINS AND APPEALS...... 65 4.11 ORGANIZATION AND ADMINISTRATION ...... 65 4.12 ASSISTANCE TO VULNERABLE GROUPS ...... 65 4.13 SAMPLE SURVEY ...... 65 A. THE DESIGN FOR SAMPLE SURVEY ...... 65 B. SURVEY ON SAMPLE HOUSEHOLD ...... 66 4.14 CONCLUSIONS AND SUGGESTIONS ...... 85

G. Conclusions ...... 85 H. Suggestions ...... 85 4.15 INTERVIEW RECORDS ...... 85

APPENDIX 1...... 85

Abbreviations

ADB – Asian Development Bank AH – affected household AP – affected person HH – households ISWM – integrated solid waste management LA – land acquisition LAR – land acquisition and resettlement mu – Chinese land area unit of measure, 1 mu = 666.67 m2 PMO – project management office PRC – People’s Republic of China RP – resettlement plan

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1 Executive Summary 1.1 Project Description Jilin Urban Development Project (the Project) financed by the Asian Development Bank (ADB) is to assist Baicheng and Baishan municipal governments, two prefecture level cities in the less developed area in Jilin Province in the northeast of People’s Republic of China, to improve and upgrade their urban infrastructures and municipal services and to improve the environment and living conditions of the urban areas. It has five subprojects: (i) improve urban roads, bridges, municipal services in Baicheng; (ii) set up integrated solid waste management system (ISWM) in Baicheng; (iii) set up ISWM in Baishan; (iv) improve water management in Baishan; and (v) capacity development and institution arrangement. The subproject implementation units are shown in Table 1-1. Project component locations and main impacts are shown in Table 1-2. Table 1-1: Cities and Components City Subproject Implementation Unit Baishan City Hengda Drainage Baishan Urban Water Supply Subproject Engineering Co., Ltd. Integrated Solid Waste Baishan Municipal Solid Waste Baishan Management Subproject Treatment Co., Ltd. Baicheng Economic Development Zone Baicheng Urban Development Subproject Investment and Development Limited Corporation The usage of forest land has been approved by the Provincial Forestry Bureau. The water supply plant occupies 4.5 hectare of land in total. According to the resettlement plans, this project acquires 2225.88 mu of collective-owned land and 188.9 mu of state-owned land, affecting 10 communities (villages), 8 units, 1000 households, 2,725 persons. 545 households, 1574 persons are affected by land acquisition. 501 households, 1295 persons are affected by house demolition. 46 households, 144 persons are affected both by land acquisition and house demolition. The total resettlement expenditure estimated is CNY 767.03914 million. See Table 1-3. (Notes: The results are summary of Baishan RP and Baicheng RP.)

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Table 1-2: Project Component Locations and Main Impacts

Subproject Component Description Location Major Project Impacts The Project consists of four (4) components: (1): installing 21.14 km of a new water transmission The Project will acquire permanently a total land of 67.1685 mu pipeline in Jiangyuan and (4.5 ha), including (1) 67.1685 mu of rural collective land for Hunjiang districts of Baishan constructing a new water supply plant; and (2) The Project will City; (2) constructing 50,000 occupy temporarily a total land of 462.4 mu for installing water Shangdianzi m3/d of a new water supply plant transmission and distribution pipelines, including state-owned Village of Water Supply in Shangdianzi Village of river channel land of 30.4 mu and 413 mu of road land, and 9.8 Hunjiang Hunjiang District; (3) installing mu of collective land and 9.2 mu of waste land. The Project will District 55.38 km of a new water affect total 39 rural people from 11 households, including 14 distribution system in Hunjiang people from 4 households of Shangdianzi village affected by District; and (4) four new pump temporary land occupation. The Project will not involve any house stations for increasing water demolition. pressure are constructed by using governmental funds. The overall Project consists of The Project will acquire a total of 164.9 mu. The Project will four (4) components: (1) adding demolish rural houses of 5,506m2, including main houses of garbage collection trash and 2,200 m2, attached houses1 of 3,070m2, and simply structured Minhua Village transport equipment for sorting houses of 236 m2. In addition, the Project will affect some of Qidaojiang Integrated solid waste garbage at source; (2) upgrading ground attachments and infrastructure, such as trees, livestock Town of management 15 existing garbage collection pens and enclosures. It will impact 1 village of 1 town in Hunjiang Subproject stations; (3) constructing a Hunjiang District. The LAR will affect 129 persons from 36 District in garbage integrated treatment households, including 9 persons from 3 households affected only Baishan City. center; and (4) expanding an by LA, 100 persons from 27 households affected only by HD, existing Tangzigou garbage including 10 households with stores and small businesses, and landfill. (Exit ADB project) 20 persons from 6 households affected by both LA and HD. The Project comprises three 7 villages and The Project will acquire a total of 2,182.71 mu of land Urban Development subprojects: (i) urban 1 subdistrict in permanently, including 188.9 mu of state-owned land and Project development -- road network and Baicheng 1,993.81 mu of collective land. The Project will not occupy

1 It means houses used for non-residential warehouses, etc., without certificated property right.

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Subproject Component Description Location Major Project Impacts ancillary facilities; (ii) urban Economic temporary land. A total of 1,331 people from 498 households will environmental health and Development be partially affected by the land acquisition (LA) directly. A total sustainable development -- Zone of 87,353.7 m2 of houses will be demolished. A total of 1,175 urban solid waste management; people from 468 households of both urban and rural residents and (iii) sewage and stormwater will be affected by the urban and rural house demolition. The pipe network and pumping Project also involves LA and resettlement of 8 enterprises or station to be constructed units, and 309 employees from urban and rural will be affected. simultaneously with the road network.

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Table 1-3: Population Affected by Subprojects

Permanently Enterprises Affected State- Households Persons Estimated acquired Affected Affected House Affected affected by Subproject community owned affected by affected by resettlement City collective- households persons demolition enterprises house Component (village) land demolition demolition expenses owned land demolition No. Mu Mu HH Person HH Person m2 No. m2 10,000 CNY Baishan Water Supply 1 67.1685 0 11 39 0 0 0 0 0 1672.8249 City Subproject Integrated Baishan Solid Waste 1 164.9 0 36 129 33 120 5,506 0 0 4,181.39 City Management Subproject Urban Baicheng Development 8 1,993.81 188.9 498 1,406 468 1,175 84,764.4 8 2,589.32 70,849.7 City Project Total 10 2,225.88 188.9 545 1,574 501 1,295 90,270.4 8 2,589.32 76,703.9149

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1.2 External Monitoring and Evaluation on Resettlement Shanghai Yiji Construction Consultant Co., Ltd. is an individual external resettlement monitor for the Project. By February 2021, twelve Monitoring Reports have been completed. A. Work Plan and Arrangement for Monitoring and Evaluation The resettlement monitoring and evaluation is conducted semiannually during resettlement implementation and annually after the completion of resettlement (twice in total). During July 2015, August 2015, January 2016, July 2016, January 2017, August 2017, February 2018, August 2018, December 2018, August 2019, January 2020, July 2020, February 2021 the external monitor team conducted monitoring and evaluation on the implementation progress of land acquisition, house demolition, resettlement and relocation. The tasks of external resettlement monitoring and evaluation included:

1) Follow-up investigation of the production and livelihood of villages and villagers affected by land acquisition and house demolition for a better understanding of the progress of land acquisition and the restoration of production and livelihood of APs; 2) Follow-up investigation of enterprises/undertaking units affected by land acquisition and house demolition for a better understanding of LAR impacts on those units and the restoration of production and operation; 3) Understanding of the progress of land acquisition, house demolition, compensation and relocation, and conducting external resettlement monitoring and evaluation against RPs; 4) Collection of APs’ opinions: interview affected villagers, staff of affected enterprises and resettlement implementation units, as well as APs having complaints, for a better understanding of APs’ opinions; informing project resettlement and land acquisition offices about the opinions and suggestions of APs and affected enterprises; providing suggestions to help improve resettlement with a smoother and more effective way of land acquisition and house demolition. 5) Investigation in the temporary land acquisition 6) Investigation in the distribution and usage of the compensation 7) Investigation in the restoration of the life of people affected 8) Investigation in the construction of the resettlements 9) Investigation in the help to the vulnerable group 10) Investigation in the consultant and participation of the public

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11) Investigation in complain handling 12) Investigation in the implementation of mitigation measures

B. Work Procedures 1) Prepare the work outline and work plan (program) 2) Design sampling method 3) Interview and follow-up investigation 4) Analyze information and data 5) Prepare monitoring and evaluation report C. Methods 1) Sampling. Sampling scheme and questionnaires were designed. The monitor conducted house-by-house detailed investigation to AHs and different affected groups with utilization of random sampling method and the questionnaires prepared in advance. The content of investigation included family members’ basic information, the structure of family income and expenditure, compensation progress, satisfaction on LAR, and so on. 2) Meeting. Interviews to LAR implementation agencies, relevant units, street offices, affected village committees and AHs were conducted for a better understanding of the progress of LAR and house demolition. 3) Consulting documents. Consulting and verifying documents and materials (files, agreements and statistical statements) in relation to LAR and demolition. 4) Interviewing key informants, such as director of land acquisition and house demolition office, related official of undertaking unit, village head, and head of affected family, women, and senior citizens. 1.3 Land Acquisition Progress By 31 December 2020 the actual completed land acquisition was 1,365.76 mu, which was 56.56% of those anticipated in the RPs, as listed in Table 1-4.

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Table 1-4: Land Acquisition Progress by Project Components

(By 31 December 2020)

Permanent land acquisition Subproject City Component Plan Actual Percentage Mu HH Person Mu HH Person %

Water Supply Baishan City 67.1685 11 39 70.2225 11 39 105% Subproject

Integrated Solid Waste Baishan City 164.9 36 129 164.9 3 9 100% Management Subproject Urban Baicheng City Development 2182.711 498 1406 1130.64 586 1651 51.80% Subproject Total 2414.7795 545 1574 1365.76 600 1699 56.56%

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1.4 House Demolition Progress By 31 December 2020, 334 households signed the demolition agreement and the total area of house was 72,221.1 m2, which was 80.01% of those anticipated in the RPs, as listed in Table 1-5.

Table 1-5: House Demolition Progress by Project Components (By 31 December 2020) Actual Plan %

progress Subproject Affected Affected (Area of Resettlem City Componen househol Area househol Area HD) ent Place t ds ds Perso HH Person (m2) HH m2 ％ n Water Baisha Supply 0 0 0.00 0 0 0 0 0 n City Subproject Integrated Tienan Solid Xincheng Baisha Waste 33 120 5,506.00 31 111 5172 93.93% Communit n City Managem y, Wangda ent Garden Subproject Sanhe Urban Garden, Baiche Developm 84,764.4 468 1175 303 755 67049.1 79.10% Minzhu ng City ent 0 Garden, Subproject No.7 Land Subtotal 501 1295 90270.4 334 866 72221.1 80.01%

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1.5 Relocation of Affected Enterprises Totally, 8 enterprises are affected in Baicheng City by the project. Components are listed in Table 1-6. Land acquisition and house demolition agreements with 6 HHs whose demolished house area is 1,641.1 m2 have been signed and the others are in progress. Table 1-6: Relocation Progress of Project Components (By 30 June 2020) Plan Actual Subproject Monitoring City Resettlement plan Component Affected unit Area Affected unit Area conclusion

Compensation has been given to the Urban Development Resettled by Baicheng City 8 2589.32 6 1641.1 demolished HHs. Subproject themselves. Employees are occupied steadily. Total 8 2589.32 6 1641.1 1.6 Execution of Policies Land acquisition and house demolition that have been completed by each subproject all executed the standard of RP. See Table 1- 7. Table 1-7: Land Acquisition and House Execution Standard Plan Actual

Brick - Brick - Land Brick - Brick - Subproject Land Acquisition City City concrete2 wood Acquisition concrete wood Component City house house CNY/ mu CNY/m2 CNY/m2 CNY/mu CNY/m2 CNY/m2 Water Supply Baishan City 60,000 Subproject

Integrated CNY2,400- CNY2,400- Baishan City 33,000 850 400 33,000 Solid Waste 2,600 2,600

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Plan Actual

Brick - Brick - Land Brick - Brick - Subproject Land Acquisition City City concrete2 wood Acquisition concrete wood Component City house house CNY/ mu CNY/m2 CNY/m2 CNY/mu CNY/m2 CNY/m2 Management Subproject

In general, the policy of Urban Baicheng Development 80,000 1,400 1,200 200,000 ‘’demolish CNY1,900 CNY1,900 City one, give Subproject one’’ is implemented.

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1.7 Compensation Payment and Utilization By 31 December 2020, CNY545.2325 million of resettlement compensation had been paid for the Project, which took up 71.08% of the total. Payment amount of each project component is listed in Table 1-8. The LAR costs can meet the needs of land acquisition and house demolition for the Project. New policy is implemented in Baicheng city. The compensation standard for land acquisition is CNY300/m2 (CNY279.2/m2 is for villagers and other CNY20.8/m2 is for village committee). The compensation standard for construction land, non-used land, waste land and rural land is CNY8.64/m2. The compensation standard for ground attachments is CNY200/m2. So, the costs are increased. Table 1-8: Payment of Resettlement Compensation by Project Components (By 31 December 2020) Plan Actual Percentage Subproject City 10 Component 10 thousand thousand % CNY CNY

Water Supply Baishan City 1,672.82 616.83 36.87% Subproject

Integrated Solid Waste Baishan City 4,181.39 620.02 14.83% Management Subproject

Urban Development Baicheng City 70,849.70 53286.40 75.21% Subproject

Total 76,703.91 54,523.25 71.08% 1.8 Existing Problems and Solution Plans By 31 December 2020, each tender of land acquisition and existed problems and solving plans of resettlement are listed on Table 1-9.

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Table 1-9: Existing Problems and Solution Plans (As of 31 December 2020) Name of Land Acquisition House Demolition the Plan Actual Plan Actual Completion Name Length(m) Problems Contract time HH HH HH HH Package Only 90% of land acquisition has been completed. There are 2200 meters of working surface. Electric poles, optical cables, military cables are dealt with. The compensation standard in Chenfeng village was CNY300/pole previously, now is CNY200/m2. 7 households thought 3rd-Ring Road I (North the compensation standard was too September 30, CBC1 Changqing Street 4,702.188 128 117 104 98 – low. There were two catering 2021 Mianfang Street) enterprises with 1000 m2 area of house, while the owners disagreed with evaluation result. There were three houses on the state-owned land of fruit tree garden. The related progress is being done and waiting for the results. It needs the coordination of the Taobei Gvernment. Only 90% of land acquisition has been completed. 10 households haven’t been completed. The 3rd-Ring Road II construction started in March 2019 CBC2 (Mianfang Street RR 4,318.9 135 125 57 56 June 30, 2021 – and 50% of construction has been Beneath culverts) completed. The main problem is land acquisition. There are 2 houses and trees.

