Single Audit Report Fiscal Year Ended June 30, 2018

STATE OF UTAH ______

SINGLE AUDIT REPORT FISCAL YEAR ENDED JUNE 30, 2018

______

Report No. 18-27

OFFICE OF THE STATE AUDITOR

December 18, 2018

The Members of the Utah State Legislature The Honorable Gary R. Herbert, Governor, State of Utah

We are pleased to submit the Single Audit Report of federal financial assistance for the State of Utah for the year ended June 30, 2018. The audit was conducted in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).

This report contains the following:  Our reports on compliance and on internal control, at the financial statement level and at the major federal program level, and on the Schedule of Expenditures of Federal Awards.  The Schedule of Expenditures of Federal Awards.  The Schedule of Findings and Questioned Costs, together with the views of responsible officials.  Management’s corrective action plans.  The Summary Schedule of Prior Audit Findings.

The results of this report are critical since the State of Utah continues to have a heavy dependence on federal financial assistance, which amounted to $4.8 billion in federal expenditures and $1.4 billion in loans, loan guarantees, endowments, and nonmonetary assistance for the fiscal year ended June 30, 2018.

The State of Utah’s Comprehensive Annual Financial Report for the year ended June 30, 2018 and our report thereon, dated December 5, 2018, have been issued under separate cover.

We express our appreciation to the program and accounting personnel in the State agencies and institutions and the State Division of Finance who continue to do a good job of administering and accounting for the complexities of federal financial assistance.

Sincerely,

John Dougall State Auditor

Utah State Capitol Complex, East Office Building, Suite E310 • Salt Lake City, Utah 84114-2310 • Tel: (801) 538-1025 • auditor.utah.gov

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Single Audit Report State of Utah For the Year Ended June 30, 2018

TABLE OF CONTENTS

Page

INTRODUCTION 1

INDEPENDENT STATE AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS 3

INDEPENDENT STATE AUDITOR’S REPORT ON:  COMPLIANCE FOR EACH MAJOR PROGRAM  INTERNAL CONTROL OVER COMPLIANCE  SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY UNIFORM GUIDANCE 5

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS 9 Presented by Federal Agency:  Research and Development Programs 10  Cluster Programs 63  Other Programs 71 Presented by State Agency:  Primary Government 106  Component Units 124

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS 186

SCHEDULE OF FINDINGS AND QUESTIONED COSTS: 195

Part I. Summary of Auditor’s Results 196

Part II. Findings Related to the Financial Statements 198

TYPE OF FINDING AND RELATED AUDITOR’S REPORT:

Report on Compliance and on Internal Control Over Financial Reporting – Government Auditing Standards A. Material Weakness in internal control – basic financial statement level. B. Significant Deficiency of internal control – basic financial statement level. C. Material Noncompliance – basic financial statement level. D. Reportable instance of noncompliance or other matter – noncompliance with provisions of laws, regulations, contract, or grant agreements; fraud; or abuse.

Federal Program State Agency Type Page

2018-001. Inadequate Internal Controls Over Uncollectible — Utah State B 198 Tax Estimates Used In Financial Reporting Tax Commission

i Single Audit Report State of Utah For the Year Ended June 30, 2018

TABLE OF CONTENTS

Part III. Findings and Questioned Costs for Federal Awards 199

TYPE OF FINDING AND RELATED AUDITOR’S REPORT:

Report on Compliance and on Internal Control Over Compliance – Single Audit E. Material weakness in internal control – major program level. F. Significant deficiency in internal control – major program level. G. Material or possible material instance of noncompliance – major program level. H. Other finding or questioned cost required to be reported under section 200.516 of Uniform Guidance.

Federal Program State Agency Type Page U.S. DEPARTMENT OF AGRICULTURE: 2018-002. Noncompliance with Subrecipient Monitoring Cooperative Forestry Natural Resources F,H 199 Requirements Assistance 2018-003. Noncompliance with Reporting Requirements Cooperative Forestry Natural Resources F,H 200 Assistance 2018-004. No Independent Review of Federal Reports and Cooperative Forestry Natural Resources F 201 Matching Requirements Assistance 2018-005. Inadequate Internal Controls Over Cash Draws Cooperative Forestry Natural Resources F 201 Assistance 2018-006. Inadequate Internal Controls Over Suspension and Cooperative Forestry Natural Resources F 202 Debarment Assistance 2018-007. Backdating of Transactions for Period of Cooperative Forestry Natural Resources F 203 Performance Assistance

DEPARTMENT OF DEFENSE: 2018-008. Inadequate Internal Controls Over Suspension and National Guard Utah National Guard F 204 Debarment Military Operations and Maintenance (O&M) Projects

U.S. DEPARTMENT OF EDUCATION: 2018-009. Inadequate Internal Controls Over Subrecipient Title I Grants to Local Utah State F,H 205 Monitoring Educational Agencies Board of Education 2018-010. Noncommunication of Pre-award Information to Title I Grants to Local Utah State F,H 206 Subrecipients Educational Agencies Board of Education 2018-011. No Verification of LEA Suspension and Debarment Title I Grants to Local Utah State F,H 207 Status Educational Agencies Board of Education

ii Single Audit Report State of Utah For the Year Ended June 30, 2018

TABLE OF CONTENTS

Part III. Findings and Questioned Costs for Federal Awards (continued)

Federal Program State Agency Type Page U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES: 2018-012. Inadequate Internal Controls Over Subrecipient HIV Care Formula Health F,H 209 Determination and Monitoring Grants 2018-013. Inadequate Internal Controls Over Eligibility HIV Care Formula Health F,H 210 Grants 2018-014. Inadequate Internal Controls Over Preparation of Block Grants for Human Services F,H 212 SF-425 Reports for SAPT Prevention and Treatment of Substance Abuse 2018-015. Inadequate Internal Controls Over Preparation of Substance Abuse Human Services F,H 213 SF-425 Reports for SAMH Projects and Mental Health Services Projects of Regional and National Significance 2018-016. Inadequate Internal Controls Over CCDF Eligibility CCDF Workforce Services E,H 214 2018-017. Inadequate Internal Controls Over TANF Child TANF Workforce Services F,H 215 Support Non-cooperation 2018-018. Inadequate Internal Controls Over Reporting TANF Workforce Services F,H 216

U.S. DEPARTMENT OF INTERIOR: 2018-019. Internal Control Weaknesses Over Federal Reports Colorado River Basin Agriculture and E,H 218 Salinity Control Food 2018-020. Inadequate Internal Controls Over and Colorado River Basin Agriculture and F,H 219 Noncompliance with Allowable Payroll-Related Salinity Control Food Charges 2018-021. Internal Control Weaknesses and Noncompliance Colorado River Basin Agriculture and E,H 220 with Procurement, Suspension & Debarment, and Salinity Control Food Subrecipient Pre-award Requirements 2018-022. Failure to Monitor Subrecipient Single Audit Colorado River Basin Agriculture and F,H 221 Reports Salinity Control Food 2018-023. Error in Reimbursement Request Calculation Colorado River Basin Agriculture and F 222 Salinity Control Food 2018-024. Inadequate Controls Over Capital Asset Inventory Fish and Wildlife Natural Resources F,H 222 Cluster

iii Single Audit Report State of Utah For the Year Ended June 30, 2018

TABLE OF CONTENTS

Part III. Findings and Questioned Costs for Federal Awards (continued)

Federal

Program State Agency Type Page U.S. DEPARTMENT OF JUSTICE: 2018-025. Internal Control Deficiencies Over and Errors in Crime Victim Criminal and E,G 224 Financial & Performance Reporting, Matching, and Assistance Juvenile Justice Earmarking 2018-026. Inadequate Internal Controls and Noncompliance Crime Victim Criminal and E,G 227 with Subrecipient Monitoring Requirements Assistance Juvenile Justice 2018-027. Timing and Calculation Errors in Federal Cash Crime Victim Criminal and E,H 229 Draws Assistance Juvenile Justice 2018-028. No Allocation of Leave Balances Between Crime Victim Criminal and F 230 Activities Assistance Juvenile Justice 2018-029. Improper Crime Victim Compensation Crime Victim Criminal and E,H 231 Expenditures Compensation Juvenile Justice 2018-030. Internal Controls Over Federal Cash Management Crime Victim Criminal and E 234 Requirements Not Established Compensation Juvenile Justice 2018-031. Internal Control Deficiencies Over and Errors in Crime Victim Criminal and E,G 235 Financial & Performance Reporting Compensation Juvenile Justice 2018-032. Inadequate Internal Controls Over Period of Crime Victim Criminal and E,G 238 Performance Compensation Juvenile Justice

VARIOUS FEDERAL AGENCIES: 2018-033. Working Capital Reserves in Excess of Federal Various Administrative Svcs H 239 Guidelines 2018-034. Working Capital Reserves in Excess of Federal Various Human Resource H 240 Guidelines Management 2018-035. Working Capital Reserves in Excess of Federal Various Technology H 241 Guidelines Services 2018-036. Working Capital Reserves in Excess of Federal Various Public Employees H 242 Guidelines Health Program 2018-037. Working Capital Reserves in Excess of Federal Various Utah State University H 243 Guidelines 2018-038. Cost Allocation Implementation Errors Various Workforce Services F,H 244

CORRECTIVE ACTION PLAN 247

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS 269

iv Single Audit Report State of Utah For the Year Ended June 30, 2018

INTRODUCTION

Background

The Federal Government requires the State of Utah to have an entity-wide audit of its financial statements and its federal programs as a condition of receiving federal financial assistance. The federally-required audit is commonly referred to as the “single audit.” The single audit focuses on testing compliance with laws and regulations and related internal controls over compliance for major programs. The requirements for performing the single audit are stated in Subpart F of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).

Scope

Uniform Guidance requires a risk-based approach to auditing federal programs. Under the risk- based approach, programs are classified as Type A or Type B programs based on a dollar level computed in accordance with Uniform Guidance. Type A programs for the State are those programs which exceeded $18,633,000 in federal awards expended for the fiscal year ended June 30, 2018. All other programs are classified as Type B. For the year ended June 30, 2018, 10 Type A and 8 Type B programs were audited as major programs in accordance with Uniform Guidance requirements. The State had 22 Type A programs and hundreds of Type B programs in fiscal year 2018. (See the Type A vs Type B Programs chart on the following page.)

Presentation

This report includes all required information for the single audit except the State’s financial statements and our report thereon, which were issued under separate cover. A Schedule of Expenditures of Federal Awards by federal agency is presented as required. An optional Schedule sorted by state agency is also presented. The required summary of our audit results, including a list of the major programs audited, is presented on pages 196-197. In addition, management’s corrective action plan and summary schedule of prior audit findings are presented in separate sections of the report. The type of each finding and the auditor’s report(s) to which it relates are listed in the foregoing Table of Contents.

1 Single Audit Report State of Utah For the Year Ended June 30, 2018

INTRODUCTION

OFFICE OF THE STATE AUDITOR

To the Members of the Utah State Legislature and The Honorable Gary R. Herbert Governor, State of Utah

We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the State of Utah (State), as of and for the year ended June 30, 2018, and the related notes to the financial statements, which collectively comprise the State’s basic financial statements, and have issued our report thereon dated December 5, 2018. Our report includes a reference to other auditors who audited the financial statements of the School and Institutional Trust Funds Office, Student Assistance Programs, Public Employees Health Program, University of Utah Hospitals and Clinics, the University of Utah’s component units, Utah State University Research Foundation, Utah Retirement Systems, and Utah Educational Savings Plan dba my529, as described in our report on the State’s financial statements. This report includes our consideration of the results of the other auditors’ testing of internal control over financial reporting and compliance and other matters that are reported on separately by those other auditors. However, this report, insofar as it relates to the results of the other auditors, is based solely on the reports of the other auditors.

Internal Control Over Financial Reporting

In planning and performing our audit of the financial statements, we considered the State’s internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the State’s internal control. Accordingly, we do not express an opinion on the effectiveness of the State’s internal control.

A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or to detect and correct misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a

Utah State Capitol Complex, East Office Building, Suite E310 • Salt Lake City, Utah 84114-2310 • Tel: (801) 538-1025 • auditor.utah.gov 3

combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance.

Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that have not been identified. Given these limitations, during our audit we and the other auditors did not identify any deficiencies in internal control that we consider to be material weaknesses. However, we did identify a certain deficiency in internal control, described in the accompanying “Schedule of Findings and Questioned Costs” as finding 2018-001, that we consider to be a significant deficiency.

Compliance and Other Matters

As part of obtaining reasonable assurance about whether the State’s basic financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests and those of the other auditors disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards.

The State’s Response to Finding

The State’s written response to and corrective action plan for the finding identified in our audit are described in the accompanying “Schedule of Findings and Questioned Costs” and “Corrective Action Plan.” The State’s response and corrective action plan were not subjected to the auditing procedures applied in the audit of the financial statements and, accordingly, we express no opinion on them.

Purpose of this Report

The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose.

Office of the State Auditor December 5, 2018

OFFICE OF THE STATE AUDITOR

INDEPENDENT STATE AUDITOR’S REPORT ON:  COMPLIANCE FOR EACH MAJOR FEDERAL PROGRAM  INTERNAL CONTROL OVER COMPLIANCE  SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY UNIFORM GUIDANCE

To the Members of the Utah State Legislature and The Honorable Gary R. Herbert Governor, State of Utah

Report on Compliance for Each Major Federal Program

We have audited the State of Utah’s (State’s) compliance with the types of compliance requirements described in the 2018 OMB Compliance Supplement that could have a direct and material effect on each of the State’s major federal programs for the year ended June 30, 2018. The State’s major federal programs are identified in the Summary of Auditor’s Results section of the accompanying “Schedule of Findings and Questioned Costs.”

Management’s Responsibility

Management is responsible for compliance with federal statutes, regulations, and the terms and conditions of the federal awards applicable to its federal programs.

Auditor’s Responsibility

Our responsibility is to express an opinion on compliance for each of the State’s major federal programs based on our audit of the types of compliance requirements referred to above. As stated in our report on the basic financial statements, we did not audit the financial statements of the Student Assistance Programs (Programs) and the Utah State University Research Foundation (USURF), nor did we audit the compliance with the requirements of the Federal Family Education Loan Program (CFDA 84.032) at the Programs or the requirements of the Research and Development Cluster at USURF. The Programs’ expenditures comprise all of the expenditures for CFDA 84.032 and USURF’s expenditures comprise 24.5% of the Research and Development Cluster, for a total of 15.8% of the State’s total federal expenditures. The financial statements of the Programs and USURF and the compliance for CFDA 84.032 and the USURF portion of the Research and Development Cluster were audited by other auditors whose reports, including reports on compliance and internal controls over compliance, have been furnished to us. Our report on the basic financial statements and this report, insofar as it relates to the amounts included for the Programs and USURF and their compliance and internal control over compliance, are based solely on the reports of the other auditors. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of

Utah State Capitol Complex, East Office Building, Suite E310 • Salt Lake City, Utah 84114-2310 • Tel: (801) 538-1025 • auditor.utah.gov 5

America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Those standards and Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the State’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances.

We believe that our audit provides a reasonable basis for our qualified and unmodified opinions on compliance for major federal programs. However, our audit does not provide a legal determination of the State’s compliance.

Basis for Qualified Opinions on CFDA 16.575 Crime Victim Assistance and CFDA 16.576 Crime Victim Compensation

As described in the accompanying “Schedule of Findings and Questioned Costs,” the State did not comply with requirements for Reporting and Subrecipient Monitoring regarding CFDA 16.575 as described in findings 2018-025 and 2018-026, or the requirements for Reporting regarding CFDA 16.576 as described in finding 2018-031. Compliance with such requirements is necessary, in our opinion, for the State to comply with the requirements applicable to those programs.

Furthermore, as described in the accompanying “Schedule of Findings and Questioned Costs,” we were unable to obtain sufficient appropriate audit evidence supporting compliance for Matching and Earmarking regarding CFDA 16.575 as described in finding 2018-025, or the requirements for Period of Performance regarding CFDA 16.576 as described in finding 2018-032. Consequently, we were unable to determine whether the State complied with those requirements applicable to those programs.

Qualified Opinions on CFDA 16.575 Crime Victim Assistance and CFDA 16.576 Crime Victim Compensation

In our opinion, except for the noncompliance related to findings 2018-025, 2018-026, and 2018-031 and for the possible effects of the matters noted in findings 2018-025 and 2018-032, as described in the Basis for Qualified Opinion paragraphs, the State complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on CFDA 16.575 Crime Victim Assistance and CFDA 16.576 Crime Victim Compensation for the year ended June 30, 2018.

Unmodified Opinion on Each of the Other Major Federal Programs

In our opinion, the State complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its other major federal programs identified in the Summary of Auditor’s Results section of the accompanying “Schedule of Findings and Questioned Costs” for the year ended June 30, 2018.

Other Matters

The results of our auditing procedures disclosed other instances of noncompliance, which are required to be reported in accordance with Uniform Guidance and which are identified as Type H in the foregoing “Table of Contents” and described in the accompanying “Schedule of Findings and Questioned Costs.” Our opinion on each major federal program is not modified with respect to these matters.

The State’s responses to and corrective action plans for the noncompliance findings identified in our audit are described in the accompanying “Schedule of Findings and Questioned Costs” and “Corrective Action Plan.” The State’s responses and corrective action plans were not subjected to the auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on them.

Report on Internal Control Over Compliance

Management of the State is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered the State’s internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the State’s internal control over compliance.

Our consideration of internal control over compliance was for the limited purpose described in the preceding paragraph and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. However, as discussed below, we identified certain deficiencies in internal control over compliance that we consider to be material weaknesses and significant deficiencies.

A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent or to detect and correct noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected on a timely basis. We consider the deficiencies in internal control over compliance identified in the foregoing “Table of Contents” as Type E and described in the accompanying “Schedule of Findings and Questioned Costs” to be material weaknesses.

A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. We consider the

deficiencies in internal control over compliance identified in the foregoing “Table of Contents” as Type F and described in the accompanying ”Schedule of Findings and Questioned Costs” to be significant deficiencies.

The State’s responses to and corrective action plans for the internal control over compliance findings identified in our audit are described in the accompanying “Schedule of Findings and Questioned Costs” and “Corrective Action Plan.” The State’s responses and corrective action plans were not subjected to the auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on them.

The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of Uniform Guidance. Accordingly, this report is not suitable for any other purpose.

Report on Schedule of Expenditures of Federal Awards Required by Uniform Guidance

We have audited the financial statements of the State as of and for the year ended June 30, 2018, and have issued our report thereon dated December 5, 2018, which contained an unmodified opinion on those financial statements. Our audit was conducted for the purpose of forming opinions on the financial statements as a whole. The accompanying “Schedule of Expenditures of Federal Awards” is presented for purposes of additional analysis as required by Uniform Guidance and is not a required part of the financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied by us in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the “Schedule of Expenditures of Federal Awards” is fairly stated in all material respects in relation to the financial statements as a whole.

Office of the State Auditor December 5, 2018

SCHEDULE OF EXPENDITURES

OF FEDERAL AWARDS

By Federal Agency

 Research and Development Programs Page 10  Cluster Programs Page 63  Other Programs Page 71

9 State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS AGENCY FOR INTERNATIONAL DEVELOPMENT

Agency for International Development

98 VARIOUS UOU 12,050

98.001 2000008307 UOU 8,718 NATIONAL ACADEMY OF SCIENCES 98.001 UNR-17-41 USU 15,616 University of Nevada at Reno

Subtotal Research and Development Programs– Agency for International Development 36,384

Subtotal Research and Development Programs– AGENCY FOR INTERNATIONAL DEVELOPMENT 36,384

AGRICULTURE, DEPARTMENT OF

Agricultural Research Service

10.001 FED. #58-6404-3-010 (WF-2315) USU 70,377 American Honey Producers Association 10.001 VARIOUS UOU 71,971

10.001 VARIOUS USU 267,224

Subtotal Research and Development Programs– Agricultural Research Service 409,572

Animal and Plant Health Inspection Service

10.025 K2285 USU 10,536 Washington State Department of Agriculture 10.025 VARIOUS USU 313,105

10.028 VARIOUS USU 140,242

Subtotal Research and Development Programs– Animal and Plant Health Inspection Service 463,883

Department of Agriculture

10 VARIOUS USU 3,189

Subtotal Research and Development Programs– Department of Agriculture 3,189

Forest Service

10 VARIOUS UOU 31,283

10 Various UOU 58,262 US ENDOWMENT FOR FORESTRY & COMMUNITIES 10 VARIOUS UVU 62,061

10 VARIOUS USU 1,019,061

10.652 VARIOUS USU 117,285

The accompanying notes are an integral part of the Schedule of 10 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 10.664 VARIOUS USU -10,133

10.674 10041276 UOU 33,550 SUNROC BUILDING MATERIALS INC 10.680 VARIOUS USU 14,247

10.693 VARIOUS USU 13,493

10.694 663.7275.01 UOU 47,292 DESERT RESEARCH INSTITUTE 10.699 VARIOUS USU 159,900

Subtotal Research and Development Programs– Forest Service 1,546,301

National Institute of Food and Agriculture

10.202 VARIOUS USU 213,656

10.203 VARIOUS USU 2,488,699

10.207 VARIOUS USU 36,329

10.212 10043798 UOU 29,990 FULCRUM BIOSCIENCES 10.215 VARIOUS USU 4,410,915 3,268,563

10.217 VARIOUS UOU 900

10.303 2015-70005-24060 USU 15,250 University of Arizona 10.303 VARIOUS USU 245,981 19,128

10.307 128314 G003756 USU 7,259 Washington State University 10.307 VARIOUS USU 507,966 124,805

10.309 2017-0398-04 USU 14,259 North Carolina State University 10.309 79611-10751 USU 21,695 Cornell University 10.309 S-000963 USU 48,719 University of Riverside 10.310 VARIOUS USU -3 Auburn University 10.310 UNR-14-79 USU -2 University of Nevada at Reno 10.310 114904G003333 UOU 1,416 WASHINGTON STATE UNIVERSITY 10.310 UNR-17-54 USU 10,953 University of Nevada at Reno 10.310 2012-0097-07 USU 41,156 Integrated Pest Management

The accompanying notes are an integral part of the Schedule of 11 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 10.310 2015-69007-23190 SUB:UNR-15-68 USU 70,426 University of Nevada at Reno 10.310 VARIOUS UOU 141,069

10.310 VARIOUS USU 1,791,339 228,646

10.319 25-6324-0139-002 SNOW 1,440 Univiersity of Nebraska-Lincoln 10.319 25-6324-0163-005 SNOW 19,073 Univiersity of Nebraska-Lincoln 10.329 340564 USU -20 University of Arizona 10.329 C00059074-1 USU 692 University of Missouri at Columbia 10.329 SA14-2309-43 USU 2,609 University of California at ANR 10.329 SA14-2309-38; USU 14,944 University of California at Davis 10.329 VARIOUS USU 23,332

10.330 203224USU USU 72 University of Notre Dame 10.330 376429 USU 13,209 University of Arizona 10.330 VARIOUS USU 87,717 31,698

10.336 VARIOUS USU 97,545

10.500 5570-USU-USDA-5879 USU 2,525 Penn State University 10.500 VARIOUS USU 2,649 Colorado State University 10.500 108815 G003546 SNOW 4,578 Washington State University 10.500 RC103176BM USU 5,887 Michigan State University 10.500 108815-G003712FED#2017-0625-01 USU 10,558 North Carolina State University 10.500 108815-G003708 SNOW 29,209 Washington State University 10.500 VARIOUS USU 163,827 61,088

Subtotal Research and Development Programs– National Institute of Food and Agriculture 10,577,818 3,733,928

Natural Resources Conservation Service

10.902 VARIOUS USU 49,364 Pheasants Forever, Inc. 10.902 68-3A75-16-736 USU 87,202 Pheasants Forever, Inc. 10.912 VARIOUS USU 48,910

The accompanying notes are an integral part of the Schedule of 12 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS

Subtotal Research and Development Programs– Natural Resources Conservation Service 185,476

Risk Management Agency

10.458 VARIOUS USU 17,651 15,494

Subtotal Research and Development Programs– Risk Management Agency 17,651 15,494

Subtotal Research and Development Programs– AGRICULTURE, DEPARTMENT OF 13,203,890 3,749,422

COMMERCE, DEPARTMENT OF

Department of Commerce

11 VARIOUS USU 306,146

Subtotal Research and Development Programs– Department of Commerce 306,146

Economic Development Administration

11.307 VARIOUS UOU 284,954 124,632

Subtotal Research and Development Programs– Economic Development Administration 284,954 124,632

National Oceanic and Atmospheric Administration (NOAA)

11.431 VARIOUS USU 2,141

11.431 VARIOUS UOU 480,042

11.438 AC-1705B UOU 29,650 BERING SEA FISHERMEN'S ASSOCIATION 11.438 AC-00106 UOU 52,350 BERING SEA FISHERMEN'S ASSOCIATION 11.440 VARIOUS UOU 129,778

11.468 VARIOUS UOU 173,343

Subtotal Research and Development Programs– National Oceanic and Atmospheric Administration (NOAA) 867,304

Subtotal Research and Development Programs– COMMERCE, DEPARTMENT OF 1,458,404 124,632

CORPORATION FOR NATIONAL AND COMMUNITY SERVICE

Corporation for National and Community Service

94 Various UOU 110,171 PLANNED PARENTHOOD ASSOCIATION OF UTAH

Subtotal Research and Development Programs– Corporation for National and Community Service 110,171

Subtotal Research and Development Programs– CORPORATION FOR NATIONAL AND COMMUNITY SERVICE 110,171

DEPARTMENT OF DEFENSE

The accompanying notes are an integral part of the Schedule of 13 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS Advanced Research Projects Agency

12 P01268 UOU -5,828 QUESTEK INNOVATIONS 12 K00088600S05 UOU -4,169 KITWARE 12 P00171650 UOU 63,745 LEIDOS 12 2016-3374 UOU 175,062 UNIVERSITY OF CALIFORNIA IRVINE 12 1(GG012664) UOU 321,346 218,653 COLUMBIA UNIVERSITY 12 VARIOUS UOU 783,397 53,866

12.910 1401944 UOU 111,998 56,376 UNIVERSITY OF TEXAS AT DALLAS 12.910 503-02 UOU 127,407 NEW MEXICO CONSORTIUM 12.910 VARIOUS UOU 2,913,886 1,456,106

Subtotal Research and Development Programs– Advanced Research Projects Agency 4,486,844 1,785,001

Defense Threat Reduction Agency

12.351 5711-UU-DTRA-0056 UOU 94,102 PENNSYLVANIA STATE UNIVERSITY 12.351 VARIOUS UOU 338,416 150,000

Subtotal Research and Development Programs– Defense Threat Reduction Agency 432,518 150,000

Department of Defense

12 BBM001QK5 N00140-03-D-E601 USU -17,495 Lockheed Martin Space Systems 12 1539126 USU -11,525 NASA Jet Propulsion Laboratory 12 Various UOU -1,544 BRAIN TRAUMA FOUNDATION 12 20120772 UOU -846 CFD RESEARCH CORPORATION 12 873475 UOU -714 HENRY M. JACKSON FNDT ADVNCMNT MIL MED 12 TSC-1125-33018 / W56KGU-16-C-0068 USU -543 Technology Service Corporation 12 PO 1012/FA9453-09-M-0147 USU 45 Thermal Management Technologies, LLC 12 BOA001-3017-04, SDL-D002/FA9451-10-D-0 USU 70 Metatech Corporation 12 14161416A UOU 625 ACADEMY OF APPLIED SCIENCE 12 7000294123/FA8721-05-C-0002 USU 1,079 Massachusetts Institute of Technology

The accompanying notes are an integral part of the Schedule of 14 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 12 P010119698 / W5J9CQ-11-D-0005 DO 10 USU 1,097 Science Applications Intl Corp (SAIC) 12 10035506 UOU 1,820 FULCRUM BIOSCIENCES 12 S00001450 / N00014-09-D-0726-0003 USU 2,136 Raytheon Corp General 12 7000416856 USU 2,423 Massachusetts Institute of Technology 12 Various UOU 2,706 ESPIRA 12 4201470523 / FA8620-15-D-3009 USU 2,894 Raytheon Corp General 12 18-7900-0003-02-C9 TO# 0003 USU 5,095 Universal Technology Corporation 12 PO 2017-198 USU 6,482 MMA Design, LLC 12 VARIOUS USU 6,594 Gannett Fleming, Inc. 12 4100747863 / F09604-03-D-0031 USU 7,112 Lockheed Martin Integrated Systems 12 P00714 UOU 8,118 NEVADA NANOTECH SYSTEMS INC 12 4500167482 USU 9,283 L-3 Communications - Communication Systems West Division 12 10041763 UOU 11,062 WASATCH MOLECULAR INC 12 SIS180377 USU 12,659 Jacobs Technology, Inc. 12 0000009 USU 14,418 Karthik Consulting, LLC 12 28-S172821 USU 15,674 Texas AandM University 12 PO 41-1018184 / 10-D-7210-DO23 USU 15,733 BAE Systems 12 FA9550-17-P-0013 UOU 16,662 LUMARRAY INC 12 FFP-USU-GEM-081517 USU 20,815 Global Engineering and Materials, Inc. 12 USU RA USU 24,054 Kickview Corporation 12 W81XWH-15-10682 UOU 25,193 WESTERN INSTITUTE FOR BIOMEDICAL RESH 12 21056.1 / N6893616D0016 USU 29,323 Jacobs Technology, Inc. 12 PO 2902588/FA8620-15-D-3009 USU 32,771 Northrop Grumman - General 12 SUB1138235 TO001 USU 39,905 Alion Science and Technology 12 SC1519205(PSyCHIC) UOU 42,563 CHARLES RIVER ANALYTICS

The accompanying notes are an integral part of the Schedule of 15 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 12 21791 UOU 43,993 INTELLIGENT AUTOMATION INC 12 RSC 17051 ACT.L3S412 UOU 48,666 UNIVERSITY OF DAYTON RESEARCH INST 12 TSC-1100-33006/N68335-15-C-0176 USU 50,733 625 Technology Service Corporation 12 H98230-16-C-0258 USU 59,256 Maryland Procurement Office 12 124-AY-1C-PO4435 UOU 62,703 ELECTRONIC BIOSCIENCE INC 12 10046058 UOU 64,407 WASATCH MOLECULAR INC 12 PO 2017-0007 / NNA10DF16B USU 65,155 Millennium Engineering and Integration Company 12 SCRS01001/FA8750-15-C-0008 USU 66,548 2,805 SRC, Inc. 12 W911QY-17-C-0032 UOU 67,109 ESPIRA 12 G27388-3714 UOU 68,850 ENSCO INC 12 PO 2016-0015 RLS 5 / NNA10DF16B USU 70,556 Millennium Engineering and Integration Company 12 20160162 UOU 75,625 CFD RESEARCH CORPORATION 12 VARIOUS USU 79,766 Box Elder Innovations, LLC 12 2017-1532-02 UOU 94,660 NORTH CAROLINA STATE UNIVERSITY 12 N00173-12-D-2004, N00173-17-F-6704 USU 99,803 Naval Research Laboratory 12 45732-Z9085201 USU 102,623 University of Maryland 12 18-S8401-12-C1 USU 106,932 Universal Technology Corporation 12 10046910 UOU 129,879 NEVADA NANOTECH SYSTEMS INC 12 N00173-12-D-2004 0003 USU 162,078 Naval Research Laboratory 12 TSC NadirSAR Phase II Letter Sub / W56KG USU 168,822 Technology Service Corporation 12 10044747 (10045192) UOU 202,544 SARCOS LC 12 FA8650-12-D-6280 / T72745 UOU 204,365 WYLE INTEGRATED SCIENCE AND ENG GRP 12 N00173-12-D-2004 0002 USU 211,900 Naval Research Lab 12 1554466 UOU 254,684 UNIVERSITY OF COLORADO AT BOULDER 12 M6785417C6583 USU 300,804 Marine Corps

The accompanying notes are an integral part of the Schedule of 16 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 12 S901059BAH / FA8750-17-F-0105 USU 306,713 Booz Allen Hamilton 12 USU-17-D-0005 / FA8622-15-F-8111 USU 310,003 HX5 LLC 12 N00014-15-C-0101 USU 315,966 Office of Naval Research 12 2016-0010/NNA10DF16B USU 345,609 Millennium Engineering and Integration Company 12 PO 4201443453 and PO 4201455979 / FA945 USU 376,053 Raytheon Corp General 12 4201567976 / FA8620-15-D-3009 USU 670,303 97,975 Raytheon Corp General 12 N00173-12-D-2004 0003 USU 695,738 Naval Research Lab 12 107609SB4E/FA8750-15-F-0283 USU 952,948 Booz Allen Hamilton 12 N00173-12-D-2004 0002 USU 1,355,762 Naval Research Laboratory 12 N00173-12-D-2004 0004 USU 1,413,669 Naval Research Laboratory 12 VARIOUS UOU 1,546,285 128,340

12 1038-05-13-01 / N68936-16-D-0016 USU 1,755,019 Jacobs Technology, Inc. 12 VARIOUS USU 79,043,931 12,163,514

Subtotal Research and Development Programs– Department of Defense 92,276,204 12,393,259

Department of the Air Force, Materiel Command

12.800 47261-A UOU 121,853 MEDGAR EVERS COLLEGE 12.800 SP0022325PROJ0007153 UOU 218,697 NORTHWESTERN UNIVERSITY 12.800 P0284835 UOU 272,179 UNIVERSITY OF CENTRAL FLORIDA 12.800 VARIOUS USU 374,231 39,103

12.800 VARIOUS UOU 1,276,121 438,437

Subtotal Research and Development Programs– Department of the Air Force, Materiel Command 2,263,081 477,540

Department of the Navy, Office of the Chief of Naval Research

12.300 201839 UOU -162 UNIVERSITY OF NOTRE DAME 12.300 203349UU UOU 6,571 UNIVERSITY OF NOTRE DAME 12.300 202837UU UOU 6,727 UNIVERSITY OF NOTRE DAME 12.300 088513-16628 UOU 18,208 UNIVERSITY OF IL AT URBANA- CHAMPAIGN

The accompanying notes are an integral part of the Schedule of 17 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 12.300 UNIV59880 UOU 39,316 VANDERBILT UNIVERSITY 12.300 2002694588 UOU 200,638 JOHNS HOPKINS UNIVERSITY 12.300 VARIOUS UOU 974,001 20,062

12.300 VARIOUS USU 1,242,602 201,825

Subtotal Research and Development Programs– Department of the Navy, Office of the Chief of Naval Research 2,487,901 221,887

National Security Agency

12 Z9279001 UOU 19,895 UNIVERSITY OF MARYLAND

Subtotal Research and Development Programs– National Security Agency 19,895

Office of Economic Adjustment

12.617 VARIOUS UOU 3,103,561 961,295

Subtotal Research and Development Programs– Office of Economic Adjustment 3,103,561 961,295

Office of the Secretary of Defense

12.630 VARIOUS USU -59

12.630 VARIOUS UOU 1,336,258 675,068

Subtotal Research and Development Programs– Office of the Secretary of Defense 1,336,199 675,068

U.S. Army Materiel Command

12.431 VARIOUS UOU 1,728,961 742,937

Subtotal Research and Development Programs– U.S. Army Materiel Command 1,728,961 742,937

U.S. Army Medical Command

12.420 SUB7836 UOU -1,022 KINETA INC 12.420 9012699 (411975-2) UOU 3,609 UNIVERSITY OF PITTSBURGH 12.420 ART11004 UOU 4,600 ARTERIOCYTE INC 12.420 1000000439 UOU 10,287 UNIVERSITY OF TEXAS AT SAN ANTONIO 12.420 MSRC-FY18-04 UOU 12,572 DENVER RESEARCH INSTITUTE 12.420 WSU17069 UOU 15,557 WAYNE STATE UNIVERSITY 12.420 Various UOU 16,056 MODUS HEALTH 12.420 NTI-CLOTT17-17 UOU 17,940 NATIONAL TRAUMA INSTITUTE

The accompanying notes are an integral part of the Schedule of 18 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 12.420 4104-79568 USU 20,541 Purdue University 12.420 USM-GR05777.001 UOU 22,602 UNIVERSITY OF SOUTHERN MISSISSIPPI 12.420 000422086002 UOU 27,018 UNIVERSITY OF ALABAMA AT BIRMINGHAM 12.420 UWSC10391 BPO30291 UOU 45,884 UNIVERSITY OF WASHINGTON 12.420 ARJUHP02002478754 UOU 71,301 JOHNS HOPKINS UNIVERSITY 12.420 00358594093852 UOU 75,800 UNIVERSITY OF PITTSBURGH 12.420 3828 UOU 181,578 HENRY M. JACKSON FNDT ADVNCMNT MIL MED 12.420 PO883714 / 3459 UOU 341,159 HENRY M. JACKSON FNDT ADVNCMNT MIL MED 12.420 VARIOUS UOU 7,897,435 649,326

Subtotal Research and Development Programs– U.S. Army Medical Command 8,762,917 649,326

Uniformed Services University of the Health Sciences

12.750 837895 UOU 41,074 HENRY M. JACKSON FNDT ADVNCMNT MIL MED 12.750 3338P0881181 UOU 136,242 HENRY M. JACKSON FNDT ADVNCMNT MIL MED 12.750 VARIOUS UOU 184,988

Subtotal Research and Development Programs– Uniformed Services University of the Health Sciences 362,304

Subtotal Research and Development Programs– DEPARTMENT OF DEFENSE 117,260,385 18,056,313

DEPARTMENT OF HOMELAND SECURITY

Department of Homeland Security

97 NBCHC060088 USU 2,994 Department of the Interior 97 VARIOUS UOU 103,884

97 VARIOUS USU 786,631

97.077 VARIOUS UOU 520,879

Subtotal Research and Development Programs– Department of Homeland Security 1,414,388

Subtotal Research and Development Programs– DEPARTMENT OF HOMELAND SECURITY 1,414,388

EDUCATION, DEPARTMENT OF

The accompanying notes are an integral part of the Schedule of 19 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS Department of Education

84 R305H170005 UOU 70,468 AMER COUNCILS FOR INTNL EDUCATION

Subtotal Research and Development Programs– Department of Education 70,468

Institute of Education Sciences

84.305 5509-UU-IES-0401 UOU 129,788 PENNSYLVANIA STATE UNIVERSITY 84.305 VARIOUS USU 671,596 286,935

Subtotal Research and Development Programs– Institute of Education Sciences 801,384 286,935

Office of Elementary and Secondary Education

84.283 S283B120006 UOU 104,322 WESTED

Subtotal Research and Development Programs– Office of Elementary and Secondary Education 104,322

Office of Special Education and Rehabilitative Services

84.325 VARIOUS USU 72,467

Subtotal Research and Development Programs– Office of Special Education and Rehabilitative Services 72,467

Subtotal Research and Development Programs– EDUCATION, DEPARTMENT OF 1,048,641 286,935

ENERGY, DEPARTMENT OF

Department of Energy

81 728647 USU -11,303 Sandia National Laboratory 81 5F-31981 USU -11,246 Argonne National Laboratory (East) 81 SV171007 UOU -446 SMITHSONIAN ASTROPHYSICAL OBSERVATORY 81 PO 1309215 USU -116 Sandia National Laboratory 81 1044650 USU -93 Sandia National Laboratory 81 927890 USU 1,319 Sandia National Laboratory 81 954572 USU 2,292 Sandia National Laboratory 81 183000 USU 5,316 Battelle Energy Alliance, LLC 81 274628 USU 7,860 Battelle 81 400159741 USU 10,000 Oak Ridge National Laboratory 81 B628356 / DE-AC52-07NA27344 USU 15,348 Lawrence Livermore National Laboratory

The accompanying notes are an integral part of the Schedule of 20 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 81 187243 USU 18,657 Battelle Energy Alliance, LLC 81 60044755UUP0RF01384816 UOU 20,188 OHIO STATE UNIVERSITY RESEARCH FNDTN 81 SA-17-07 UOU 25,018 SUSTAINABLE MANUFACTURING INNOV ALLNCE 81 PO# 120033 USU 25,811 Bechtel Marine Propulsion Corp/Bettis Laboratory 81 REI 8258-1 UOU 28,906 REACTION ENGINEERING INTL 81 177963 USU 32,373 Battelle Energy Alliance, LLC 81 N000219856 UOU 42,473 HONEYWELL FED MANFCTR & TECHNLGES LLC 81 347647 USU 42,727 Battelle Energy Alliance, LLC 81 DE-SC0017845 UOU 48,745 FULCRUM BIOSCIENCES 81 PO 1627648 USU 54,040 Sandia National Laboratory 81 Various UOU 77,453 PACIFICORP 81 010035162 UOU 77,649 RUBY MOUNTAIN INC 81 10040876 UOU 86,977 ENTRY POINT, LLC 81 XFC-8-70330-01 USU 93,468 National Renewable Energy Laboratory 81 PO N000261740 UOU 104,572 HONEYWELL FED MANFCTR & TECHNLGES LLC 81 4000159740 USU 208,649 Oak Ridge National Laboratory 81 10029234 AISI UOU 425,157 AMERICAN IRON AND STEEL INSTITUTE 81 VARIOUS UOU 2,630,140

81.049 10049506 UOU 5,314 ALTAROCK ENERGY 81.049 REI8256-1 UOU 27,040 REACTION ENGINEERING INTL 81.049 17284Z7181006 UOU 42,651 UNIVERSITY OF MARYLAND 81.049 7082-005 USU 48,716 Tech-X Corporation 81.049 695K656 UOU 50,957 UNIVERSITY OF WISCONSIN-MADISON 81.049 UWSC9285 (BPO17507) USU 60,163 University of Washington

The accompanying notes are an integral part of the Schedule of 21 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 81.049 REI82481 UOU 65,600 REACTION ENGINEERING INTL 81.049 G142-15-W5072 USU 66,394 Montana State University 81.049 Various UOU 94,051 PARTICLE FLUX ANALYTICS 81.049 Z17-90030 UOU 99,368 UNIVERSITY CORP FOR ATMOSPHERIC RESEARCH 81.049 201603457-06 USU 107,146 Regents of the University of California 81.049 UWSC8610 UOU 108,077 UNIVERSITY OF WASHINGTON 81.049 VARIOUS USU 469,929

81.049 VARIOUS UOU 3,345,346 500,000

81.057 UND10356 UOU 30,353 UNIVERSITY OF NORTH DAKOTA 81.086 3300001466 USU 219,747 Pacificorp 81.087 PO 1000850858 UOU 34,018 UNIVERSITY OF COLORADO AT DENVER 81.087 VARIOUS USU 34,587 Percheron Power, LLC 81.087 0160816 USU 38,543 Battelle Energy Alliance, LLC 81.087 PRELIM PORTLAND STATE 10045591 UOU 46,169 PORTLAND STATE UNIVERSITY 81.087 61559160-51077 UOU 64,046 STANFORD UNIVERSITY 81.087 0161939 USU 72,971 Battelle Energy Alliance, LLC 81.087 VARIOUS USU 125,456 35,360

81.087 VARIOUS UOU 8,397,605 3,072,522

81.089 Various UOU 3,363 REACTION ENGINEERING INTL 81.089 SC4501-002 USU 38,800 GSI Environmental 81.089 P0012449 UOU 47,996 NEW MEXICO INSTITUTE OF MINING & TECH 81.089 82421 UOU 80,209 25,000 REACTION ENGINEERING INTL 81.089 SC4502-002 USU 83,318 GSI Environmental 81.089 PO 170624-401183-5801 UOU 111,483 COLORADO SCHOOL OF MINES 81.089 8250-1 UOU 179,214 REACTION ENGINEERING INTL

The accompanying notes are an integral part of the Schedule of 22 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 81.089 DSWT20 UOU 962,489 NEW MEXICO INSTITUTE OF MINING & TECH 81.089 VARIOUS UOU 1,720,227 578,785

81.112 41046924 UOU 40,615 CARNEGIE DOE ALLIANCE CENTER 81.113 VARIOUS USU 129,841

81.117 1553797 PO1000607856 USU 12,065 University of Colorado 81.121 18-023 UOU 31,474 UNIVERSITY OF NEW HAMPSHIRE 81.121 60049182 UOU 78,607 OHIO STATE UNIVERSITY RESEARCH FNDTN 81.121 VARIOUS UOU 830,888 277,598

81.121 VARIOUS USU 1,172,441 713,802

81.122 VARIOUS UOU 40,695

81.123 PO111340 USU 69,613 Bechtel Marine Propulsion Corp/Bettis Laboratory 81.124 VARIOUS UOU 3,517,398 527,960

81.135 VARIOUS USU 348,741 125,076

81.135 VARIOUS UOU 1,145,410 114,344

Subtotal Research and Development Programs– Department of Energy 28,361,068 5,970,447

Subtotal Research and Development Programs– ENERGY, DEPARTMENT OF 28,361,068 5,970,447

ENVIRONMENTAL PROTECTION AGENCY

Environmental Protection Agency

66 63-USU-000 USU 31,318 Great Lakes Environmental Center, Inc.

Subtotal Research and Development Programs– Environmental Protection Agency 31,318

Office of Air and Radiation

66.034 VARIOUS USU 19,024 14,825

Subtotal Research and Development Programs– Office of Air and Radiation 19,024 14,825

Office of Research and Development (ORD)

66.509 VARIOUS USU 248,061

The accompanying notes are an integral part of the Schedule of 23 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 66.511 LCASW3SG16 UOU 104,444 WATER ENVIRONMENT RESEARCH FOUNDATION 66.511 VARIOUS UOU 295,768

66.514 VARIOUS UOU 20,132

66.516 VARIOUS USU 7,312

Subtotal Research and Development Programs– Office of Research and Development (ORD) 675,717

Office of Solid Waste and Emergency Response

66.806 Various UOU 32,642 FRIENDS OF GREAT SALT LAKE

Subtotal Research and Development Programs– Office of Solid Waste and Emergency Response 32,642

Office of the Administrator

66.951 VARIOUS USU 45,545

Subtotal Research and Development Programs– Office of the Administrator 45,545

Office of Water

66.461 VARIOUS USU 70,617

Subtotal Research and Development Programs– Office of Water 70,617

Subtotal Research and Development Programs– ENVIRONMENTAL PROTECTION AGENCY 874,863 14,825

FEDERAL COUNCIL ON THE ARTS AND THE HUMANITIES

Institute of Museum and Library Services

45.313 VARIOUS USU 131,250

Subtotal Research and Development Programs– Institute of Museum and Library Services 131,250

National Endowment for the Humanities

45.169 VARIOUS USU 28,723

Subtotal Research and Development Programs– National Endowment for the Humanities 28,723

Subtotal Research and Development Programs– FEDERAL COUNCIL ON THE ARTS AND THE HUMANITIES 159,973

HEALTH AND HUMAN SERVICES, DEPARTMENT OF

Administration for Children and Families

93.600 VARIOUS USU 19,538

93.658 KC256100 UOU -101,532 STATE OF IDAHO

The accompanying notes are an integral part of the Schedule of 24 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS

Subtotal Research and Development Programs– Administration for Children and Families -81,994

Administration for Community Living

93.048 VARIOUS UOU 59,094

93.433 60048763 UOU 7,794 OHIO STATE UNIVERSITY RESEARCH FNDTN 93.433 VARIOUS USU 197,424 24,829

Subtotal Research and Development Programs– Administration for Community Living 264,312 24,829

Agency for Healthcare Research and Quality

93.226 RSTFD0000661715 UOU 4,023 CHILDRENS HOSPITAL BOSTON 93.226 VUMC 57335 UOU 13,478 VANDERBILT UNIVERSITY MEDICAL CENTER 93.226 2312021528152594L UOU 43,062 RTI INTERNATIONAL 93.226 111456 UOU 44,346 BRIGHAM & WOMENS HOSPITAL 93.226 0039806 (124759-2) UOU 53,589 UNIVERSITY OF PITTSBURGH 93.226 0053096 (412391-1) UOU 81,037 UNIVERSITY OF PITTSBURGH 93.226 002608(127137-1) UOU 150,673 UNIVERSITY OF PITTSBURGH 93.226 568241 UOU 188,606 UNIVERSITY OF PENNSYLVANIA 93.226 VARIOUS UOU 1,260,326 169,738

Subtotal Research and Development Programs– Agency for Healthcare Research and Quality 1,839,140 169,738

Agency for Toxic Substances and Disease Registry

93.161 E0952U-1 UOU 6,818 DENVER HEALTH AND HOSPITAL AUTHORITY

Subtotal Research and Development Programs– Agency for Toxic Substances and Disease Registry 6,818

Centers for Disease Control and Prevention

93 S250211-21 UOU 1,993 EASTERN VIRGINIA MEDICAL SCHOOL 93 7300260419 / PO 962906-RSUB UOU 3,640 CHILDRENS HOSPITAL PHILADELPHIA 93 44360 UOU 5,890 ABT ASSOCIATES INC 93 TO-200-2013-F-57544 UOU 16,063 ABT ASSOCIATES INC 93 44978 UOU 17,597 ABT ASSOCIATES INC

The accompanying notes are an integral part of the Schedule of 25 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93 388003-15044-PF UOU 52,747 PORTLAND VA RESEARCH FOUNDATION 93 VARIOUS UOU 2,864,868 500,798

93.070 UT-1404-01 UOU 1,250 UNIVERSITY OF PENNSYLVANIA 93.073 VARIOUS UOU 404,343

93.084 VARIOUS UOU 329,764 69,156

93.135 00004109 UOU 1,122 MD ANDERSON CANCER CENTER 93.136 VARIOUS UOU 768,328 376,704

93.262 143405506 UOU -1,215 UNIVERSITY OF WISCONSIN-MILWAUKEE 93.262 G45902 UOU -414 COLORADO STATE UNIVERSITY 93.262 144-AAA5711 UOU 13,210 UNIVERSITY OF WISCONSIN-MILWAUKEE 93.262 G-41107-1 USU 25,298 7,617 High Plains Intermountain Center for Agriculture 93.262 VARIOUS UOU 2,231,607 2,592

93.283 VARIOUS USU -70

93.283 VARIOUS UOU 790,046 200,259

93.315 Various UOU 5,801 INTERMOUNTAIN HEALTHCARE 93.315 VARIOUS UOU 402,848

93.733 Various UOU 8,000 AMERICAN ACADEMY OF PEDIATRICS 93.823 VARIOUS UOU 787,783 237,448

93.898 VARIOUS UOU 274,059

93.945 UTAH-1305-1 UOU 4,606 UNIVERSITY OF PENNSYLVANIA

Subtotal Research and Development Programs– Centers for Disease Control and Prevention 9,009,164 1,394,574

Department of Energy

93 VARIOUS UOU 17,951

Subtotal Research and Development Programs– Department of Energy 17,951

Department of Health and Human Services

93 T487689 USU 5,110 Emory University

The accompanying notes are an integral part of the Schedule of 26 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93 PRIME HHS0100201500018C USU 54,790 Visterra, Inc. 93 VARIOUS USU 2,287,784 409,392

Subtotal Research and Development Programs– Department of Health and Human Services 2,347,684 409,392

Food and Drug Administration

93.103 UFDSP00011718 UOU 1,930 UNIVERSITY OF FLORIDA 93.103 3003792592 UOU 52,943 UNIVERSITY OF MICHIGAN 93.103 VARIOUS UOU 247,329

Subtotal Research and Development Programs– Food and Drug Administration 302,202

Health Resources and Services Administration

93.059 VARIOUS UOU 228,542

93.107 VARIOUS UOU 344,535 281,526

93.110 VARIOUS UOU 823,953 616,716

93.117 VARIOUS UOU 384,269

93.127 PO UOU 6,524 MEDICAL COLLEGE OF WISCONSIN 93.127 SUB0800089/201503204-01 UOU 132,235 UNIVERSITY OF CALIFORNIA DAVIS 93.127 VARIOUS UOU 3,054,692

93.145 UWSC8703 UOU 120,014 UNIVERSITY OF WASHINGTON 93.153 VARIOUS UOU 400,401

93.186 VARIOUS UOU 259,556

93.211 VARIOUS UOU 215,388

93.236 VARIOUS UOU 568,376

93.253 VARIOUS UOU 138,998

93.264 VARIOUS UOU 115,438

93.342 VARIOUS UOU 19,761

93.358 VARIOUS UOU 7,718

93.364 VARIOUS UOU 264,968

The accompanying notes are an integral part of the Schedule of 27 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.516 FY15155004 UOU 67,372 UNIVERSITY OF COLORADO AT DENVER 93.732 VARIOUS UOU 138,206

93.884 15-218A-RPA003 USU 20,731 Idaho State University 93.918 VARIOUS UOU 867,425

93.969 VARIOUS UOU 894,863 201,576

Subtotal Research and Development Programs– Health Resources and Services Administration 9,073,965 1,099,818

National Institutes of Health

93 Various UOU -5,684 RTI INTERNATIONAL 93 102-NH-IC PO4346 UOU -4,129 ELECTRONIC BIOSCIENCE INC 93 102-NH-1C PO4345 UOU -539 ELECTRONIC BIOSCIENCE INC 93 Various UOU -19 ASIAN ASSOCIATION OF UTAH 93 000406268003 UOU 0 UNIVERSITY OF ALABAMA 93 Various UOU 205 NEW ENGLAND RESEARCH INC 93 Various UOU 660 LAM FOUNDATION 93 10045855 UOU 917 EMMES CORP 93 10014935 UOU 1,657 AXON MEDICAL INC 93 9500080216-S7XX UOU 1,970 CHILDRENS HOSPITAL PHILADELPHIA 93 Various UOU 2,064 INTERMOUNTAIN HEALTHCARE 93 Various UOU 2,222 MAYO CLINIC ROCHESTER 93 Various UOU 2,936 PHARMACEUTICAL PRODUCT DEVELOPMENT INC 93 DSS10038548 UOU 3,342 VESTAN INC 93 BMTCTNPROTOCOL1102 UOU 3,740 NATIONAL MARROW DONOR PROGRAM 93 1U10NS077305-01 UOU 4,297 MASSACHUSETTS GENERAL HOSPITAL 93 3002875927 UOU 4,610 UNIVERSITY OF MICHIGAN 93 Various UOU 4,976 NEW ENGLAND RESEARCH INSTITUTES 93 Various UOU 5,909 MEDICAL COLLEGE OF WISCONSIN

The accompanying notes are an integral part of the Schedule of 28 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93 193221 UOU 6,364 DUKE CLINICAL RESEARCH INSTITUTE 93 U01HL088842 UOU 7,896 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93 Various UOU 10,607 MASSACHUSETTS GENERAL HOSPITAL 93 2003163059 UOU 11,221 JOHNS HOPKINS UNIVERSITY 93 Various UOU 11,253 ECOG-ACRIN CANCER RESEARCH GROUP 93 N006187407 UOU 13,613 UNIVERSITY OF MINNESOTA 93 UTA03 UOU 13,749 DUKE CLINICAL RESEARCH INSTITUTE 93 Various UOU 14,871 BIOFIRE DIAGNOSTICS INC 93 PO B00127743 UOU 15,420 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93 17-074 UOU 16,879 UNIVERSITY OF TEXAS MEDICAL BRANCH 93 6426-509 UOU 17,563 WESTAT 93 10045509 UOU 20,410 INTERMOUNTAIN HEALTHCARE 93 HD 036790 / 0212456 UOU 23,473 RTI INTERNATIONAL 93 1U01HL131003-3 UOU 25,705 CINCINNATI CHILDRENS HOSPITAL MED CTR 93 Various UOU 27,136 CINCINNATI CHILDRENS HOSPITAL MED CTR 93 141-NH-1C-4485 UOU 30,008 ELECTRONIC BIOSCIENCE INC 93 Various UOU 31,065 OREGON HEALTH & SCIENCE 93 FY18.903.001 UOU 31,596 UNIVERSITY OF COLORADO AT DENVER 93 Various UOU 37,093 CHILDRENS HOSPITAL PHILADELPHIA 93 Various UOU 44,405 9,694 JAEB CENTER FOR HEALTH RESEARCH 93 UGICA189955 UOU 46,335 CHILDRENS HOSPITAL PHILADELPHIA 93 UOU-195385 UOU 50,679 MAYO CLINIC ROCHESTER 93 ROCH$ANHL1131 UOU 54,260 CHILDRENS HOSPITAL PHILADELPHIA 93 0212456 UOU 65,781 RTI INTERNATIONAL

The accompanying notes are an integral part of the Schedule of 29 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93 PO# 204143 UOU 72,997 JACKSON LABORATORY 93 RC103694UT UOU 97,357 MICHIGAN STATE UNIVERSITY 93 Various UOU 126,153 120,789 UTAH HEALTH INFORMATION NETWORK 93 10035362 UOU 129,253 NAVIGEN 93 6119114400E UOU 172,363 UNIVERSITY OF SOUTH FLORIDA 93 A003630302 UOU 206,504 UNIVERSITY OF MINNESOTA 93 1503014 UOU 229,594 RECURSION PHARMACEUTICALS LLC 93 SUB#950008021512C UOU 264,440 CHILDRENS HOSPITAL PHILADELPHIA 93 000513373-SP004-001 UOU 642,307 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93 VARIOUS UOU 7,668,557 851,789

93.077 00005077 UOU 20,358 MD ANDERSON CANCER CENTER 93.113 3200001233-17-241 WSU 2,299 University of Kentucky Research Foundation 93.113 10035478 UOU 4,194 AGRI ANALYSIS INC 93.113 42838169 UOU 15,492 UNIVERSITY OF SOUTHERN CALIFORNIA 93.113 UFDSP00011534 UOU 69,326 UNIVERSITY OF FLORIDA 93.113 VARIOUS UOU 866,218

93.121 10033827 UOU 18,161 GLYCOMIRA LLC 93.121 VARIOUS UOU 2,364,635 364,159

93.142 0011233A UOU 332,616 UNIVERSITY OF TEXAS AT HOUSTON 93.143 400763-5802 UOU 155,077 COLORADO SCHOOL OF MINES 93.172 5105965 UOU 2,117 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.172 109737 UOU 4,026 BRIGHAM & WOMENS HOSPITAL 93.172 5105155 UOU 4,702 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.172 10039910 UOU 9,354 FRAMESHIFT LABS LLC 93.172 1R43HG009868-01 UOU 11,919 FRAMESHIFT LABS LLC

The accompanying notes are an integral part of the Schedule of 30 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.172 1R41HG009629-01 UOU 27,797 FRAMESHIFT LABS LLC 93.172 FP055133-B UOU 28,144 UNIVERSITY OF CHICAGO 93.172 114517-5094757 USU 33,641 Harvard University 93.172 5108832 UOU 97,170 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.172 5001020-5500001047 UOU 126,054 BROAD INSTITUTE 93.172 VARIOUS UOU 4,154,122 9,815

93.173 66100530417 UOU 21 UNIVERSITY OF MISSISSIPPI MEDICAL CENTER 93.173 712K375 UOU 6,757 UNIVERSITY OF WISCONSIN-MADISON 93.173 1008367 UUT UOU 44,759 OREGON HEALTH & SCIENCE 93.173 17-0492 UOU 49,763 BRIGHAM YOUNG UNIVERSITY 93.173 GMO 17510 UOU 55,117 UNIV OF TEXAS SOUTHWESTERN MEDICAL CTR 93.173 VARIOUS USU 477,844 37,362

93.173 VARIOUS UOU 3,840,128 112,778

93.213 163428/162264 UOU 1,302 UNIVERSITY OF TEXAS AT SAN ANTONIO 93.213 570169 UOU 16,466 UNIVERSITY OF PENNSYLVANIA 93.213 VARIOUS UOU 1,388,454 211,957

93.233 VARIOUS USU 461,593 341,043

93.242 K0101000S02 UOU -3,808 KITWARE 93.242 201402 UOU -127 PSYCTECH LTD 93.242 2017-0154 UOU 9,556 PSYCTECH LTD 93.242 UWSC8570 UOU 15,339 UNIVERSITY OF WASHINGTON 93.242 3004544101 UOU 23,575 UNIVERSITY OF MICHIGAN 93.242 3003298612 UOU 26,492 UNIVERSITY OF MICHIGAN 93.242 755161UU UOU 42,453 AMERICAN ACADEMY OF PEDIATRICS 93.242 3004134601 UOU 71,647 UNIVERSITY OF MICHIGAN

The accompanying notes are an integral part of the Schedule of 31 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.242 3004653606 UOU 81,923 UNIVERSITY OF MICHIGAN 93.242 3003322495 UOU 123,513 UNIVERSITY OF MICHIGAN 93.242 496K952 UOU 189,435 UNIVERSITY OF WISCONSIN-MADISON 93.242 690K922 UOU 463,105 UNIVERSITY OF WISCONSIN-MADISON 93.242 VARIOUS UOU 4,452,153 91,068

93.273 7017137290-1 UOU 17,910 RHODE ISLAND HOSPITAL 93.273 18345 UOU 22,471 UNIVERSITY OF ILLINOIS AT CHICAGO 93.273 0037731 (124672-4) UOU 23,787 UNIVERSITY OF PITTSBURGH 93.273 70154751UT UOU 64,319 RHODE ISLAND HOSPITAL 93.273 UWSC9335 UOU 177,760 UNIVERSITY OF WASHINGTON 93.273 VARIOUS USU 199,759 80,419

93.273 VARIOUS UOU 633,586

93.279 8020 UOU 94 MAGEE-WOMENS RESH INST & FDTN 93.279 FORD0027 UOU 15,977 FORDHAM UNIVERSITY 93.279 10158SC USU 17,598 University of California at San Francisco 93.279 UWSC7271 UOU 29,788 UNIVERSITY OF WASHINGTON 93.279 Various UOU 34,851 XANDEM TECHNOLOGY LLC 93.279 140401 UOU 37,664 BRIGHAM YOUNG UNIVERSITY 93.279 32661 UTAH UOU 86,364 BARROW NEUROLOGICAL INSTITUTE 93.279 VARIOUS USU 176,409

93.279 VARIOUS UOU 4,773,287 216,685

93.286 10036101 UOU -863 BLACKROCK MICROSYSTEMS 93.286 1304055702 UOU 1,814 WEILL CORNELL MEDICAL COLLEGE 93.286 W000798277 UOU 13,228 UNIVERSITY OF IOWA 93.286 URK87 UOU 21,225 FLORIDA ATLANTIC UNIVERSITY 93.286 5-40513 UOU 96,651 UNIVERSITY OF MEMPHIS

The accompanying notes are an integral part of the Schedule of 32 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.286 VARIOUS UOU 3,348,467 16,194