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Name of Land Acquisition House Demolition the Plan Actual Plan Actual Completion Name Length(m) Problems Contract time HH HH HH HH Package The part that can be constructed has been started constrcution, and 400m have been constructed. The agreement of land acquistion hasn’t been signed. Investment is waited. The Land Acquisition Office of the 3rd-Ring Road III (RR Economic Development Zone is September 30, CBC3 Beneath culverts – 2,317.398 43 0 60 0 responsible for land acquisition. 2021 South Xingfu Street) Territorial issues exist n Xiangyang village and Danan village. APs thought the compensation standard was too low, they hoped to be compensated according to the standard implemented in the city. 85% of land acquisition and house demolition have been completed. This part stretches across Xiangyang road. 3 households remains. For the houses demolished by developers, the compensation would be given by Xiangyang Street I (3rd- government. However, the September 30, CBC4 Ring Road –Mianfang 2,240 44 44 41 23 compensation argued by developers 2021 Street) is high so that the problem is hard to solve. 17 electric poles, 1 communication pole, road, house, fence. The demolition problem of Sanhe road and Zhongxin road still exists. Removal of communication optic

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Name of Land Acquisition House Demolition the Plan Actual Plan Actual Completion Name Length(m) Problems Contract time HH HH HH HH Package cable is slow. 30% of construction has been completed. For 17 demolished households, 13 to 14 households are illegal houses, 5 households are regular houses. It is a big difficulty which is processing. Xiangyang Street II CBC5 (Mianfang Street-Xinyi 2,700 Completed. Completed Street) CBC6 West Xinhua Road 2,724 90 87 38 38 Completed. Completed 95% of construction has been CBC7 Shengli Road 2,068 112 110 19 17 completed and compensation delivery June 30, 2021 is being prepared. Land acquisition and house demolition have been completed. CBC8 North Xingfu Street 1,334 17 17 14 14 Completed. 97% of construction has been completed. Nanyi Street and The area is in the ecological zone. CBC9 Tao'erhe Road (Include 3,681 50 0 40 0 There are many poplar trees. It hasn’t June 30, 2021 in the bridge) started yet. 90% of road main construction has December 31, CBC10 Chunyang Road 3,881 38 35 63 57 been completed. 6 houses haven’t 2021 signed the agreements. December 31, CBC11 Xinggong Road 2,979 77 43 0 0 Land acquisition hasn’t started. 2021 50% of land acquisition has been completed. Land acquisition of the Beneath culverts of 3rd- CBC12 0 0 0 0 south side has been completed. Land June 30, 2021 Ring Road acquisition of the north side affects 6 households, while 2 households’ land

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Name of Land Acquisition House Demolition the Plan Actual Plan Actual Completion Name Length(m) Problems Contract time HH HH HH HH Package hasn’t been acquired. Wang Cai rent collectively-owned forest land and disagreed with agreement due to 30 year rent period. Zhou Zimei has signed the agreement.. Municipal Solid Waste CBC13 Composting and Sorting 0 0 0 0 Cancelled Cancelled Center CBC14 Waster Transfer Station 0 0 0 0 Cancelled. Cancelled Garden and It will start after land acquisition of CBC15 0 0 0 0 Landscaping Work road. Rainwater, Sewage and There are 2 households remaining.we September 30, CBC16 10 8 0 0 Pumping Station are doing the work. 2021 Telegraph Pole 45% of construction has been CBC17 0 0 0 0 Migration completed. Total 744 586 436 303 Civil Works Water transmission pipeline (From the 100% of construction has been CBSW1 Reservoir to the completed. Jiangyuan District) Water transmission pipeline (From 95% of construction has been CBSW2 Jiangyuan District to completed. 1.5km remains. Hunjiang District) Water treatment plant I The construction road has been CBSW3 (site and Civil completed. 40% of main construction Engineering) has been completed. Water treatment plant II Bidding has been completed.The CBSW4 (processing) construction hasn’t started.

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Name of Land Acquisition House Demolition the Plan Actual Plan Actual Completion Name Length(m) Problems Contract time HH HH HH HH Package Agreement of water pipeline has been Water distribution CBSW5 signed. The construction has been network I (main line) prepared Bidding has been completed.The Water distribution CBSW6 construction hasn’t started.The network I (branch line) construction hasn’t started. MSW sorting and CBSSW1 composting center civil Bidding hasn’t been completed. works MSW transfer station CBSSW2 civil works At the end of CBSSW3 Sanitary landfill Completed. June 2018 Land acquisition has been completed MSW transfer station ENC10 and due diligence report has been center facilities completed.

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2 Baishan Urban Development Project——Urban Water Supply Subproject 2.1 Overall Situation of Resettlement The survey on the water supply project and water purification plant of Baishan City was conducted by Tonghua Geological Engineering Surveying Institution on 25 November 2017 and the survey report was issued. On 22 January 2018, Baishan Land and Resources Bureau issued the land ownership certificate of the construction project land, and will acquire the land of Shangdianzi Village, Hekou Street, Hunjiang District, Baishan City. Jilin Forestry and Grassland Bureau issued the approval for the use of forest land on 27 February 2019. The land for water supply plant has been acquired and funds for compensation have been delivered. 2.2 Resettlement Progress A. Land Acquisition Progress By 31 December 2020, the project has occupied 70.2225 mu of land, which is the forest land. Land acquisition affects 11 households, 44 persons. The construction of water supply plant occupied the forest land. Land acquisition has been completed. For Baishan Subproject, Tonghua Geological Engineering Surveying Institution conducted land surveying of Urban Water Supply Subproject in November 2017 and issued the technological report. The influence of the project is shown in Table 2-1. 4.75 hectare (11 households) of land permanently to be acquired by the plant has been listed in No. 25 of project land of the Baishan Government. On March 2018, No.15 volume was completed and reported to the farmland protection department of the Municipal Land and Resource Bureau and the farmland protection department of the Provincial Land and Resource Bureau at the same time. The farmland protection department of the Municipal Land made some revisions for several times. Jilin Forestry and Grassland Bureau issued the approval for the use of forest land on 27 February 2019. 11 households that occupied forestland have signed agreement of use forestland and the compensation has been given. The formalities of land use have been completed. B. Affected Households Progress By 31 December 2020, 11 households’ land has been acquired. See details in Table 2-2. Land acquisition agreement for water plant has been signed, involving No.3 group and No. 6 group in Shangdianzi village. Evaluation has been done according to the policy. Compensation given to villagers is CNY29,700/mu which is evaluated by policy. The villagers participated in the measurement of physical quantity and signed the agreements. The village committee keeps 10% of the compensation and 90% is given to villagers. When acquiring land, negotiation was done with affected people, who agreed to compensation and expected to be requisitioned.

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Most of the farmers in No.3 group and No. 6 group go out to work, with monthly income of CNY2,000 to 3,000. Agricultural income is not main income of the family. Per household has 2 to 3 mu of land. In the village, there are 1,896 persons, 2,020 mu of cultivated land, 6 groups, 33 minorities, 70 low subsistence allowance families. Low subsistence allowance family will get CNY700, CNY900, CNY1,000 quarterly in terms of poverty degrees. All poor households are being lifted out of poverty. The per capita income of the village is CNY10,000. C. Implementation of temporary land occupation Pile No. A10+533-A14+ 679, refers to 4146 m. This section is from Limin village to Dahua village, which cannot been constructed because it passes through the cultivated-land. Compensation is still in the consultation because people want high compensation. The details of temporary occupation is shown in Table 2-3.

2.3 Land Acquisition Progress and Relocation Policy D. Land Acquisition Progress The comparison of land acquisition progress is listed on Table 2-1 to Table 2- 3. Table 2-1: Progress of land acquisition (Data in land application) (By 31 December 2020) Shangdianzi Village Hectare Mu Household Dry Land 0.1538 2.307 Forest Land 4.4439 66.659 Rural Road 0.1516 2.274 Rural Homestead 0.0007 0.0105 Total 4.75 71.25 Affected HH 11

Table 2-2: Households affected by land acquisition (By 31 December 2020) Plan Actual

Total Forest Acquired Name Forest land Ratio land Forest land Person Mu Mu Mu % Zhang Junqiang 5 38.7 1.68 16.41 42.4% Li Fuwei 3 32 6.72 7.2735 22.7% Ma Zhenwei 4 47 8.39 0.4815 1.0% Chen Xuejun（ Village collective 3 31 9.4 3.054 9.9% ） Guo Yuehai 3 24 1.68 2.7825 11.6% Sun Yude 4 33.6 5.04 9.681 28.8% Fang Delin 3 26.3 8.39 6.108 23.2% Cai Xueyan 2 21 9.08 6.108 29.1% Wang Chen 4 29.5 3.36 6.108 20.7% Huang Guirong 3 33 5.04 6.108 18.5% Liu Ruixiang 5 31.6 8.39 6.108 19.3% Total 39 347.7 67.17 70.2225 20.2%

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Table 2-3: Impacts of Temporarily Occupation (By 31 December 2020) Plan Actual Area Area Affected Planned Village Occupied Occupied Population Occupation Occupation Land Land Remark Purpose House Time Mu (Mu) Person hold (Month) Water- transmission pipeline, and Shangdianzi 14.74 6 20 8 water distribution system Water- Wengquan 29.02 20 66 8 transmission 6.75 pipeline Total 43.76 26 86 6.75

E. Land Acquisition Policy The comparison of land acquisition policies is listed on Table 2-4 to Table 2- 5. Table2-4(1): Implementation Policy for Forest Land Acquisition

Plan Actual Average Average Land Type Annual HH Village Annual HH Village Output Output CNY/Mu CNY/Mu CNY/Mu CNY/Mu CNY/Mu CNY/Mu Collectively- owned 33,000 29,700 3300 34650 29700 4950 Land

Table2-4(2): Implementation Policy for Forest Land Acquisition Land Multip Compensat Resettlement Subtotal Compensation le ion Compensation Output Value Multipl Multi CNY/m CNY/mu CNY/mu CNY/mu CNY/mu e ple u 1,100 12 13,200 1100 15 16,500 29,700

Table2-5: Comparison of Temporarily Land Occupation Item Unit Plan Actual Compensation for temporary land Dry Land CNY/Mu/year 1,100 1,100 occupation Cultivated Land CNY/Mu/year 1,650 1,650 Land Reclamation Fee Farmland CNY/Mu/year 6,000 6,000

2.4 Income Restoration The 11 affected households signed the land expropriation compensation agreement for the Shangdianzi water purification plant project, water supply

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project in Baishan city, with Shangdianzi village committee, Hekou sub-district. The total compensation is CNY2,621,308. The details are shown in Table 2-6. As of June 30, 2020, there was no direct impact on the income of the APs due to forest land acquisition. Their income was increased after they received compensation. Survey showed that they used the compensation to purchase means of transport and engage in transportation. Some compensation was used to build houses. Therefore, forestland acquisition did not have negative effect on APs, and they obtained compensation.

Figure 2-1 Land Acquisition Agreement Table 2-6 Compensation for the Affected Households Compe Compe Compe Econom Total Village nsation Forest nsation nsatio ic Trees Compen Commit for Total Land for n for compen sation tee Resettl Land Trees sation ement Mu No. CNY CNY CNY CNY CNY CNY CNY Zhang 16.41 1076 487,377 81,229 180,510 225,638 60,036 145,026 611,210 Junqiang 216,022. LiFuwei 7.2735 1907 0 96,010 120,013 84,063 50,535 350,621 95 Ma 2,005,80 0.4815 100 6,356 7,945 5,757 0 20,058 Zhenwei 0 ChenXuej un 90,703. （Village 3.054 0 90,703.8 0 0 0 72,800 72,800 8 Committe e） Guo 82,640.2 2.7825 816 0 36,729 45,912 21,279 0 103,920 Yuehai 5 287,525. Sun Yude 9.681 1,019 0 127,789 159,736 77,224 46,130 410,879 7 Fang 181,407. 6.108 363 0 80,625 100,782 22,717 6,240 210,364 Delin 6

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Compe Compe Compe Econom Total Village nsation Forest nsation nsatio ic Trees Compen Commit for Total Land for n for compen sation tee Resettl Land Trees sation ement Mu No. CNY CNY CNY CNY CNY CNY CNY Cai 181,407. 6.108 363 80,625 100,782 22,717 6,240 210,364 Xueyan 6 Wang 181,407. 6.108 363 80,625 100,782 22,717 6,240 210,364 Chen 6 Huang 181,407. 6.108 363 80,625 100,782 22,717 6,240 210,364 Guirong 6 Liu 181,407. 6.108 363 80,625 100,782 22,717 6,240 210,364 Guixiang 6 4,077,10 171,932 1,063,1 361,94 2,621,3 Total 70.2225 6,733 850,519 345,691 7.7 .8 54 4 08 2.5 Infrastructure Restoration By 31 December 2020, infrastructure has operated normally. 2.6 Budget and Fund for Resettlement Funds for land acquisition and resettlement are raised by Baishan City Hengda Drainage Engineering Co., Ltd. The LAR funds can meet the needs of land acquisition and house demolition for the Project now. By 31 December 2020, Baishan City Hengda Drainage Engineering Co., Ltd. has paid CNY6.168341 million as tax and fee in total for land acquisition, account for 36.87% of the total budget. By 31 December 2020, executive agency-Baishan City Hengda Cmpany has paid the fees of land acquisition to the affected farmers. The funds paid by Baishan Water Supply Subproject are listed in Table 2-7. Table 2-7: LAR Funds of Baishan Water Supply Subproject Unit: CNY10,000 (By 31 December 2020) Plan Actual Item Percentage CNY10,000 CNY10,000 259.0467 Forest Land

Temporarily Occupied Land 3.878 State-owned Land 1101.34 Others 156.1688 Contingency 152.3926 Total 1,672.8249 616.83 36.87%

2.7 Public Participation and Information Disclosure

Table 2-8: Public Participation (By 31 December 2020) Time Item Conclusion Remark Agreed to Give compensation to ground Compensate according to be attachments due to installment evaluated price, it will be compensa November 2017 the pipeline,9 people joined, negotiated if any ted including 5 females disagreements. according the

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Time Item Conclusion Remark evaluation price. 11 11 households have household Publish the area of the water July 2018 consulted on the s have plant agreements. signed the contract.. Agreed to be Compensate according to compensa Join 5 to 6 times of installment evaluated price, it will be ted June 2018 the pipeline, including 55 negotiated if any according females. disagreements. the evaluation price. The area of the water plant was publicized, and the agreement Agreed to Agree with compensation June 2019 was negotiated. There were sign the and sign the agreements. more than 15 participants, contract. including 5 females. Land acquisition agreements They are satisfied with the Agreed to were signed within the area of compensation policy. September 2019 sign the the water plant. There were 20 Agreements have been contract. participants, including 8 females. signed. Land compensation was Compens delivered. APs signed land ation has September 2019 Get compensation acquisition agreements and got been compensation. delivered.