93.307 UTA17-0001145 UOU 6,089 UNIVERSITY OF TEXAS AT AUSTIN 93.307 11-19002-99-01-G2 UOU 19,522 MOFFITT CANCER CENTER 93.307 30004222-03 UOU 20,950 CHILDREN'S NATIONAL MEDICAL CENTER 93.307 Various UOU 40,605 BRIGHTOUTCOME INC 93.307 VARIOUS UOU 987,975 582,256

93.310 S9000094 UOU 8,239 UNIVERSITY OF CALIFORNIA SAN DIEGO 93.310 417194 G/UR FAO GR510713 UOU 19,263 UNIVERSITY OF ROCHESTER 93.310 94745352 UOU 23,332 UNIVERSITY OF SOUTHERN CALIFORNIA 93.310 JENSEN-16-02 UOU 52,409 TRANSLATIONAL GENOMIC RESEARCH INSTITUTE 93.310 MUSC17-111-8C997 UOU 137,335 MEDICAL UNIVERSTIY OF SOUTH CAROLINA 93.310 8935SC UOU 178,453 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.310 5101964-1 UOU 574,721 404,717 BOSTON COLLEGE 93.310 VARIOUS UOU 3,474,126 114,488

93.350 VUMC 59240 UOU 78,791 VANDERBILT UNIVERSITY 93.350 0055353 (129324-33) UOU 114,173 UNIVERSITY OF PITTSBURGH 93.350 MUSC17-020-8C706 UOU 117,029 MEDICAL UNIVERSTIY OF SOUTH CAROLINA 93.350 60044737UU UOU 127,705 NORTHWESTERN UNIVERSITY 93.350 VARIOUS UOU 9,148,962 51,587

93.351 10043113 UOU 26,632 NANONC INC 93.351 VARIOUS USU 67,527

93.351 VARIOUS UOU 863,461

93.353 VARIOUS UOU 452,958 70,104

93.361 2017-3499 UOU 2,538 UNIVERSITY OF CALIFORNIA IRVINE

The accompanying notes are an integral part of the Schedule of 33 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.361 3004717570 UOU 16,692 UNIVERSITY OF MICHIGAN 93.361 UA15-060 UOU 35,399 UNIVERSITY OF ALABAMA 93.361 10040951 UOU 52,399 AXON MEDICAL INC 93.361 2035600 UOU 118,345 DUKE UNIVERSITY 93.361 VARIOUS UOU 1,352,719 318,580

93.393 218209 UOU 635 MASSACHUSETTS GENERAL HOSPITAL 93.393 0000759912 UOU 1,208 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 10183789901G1 UOU 2,812 MOFFITT CANCER CENTER 93.393 GB10524.157564 UOU 5,864 UNIVERSITY OF VIRGINIA 93.393 0000892323 / 218624 UOU 5,992 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 82120515 UOU 6,845 RESH INST AT NATIONWIDE CHLDRNS HOSP 93.393 N006612801 UOU 9,383 UNIVERSITY OF MINNESOTA 93.393 UOU181797 / PO64852898 UOU 11,347 MAYO CLINIC ROCHESTER 93.393 SUB2158 UOU 14,778 MD ANDERSON CANCER CENTER 93.393 01027406 UOU 15,422 BETH ISRAEL DEACONESS MEDICAL CENTER 93.393 4102-81790 UOU 17,780 PURDUE UNIVERSITY 93.393 BD517107 UOU 28,006 MEMORIAL SLOAN-KETTERING CANCER CTR 93.393 226969 UOU 28,877 MASSACHUSETTS GENERAL HOSPITAL 93.393 63291580 UOU 29,603 MAYO CLINIC ROCHESTER 93.393 RS20160790-05 UOU 30,049 UNIVERSITY OF OKLAHOMA 93.393 RS20152192-06 UOU 35,952 UNIVERSITY OF OKLAHOMA 93.393 0000892445/208428 UOU 39,192 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 UNI-18129402 UOU 42,756 MAYO CLINIC ROCHESTER 93.393 141-NH-1C-4484 UOU 50,046 ELECTRONIC BIOSCIENCE INC

The accompanying notes are an integral part of the Schedule of 34 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.393 1UM1CA16492001A1UT UOU 54,499 CANCER PREVENTION INST OF CALIFORNIA 93.393 0000813360 UOU 66,065 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 SUB#835528 UOU 164,780 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 00003179 UOU 175,420 MD ANDERSON CANCER CENTER 93.393 92275293 S9001779 UOU 188,069 101,274 UNIVERSITY OF CALIFORNIA SAN DIEGO 93.393 VARIOUS UOU 7,873,654 1,986,854

93.394 Various UOU 289 SONATA BIOSCIENCES INCE 93.394 71183210 UOU 3,415 UNIVERSITY OF SOUTHERN CALIFORNIA 93.394 BD517217 UOU 4,542 MEMORIAL SLOAN-KETTERING CANCER CTR 93.394 UWSC9880 UOU 14,142 UNIVERSITY OF WASHINGTON 93.394 0000822689 UOU 17,457 FRED HUTCHINSON CANCER RESEARCH CENTER 93.394 2016-45 UOU 26,591 UNIVERSITY OF OKLAHOMA 93.394 00004322 UOU 92,547 MD ANDERSON CANCER CENTER 93.394 VARIOUS UOU 2,674,106 281,275

93.395 10034254 UOU -246 THERA TARGET INC 93.395 PO64740818UNI215327 UOU -1 MAYO CLINIC ROCHESTER 93.395 R01 CA221197 UOU 950 BAYLOR COLLEGE OF MEDICINE 93.395 PO# UOU 2,232 MEDICAL COLLEGE OF WISCONSIN 93.395 9500080216-S7 UOU 5,181 CHILDRENS HOSPITAL PHILADELPHIA 93.395 90009627-UT UOU 5,382 OREGON HEALTH & SCIENCE 93.395 18080005-162 USU 9,733 Houston Methodist Research Institute 93.395 Various UOU 11,486 MEDICAL COLLEGE OF WISCONSIN 93.395 U10CA18082002UTAH1 UOU 15,257 ECOG-ACRIN MEDICAL RESEARCH FDTN 93.395 025474664609 UOU 17,783 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI

The accompanying notes are an integral part of the Schedule of 35 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.395 Various UOU 20,369 CHILDRENS HOSPITAL PHILADELPHIA 93.395 9500080216 / PO962164RSUB UOU 21,616 CHILDRENS HOSPITAL PHILADELPHIA 93.395 9500080217-06C UOU 24,878 CHILDRENS HOSPITAL PHILADELPHIA 93.395 1005019 UUT UOU 25,814 OREGON HEALTH & SCIENCE 93.395 CA29605 UOU 26,399 JOHN WYNE CNCR INST@ST JHN'S HLTH CR CTR 93.395 1600557/14431 UOU 39,982 UNIVERSITY OF MARYLAND BALTIMORE 93.395 10045310 UOU 41,735 CHILDRENS HOSPITAL PHILADELPHIA 93.395 745001 UOU 146,265 PROTEOGENOMICS RESH INST FOR SYS MED 93.395 10044354 UOU 170,953 32,113 THERA TARGET INC 93.395 VARIOUS UOU 4,008,128 265,705

93.396 Various UOU 13,028 SONATA BIOSCIENCES INCE 93.396 152454.5097127.0103 UOU 56,640 HARVARD UNIVERSITY 93.396 PO#3001052861 SUB00003640 UOU 117,079 MD ANDERSON CANCER CENTER 93.396 VARIOUS UOU 4,539,485 265,700

93.397 00004872 UOU 46,423 MD ANDERSON CANCER CENTER 93.397 60600.2004495.669301 UOU 312,957 CITY OF HOPE NATIONAL MEDICAL CENTER 93.397 VARIOUS UOU 4,354,520 160,576

93.398 VARIOUS UOU 996,308

93.837 T688275 UOU 6 EMORY UNIVERSITY 93.837 3209530102 UOU 256 CHILDRENS HOSPITAL PHILADELPHIA 93.837 U10HL068270 UOU 586 NEW ENGLAND RESEARCH INSTITUTES 93.837 179501 UOU 729 NORTHERN CALIFORNIA INST RESH & EDUC 93.837 2002406894 UOU 1,544 JOHNS HOPKINS UNIVERSITY 93.837 N005339721 UOU 3,030 UNIVERSITY OF MINNESOTA

The accompanying notes are an integral part of the Schedule of 36 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.837 LIVE-HCM-UTAH UOU 3,133 YALE UNIVERSITY 93.837 559908 UOU 3,324 UNIVERSITY OF PENNSYLVANIA 93.837 WSU15061 UOU 3,531 WAYNE STATE UNIVERSITY 93.837 1553GQD960 UOU 3,663 UNIVERSITY OF CALIFORNIA LOS ANGELES 93.837 10035572 UOU 5,162 NEW ENGLAND RESEARCH INC 93.837 R01HL125918 UOU 7,271 YALE UNIVERSITY 93.837 WSU14109 UOU 8,529 WAYNE STATE UNIVERSITY 93.837 T699189 UOU 8,995 EMORY UNIVERSITY 93.837 W000709492 UOU 9,967 UNIVERSITY OF IOWA 93.837 109543 UOU 10,854 BRIGHAM & WOMENS HOSPITAL 93.837 10045841 UOU 11,657 NEW ENGLAND RESEARCH INSTITUTES 93.837 10043133 UOU 12,320 MICROSURGICAL INNOVATIONS 93.837 U01HL130204 UOU 12,401 BRIGHAM & WOMENS HOSPITAL 93.837 60060457-60041988 UOU 13,605 OHIO STATE UNIVERSITY RESEARCH FNDTN 93.837 SITE #LF700 UOU 13,632 DUKE UNIVERSITY 93.837 U2HL135691 UOU 15,128 NEW ENGLAND RESEARCH INC 93.837 431976-19122 UOU 18,536 VIRGINIA POLYTECHNIC INSTITUTE & ST UNIV 93.837 Various UOU 20,295 NEW ENGLAND RESEARCH INC 93.837 TEAM 4 GROWTH UOU 20,536 NEW ENGLAND RESEARCH INSTITUTES 93.837 20112501A UOU 21,737 NATIONAL JEWISH HEALTH 93.837 100035 UOU 22,723 JOSLIN DIABETES CENTER 93.837 0056306 (130264-1) UOU 23,495 UNIVERSITY OF PITTSBURGH 93.837 1(GG011659-01) UOU 27,786 COLUMBIA UNIVERSITY 93.837 CIRT UOU 27,997 BRIGHAM & WOMENS HOSPITAL 93.837 T397320 UOU 28,764 EMORY UNIVERSITY

The accompanying notes are an integral part of the Schedule of 37 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.837 3004342614 UOU 38,324 UNIVERSITY OF MICHIGAN 93.837 0138281 PCGC-PROTOCOL UOU 40,149 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 0056243(130146-1) UOU 41,341 UNIVERSITY OF PITTSBURGH 93.837 1079SC UOU 44,833 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.837 000515877-001 UOU 46,140 UNIVERSITY OF ALABAMA 93.837 CVDC PROJECT 138275 FELLOW UOU 48,406 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 GENFD0001170195 UOU 50,081 CHILDRENS HOSPITAL BOSTON 93.837 PO G11421-2(GG012720-01) UOU 71,759 COLUMBIA UNIVERSITY 93.837 10044713 UOU 82,539 NEW ENGLAND RESEARCH INSTITUTES 93.837 11580SUB UOU 84,068 SEATTLE CHILDREN'S HOSPITAL 93.837 SPR116595/138281 UOU 84,150 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 KEY1795-02 UOU 94,941 NORTHERN CALIFORNIA INST RESH & EDUC 93.837 228707 UOU 99,712 MASSACHUSETTS GENERAL HOSPITAL 93.837 GENFD0001319815 UOU 120,621 CHILDRENS HOSPITAL BOSTON 93.837 13-312-0214047-52919 L UOU 122,470 RTI INTERNATIONAL 93.837 20162680-03 UOU 129,017 UNIVERSITY OF CALIFORNIA DAVIS 93.837 Various UOU 134,456 NEW ENGLAND RESEARCH INSTITUTES 93.837 000503570009 UOU 167,352 73,037 UNIVERSITY OF ALABAMA 93.837 0214047 UOU 180,761 160,465 RTI INTERNATIONAL 93.837 138275 CVDC-DATA HUB UOU 210,737 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 R912 UOU 235,810 DARTMOUTH COLLEGE 93.837 3200170321P0962194RSUB UOU 282,743 CHILDRENS HOSPITAL PHILADELPHIA 93.837 3004153447 UOU 313,849 UNIVERSITY OF MICHIGAN 93.837 VARIOUS UOU 10,933,150 867,181

The accompanying notes are an integral part of the Schedule of 38 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.838 9012549(128373-10) UOU 8,297 UNIVERSITY OF PITTSBURGH 93.838 11317SUB UOU 8,801 SEATTLE CHILDREN'S RESEARCH INSTITUTE 93.838 1-AF-20 UOU 18,654 GEORGE WASHINGTON UNIVERSITY 93.838 60044396 UU UOU 20,381 NORTHWESTERN UNIVERSITY 93.838 10041714 UOU 25,659 NANOSYNTH MATERIALS AND SENSORS INC 93.838 UWSC917-BPO22453 UOU 43,569 UNIVERSITY OF WASHINGTON 93.838 Various UOU 61,211 INTERMOUNTAIN HEALTHCARE 93.838 MFMU-ALPS FOLLOWUP UOU 68,012 GEORGE WASHINGTON UNIVERSITY 93.838 SUB10033029 UOU 68,066 INTERMOUNTAIN HEALTHCARE 93.838 10461SC UOU 213,967 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.838 VARIOUS UOU 837,694 8,285

93.839 FP00016786SUB2101 UOU -7,008 CHILDRENS HOSPITAL PHILADELPHIA 93.839 U10HL069294 UOU 2,005 CHILDRENS HOSPITAL PHILADELPHIA 93.839 WU-17-100 UOU 11,008 WASHINGTON UNIVERSITY IN ST LOUIS 93.839 PT105889-SC102422 UOU 558,387 VIRGINIA COMMONWEALTH UNIVERSITY 93.839 VARIOUS UOU 1,913,453 179,786

93.846 000422109001SP004 UOU 1,187 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93.846 560224 UOU 7,995 UNIVERSITY OF PENNSYLVANIA 93.846 572644-ARAMIS UOU 8,703 UNIVERSITY OF PENNSYLVANIA 93.846 572644 CUTIS UOU 15,113 UNIVERSITY OF PENNSYLVANIA 93.846 572080 UOU 19,633 UNIVERSITY OF PENNSYLVANIA 93.846 RG760-G1 UOU 46,211 GEORGIA INSTITUTE OF TECHNOLOGY 93.846 572644 UOU 51,991 UNIVERSITY OF PENNSYLVANIA 93.846 001 UOU 89,719 HOSPITAL FOR SPECIAL SURGERY

The accompanying notes are an integral part of the Schedule of 39 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.846 VARIOUS UOU 1,632,016 149,513

93.847 531725 UOU -6,996 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.847 W000834625 UOU -6,536 UNIVERSITY OF IOWA 93.847 562528 UOU -823 UNIVERSITY OF PENNSYLVANIA 93.847 UWSC8920 UOU -248 UNIVERSITY OF WASHINGTON 93.847 SUBK00003799 UOU 2,094 UNIVERSITY OF MICHIGAN 93.847 GB10510.157899 UOU 3,464 UNIVERSITY OF VIRGINIA 93.847 0874002310552 UOU 3,575 VETERANS MEDICAL RESEARCH FOUNDATION 93.847 Various UOU 3,725 ARBOR RESEARCH COLLABORATIVE FOR HEALTH 93.847 368K056 UOU 5,469 UNIVERSITY OF WISCONSIN-MADISON 93.847 UWSC9604-BPO20743 UOU 8,071 UNIVERSITY OF WASHINGTON 93.847 3004918540 UOU 12,671 UNIVERSITY OF MICHIGAN 93.847 W000937002 UOU 15,713 UNIVERSITY OF IOWA 93.847 M17A12559 (A10910) UOU 21,491 YALE UNIVERSITY 93.847 2003108669 UOU 29,042 JOHNS HOPKINS UNIVERSITY 93.847 20143114 UOU 33,329 UNIVERSITY OF CALIFORNIA IRVINE 93.847 60037997UU UOU 37,620 NORTHWESTERN UNIVERSITY 93.847 WU13237PO2917459W UOU 41,080 WASHINGTON UNIVERSITY IN ST LOUIS 93.847 32307-1 UOU 50,335 AUGUSTA UNIVERSITY 93.847 701K816 UOU 53,055 UNIVERSITY OF WISCONSIN-MADISON 93.847 701-7137304-1 UOU 59,717 RHODE ISLAND HOSPITAL 93.847 PO 7000000443 UOU 62,333 BAYLOR COLLEGE OF MEDICINE 93.847 10043586 UOU 94,028 STREAMDX INC 93.847 025538374609 UOU 149,296 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI

The accompanying notes are an integral part of the Schedule of 40 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.847 150801 UOU 152,005 UNIV OF TEXAS SOUTHWESTERN MEDICAL CTR 93.847 224717 UOU 277,736 MASSACHUSETTS GENERAL HOSPITAL 93.847 VARIOUS UOU 11,481,494 1,305,154

93.853 8602SC UOU -6,801 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 527979 UOU -2,117 UNIVERSITY OF ROCHESTER 93.853 679K615 - 137943 - 17-8525 UOU 1,033 UNIVERSITY OF WISCONSIN-MADISON 93.853 NN102 UOU 1,413 MASSACHUSETTS GENERAL HOSPITAL 93.853 010785-135733 UOU 1,878 UNIVERSITY OF CINCINNATI 93.853 1006969 UTAH UOU 2,014 OREGON HEALTH & SCIENCE 93.853 9957SC UOU 2,386 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 NN106 - CYTO-C UOU 2,969 MASSACHUSETTS GENERAL HOSPITAL 93.853 REF #228383 UOU 3,025 MASSACHUSETTS GENERAL HOSPITAL 93.853 60036745UU UOU 7,167 NORTHWESTERN UNIVERSITY 93.853 GC12107146770 UOU 7,823 UNIVERSITY OF VIRGINIA 93.853 VARIOUS USU 7,867

93.853 NN105 UOU 13,052 MASSACHUSETTS GENERAL HOSPITAL 93.853 AGMT00000658 UOU 14,281 HOUSTON METHODIST CANCER CENTER 93.853 8444SC UOU 14,413 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 3RDR17 UOU 15,635 UNIVERSITY OF NEW MEXICO 93.853 417096/UB FAO:GR510860 UOU 17,180 UNIVERSITY OF ROCHESTER 93.853 Various UOU 22,277 MASSACHUSETTS GENERAL HOSPITAL 93.853 UOU-224063-01 UOU 22,353 MAYO CLINIC JACKSONVILLE 93.853 NN103 UOU 24,603 MASSACHUSETTS GENERAL HOSPITAL 93.853 230537 UOU 37,419 MASSACHUSETTS GENERAL HOSPITAL

The accompanying notes are an integral part of the Schedule of 41 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.853 138078-5105159 UOU 46,058 HARVARD UNIVERSITY 93.853 GB10094 157959 UOU 47,347 UNIVERSITY OF VIRGINIA 93.853 9748SC UOU 54,114 19,953 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 51953335 UOU 54,987 UNIVERSITY OF CALIFORNIA SAN DIEGO 93.853 752218 UOU 55,879 UNIVERSITY OF WASHINGTON 93.853 R41NS100184 UOU 57,523 THERA TARGET INC 93.853 17-009595 A00 USU 76,868 University of Massachusetts 93.853 114930 UOU 107,539 BRIGHAM & WOMENS HOSPITAL 93.853 15101628-04 UOU 143,953 WEILL CORNELL MEDICAL COLLEGE 93.853 114928 UOU 169,358 BRIGHAM & WOMENS HOSPITAL 93.853 970614 UOU 193,609 RESH INST AT NATIONWIDE CHLDRNS HOSP 93.853 3004281184 UOU 219,601 UNIVERSITY OF MICHIGAN 93.853 223171 UOU 284,830 MASSACHUSETTS GENERAL HOSPITAL 93.853 VARIOUS UOU 11,238,720 1,364,671

93.855 5101531-1 UOU -891 BOSTON COLLEGE 93.855 201553 UOU -390 UNIVERSITY OF OKLAHOMA 93.855 PRO-00045657 UOU 3,063 DUKE UNIVERSITY 93.855 2301EVE795 UOU 4,402 UNIVERSITY OF CALIFORNIA LOS ANGELES 93.855 CTOT-23 UOU 8,640 BRIGHAM & WOMENS HOSPITAL 93.855 FY14ITN018 UOU 11,049 BENAROYA RESEARCH INSTITUTE 93.855 9295SC UOU 11,814 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.855 21F139-01 USU 13,216 Texas Tech University 93.855 10049369 UOU 20,199 GLYCOMIRA LLC 93.855 17-M32 UOU 25,296 GEORGE WASHINGTON UNIVERSITY

The accompanying notes are an integral part of the Schedule of 42 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.855 6863RADICALS IIA UOU 34,525 DUKE CLINICAL RESEARCH INSTITUTE 93.855 20083701 UOU 36,613 NATIONAL JEWISH HEALTH 93.855 2038233 PTE UM1AI104681 UOU 40,210 DUKE UNIVERSITY 93.855 31116A USU 53,842 Albert Einstein College of Medicine 93.855 10043348 UOU 65,696 NAVIGEN 93.855 Various UOU 68,032 GLYCOMIRA LLC 93.855 STTR15012018 USU 69,141 Sab Capra, LLC 93.855 VARIOUS USU 90,299 Adamas Pharmaceuticals 93.855 GM0150311 UOU 96,304 UNIV OF TEXAS SOUTHWESTERN MEDICAL CTR 93.855 202980UU UOU 115,157 UNIVERSITY OF NOTRE DAME 93.855 25281-08-324 UOU 139,999 THE WISTAR INSTITUTE 93.855 VARIOUS USU 147,131

93.855 16-A0-00-007002-01 UOU 147,546 NEW YORK UNIVERSITY 93.855 5956012798UTAH UOU 148,843 SANFORD-BURNHAM MEDICAL RESEARCH INST 93.855 VUMC61446 UOU 160,632 14,724 VANDERBILT UNIVERSITY 93.855 T813799 UOU 195,026 EMORY UNIVERSITY 93.855 10035912 UOU 198,591 BIOFIRE DIAGNOSTICS INC 93.855 VARIOUS UOU 5,453,288 206,752

93.856 POT773491 UOU 6,090 EMORY UNIVERSITY 93.859 1002249UTA2 UOU -2 OREGON HEALTH & SCIENCE 93.859 16-J0063 UOU 134 MORGRIDGE INSTITUTE FOR RESEARCH 93.859 400SUB UOU 4,082 CLEVELAND CLINIC FOUNDATION 93.859 000360691241321 UOU 12,037 UNIVERSITY OF PITTSBURGH 93.859 2P50GM076547-06A1, 2012.0009 USU 13,579 Institute for Systems Biology 93.859 MUSC1515 UOU 17,561 MEDICAL UNIVERSTIY OF SOUTH CAROLINA

The accompanying notes are an integral part of the Schedule of 43 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.859 WU1685P02928460A UOU 40,257 WASHINGTON UNIVERSITY IN ST LOUIS 93.859 Various UOU 79,527 BELLBROOK LABS 93.859 FCCC 15107-01 UOU 97,628 FOX CHASE CANCER CENTER 93.859 C15A12080(A10183) USU 100,640 Yale University 93.859 84931-11054 UOU 111,771 CORNELL UNIVERSITY 93.859 VARIOUS USU 518,261

93.859 VARIOUS UOU 24,503,304 3,751,804

93.865 5U10HD053124PRIME UOU -79,580 RTI INTERNATIONAL 93.865 WSU16026 UOU -35,627 WAYNE STATE UNIVERSITY 93.865 UOSPC 1396 SUB 16-037 UOU 1,043 UNIVERSITY OF TEXAS MEDICAL BRANCH 93.865 700017-1118-00 UOU 2,379 RESH INST AT NATIONWIDE CHLDRNS HOSP 93.865 FWA00003745 UOU 4,743 DUKE UNIVERSITY 93.865 R012017UTAH UOU 5,241 SHARP HEALTHCARE FOUNDATION 93.865 226192 UOU 8,502 MASSACHUSETTS GENERAL HOSPITAL 93.865 5106230 UOU 8,688 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.865 Various UOU 9,687 PENNSYLVANIA STATE UNIVERSITY 93.865 5107013 UOU 11,049 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.865 3200720719 UOU 13,152 CHILDRENS HOSPITAL PHILADELPHIA 93.865 TULHSC4671314 UOU 18,198 TULANE UNIVERSITY 93.865 0254-3534-4609 UOU 20,074 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93.865 GC12228143664 UOU 20,241 UNIVERSITY OF VIRGINIA 93.865 789K740 UOU 20,614 UNIVERSITY OF WISCONSIN-MILWAUKEE 93.865 M16A12517 (A10541) UOU 25,622 YALE UNIVERSITY 93.865 100508302 MP-INV-59001897 UOU 40,471 UNIVERSITY OF CALIFORNIA SAN DIEGO

The accompanying notes are an integral part of the Schedule of 44 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.865 000509380-SP004-007 UOU 47,822 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93.865 Various UOU 53,342 NANOMEDIC INC 93.865 1009131 UUT UOU 55,730 OREGON HEALTH & SCIENCE 93.865 VUMC63064 UOU 63,534 VANDERBILT UNIVERSITY MEDICAL CENTER 93.865 7000000376 UOU 65,350 BAYLOR COLLEGE OF MEDICINE 93.865 9038SC UOU 84,102 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.865 Various UOU 105,178 22,080 RTI INTERNATIONAL 93.865 1007823 UTAH UOU 118,358 OREGON HEALTH & SCIENCE 93.865 11449SUB UOU 157,258 SEATTLE CHILDREN'S HOSPITAL 93.865 WU14260 UOU 170,501 WASHINGTON UNIVERSITY IN ST LOUIS 93.865 60046347 UTAH UOU 174,051 NORTHWESTERN UNIVERSITY 93.865 3004685885 UOU 240,977 UNIVERSITY OF MICHIGAN 93.865 VARIOUS USU 313,173 71,795

93.865 Various UOU 966,732 619,373 GEORGE WASHINGTON UNIVERSITY 93.865 VARIOUS UOU 9,649,093 1,300,691

93.866 10041258 UOU 849 RECURSION PHARMACEUTICALS LLC 93.866 16091646 UOU 5,726 WEILL CORNELL MEDICAL COLLEGE 93.866 907-SUB UOU 9,548 CLEVELAND CLINIC FOUNDATION 93.866 FY16.001.011 USU 16,370 University of Colorado 93.866 0040409 (127555-1) UOU 16,991 UNIVERSITY OF PITTSBURGH 93.866 203-5780 UOU 41,461 DUKE UNIVERSITY 93.866 UNI-234899 / PO#65689481 UOU 52,675 MAYO CLINIC ROCHESTER 93.866 F0452-02 UOU 55,974 NEW YORK UNIVERSITY 93.866 3653602141001/3653602141109 UOU 80,434 UNIVERSITY OF NEBRASKA MEDICAL CENTER

The accompanying notes are an integral part of the Schedule of 45 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.866 16-M121 UOU 94,105 GEORGE WASHINGTON UNIVERSITY 93.866 16-0483 USU 119,151 Brigham Young University 93.866 10043637 UOU 274,403 PAMS INC 93.866 16-0484 UOU 333,868 BRIGHAM YOUNG UNIVERSITY 93.866 WFUHS 115478 UOU 602,475 324,535 WAKE FOREST UNIVERSITY 93.866 VARIOUS UOU 3,435,536 391,814

93.867 102151281 UOU 380 BAYLOR COLLEGE OF MEDICINE 93.867 U10EY011751 UOU 1,679 JAEB CENTER FOR HEALTH RESEARCH 93.867 100595816 UOU 8,122 UNIVERSITY OF SOUTHERN CALIFORNIA 93.867 3209850813 UOU 11,257 CHILDRENS HOSPITAL PHILADELPHIA 93.867 025577114609 UOU 37,063 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93.867 01R01EY025718 UOU 48,215 MEDICAL COLLEGE OF WISCONSIN 93.867 2002459427 UOU 73,714 JOHNS HOPKINS UNIVERSITY 93.867 VARIOUS UOU 7,866,244 60,298

93.879 0283411236061 UOU -223 UNIVERSITY OF PITTSBURGH 93.879 Various UOU 48,910 SAINT ALPHONSUS RMC BOISE 93.879 2035841 UOU 82,085 DUKE UNIVERSITY 93.879 VARIOUS UOU 2,843,160 453,341

93.989 VARIOUS UOU 1,070,787 356,208

Subtotal Research and Development Programs– National Institutes of Health 192,862,997 18,800,441

Office of Minority Health

93.910 VARIOUS UOU 70,130

Subtotal Research and Development Programs– Office of Minority Health 70,130

Office of the Secretary

93.085 VARIOUS UOU 35,323

93.719 Various UOU 147,061 122,800 UTAH HEALTH INFORMATION NETWORK

The accompanying notes are an integral part of the Schedule of 46 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 93.882 VARIOUS UOU 259,019 13,722

Subtotal Research and Development Programs– Office of the Secretary 441,403 136,522

Substance Abuse and Mental Health Services Administration

93.243 330 SAMHSA PROJECT USU 76,911 The Family Place 93.243 VARIOUS UOU 1,051,557 230,387

Subtotal Research and Development Programs– Substance Abuse and Mental Health Services Administration 1,128,468 230,387

Subtotal Research and Development Programs– HEALTH AND HUMAN SERVICES, DEPARTMENT OF 217,282,240 22,265,701

HOUSING AND URBAN DEVELOPMENT, DEPARTMENT OF

Department of Housing and Urban Development

14 VARIOUS USU 23,649

Subtotal Research and Development Programs– Department of Housing and Urban Development 23,649

Office of Community Planning and Development

14.260 VARIOUS USU 14,475

Subtotal Research and Development Programs– Office of Community Planning and Development 14,475

Subtotal Research and Development Programs– HOUSING AND URBAN DEVELOPMENT, DEPARTMENT OF 38,124

INTERIOR, DEPARTMENT OF THE

Bureau of Indian Affairs and Bureau of Indian Education

15.041 VARIOUS USU 115,515

Subtotal Research and Development Programs– Bureau of Indian Affairs and Bureau of Indian Education 115,515

Bureau of Land Management

15 L/7AS00028 UOU 18,297 COLORADO PLATEAU ARCHAEOLOGICAL ALLNCE 15 VARIOUS UOU 19,968

15.224 VARIOUS USU 16,450

15.224 VARIOUS UOU 59,569

15.225 VARIOUS UOU 12,531

15.231 VARIOUS UVU 960

15.231 NPCD-005 USU 13,818 Department of Wildlife

The accompanying notes are an integral part of the Schedule of 47 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 15.231 VARIOUS UOU 168,694

15.231 VARIOUS USU 1,796,509 92,565

15.232 G-09352-1 USU 5,420 Colorado State University 15.232 UNR-17-28/117GC000024 USU 8,245 University of Nevada at Reno 15.232 125073 G003498 UOU 40,371 WASHINGTON STATE UNIVERSITY 15.232 VARIOUS USU 51,360 7,913

15.232 VARIOUS UOU 67,649 7,076

15.236 VARIOUS USU 262,433 53,376

15.237 VARIOUS USU 41,449

15.238 VARIOUS USU 134,851

15.243 VARIOUS USU 78,871

Subtotal Research and Development Programs– Bureau of Land Management 2,797,445 160,930

Bureau of Reclamation

15 VARIOUS UOU 1,758

15.508 01292018-5060 USU 11,564 The Nature Conservancy 15.517 VARIOUS USU -7,236

15.529 VARIOUS USU 437,970

15.560 VARIOUS USU 115,892

Subtotal Research and Development Programs– Bureau of Reclamation 559,948

Department of the Interior

15 VARIOUS USU 215,476

Subtotal Research and Development Programs– Department of the Interior 215,476

Fish and Wildlife Service

15.608 VARIOUS USU 18,131

15.611 IDFG-FY18-243 USU 35,751 State of Idaho Department of Fish and Game 15.611 170000108 USU 41,700 State of Alaska Department of Fish and Game

The accompanying notes are an integral part of the Schedule of 48 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 15.611 USU-001 USU 123,135 Department of Wildlife 15.611 F16AF00613 USU 227,070 State of North Dakota 15.631 VARIOUS USU 2,805

15.637 US-IM-5-1/CG 2016 USU-3 USU 14,925 Intermountain West Joint Venture 15.669 VARIOUS USU 27,124

15.678 VARIOUS USU 7,232

15.678 G-50042-01 / F17AC00326 USU 11,336 Colorado State University

Subtotal Research and Development Programs– Fish and Wildlife Service 509,209

National Park Service

15.921 VARIOUS USU -34

15.935 VARIOUS USU -278

15.945 2014-0417-01 USU -1,816 North Carolina State University 15.945 S16149 CUIS UOU -296 KANSAS STATE UNIVERSITY 15.945 1003168D-UT USU 1,078 University of Wyoming 15.945 S16146 BUFF UOU 4,465 KANSAS STATE UNIVERSITY 15.945 PK131A-A/P17AC00106 USU 39,727 Oregon State University 15.945 S17172 UOU 44,001 24,160 KANSAS STATE UNIVERSITY 15.945 VARIOUS UOU 169,062

15.945 VARIOUS USU 373,804

15.954 VARIOUS USU 166,081

Subtotal Research and Development Programs– National Park Service 795,794 24,160

U.S. Geological Survey

15.805 VARIOUS USU 21,019 7,023

15.807 91264274 UOU 9,827 SOUTHERN CALIFORNIA EARTHQUAKE CENTER 15.807 VARIOUS UOU 50,089

15.807 VARIOUS USU 54,431

The accompanying notes are an integral part of the Schedule of 49 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 15.808 EAR-1033462, 35892599 USU 37 University of Southern California 15.808 VARIOUS UOU 15,244

15.808 VARIOUS USU 107,265

15.810 VARIOUS USU 294

15.812 VARIOUS USU 199,999

15.815 AV13-UT01 USU 12,816 America View 15.817 UTA14-000571 USU -1,228 University of Texas at Austin

Subtotal Research and Development Programs– U.S. Geological Survey 469,793 7,023

Subtotal Research and Development Programs– INTERIOR, DEPARTMENT OF THE 5,463,180 192,113

JUSTICE, DEPARTMENT OF

National Institute of Justice

16 F7011-01 UOU 10,634 NEW YORK UNIVERSITY 16 VARIOUS UOU 14,027

16.560 VARIOUS UOU 761,522

Subtotal Research and Development Programs– National Institute of Justice 786,183

Violence Against Women Office

16.556 2017-VF-GX-K141 UOU 6,939 UTAH LEGAL SERVICES

Subtotal Research and Development Programs– Violence Against Women Office 6,939

Subtotal Research and Development Programs– JUSTICE, DEPARTMENT OF 793,122

MISCELLANEOUS

Miscellaneous

99 PO 4500131214 USU -550 L-3 Communications - Communication Systems West Division 99 12JBO00010 USU 370 Ball Aerospace 99 17JKK00045 USU 11,744 Ball Aerospace and Technologies 99 2009-0730727-000 USU 14,899 Other 99 918264N USU 20,819 Harris Corporation, Government Communications Systems Division

The accompanying notes are an integral part of the Schedule of 50 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 99 JL160171/H94003-04-D-00060180 USU 21,559 L-3 Communications - Communication Systems West Division 99 Subcontract 17478 / B16-2016238G007 USU 40,899 SRI International 99 PO MP00158928 USU 47,205 Orbital ATK, Inc. 99 8600001051 USU 53,822 Northrop Grumman - General 99 P103387 USU 56,507 BAE Systems Information Solutions, Inc. 99 Letter Contract P18-222206 USU 59,349 7,519 Lockheed Martin Space Systems 99 Letter Subcontract A000427555 USU 83,735 Harris Corporation, Government Communications Systems Division 99 25922 USU 85,910 Lockheed Martin Space Systems 99 PO8440 USU 104,137 SRI International 99 17JKK0020 USU 116,642 Ball Aerospace and Technologies 99 146136 / 15-C-3186 USU 144,661 Johns Hopkins University 99 4201577870 USU 197,750 Raytheon Corporation - General 99 Sub A000280284 USU 297,906 Harris Corporation 99 17JKK00036 USU 373,169 Ball Aerospace and Technologies 99 Subcontract 10DS-0002-UT USU 1,122,330 Misc Private Sources 99 Letter Subcontract A000411652 USU 1,708,417 Harris Corporation, Government Communications Systems Division 99 Letter Contract P18-222207 USU 1,799,992 737,358 Lockheed Martin Space Systems 99 VARIOUS USU 9,736,647 394,885

Subtotal Research and Development Programs– Miscellaneous 16,097,919 1,139,762

Subtotal Research and Development Programs– MISCELLANEOUS 16,097,919 1,139,762

NATIONAL AERONAUTICS AND SPACE ADMINISTRATION

National Aeronautics and Space Administration

43 PO 2016-0155 / NNA10DF16B USU -1,137 Millennium Engineering and Integration Company 43 PO 1575678 / NNN12AA01C USU -1 NASA Jet Propulsion Laboratory 43 HST-GO-14610.012-A UOU 15 SPACE TELESCOPE SCIENCE INSTITUTE

The accompanying notes are an integral part of the Schedule of 51 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 43 HST-GO-15133.002-A UOU 15 SPACE TELESCOPE SCIENCE INSTITUTE 43 Subcontract 1411124 USU 40 NASA Jet Propulsion Laboratory 43 7600010530/NNA11AA03B USU 1,287 Northrop Grumman - General 43 GRANT#S15-178-05 UOU 1,452 JAMES MADISON UNIVERSITY 43 HSTAR14313001A UOU 3,299 SPACE TELESCOPE SCIENCE INSTITUTE 43 PO 2016-0110/NNA10DF16B USU 4,177 Millennium Engineering and Integration Company 43 HST-GO-14626.002-A UVU 4,404 Space Telescope Science Institute 43 PO 1055, NNX12AD05A USU 4,987 Bay Area Environmental Research Institute 43 82506-11022 / 80MSFC18C0034 USU 5,215 Cornell Univeristy 43 UWSC9766 UOU 6,411 UNIVERSITY OF WASHINGTON 43 144843/GS-23F-0046P / NNN06AA01C USU 8,469 Johns Hopkins University 43 HST-GO-14241.015-A UVU 10,474 Space Telescope Science Institute 43 HST-GO-14924.001 UOU 10,485 SPACE TELESCOPE SCIENCE INSTITUTE 43 HST-GO-14219.003-A UVU 11,216 Space Telescope Science Institute 43 HSTAR1326801A UOU 12,104 SPACE TELESCOPE SCIENCE INSTITUTE 43 4103422594 / 80GSFC18C0012 USU 13,071 Lockheed Martin Space Systems 43 Subcontract 1407652 USU 15,277 NASA Jet Propulsion Laboratory 43 5710003593/NNX14AC75G USU 18,024 MIT Lincoln Laboratory 43 HST-GO-14654.003-A UVU 19,204 Space Telescope Science Institute 43 PO-00496 USU 19,991 Blue Canyon Technologies, LLC 43 6501 UOU 20,282 REMOTE SENSING SYSTEMS 43 HST-GO-13299.010-A UVU 22,893 Space Telescope Science Institute 43 Subcontract 1585396 USU 24,396 NASA Jet Propulsion Laboratory 43 HST-GO-14051.008-A UVU 24,661 Space Telescope Science Institute 43 T804046 UOU 26,585 WYLE INTEGRATED SCIENCE AND ENG GRP

The accompanying notes are an integral part of the Schedule of 52 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 43 HST-GO-14742.002-A UOU 28,083 SPACE TELESCOPE SCIENCE INSTITUTE 43 NNH17CV05C-UTAH UOU 28,115 SIMPSON WEATHER ASSOCIATES 43 1584146 USU 28,239 NASA Jet Propulsion Laboratory 43 171-03 USU 31,470 Atmospheric & Space Technology Research Associates, LLC 43 10001540 USU 33,303 Quartus Engineering, Inc. 43 1588228 / NNH16ZDA005O USU 34,948 NASA Jet Propulsion Laboratory 43 08600-019 USU 35,998 Universities Space Research Association 43 BMSSA-01 UOU 43,426 BLUE MARBLE SPACE INSTITUTE OF SCIENCE 43 17BCL00001 / NNX16AC18G USU 45,170 1,000 Ball Aerospace and Technologies 43 VARIOUS DSU 45,952 23,416

43 Subgrant PO 394122 USU 50,910 The University of Arizona 43 Various UOU 52,629 VENCORE SERVICES AND SOLUTIONS INC 43 124245/NNN06AA01C USU 60,248 8,998 Johns Hopkins University 43 VARIOUS USU 60,894 Wavefront, LLC 43 05-17 USU 69,948 Hampton University 43 4201345429 / NNG10XA05C USU 73,936 7,210 Raytheon Corp General 43 USU RSA USU 74,114 Sierra Nevada Corporation 43 Subcontract 418UC-SSL/NNG12FA45C USU 77,853 University of California at Berkeley 43 Subcontract 1484857/NNN12AA01C USU 93,149 NASA Jet Propulsion Laboratory 43 VARIOUS USU 93,740 Parabilis Space Technologies, Inc. 43 DG-133E-12-NC-1333 / GS-23F-0046P USU 133,528 NOAA - Nat'l Oceanic & Atmospheric Administration 43 SUB04555024T00455513TA87T0300PID UOU 163,323 UNIVERSITIES SPACE RESEARCH ASSOCIATION 43 21410-15-032/NNG15HQ01C USU 181,543 Science Systems and Applications, Inc. 43 VARIOUS UOU 226,759

The accompanying notes are an integral part of the Schedule of 53 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 43 1591746 USU 234,375 16,304 NASA Jet Propulsion Laboratory 43 0000013264/NNX13AN11G USU 242,491 University of Maryland Baltimore County 43 2016-0010 TO 2/NNA11AA15T USU 300,133 Millennium Engineering and Integration Company 43 2016-0010 RLS 6 / NNA10DF16B USU 679,939 Millennium Engineering and Integration Company 43 1546854 USU 1,205,082 -33,000 NASA Jet Propulsion Laboratory 43 Sub #1573576 USU 1,509,453 254,950 NASA Jet Propulsion Laboratory 43 880361/NNL14AQ00C USU 1,529,902 Exelis, Inc. 43 VARIOUS USU 4,118,807 586,834

43.001 7380-B USU 5,974 Boise State University 43.001 G07-18117X UOU 9,821 SMITHSONIAN ASTROPHYSICAL OBSERVATORY 43.001 G11515W4575 UOU 11,087 MONTANA STATE UNIVERSITY 43.001 775K795 UOU 13,250 UNIVERSITY OF WISCONSIN-MADISON 43.001 0009545 USU 14,999 University of California at Berkeley 43.001 SV8-88016 UOU 21,765 SMITHSONIAN ASTROPHYSICAL OBSERVATORY 43.001 RR175-280/S001041 UOU 22,919 UNIVERSITY OF GEORGIA 43.001 1554135 USU 26,935 University of Colorado 43.001 800007825-01UG UOU 41,503 FLORIDA INTERNATIONAL UNIVERSITY 43.001 R53782 USU 45,027 William Marsh Rice University 43.001 1000658440/NNX12AD26G USU 47,494 University of Colorado 43.001 G25492 UOU 58,120 COLORADO STATE UNIVERSITY 43.001 16-08 UOU 64,118 TEXAS A&M UNIVERSITY 43.001 647.6052.000 USU 69,522 Desert Research Institute 43.001 2-312-0215650 USU 75,854 RTI International 43.001 RES512750 UOU 106,392 CASE WESTERN RESERVE UNIVERSITY

The accompanying notes are an integral part of the Schedule of 54 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 43.001 1552611 UOU 137,182 UNIVERSITY OF COLORADO AT BOULDER 43.001 VARIOUS USU 159,487

43.001 SUB62720162 UOU 262,457 AMERICAN MUSEUM OF NATURAL HISTORY 43.001 VARIOUS UOU 2,166,055 153,125

43.002 HSTG014189001A UOU 44,583 SPACE TELESCOPE SCIENCE INSTITUTE 43.002 M1703311 USU 56,213 Texas A&M University 43.002 VARIOUS UOU 72,794

43.003 HSTG01205531A UOU 1,207 SPACE TELESCOPE SCIENCE INSTITUTE 43.007 VARIOUS UOU 32,081

43.007 VARIOUS USU 95,044

43.008 16-0467 USU 3,422 Brigham Young University 43.008 PO AERO 685 USU 6,765 AERO Institute 43.008 VARIOUS USU 124,191

43.008 VARIOUS UOU 128,101 117,433

43.009 VARIOUS USU 47,883

43.009 VARIOUS UOU 49,874

43.012 VARIOUS UOU 14,564

43.012 1607060Z10 UOU 56,721 MICHIGAN TECHNOLOGICAL UNIVERSITY 43.012 VARIOUS USU 124,305

43.012 00009566 USU 245,896 32,887 University of California at Berkeley

Subtotal Research and Development Programs– National Aeronautics and Space Administration 16,338,361 1,169,157

Subtotal Research and Development Programs– NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 16,338,361 1,169,157

NATIONAL SCIENCE FOUNDATION

National Science Foundation

47 1521433 UOU 3,503 NANOSYNTH MATERIALS AND SENSORS INC

The accompanying notes are an integral part of the Schedule of 55 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 47 VARIOUS UOU 9,389

47 10043366 UOU 24,253 FARHANG WIRELESS, INC 47 86000020995 UOU 33,846 BOSTON UNIVERSITY 47 VARIOUS DSU 37,497

47 VARIOUS USU 46,282 1,783

47 2010-0357-AQU USU 50,842 National Ecological Observatory Network, Inc. 47 116-NS-IC PO4375/1648790 UOU 56,111 ELECTRONIC BIOSCIENCE INC 47 10018547 UOU 78,399 HEAVYSTONE LABORATORY LLC 47 17192062009949 UOU 153,911 CLEMSON UNIVERSITY 47 45363861 UOU 216,623 UNIVERSITY OF CALIFORNIA SAN DIEGO 47 CNS-182688 UOU 404,335 US IGNITE 47.041 UNR1520 UOU 12 UNIVERSITY OF NEVADA RENO 47.041 4101-79190 USU 514 Purdue University 47.041 150539 USU 8,284 Baicor, LLC 47.041 SA0000584 UOU 13,998 SAN DIEGO STATE UNIVERSITY FOUNDATION 47.041 10043925 UOU 14,291 VISUS LLC 47.041 10046048 UOU 19,665 REFLODX LLC 47.041 2012-105707 UOU 85,309 NORTH CAROLINA STATE UNIVERSITY 47.041 VARIOUS USU 999,860 47,640

47.041 VARIOUS UOU 4,820,486 48,214

47.049 100GQF130 UOU -1,695 UNIVERSITY OF CALIFORNIA LOS ANGELES 47.049 SV4B4011 UOU 2,261 SMITHSONIAN ASTROPHYSICAL OBSERVATORY 47.049 20110247806 UOU 11,540 UNIVERSITY OF ILLINOIS AT CHICAGO 47.049 NS1609 UOU 13,314 TUFTS UNIVERSITY

The accompanying notes are an integral part of the Schedule of 56 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 47.049 2(GG012343) USU 14,453 The Trustees of Columbia University in the City of New York 47.049 Various UOU 18,208 NATIONAL RADIO ASTRONOMY OBSERVATORY 47.049 S880679 UOU 33,403 EMORY UNIVERSITY 47.049 VARIOUS UVU 58,198 13,877

47.049 1552269 UOU 59,991 UNIVERSITY OF COLORADO AT BOULDER 47.049 T849801 UOU 116,393 EMORY UNIVERSITY 47.049 20143123 UOU 124,008 UNIVERSITY OF CALIFORNIA IRVINE 47.049 VARIOUS USU 481,207 16,433

47.049 VARIOUS UOU 9,031,755 149,229

47.050 47(GG009393) PO# G11677 USU 2,108 The Trustees of Columbia University in the City of New York 47.050 91264401 USU 6,021 University of Southern California 47.050 28(GG009393-01) UOU 8,896 COLUMBIA UNIVERSITY 47.050 1637196-1 UOU 9,618 WESTMINSTER COLLEGE 47.050 91264235 UOU 20,076 UNIVERSITY OF SOUTHERN CALIFORNIA 47.050 VARIOUS WSU 32,806

47.050 128413-G03666 USU 34,506 Washington State University 47.050 Various UOU 41,130 UNIVERSITY OF ARIZONA 47.050 VARIOUS SLCC 55,077

47.050 VARIOUS USU 1,942,724 44,600

47.050 VARIOUS UOU 3,008,893 204,750

47.070 15920 GRANT CODE A4179 UOU 4,211 UNIVERSITY OF IL AT URBANA- CHAMPAIGN 47.070 3200000590-18.256 UOU 5,663 UNIVERSITY OF KENTUCKY 47.070 P0235476 UOU 7,786 UNIVERSITY OF ARIZONA 47.070 340052-55900 USU 15,058 Stroud Water Research Center

The accompanying notes are an integral part of the Schedule of 57 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 47.070 BL4848800UTAH UOU 31,627 INDIANA UNIVERSITY 47.070 VARIOUS UVU 50,666

47.070 1003107-06 USU 80,426 262 Northern Arizona University 47.070 FP066185-B UOU 93,159 UNIVERSITY OF CHICAGO 47.070 1554921 UOU 145,674 UNIVERSITY OF COLORADO AT BOULDER 47.070 VARIOUS USU 1,221,866 361,337

47.070 VARIOUS UOU 14,265,948 4,454,817

47.074 150430 UOU -3,545 BRIGHAM YOUNG UNIVERSITY 47.074 G112-14-W4580 USU -1,589 Montana State University 47.074 75822-10654 USU 8,802 Cornell University 47.074 14045 UOU 9,279 UNIVERSITY OF NEW HAMPSHIRE 47.074 SUB 1003017-09 UOU 10,985 NORTHERN ARIZONA UNIVERSITY 47.074 USU001-0000597686 USU 13,642 Battelle 47.074 18-S07 USU 16,610 George Washington University 47.074 147111 UOU 17,248 UNIVERSITY OF CONNECTICUT 47.074 1010-211-000 USU 28,064 National Ecological Observatory Network, Inc. 47.074 52820/ 1637459 USU 35,204 Marine Biological Laboratory-Wood Hold, Mass 47.074 VARIOUS UVU 44,620

47.074 1003088-02 USU 50,527 Northern Arizona University 47.074 69636-10981 USU 56,796 Cornell University 47.074 S1776A-D USU 58,602 Oregon State University 47.074 316602 UOU 302,706 UNIVERSITY OF ARIZONA 47.074 VARIOUS USU 614,609 338

47.074 VARIOUS UOU 4,637,744 101,517

47.075 3004126273 UOU 2,760 UNIVERSITY OF MICHIGAN

The accompanying notes are an integral part of the Schedule of 58 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 47.075 SUBAWARD NO. 4101-81928 USU 5,290 Purdue University 47.075 28214-04124 SO1 WSU 12,348 Syracuse University 47.075 VARIOUS USU 129,626 52,128

47.075 VARIOUS UOU 1,090,918 119,969

47.076 KMS0051-22-50/SUB UOU -109 ARIZONA STATE UNIVERSITY 47.076 ECRA632-22-53/SUB UOU 273 ARIZONA STATE UNIVERSITY 47.076 ECRA632-22-52/SUB UOU 303 ARIZONA STATE UNIVERSITY 47.076 ECRA-22-51/SUB UOU 378 ARIZONA STATE UNIVERSITY 47.076 479240-19B33 WSU 3,203 Virgina Polytechnic Institute and State Univ 47.076 VARIOUS SUU 5,244

47.076 1323279 SUU 6,012 Univ of Wisconsin 47.076 TERC PROJECT # 12745 USU 6,490 TERC 47.076 R-18-0004 SUU 6,718 University of Houston 47.076 VARIOUS BATC 6,778

47.076 VARIOUS WSU 28,526

47.076 VARIOUS USU 44,169 National Federation of the Blind 47.076 VARIOUS SNOW 79,232

47.076 VARIOUS SLCC 369,717

47.076 VARIOUS UVU 487,212

47.076 VARIOUS USU 2,280,403 34,113

47.076 VARIOUS UOU 2,526,397 341,585

47.078 VARIOUS USU 106,814

47.079 OISE-17-62930-1 UOU 6,864 CRDF GLOBAL 47.079 VARIOUS USU 21,164

47.079 VARIOUS UOU 50,799

47.079 7141560C UOU 96,641 UNIVERSITY OF NEVADA LAS VEGAS

The accompanying notes are an integral part of the Schedule of 59 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 47.080 02001610543 UOU 964 UNIVERSITY OF ILLINOIS AT CHICAGO 47.080 VARIOUS USU 2,062,985 890,928

Subtotal Research and Development Programs– National Science Foundation 53,462,808 6,883,520

Subtotal Research and Development Programs– NATIONAL SCIENCE FOUNDATION 53,462,808 6,883,520

NUCLEAR REGULATORY COMMISSION

Nuclear Regulatory Commission

77.008 VARIOUS USU 275,465

Subtotal Research and Development Programs– Nuclear Regulatory Commission 275,465

Subtotal Research and Development Programs– NUCLEAR REGULATORY COMMISSION 275,465

TRANSPORTATION, DEPARTMENT OF

Federal Aviation Administration (FAA)

20.109 VARIOUS UOU 275,853

Subtotal Research and Development Programs– Federal Aviation Administration (FAA) 275,853

Federal Highway Administration (FHWA)

20 110014.Y0.001-UNIV01-R1 UOU 2,573 APPLIED ENGINEERING MANAGEMENT CORP 20 VHB38110.01 UOU 3,363 VANASSE HANGEN BRUSTLIN INC 20 VARIOUS UOU 6,887 6,887

20 10044592 UOU 23,167 APPLIED ENGINEERING MANAGEMENT CORP

Subtotal Research and Development Programs– Federal Highway Administration (FHWA) 35,990 6,887

Federal Transit Administration (FTA)

20 VARIOUS UOU 8,986

20.514 2014059 USU 9,733 CME Associates, Inc.

Subtotal Research and Development Programs– Federal Transit Administration (FTA) 18,719

Office of the Secretary (OST) Administration Secretariate

20.701 NITCN-UU-13 UOU -384 PORTLAND STATE UNIVERSITY 20.701 NITCNUU09 UOU -307 PORTLAND STATE UNIVERSITY 20.701 NITCN-UU-11 UOU 1,169 PORTLAND STATE UNIVERSITY

The accompanying notes are an integral part of the Schedule of 60 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS 20.701 NITCNUU10 UOU 2,621 2,621 PORTLAND STATE UNIVERSITY 20.701 NITC2016-UU-09-1175 UOU 4,341 PORTLAND STATE UNIVERSITY 20.701 NITC2016-UU-07 UOU 6,831 PORTLAND STATE UNIVERSITY 20.701 NITCN-UU-19 UOU 7,588 PORTLAND STATE UNIVERSITY 20.701 Various UOU 9,583 PORTLAND STATE UNIVERSITY 20.701 NITCN-UU-20-1074 UOU 10,653 PORTLAND STATE UNIVERSITY 20.701 NITC2016-UU-04 UOU 19,312 PORTLAND STATE UNIVERSITY 20.701 NITCN-UU-18 UOU 21,034 PORTLAND STATE UNIVERSITY 20.701 NITC2016-UU-01#1149 UOU 24,572 PORTLAND STATE UNIVERSITY 20.701 NITC 2016-UU-06-1118 UOU 31,864 PORTLAND STATE UNIVERSITY 20.701 NITC2016-UU-08 UOU 31,907 PORTLAND STATE UNIVERSITY 20.701 FAR0028684 UOU 36,044 NORTH DAKOTA STATE UNIVERSITY 20.701 NITC2016-UU-02-1147 UOU 45,000 PORTLAND STATE UNIVERSITY 20.701 8823-USU-1 USU 49,786 Western Michigan University 20.701 nitc2016-UU-05 UOU 77,351 8,000 PORTLAND STATE UNIVERSITY 20.701 FAR0028869 USU 81,415 North Dakota State University 20.701 FAR0023140 USU 107,908 North Dakota State University 20.701 S1988078; 5233; 451718; 681190 USU 162,585 Rutgers The State University of New Jersey 20.701 FAR0023138 UOU 350,572 NORTH DAKOTA STATE UNIVERSITY

Subtotal Research and Development Programs– Office of the Secretary (OST) Administration Secretariate 1,081,445 10,621

Subtotal Research and Development Programs– TRANSPORTATION, DEPARTMENT OF 1,412,007 17,508

VETERANS AFFAIRS, DEPARTMENT OF

Department of Veterans Affairs

64 VARIOUS UOU 32,284

64.034 VARIOUS UOU 18,571

Subtotal Research and Development Programs– Department of Veterans Affairs 50,855

The accompanying notes are an integral part of the Schedule of 61 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Federal Agency and Major Subdivision Award/Contract Provided to CFDA Name of Pass-through Entity Agency Expenditures Subrecipients

RESEARCH AND DEVELOPMENT PROGRAMS

Subtotal Research and Development Programs– VETERANS AFFAIRS, DEPARTMENT OF 50,855

Total Research and Development 475,142,248 59,870,335

The accompanying notes are an integral part of the Schedule of 62 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity Agency Expenditures Subrecipients

CLUSTER PROGRAMS

AGING CLUSTER

93.044Special Programs for the Aging_Title III, Part VARIOUS DHS 2,346,814 2,229,485 B_Grants for Supportive Services and Senior Centers • Health and Human Services, Department of 93.045Special Programs for the Aging_Title III, Part VARIOUS DHS 4,629,007 4,163,433 C_Nutrition Services • Health and Human Services, Department of 93.053Nutrition Services Incentive Program VARIOUS DHS 1,500,005 1,500,005 • Health and Human Services, Department of

Subtotal – Aging Cluster 8,475,826 7,892,923

CCDF CLUSTER

93.575SLCO 4-H Entheos Kearns/Magna BJ17164 USU 37,498 • Health and Human Services, Department of Salt Lake County 93.575Child Care and Development Block Grant VARIOUS DWS 36,595,492 1,829,235 • Health and Human Services, Department of 93.596Child Care Mandatory and Matching Funds of VARIOUS DWS 41,690,275 337,406 the Child Care and Development Fund • Health and Human Services, Department of

Subtotal – CCDF Cluster 78,323,265 2,166,641

CDBG - ENTITLEMENT GRANTS CLUSTER

14.218Logan City Community Developme VARIOUS USU 5,000 • Housing and Urban Development, Department Logan, Utah of

Subtotal – CDBG - Entitlement Grants Cluster 5,000

CHILD NUTRITION CLUSTER

10.553School Breakfast Program VARIOUS PED 22,743,391 22,743,391 • Agriculture, Department of 10.555National School Lunch Program In-kind Commodities PED 15,725,427 15,725,427 • Agriculture, Department of 10.555National School Lunch Program VARIOUS PED 127,799,004 127,370,902 • Agriculture, Department of 10.556Special Milk Program for Children VARIOUS PED 52,344 52,344 • Agriculture, Department of 10.559Summer Food Service Program for Children VARIOUS PED 1,053,825 1,021,140 • Agriculture, Department of

Subtotal – Child Nutrition Cluster 167,373,991 166,913,204

CLEAN WATER STATE REVOLVING FUND CLUSTER

66.458Capitalization Grants for Clean Water State VARIOUS DEQ 6,386,954 6,043,915 Revolving Funds • Environmental Protection Agency

Subtotal – Clean Water State Revolving Fund Cluster 6,386,954 6,043,915

DISABILITY INSURANCE/SSI CLUSTER

The accompanying notes are an integral part of the Schedule of 63 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity Agency Expenditures Subrecipients

CLUSTER PROGRAMS

96.001Social Security_Disability Insurance VARIOUS DWS 15,607,386 • Social Security Administration

Subtotal – Disability Insurance/SSI Cluster 15,607,386

DRINKING WATER STATE REVOLVING FUND CLUSTER

66.468Capitalization Grants for Drinking Water State VARIOUS DEQ 9,261,866 6,660,060 Revolving Funds • Environmental Protection Agency

Subtotal – Drinking Water State Revolving Fund Cluster 9,261,866 6,660,060

EMPLOYMENT SERVICE CLUSTER

17.207Employment Service/Wagner-Peyser Funded VARIOUS DWS 6,451,036 Activities • Labor, Department of 17.801Disabled Veterans' Outreach Program (DVOP) VARIOUS DWS 1,023,656 • Labor, Department of 17.804Local Veterans' Employment Representative VARIOUS DWS 163,463 Program • Labor, Department of

Subtotal – Employment Service Cluster 7,638,155

FISH AND WILDLIFE CLUSTER

15.605Sport Fish Restoration VARIOUS DNR 5,528,805 • Interior, Department of the 15.611Wildlife Restoration and Basic Hunter Education VARIOUS DNR 11,964,362 • Interior, Department of the

Subtotal – Fish and Wildlife Cluster 17,493,167

FOOD DISTRIBUTION CLUSTER

10.565Commodity Supplemental Food Program VARIOUS DOH 209,993 • Agriculture, Department of 10.568Emergency Food Assistance Program VARIOUS PED 584,125 584,125 (Administrative Costs) • Agriculture, Department of 10.569Emergency Food Assistance Program (Food VARIOUS PED 3,544,051 3,544,051 Commodities) • Agriculture, Department of

Subtotal – Food Distribution Cluster 4,338,169 4,128,176

FOREST SERVICE SCHOOLS AND ROADS CLUSTER

10.665Schools and Roads - Grants to States VARIOUS WSU 9,502 • Agriculture, Department of

Subtotal – Forest Service Schools and Roads Cluster 9,502

HIGHWAY PLANNING AND CONSTRUCTION CLUSTER

20.205Highway Planning and Construction VARIOUS DOT 391,583,035 6,616,357 • Transportation, Department of 20.219Recreational Trails Program VARIOUS DNR 1,193,453 1,093,720 • Transportation, Department of

The accompanying notes are an integral part of the Schedule of 64 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity Agency Expenditures Subrecipients

CLUSTER PROGRAMS

Subtotal – Highway Planning and Construction Cluster 392,776,488 7,710,077

HIGHWAY SAFETY CLUSTER

20.600State and Community Highway Safety VARIOUS DPS 1,896,910 542,772 • Transportation, Department of 20.616National Priority Safety Programs VARIOUS DPS 2,232,947 784,918 • Transportation, Department of