2.8 Complaints and Appeals The basic working procedures of complaints and appeals are as follows: Step 1: If the APs suffer from any right violation in respect of LAR and project construction, they can report to Village Committee, and the Village Committee and APs can settle problems through consultation with Subdistrict Office. After receiving the appeal, Subdistrict Office will keep record and discuss with the Village Committee and APs for settlement within two weeks. Step 2: If complainants are dissatisfied with decision made in Phase 1, they may appeal to Hunjiang District Project Resettlement Office after receiving the decision. The office will give response to the within two weeks. Step 3: If the APs are still dissatisfied with the decision made by Hunjiang District Project Resettlement Office, they may appeal to the BPMO after receiving decision. 1.The APs may file lawsuit to the civil court at any time under Civil Procedure Law. 2.The APs may report their dissatisfaction to the resettlement external M&E agency at any time. If they don’t get any response for their actions or their interests has been violated by some conducts breaking the ADB’s Safeguard Policy Statement, they can report problems to ADB according to ADB Accountability Mechanism (2012)2

2 Before reporting problems to departments related to accountability mechanism, the APs shall solve problems effectively via the executive departments of ADB. If dissatisfaction is still unsolved, they can report to departments related to accountability mechanism. For more details, please refer to http://compliance.adb.org/

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Contact person: Du Shouxun, Baishan Water Supply Company, Tel: 0439-3320607

2.9 Problems in the Land Acquisition and Resettlement Problems in the land acquisition and resettlement are listed in Table 2-9. Table 2-9: Problems in the Land Acquisition and Resettlement (By 31 December 2020) Time Item Solution Result The first section: Pile No. B6+727~B6+950.91 is forest land. The construction of DN800 water pipeline needs to cover an area of 250 meters in length and 10 meters The formalities of land August 2018 in width temporarily. Because of the have been approved. failure in the approval of forest collection procedures, we have not carried out the temporary land acquisition work. At present, we are working on the forest land approval. Pile No. A05+ 525-a09 + 435 is 3910m. This section is the starting point of the second section to the APs have been given martyrs’ cemetery, which needs to compensation according August 2018 pass through the farmers' farmland to related policy. and houses and other buildings. It Contract has been isn’t constructed, because the signed. compensation is too high. It is still under negotiation. Pile No. A10+ 533-a14 + 679 is 4146m. This section is from Limin APs have been given village to Dahua village, passing compensation according through the farmlands, houses, August 2018 to related policy. greenhouses and other buildings. It Contract has been isn’t constructed, because the signed. compensation is too high. It is still under negotiation. Pile No. A19+417-A19+ 532 is 115m. This section is next to Hun river, Wengquan village. It isn’t constructed, because the compensation is still under Compensation has been August 2018 negotiation. given as evaluation It involves 24 households. The total price. price asked by local people is CNY12.8163 million. The intermediary valuation is CNY1.3123 million. Pile no. A20+998 to the terminal water plant of the first section pass through water plant forest land, which belongs to10 residents of Shangdianzi village. They dispute over the ownership, so the land August 2018 It hasn’t been solved. acquisition is not completed, and the construction cannot be done. It involves 11 households. The total price asked by local people is CNY70,000. The intermediary valuation is CNY7,000.

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Time Item Solution Result 4.5 hectares (11 households) of land permanently acquired by the plant has been listed in No. 25 of project land of the Baishan Government. On March 2018, No.15 volume was completed and reported to the farmland protection department of the Municipal Land and Resource The formalities of forest Bureau and the farmland protection land have been done August 2018 department of the Provincial Land and compensation has and Resource Bureau at the same been given. time. The farmland protection department of the Municipal Land made some revise for several times. After the Provincial Land and Resource Bureau approve for the transfer of agricultural land, land acquisition was started.

2.10 Organization and Administration Baishan Municipal Government is the executing agency of the subproject. Baishan Municipal ADB Loan Project Leading Group that represents the Baishan Municipal Government is responsible for monitoring the implement of Project and resettlement plan. Baishan City Hengda Drainage Engineering Co., Ltd. is the implementation unit for this Subproject. Hunjiang District Government, and affected Village Committee and Neighborhood Committee are responsible for the implement the resettlement plan. Baishan Municipal ADB Loan Project Leading Group and Baishan City Hengda Drainage Engineering Co., Ltd. have set up the resettlement office. 2.11 Conclusions and Suggestions F. Conclusions 1) The formalities of using construction land have been approved. 11 households have signed the agreements. Compensation has been delivered. Their income hasn’t been affected. The water plant is under construction. G. Suggestions 1) If village’s land was acquired when the road is constructed, the compensation would be given according to the related policy. During this monitoring period, no land has been occupied. 2.12 Interview Records Time: 2 March 2021, Zhang Hailong of PMO Civil engineering is undergoing. There is no new land acquisition. 1.5km of pipeline has not been repaired. It will be water at the end of 2022. Time: 23 July 2020, Director Du of PMO The construction of water plant has started and it is planned to be completed at the end of this year. Some parts of pipelines haven’t been completed and it will be completed before water supply. Time: 13 January 2020, Director Du of PMO

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90% of pipeline construction has been completed. 5 to 6 Kms have not been completed because land acquisition has not been completed. The compensation standard requested by APs is four to five times of appraisal value. The land acquisition and compensation are predicted to be completed by March 31, 2020. It is scheduled to start construction of the pant in March 2020, and no houses need to be demolished. It involves 11 households who have signed the agreements and received compensation to support the project construction. It's going smoothly. Incomes will not fall. The construction of approach road has been started. There is no construction work, which is submitted to the Municipal Natural Resources Bureau for approval. The problem is that land acquisition makes slow progress so that the progress of the project is affected. Time: 26 August 2019, Tang Guangyan Director The agreement of land acquisition has been signed, which involves No. 3 group and No.6 group. Compensation is CNY33,000/mu which is evaluated by policy. The villagers participated in the measurement of physical quantity and signed the agreements. It is estimated that the village committee receive compensation on 10 September and deliver to APs on 15 September. The village committee keeps 10% of the compensation and 90% is given to villagers. Land acquisition is negotiated with the people, who agreed the compensation and expect their land to be expropriated. Most of the farmers in No. 3 group and No.6 group went out to work. Their monthly income is CNY2,000 to 3,000. Agricultural income is not high, each household has 2 to 3 mu of land. On the whole, there are 1,896 people, 2,020 mu of farmland, 6 groups, 33 minority people, 70 low-income households. Each household can get CNY70, CNY900, CNY1,000 every quarter in terms of poverty degrees. Poverty alleviation has been lifted out of poverty. The per capita income of the village is CNY10,000 in 2018. Time: 23 January 2019, Du Shouxun There were no progress of land acquisition and house demolition during the past half a year and land use procedures have not been approved. Time: 16 August 2018, Du Shouxun, Gao Bo, Zhang Hailong The survey on the water supply project and water purification plant of Baishan City was conducted by Tonghua Geological Engineering Surveying Institution on November 25, 2017 and the survey report was issued. On 22 January 2018, Baishan Land and Resources Bureau issued the land ownership certificate of the construction project land, and acquired the land of Shangdianzi Village, Hekou Street, Hunjiang District, Baishan City. The construction of the first section has completed 90%, and the construction of the second section has completed 65%. Time: 15 August 2018, construction manager of the second section, Pan Zhiqiang

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The construction of the second section has completed 65%. The compensation of occupying forest land has been given by the government. Under the agreement of APs, the compensation of some temporarily occupied land has been given by the construction unit. However, some APs are unsatisfied with the evaluation price, the construction is affected. Time: 4 February 2018, Baishan City Hengda Drainage Engineering Co., Ltd., Director Wang, Du Shouxun The land usage of the water plant is going through formalities and makes small progress though we have gone there several times. The update of RP expected to be completed in 30 June 2018. The pipeline construction is undergoing. Due to the large gap between the evaluation price of temporary land and the expectation price of the APs, the construction is seriously affected. Accelerate the progress of land acquisition and resettlement. Part of pipe construction plan has been changed and the design has been determined. The changed plan decreased house demolition.

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3 Baishan Urban Development project--- ISWM Subproject According to the No.6 item of the ADB's MOU (from 13 to 20 August 2018): PMO informed that according to the People’s Republic of China’s Thirteenth Five-Year Plan, each city should seek to add the plan of power generation by waste incineration. Therefore, Baicheng City signed the public-private partnership agreement for the construction of the power plant by waste incineration and cancelled the following output activities: construct a kitchen waste sorting center with a capacity of 30 tons/day and a composting facility with a capacity of 20 tons/day. This output activity was retained as the project would continue to build 9 new solid waste transfer stations and 20 waste collection points, and would continue to upgrade solid waste facilities, urban cleaning and maintenance of vehicles and equipment. Some of these output activities may be funded by 100% domestic funds. 3.1 Overall Situation of Resettlement For Baishan Integrated Solid Waste Management Subproject, Baishan Municipal Solid Waste Treatment Co., Ltd. made the plan of house demolition and resettlement within the 1km downstream of Baishan Solid Waste Treatment Plant. 31 households have been relocated and land acquisition was completed. Affected households are satisfied with the resettlement houses chosen by themselves. For those who choose property right exchange, the policy of “demolish one, give one” is implemented according to the area recorded in the house license. For those who choose to settle at base layer, the difference of each floor will not be calculated, while for those who choose to settle at other floors, the difference of each floor will be calculated. If the area is expanded, the price of the expanded area will be paid according to the sale price. 3.2 Resettlement Progress A. Land Acquisition Progress 164.9 mu of land has been fully acquired with 9 households who have been affected by ISWM Subproject. The compensation payment of CNY20.118 million have been paid to these affected households and villages, affected owners, and real estate developer directly. The summary of project land acquisition is listed in Table 3-1.

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B. House Construction Progress 31 households had moved, the area is 5,172 m2. The affected households are listed in Table 3-2. Relocation progress of residents is listed in Table 3-3. Table 3-1: Progress of Land Acquisition Land Acquisition House Demolition RP Total (mu) AHs APs (mu) (m2) May 2014 82.25 82.25 5,506 36 129 October 2017 164.9 164.9 5,506 36 129 Increase or Decrease +82.65 +82.65 0 0 0 Completed before October 2017 164.9 164.9 5,172 31 111

Table3-2: The Affected Household of Land Acquisition （Plan） RP May 2014 URP (October 2017) Actual AHs/APs No. of AHs/APs affected by Land Acquisition (LA) 3/9 3/9 3/9 No. of AHs/APs affected by House Demolition (HD) 27/100 27/100 22/82 No. of AHs/APs affected by both LA and HD 6/20 6/20 6/20 Total 36/129 36/129 31/111

Table3-3: House Relocation Progress Plan Actual Brick- Brick- Earth- Sub- Impact Impact Simple Impact Impact House Street District concrete wood wood total Resettlement Notes Perso Place HH Person m2 m2 m2 m2 m2 HH m2 n Xicheng Minhua Tienanxincheng, 33 120 68.05 3,795.85 1,405.80 236 5,505.70 31 112 5,172 Street Village Wangda Garden C. Affected Vulnerable Groups 36 persons from 10 vulnerable households, accounting for 10.85% of the total affected people, are affected by the Project. All of them are affected only by house demolition. Affected vulnerable groups are listed on Table 3-4.

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Table 3-4: Affected vulnerable groups RP May 2014 URP (October 2017) Actual AHs (APs) Type of Vulnerability AHs (APs) AHs (APs) Minimum Living Guarantee 1 (2) 1 (2) 1 (2) Disabled Persons 6 (23) 6 (23) 6 (23) Female-Headed Households 1 (3) 1 (3) 1 (3) Five Guarantee Households 2 (8) 2 (8) 2 (8) Total 10 (36) 10 (36) 10(36)

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According to the Land Acquisition and Resettlement Office (LARO), it is confirmed that two (2) ethnic minority households and four (4) vulnerable households have been identified among the affected households by house demolition. For the four (4) vulnerable households, their houses have been demolished and they have relocated. The two (2) affected ethnic minority households are not poor or low- income households, and they have been affected only by house demolition. Their houses were not demolished until they have moved into the resettlement houses. Therefore, their living has not been affected. Of the four (4) vulnerable households affected only by house demolition, their houses have been demolished and they have moved into the resettlement houses. During the resettlement process, the project management office (PMO), implementation agency (IA) and local government have paid special attention to their resettlement, and will set up vulnerable group assistance fund in the office of Baishan Municipal Solid Waste Treatment Co., Ltd., with CNY2,000 per household in cooperation with the Baishan Labor and Social Security Bureau, Civil Affairs Bureau, and Women’s Federation and other government agencies, which will be used for the following purpose: (a) more vulnerable group will be included in the local minimum living guarantee system if they are entitled, and the Civil Affairs Bureau is responsible for this; (b) urgent cash assistance will be provided if the households have serious illness in addition to the subsidy paid under rural cooperative medical care system; (c) if the vulnerable groups have difficult to support the children’s education, they can apply to Civil Affairs Bureau for fund assistance for their children’s education; and (d) women-headed households can apply for assistance to Women’s Federation if they have some difficulties, and (e) other vulnerable households such as the poor or low income households. During implementation, the vulnerable can apply assistance to the village committee, and the village committee will check and endorse the application, and then transfer to the responsible government agencies. In addition, 8 m2 extra house area (or cash equivalent to 8 m2 extra house area) will be provided to the vulnerable group according to the construction cost at CNY860/m2 as stated in May 2014 RP, totaling CNY6,880 per vulnerable household. Up to October 2017, no payment of the funds for vulnerable groups has been made yet, including 8 m2 extra house area provision in cash payment for the relocated 4 vulnerable families. Fund payment is in the process and waiting for the fund use approval by the municipal government for those households needed. Also certain assistance as specified in the updated RP has been provided or will be provided to them, i.e., moving assistance (such as provision of vehicles) and priority given for floor selection (particularly for disabled households and women-headed households), and house location selection close to hospital (for households with sick family members) 3.3 Relocation Policy D. Land Acquisition Policy Comparison of land compensation standard is listed on Table 3-5.