Subtotal – Highway Safety Cluster 4,129,857 1,327,690

MATERNAL, INFANT, AND EARLY CHILDHOOD HOME VISITING CLUSTER

93.505Affordable Care Act (ACA) Maternal, Infant, and VARIOUS DOH 198,181 171,126 Early Childhood Home Visiting Program • Health and Human Services, Department of 93.870Maternal, Infant and Early Childhood Home VARIOUS DOH 2,078,925 1,723,996 Visiting Grant Program • Health and Human Services, Department of

Subtotal – Maternal, Infant, and Early Childhood Home Visiting Cluster 2,277,106 1,895,122

MEDICAID CLUSTER

93.775State Medicaid Fraud Control Units VARIOUS AG 1,555,691 • Health and Human Services, Department of 93.777State Survey and Certification of Health Care VARIOUS DOH 3,929,689 Providers and Suppliers (Title XVIII) Medicare • Health and Human Services, Department of 93.778Medical Assistance Program VARIOUS DOH 9,164,791 • Health and Human Services, Department of 93.778Medical Assistance Program VARIOUS DOH 1,816,879,244 29,132,233 • Health and Human Services, Department of

Subtotal – Medicaid Cluster 1,831,529,415 29,132,233

SNAP CLUSTER

10.551Supplemental Nutrition Assistance Program VARIOUS DWS 266,114,348 • Agriculture, Department of 10.561State Administrative Matching Grants for the VARIOUS DWS 16,607,844 Supplemental Nutrition Assistance Program • Agriculture, Department of

Subtotal – SNAP Cluster 282,722,192

SPECIAL EDUCATION CLUSTER (IDEA)

84.027Idaho TASK12 FY17 17-5009 USU 334 • Education, Department of Idaho Department of Education 84.027Washington State Jobs Alike Wo 20180216 USU 2,071 • Education, Department of Office of Superintendent of Public Instruction 84.027Oklahoma TASK12 FY17 PO# 2659015790 USU 2,259 • Education, Department of Oklahoma State Department of Education 84.027Washington DR FY18 20180215 USU 3,030 • Education, Department of Office of Superintendent of Public Instruction 84.027Oregon Interagency Coordinatin 11461 USU 5,229 • Education, Department of Oregon Department of Education

The accompanying notes are an integral part of the Schedule of 65 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity Agency Expenditures Subrecipients

CLUSTER PROGRAMS

84.027KY Implementing the Individual PON2-540-18000011101 USU 8,920 • Education, Department of State of Kentucky 84.027Idaho Training and Assessment 18-5000 USU 13,744 • Education, Department of Idaho Department of Education 84.027Iowa Law Conference 015218 USU 14,608 • Education, Department of Iowa Department of Education 84.027Training and Assessment System VARIOUS USU 15,822 • Education, Department of New Hampshire Department of Education 84.027Idaho Indicator 8 & 14 Project 17-5032 USU 30,108 • Education, Department of State of Idaho Department of Education 84.027Idaho Indicator 8, 14, and Dat 18-5015; USU 31,068 • Education, Department of State of Idaho Department of Education 84.027Kentucky Complaint Investigato PON2 540 180000 USU 37,091 • Education, Department of State of Kentucky 84.027Oregon Technical Assistance 10797 USU 51,332 • Education, Department of Oregon Department of Education 84.027Arizona Technical Assistance F IGA #16-19-ED PART 2 USU 64,435 • Education, Department of State of Arizona Department of Education 84.027Nebraska Technical Assistance 94-9410-248-1B03-18 USU 168,811 • Education, Department of Nebraska Department of Education 84.027Arizona Recruitment/Retention IGA #16-19-ED PART 1 USU 295,460 • Education, Department of State of Arizona Department of Education 84.027KANSAS TASN PROJECT 652-15-1862 USU 346,677 • Education, Department of Kansas Department of Education 84.027Special Education_Grants to States VARIOUS PED 144,624,684 144,624,684 • Education, Department of 84.173Washington Special Education A 20180381; USU 115 • Education, Department of Office of Superintendent of Public Instruction 84.173South Dakota Technical Assista 2015C-427 USU 280,273 • Education, Department of South Dakota Department of Education 84.173Special Education_Preschool Grants VARIOUS PED 4,387,936 4,387,936 • Education, Department of

Subtotal – Special Education Cluster (IDEA) 150,384,007 149,012,620

STUDENT FINANCIAL ASSISTANCE PROGRAMS

84.007Federal Supplemental Educational Opportunity VARIOUS MATC 5,976 Grants • Education, Department of 84.007Federal Supplemental Educational Opportunity VARIOUS DATC 41,987 Grants • Education, Department of 84.007Federal Supplemental Educational Opportunity VARIOUS OWATC 53,628 Grants • Education, Department of 84.007Federal Supplemental Educational Opportunity VARIOUS DSU 93,941 Grants • Education, Department of 84.007Federal Supplemental Educational Opportunity VARIOUS SUU 156,872 Grants • Education, Department of 84.007Federal Supplemental Educational Opportunity VARIOUS WSU 459,822 Grants • Education, Department of

The accompanying notes are an integral part of the Schedule of 66 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity Agency Expenditures Subrecipients

CLUSTER PROGRAMS

84.007Federal Supplemental Educational Opportunity VARIOUS SLCC 481,977 Grants • Education, Department of 84.007Federal Supplemental Educational Opportunity VARIOUS UOU 660,521 Grants • Education, Department of 84.007Federal Supplemental Educational Opportunity VARIOUS UVU 672,070 Grants • Education, Department of 84.007Federal Supplemental Educational Opportunity VARIOUS USU 739,928 Grants • Education, Department of 84.033Federal Work-Study Program VARIOUS DATC 22,422 • Education, Department of 84.033Federal Work-Study Program VARIOUS OWATC 72,676 • Education, Department of 84.033Federal Work-Study Program VARIOUS SNOW 107,746 • Education, Department of 84.033Federal Work-Study Program VARIOUS DSU 217,455 • Education, Department of 84.033Federal Work-Study Program VARIOUS SUU 225,832 • Education, Department of 84.033Federal Work-Study Program VARIOUS SLCC 343,187 • Education, Department of 84.033Federal Work-Study Program VARIOUS UVU 707,216 • Education, Department of 84.033Federal Work-Study Program VARIOUS USU 769,495 • Education, Department of 84.033Federal Work-Study Program VARIOUS WSU 785,776 • Education, Department of 84.033Federal Work-Study Program VARIOUS UOU 1,376,007 • Education, Department of 84.038Federal Perkins Loan Program_Federal Capital VARIOUS SUU 73,550 Contributions • Education, Department of 84.038Federal Perkins Loan Program_Federal Capital VARIOUS USU 150,032 Contributions • Education, Department of 84.038Perkins Loan Program - Loans Made VARIOUS C&U 3,168,200 • Education, Department of 84.038Perkins Loan Program - Beginning Loan Balance VARIOUS C&U 46,082,686 • Education, Department of 84.063Federal Pell Grant Program VARIOUS UBATC 123,015 • Education, Department of 84.063Federal Pell Grant Program VARIOUS tatc 289,809 • Education, Department of 84.063Federal Pell Grant Program VARIOUS SWATC 368,790 • Education, Department of 84.063 Federal Pell Grant Program VARIOUS DXATC 419,675 • Education, Department of 84.063 Federal Pell Grant Program VARIOUS MATC 761,465 • Education, Department of

The accompanying notes are an integral part of the Schedule of 67 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity Agency Expenditures Subrecipients

CLUSTER PROGRAMS

84.063Federal Pell Grant Program VARIOUS BATC 930,389 • Education, Department of 84.063Federal Pell Grant Program VARIOUS DATC 1,187,791 • Education, Department of 84.063Federal Pell Grant Program VARIOUS OWATC 1,249,775 • Education, Department of 84.063Federal Pell Grant Program VARIOUS SNOW 7,183,815 • Education, Department of 84.063Federal Pell Grant Program VARIOUS SUU 13,526,292 • Education, Department of 84.063Federal Pell Grant Program VARIOUS DSU 16,102,444 • Education, Department of 84.063Federal Pell Grant Program VARIOUS WSU 29,416,044 • Education, Department of 84.063Federal Pell Grant Program VARIOUS SLCC 29,782,120 • Education, Department of 84.063Federal Pell Grant Program VARIOUS UOU 31,636,808 • Education, Department of 84.063Federal Pell Grant Program VARIOUS USU 41,770,636 • Education, Department of 84.063Federal Pell Grant Program VARIOUS UVU 54,350,157 • Education, Department of 84.268Federal Direct Student Loans - Loans Disbursed VARIOUS C&U 345,688,683 • Education, Department of 84.379Teacher Education Assistance for College and VARIOUS UOU -3,724 Higher Education Grants (TEACH Grants) • Education, Department of 84.379Teacher Education Assistance for College and VARIOUS USU 147,371 Higher Education Grants (TEACH Grants) • Education, Department of 84.408Postsecondary Education Scholarships for VARIOUS UVU 5,529 Veteran's Dependents • Education, Department of 93.264Nurse Faculty Loan Program (NFLP) - Loans VARIOUS C&U 147,345 Made • Health and Human Services, Department of 93.264Nurse Faculty Loan Program (NFLP) - Beginning VARIOUS C&U 553,216 Loan Balance • Health and Human Services, Department of 93.342Health Professions Student Loans - Loans Made VARIOUS C&U 582,802 • Health and Human Services, Department of 93.342Health Professions Student Loans - Beginning VARIOUS C&U 3,210,160 Loan Balance • Health and Human Services, Department of 93.364Nursing Student Loans - Loans Made VARIOUS C&U 130,361 • Health and Human Services, Department of 93.364Nursing Student Loans - Beginning Loan Balance VARIOUS C&U 399,958 • Health and Human Services, Department of

Subtotal – Student Financial Assistance Programs 637,429,728

TANF CLUSTER

93.558Temporary Assistance for Needy Families VARIOUS DWS 76,744,712 13,142,366 • Health and Human Services, Department of

The accompanying notes are an integral part of the Schedule of 68 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity Agency Expenditures Subrecipients

CLUSTER PROGRAMS

Subtotal – TANF Cluster 76,744,712 13,142,366

TRANSIT SERVICES PROGRAMS CLUSTER

20.513Enhanced Mobility of Seniors and Individuals VARIOUS DOT 741,369 223,763 with Disabilities • Transportation, Department of 20.516Job Access and Reverse Commute Program VARIOUS DOT 745,396 986,883 • Transportation, Department of 20.521New Freedom Program VARIOUS DOT 490,158 248,671 • Transportation, Department of

Subtotal – Transit Services Programs Cluster 1,976,923 1,459,317

TRIO CLUSTER

84.042TRIO_Student Support Services VARIOUS UVU 257,756 • Education, Department of 84.042TRIO_Student Support Services VARIOUS SUU 313,429 • Education, Department of 84.042TRIO_Student Support Services VARIOUS DSU 334,096 • Education, Department of 84.042TRIO_Student Support Services VARIOUS UOU 353,767 • Education, Department of 84.042TRIO_Student Support Services VARIOUS SNOW 358,760 • Education, Department of 84.042TRIO_Student Support Services VARIOUS WSU 408,980 • Education, Department of 84.042TRIO_Student Support Services VARIOUS SLCC 551,703 • Education, Department of 84.042TRIO_Student Support Services VARIOUS USU 913,960 • Education, Department of 84.044TRIO_Talent Search VARIOUS SLCC 235,267 • Education, Department of 84.044TRIO_Talent Search VARIOUS WSU 239,667 • Education, Department of 84.044TRIO_Talent Search VARIOUS SUU 323,445 • Education, Department of 84.044TRIO_Talent Search VARIOUS DSU 367,033 • Education, Department of 84.044TRIO_Talent Search VARIOUS USU 448,198 • Education, Department of 84.047TRIO_Upward Bound VARIOUS SNOW 291,956 • Education, Department of 84.047TRIO_Upward Bound VARIOUS UVU 366,085 • Education, Department of 84.047TRIO_Upward Bound VARIOUS DSU 368,173 • Education, Department of 84.047TRIO_Upward Bound VARIOUS SUU 393,467 • Education, Department of 84.047TRIO_Upward Bound VARIOUS UOU 436,235 • Education, Department of

The accompanying notes are an integral part of the Schedule of 69 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity Agency Expenditures Subrecipients

CLUSTER PROGRAMS

84.047TRIO_Upward Bound VARIOUS WSU 618,657 • Education, Department of 84.047TRIO_Upward Bound VARIOUS USU 666,620 • Education, Department of 84.066TRIO_Educational Opportunity Centers VARIOUS UVU 285,001 49,275 • Education, Department of

Subtotal – TRIO Cluster 8,532,255 49,275

WIOA CLUSTER

17.258WIA/WIOA Adult Program VARIOUS DWS 3,260,888 • Labor, Department of 17.259WIA/WIOA Youth Activities VARIOUS DWS 3,790,543 • Labor, Department of 17.278WIA/WIOA Dislocated Worker Formula Grants VARIOUS DWS 2,919,787 • Labor, Department of

Subtotal – WIOA Cluster 9,971,218

The accompanying notes are an integral part of the Schedule of 70 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS AGENCY FOR INTERNATIONAL DEVELOPMENT 98 U.S. Agency for International Development VARIOUS UOU 2,157,346 423,652

2,157,346

Subtotal – Agency for International Development 2,157,346 423,652 AGRICULTURE, DEPARTMENT OF 10 TCN Manti-LaSal RAP 2017 17-PA-11041000-020 USU 1,621 The Corps Network 10 Department of Agriculture VARIOUS DNR 16,800

10 USFSCONFLICT RESOLUTION Various UOU 34,939 ENVIROISSUES INC 10 Department of Agriculture VARIOUS UOU 47,932

10 Department of Agriculture VARIOUS WSU 56,607

10 Department of Agriculture VARIOUS USU 249,095

10 Department of Agriculture VARIOUS DWS 526,552

10 Department of Agriculture VARIOUS SUU 588,641

1,522,187 10.001 Agricultural Research_Basic and Applied VARIOUS WSU 1,396 Research 10.001 Agricultural Research_Basic and Applied VARIOUS USU 9,849 Research

11,245 10.025 Plant and Animal Disease, Pest Control, VARIOUS USU 186,665 and Animal Care 10.025 Plant and Animal Disease, Pest Control, VARIOUS DAG 351,807 and Animal Care

538,472 10.069 Conservation Reserve Program VARIOUS DAG 405,592

405,592 10.162 Inspection Grading and Standardization VARIOUS DAG 247,562

247,562 10.163 Market Protection and Promotion VARIOUS DAG 142,006

142,006 10.168 Farmers' Market and Local Food Promotion VARIOUS USU 11,888 Program

11,888 10.170 Specialty Crop Block Grant Program - Farm VARIOUS DAG 210,726 78,639 Bill

210,726 10.223 FUTURE HISPANIC ENGINEERS 2015-38422-24059 (04) UOU 5,000 UNIVERSITY OF TEXAS- PAN AMERICAN 5,000

The accompanying notes are an integral part of the Schedule of 71 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 10.304Western Regional Center in the 201303063-06 USU -207 Regents of the University of California 10.304Utah Plant Pest Diagnostic Lab 201603796-06 USU 13,713 Regents of the University of California 13,506 10.310 Extension program focused on p VARIOUS USU 38 Utahns Against Hunger 10.310 Linking Health Care Reform and 28987SUB516964 USU 116 University of Vermont 10.310 Agriculture and Food Research Initiative VARIOUS USU 179,164 (AFRI)

179,318 10.311 Beginning Farmer and Rancher VARIOUS USU 32,115 Development Program

32,115 10.329 Crop Protection and Pest Management VARIOUS USU 77,683 Competitive Grants Program

77,683 10.331 Double Up Food Bucks at USU Bo UAH-DU-2016-016 USU 6 Utahns Against Hunger 10.331 Double Up Food Bucks at Cedar UAH-DU-2016-00 USU 1,005 Utahns Against Hunger 1,011 10.406 Farm Operating Loans VARIOUS USU 7,207

7,207 10.433 Rural Housing Preservation Loans - VARIOUS DWS 2,098,936 Beginning Loan Balance

2,098,936 10.435 State Mediation Grants VARIOUS DAG 4,761

4,761 10.443 Western Region American Indian UNR 17-27 USU 2,115 University of Nevada at Reno 2,115 10.447 Rural Development Loans- Beginning Loan VARIOUS DWS 3,708,291 Balance

3,708,291 10.460 Risk Management Education Partnerships VARIOUS USU 141,985

141,985 10.475 Cooperative Agreements with States for VARIOUS DAG 1,344,876 Intrastate Meat and Poultry Inspection

1,344,876 10.500 4-H Air Force Dependent Summer S18141 USU 3,797 Kansas State University 10.500 Cooperative Extension Service VARIOUS DNR 10,800

10.500 Enhancing Direct Market Fresh 108815-G003712 USU 20,645 Washington State University 10.500 4-H Military Partnership 2017 S17125.01 USU 24,300 Kansas State University

The accompanying notes are an integral part of the Schedule of 72 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 10.500Cooperative Extension Service VARIOUS USU 3,082,265 238,656

3,141,807 10.535 SNAP Recipient Integrity Education Grant VARIOUS DWS 149,554

149,554 10.557 Special Supplemental Nutrition Program for VARIOUS DOH 38,514,482 36,213,633 Women, Infants, and Children

38,514,482 10.558 Child and Adult Care Food Program VARIOUS SUU 218,829

10.558 Child and Adult Care Food Program VARIOUS PED 2,439,689 2,439,689

2,658,518 10.560 State Administrative Expenses for Child VARIOUS PED 2,516,882 Nutrition

2,516,882 10.578 WIC Grants to States (WGS) VARIOUS DOH 1,952,212 437,960

1,952,212 10.579 Child Nutrition Discretionary Grants Limited VARIOUS PED 99,692 99,692 Availability

99,692 10.582 Fresh Fruit and Vegetable Program VARIOUS PED 2,100,589 2,100,589

2,100,589 10.652 Forestry Research VARIOUS USU 101,845

10.652 Forestry Research VARIOUS SUU 124,630

226,475 10.664 Cooperative Forestry Assistance VARIOUS DNR 4,984,946 317,509

4,984,946 10.674 Wood Utilization Assistance VARIOUS USU 28,547

28,547 10.675 Urban and Community Forestry Program VARIOUS SUU 581,245

581,245 10.676 Forest Legacy Program VARIOUS DNR 34,476

34,476 10.680 Forest Health Protection VARIOUS USU 379

10.680 Forest Health Protection VARIOUS DNR 59,116

59,495 10.683 NFWF Temple Fork 2018 2100.17.055122 USU 7,961 National Fish and Wildlife Foundation 10.683 National Fish and Wildlife Foundation VARIOUS SUU 33,959

The accompanying notes are an integral part of the Schedule of 73 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS

41,920 10.691 Good Neighbor Authority VARIOUS DNR 22,422

22,422 10.699 Partnership Agreements VARIOUS USU 18,925

10.699 Partnership Agreements VARIOUS DNR 48,613

67,538 10.855 Distance Learning and Telemedicine Loans VARIOUS USU 2,354 and Grants

2,354 10.902 Soil and Water Conservation VARIOUS DHA 10,000

10.902 Soil and Water Conservation VARIOUS DNR 82,407

92,407 10.914 Wildlife Habitat Incentive Program VARIOUS DNR 135,008

135,008 10.916 Watershed Rehabilitation Program VARIOUS DNR 1,670,092

1,670,092 10.923 Emergency Watershed Protection Program VARIOUS DAG 164,442 153,683

164,442 10.932 Regional Conservation Partnership Program VARIOUS DNR 190,453

190,453

Subtotal – Agriculture, Department of 70,142,038 42,080,050 COMMERCE, DEPARTMENT OF 11 Department of Commerce VARIOUS UOU 8,327

11 National Mesonet Program S2017-0132; USU 41,703 Synoptic Data Corp. 50,030 11.549 State and Local Implementation Grant VARIOUS UCA 164,201 Program

164,201 11.611 Manufacturing Extension Partnership VARIOUS UOU 727,234

727,234 11.999 Pride in our Seas, Pride in Ourselves NA16NOS9990133 SUU 5,246 Univ of the Virgin Islands 5,246

Subtotal – Commerce, Department of 946,711 CORPORATION FOR NATIONAL AND COMMUNITY SERVICE 94.002 Retired and Senior Volunteer Program VARIOUS USU 28

The accompanying notes are an integral part of the Schedule of 74 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS

28 94.006 YOUTH BUILD AMERICORP 13NDHMA0010101 OWATC 82,292 YOUTH BUILD USA 94.006 AmeriCorps VARIOUS DHA 3,857,550 3,409,419

3,939,842 94.007 Program Development and Innovation VARIOUS SLCC 162,886 Grants

162,886 94.013 Volunteers in Service to America VARIOUS DWS 11,917

94.013 Volunteers in Service to America VARIOUS USU 383,807

395,724 94.020 CNCS Disaster Response Cooperative VARIOUS USU 318,027 Agreement

318,027 94.021 Volunteer Generation Fund VARIOUS DHA 75,305

75,305 94.024 Social Innovation Fund Pay for Success VARIOUS UOU 1,505,863 164,546

1,505,863

Subtotal – Corporation for National and Community Service 6,397,675 3,573,965 DEPARTMENT OF DEFENSE 12 HYPERCOMP / AFOSR PROJECT HPCI2UTAFRL201401 UOU -15,080 HYPERCOMP INC 12 PROGSTAR NNSP03130070UTAHNER UOU -60 FOUNDATION FIGHTING BLINDNESS 12 ABRUPT 10045354 UOU 683 AMERICAN BURN ASSOCIATION 12 SIVENT FY16.794.011 UOU 3,804 UNIVERSITY OF COLORADO AT DENVER 12 FHA DOD Various UOU 6,648 WESTERN INSTITUTE FOR BIOMEDICAL RESH 12 KERATIN NANOMATERIAL COATING Various UOU 13,700 WESTERN INSTITUTE FOR BIOMEDICAL RESH 12 NAVFAC Manual Update--Chapter- 418357-19138 USU 25,939 Virigina Tech Polytechnic Institute and State University 12 COMPOSITE DAMPING TESTING 9737-AM05 / 10039795 UOU 81,981 MATERIALS SCIENCES CORPORATION 117,615 12.002 Procurement Technical Assistance For VARIOUS GOED 445,751 Business Firms

445,751 12.113 State Memorandum of Agreement Program VARIOUS DEQ 695,641 for the Reimbursement of Technical Services

695,641

The accompanying notes are an integral part of the Schedule of 75 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 12.300RITN FY15 209163 UOU 2,211 NATIONAL MARROW DONOR PROGRAM 12.300RITN FY15 209163 UOU 4,065 NATIONAL MARROW DONOR PROGRAM 6,276 12.400 Military Construction, National Guard VARIOUS UNG 13,814,918

13,814,918 12.401 National Guard Military Operations and VARIOUS UNG 34,522,128 Maintenance (O&M) Projects

34,522,128 12.420 VANCO STUDY SR00001694 UOU 456 JOHNS HOPKINS HOSPITAL 12.420 LAL BCH SUB OCT 2016 PO GENFD0001337840 UOU 7,087 CHILDRENS HOSPITAL BOSTON 7,543 12.431 Basic Scientific Research VARIOUS USU -29,048

-29,048 12.550 FLAGSHIP PROFICIENCY GRANT 0054UTAH23PI280P01 UOU 172,157 INSTITUTE OF INTERNATIONAL EDUCATION 172,157 12.579 LANGUAGE TRAINING CENTER 2603UTAH11LTC052P04 UOU 18,681 INSTITUTE OF INTERNATIONAL EDUCATION 12.579 LANGUAGE TRAINING CENTER 2603UTAH11LTC052P04 UOU 249,835 INSTITUTE OF INTERNATIONAL EDUCATION 268,516 12.610 Community Economic Adjustment VARIOUS GOE 330,281 330,281 Assistance for Compatible Use and Joint Land Use Studies

330,281 12.615 Research and Technical Assistance VARIOUS DNR 82,567

82,567 12.630 4EC16 ECOS ITRC-16-UT DEQ 5,000 Environmental Council of States 5,000 12.900 Language Grant Program VARIOUS UOU 17,935

17,935

Subtotal – Department of Defense 50,457,280 330,281 DEPARTMENT OF HOMELAND SECURITY 97 EMAC Deployment DPS 173,859 DHS/FEMA 173,859 97.012 Boating Safety Financial Assistance VARIOUS DNR 1,252,709

1,252,709

The accompanying notes are an integral part of the Schedule of 76 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 97.023Community Assistance Program State VARIOUS DPS 134,057 Support Services Element (CAP-SSSE)

134,057 97.024 Emergency Food and Shelter National VARIOUS DWS 2,761 Board Program

2,761 97.033 Disaster Legal Services VARIOUS DPS 7,800

7,800 97.036 Disaster Grants - Public Assistance VARIOUS DPS 2,146,671 2,102,164 (Presidentially Declared Disasters)

2,146,671 97.039 Hazard Mitigation Grant VARIOUS DPS 221,630 221,420

221,630 97.041 National Dam Safety Program VARIOUS DNR 15,002

15,002 97.042 Emergency Management Performance VARIOUS DPS 4,844,146 1,611,545 Grants

4,844,146 97.043 State Fire Training Systems Grants VARIOUS UVU 25,445

25,445 97.045 Cooperating Technical Partners VARIOUS DPS 768,675 27,526

768,675 97.047 Pre-Disaster Mitigation VARIOUS DPS 626,909 473,743

626,909 97.067 Homeland Security Grant Program VARIOUS DPS 3,802,198 2,648,939

3,802,198 97.082 Earthquake Consortium VARIOUS DPS 37,153

37,153

Subtotal – Department of Homeland Security 14,059,015 7,085,337 EDUCATION, DEPARTMENT OF 84 SLC PEP GRANT Various UOU 63,755 SALT LAKE CITY SCHOOL DISTRICT 84 Kansas Technical Assistance 652-15-1870 USU 187,163 Kansas Department of Education 250,918 84.002 Adult Education - Basic Grants to States VARIOUS PED 3,287,291 2,862,824

3,287,291 84.010 Title I Grants to Local Educational Agencies VARIOUS PED 99,560,284 98,673,124

99,560,284

The accompanying notes are an integral part of the Schedule of 77 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 84.011Migrant Education_State Grant Program VARIOUS PED 2,246,461 2,091,755

2,246,461 84.013 Title I State Agency Program for Neglected VARIOUS PED 1,042,769 950,694 and Delinquent Children and Youth

1,042,769 84.015 National Resource Centers Program for VARIOUS UOU 1,737,820 809,940 Foreign Language and Area Studies or Foreign Language and International Studies Program and Foreign Language and Area Studies Fellowship Program

1,737,820 84.031 Higher Education_Institutional Aid VARIOUS SLCC 272,563

84.031 Higher Education_Institutional Aid VARIOUS USU 389,529

84.031 Higher Education_Institutional Aid VARIOUS UVU 434,471

1,096,563 84.032 STUDENT LOAN PURCHASE PROGRAM, VARIOUS SAP -18,359,654 NET 84.032 STUDENT LOAN GUARANTEE VARIOUS SAP 815,632 PROGRAM FEES 84.032 Federal Family Education Loans VARIOUS SAP 17,607,734 Reinsurance - Guarantees Made 84.032 Federal Family Education Loans VARIOUS SAP 861,729,040 Reinsurance - Beginning Guarantee Amount

861,792,752 84.037 Perkins Loan Cancellations VARIOUS UVU 67,416

67,416 84.048 Career and Technical Education -- Basic VARIOUS PED 16,961,114 15,704,102 Grants to States

16,961,114 84.126 Rehabilitation Services_Vocational VARIOUS DWS 20,750,725 974,736 Rehabilitation Grants to States

20,750,725 84.129 Rehabilitation Long-Term Training VARIOUS USU 548,939

548,939 84.133 CHRIL - Collaborative on Healt VARIOUS USU 1,370 TIRR Memorial Herman 1,370 84.144 Migrant Education_Coordination Program VARIOUS PED 40,865

40,865 84.177 Rehabilitation Services_Independent Living VARIOUS DWS 184,614 184,614 Services for Older Individuals Who are Blind

184,614 84.181 Missippi InterCoordinating Cou H181A170034; USU 6,020 Mississippi State Department of Health

The accompanying notes are an integral part of the Schedule of 78 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 84.181Special Education-Grants for Infants and VARIOUS DOH 5,512,763 4,473,904 Families

5,518,783 84.187 Supported Employment Services for VARIOUS DWS 360,032 Individuals with the Most Significant Disabilities

360,032 84.196 Education for Homeless Children and Youth VARIOUS PED 477,034 390,133

477,034 84.206 Javits Gifted and Talented Students VARIOUS PED 285,372 92,716 Education

285,372 84.283 WRCC S12-174 UOU 19,587 WESTED 19,587 84.287 Twenty-First Century Community Learning VARIOUS PED 8,481,359 8,266,934 Centers

8,481,359 84.305 AAAS SUBCONTRACT 3155A UOU 294,475 AMER ASSOC FOR THE ADVANCMNT OF SCIENCE 294,475 84.323 Arizona Web Project 16-02-EDSG USU 13,142 State of Arizona Department of Education 84.323 Arizona State Personnel Develo 16-01-EDSG USU 110,388 State of Arizona Department of Education 84.323 Special Education - State Personnel VARIOUS PED 486,614 372,001 Development

610,144 84.325 NLCSD SCHOLARS - YR 2 UTAH 88402 16-17 UOU 2,000 SALUS UNIVERSITY 84.325 NLCSD SCHOLARS - YR 3 UTAH 88403 17-18 UOU 35,626 SALUS UNIVERSITY 84.325 CEEDAR H325A120003 PED 48,478 47,826 University of Florida 84.325 Special Education - Personnel VARIOUS USU 743,867 Development to Improve Services and Results for Children with Disabilities 84.325 Special Education - Personnel VARIOUS UOU 1,073,583 17,662 Development to Improve Services and Results for Children with Disabilities

1,903,554 84.326 Special Education_Technical Assistance VARIOUS PED 98,330 and Dissemination to Improve Services and Results for Children with Disabilities

98,330 84.334 Gaining Early Awareness and Readiness VARIOUS SUU 5,920 for Undergraduate Programs 84.334 Gaining Early Awareness and Readiness MOU-PO170811 WSU 25,451 for Undergraduate Programs Ogden City School District 84.334 Gaining Early Awareness and Readiness MOU-PO180408 WSU 81,149 for Undergraduate Programs Ogden City School District

The accompanying notes are an integral part of the Schedule of 79 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 84.334Gaining Early Awareness and Readiness VARIOUS UVU 3,868,888 445,200 for Undergraduate Programs 84.334 Gaining Early Awareness and Readiness VARIOUS USU 5,489,708 3,396,574 for Undergraduate Programs

9,471,116 84.335 Child Care Access Means Parents in School VARIOUS SUU 37,753

84.335 Child Care Access Means Parents in School VARIOUS UOU 285,138

84.335 Child Care Access Means Parents in School VARIOUS USU 297,164

620,055 84.358 Rural Education VARIOUS USU 33,433

84.358 Rural Education VARIOUS PED 181,933 181,011

215,366 84.365 English Language Acquisition State Grants VARIOUS PED 5,412,656 5,242,137

5,412,656 84.366 Mathematics and Science Partnerships VARIOUS PED 919,007 919,007

919,007 84.367 Supporting Effective Instruction State 07-UT02-SEED2017-ILI WSU 14,063 Grants National Writing Project Corporation 84.367 Supporting Effective Instruction State VARIOUS REG 236,828 Grants 84.367 Supporting Effective Instruction State VARIOUS PED 16,725,218 16,246,898 Grants

16,976,109 84.369 Grants for State Assessments and Related VARIOUS PED 4,443,545 71,628 Activities

4,443,545 84.372 Statewide Longitudinal Data Systems VARIOUS PED 974,437

974,437 84.373 Center for the Integration of 100041.Y1.001-TAES01 USU 16,379 Applied Engineering Management Corp. (AEM) 84.373 Center for IDEA Fiscal Reporti S-00015246 CFDA#: 84.373F USU 256,416 WestEd 272,795 84.377 School Improvement Grants VARIOUS PED 3,410,306 3,025,014

3,410,306 84.407 Transition Programs for Students with VARIOUS USU 211,555 Intellectual Disabilities into Higher Education

211,555 84.418 Promoting Readiness of Minors in VARIOUS DWS 5,645,272 3,898,854 Supplemental Security Income

5,645,272

The accompanying notes are an integral part of the Schedule of 80 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 84.424Student Support and Academic Enrichment VARIOUS PED 16,900 10,196 Program

16,900 84.902 National Assessment of Educational VARIOUS PED 187,640 Progress (NAEP) Secondary Analysis

187,640

Subtotal – Education, Department of 1,076,395,330 169,349,484 ELECTION ASSISTANCE COMMISSION 90.401 Help America Vote Act Requirements VARIOUS Gov 13,740 Payments

13,740

Subtotal – Election Assistance Commission 13,740 ENERGY, DEPARTMENT OF 81 NANOSCALE LUBRICANT MECHANICS FELL0WSHIPN0BLE UOU 49,586 KRELL INSTITUTE 81 Department of Energy VARIOUS UOU 142,503

192,089 81.041 State Energy Program VARIOUS GOE 336,226 58,902

81.041 State Energy Program Loans - Beginning VARIOUS GOV 1,995,277 Loan Balance

2,331,503 81.042 Weatherization Assistance for Low-Income VARIOUS DWS 2,088,513 1,744,791 Persons

2,088,513 81.104 Environmental Remediation and Waste VARIOUS DEQ 4,410 Processing and Disposal

4,410 81.106 5WP15 Waste Isolation Pilot Plant 30-312-08 WIPP DEQ 120,832 Western Governor's Association 120,832 81.117 Energy Efficiency and Renewable Energy VARIOUS UOU 176,689 Information Dissemination, Outreach, Training and Technical Analysis/Assistance

176,689 81.121 Nuclear Energy Research, Development VARIOUS USU 41,173 and Demonstration 81.121 Nuclear Energy Research, Development VARIOUS UOU 60,379 and Demonstration

101,552 81.136 Long-Term Surveillance and Maintenance VARIOUS DEQ 10,734

81.136 Long-Term Surveillance and Maintenance VARIOUS DNR 28,387

39,121 81.502 4EC16 ECOS ITRC-16-UT DEQ 5,000 Environmental Council of States 5,000

The accompanying notes are an integral part of the Schedule of 81 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS

Subtotal – Energy, Department of 5,059,709 1,803,693 ENVIRONMENTAL PROTECTION AGENCY 66.034 Surveys, Studies, Research, Investigations, VARIOUS WSU 98,175 Demonstrations, and Special Purpose Activities Relating to the Clean Air Act 66.034 Surveys, Studies, Research, Investigations, VARIOUS DEQ 490,550 73,061 Demonstrations, and Special Purpose Activities Relating to the Clean Air Act

588,725 66.039 National Clean Diesel Emissions Reduction VARIOUS DEQ 880,065 710,625 Program

880,065 66.202 Congressionally Mandated Projects VARIOUS DEQ 696,839 629,488

696,839 66.419 Water Pollution Control State, Interstate, VARIOUS DEQ 162,231 and Tribal Program Support

162,231 66.433 State Underground Water Source Protection VARIOUS DNR 83,000

83,000 66.454 Water Quality Management Planning VARIOUS DEQ 119,349

119,349 66.460 Nonpoint Source Implementation Grants VARIOUS DEQ 1,088,029 468,141

1,088,029 66.461 Regional Wetland Program Development VARIOUS DEQ 125,105 Grants 66.461 Regional Wetland Program Development VARIOUS DNR 189,712 Grants

314,817 66.514 Science to Achieve Results (STAR) VARIOUS UOU 16,601 Fellowship Program

16,601 66.605 Performance Partnership Grants VARIOUS DEQ 7,579,713 436,675

7,579,713 66.608 Environmental Information Exchange VARIOUS DTS 32,605 Network Grant Program and Related Assistance 66.608 Environmental Information Exchange VARIOUS DNR 49,109 Network Grant Program and Related Assistance 66.608 Environmental Information Exchange VARIOUS DEQ 158,777 Network Grant Program and Related Assistance

240,491 66.700 Consolidated Pesticide Enforcement VARIOUS DAG 393,933 Cooperative Agreements

393,933

The accompanying notes are an integral part of the Schedule of 82 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 66.7162018 PSEP Funding SA-2017-28 USU 11,508 eXtension Foundation 11,508 66.802 Superfund State, Political Subdivision, and VARIOUS DNR 30,437 Indian Tribe Site-Specific Cooperative Agreements 66.802 Superfund State, Political Subdivision, and VARIOUS DEQ 1,357,156 Indian Tribe Site-Specific Cooperative Agreements

1,387,593 66.804 Underground Storage Tank Prevention, VARIOUS DEQ 364,284 Detection and Compliance Program

364,284 66.805 Leaking Underground Storage Tank Trust VARIOUS DEQ 679,655 Fund Corrective Action Program

679,655 66.813 4EC16 ECOS ITRC-16-UT DEQ 5,000 Environmental Council of States 5,000 66.817 State and Tribal Response Program Grants VARIOUS DEQ 436,132

436,132

Subtotal – Environmental Protection Agency 15,047,965 2,317,990 EQUAL EMPLOYMENT OPPORTUNITY COMMISSION 30.001 Employment Discrimination_Title VII of the VARIOUS LBR 333,180 Civil Rights Act of 1964

333,180

Subtotal – Equal Employment Opportunity Commission 333,180 EXECUTIVE OFFICE OF THE PRESIDENT 95.001 High Intensity Drug Trafficking Areas VARIOUS DPS 730,410 332,466 Program

730,410

Subtotal – Executive Office Of The President 730,410 332,466 FEDERAL COUNCIL ON THE ARTS AND THE HUMANITIES 45 Utah Arts Endowment Fund - Beginning VARIOUS DHA 822,273 Balance

822,273 45.024 SORENSON COMMUNITY ART CONTRAC 72-5-16-8693 UOU 6,130 SORENSON UNITY CENTER 45.024 Promotion of the Arts_Grants to VARIOUS SUU 45,000 Organizations and Individuals 45.024 Promotion of the Arts_Grants to VARIOUS UOU 53,259 Organizations and Individuals

104,389 45.025 Promotion of the Arts_Partnership VARIOUS DHA 734,206 697,936 Agreements

734,206

The accompanying notes are an integral part of the Schedule of 83 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 45.163Promotion of the Humanities_Professional VARIOUS SLCC 90,846 Development 45.163 Promotion of the Humanities_Professional VARIOUS UOU 100,839 Development

191,685 45.301 Museums for America VARIOUS UOU 25,220

25,220 45.310 Grants to States VARIOUS DHA 1,625,533 209,309

1,625,533 45.312 National Leadership Grants VARIOUS UOU 136,161

136,161

Subtotal – Federal Council on the Arts and the Humanities 3,639,467 907,245 GENERAL SERVICES ADMINISTRATION 39.003 Donation of Federal Surplus Personal VARIOUS DAS 191,032 Property

191,032

Subtotal – General Services Administration 191,032 HEALTH AND HUMAN SERVICES, DEPARTMENT OF 93 US FDA Training Grant G-ME-1710-01020 DAG 2,670 ASSOCIATION OF FOOD AND DRUG ORGANIZATIONS 93 US FDA Training Grant G-HF-1701-00304 DAG 5,700 ASSOCIATION OF FOOD AND DRUG ORGANIZATIONS 93 Department of Health and Human Services VARIOUS DOH 158,339

166,709 93.041 Special Programs for the Aging_Title VII, VARIOUS DHS 6,679 6,679 Chapter 3_Programs for Prevention of Elder Abuse, Neglect, and Exploitation

6,679 93.042 Special Programs for the Aging_Title VII, VARIOUS DHS 123,927 89,517 Chapter 2_Long Term Care Ombudsman Services for Older Individuals

123,927 93.043 Special Programs for the Aging_Title III, VARIOUS DHS 121,573 121,573 Part D_Disease Prevention and Health Promotion Services

121,573 93.048 Special Programs for the Aging_Title VARIOUS DHS 263,642 221,816 IV_and Title II_Discretionary Projects

263,642 93.052 National Family Caregiver Support, Title III, VARIOUS DHS 1,097,735 1,097,735 Part E

1,097,735 93.068 Chronic Diseases: Research, Control, and VARIOUS DOH 150,069 Prevention

The accompanying notes are an integral part of the Schedule of 84 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS

150,069 93.069 Public Health Emergency Preparedness VARIOUS DOH 6,686,249 4,214,453

6,686,249 93.070 Environmental Public Health and VARIOUS DOH 2,076,184 561,530 Emergency Response

2,076,184 93.071 Medicare Enrollment Assistance Program VARIOUS DHS 192,257 173,399

192,257 93.073 Birth Defects and Developmental VARIOUS DOH 249,378 Disabilities - Prevention and Surveillance

249,378 93.074 Hospital Preparedness Program (HPP) and VARIOUS DOH 8,794 2,421 Public Health Emergency Preparedness (PHEP) Aligned Cooperative Agreements

8,794 93.079 Cooperative Agreements to Promote VARIOUS DOH 54,120 Adolescent Health through School-Based HIV/STD Prevention and School-Based Surveillance

54,120 93.086 DHS: BYU Relationship Enrichment A02435 SUU 19,062 Program Brigham Young University 93.086 Healthy Marriage Promotion and VARIOUS USU 1,646,080 110,000 Responsible Fatherhood Grants

1,665,142 93.092 Affordable Care Act (ACA) Personal VARIOUS DOH 823,085 756,618 Responsibility Education Program

823,085 93.094 Well-Integrated Screening and Evaluation VARIOUS DOH 2,129,626 970,866 for Women Across the Nation

2,129,626 93.103 Food and Drug Administration_Research VARIOUS DAG 1,062,807 36,768

1,062,807 93.104 Comprehensive Community Mental Health VARIOUS DHS 1,124,034 Services for Children with Serious Emotional Disturbances (SED)

1,124,034 93.110 Maternal and Child Health Federal VARIOUS DOH 569,913 261,129 Consolidated Programs

569,913 93.116 Project Grants and Cooperative VARIOUS DOH 268,545 133,033 Agreements for Tuberculosis Control Programs

268,545 93.127 Emergency Medical Services for Children VARIOUS DOH 108,085 64,811

108,085

The accompanying notes are an integral part of the Schedule of 85 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 93.130Cooperative Agreements to VARIOUS DOH 211,139 36,500 States/Territories for the Coordination and Development of Primary Care Offices

211,139 93.136 Injury Prevention and Control Research VARIOUS DOH 3,438,938 973,661 and State and Community Based Programs

3,438,938 93.150 Projects for Assistance in Transition from VARIOUS DHS 576,429 Homelessness (PATH)

576,429 93.184 Disabilities Prevention VARIOUS DOH 152,306

152,306 93.234 Traumatic Brain Injury State Demonstration VARIOUS USU 105,462 Grant Program

105,462 93.235 Affordable Care Act (ACA) Abstinence VARIOUS DOH 597,936 589,915 Education Program

597,936 93.237 USU FCS Family Wellness Progra VARIOUS USU 12,470 Ute Indian Tribe 12,470 93.240 State Capacity Building VARIOUS DOH 237,459

237,459 93.241 State Rural Hospital Flexibility Program VARIOUS DOH 371,942 136,454

371,942 93.243 Substance Abuse and Mental Health VARIOUS DHS 5,984,828 Services_Projects of Regional and National Significance

5,984,828 93.251 Universal Newborn Hearing Screening VARIOUS DOH 231,202 54,281

93.251 Universal Newborn Hearing Screening VARIOUS USU 1,629,738 80,000

1,860,940 93.268 Immunization Cooperative Agreements VARIOUS DOH 29,894,285 27,759,107

29,894,285 93.270 Adult Viral Hepatitis Prevention and Control VARIOUS DOH 55,943

55,943 93.283 Centers for Disease Control and VARIOUS DOH 584,140 130,148 Prevention_Investigations and Technical Assistance

584,140 93.296 State Partnership Grant Program to VARIOUS DOH 183,546 38,328 Improve Minority Health

183,546

The accompanying notes are an integral part of the Schedule of 86 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 93.301Small Rural Hospital Improvement Grant VARIOUS DOH 103,411 84,948 Program

103,411 93.305 National State Based Tobacco Control VARIOUS DOH 1,041,287 562,585 Programs

1,041,287 93.314 Early Hearing Detection and Intervention VARIOUS DOH 149,259 Information System (EHDI-IS) Surveillance Program

149,259 93.323 Epidemiology and Laboratory Capacity for VARIOUS DOH 3,235,820 654,678 Infectious Diseases (ELC)

3,235,820 93.324 State Health Insurance Assistance Program VARIOUS DHS 298,008 214,881

298,008 93.336 Behavioral Risk Factor Surveillance System VARIOUS DOH 262,454

262,454 93.369 National SILC Training & Techn 16-1622 USU 55,656 TIRR Memorial Herman 93.369 SILC: Training and Technical A 18-1825 USU 64,617 TIRR Memorial Herman 93.369 ACL Independent Living State Grants VARIOUS DWS 268,109 268,109

93.369 CIL: Training and Technical As 18-1812 USU 321,990 TIRR Memorial Herman 710,372 93.432 IL NET USU-13 ILNET USU-16 USU 172,308 TIRR Memorial Herman 172,308 93.449 Ruminant Feed Ban Support Project VARIOUS DAG 29,307

29,307 93.464 ACL Assistive Technology VARIOUS USU 413,807

413,807 93.506 ACA Nationwide Program for National and VARIOUS DOH 105,893 State Background Checks for Direct Patient Access Employees of Long Term Care Facilities and Providers

105,893 93.511 Affordable Care Act (ACA) Grants to States VARIOUS INS 282,430 for Health Insurance Premium Review 93.511 Affordable Care Act (ACA) Grants to States VARIOUS DOH 379,786 for Health Insurance Premium Review

662,216

The accompanying notes are an integral part of the Schedule of 87 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 93.521The Affordable Care Act: Building VARIOUS DOH 1,009,468 281,182 Epidemiology, Laboratory, and Health Information Systems Capacity in the Epidemiology and Laboratory Capacity for Infectious Disease (ELC) and Emerging Infections Program (EIP) Cooperative Agreements;PPHF

1,009,468 93.524 Utah Act Early Ambassador VARIOUS USU 936 Association of University Centers on Disabilities 936 93.556 Promoting Safe and Stable Families VARIOUS DHS 1,854,006

1,854,006 93.563 Child Support Enforcement VARIOUS DHS 18,445,487

18,445,487 93.566 Refugee and Entrant Assistance_State VARIOUS DWS 6,032,085 3,510,718 Administered Programs

6,032,085 93.568 Low-Income Home Energy Assistance VARIOUS DWS 20,408,874 19,799,080

20,408,874 93.569 Community Services Block Grant VARIOUS DWS 3,340,019 3,177,133

3,340,019 93.576 Refugee and Entrant VARIOUS DOH 67,523 27,689 Assistance_Discretionary Grants

67,523 93.584 Refugee and Entrant Assistance_Targeted VARIOUS DWS 327,777 290,575 Assistance Grants

327,777 93.586 State Court Improvement Program VARIOUS JUD 418,371

418,371 93.590 Community-Based Child Abuse Prevention VARIOUS DHS 369,223 Grants

369,223 93.597 Grants to States for Access and Visitation VARIOUS JUD 100,000 Programs

100,000 93.599 Chafee Education and Training Vouchers VARIOUS DHS 271,402 Program (ETV)

271,402 93.600 Head Start Research Agreement WSU 1,994 Davis School District 93.600 Head Start VARIOUS DWS 88,049

93.600 Head Start VARIOUS SUU 5,419,896

5,509,939

The accompanying notes are an integral part of the Schedule of 88 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 93.603Adoption and Legal Guardianship Incentive VARIOUS DHS 689,207 Payments

689,207 93.623 Basic Center Grant VARIOUS DHS 44,539

44,539 93.630 Developmental Disabilities Basic Support VARIOUS DHS 583,163 and Advocacy Grants

583,163 93.631 Developmental Disabilities Projects of VARIOUS DHS 247,465 National Significance

247,465 93.632 University Centers for Excellence in VARIOUS USU 584,621 Developmental Disabilities Education, Research, and Service

584,621 93.643 Children's Justice Grants to States VARIOUS AG 260,588

260,588 93.645 Stephanie Tubbs Jones Child Welfare VARIOUS DHS 3,846,700 Services Program

3,846,700 93.658 Foster Care_Title IV-E VARIOUS DHS 28,108,708

28,108,708 93.659 Adoption Assistance VARIOUS DHS 10,834,486

10,834,486 93.667 Social Services Block Grant VARIOUS DWS 15,000

93.667 Social Services Block Grant VARIOUS DHS 21,802,149 2,176,549

21,817,149 93.669 Child Abuse and Neglect State Grants VARIOUS DHS 324,703

324,703 93.671 Family Violence Prevention and VARIOUS DHS 1,235,645 Services/Domestic Violence Shelter and Supportive Services

1,235,645 93.674 Chafee Foster Care Independence Program VARIOUS DHS 821,678

821,678 93.732 Mental and Behavioral Health Education VARIOUS DHS 31,198 and Training Grants

31,198 93.733 Capacity Building Assistance to Strengthen VARIOUS DOH 169,546 Public Health Immunization Infrastructure and Performance – financed in part by the Prevention and Public Health Fund (PPHF)

169,546

The accompanying notes are an integral part of the Schedule of 89 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 93.734Empowering Older Adults and Adults with VARIOUS DOH 528,293 193,369 Disabilities through Chronic Disease Self- Management Education Programs – financed by Prevention and Public Health Funds (PPHF)

528,293 93.735 State Public Health Approaches for VARIOUS DOH 73,892 Ensuring Quitline Capacity – Funded in part by Prevention and Public Health Funds (PPHF)

73,892 93.757 State and Local Public Health Actions to VARIOUS DOH 5,530,010 2,425,332 Prevent Obesity, Diabetes, Heart Disease and Stroke (PPHF)

5,530,010 93.758 Preventive Health and Health Services VARIOUS DOH 1,478,198 1,232,372 Block Grant funded solely with Prevention and Public Health Funds (PPHF)

1,478,198 93.761 Evidence-Based Falls Prevention Programs VARIOUS DOH 104,342 8,943 Financed Solely by Prevention and Public Health Funds (PPHF)

104,342 93.767 Children's Health Insurance Program VARIOUS DOH 130,406,587 698,962

130,406,587 93.788 Opioid STR VARIOUS DHS 6,027,752

6,027,752 93.815 Domestic Ebola Supplement to the VARIOUS DOH 738,668 199,658 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC).

738,668 93.817 Hospital Preparedness Program (HPP) VARIOUS DOH 28,821 22,407 Ebola Preparedness and Response Activities

28,821 93.881 The Health Insurance Enforcement and VARIOUS INS 155,611 Consumer Protections Grant Program

155,611 93.889 National Bioterrorism Hospital VARIOUS DOH 2,251,167 1,193,898 Preparedness Program

2,251,167 93.898 Cancer Prevention and Control Programs VARIOUS DOH 3,010,887 360,549 for State, Territorial and Tribal Organizations

3,010,887 93.913 Grants to States for Operation of State VARIOUS DOH 193,142 17,600 Offices of Rural Health

193,142 93.917 HIV Care Formula Grants VARIOUS DOH 7,270,969 330,640

The accompanying notes are an integral part of the Schedule of 90 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS

7,270,969 93.940 HIV Prevention Activities_Health VARIOUS DOH 825,201 182,825 Department Based

825,201 93.944 Human Immunodeficiency Virus VARIOUS DOH 160,972 (HIV)/Acquired Immunodeficiency Virus Syndrome (AIDS) Surveillance

160,972 93.945 Assistance Programs for Chronic Disease VARIOUS DOH 252,862 75,936 Prevention and Control

252,862 93.946 Cooperative Agreements to Support State- VARIOUS DOH 178,840 Based Safe Motherhood and Infant Health Initiative Programs

178,840 93.958 Block Grants for Community Mental Health VARIOUS DHS 3,967,331 2,243,599 Services

3,967,331 93.959 Block Grants for Prevention and Treatment VARIOUS DHS 17,093,393 14,521,308 of Substance Abuse

17,093,393 93.977 Preventive Health Services_Sexually VARIOUS DOH 595,761 264,143 Transmitted Diseases Control Grants

595,761 93.994 Maternal and Child Health Services Block VARIOUS DOH 6,693,253 1,950,937 Grant to the States

6,693,253 93.997 Assisted Outpatient Treatment VARIOUS DHS 726,524

726,524

Subtotal – Health and Human Services, Department of 386,447,440 95,591,347 HOUSING AND URBAN DEVELOPMENT, DEPARTMENT OF 14 Department of Housing and Urban VARIOUS USU 8,937 Development 14 Department of Housing and Urban VARIOUS UOU 197,973 36,638 Development

206,910 14.169 Housing Counseling Assistance Program VARIOUS USU 29,166

29,166 14.228 Community Development Block VARIOUS DWS 4,132,582 3,899,858 Grants/State's Program and Non- Entitlement Grants in Hawaii

4,132,582 14.230 Rental Housing Rehabilitation Loans - VARIOUS DWS 230,947 Beginning Loan Balance

230,947 14.231 Emergency Solutions Grant Program VARIOUS DWS 1,351,368 1,172,616

The accompanying notes are an integral part of the Schedule of 91 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS

1,351,368 14.239 HOME INVESTMENT PARTNERSHIP VARIOUS DWS 401,303

14.239 Program Income - HOME INVESTMENT PROGRAM INCOME DWS 3,552,912 3,325,961 PARTNERSHIP 14.239 HOME Investment Partnerships Program VARIOUS DWS 5,221,669 Loans - Loans Made 14.239 HOME Investment Partnerships Program VARIOUS DWS 69,640,003 Loans - Beginning Loan Balance

78,815,887 14.241 Housing Opportunities for Persons with VARIOUS DWS 161,116 156,862 AIDS

161,116 14.267 Continuum of Care Program VARIOUS DWS 399,750

399,750 14.275 Housing Trust Fund VARIOUS DWS 184

14.275 Housing Trust Fund Loans - Loans Made VARIOUS DWS 50,000

14.275 Housing Trust Fund Loans - Beginning VARIOUS DWS 950,000 Loan Balance

1,000,184 14.401 Fair Housing Assistance Program_State VARIOUS LBR 201,750 and Local

201,750

Subtotal – Housing and Urban Development, Department of 86,529,660 8,591,935 INTERIOR, DEPARTMENT OF THE 15 Department of the Interior VARIOUS SUU 2,869

15 Ojibwa Indian School Staff Tra VARIOUS USU 8,291 Ojibwa Indian School 15 Department of the Interior VARIOUS UOU 8,843

15 Department of the Interior VARIOUS USU 13,541

15 Trainings for Chemawa Indian S A17PC00111; USU 25,575 Chimawa Indian School 15 Department of the Interior VARIOUS DAG 229,477 203,536

15 Department of the Interior VARIOUS TAX 567,857

856,453 15.033 DOI,BIA 1544001 DOT 320 Duchesne County 320 15.159 Cultural Resources Management VARIOUS SUU 4,558

4,558 15.224 Cultural and Paleontological Resources VARIOUS UOU 15,494 Management

The accompanying notes are an integral part of the Schedule of 92 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 15.224Cultural and Paleontological Resources VARIOUS DNR 32,456 Management 15.224 Cultural and Paleontological Resources VARIOUS SUU 72,228 Management 15.224 Cultural and Paleontological Resources VARIOUS DHA 78,140 Management

198,318 15.225 Recreation Resource Management VARIOUS USU 523

15.225 Recreation Resource Management VARIOUS DNR 48,993

15.225 Recreation Resource Management VARIOUS SUU 340,809

390,325 15.228 BLM Wildland Urban Interface Community VARIOUS DNR 4,971 Fire Assistance

4,971 15.231 Fish, Wildlife and Plant Conservation VARIOUS DSU 1,737 Resource Management 15.231 Fish, Wildlife and Plant Conservation VARIOUS USU 12,001 Resource Management 15.231 Fish, Wildlife and Plant Conservation VARIOUS SUU 63,633 Resource Management 15.231 Fish, Wildlife and Plant Conservation VARIOUS DNR 10,770,313 Resource Management

10,847,684 15.236 Environmental Quality and Protection VARIOUS DEQ 51,705 Resource Management 15.236 Environmental Quality and Protection VARIOUS DNR 1,157,086 Resource Management

1,208,791 15.237 Rangeland Resource Management VARIOUS USU 28,685

28,685 15.238 Challenge Cost Share VARIOUS DSU 634

15.238 Challenge Cost Share VARIOUS UOU 1,298

15.238 Challenge Cost Share VARIOUS DNR 45,184

47,116 15.243 BLM Youth Conservation VARIOUS SUU 125,407

15.243 BLM Youth Conservation VARIOUS USU 136,679

262,086 15.250 Regulation of Surface Coal Mining and VARIOUS DNR 1,996,615 Surface Effects of Underground Coal Mining

1,996,615 15.252 Abandoned Mine Land Reclamation (AMLR) VARIOUS DNR 2,523,145

2,523,145

The accompanying notes are an integral part of the Schedule of 93 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 15.255Science and Technology Projects Related VARIOUS DNR 15,316 to Coal Mining and Reclamation

15,316 15.503 4FO09 B.O.R. - Olsen Neihart 09PG490017 DEQ 331

331 15.504 Diamond Fork Mitiagation Project 11-FC-UT-1810 DNR 3,269

15.504 Native Cutthroat Trout conservation 15FC-UT-2070 DNR 12,600

15.504 Provo River Restoration PRRP 10-FC-UT-1670 DNR 25,012

15.504 Admin and Management 10-FC-UT-1660 DNR 108,398

15.504 Utah Lake Wetland Preserve/Juab Co 10-FC-UT-1650 DNR 325,364

474,643 15.509 BOR/COLORADO RIVER BASIN SALINITY R16AC0023 DAG 941,326 863,208

941,326 15.511 BOR Data Sharing R16AC00094 DHA 5,015

15.511 CURATION OF BOR COLLECTIONS R16AP00020 UOU 28,506

33,521 15.517 Native Species Conservation R16AP000163 DNR 64,912

64,912 15.524 BOR Jordanelle R12AC40024 DNR 669,566

669,566 15.529 Razor Back Sucker R16AP00164 DNR 66,289

15.529 San Juan Non-native Lower San Juan R13AC40007 DNR 219,323

15.529 Upper Colorado River Recovery R14AP00007 DNR 1,249,504

1,535,116 15.535 Upper Colorado River Basin Fish and VARIOUS DNR 180,243 Wildlife Mitigation

180,243 15.608 Fish and Wildlife Management Assistance VARIOUS DNR 245,407

245,407 15.615 Cooperative Endangered Species VARIOUS WSU 2,320 Conservation Fund 15.615 Cooperative Endangered Species VARIOUS DNR 874,839 Conservation Fund

877,159 15.631 Partners for Fish and Wildlife VARIOUS UOU 2,374

2,374

The accompanying notes are an integral part of the Schedule of 94 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 15.634State Wildlife Grants VARIOUS DNR 665,486

665,486 15.637 2018 SRM Video Broadcast VARIOUS USU 9,410 Pheasants Forever, Inc. 15.637 BLM SAGE GROUSE INITIATIVE F11AC00387 DAG 11,495 PHEASANTS FOREVER 20,905 15.642 Challenge Cost Share VARIOUS DNR 2,085

2,085 15.650 Research Grants (Generic) VARIOUS DNR 25,782

25,782 15.652 Invasive Species VARIOUS DNR 15,500

15,500 15.655 Migratory Bird Monitoring, Assessment and VARIOUS DNR 3,331 Conservation

3,331 15.657 Endangered Species Conservation VARIOUS DNR 29,345 Recovery Implementation Funds

29,345 15.660 Endangered Species - Candidate VARIOUS DNR 38,000 Conservation Action Funds

38,000 15.676 Youth Engagement, Education, and VARIOUS USU 11,560 Employment

11,560 15.678 Cooperative Ecosystem Studies Units VARIOUS SUU 3,891

15.678 Cooperative Ecosystem Studies Units VARIOUS UOU 6,471

10,362 15.807 Earthquake Hazards Reduction Program VARIOUS DNR 63,072

15.807 Earthquake Hazards Reduction Program VARIOUS UOU 816,951

880,023 15.808 U.S. Geological Survey_ Research and VARIOUS DNR 21,426 Data Collection

21,426 15.810 National Cooperative Geologic Mapping VARIOUS SUU 3,663

15.810 National Cooperative Geologic Mapping VARIOUS DNR 157,666

161,329 15.814 National Geological and Geophysical Data VARIOUS DNR 61,825 Preservation

61,825

The accompanying notes are an integral part of the Schedule of 95 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 15.817National Geospatial Program: Building The VARIOUS DTS 479,776 National Map

479,776 15.818 Volcano Hazards Program Research and VARIOUS UOU 313,166 Monitoring

313,166 15.904 Historic Preservation Fund Grants-In-Aid VARIOUS DHA 740,337 148,460

740,337 15.916 Outdoor Recreation_Acquisition, VARIOUS DNR 301,053 Development and Planning

301,053 15.931 Conservation Activities by Youth Service VARIOUS USU 155,369 Organizations

155,369 15.944 Natural Resource Stewardship VARIOUS DNR 20,311

20,311 15.945 Cooperative Research and Training VARIOUS UOU 19,798 Programs – Resources of the National Park System 15.945 Cooperative Research and Training VARIOUS DSU 54,982 Programs – Resources of the National Park System 15.945 Cooperative Research and Training VARIOUS SUU 577,207 Programs – Resources of the National Park System

651,987 15.980 National Ground-Water Monitoring Network VARIOUS DNR 49,539

49,539 15.981 Water Use and Data Research VARIOUS DNR 100,000

100,000

Subtotal – Interior, Department of the 28,167,478 1,215,204 JUSTICE, DEPARTMENT OF 16 NDAA PROSECUTOR TRAINING 001 UOU -35,588 NATL DISTRICT ATTORNEYS ASSOCIATION 16 Department of Justice VARIOUS DPS 3,363 3,363

16 Department of Justice VARIOUS INS 6,331

16 Sexual Assault Kit Backlog Elimination 5DA023001 DPS 1,105,755 Program District Attorney, New York City 16 Department of Justice VARIOUS UNG 4,489,930

5,569,791 16.017 Sexual Assault Services Formula Program VARIOUS GOV 386,316 354,730