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Table 3-5: Land Compensation Standards (CNY/Mu) RP May 2014 URP (October 2017) Actual Wrong Correct Compen Compensa- Compen- Compensa- Compen -sation Compen Compensa- Compen No. tion Compensa- sation to tion to Total -sation to Total/ -sation tion to Total/ -sation Total/ Category tion to Affected Affected /mu to Affected mu to Affected mu to mu AHs/mu Village/ Village/mu AHs/mu Village/ AHs/mu Village/mu AHs/mu mu mu 1 Land 288,000 72,000 360,000 17,012 4,253 21,265 29,700 3,300 33,000 29,700 3,300 33,000 Acquisition

E. House Demolition Policy Table 3-6: Comparison of House Compensation Policy 2014 2017 Actual Basic Unit Cost Basic Basic Cost Compensation Category Price Price Unit Price Cost Price Price Remark Main House CNY/m2 850 CNY/m2 3,000 Evaluation 2 2 Brick-Wood CNY/m 400 CNY/m 1,670 The actual rates are determined on Residential Mud-Wood CNY/m2 100 CNY/m2 100 the basis of market valuation (no House Simple CNY/m2 50 CNY/m2 50 discount), and not lower than basic price Brick-wood for CNY/m2 3,200 CNY/m2 3,200 house exchange Relocation 500 One-time payment, which can cover CNY/AH 500 CNY/AH 500 Allowance the costs for 2 times moving Temporary CNY/m2/ CNY/m2/m 5 5 5 Usually 12 months Other Transit Allowance month onth Compensation Execution The allowance increased in 2017. 10,000 Award for moving Award for moving in advance will be CNY/AH 1,000 CNY/AH (within 30 in advance provided to the AHs if they move out days) before the relocation deadline.

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2014 2017 Actual Basic Unit Cost Basic Basic Cost Compensation Category Price Price Unit Price Cost Price Price Remark 20,000 (within 20 days)

Execution CNY/AH/ CNY/AH Heating subsidy heating 400 /heating 400 season season

Table 3-7: House Relocation Policy Plan Actual Price for increased area Price for increased area Floor Floor in price Apartment Apartment Floor price Floor in Apartment faced Development resettlement difference faced to faced to difference Apartment faced resettlement to south and building south and east and to east and west building north north west CNY/m2 CNY/m2 CNY/m2 CNY/m2 CNY/m2 CNY/m2 Xide Xijun Community, Baishan City Tienan Xinde Real 7 3,200 3,250 Xincheng Estate Community Development Company 6 3,300 3,350 0 2,400 2,450 5 150 3,600 3,650 100 2,500 2,550 4 150 3,600 3,650 150 2,550 2,600 3 150 3,500 3,550 150 2,550 2,600

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Plan Actual Price for increased area Price for increased area Floor Floor in price Apartment Apartment Floor price Floor in Apartment faced Development resettlement difference faced to faced to difference Apartment faced resettlement to south and building south and east and to east and west building north north west CNY/m2 CNY/m2 CNY/m2 CNY/m2 CNY/m2 CNY/m2 2 100 3,400 3,450 0 2,400 2,450 Wangda Tienan 7 2,550 2,600 Xincheng Garden Community, 6 3,180 3,230 0 2,400 2,450 Baishan City 5 150 3,380 3,430 100 2,500 2,550 Xinde Real 4 150 3,380 3,430 150 2,550 2,600 Estate Development 3 150 3,380 3,430 150 2,550 2,600 Company 2 100 3,280 3,330 0 2,400 2,450

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F. Affected Structures and Infrastructure Table 3-8: Compensation standards for the ancillary structure and infrastructure URP Actual RP May 2014 (October 2017) Item Unit Compensation No change Compensation rate rate Toilet CNY/No. 100 100 Brick Enclosure CNY/m2 20 20 Manual Well CNY/No. 200 200 Fishpond CNY/m2 90 90 Vegetable Cellar CNY/m2 50 50 Plastic-Covered CNY/m2 50 50 Tunnel (Normal Tunnel) High-voltage No. According to According to the evaluation Pole the evaluation

Table 3-9: Compensation standards for fruit trees and forests Unit: CNY Compensation Rate (CNY) Specifications Type Unit RP May URP (October Actual (DBH, CM) 2014 2017) No. At the fruit-bearing age 50 50 50 Fruit Trees No. Not at the fruit-bearing 10 10 10 age No. Diameter at breast height 2 2 2 ＜3cm No. 3cm＜Diameter at breast 10 10 10 height＜5cm No. 5cm＜Diameter at breast 20 20 20 Timber height＜10cm Forest No. 10cm＜Diameter at breast 30 30 30 height＜20cm No. 20cm＜Diameter at breast 40 40 40 height＜30cm No. Diameter at breast height 50 50 40 ＞30cm

3.4 Income Restoration The income of affected people has not decreased by doing works 3.5 Houses Relocation 31 households have signed the relocation agreements and chosen the resettlement houses. The relocation sites are Tienanxincheng and Wangda Garden. The detailed policy can be seen in Section 3.11.

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3.6 Budget and Fund for Resettlement Funds for land acquisition and resettlement are raised by Baishan Municipal Solid Waste Treatment Co., Ltd. The LAR funds can meet the needs of land acquisition and house demolition for the Project. This Subproject has paid CNY20,118 thousands in total for land acquisition and relocation, which accounts for 48.11% of the budget. The funds paid by the subproject are listed in Table 3-10

Table 3-10: LAR Funds of Integrated Solid Waste Management Subproject Revised October 2017 Percentage Total Resettlement No. Item Budget Total Payments Cost Paid (CNY (CNY10,000) (CNY10,000) 10,000) 1 Basic LAR Costs 3,009.97 2,011.80 Compensation for 1.1 653.00 653.00 Permanent LA 1.1.1 LA Compensation 544.17 544.17 1.1.2 Standing crops 108.83 108.83 Compensation for 1.2 1,703.81 610.00 House Demolition 1.2.1 House Demolition 1,651.80 610.00 Allowance for 1.2.2 33.04 0.00 Temporary Transit Relocation 1.2.3 1.65 0.00 Allowance Award of Moving in 1.2.4 16.00 0.00 Advance

1.2.5 Heating subsidy 1.32 0.00

1.3 Ground 653.16 640.00 Attachments 1.3.1 Livestock enclosure 1.42 1.3.2 Greenhouse 2.75 1.3.3 Vegetable cellar 0.06 1.3.4 Fishpond 1.80 1.3.5 Well 0.07 640.00 1.3.6 Trees 6.58 1.3.7 Enclosing wall 0.16 1.3.8 Toilet 0.32 High-Voltage Line 1.3.9 640.00 (including Pole) Vulnerable Group 2 8.88 0.00 Assistance Vulnerable Group 2.1 2.00 0.00 Assistance Fund 8 m2 extra house 2.2 6.88 0.00 area provision

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Monitoring and 3 Evaluation 43.30 0.00 Expenses 4 Training Expenses 50.00 0.00 Related Taxes and 5 689.11 108.80 Related Costs Contingency (10% 6 380.13 0.00 of Total Cost) 7 TOTAL 4,181.39 2,011.80 2,011.80 48.11%

3.7 Public Participation and Information Disclosure Table 3-11: Public Participation Time Item Conclusion Remark Some people affected The relocation of 28 by the demolition do 31 households have January,2018 affected households is not agree with 28 resettled. on negation. listings. The Baishan People’s Government Office released the guidance notes on the Monetization of Residential Housing in the Urban Shantytown Renovation Project in Baishan City on 27 May 2017. According to the guidance, Baishan Construction Bureau issued the House Acquisition and Resettlement Plan for the second phase expansion construction of Baishan Integrated Solid Waste Landfill which was approved by the related municipal department. On 13 June 2017, the meeting about house demolition within the project area of Baishan Integrated Solid Waste Landfill was held in Baishan House Acquisition Center. There is no complaint from HHs. This policy is accordance with the policy of ADB On 26 June 2017, Changbai Mountain Daily published the notice on the grave relocation of Baishan Integrated Solid Waste Management Project. The affected households get compensation when the graves are relocated, and the graves are relocated by themselves. 3.8 Organization and Administration Baishan Municipal Government is the executing agency of the subproject. Baishan Municipal ADB Loan Project Leading Group that represents the Baishan Municipal Government is responsible for monitoring the implement of Project and resettlement plan. Bashan Municipal Solid Waste Treatment Co. Ltd is the implementation unit for this Subproject. Hunjiang District Government, affected town government, affected Village Committee and Neighborhood Committee are responsible for the implement the resettlement plan. Baishan Municipal ADB Loan Project Leading Group and Bashan Municipal Solid Waste Treatment Co. Ltd have set up the resettlement office. 3.9 Assistance to Vulnerable Groups The subproject affected 10 vulnerable HHs with 36 people. Monitor and Evaluation Result: Assistance was given to villagers in vulnerable groups.

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3.10 Conclusions and Suggestions G. Conclusions （1）For Baishan Integrated Solid Waste Management Subproject, the land acquisition is completed. Production and living standards of APs have recovered. It meets the requirements of the ADB's social security policy. （2） All the households affected by house demolition in the project have been relocated. H. Suggestions （1）For the subproject dropped from the ADB project, project monitoring should be done according to ADB’s policy. 3.11 House Demolition and Resettlement Plan for Villagers Who Live Within the 1km Downstream of Baishan Solid Waste Treatment Plant In 2009, in order to improve the living environment around dump, the municipal government decided that Baishan Solid Waste Treatment Plant took the responsibility of resettlement of citizens living within the 1 km downstream. From 11 August 2009, citizens started to move according to the agreements. Some citizens who disagreed to move before want to move now. If the superior agrees, compensation standard will be formulated according to the standard in 2009. 1. Period for signing contract: 9 October 2015–7 November 2015 (30 Days) 2. Property exchange is adopted for the resettlement way (1) Property exchange According to the No.5 item in “Several Demolition and Resettlement Problems about the Downstream of Baishan Solid Waste Treatment Plant” (issued the Changbaishan Government, No.66, 2009): For solving the problem of property right card, in order to ensure assignment demolition work smoothly, villagers living downstream of Solid Waste Treatment Plant and having property right cards issued by the original suburbs and Badaojiang district can deal with the formalities such as new property right cards according the area in the original property right card. For those who choose property right exchange, the policy of “demolish one, give one” will be implemented according to the area recorded in the house license. For those who choose to settle at base layer, the difference of each floor will not be calculated, while for those who choose to settle at other floors, the difference of each floor will be calculated. If the area is expanded, the price of the expanded area will be paid according to the sale price. (2) The base floor: 2nd floor, 6th floor (3) The price difference between each floor: 3rd floor and 4th floor, CNY150/m2; 5th floor, CNY100/m2. (4) The price for the base floor is CNY2,400/m2.

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3. Resettlement sites: Tienanxincheng, Wandahuayuan 4. Compensation for resettlement (1) For those whose residential houses are demolished, relocation compensation will be given all at once as the standard of CNY500 for each property right card, while those who don’t move on time will be reduced 50% of the relocation allowance. (2) For those who sign the contracts within the contract period and move before the deadline of relocation, rewards will be given all at once as the standard of CNY1,000 for each building droit card. (3) Compensation for small enterprises a. For individual business owners holding effective industrial and commercial business license and having private houses with lawful property right certificate (the usage is listed in property right card ), if the house owners are self-employed and choose property rights exchange, living subsidies will be given on the basis of workers and transition period, The figures of workers is determined as the following standard: 1 worker for every 10 m2 of business area, The compensation standard is formulated as the standard of the municipal government minimum living allowance, CNY130/person/month. b. For individual business owners holding effective industrial and commercial business license but don’t have houses, the compensation for workers is accordance with the item a. The compensation period is 2 months. c. Compensation for the operation profit will be given all at once as 30% of the total annual income tax last year. (4) Compensation for attachments Brick-mix houses without property right card: CNY250/m2. Brick-wood houses without property right card: CNY150/m2. Wood houses: CNY30/m2. Brick fence: CNY20 for every extended meter. Vegetable cellar: CNY50/m2. Hand pressure type water well: CNY100/well. Fruit trees reaching production: CNY50/tree. Fruit trees that haven’t reached production: CNY10/tree. Trees with the diameter within 5cm: CNY10/tree. Trees with the diameter from 5 cm to 10 cm: CNY20/tree. Trees with the diameter from 10 cm to 20 cm: CNY30/tree. Trees with the diameter from 20 cm to 30 cm: CNY40/tree. Trees with the diameter from 30 cm to 40 cm: CNY50/tree.

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Toilet: CNY100. Green crops: CNY6/m2. 5. Evaluation Items (1) The choice of evaluation agency adopts the way of public choosing. The name of evaluation agencies will be filled on the advice-collecting sheet and will be determined as the No.1 votes. (2) Evaluation items include internal decoration, hanging tent, floor tile, floor, etc., to meet the needs of life. 6. Evaluation agency Baishan Jingwei Real Estate Evaluation Co., Ltd. Table 3-13: Sale Price of Tienanxincheng

The unit price for the The unit price for the The price difference Floor middle type East-west type for each floor 2 2 CNY/m2 CNY/m CNY/m 6 2,400 2,450 0 5 2,500 2,550 100 4 2,550 2,600 150 3 2,550 2,600 150 2 2,400 2,450 0

Table 3-14: Sale Price of Wangda Garden The unit price for the The unit price for the The price difference Floor middle type East-west type for each floor CNY/m2 CNY/m2 CNY/m2 6 2,400 2,450 0 5 2,500 2,550 100 4 2,550 2,600 150 3 2,550 2,600 150 2 2,400 2,450 0

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4 Baicheng Urban Development Project 4.1 Overall Situation of Resettlement By 31 December 2020, 1,130.64 mu of land has been acquired, including 586 households. 303 households of 67,049 m2 of houses has been demolished. 30 affected households are relocated Sanhe Garden, 30 affected households are relocated Minzhu Garden, 206 affected households are relocated in No.7 land. 61 households haven’t gone through the check-in procedure. The compensation standard for land acquisition set before August 2018 is CNY300/m2 (CNY279.2/m2 is for villagers and CNY20.8/m2 is for village committee). After August 2018, the compensation for completed land acquisition of Baicheng Subproject is CNY300/m2 (CNY279.2 is for villagers and other CNY20.8 is for village committee). The compensation for construction land, unused land and rural road is CNY8.64/m2. The compensation for ground attachments on rural land is CNY200/m2. The implementation standard is in accordance with the standard of the updated RP. For those who lose land, their incomes mainly come from outside work. These affected households got their income mainly from land before, now they are mainly employed in secondary and tertiary industries, their income levels are higher than before. Before April 2017, the policy of house property exchange is as follows: for main rooms, the exchange rate is 1:1.1, for the attachment rooms, the exchange rate is 1:0.6. This policy is the same in every village. The survey shows that villagers are satisfied with this policy. After 12 November 2017, the policy of house property exchange is as follows: The principle is "acquire one and give one, select houses openly, select according to the order of signing the agreement". For the acquisition of legal residential houses, “acquiring one and repaying one” will be used. For the temporary houses that do not exceed the approved period, 60% compensation will be given. For those who signed the agreement within the signing period specified in the compensation and resettlement program, 20% of the main room area will be awarded for the temporary houses. The reasonable increase area is CNY1,900/m2 and the upper limit is 12 m2. Complete property right can be enjoyed. For those who downward choose resettlement housing types, the appraisal price or CNY1,900/m2 will be given as monetary compensation. According to the policy, if the area of house is below 45 m2, APs can also resettle in the house with 45 m2, and they needn’t to make up the price difference. APs accepted the new policies of land acquisition and house demolition compensation. Within the area of Baicheng Subproject, 6 Real Estate Development Companies have acquired part of land. The Real Estate Development Companies are as follows: Sijihuacheng Demand Real Estate Development Co., Ltd.(Xinhua Road,

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Xiangyang Street), Hongdanongji Real Estate Development Company(Third Ring Road), Yongmao Real Estate Development Company(Xiangyang Street, from Zhongxing Road to Haiming Road), Chengyuan Electric Power Company (Third Ring: from Zhongxing Road to Haiming Road), Baicheng Sijishengbao Real Estate Development Company and Baicheng Hongdu Real Estate Development Company (Xingfu Street). The House Demolition Center belonging to Planning and Construction Bureau of Baicheng Economic Development Zone and the Land Acquisition Office of the Ecological New Zone are responsible for land acquisition and house demolition. 4.2 Resettlement Progress A. Progress of Land Acquisition By 31 December 2020, the total land acquisition of this subproject was 1,130.64 mu. Table 4-1 illustrates the overall progress of land acquisition, indicating that 586 households and 1,651 persons were affected by the land acquisition progress, which accounts for 117.4% of the overall. The land acquisition is summarized in Table 4-2. B. Progress of House Demolition 303 households and 755 persons’ houses have been demolished, with the area of 67,049 m2, accounting for 79.1%. The progress of house demolition is presented in Table 4-3. The relocation of APs is presented in Table 4-4. The progress of residential relocation is shown in Table 4-5. C. Progress of Demolition of Enterprise Enterprise demolition removed 775.1m2 of Baicheng Housing Construction Company and 510 m2 of Baicheng Meteorological Bureau. The normal working hours of these two units are not affected. Land acquisition and demolition of 6 units have been completed. 250.548 mu of land has been acquired and 1641.1m2 of house has been demolished totally. The resettlement of enterprises (shops) is shown in Table 4-7.

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Table 4-1: Progress of Land Acquisition (By 31 December 2020) Plan Actual The Natur Natur Arabl Homes Constru Homes Constru Name Contract Parkl Woodl e Arable Parkl Woodl e Subtot Village /Street e tead ction Subtotal tead ction of Package and and reser land and and reser al land land land land land Street ves ves Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu West Erlong Village, 104.7 Xinhua CBC6 Baoping 61.37 0 84.14 0 0 250.23 126.08 11.40 137.48 2 Road Village Chuny Chaoyang ang CBC10 0 3.3 0 1.98 0 0 5.28 17.60 17.10 34.70 Village Road North Changqing Xingfu CBC8 34.25 0 0 51 16.1 0 101.35 37.51 4.20 41.71 Village Road Erlong Village,Chaoy ang Village,Xiangy ang Village, CBC1/ Baosheng 3rd- CBC2/C Village, 539.9 Ring 0 0 205.05 320.58 0 1065.61 504.87 46.20 551.07 Baping 8 Road BC3/ CBC12 Village, Changqing Village, Dongxing Village, Baoping Office Xiangyang Tao'er Village, he CBC9 68.91 0 0 6.28 0 0 75.19 0.00 0.00 0.00 Baosheng Road Village Xiangy CBC4/ ang Baoping Office 91.53 0 0 0 5.34 0 96.87 207.17 6.90 214.07 Street CBC5 Shengl Chaoyang 190.4 CBC7 58.62 0 38.33 0 0 287.38 98.65 5.10 103.75 i Road Village, 3

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Plan Actual The Natur Natur Arabl Homes Constru Homes Constru Name Contract Parkl Woodl e Arable Parkl Woodl e Subtot Village /Street e tead ction Subtotal tead ction of Package and and reser land and and reser al land land land land land Street ves ves Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Baoping Village Nanyi Xiangyang CBC9 22.85 0 0 5.68 0 0 28.53 0.00 0.00 0.00 Street Village Xinggo Baosheng ng CBC11 73.66 0 0 0 0 0 73.66 34.71 0.00 34.71 Village Road House hold Baicheng waste Zhongxing integra Urban CBC13 0 0 0 0 0 0 0 0.00 ted Infrastructure treatm Construction ent Co., Ltd. project Rainw ater and sewag 9.71 0 0 0 0 0 9.71 13.14 0.00 13.14 e pump Station Telegr aph pole 0.00 0.00 0.00 transfe r 1130.6 1136. 123.2 1,993.8 1039.7 Total 0 392.46 342.02 0 0 0 0 90.9 0 4 04 9 1 4

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Table 4-2: Progress of Land Acquisition (By 31 December 2020) Actual Administrative Construction Collective land Subtotal Area land Mu Mu Mu Xiangyang 0.00 0.00 0.00 Village Baosheng Village 156.92 3.30 160.22 Dongxing Village 58.50 2.10 60.60 Baoping Village 204.81 9.00 213.81 Chaoyang Village 195.55 25.80 221.35 Erlong Village 68.63 14.40 83.03 Changqing 52.52 4.20 56.72 Village Urban area 302.82 32.10 334.92 (including others) Total 1039.74 90.90 1130.64

Table 4-3(1): Summary of Households Affected by Land Acquisition (By 31 December 2020) Plan Actual Village Household Land Acquisition House Demolition Xiangyang Village 0 0 0 Baosheng Village 77 11 77 Dongxing Village 71 7 71 Baoping Village 151 30 151 Chaoyang Village 157 86 157 Erlong Village 39 48 39

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Plan Actual Village Household Land Acquisition House Demolition Changqing Village 26 14 26 Baoping Subdistrict Office (including others) 65 107 65 Total 586 303 586

Table4-3(2) Compensation Samples of Households Affected by Land Acquisition (By 30 June 2020) Three-phase Village Name Area Standard Cost Reward Guard House Well Shed Subtotal electric

m2 CNY/m2 CNY CNY CNY CNY CNY

Zhao Baoping 1,820.83 200 364,166 10,000 10,000 14,000 398,166 Guoxiang Zhao 925 200 185,000 0 11,403 14,000 210,403 Yongjie Zhao 661.43 200 132,286 10,000 970 14,000 5748.8 163,004.8 Guorong Zhao 140.9 200 28,180 10,000 38,180 Shuyun

Table4-3（3） Compensation Samples of Households Affected by Land Acquisition (By 30 June 2020)

Original Relocation Transition Heating Name Relocation Other House Allowance Allowance Allowance m2 m2 CNY/HH CNY/m2 CNY/m2 CNY Yang 37.5 45 2000 6 2 Chunping Yang 36 55.73 2000 6 2 Yongfeng Lu Lei (1) 70.83 85 2000 6 2

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Lu Lei (2) 33.76 85 2000 6 2 Lu Lei (3) 85.12 42.56 2000 6 2 Total 263.21 313.29 Note: Lu Lei has 3 set of houses.

Table 4-3（4）Compensation Samples of Households Affected by Land Acquisition（By 31 December 2020） Name Area Standard Compensation Reward Well Subtotal m2 CNY/m2 CNY CNY CNY CNY Xu Feng 410 200 82,000 10,000 14,000 106,000 Fu Guiqing 712.86 200 142,572 10,000 14,000 166,572

Table 4-3（5）Compensation Samples of Households Affected by Land Acquisition（By 31 December 2020） Relocation Transition Name Original House Relocation Resettlement Heating Allowance Allowance Allowance m2 m2 m2 CNY/HH CNY/m2 CNY/m2 Guo Zhaoyu 70.83 70 85 2000 6 2 Zhang Yujiu 70.83 70.3 85 2000 6 2

Table 4-4: Progress of Relocation of Affected Households (By 31 December 2020)

Plan Actual Street/Roa Affected by HD Affected by both Block Affected by LA only Subtotal LA LA HD HD d only LA and HD AHs APs AHs APs AHs APs AHs APs AHs APs AHs APs West Xinhua 63 167 31 86 6 21 88 232 87 231 38 105 CBC6 Road Chunyang 14 32 15 32 0 0 29 64 35 98 57 122 CBC10 Road

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Plan Actual Street/Roa Block Affected by HD Affected by both d Affected by LA only Subtotal LA LA HD HD only LA and HD AHs APs AHs APs AHs APs AHs APs AHs APs AHs APs North Xingfu 10 33 5 8 8 23 7 18 17 56 14 22 CBC8 Street CBC1,CBC 3rd-Ring 251 729 270 728 29 92 492 1365 242 703 154 416 2,CBC3 Road Tao'erhe CBC9 0 0 55 162 0 0 55 162 0 0 0 0 Road CBC4,CBC Xiangyang 11 28 23 69 1 3 33 94 44 112 23 69 5 Street Shengli 97 265 15 18 1 1 111 282 110 301 17 21 CBC7 Road Nanyi 0 0 23 71 0 0 23 71 0 0 0 0 CBC9 Street Xinggong 43 139 1 1 1 4 43 136 43 139 0 0 CBC11 Road Third Ring Road RR 0 0 30 0 0 0 30 0 0 0 0 0 CBC12 underpass Stormwate r and sewer 9 13 0 0 0 0 9 13 8 11 0 0 pump station civil CBC16 works Power supply 0 0 0 0 0 0 0 0 0 0 0 0 cable –civil CBC17 works Total 498 1406 468 1175 46 144 920 2437 586 1651 303 755

Table 4-5(1): Progress of Residential House Demolition (By 31 December 2020)

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Plan Actual Area Subtota Area Ratio Street / Urban Rural Subtotal Urban Rural Subtotal Urban Rural Subtotal Urban Rural Block 2 2 road (m ) l (m ) House House House Perso Perso Hous Hous Hous Perso Pers Person ㎡ Person ㎡ % hold hold hold n n ehold ehold ehold n on West 3239.2 6492.3 200.43 Xinhua 0 31 31 0 86 86 0 38 38 0 105 105 2 0 % CBC6 Road Chuny 2185.5 9739.9 445.65 ang 0 15 15 0 32 32 0 57 57 0 122 122 4 6 % CBC10 Road North 2257.6 2358.8 104.48 Xingfu 0 5 5 0 8 8 0 14 14 0 22 22 7 2 % CBC8 Street CBC1, 3rd- 58655. 37690. 64.26 CBC2, Ring 108 162 270 328 486 728 60 94 154 162 254 416 39 97 % CBC3 Road Tao'erh CBC9 0 55 55 0 162 162 4189.2 0 0 0 0 0 0 0.00 0.00% e Road Xiangy CBC4, 4004.1 7266.7 181.48 ang 0 23 23 0 69 69 0 23 23 0 69 69 CBC5 3 8 % Street Shengli 1985.2 3500.2 176.31 0 15 15 0 18 18 0 17 17 0 21 21 CBC7 Road 4 4 % Nanyi 3790.1 0 23 23 0 71 71 0 0 0 0 0 0 0.00 0.00% CBC9 Street 6 Xinggo ng 0 1 1 0 1 1 59.16 0 0 0 0 0 0 0.00 CBC11 Road Third Ring Road 4398.6 30 0 30 86 0 0 0 0 0 0 0 0 RR 9 underp CBC12 ass

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Plan Actual Area Subtota Area Ratio Street / Urban Rural Subtotal Urban Rural Subtotal Urban Rural Subtotal Urban Rural Block 2 2 road (m ) l (m ) House House House Perso Perso Hous Hous Hous Perso Pers Person ㎡ Person ㎡ % hold hold hold n n ehold ehold ehold n on Stormw ater and sewer 0 0 0 0 0 0 0 0 0 0 0 0 0 0.00 pump station civil CBC16 works Power supply cable – 0 0 0 0 0 0 civil CBC17 works 84764. 67049. 79.10 Total 138 330 468 414 933 1175 60 243 303 162 622 755 4 07 %

Table4-5（2） Samples of Residential House (By 31 December 2020) Name Original House Relocation Relocation Allowance Transitional Allowance Heating Allowance Othera m2 m2 CNY/HH CNY/m2 CNY/m2 CNY Zhang Lijun 54.17 65 2000 6 2 Tang Yajun 80.83 97 2000 6 2

Table 4-6: Relocation of State-owned Enterprises’ Building (By 31 December 2020)

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Plan Actual Number Original of Affected LA Affected LA HD Subcomponent institutions/ Land HD area number of women area employees area area Relocation shops nature employees in the APs Mu ㎡ Person Person Person Mu ㎡ Baicheng Urban State- North Xingfu Housing owned Complete 7.59 775.1 8 0 0 7.59 775.1 Street Construction construction acquisition Company land State- Baicheng North Xingfu owned Not be Technician 8.51 0 85 0 0 1 Street construction demolished College land Taobei District Wood and Fruit 3rd-Ring Road Production 0 Collective 246 2 2 1 246 Distribution Department Taobei District 3rd-Ring Road Baoku Grocery 0 Collective 110 2 2 1 110 Store State- Taobei Fruit owned 3rd-Ring Road 159.9 0 320 305 114 159.9 Farm agricultural land Be State- managed by Baicheng No. 1 owned the new Tao'erhe Road 12.45 0 334 0 0 Middle School agricultural district. It land hasn’t been demolished. Some Xiangyang Baicheng State- 81.41 0 199 0 0 81.41 enterprises Street Academy of owned have signed

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Plan Actual Number Original of Affected LA Affected LA HD Subcomponent institutions/ Land HD area number of women area employees area area Relocation shops nature employees in the APs Mu ㎡ Person Person Person Mu ㎡ Agricultural agricultural the Sciences land agreements. State- Baicheng Xiangyang owned Meteorological 5.34 341.56 56 0 0 0.648 510 Completed. Street construction Bureau land Baicheng Household Zhongxing State- waste Urban owned integrated 28.5 0 96 0 0 Infrastructure agricultural treatment Construction land project Co., Ltd. 250.54 1,641. Total 9 303.69 1,472.66 1,099 309 116 8 1

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Baicheng Experimental Kindergarten was demolished on 7 June 2017, with a total compensation of CNY525,966. The students were admitted to the new kindergarten. It has been completed. Baicheng Meteorological Bureau was demolished on 11 May 2018, with a total compensation of CNY1,003,944. Now Baicheng Meteorological Bureau operates normally. It has been completed. By 7 June 2017, the compensation was CNY54,440. The extension section of the wall is 65.38 meters, which shall be repaired by the owner. It has been completed. D. Affected Vulnerable Groups and Ethnic Minorities Among the all affected people, 126 households with 227 people are vulnerable groups, 87 households with 159 people of which are these families that enjoy the subsistence allowance, 19 households with 31 people are those families with disabled, 19 households with 32 people are those families that are headed by females, 1 household with 5 people is the family that enjoys the five guarantees. Summary of Directly Affected Ethnic Minority Population is shown in Table 4-7.