386,316

The accompanying notes are an integral part of the Schedule of 96 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 16.320AAU TIP Various UOU 3,444 ASIAN ASSOCIATION OF UTAH 16.320Services for Trafficking Victims VARIOUS AG 171,086

174,530 16.523 Juvenile Accountability Block Grants VARIOUS GOV 206,039

206,039 16.525 Grants to Reduce Domestic Violence, VARIOUS USU 73,967 Dating Violence, Sexual Assault, and Stalking on Campus

73,967 16.540 Juvenile Justice and Delinquency VARIOUS GOV 280,282 38,023 Prevention_Allocation to States

280,282 16.543 Missing Children's Assistance VARIOUS AG 300,304

300,304 16.550 State Justice Statistics Program for VARIOUS GOV 273,098 Statistical Analysis Centers

273,098 16.575 Crime Victim Assistance VARIOUS GOV 10,916,298 9,337,455

10,916,298 16.576 Crime Victim Compensation VARIOUS GOV 2,690,450 0

2,690,450 16.582 Crime Victim Assistance/Discretionary VARIOUS GOV 95,408 Grants

95,408 16.585 Drug Court Discretionary Grant Program VARIOUS DHS 349,004

349,004 16.588 Violence Against Women Formula Grants VARIOUS GOV 1,401,852 1,061,528

1,401,852 16.593 Residential Substance Abuse Treatment VARIOUS GOV 56,327 50,365 for State Prisoners

56,327 16.726 4-H Mentoring - NMP Lead Advis FFY16 2017-FX-00162 USU 901 National 4-H Council 16.726 National Mentoring Program VII 2017-JU-FX-0016 USU 19,990 National 4-H Council 16.726 National Mentoring Program VII 2016-JU-FX-0022 USU 110,589 National 4-H Council 16.726 4-H Mentoring - NMP Lead Advis VARIOUS USU 139,110 National 4-H Council 16.726 Juvenile Mentoring Program VARIOUS USU 148,467

419,057 16.734 Special Data Collections and Statistical VARIOUS DPS 21,325 21,325 Studies

The accompanying notes are an integral part of the Schedule of 97 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS

21,325 16.738 Edward Byrne Memorial Justice Assistance VARIOUS GOV 1,110,347 671,934 Grant Program

1,110,347 16.741 DNA Backlog Reduction Program VARIOUS DPS 367,367

367,367 16.742 Paul Coverdell Forensic Sciences VARIOUS DPS 58,781 19,528 Improvement Grant Program

58,781 16.751 Edward Byrne Memorial Competitive Grant VARIOUS GOV 21,037 21,037 Program 16.751 2017 FJRI 2014-ZBBX-K001 GOV 263,342 Federal Justice Reinvestment Initiative (FJRI) 284,379 16.758 OJJDP FY17 Victims of Child Abuse 2015-CI-FX-K001 AG 128,236 83,991 (VOCA) Children's Advocay Centers National Children's Alliance National Subgrants Program

128,236 16.812 Second Chance Act Reentry Initiative VARIOUS DHS 114,880

114,880 16.813 NICS Act Record Improvement Program VARIOUS GOV 552,500

552,500 16.816 John R. Justice Prosecutors and Defenders VARIOUS AG 35,263 Incentive Act

35,263 16.833 National Sexual Assault Kit Initiative VARIOUS GOV 525,667 37,715

525,667 16.922 Equitable Sharing Program VARIOUS DPS 1,074,368

1,074,368

Subtotal – Justice, Department of 27,465,836 11,700,994 LABOR, DEPARTMENT OF 17 Department of Labor VARIOUS UOU 84,162

84,162 17.002 Labor Force Statistics VARIOUS DWS 1,253,878

1,253,878 17.005 Compensation and Working Conditions VARIOUS LBR 89,695

89,695 17.225 Unemployment Insurance VARIOUS DWS 2,370,201

17.225 Unemployment Insurance VARIOUS DWS 27,446,240

The accompanying notes are an integral part of the Schedule of 98 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 17.225STATE FUNDED UNEMPLOYMENT VARIOUS DWS 154,851,785 EXPENDITURES UI

184,668,226 17.235 Senior Community Service Employment VARIOUS DHS 437,810 392,490 Program

437,810 17.245 Trade Adjustment Assistance VARIOUS DWS 1,424,470

1,424,470 17.271 Work Opportunity Tax Credit Program VARIOUS DWS 227,136 (WOTC)

227,136 17.273 Temporary Labor Certification for Foreign VARIOUS DWS 124,217 Workers

124,217 17.274 Youthbuild VARIOUS OWATC 488,032

488,032 17.281 WIA/WIOA Dislocated Worker National VARIOUS DWS 18,386 Reserve Technical Assistance and Training

18,386 17.282 Trade Adjustment Assistance Community VARIOUS WSU 34,655 College and Career Training (TAACCCT) Grants 17.282 Trade Adjustment Assistance Community VARIOUS SLCC 668,400 College and Career Training (TAACCCT) Grants

703,055 17.285 Apprenticeship USA Grants VARIOUS DWS 85,544

85,544 17.503 Occupational Safety and Health_State VARIOUS LBR 1,528,800 Program

1,528,800 17.504 Consultation Agreements VARIOUS LBR 644,900

644,900 17.600 Mine Health and Safety Grants VARIOUS USU 178,927

178,927

Subtotal – Labor, Department of 191,957,238 392,490 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43 RASC-AL ROBO-OPS NASA PLANETARY RASCAL201017808CH14274 UOU 1,764 ROVER COMPETITION NATIONAL INSTITUTE OF AEROSPACE 43 National Aeronautics and Space VARIOUS DEQ 4,842 Administration 43 National Aeronautics and Space VARIOUS UOU 11,616 Administration 43 National Aeronautics and Space VARIOUS SUU 24,067 Administration

The accompanying notes are an integral part of the Schedule of 99 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS

42,289 43.001 Science Subcontract #748853 WSU 18,279 University of Washington 43.001 Science VARIOUS WSU 18,534

43.001 Science VARIOUS UOU 34,181

43.001 Science VARIOUS USU 60,905

131,899 43.003 Creative 3D Plant Optimization XHAB 2018-11 USU 3,500 3,500 National Space Grant Foundation 43.003 Creative 3D Plant Optimization XHAB 2018-11 USU 4,565 National Space Grant Foundation 8,065 43.008 Education VARIOUS UOU 783,741 614,123

783,741 43.009 Cross Agency Support VARIOUS USU 64,910

64,910 43.012 Space Technology VARIOUS UOU 73,356

43.012 US-COMP INSTITUTE 1607060Z10 UOU 189,768 24,531 MICHIGAN TECHNOLOGICAL UNIVERSITY 263,124

Subtotal – National Aeronautics and Space Administration 1,294,028 642,154 NATIONAL ARCHIVES AND RECORDS ADMINISTRATION 89.003 National Historical Publications and VARIOUS DAS 39,297 Records Grants

39,297

Subtotal – National Archives and Records Administration 39,297 NATIONAL SCIENCE FOUNDATION 47.076 Education and Human Resources VARIOUS UVU 98,544

98,544

Subtotal – National Science Foundation 98,544 NUCLEAR REGULATORY COMMISSION 77.008 U.S. Nuclear Regulatory Commission VARIOUS UOU 97,133 Scholarship and Fellowship Program

97,133

Subtotal – Nuclear Regulatory Commission 97,133 SECURITIES AND EXCHANGE COMMISSION 58.001 Securities_Investigation of Complaints and VARIOUS UOU 95,866 SEC Information

95,866

The accompanying notes are an integral part of the Schedule of 100 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS

Subtotal – Securities and Exchange Commission 95,866 SMALL BUSINESS ADMINISTRATION 59.037 Small Business Development Centers VARIOUS USU 1,477,444 1,153,078

1,477,444 59.061 State Trade Expansion VARIOUS GOED 148,493

148,493

Subtotal – Small Business Administration 1,625,937 1,153,078 SOCIAL SECURITY ADMINISTRATION 96 Social Security Administration VARIOUS DWS 5,253,843

5,253,843 96.008 Social Security - Work Incentives Planning VARIOUS DWS 110,000 and Assistance Program

110,000

Subtotal – Social Security Administration 5,363,843 STATE, DEPARTMENT OF 19 FULBRIGHT STUDENT PROGRAM 3216UOU1.16.17 UOU 41,943 INSTITUTE OF INTERNATIONAL EDUCATION 19 FULBRIGHT STUDENT PROGRAM INST OF INTL ED-PRELIM-10049383 UOU 82,552 INSTITUTE OF INTERNATIONAL EDUCATION 124,495 19.009 UGRAD 2016-2017 FY15-3044-01 UOU 58,357 INTL RESEARCH & EXCHANGES BOARD 19.009 UGRAD MARCH 2018 UGRAD PAKISTAN FY16-3062-01 UOU 85,894 INTL RESEARCH & EXCHANGES BOARD 19.009 UGRAD 2016-2017 FY15-3044-01 UOU 154,632 INTL RESEARCH & EXCHANGES BOARD 298,883

Subtotal – State, Department of 423,378 TRANSPORTATION, DEPARTMENT OF 20 Department of Transportation VARIOUS TAX 13,619

20 Department of Transportation VARIOUS UOU 1,676,749

1,690,368 20.106 Airport Improvement Program VARIOUS DOT 105,928

105,928 20.200 Highway Research and Development VARIOUS DOT 85 Program

85 20.215 Highway Training and Education VARIOUS DOT 4,594

4,594

The accompanying notes are an integral part of the Schedule of 101 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 20.218Motor Carrier Safety Assistance VARIOUS DOT 2,831,689

2,831,689 20.231 Performance and Registration Information VARIOUS DOT 3,349 Systems Management

3,349 20.232 Commercial Driver's License Program VARIOUS DPS 52,194 Improvement Grant

52,194 20.237 Motor Carrier Safety Assistance High VARIOUS DOT 377,812 Priority Activities Grants and Cooperative Agreements

377,812 20.509 Formula Grants for Rural Areas VARIOUS DOT 4,696,406 3,517,042

4,696,406 20.528 Rail Fixed Guideway Public Transportation VARIOUS DOT 395,757 System State Safety Oversight Formula Grant Program

395,757 20.614 National Highway Traffic Safety VARIOUS DPS 101,408 Administration (NHTSA) Discretionary Safety Grants

101,408 20.700 Pipeline Safety Program State Base Grant VARIOUS CRC 361,861

361,861 20.703 Interagency Hazardous Materials Public VARIOUS DPS 214,707 67,738 Sector Training and Planning Grants

214,707

Subtotal – Transportation, Department of 10,836,158 3,584,780 TREASURY, DEPARTMENT OF THE 21.008 Low Income Taxpayer Clinics VARIOUS UOU 97,947

97,947

Subtotal – Treasury, Department of the 97,947 VETERANS AFFAIRS, DEPARTMENT OF 64 Department of Veterans Affairs VARIOUS DSU 894

64 Department of Veterans Affairs VARIOUS DEQ 74,326

64 Department of Veterans Affairs VARIOUS DVA 206,089 19,200

64 Department of Veterans Affairs VARIOUS UOU 8,956,445

9,237,754 64.012 Veterans Prescription Service VARIOUS DVA 644,136

644,136

The accompanying notes are an integral part of the Schedule of 102 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2018

Award/Contract Program Provided to CFDA Name Name of Pass-through Entity Agency Total Expenditures Subrecipients

OTHER PROGRAMS 64.015Veterans State Nursing Home Care VARIOUS DVA 26,311,897

26,311,897 64.034 VA Assistance to United States Paralympic VARIOUS UOU 25,400 Integrated Adaptive Sports Program

25,400 64.101 Burial Expenses Allowance for Veterans VARIOUS DVA 223,521

223,521

Subtotal – Veterans Affairs, Department of 36,442,708 19,200 VIETNAM EDUCATION FOUNDATION 85.802 Fellowship Program VARIOUS UOU 36,728

36,728

Subtotal – Vietnam Education Foundation 36,728

TOTAL FEDERAL EXPENDITURES 6,211,119,547 808,499,299

The accompanying notes are an integral part of the Schedule of 103 Expenditures of Federal Awards

(This page intentionally left blank)

104

SCHEDULE OF EXPENDITURES

OF FEDERAL AWARDS

By State Agency

 Primary Government Page 106  Component Units Page 124

105 State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT ADMINISTRATIVE SERVICES, DEPARTMENT OF

39.003Donation of Federal Surplus Personal Property VARIOUS 191,032

89.003 National Historical Publications and Records VARIOUS 39,297 Grants

Subtotal – Administrative Services, Department Of 230,329

AGRICULTURE AND FOOD, DEPARTMENT OF

10.025Plant and Animal Disease, Pest Control, and VARIOUS 351,807 Animal Care 10.069 Conservation Reserve Program VARIOUS 405,592

10.162 Inspection Grading and Standardization VARIOUS 247,562

10.163 Market Protection and Promotion VARIOUS 142,006

10.170 Specialty Crop Block Grant Program - Farm Bill VARIOUS 210,726 78,639

10.435 State Mediation Grants VARIOUS 4,761

10.475 Cooperative Agreements with States for VARIOUS 1,344,876 Intrastate Meat and Poultry Inspection 10.923 Emergency Watershed Protection Program VARIOUS 164,442 153,683

15 Department of the Interior VARIOUS 229,477 203,536

15.509 BOR/COLORADO RIVER BASIN SALINITY R16AC0023 941,326 863,208

15.637 BLM SAGE GROUSE INITIATIVE F11AC00387 11,495 PHEASANTS FOREVER 66.700 Consolidated Pesticide Enforcement VARIOUS 393,933 Cooperative Agreements 93 US FDA Training Grant G-ME-1710-01020 2,670 ASSOCIATION OF FOOD AND DRUG ORGANIZATIONS 93 US FDA Training Grant G-HF-1701-00304 5,700 ASSOCIATION OF FOOD AND DRUG ORGANIZATIONS 93.103 Food and Drug Administration_Research VARIOUS 1,062,807 36,768

93.449 Ruminant Feed Ban Support Project VARIOUS 29,307

Subtotal – Agriculture And Food, Department Of 5,548,487 1,335,834

ATTORNEY GENERAL

16.320Services for Trafficking Victims VARIOUS 171,086

16.543 Missing Children's Assistance VARIOUS 300,304

The accompanying notes are an integral part of the Schedule of 106 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 16.758OJJDP FY17 Victims of Child Abuse (VOCA) 2015-CI-FX-K001 128,236 83,991 Children's Advocay Centers National Subgrants National Children's Alliance Program 16.816 John R. Justice Prosecutors and Defenders VARIOUS 35,263 Incentive Act 93.643 Children's Justice Grants to States VARIOUS 260,588

93.775 State Medicaid Fraud Control Units VARIOUS 1,555,691

Subtotal – Attorney General 2,451,168 83,991

COMMERCE, DEPARTMENT OF

20.700Pipeline Safety Program State Base Grant VARIOUS 361,861

Subtotal – Commerce, Department Of 361,861

EDUCATION, UTAH STATE BOARD OF

10.553School Breakfast Program VARIOUS 22,743,391 22,743,391

10.555National School Lunch Program In-kind Commodities 15,725,427 15,725,427

10.555National School Lunch Program VARIOUS 127,799,004 127,370,902

10.556Special Milk Program for Children VARIOUS 52,344 52,344

10.558 Child and Adult Care Food Program VARIOUS 2,439,689 2,439,689

10.559 Summer Food Service Program for Children VARIOUS 1,053,825 1,021,140

10.560 State Administrative Expenses for Child Nutrition VARIOUS 2,516,882

10.568 Emergency Food Assistance Program VARIOUS 584,125 584,125 (Administrative Costs) 10.569 Emergency Food Assistance Program (Food VARIOUS 3,544,051 3,544,051 Commodities) 10.579 Child Nutrition Discretionary Grants Limited VARIOUS 99,692 99,692 Availability 10.582 Fresh Fruit and Vegetable Program VARIOUS 2,100,589 2,100,589

84.002 Adult Education - Basic Grants to States VARIOUS 3,287,291 2,862,824

84.010 Title I Grants to Local Educational Agencies VARIOUS 99,560,284 98,673,124

84.011 Migrant Education_State Grant Program VARIOUS 2,246,461 2,091,755

84.013 Title I State Agency Program for Neglected and VARIOUS 1,042,769 950,694 Delinquent Children and Youth 84.027 Special Education_Grants to States VARIOUS 144,624,684 144,624,684

The accompanying notes are an integral part of the Schedule of 107 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 84.048Career and Technical Education -- Basic Grants VARIOUS 16,961,114 15,704,102 to States 84.144Migrant Education_Coordination Program VARIOUS 40,865

84.173 Special Education_Preschool Grants VARIOUS 4,387,936 4,387,936

84.196 Education for Homeless Children and Youth VARIOUS 477,034 390,133

84.206 Javits Gifted and Talented Students Education VARIOUS 285,372 92,716

84.287 Twenty-First Century Community Learning VARIOUS 8,481,359 8,266,934 Centers 84.323 Special Education - State Personnel VARIOUS 486,614 372,001 Development 84.325 CEEDAR H325A120003 48,478 47,826 University of Florida 84.326 Special Education_Technical Assistance and VARIOUS 98,330 Dissemination to Improve Services and Results for Children with Disabilities 84.358 Rural Education VARIOUS 181,933 181,011

84.365 English Language Acquisition State Grants VARIOUS 5,412,656 5,242,137

84.366 Mathematics and Science Partnerships VARIOUS 919,007 919,007

84.367 Supporting Effective Instruction State Grants VARIOUS 16,725,218 16,246,898

84.369 Grants for State Assessments and Related VARIOUS 4,443,545 71,628 Activities 84.372 Statewide Longitudinal Data Systems VARIOUS 974,437

84.377 School Improvement Grants VARIOUS 3,410,306 3,025,014

84.424 Student Support and Academic Enrichment VARIOUS 16,900 10,196 Program 84.902 National Assessment of Educational Progress VARIOUS 187,640 (NAEP) Secondary Analysis

Subtotal – Education, Utah State Board Of 492,959,252 479,841,970

ENVIRONMENTAL QUALITY, DEPARTMENT OF

12.113State Memorandum of Agreement Program for VARIOUS 695,641 the Reimbursement of Technical Services 12.630 4EC16 ECOS ITRC-16-UT 5,000 Environmental Council of States 15.236 Environmental Quality and Protection Resource VARIOUS 51,705 Management 15.503 4FO09 B.O.R. - Olsen Neihart 09PG490017 331

43 National Aeronautics and Space Administration VARIOUS 4,842

The accompanying notes are an integral part of the Schedule of 108 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 64Department of Veterans Affairs VARIOUS 74,326

66.034 Surveys, Studies, Research, Investigations, VARIOUS 490,550 73,061 Demonstrations, and Special Purpose Activities Relating to the Clean Air Act 66.039 National Clean Diesel Emissions Reduction VARIOUS 880,065 710,625 Program 66.202 Congressionally Mandated Projects VARIOUS 696,839 629,488

66.419 Water Pollution Control State, Interstate, and VARIOUS 162,231 Tribal Program Support 66.454 Water Quality Management Planning VARIOUS 119,349

66.458 Capitalization Grants for Clean Water State VARIOUS 6,386,954 6,043,915 Revolving Funds 66.460 Nonpoint Source Implementation Grants VARIOUS 1,088,029 468,141

66.461 Regional Wetland Program Development Grants VARIOUS 125,105

66.468 Capitalization Grants for Drinking Water State VARIOUS 9,261,866 6,660,060 Revolving Funds 66.605 Performance Partnership Grants VARIOUS 7,579,713 436,675

66.608 Environmental Information Exchange Network VARIOUS 158,777 Grant Program and Related Assistance 66.802 Superfund State, Political Subdivision, and VARIOUS 1,357,156 Indian Tribe Site-Specific Cooperative Agreements 66.804 Underground Storage Tank Prevention, VARIOUS 364,284 Detection and Compliance Program 66.805 Leaking Underground Storage Tank Trust Fund VARIOUS 679,655 Corrective Action Program 66.813 4EC16 ECOS ITRC-16-UT 5,000 Environmental Council of States 66.817 State and Tribal Response Program Grants VARIOUS 436,132

81.104 Environmental Remediation and Waste VARIOUS 4,410 Processing and Disposal 81.106 5WP15 Waste Isolation Pilot Plant 30-312-08 WIPP 120,832 Western Governor's Association 81.136 Long-Term Surveillance and Maintenance VARIOUS 10,734

81.502 4EC16 ECOS ITRC-16-UT 5,000 Environmental Council of States

Subtotal – Environmental Quality, Department Of 30,764,526 15,021,965

GOVERNOR'S OFFICE

16.017Sexual Assault Services Formula Program VARIOUS 386,316 354,730

16.523 Juvenile Accountability Block Grants VARIOUS 206,039

The accompanying notes are an integral part of the Schedule of 109 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 16.540Juvenile Justice and Delinquency VARIOUS 280,282 38,023 Prevention_Allocation to States 16.550 State Justice Statistics Program for Statistical VARIOUS 273,098 Analysis Centers 16.575 Crime Victim Assistance VARIOUS 10,916,298 9,337,455

16.576 Crime Victim Compensation VARIOUS 2,690,450 0

16.582 Crime Victim Assistance/Discretionary Grants VARIOUS 95,408

16.588 Violence Against Women Formula Grants VARIOUS 1,401,852 1,061,528

16.593 Residential Substance Abuse Treatment for VARIOUS 56,327 50,365 State Prisoners 16.738 Edward Byrne Memorial Justice Assistance VARIOUS 1,110,347 671,934 Grant Program 16.751 Edward Byrne Memorial Competitive Grant VARIOUS 21,037 21,037 Program 16.751 2017 FJRI 2014-ZBBX-K001 263,342 Federal Justice Reinvestment Initiative (FJRI) 16.813 NICS Act Record Improvement Program VARIOUS 552,500

16.833 National Sexual Assault Kit Initiative VARIOUS 525,667 37,715

81.041 State Energy Program Loans - Beginning Loan VARIOUS 1,995,277 Balance 90.401 Help America Vote Act Requirements Payments VARIOUS 13,740

Subtotal – Governor's Office 20,787,980 11,572,787

GOVERNOR'S OFFICE OF ECONOMIC DEVELOPMENT

12.002Procurement Technical Assistance For Business VARIOUS 445,751 Firms 59.061 State Trade Expansion VARIOUS 148,493

Subtotal – Governor's Office Of Economic Development 594,244

GOVERNOR'S OFFICE OF ENERGY

12.610Community Economic Adjustment Assistance VARIOUS 330,281 330,281 for Compatible Use and Joint Land Use Studies 81.041 State Energy Program VARIOUS 336,226 58,902

Subtotal – Governor's Office Of Energy 666,507 389,183

HEALTH, DEPARTMENT OF

10.557Special Supplemental Nutrition Program for VARIOUS 38,514,482 36,213,633 Women, Infants, and Children 10.565Commodity Supplemental Food Program VARIOUS 209,993

The accompanying notes are an integral part of the Schedule of 110 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 10.578WIC Grants to States (WGS) VARIOUS 1,952,212 437,960

84.181Special Education-Grants for Infants and VARIOUS 5,512,763 4,473,904 Families 93Department of Health and Human Services VARIOUS 158,339

93.068 Chronic Diseases: Research, Control, and VARIOUS 150,069 Prevention 93.069 Public Health Emergency Preparedness VARIOUS 6,686,249 4,214,453

93.070 Environmental Public Health and Emergency VARIOUS 2,076,184 561,530 Response 93.073 Birth Defects and Developmental Disabilities - VARIOUS 249,378 Prevention and Surveillance 93.074 Hospital Preparedness Program (HPP) and VARIOUS 8,794 2,421 Public Health Emergency Preparedness (PHEP) Aligned Cooperative Agreements 93.079 Cooperative Agreements to Promote Adolescent VARIOUS 54,120 Health through School-Based HIV/STD Prevention and School-Based Surveillance 93.092 Affordable Care Act (ACA) Personal VARIOUS 823,085 756,618 Responsibility Education Program 93.094 Well-Integrated Screening and Evaluation for VARIOUS 2,129,626 970,866 Women Across the Nation 93.110 Maternal and Child Health Federal Consolidated VARIOUS 569,913 261,129 Programs 93.116 Project Grants and Cooperative Agreements for VARIOUS 268,545 133,033 Tuberculosis Control Programs 93.127 Emergency Medical Services for Children VARIOUS 108,085 64,811

93.130 Cooperative Agreements to States/Territories for VARIOUS 211,139 36,500 the Coordination and Development of Primary Care Offices 93.136 Injury Prevention and Control Research and VARIOUS 3,438,938 973,661 State and Community Based Programs 93.184 Disabilities Prevention VARIOUS 152,306

93.235 Affordable Care Act (ACA) Abstinence VARIOUS 597,936 589,915 Education Program 93.240 State Capacity Building VARIOUS 237,459

93.241 State Rural Hospital Flexibility Program VARIOUS 371,942 136,454

93.251 Universal Newborn Hearing Screening VARIOUS 231,202 54,281

93.268 Immunization Cooperative Agreements VARIOUS 29,894,285 27,759,107

93.270 Adult Viral Hepatitis Prevention and Control VARIOUS 55,943

93.283 Centers for Disease Control and VARIOUS 584,140 130,148 Prevention_Investigations and Technical Assistance

The accompanying notes are an integral part of the Schedule of 111 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 93.296State Partnership Grant Program to Improve VARIOUS 183,546 38,328 Minority Health 93.301 Small Rural Hospital Improvement Grant VARIOUS 103,411 84,948 Program 93.305 National State Based Tobacco Control Programs VARIOUS 1,041,287 562,585

93.314 Early Hearing Detection and Intervention VARIOUS 149,259 Information System (EHDI-IS) Surveillance Program 93.323 Epidemiology and Laboratory Capacity for VARIOUS 3,235,820 654,678 Infectious Diseases (ELC) 93.336 Behavioral Risk Factor Surveillance System VARIOUS 262,454

93.505 Affordable Care Act (ACA) Maternal, Infant, and VARIOUS 198,181 171,126 Early Childhood Home Visiting Program 93.506 ACA Nationwide Program for National and State VARIOUS 105,893 Background Checks for Direct Patient Access Employees of Long Term Care Facilities and Providers 93.511 Affordable Care Act (ACA) Grants to States for VARIOUS 379,786 Health Insurance Premium Review 93.521 The Affordable Care Act: Building Epidemiology, VARIOUS 1,009,468 281,182 Laboratory, and Health Information Systems Capacity in the Epidemiology and Laboratory Capacity for Infectious Disease (ELC) and Emerging Infections Program (EIP) Cooperative Agreements;PPHF 93.576 Refugee and Entrant Assistance_Discretionary VARIOUS 67,523 27,689 Grants 93.733 Capacity Building Assistance to Strengthen VARIOUS 169,546 Public Health Immunization Infrastructure and Performance – financed in part by the Prevention and Public Health Fund (PPHF) 93.734 Empowering Older Adults and Adults with VARIOUS 528,293 193,369 Disabilities through Chronic Disease Self- Management Education Programs – financed by Prevention and Public Health Funds (PPHF) 93.735 State Public Health Approaches for Ensuring VARIOUS 73,892 Quitline Capacity – Funded in part by Prevention and Public Health Funds (PPHF) 93.757 State and Local Public Health Actions to Prevent VARIOUS 5,530,010 2,425,332 Obesity, Diabetes, Heart Disease and Stroke (PPHF) 93.758 Preventive Health and Health Services Block VARIOUS 1,478,198 1,232,372 Grant funded solely with Prevention and Public Health Funds (PPHF) 93.761 Evidence-Based Falls Prevention Programs VARIOUS 104,342 8,943 Financed Solely by Prevention and Public Health Funds (PPHF) 93.767 Children's Health Insurance Program VARIOUS 130,406,587 698,962

93.777 State Survey and Certification of Health Care VARIOUS 3,929,689 Providers and Suppliers (Title XVIII) Medicare 93.778 Medical Assistance Program VARIOUS 9,164,791

The accompanying notes are an integral part of the Schedule of 112 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 93.778Medical Assistance Program VARIOUS 1,816,879,244 29,132,233

93.815Domestic Ebola Supplement to the VARIOUS 738,668 199,658 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC). 93.817 Hospital Preparedness Program (HPP) Ebola VARIOUS 28,821 22,407 Preparedness and Response Activities 93.870 Maternal, Infant and Early Childhood Home VARIOUS 2,078,925 1,723,996 Visiting Grant Program 93.889 National Bioterrorism Hospital Preparedness VARIOUS 2,251,167 1,193,898 Program 93.898 Cancer Prevention and Control Programs for VARIOUS 3,010,887 360,549 State, Territorial and Tribal Organizations 93.913 Grants to States for Operation of State Offices VARIOUS 193,142 17,600 of Rural Health 93.917 HIV Care Formula Grants VARIOUS 7,270,969 330,640

93.940 HIV Prevention Activities_Health Department VARIOUS 825,201 182,825 Based 93.944 Human Immunodeficiency Virus (HIV)/Acquired VARIOUS 160,972 Immunodeficiency Virus Syndrome (AIDS) Surveillance 93.945 Assistance Programs for Chronic Disease VARIOUS 252,862 75,936 Prevention and Control 93.946 Cooperative Agreements to Support State- VARIOUS 178,840 Based Safe Motherhood and Infant Health Initiative Programs 93.977 Preventive Health Services_Sexually VARIOUS 595,761 264,143 Transmitted Diseases Control Grants 93.994 Maternal and Child Health Services Block Grant VARIOUS 6,693,253 1,950,937 to the States

Subtotal – Health, Department Of 2,094,527,815 119,604,760

HERITAGE AND ARTS, DEPARTMENT OF

10.902Soil and Water Conservation VARIOUS 10,000

15.224 Cultural and Paleontological Resources VARIOUS 78,140 Management 15.511 BOR Data Sharing R16AC00094 5,015

15.904 Historic Preservation Fund Grants-In-Aid VARIOUS 740,337 148,460

45 Federal Council on the Arts and the Humanities VARIOUS 822,273

45.025 Promotion of the Arts_Partnership Agreements VARIOUS 734,206 697,936

45.310 Grants to States VARIOUS 1,625,533 209,309

94.006 AmeriCorps VARIOUS 3,857,550 3,409,419

94.021 Volunteer Generation Fund VARIOUS 75,305

The accompanying notes are an integral part of the Schedule of 113 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT

Subtotal – Heritage And Arts, Department Of 7,948,359 4,465,124

HUMAN SERVICES, DEPARTMENT OF

16.585Drug Court Discretionary Grant Program VARIOUS 349,004

16.812 Second Chance Act Reentry Initiative VARIOUS 114,880

17.235 Senior Community Service Employment Program VARIOUS 437,810 392,490

93.041 Special Programs for the Aging_Title VII, VARIOUS 6,679 6,679 Chapter 3_Programs for Prevention of Elder Abuse, Neglect, and Exploitation 93.042 Special Programs for the Aging_Title VII, VARIOUS 123,927 89,517 Chapter 2_Long Term Care Ombudsman Services for Older Individuals 93.043 Special Programs for the Aging_Title III, Part VARIOUS 121,573 121,573 D_Disease Prevention and Health Promotion Services 93.044 Special Programs for the Aging_Title III, Part VARIOUS 2,346,814 2,229,485 B_Grants for Supportive Services and Senior Centers 93.045 Special Programs for the Aging_Title III, Part VARIOUS 4,629,007 4,163,433 C_Nutrition Services 93.048 Special Programs for the Aging_Title IV_and VARIOUS 263,642 221,816 Title II_Discretionary Projects 93.052 National Family Caregiver Support, Title III, Part VARIOUS 1,097,735 1,097,735 E 93.053 Nutrition Services Incentive Program VARIOUS 1,500,005 1,500,005