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Table 4-7: Summary of Directly Affected Ethnic Minority Population (By 31 December 2019)

Measur Vulnerable Groups Actual es

Famil Family Famil y that Famil that Famil Famil y that enjoy y that enjoys famil yhea famil yhea enjoy Su s the enjoy Su the y with ded y with ded Block s the btot subsi s the btot subsist disab by disab by five al stenc five al ence led femal led femal guara e guara allowan es es ntees allow ntees ce ance

Perso Perso Perso Perso Per Perso HH HH HH HH HH HH n n n n son n

Updated Resettlement Plan for CBC1 Third Ring Road I (Changqing Bei Street- Mianfang Road), CBC2 Third Ring Road II (Mianfang Road-RR underpass), CBC12 (Third Ring Road RR underpass), 34 14 9 1 58 88 26 22 5 141 CBC15 (Landscape and greening work), CBC16 (Stormwater and sewer pump station civil works) and CBC17 (Power supply cable –civil works) Updated Resettlement Plan for CBC3 (Third Ring Road Section III [RR 3 0 1 0 4 5 0 1 0 6 underpass - Xingfu NanStreet]) and CBC9 (Nanyi Street and Taoerhe Road)

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Xiangyang Street 0 1 0 0 1 0 1 0 0 1

CBC6West Xinhua Road 23 1 5 0 29 31 1 5 0 37

CBC7Shengli Road 22 3 4 0 29 29 3 4 0 36

North Xingfu Street 4 0 0 0 4 5 0 0 0 5

Chunyang Road 1 0 0 0 1 1 0 0 0 1

Xinggong Road 0 0 0 0 0 0 0 0 0 0

Total 87 19 19 1 126 159 31 32 5 227

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Vulnerable Groups enjoy the subsistence allowance, who are taken care of during the relocation. The state, Jilin Province and Baicheng City have introduced a series of poverty alleviation policies. These vulnerable groups have been affected by the policy and gained steady income. Interviews show that these policies have been implemented. The detail measures are as follows: 1. Make accurate investigation and implement dynamic management. (1) do the research. (2) set up the parameter. (3)enter the system. (4)implement dynamic management. 2. Strengthen employment services and promote local and nearby employment. (1)carry out labor docking A. establish linkage mechanism with key enterprises. B. create jobs. C. create "half hour employment service circle". D. carry out special employment activities. E. hold a special job fair for the poor labor force. (2) Create a carrier for poverty alleviation A. create employment poverty alleviation workshops. B. create employment poverty alleviation base. C. establish a business base for returning home. D. create employment support base. (3) Create jobs by entrepreneurship A. promote entrepreneurial projects. B. encourage self-employment. C. provide start-up guarantee loans. (4) Implement employment assistance A. encourage flexible employment. B. encourage enterprises to absorb employees. C. develop public welfare positions. 3. Carry out skill training to improve the quality of personnel (1) conduct skills training by category. (2) conduct free technical education. (3) explore project-based training.

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4. Strengthen labor cooperation and promote organized export (1) improve labor service cooperation outside the province and within the province. (2) promote the export of organized labor services. 5. Protect legitimate rights and promote stable employment (1) safeguard labor rights and interests. (2) conduct labor inspection. (3) offer tracking services. (4) strengthen humanistic care.

Figure 4-1 Compilation of Poverty Alleviation Policy Documents 4.3 Relocation Policy E. Policy for Land Acquisition Table 4-8 shows the compensation standard of this land acquisition progress. Table 4-8: Compensation Standards for Land Acquisition Planned Actual After Land Resettlement Final Compensation Land Type November Compensation Compensation Standard Standard 12, 2017 CNY/Mu CNY/Mu CNY/Mu CNY/Mu CNY/M2 Collective Cultivated 32,000 48,000 80,000 200,000 300 agricultural land land State-owned agricultural land 48,000 48,000 Others 8.64 and grain ration farmland Young Group 3,333 3,333 (leek) Young Group 2,333 2,333 (other)

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F. House Relocation Policy The compensation standard for residents is presented in Table 4-9. Table 4-9: Compensation Standard for Urban and Rural Houses Plan After 12 item November Compensation category Unit CNY Remark 2017

Brick CNY acquire one 2 1,400 and give one, concrete /m The actual select houses Brick CNY rates are 2 1,200 openly, select timber /m determined according to Earth CNY on the basis Residential 900 the order of timber /m2 of market housing signing the valuation Attached CNY agreement. 2 470 (depreciation house /m The not Simple CNY compensation 360 considered) structure /m2 is CNY1,900/ m2. Relocation CNY/ 1,000 2,000 subsidies HH CNY Transition 24 months in CNY6 and 12 /m2 6 subsidies general /m2/month /month Rural / On the basis of main Urban CNY Heating house area CNY2/m2 House /m2 2 subsidies of the /month Demolition /month houses to be demolished For those Other who signed compensation the The award agreement will be within the provided for signing period Award for households specified in moving that relocate the out prior CNY/HH 5,000 early within compensation to date the and required prescribed resettlement resettlement program, period. 20% of the main room area will be awarded.

Table 4-10: Compensation Standards for Fruit Trees and Woods

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Plan Actual After November 12, 2017 Type Compe Compensati Item Compensati Type Unit of nsation on on tree CNY CNY Ground CNY200 /m2 tree Grape 20 20 attachmen ts Fruit trees Anli Water well CNY500 for tree 50 50 bearing no pear each fruits CNY2,000 for (grown 1 to Motor-pu each 3 years) Other tree fruit 30 30 trees mped well

Cold shed CNY16.28 tree Grape 3 3 Fruit Fruit trees /m2 tree bearing no Anli Warm CNY 59.37 fruits tree 5 5 pear shed /m2 (grown less than 1 Other year) tree fruit 3 3 trees tree Grape 100 100 Anli Fruit trees tree 500 500 bearing pear fruits Other tree fruit 100 100 trees Tim Timber tree tree Poplar 350 350 ber Timber tree tree Willow 350 350 stan ds Sapling tree Poplar 1.5 1.5

Table 4-11: Compensation Standards for Attachments and Infrastructure Plan Actual Item Unit Remark Compensation Compensation

Simple structure (including stone- footed earth CNY /m2 360 360 wall, brick- walled asbestos house and barn)

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Plan Actual Item Unit Remark Compensation Compensation For walls equal to or For walls equal to higher than 2 or higher than 2 meters, meters, compensation of compensation of CNY100 is provided CNY100 is provided for each meter in for each meter in Brick wall CNY/m2 length; for walls of length; for walls of lower than 2 meters, lower than 2 meters, compensation of compensation of CNY50 will be CNY50 will be provided for each provided for each meter in length. meter in length. Hand-operated CNY/well 500 500 well

Well with a 3- inch CNY/well 2,000 2,000 submersible pump or below

Well with a Compensation of Compensation of submersible CNY2,000 is CNY2,000 is CNY/well pump of above provided for every provided for every 3 inches inch added inch added

Plastic greenhouse CNY/well 10,853 10,853 (cold canopy)

Plastic greenhouse CNY/well 39,580 39,580 (warm canopy)

Trainings provided by the project are shown in Table 4-12. Table 4-12 Trainings Year Item Participants

2017 Skills Training 22 affected workers

Agricultural Production 9 affected households Upgrading

Employment Support 22 affected workers

2018 Skills Training 246 affected workers

Agricultural Production 104 affected households Upgrading

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Employment Support 246 affected workers

2019 Skills Training 100 affected people

Skills Training for Females 50 people

Agricultural Production 100 affected households Upgrading Employment Support 100 affected households 2019 Skills Training 97 affected people

Skills Training for Females 50 people

Agricultural Production 97 affected households Upgrading Employment Support 97 affected households

4.5 House Relocation By 31 December 2020, 293 households have signed the contract, and are steadily under transition. Table 4-13: The Progress of Residential House Relocation (By 31 December 2020) Actual Plan

No.7 Land HHs Su haven’t bto gone tal Community Siji Sanhe Minzhu through Eco-Home Huacheng Garden Garden the check-in procedu re Property

Developers Planning

Permit Construction

Permit July Start Building July 2013 April 2012 2013 Completion 30 October March December Completion June 2019 Time 2014 2014 2018 Home Household Demolition Transition Household 61 206 30 Relocation Household 30 6 3 303 households are affected in total and have been relocated. 30 affected households are relocated Sanhe Garden, 30 affected households are relocated Minzhu Garden, 206 affected households are relocated in No.7 land. 61 households haven’t gone through the check-in procedure.

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4.6 Enterprises Relocation Table 4-14: The Resettlement Progress of Affected Enterprises (By 31 December 2020) Plan Actual Land area to be Compensati Land area to be Compen City Road Unit Measure requisitioned Land on requisitioned sation nature (Mu) CNY/㎡ (Mu) CNY/㎡ State- Taobei District owned 3rd-Ring Road 159.9 72 72.89 130 Fruit Farm agricultural land State- Baicheng No. 1 owned Tao’erhe Road 12.45 72 0 0 Baicheng Middle School agricultural land Baicheng State- Academy of owned Xiangyang Sreet 81.41 72 50.62 130 Agricultural agricultural Sciences land Total 253.76 123.51

Table 4-15: The Progress of Affected State-owned Enterprises (By 31 December 2020) Plan Actual Land area to Land area to be be Compensation Compensation City Road Unit Land requisitioned Measure requisitioned nature m2 CNY/m2 m2 CNY/ m2 Baicheng State- North Housing owned Baicheng Xingfu 775.1 1,400 775.1 1400 Completed. Construction construction Street Company land

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State- Baicheng Xiangyang owned Not be Meteorological 341.56 360 Street construction demolished Bureau land Total 1,116.66

Table 4-16: The Resettlement Progress of Shop (By 30 June 2020) Plan Actual Area of Area of Resettlement Land Resettlement City Road Village AHs APs shop to be Land Remark AHs APs shop to be arrangement nature arrangement demolished nature demolished

m2 m2 3rd-Ring Street shop The shops Not be Chaoyang 1 2 110 Collective Road in Eco-Home involved in demolished HD are both for commercial and residential purposes, Baicheng so the HD 3rd-Ring Street shop Not be Baoping 1 2 246 Collective area has Road in Eco-Home been demolished included in the area of residential houses to be demolished. Total 2 4 356

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4.7 Infrastructure Restoration By 31 December 2020, the infrastructure has been functioning well. 4.8 Budget and Fund for Resettlement The fund for land acquisition and resettlement is raised by Baicheng Municipal Government. By 31 December 2020, Baicheng subproject has already paid CNY532.864 million for land acquisition and house demolition, making up 75.21% of the total budget. And implementing agency, the Demolition Office of Baicheng Economic Development District will pay the affected people the cost of land acquisition. Table 4-17 shows the resettlement budget of Baicheng Urban Development subproject. Table 4-17: Resettlement Budget of Baicheng Urban Development Subproject (By 31 December 2020) Block Section Plan Actual Ratio CNY10000 CNY10000 CBC1 Third Ring Road I (Changqing Bei Street- Mianfang Road), CBC2 Third Ring Road II (Mianfang Road-RR underpass), CBC12 (Third Ring Road RR underpass), Subtotal 37837.26 CBC15 (Landscape and greening work), CBC16 (Stormwater and sewer pump station civil works) and CBC17 (Power supply cable –civil works) CBC3 (Third Ring Road Section III [RR underpass - Xingfu NanStreet]) and Subtotal 12169.2 CBC9 (Nanyi Street and Taoerhe Road) Xiangyang Street Subtotal 3283.1 CBC6West Xinhua Road CBC6 6553.65 CBC7Shengli Road CBC7 5664.41 North Xingfu Street CBC8 1641.55 Chunyang Road CBC10 1657.97 Xinggong Road CBC11 2042.56 Total 70849.7 53286.4 75.21%

4.9 Public Participation and Information Disclosure Land acquisition and house demolition have paid attention to information disclosure.

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Before every household signs the agreement, a lot of work has been done, including doing the negotiation with females in their family. The information admitted by the affected people is disclosed. 4.10 Complains and Appeals There are no complaints in the progress of land acquisition and resettlement. 4.11 Organization and Administration Baicheng ADB-Financed Infrastructural Construction Project Leading Group Office (BPMO) is the executive agency of the subproject. Baicheng Economic Development Zone Urban Construction Bureau is the implementing unit of the Project. BPMO, subdistrict offices and village committees are responsible for the implementation of the RP and shall establish the corresponding dedicated resettlement offices. 4.12 Assistance to Vulnerable Groups Vulnerable groups include households that enjoy the five guarantees and minimum living guarantee, have disabled people and are headed by females. There are 126 vulnerable households in the affected district. Certain assistance as specified has been provided or will be provided to vulnerable groups i.e., moving assistance (such as provision of vehicles) and priority given for floor selection (particularly for disabled households and women-headed households), and house location selection close to hospital (for households with sick family members). Eligible poor people can get free treatment go to in Baicheng hospitals. As pre-school education, every student will be funded of CNY1,500 per year. The tuition and miscellaneous fees and learning material fees are for free. Subsidies for accommodation will be given. It is CNY1,000 per year for primary school students, CNY1,200 per year for junior high school students. Financial learning aid is CNY2,000 per student per year. For full-time secondary education students, tuition and miscellaneous fees are for free. Financial learning aid is CNY2,000 per student per year. For the students who are admitted to the provincial school, the subsidy of CNY500 will be given for every student. For the students who are admitted to the schools outside the province, the subsidy of CNY1,000 will be given for every student. The compensation for the interest on student loans is borne by the same level of finance. 4.13 Sample Survey A. The Design for Sample Survey There 42 sample households of the sample survey. Table 4-18 shows the sample households from Xiangyang village and Shangdianzi village. Table 4-18: The Sample Households of the Sample Survey

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Town Village HH Xijiao Xiangyang 39 Hekou Shangdianzi 3 Total 42 B. Survey on Sample Household Per capita income of sample households in Xiangyang village and Shangdianzi village is shown in Table 4-19. Per capita income of sample households is from CNY933 to CNY,9666. Sample households cover 2 towns, 2 villages. Every household has 3.11 persons on average. In 2014, the per capita income was CNY6,206, and each household’s income was CNY19,357. By 15 July 2016, 0 mu of land has been acquired per capita, and the proportion of land acquired was 0% (note: land acquired includes cultivated land and non-cultivated land). The income and resources of the sample households are shown in Table 4-20. The detailed income and resources of the sample households are shown in Appendix 1. For the 42 households surveyed in 2014, there were 43 color televisions, 34 fridges, 41 washing machines, 8 tractors, 16 motorcycles, 38 pumps, 3 large livestock, 15 networks, 77 telephones and 71 cars. The properties of the sample households are shown in Table 4-22. Detailed sample household property information is shown in Appendix 2. By 30 June 2020, land acquisition of sample households hadn’t started. The life of sample households is stable.

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Table 4-19: The Income and Resources of the Sample Households Income Before Land Acquisition Land Acquisition Dr Dr Cultiva Cultiva Compens Recei To H Popula Farm Work Subt y Gard Subt y Gard Subt Village ted- ted- ation ving wn H tion ing ing otal La en otal La en otal Land Land Time nd nd CNY CNY CNY mu mu mu mu mu mu mu mu CNY Xijia Xiangya 3 412,5 391,0 804,5 459.2 120 448.05 0 14.1 0 0 0 0 0 o ng 9 00 00 00 5 Hek Shangdi 3 11 8,500 0 8,500 67.5 0 0 67.5 0 0 0 0 0 ou anzi 4 421,0 391,0 813,0 526.7 Total 131 515.55 0 14.1 0 0 0 0 0 2 00 00 00 5 Per Capita 3,214 2,985 6,206 4 0 0 4 0 0 0 0 0

Table 4-20 The Properties of the Sample Households Color Motor Large Washing Netw Teleph Houses Area Televi Fridge Tractor cycle Pump Livest Car Machine ork one Town Village HH sion s ock No. M2 No. No. No. No. No. No. No. No. No. No. Xiangy 6,351.6 Xijiao 39 150 40 33 38 8 16 38 3 15 74 7 ang 2 Shang Hekou 3 9 190 3 1 3 0 0 0 0 0 3 0 dianzi 6,541.6 Total 42 159 43 34 41 8 16 38 3 15 77 7 2 Per Household 4 156 1 1 1 0.2 0.4 1 0.1 0.4 2 0.2

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In August 2018, during the No.7 External Resettlement Monitoring, sample survey was conducted in Baoping village. Every household has 2.5 persons on average in Baoping village. In 2017, the per capita income was CNY11,640, and each household’s income was CNY29,100. Per capita cultivated land is 0.96 mu. By 10 August 2018, 0.7 mu of land had been acquired per capita, and the proportion of land acquired was 72.9% (note: land acquired includes cultivated land and non-cultivated land). Every household has 2.5 persons on average in Baoping village. In 2019, the per capita income is CNY13,040, and each household’s income is 32,600. Per capita cultivated land is 0.96 mu. By 30 June 2019, 0.7 mu of land had been acquired per capita, and the proportion of land acquired is 72.9% (note: land acquired includes cultivated land and non-cultivated land). Every household has 2.5 persons on average in Baoping village. In 2020, the per capita income is CNY12,680, and each household’s income is CNY31,700. Per capita cultivated land is 0.96 mu. The reason for income decrease is the influence of COVID-19. The income and resources of the sample households are shown in Table 4-21. For the 10 sample households in Baoping village, there were 10 color televisions, 10 fridges, 10 washing machines, 0 tractors, 3 motorcycles, 0 pumps, 0 large livestock, 0 networks, 18 telephones, and 2 cars.

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Table 4-21: The Income of the Sample Households in Baoping Village

Town Village Name Population Income Before Land Acquisition Land Acquisition

Cultivated- Dry Cultivated- Dry Farming Working Subtotal Garden Subtotal Garden Subtotal Compensation Land Land Land Land

CNY CNY CNY CNY mu mu mu mu mu mu mu mu Zhao Xijiao Baoping 2 18,000 18,000 5 5 10 1.7 1.7 3.4 810,000 Guoyou Xiao Xijiao Baoping 1 0 38,000 38,000 1.5 1.5 3 1.5 1.5 3 720,000 Haibiao

Xijiao Baoping Liu Fuyuan 1 0 23,000 23,000 3 3 6 3 3 6 1,440,000

Xijiao Baoping Wang Daxin 4 0 35,000 35,000 0.7 0.7 1.4 0.7 0.7 1.4 336,000

Xijiao Baoping Liu Dajun 3 24,000 24,000 3 3 6 3 3 6 1,440,000

Xijiao Baoping Liu Yujie 3 0 38,000 38,000 3 3 6 3 3 6 1,440,000

Zhang Xijiao Baoping 3 0 44,000 44,000 2.1 2.1 4.2 0.9 0.9 1.8 432,000 Dianfa

Xijiao Baoping Wang Dejun 3 0 40,000 40,000 2.4 2.1 4.2 0.9 0.9 1.8 432,000

Xijiao Baoping Zhang Jie 3 12,000 24,000 36,000 2.1 2.1 4.2 0.9 0.9 0.9 432,000

Xijiao Baoping Wang Dejin 2 0 22,000 22,000 1.4 1.4 2.8 1.4 1.4 2.8 672,000

Total 25 30,000 288,000 318,000 24.2 23.9 0 41.8 17 17 0 34 8,154,000

Per Capita 1200 11,520 12,680 0.968 0.956 0 1.92 0.68 0.68 0 1.36 326,160

Per Household 2.42 2.39 0 4.81 1.7 1.7 0 3.4 81,5400 3,000 28,800 31,700

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Table 4-22: The Properties of the Sample Households in Baoping Village

Mino Color Washing Motor Large Houses Area Fridge Tractor Pum Network Telephone Car rity Television Machine cycles Livestock Town Village Name Pers No. M2 No. No. No. No. No. No. No. No. No. No. on Zhao Xijiao Baoping 2 60 1 1 1 2 Guoyou Xiao Xijiao Baoping 1.5 45 1 1 1 1 Haibiao Liu Xijiao Baoping 2 60 1 1 1 1 Fuyuan Wang Xijiao Baoping 1 3 86 1 1 1 2 1 Daxin Xijiao Baoping Liu Dajun 2 55 1 1 1 2 1 Xijiao Baoping Liu Yujie 2 60 1 1 1 2 Zhang Xijiao Baoping 1.5 40 1 1 1 1 2 Dianfa Wang Xijiao Baoping 1.5 40 1 1 1 1 2 Dejun Xijiao Baoping Zhang Jie 2 60 1 1 1 1 2 Wang Xijiao Baoping 2 55 1 1 1 2 Dejin Total 1 19.5 561 10 10 10 0 3 0 0 0 18 2

Per 0.1 1.95 56.1 1 1 1 0 0.3 0 0 0 1.8 0.2 Household

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4.14 Conclusions and Suggestions G. Conclusions (1) Land acquisition and house demolition of Baicheng Subproject has made certain progress. But it is still difficult. The progress of land acquisition and house demolition is an important factor affecting the progress of the project. Although the government of Baicheng city has done a lot of work, which is quite difficult. (2) 303 households are have been relocated. 30 affected households are relocated Sanhe Garden, 30 affected households are relocated Minzhu Garden, 206 affected households are relocated in No.7 land. 61 households haven’t gone through the check-in procedure. The fund for land acquisition and house demolition has been carried out. H. Suggestions (1) The progress of land acquisition and house demolition should be fastened so that good preparations for construction can be done. (2) The check-in procedure for 61 households should be quickened. (3) Due to the large number of resettlement households, the demolition office needs to do detailed work placement in the allocation of resettlement houses, so as to achieve smooth house classification and safe occupancy. 4.15 Interview Records Interviewee: Chen Qin, Demolition Office Time: 1 March 2021 Land acquisition and house demolition are undergoing. Progress has been made, especially house resettlement. The fund for land acquisition and house demolition has been carried out. The next step is to quicken the work and promote project construction.

Interviewee: Song Xiaobing, the head of Baoping village Time: 21 July 2020 Land acquisition and house demolition go smoothly. APs receive help. Due to the influence of COVID-19, samples’ income decreases in 2020.

Interviewee: Director Wang, the director of Demolition Office of Economic Development Zone, Baicheng city Time: 13 January, 2020 There is big pressure on funds. Interviewee: Song Xiaobing, the head of Baoping village Time: 22 August 2019

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Agreement has been signed. Vulnerable groups are helped by national and provincial poverty alleviation policies, which are implemented in place and their lives are stable. Now urban infrastructure is being constructed vigorously in Baicheng city. We mobilize the villagers to support the project construction. It is hoped that the government can actively raise funds and timely pay the land compensation to the affected people. Interviewee: Chen Chen Time: 23 January 2019 The plan is undergoing as planned. Land acquisition and house demolition have made great progress. Leaders also pay great importance to this work. On the whole, land acquisition and house demolition can meet the requirements of progress progress. Interviewee: Song Xiaobing, the head of Baoping village Time: 10 August 2018 Land requisition agreement was signed, and the compensation was paid. Since Baicheng city is downtown, there are many working opportunities. They are occupied in many enterprises, such as Four Seasons Shenbao, Daojun Pharmaceutical Co.,Ltd., Jinshida, Changheng Pharmaceutical Co.,Ltd., Hongda agricultural machinery, Parker, Duobang Pharmaceutical Co.,Ltd., Changsheng Pharmaceutical Co.,Ltd. and so on. On average, the monthly salary is CNY2,000. Their living standard is improved. There is no household in poverty. Our village has 2,885 persons, 110 hectares of land, several minorities (including 2 Manchu households). The pure income of the village is CNY9,220 per capita. Interviewee: Zhao Yuhe, the Office for Demolition of Baicheng Economic Development Zone Time: 10 August 2018 New compensation policy is formulated, and the details are as follows: CNY300/m2 for cultivated land, CNY8.64/m2 for homestead and rural road, CNY200/m2 for the ground attachments. This policy has produced a good effect on solving the illegal construction, which reflects that the honest people should not suffer losses. The principle of house property exchange is "acquire one and give one, select houses openly, select according to the order of signing the agreement". For the acquisition of legal residential houses, “acquiring one and repaying one” will be used. For the temporary houses that do not exceed the approved period, 60% compensation will be given. For temporary houses signed the agreement within the signing period specified in the compensation and resettlement program, 20% of the main room area will be awarded. The reasonable increase area is CNY1,900/m2 and the upper limited area is 12 m2. Complete property right can be enjoyed. For those who downward choose resettlement housing types, the appraisal price or CNY1,900/m2 will be given as monetary compensation. According to the policy, if the area of house is below 45m2, APs can also resettle in the house with 45m2, and they needn’t to make up the price difference. There

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are 5 types of houses for resettlement, which can satisfy the demands of different personnel. The new compensation policy of land acquisition and house demolition has been recognized by APs APs get re-employment mainly by working, so their incomes do not reduce. Interviewee: Xu Yanan, Section chief of the Office for Demolition of Baicheng Economic Development Zone Time: 7 February 2018 District Government attached great importance to the land acquisition and house demolishment of ADB’s project and it had delivered the announcement of land acquisition to every affected village. A certain person was responsible for a road. There were 33 persons working on house demolition and land acquisition. Regular meeting was held on every Monday’s morning to analyze problems and give solutions. However, the work of land acquisition and house demolishment was so complex that the process went slowly. Illegal buildings and rush-planting had a great impact on promoting the work. We will do the work well according to the policy of state and ADB. The interview records before are as follows: Interviewee: Wang Fengcai, Director of Baoping village Time: 7 August 2017 Land of our village is acquired in West Xinhua Road, Xiangyang Street, Shengli Road and 3rd-Ring Road. The compensation standard for land acquisition is CNY300/m2. The compensation has been paid for the villagers who have signed the agreements. CNY20/m2 is left in the village committee, CNY280/m2 is paid to the villagers, which is directly paid to their accounts. After getting the compensation, most of villagers buy houses or open deposit. The deposit rate is about 3.5%. Now the young people go out to work and some people don’t come back after going to college. So the house price is low. There are about 2,300 people in our village, 5% of them are ethnic minorities. There are 4 village groups. Now 60 hectares of land are left. For the houses under 6th floor, the resettlement rate is 1:1, while for the houses above 6th floor, the resettlement rate is 1:1.2. Village is planning to build an older nursing house with the area of 100,000 m2, which can not only solve the pension problem but also make some incomes. The demolished households are mainly relocated in Sijihuacheng. There are several house types to choose from. Villagers are satisfied with resettlement.

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Appendix 1

Appendix Table-1: Income and Land Resources of Sample Households in Details

Income Before Acquisition Land Acquired

Workin Family Agricultur Date of g in Sub- Farmla Dry Garde Sub- Farmla Dry Garde Sub- Compensati Ethnic Job County Village Name memb al payme the total nd land n plot total nd land n plot total on Minorities content er activities nt city CNY CNY CNY Mu Mu Mu Mu Mu Mu Mu Mu CNY Person Chen Xiangyan Xijiao Gengyu g n 3 8,000 6,000 14,000 8.7 0.5 9.2 Shi Guoron g 2 7,000 5,000 12,000 8.7 0.3 6.1 Liu

Baojun 5 12,000 8,000 20,000 13.05 0.4 13.45 Tian

Jinquan 4 15,000 8,000 23,000 17.4 0.5 17.9 Li Zhanmi n 4 11,000 10,000 21,000 13.05 0.6 13.65 Liu

Boqing 3 15,000 8,000 23,000 17.4 0.3 17.7 Liang Xuewe n 3 8,000 6,000 14,000 8.7 8.7 Wang

Chunfu 2 8,000 8,000 8.7 0.5 9.2 Liang

Xuemin 3 11,500 11,500 13.05 0.5 13.55 Shi Fengw en 2 9,000 7,000 16,000 8.7 0.5 9.2 Hu 1 4,000 7,000 11,000 4.35 0.3 4.65 Shukun

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Income Before Acquisition Land Acquired

Workin Family Agricultur Date of g in Sub- Farmla Dry Garde Sub- Farmla Dry Garde Sub- Compensati Ethnic Job County Village Name memb al payme the total nd land n plot total nd land n plot total on Minorities content er activities nt city CNY CNY CNY Mu Mu Mu Mu Mu Mu Mu Mu CNY Person Wen 2 9,000 8,000 17,000 8.7 0.4 9.1 Lin Chen 2 8,000 3,000 11,000 8.7 0.4 9.1 Yujiang Ding Shuxia 3 12,000 11,000 23,000 13.05 0.6 13.65 n Lv Fu 4 16,000 12,000 28,000 17.4 17.4 Lv 3 11,000 10,000 21,000 13.05 0.8 13.85 Guomin Shi Bin 3 9,000 11,000 20,000 8.7 0.3 9 Shi 3 12,000 15,000 27,000 13.05 0.3 13.35 Guojun Bai 3 11,000 13,000 24,000 13.05 13.05 Yuchun Sun 3 12,000 14,000 26,000 13.05 13.05 Jiayan Zhao 4 16,000 12,000 28,000 17.4 17.4 Kuiyi Liang Xuefen 3 11,000 18,000 29,000 13.05 13.05 g Sheng 2 6,000 5,000 11,000 4.35 4.35 Guikun Fu 4 12,000 15,000 27,000 13.05 0.3 13.35 Yuzhi Shi Fengm 3 11,000 16,000 27,000 13.05 13.05 ei Shi 2 9,000 9,000 8.7 0.5 9.2 Qinglu Zhang 2 8,000 4,000 12,000 8.7 0.4 9.1 Zhiguo

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Income Before Acquisition Land Acquired

Workin Family Agricultur Date of g in Sub- Farmla Dry Garde Sub- Farmla Dry Garde Sub- Compensati Ethnic Job County Village Name memb al payme the total nd land n plot total nd land n plot total on Minorities content er activities nt city CNY CNY CNY Mu Mu Mu Mu Mu Mu Mu Mu CNY Person Liu 3 12,000 13,000 25,000 13.05 0.5 13.55 Guoen Song 3 11,000 18,000 29,000 13.05 0.4 13.45 Wenjin Wei 6 16,000 22,000 38,000 17.4 0.8 18.2 Wenjun Zhang 5 12,000 21,000 33,000 13.05 0.7 13.75 Xiyou Yuan 2 8,000 8,000 8.7 0.5 9.2 Qinghe Zhu 6 12,000 7,000 19,000 13.05 0.5 13.55 Wanjun Wang 3 11,000 12,000 23,000 13.05 0.4 13.45 Ride Zhou 3 12,000 18,000 30,000 13.05 13.05 Guocai Zhao 3 11,000 20,000 31,000 8.7 0.6 9.3 Yujun Cui 4 9,000 12,000 21,000 8.7 0.5 9.2 You Xin 2 8,000 11,000 19,000 8.7 0.4 9.1 Jinqin Zhao 2 9,000 5,000 14,000 8.7 0.4 9.1 Kuiyi Sub- 391,00 803,50 120 412,500 448.05 0 14.1 459.25 0 0 0 0 0 0 0 0 total 0 0 Hekou Shangdia Chen nzi Yonghu 3 2,200 2,200 22.5 22.5 0 i Guo 5 3,500 3,500 22.5 22.5 0 Yuehai Zhang 3 2,800 2,800 22.5 22.5 0 Jie

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Income Before Acquisition Land Acquired

Workin Family Agricultur Date of g in Sub- Farmla Dry Garde Sub- Farmla Dry Garde Sub- Compensati Ethnic Job County Village Name memb al payme the total nd land n plot total nd land n plot total on Minorities content er activities nt city CNY CNY CNY Mu Mu Mu Mu Mu Mu Mu Mu CNY Person Sub- 11 8,500 0 8,500 67.5 0 0 67.5 0 0 0 0 0 0 0 0 total 391,00 812,00 Total 131 421,000 515.55 0 14.1 526.75 0 0 0 0 0 0 0 0 0 0

Appendix Table-2: Property of Sample Households in Details Washi Ethnic Hous T Refrigera ng Tract Mot Pum Livesto Netwo Telepho Automob Minoriti Area Coun es V tor Machi or or p ck rk ne ile Othe Village Name es ty ne rs se set set person room M2 t set set set set set set set Chen Xiangyan Xijiao Gengy 4 160 1 1 1 1 1 g un Shi Guoron 3 90 1 1 1 1 g Liu 8 144 2 1 1 1 1 1 1 2 1 Baojun Tian Jinqua 5 108 1 1 1 2 n Li Zhanmi 6 230 1 1 1 1 1 1 3 1 n Liu 3 66.6 1 1 1 1 1 1 1 3 Boqing Liang Xuewe 3 120 1 1 1 1 1 2 1 n Wang 4 88.2 1 1 1 1 1 Chunfu

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Washi Ethnic Hous T Refrigera ng Tract Mot Pum Livesto Netwo Telepho Automob Minoriti Area Coun es V tor Machi or or p ck rk ne ile Othe Village Name es ty ne rs se set set person room M2 t set set set set set set set Liang Xuemi 5 120 1 1 1 1 1 2 1 n Shi Fengw 4 144 1 1 1 1 1 2 en Hu Shuku 3 115.3 1 1 1 1 n Wen

Lin Chen 2 48.16 1 1 1 1 Yujiang Ding Shuxia 3 76.6 1 1 1 1 1 1 2 n Lv Fu 4 158.5 1 1 1 1 3 1 Lv Guomi 7 202.5 1 1 1 1 1 2 n Shi Bin 4 124.5 1 1 1 1 1 1 2 Shi 4 160 1 1 1 1 1 1 1 3 1 Guojun Bai Mongol Yuchu 4 117.6 1 1 1 1 1 1 2 ia n Sun 4 160 1 1 1 1 1 2 Jiayan Zhao 6 160 1 1 1 1 1 2 Kuiyi Liang Xuefen 4 162.6 1 1 1 1 2 g

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Washi Ethnic Hous T Refrigera ng Tract Mot Pum Livesto Netwo Telepho Automob Minoriti Area Coun es V tor Machi or or p ck rk ne ile Othe Village Name es ty ne rs se set set person room M2 t set set set set set set set Sheng 2 50 1 1 1 1 Guikun Fu Manch 4 220 1 1 1 1 1 3 Yuzhi u Shi Fengm 4 160 1 1 1 1 2 ei Shi 4 110 1 1 1 1 1 Qinglu Zhang 3 928.2 1 1 1 1 2 Zhiguo Liu 3 120 1 1 1 1 1 2 Guoen Song 4 782.8 1 1 1 1 1 1 3 2 Wenjin Wei Wenju 4 112 1 1 1 1 1 1 1 4 n Zhang 5 64 1 1 1 1 1 3 Xiyou Yuan 3 80 1 1 1 1 1 Qinghe Zhu Mongol Wanju 3 120 1 1 1 1 1 1 ia n Wang 4 90.2 1 1 1 1 1 1 2 Ride Zhou 4 250 2 1 1 1 1 2 1 Guocai Zhao 4 160 1 1 1 1 1 2 Yujun Cui 4 160 1 1 1 1 1 1 2 You

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Washi Ethnic Hous T Refrigera ng Tract Mot Pum Livesto Netwo Telepho Automob Minoriti Area Coun es V tor Machi or or p ck rk ne ile Othe Village Name es ty ne rs se set set person room M2 t set set set set set set set Xin 3 120 1 1 1 1 1 2 Jinqin Zhao 2 67.86 1 1 1 1 1 Kuiyi Subtot 6351. 4 150 33 38 8 16 38 3 15 74 7 0 al 62 0 Heko Shangdia Guo 3 60 1 1 1 1 u nzi Yuehai Heko Shangdia Chen u nzi Yongh 3 62 1 1 1 ui Heko Shangdia Zhang 3 68 1 1 1 u nzi Jie Sub- 9 190 3 1 3 0 0 0 0 0 3 0 0 total 6541. 4 Total 159 34 41 8 16 38 3 15 77 7 0 62 3

Appendix Table-3: The Sample Survey in Baicheng City (By 22 August 2019) Name Area of Original House Area of New House Compensation for Relocation Compensation for Transition Compensation for Heating Other m2 m2 CNY/HH CNY/m2 CNY/m2 CNY Yuan Yuewen 70.83 85 2,000 6 2 29.85 54.85 22,360 Zhang Wenhe 70.83 85 2,000 6 2 Han Xia 70.83 85 2,000 6 2 Zhang Wei 45.57 85 2,000 6 2 Zhang Ying 85 2,000 6 2 Huang Shichao 64.84 85 2,000 6 2 Zhang Baokui 85 2,000 6 2 Zhang Lifeng 66.39 79.67 2,000 6 2

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Name Area of Original House Area of New House Compensation for Relocation Compensation for Transition Compensation for Heating Other Guo Zhaoyu 70.83 85 2,000 6 2 Zhang Guiyan 10.1 34.79 2,000 6 2

Appendix Table-4: The Sample Survey in Baicheng City (By 22 August 2019) Land Compensation Appendages Reward Total m2 CNY CNY CNY CNY Li Daozhi 138.28 27,650 4,192 10,000 41,842 Liang Wei 551.56 110,312 42,000 152,312 Zhang Xueyi 288.79 57,758 14,000 71,758 Xing Jiajun 2,269.17 453,834 70,000 523,834 Zhang You 486.35 97,270 44,278 10,000 151,548

Appendix Table-5: The Samples of Land Acquisition in Baicheng City (By 10 August 2018) Village Standard Area Compensation Date CNY/ m2 m2 CNY Changqing 300 13,913.95 4,174,185 20170412 300 654.93 196,479 20170826 Chengfeng 300 5,171.97 1,551,591 20170412 Baosheng 120 9,521.74 1,142,609 20170808 120 15,966.67 1,916,000 20170601 120 783.66 94,039.2 20179711 300 25,917.83 7,775,349 20180626 Fruit tree area 52 23,151.49 1,203,877 20180607 78 23,151.49 1,805,816 5.2 48,623.93 252,844.4 29180714 5.2 48,623.93 252,844.4 Baoping 300 10,829.11 3,248,733 20170601 300 1,991.65 597,495 20170518 300 17,685.03 5,305,509 20171018 300 15,114.98 4,534,494 20170518

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Village Standard Area Compensation Date CNY/ m2 m2 CNY 300 72,192 21,657,600 20170613 8.64 3,563 30,784.32 20171120 300 37,799.79 11,339,937 20170703 300 59,768.69 17,930,607 Chaoyang 300 1,798.14 539,442 20170518 300 1,620.89 486,267 20170912 300 56,920.51 17,076,153 20170518 8.64 1,097.65 9,483.696 Dingxing 300 3,109.52 932,856 20170601 Erlong 300 20,467.94 6,140,382 20180617 300 18,287.57 5,486,271 20171010 8.64 1,387.41 11,987.22 Xiangyang 300 70,827.8 21,248,340 20180629

Appendix Table-6: The Samples of House Demolition in Baicheng City (By 10 August 2018) Compensation Allowance for Allowance for Name Form Area Resettlement for relocation transition heating supply Main house Untitled House m2 m2 m2 CNY/HH CNY/ m2/month CNY/ m2/month Property Right Xun Yinchun 42.3 64.24 2,000 253.8 84.6 Exchange Property Right Liu Bo 42.24 78 2,000 253.44 84.48 Exchange Property Right Liu Fulin 43 90.8 97 2,000 258 86 Exchange Property Right Ma Yong 80.83 97 2,000 484.98 161.66 Exchange Property Right Liu Shan 43 30.37 66.79 2,000 258 86 Exchange Property Right Liu Liancai 70.83 85 2,000 424.98 141.66 Exchange

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Compensation Allowance for Allowance for Name Form Area Resettlement for relocation transition heating supply Main house Untitled House m2 m2 m2 CNY/HH CNY/ m2/month CNY/ m2/month Property Right Ran Guangli 80.83 97 484.98 161.66 Exchange Property Right Ran Guangli 54.89 86.84 2,000 329.34 109.78 Exchange Property Right Xu Fengguo 80.83 97 2,000 518.28 172.76 Exchange Property Right Xu Fenghua 5.55 132.57 72.95 Exchange Property Right Liu Shan 43 30.37 66.79 2,000 258 86 Exchange Property Right Zhang Daming 54.17 65 2,000 2,125.62 708.54 Exchange Property Right Ma Haibo 63.28 75.94 2,000 379.68 125.56 Exchange

Appendix Table-7: The Samples of Land Acquisition in Baicheng City (By January 2019) Village Name Standard Area Money Time CNY/m2 m2 CNY Baoping Village Li Chunyou 200 2,677.81 591,402 15 August 2018 Fruit Tree Area Li Xiuling 200 1,644.23 366,662 29 December 2018 Fruit Tree Area Wang Mingxue 200 1,388.15 301,630 1 September 2018 Fruit Tree Area Wang Gang 200 3,920.33 808,066 1 September 2018

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Appendix Table-8: The Samples of House Demolition in Baicheng City (By January 2019) Compensation for Allowance for Allowance for heating Name Form Area Resettlement relocation transition supply Main Untitled

house House m2 m2 m2 CNY/HH CNY/ m2/month CNY/ m2/month Property Right Wei Ming 70.83 85 2,000 424.98 141.66 Exchange Song Property Right 14.31 85 85.86 28.62 Chunfeng Exchange Yang Property Right 70.83 85 2,000 424.98 141.66 Guiying Exchange Property Right Zhang Quan 37.63 45.16 225.78 75.26 Exchange

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