93.071 Medicare Enrollment Assistance Program VARIOUS 192,257 173,399

93.104 Comprehensive Community Mental Health VARIOUS 1,124,034 Services for Children with Serious Emotional Disturbances (SED) 93.150 Projects for Assistance in Transition from VARIOUS 576,429 Homelessness (PATH) 93.243 Substance Abuse and Mental Health VARIOUS 5,984,828 Services_Projects of Regional and National Significance 93.324 State Health Insurance Assistance Program VARIOUS 298,008 214,881

93.556 Promoting Safe and Stable Families VARIOUS 1,854,006

93.563 Child Support Enforcement VARIOUS 18,445,487

93.590 Community-Based Child Abuse Prevention VARIOUS 369,223 Grants 93.599 Chafee Education and Training Vouchers VARIOUS 271,402 Program (ETV) 93.603 Adoption and Legal Guardianship Incentive VARIOUS 689,207 Payments 93.623 Basic Center Grant VARIOUS 44,539

The accompanying notes are an integral part of the Schedule of 114 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 93.630Developmental Disabilities Basic Support and VARIOUS 583,163 Advocacy Grants 93.631 Developmental Disabilities Projects of National VARIOUS 247,465 Significance 93.645 Stephanie Tubbs Jones Child Welfare Services VARIOUS 3,846,700 Program 93.658 Foster Care_Title IV-E VARIOUS 28,108,708

93.659 Adoption Assistance VARIOUS 10,834,486

93.667 Social Services Block Grant VARIOUS 21,802,149 2,176,549

93.669 Child Abuse and Neglect State Grants VARIOUS 324,703

93.671 Family Violence Prevention and VARIOUS 1,235,645 Services/Domestic Violence Shelter and Supportive Services 93.674 Chafee Foster Care Independence Program VARIOUS 821,678

93.732 Mental and Behavioral Health Education and VARIOUS 31,198 Training Grants 93.788 Opioid STR VARIOUS 6,027,752

93.958 Block Grants for Community Mental Health VARIOUS 3,967,331 2,243,599 Services 93.959 Block Grants for Prevention and Treatment of VARIOUS 17,093,393 14,521,308 Substance Abuse 93.997 Assisted Outpatient Treatment VARIOUS 726,524

Subtotal – Human Services, Department Of 136,491,391 29,152,469

INSURANCE, DEPARTMENT OF

16Department of Justice VARIOUS 6,331

93.511 Affordable Care Act (ACA) Grants to States for VARIOUS 282,430 Health Insurance Premium Review 93.881 The Health Insurance Enforcement and VARIOUS 155,611 Consumer Protections Grant Program

Subtotal – Insurance, Department Of 444,372

JUDICIAL BRANCH

93.586State Court Improvement Program VARIOUS 418,371

93.597 Grants to States for Access and Visitation VARIOUS 100,000 Programs

Subtotal – Judicial Branch 518,371

LABOR COMMISSION

14.401Fair Housing Assistance Program_State and VARIOUS 201,750 Local

The accompanying notes are an integral part of the Schedule of 115 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 17.005Compensation and Working Conditions VARIOUS 89,695

17.503 Occupational Safety and Health_State Program VARIOUS 1,528,800

17.504 Consultation Agreements VARIOUS 644,900

30.001 Employment Discrimination_Title VII of the Civil VARIOUS 333,180 Rights Act of 1964

Subtotal – Labor Commission 2,798,325

NATURAL RESOURCES, DEPARTMENT OF

10Department of Agriculture VARIOUS 16,800

10.500 Cooperative Extension Service VARIOUS 10,800

10.664 Cooperative Forestry Assistance VARIOUS 4,984,946 317,509

10.676 Forest Legacy Program VARIOUS 34,476

10.680 Forest Health Protection VARIOUS 59,116

10.691 Good Neighbor Authority VARIOUS 22,422

10.699 Partnership Agreements VARIOUS 48,613

10.902 Soil and Water Conservation VARIOUS 82,407

10.914 Wildlife Habitat Incentive Program VARIOUS 135,008

10.916 Watershed Rehabilitation Program VARIOUS 1,670,092

10.932 Regional Conservation Partnership Program VARIOUS 190,453

12.615 Research and Technical Assistance VARIOUS 82,567

15.224 Cultural and Paleontological Resources VARIOUS 32,456 Management 15.225 Recreation Resource Management VARIOUS 48,993

15.228 BLM Wildland Urban Interface Community Fire VARIOUS 4,971 Assistance 15.231 Fish, Wildlife and Plant Conservation Resource VARIOUS 10,770,313 Management 15.236 Environmental Quality and Protection Resource VARIOUS 1,157,086 Management 15.238 Challenge Cost Share VARIOUS 45,184

15.250 Regulation of Surface Coal Mining and Surface VARIOUS 1,996,615 Effects of Underground Coal Mining 15.252 Abandoned Mine Land Reclamation (AMLR) VARIOUS 2,523,145

The accompanying notes are an integral part of the Schedule of 116 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 15.255Science and Technology Projects Related to VARIOUS 15,316 Coal Mining and Reclamation 15.504 Diamond Fork Mitiagation Project 11-FC-UT-1810 3,269

15.504 Native Cutthroat Trout conservation 15FC-UT-2070 12,600

15.504 Provo River Restoration PRRP 10-FC-UT-1670 25,012

15.504 Admin and Management 10-FC-UT-1660 108,398

15.504 Utah Lake Wetland Preserve/Juab Co 10-FC-UT-1650 325,364

15.517 Native Species Conservation R16AP000163 64,912

15.524 BOR Jordanelle R12AC40024 669,566

15.529 Razor Back Sucker R16AP00164 66,289

15.529 San Juan Non-native Lower San Juan R13AC40007 219,323

15.529 Upper Colorado River Recovery R14AP00007 1,249,504

15.535 Upper Colorado River Basin Fish and Wildlife VARIOUS 180,243 Mitigation 15.605 Sport Fish Restoration VARIOUS 5,528,805

15.608 Fish and Wildlife Management Assistance VARIOUS 245,407

15.611 Wildlife Restoration and Basic Hunter Education VARIOUS 11,964,362

15.615 Cooperative Endangered Species Conservation VARIOUS 874,839 Fund 15.634 State Wildlife Grants VARIOUS 665,486

15.642 Challenge Cost Share VARIOUS 2,085

15.650 Research Grants (Generic) VARIOUS 25,782

15.652 Invasive Species VARIOUS 15,500

15.655 Migratory Bird Monitoring, Assessment and VARIOUS 3,331 Conservation 15.657 Endangered Species Conservation Recovery VARIOUS 29,345 Implementation Funds 15.660 Endangered Species - Candidate Conservation VARIOUS 38,000 Action Funds 15.807 Earthquake Hazards Reduction Program VARIOUS 63,072

15.808 U.S. Geological Survey_ Research and Data VARIOUS 21,426 Collection 15.810 National Cooperative Geologic Mapping VARIOUS 157,666

The accompanying notes are an integral part of the Schedule of 117 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 15.814National Geological and Geophysical Data VARIOUS 61,825 Preservation 15.916 Outdoor Recreation_Acquisition, Development VARIOUS 301,053 and Planning 15.944 Natural Resource Stewardship VARIOUS 20,311

15.980 National Ground-Water Monitoring Network VARIOUS 49,539

15.981 Water Use and Data Research VARIOUS 100,000

20.219 Recreational Trails Program VARIOUS 1,193,453 1,093,720

66.433 State Underground Water Source Protection VARIOUS 83,000

66.461 Regional Wetland Program Development Grants VARIOUS 189,712

66.608 Environmental Information Exchange Network VARIOUS 49,109 Grant Program and Related Assistance 66.802 Superfund State, Political Subdivision, and VARIOUS 30,437 Indian Tribe Site-Specific Cooperative Agreements 81.136 Long-Term Surveillance and Maintenance VARIOUS 28,387

97.012 Boating Safety Financial Assistance VARIOUS 1,252,709

97.041 National Dam Safety Program VARIOUS 15,002

Subtotal – Natural Resources, Department Of 49,865,902 1,411,229

PUBLIC SAFETY, DEPARTMENT OF

16Department of Justice VARIOUS 3,363 3,363

16 Sexual Assault Kit Backlog Elimination Program 5DA023001 1,105,755 District Attorney, New York City 16.734 Special Data Collections and Statistical Studies VARIOUS 21,325 21,325

16.741 DNA Backlog Reduction Program VARIOUS 367,367

16.742 Paul Coverdell Forensic Sciences Improvement VARIOUS 58,781 19,528 Grant Program 16.922 Equitable Sharing Program VARIOUS 1,074,368

20.232 Commercial Driver's License Program VARIOUS 52,194 Improvement Grant 20.600 State and Community Highway Safety VARIOUS 1,896,910 542,772

20.614 National Highway Traffic Safety Administration VARIOUS 101,408 (NHTSA) Discretionary Safety Grants 20.616 National Priority Safety Programs VARIOUS 2,232,947 784,918

The accompanying notes are an integral part of the Schedule of 118 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 20.703Interagency Hazardous Materials Public Sector VARIOUS 214,707 67,738 Training and Planning Grants 95.001 High Intensity Drug Trafficking Areas Program VARIOUS 730,410 332,466

97 EMAC Deployment 173,859 DHS/FEMA 97.023 Community Assistance Program State Support VARIOUS 134,057 Services Element (CAP-SSSE) 97.033 Disaster Legal Services VARIOUS 7,800

97.036 Disaster Grants - Public Assistance VARIOUS 2,146,671 2,102,164 (Presidentially Declared Disasters) 97.039 Hazard Mitigation Grant VARIOUS 221,630 221,420

97.042 Emergency Management Performance Grants VARIOUS 4,844,146 1,611,545

97.045 Cooperating Technical Partners VARIOUS 768,675 27,526

97.047 Pre-Disaster Mitigation VARIOUS 626,909 473,743

97.067 Homeland Security Grant Program VARIOUS 3,802,198 2,648,939

97.082 Earthquake Consortium VARIOUS 37,153

Subtotal – Public Safety, Department Of 20,622,633 8,857,447

REGENTS, STATE BOARD OF

84.367Supporting Effective Instruction State Grants VARIOUS 236,828

Subtotal – Regents, State Board Of 236,828

STUDENT ASSISTANCE PROGRAMS

84.032STUDENT LOAN PURCHASE PROGRAM, NET VARIOUS -18,359,654

84.032 STUDENT LOAN GUARANTEE PROGRAM VARIOUS 815,632 FEES 84.032 Federal Family Education Loans Reinsurance - VARIOUS 17,607,734 Guarantees Made 84.032 Federal Family Education Loans Reinsurance - VARIOUS 861,729,040 Beginning Guarantee Amount

Subtotal – Student Assistance Programs 861,792,752

TAX COMMISSION

15Department of the Interior VARIOUS 567,857

20 Department of Transportation VARIOUS 13,619

Subtotal – Tax Commission 581,476

The accompanying notes are an integral part of the Schedule of 119 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT TECHNOLOGY SERVICES, DEPARTMENT OF

15.817National Geospatial Program: Building The VARIOUS 479,776 National Map 66.608 Environmental Information Exchange Network VARIOUS 32,605 Grant Program and Related Assistance

Subtotal – Technology Services, Department Of 512,381

TRANSPORTATION, DEPARTMENT OF

15.033DOI,BIA 1544001 320 Duchesne County 20.106 Airport Improvement Program VARIOUS 105,928

20.200 Highway Research and Development Program VARIOUS 85

20.205 Highway Planning and Construction VARIOUS 391,583,035 6,616,357

20.215 Highway Training and Education VARIOUS 4,594

20.218 Motor Carrier Safety Assistance VARIOUS 2,831,689

20.231 Performance and Registration Information VARIOUS 3,349 Systems Management 20.237 Motor Carrier Safety Assistance High Priority VARIOUS 377,812 Activities Grants and Cooperative Agreements 20.509 Formula Grants for Rural Areas VARIOUS 4,696,406 3,517,042

20.513 Enhanced Mobility of Seniors and Individuals VARIOUS 741,369 223,763 with Disabilities 20.516 Job Access and Reverse Commute Program VARIOUS 745,396 986,883

20.521 New Freedom Program VARIOUS 490,158 248,671

20.528 Rail Fixed Guideway Public Transportation VARIOUS 395,757 System State Safety Oversight Formula Grant Program

Subtotal – Transportation, Department Of 401,975,898 11,592,716

UTAH NATIONAL GUARD

12.400Military Construction, National Guard VARIOUS 13,814,918

12.401National Guard Military Operations and VARIOUS 34,522,128 Maintenance (O&M) Projects 16Department of Justice VARIOUS 4,489,930

Subtotal – Utah National Guard 52,826,976

VETERANS’ AND MILITARY AFFAIRS, DEPARTMENT OF

64Department of Veterans Affairs VARIOUS 206,089 19,200

The accompanying notes are an integral part of the Schedule of 120 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 64.012Veterans Prescription Service VARIOUS 644,136

64.015 Veterans State Nursing Home Care VARIOUS 26,311,897

64.101 Burial Expenses Allowance for Veterans VARIOUS 223,521

Subtotal – Veterans’ And Military Affairs, Department Of 27,385,643 19,200

WORKFORCE SERVICES, DEPARTMENT OF

10Department of Agriculture VARIOUS 526,552

10.433 Rural Housing Preservation Loans - Beginning VARIOUS 2,098,936 Loan Balance 10.447 Rural Development Loans- Beginning Loan VARIOUS 3,708,291 Balance 10.535 SNAP Recipient Integrity Education Grant VARIOUS 149,554

10.551 Supplemental Nutrition Assistance Program VARIOUS 266,114,348

10.561 State Administrative Matching Grants for the VARIOUS 16,607,844 Supplemental Nutrition Assistance Program 14.228 Community Development Block Grants/State's VARIOUS 4,132,582 3,899,858 Program and Non-Entitlement Grants in Hawaii 14.230 Rental Housing Rehabilitation Loans - VARIOUS 230,947 Beginning Loan Balance 14.231 Emergency Solutions Grant Program VARIOUS 1,351,368 1,172,616

14.239 HOME INVESTMENT PARTNERSHIP VARIOUS 401,303

14.239 Program Income - HOME INVESTMENT PROGRAM INCOME 3,552,912 3,325,961 PARTNERSHIP 14.239 HOME Investment Partnerships Program VARIOUS 5,221,669 Loans - Loans Made 14.239 HOME Investment Partnerships Program VARIOUS 69,640,003 Loans - Beginning Loan Balance 14.241 Housing Opportunities for Persons with AIDS VARIOUS 161,116 156,862

14.267 Continuum of Care Program VARIOUS 399,750

14.275 Housing Trust Fund VARIOUS 184

14.275 Housing Trust Fund Loans - Loans Made VARIOUS 50,000

14.275 Housing Trust Fund Loans - Beginning Loan VARIOUS 950,000 Balance 17.002 Labor Force Statistics VARIOUS 1,253,878

17.207 Employment Service/Wagner-Peyser Funded VARIOUS 6,451,036 Activities 17.225 Unemployment Insurance VARIOUS 2,370,201

The accompanying notes are an integral part of the Schedule of 121 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 17.225Unemployment Insurance VARIOUS 27,446,240

17.225STATE FUNDED UNEMPLOYMENT VARIOUS 154,851,785 EXPENDITURES UI 17.245Trade Adjustment Assistance VARIOUS 1,424,470

17.258WIA/WIOA Adult Program VARIOUS 3,260,888

17.259WIA/WIOA Youth Activities VARIOUS 3,790,543

17.271Work Opportunity Tax Credit Program (WOTC) VARIOUS 227,136

17.273 Temporary Labor Certification for Foreign VARIOUS 124,217 Workers 17.278 WIA/WIOA Dislocated Worker Formula Grants VARIOUS 2,919,787

17.281 WIA/WIOA Dislocated Worker National Reserve VARIOUS 18,386 Technical Assistance and Training 17.285 Apprenticeship USA Grants VARIOUS 85,544

17.801 Disabled Veterans' Outreach Program (DVOP) VARIOUS 1,023,656

17.804 Local Veterans' Employment Representative VARIOUS 163,463 Program 81.042 Weatherization Assistance for Low-Income VARIOUS 2,088,513 1,744,791 Persons 84.126 Rehabilitation Services_Vocational VARIOUS 20,750,725 974,736 Rehabilitation Grants to States 84.177 Rehabilitation Services_Independent Living VARIOUS 184,614 184,614 Services for Older Individuals Who are Blind 84.187 Supported Employment Services for Individuals VARIOUS 360,032 with the Most Significant Disabilities 84.418 Promoting Readiness of Minors in Supplemental VARIOUS 5,645,272 3,898,854 Security Income 93.369 ACL Independent Living State Grants VARIOUS 268,109 268,109

93.558 Temporary Assistance for Needy Families VARIOUS 76,744,712 13,142,366

93.566 Refugee and Entrant Assistance_State VARIOUS 6,032,085 3,510,718 Administered Programs 93.568 Low-Income Home Energy Assistance VARIOUS 20,408,874 19,799,080

93.569 Community Services Block Grant VARIOUS 3,340,019 3,177,133

93.575 Child Care and Development Block Grant VARIOUS 36,595,492 1,829,235

93.584 Refugee and Entrant Assistance_Targeted VARIOUS 327,777 290,575 Assistance Grants 93.596 Child Care Mandatory and Matching Funds of VARIOUS 41,690,275 337,406 the Child Care and Development Fund 93.600 Head Start VARIOUS 88,049

The accompanying notes are an integral part of the Schedule of 122 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

PRIMARY GOVERNMENT 93.667Social Services Block Grant VARIOUS 15,000

94.013 Volunteers in Service to America VARIOUS 11,917

96 Social Security Administration VARIOUS 5,253,843

96.001 Social Security_Disability Insurance VARIOUS 15,607,386

96.008 Social Security - Work Incentives Planning and VARIOUS 110,000 Assistance Program 97.024 Emergency Food and Shelter National Board VARIOUS 2,761 Program

Subtotal – Workforce Services, Department Of 816,234,044 57,712,914

Subtotal – Primary Government 5,029,127,520 741,061,589

The accompanying notes are an integral part of the Schedule of 123 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS BRIDGERLAND TECHNICAL COLLEGE 47.076 Education and Human Resources VARIOUS R&D 6,778

84.063 Federal Pell Grant Program VARIOUS 930,389

Subtotal – Bridgerland Technical College 937,167

COLLEGE AND UNIVERSITY 84.038 Perkins Loan Program - Loans Made VARIOUS 3,168,200

84.038 Perkins Loan Program - Beginning Loan Balance VARIOUS 46,082,686

84.268 Federal Direct Student Loans - Loans Disbursed VARIOUS 345,688,683

93.264 Nurse Faculty Loan Program (NFLP) - Loans VARIOUS 147,345 Made 93.264 Nurse Faculty Loan Program (NFLP) - Beginning VARIOUS 553,216 Loan Balance 93.342 Health Professions Student Loans - Loans Made VARIOUS 582,802

93.342 Health Professions Student Loans - Beginning VARIOUS 3,210,160 Loan Balance 93.364 Nursing Student Loans - Loans Made VARIOUS 130,361

93.364 Nursing Student Loans - Beginning Loan Balance VARIOUS 399,958

Subtotal – College And University 399,963,411

DAVIS TECHNICAL COLLEGE 84.007 Federal Supplemental Educational Opportunity VARIOUS 41,987 Grants 84.033 Federal Work-Study Program VARIOUS 22,422

84.063 Federal Pell Grant Program VARIOUS 1,187,791

Subtotal – Davis Technical College 1,252,200

DIXIE STATE UNIVERSITY 15.231 Fish, Wildlife and Plant Conservation Resource VARIOUS 1,737 Management 15.238 Challenge Cost Share VARIOUS 634

15.945 Cooperative Research and Training Programs – VARIOUS 54,982 Resources of the National Park System 43 National Aeronautics and Space Administration VARIOUS R&D 45,952 23,416

47 National Science Foundation VARIOUS R&D 37,497

64 Department of Veterans Affairs VARIOUS 894

84.007 Federal Supplemental Educational Opportunity VARIOUS 93,941 Grants 84.033 Federal Work-Study Program VARIOUS 217,455

84.042 TRIO_Student Support Services VARIOUS 334,096

The accompanying notes are an integral part of the Schedule of 124 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS DIXIE STATE UNIVERSITY 84.044 TRIO_Talent Search VARIOUS 367,033

84.047 TRIO_Upward Bound VARIOUS 368,173

84.063 Federal Pell Grant Program VARIOUS 16,102,444

Subtotal – Dixie State University 17,624,838 23,416

DIXIE TECHNICAL COLLEGE 84.063 Federal Pell Grant Program VARIOUS 419,675

Subtotal – Dixie Technical College 419,675

MOUNTAINLAND TECHNICAL COLLEGE 84.007 Federal Supplemental Educational Opportunity VARIOUS 5,976 Grants 84.063 Federal Pell Grant Program VARIOUS 761,465

Subtotal – Mountainland Technical College 767,441

OGDEN-WEBER TECHNICAL COLLEGE 17.274 Youthbuild VARIOUS 488,032

84.007 Federal Supplemental Educational Opportunity VARIOUS 53,628 Grants 84.033 Federal Work-Study Program VARIOUS 72,676

84.063 Federal Pell Grant Program VARIOUS 1,249,775

94.006 YOUTH BUILD AMERICORP 13NDHMA0010101 82,292 YOUTH BUILD USA Subtotal – Ogden-weber Technical College 1,946,403

SALT LAKE COMMUNITY COLLEGE 17.282 Trade Adjustment Assistance Community VARIOUS 668,400 College and Career Training (TAACCCT) Grants 45.163 Promotion of the Humanities_Professional VARIOUS 90,846 Development 47.050 Geosciences VARIOUS R&D 55,077

47.076 Education and Human Resources VARIOUS R&D 369,717

84.007 Federal Supplemental Educational Opportunity VARIOUS 481,977 Grants 84.031 Higher Education_Institutional Aid VARIOUS 272,563

84.033 Federal Work-Study Program VARIOUS 343,187

84.042 TRIO_Student Support Services VARIOUS 551,703

84.044 TRIO_Talent Search VARIOUS 235,267

84.063 Federal Pell Grant Program VARIOUS 29,782,120

The accompanying notes are an integral part of the Schedule of 125 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS SALT LAKE COMMUNITY COLLEGE 94.007 Program Development and Innovation Grants VARIOUS 162,886

Subtotal – Salt Lake Community College 33,013,743

SNOW COLLEGE 10.319 Farm Business Management Benchmarking 25-6324-0139-002 R&D 1,440 Collaboration Univiersity of Nebraska-Lincoln 10.319 Farm Business Management Benchmarking 25-6324-0163-005 R&D 19,073 Collaboration Univiersity of Nebraska-Lincoln 10.500 Risk Management Education (#7) 108815 G003546 R&D 4,578 Washington State University 10.500 Risk Management Education (#8) 108815-G003708 R&D 29,209 Washington State University 47.076 Education and Human Resources VARIOUS R&D 79,232

84.033 Federal Work-Study Program VARIOUS 107,746

84.042 TRIO_Student Support Services VARIOUS 358,760

84.047 TRIO_Upward Bound VARIOUS 291,956

84.063 Federal Pell Grant Program VARIOUS 7,183,815

Subtotal – Snow College 8,075,809

SOUTHERN UTAH UNIVERSITY 10 Department of Agriculture VARIOUS 588,641

10.558 Child and Adult Care Food Program VARIOUS 218,829

10.652 Forestry Research VARIOUS 124,630

10.675 Urban and Community Forestry Program VARIOUS 581,245

10.683 National Fish and Wildlife Foundation VARIOUS 33,959

11.999 Pride in our Seas, Pride in Ourselves NA16NOS9990133 5,246 Univ of the Virgin Islands 15 Department of the Interior VARIOUS 2,869

15.159 Cultural Resources Management VARIOUS 4,558

15.224 Cultural and Paleontological Resources VARIOUS 72,228 Management 15.225 Recreation Resource Management VARIOUS 340,809

15.231 Fish, Wildlife and Plant Conservation Resource VARIOUS 63,633 Management 15.243 BLM Youth Conservation VARIOUS 125,407

15.678 Cooperative Ecosystem Studies Units VARIOUS 3,891

15.810 National Cooperative Geologic Mapping VARIOUS 3,663

15.945 Cooperative Research and Training Programs – VARIOUS 577,207 Resources of the National Park System

The accompanying notes are an integral part of the Schedule of 126 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS SOUTHERN UTAH UNIVERSITY 43 National Aeronautics and Space Administration VARIOUS 24,067

45.024 Promotion of the Arts_Grants to Organizations VARIOUS 45,000 and Individuals 47.076 Education and Human Resources VARIOUS R&D 5,244

47.076 NSF TUES Program 1323279 R&D 6,012 Univ of Wisconsin 47.076 IUSE: EHR: From Discovery to Market R-18-0004 R&D 6,718 University of Houston 84.007 Federal Supplemental Educational Opportunity VARIOUS 156,872 Grants 84.033 Federal Work-Study Program VARIOUS 225,832

84.038 Federal Perkins Loan Program_Federal Capital VARIOUS 73,550 Contributions 84.042 TRIO_Student Support Services VARIOUS 313,429

84.044 TRIO_Talent Search VARIOUS 323,445

84.047 TRIO_Upward Bound VARIOUS 393,467

84.063 Federal Pell Grant Program VARIOUS 13,526,292

84.334 Gaining Early Awareness and Readiness for VARIOUS 5,920 Undergraduate Programs 84.335 Child Care Access Means Parents in School VARIOUS 37,753

93.086 DHS: BYU Relationship Enrichment Program A02435 19,062 Brigham Young University 93.600 Head Start VARIOUS 5,419,896

Subtotal – Southern Utah University 23,329,374

SOUTHWEST TECHNICAL COLLEGE 84.063 Federal Pell Grant Program VARIOUS 368,790

Subtotal – Southwest Technical College 368,790

TOOELE TECHNICAL COLLEGE 84.063 Federal Pell Grant Program VARIOUS 289,809

Subtotal – Tooele Technical College 289,809

UINTAH BASIN TECHNICAL COLLEGE 84.063 Federal Pell Grant Program VARIOUS 123,015

Subtotal – Uintah Basin Technical College 123,015

UNIVERSITY OF UTAH 10 Department of Agriculture VARIOUS R&D 31,283

10 USFSCONFLICT RESOLUTION Various 34,939 ENVIROISSUES INC

The accompanying notes are an integral part of the Schedule of 127 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 10 Department of Agriculture VARIOUS 47,932

10 DEVELOPMENT OF BUCKLING RESTRA Various R&D 58,262 US ENDOWMENT FOR FORESTRY & COMMUNITIES 10.001 Agricultural Research_Basic and Applied VARIOUS R&D 71,971 Research 10.212 NITROGEN FIXATION 10043798 R&D 29,990 FULCRUM BIOSCIENCES 10.217 Higher Education - Institution Challenge Grants VARIOUS R&D 900 Program 10.223 FUTURE HISPANIC ENGINEERS 2015-38422-24059 (04) 5,000 UNIVERSITY OF TEXAS- PAN AMERICAN 10.310 WISDM: FEEDBACKS 114904G003333 R&D 1,416 WASHINGTON STATE UNIVERSITY 10.310 Agriculture and Food Research Initiative (AFRI) VARIOUS R&D 141,069

10.674 PREFABWOOD 10041276 R&D 33,550 SUNROC BUILDING MATERIALS INC 10.694 INVERSION WRF 663.7275.01 R&D 47,292 DESERT RESEARCH INSTITUTE 11 Department of Commerce VARIOUS 8,327

11.307 Economic Adjustment Assistance VARIOUS R&D 284,954 124,632

11.431 Climate and Atmospheric Research VARIOUS R&D 480,042

11.438 YUKON OTOLITHS AC-1705B R&D 29,650 BERING SEA FISHERMEN'S ASSOCIATION 11.438 KUSKOKWIM BASELINE AC-00106 R&D 52,350 BERING SEA FISHERMEN'S ASSOCIATION 11.440 Environmental Sciences, Applications, Data, and VARIOUS R&D 129,778 Education 11.468 Applied Meteorological Research VARIOUS R&D 173,343

11.611 Manufacturing Extension Partnership VARIOUS 727,234

12 HYPERCOMP / AFOSR PROJECT HPCI2UTAFRL201401 -15,080 HYPERCOMP INC 12 SIMPLEX DATA-DRIVEN TES P01268 R&D -5,828 QUESTEK INNOVATIONS 12 The Visualization Design K00088600S05 R&D -4,169 KITWARE 12 BRAIN TRAUMA GOGGLES STUDY Various R&D -1,544 BRAIN TRAUMA FOUNDATION 12 BIO-BATTERY BASED RECHARGING S 20120772 R&D -846 CFD RESEARCH CORPORATION 12 USAF ISOPROPYL ALCOHOL PK/PD 873475 R&D -714 HENRY M. JACKSON FNDT ADVNCMNT MIL MED 12 PROGSTAR NNSP03130070UTAHNER -60 FOUNDATION FIGHTING BLINDNESS 12 REAP 14161416A R&D 625 ACADEMY OF APPLIED SCIENCE 12 ABRUPT 10045354 683 AMERICAN BURN ASSOCIATION 12 PHASE II NITROGEN FIXATION 10035506 R&D 1,820 FULCRUM BIOSCIENCES

The accompanying notes are an integral part of the Schedule of 128 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 12 STRUCTURAL ENERGETICS 10041763 R&D 2,019 WASATCH MOLECULAR INC 12 ESPIRA DOD ARMY OPTION Various R&D 2,706 ESPIRA 12 SIVENT FY16.794.011 3,804 UNIVERSITY OF COLORADO AT DENVER 12 FHA DOD Various 6,648 WESTERN INSTITUTE FOR BIOMEDICAL RESH 12 ENVIRONMENTAL SENTINELS P00714 R&D 8,118 NEVADA NANOTECH SYSTEMS INC 12 STRUCTURAL ENERGETICS 10041763 R&D 9,043 WASATCH MOLECULAR INC 12 KERATIN NANOMATERIAL COATING Various 13,700 WESTERN INSTITUTE FOR BIOMEDICAL RESH 12 PHASE 1 SBIR: COMPUTATIONALLY FA9550-17-P-0013 R&D 16,662 LUMARRAY INC 12 AH-CHILL Z9279001 R&D 19,895 UNIVERSITY OF MARYLAND 12 STRUCTURAL REACTIVE MATERIALS 10046058 R&D 20,556 WASATCH MOLECULAR INC 12 WIBR BIOCERAMICS W81XWH-15-10682 R&D 25,193 WESTERN INSTITUTE FOR BIOMEDICAL RESH 12 CAUSE SC1519205(PSyCHIC) R&D 42,563 CHARLES RIVER ANALYTICS 12 STRUCTURAL REACTIVE MATERIALS 10046058 R&D 43,851 WASATCH MOLECULAR INC 12 PTSD MONITORING AND DIAGNOSIS 21791 R&D 43,993 INTELLIGENT AUTOMATION INC 12 BSAM MODERNIZATION PROJECT RSC 17051 ACT.L3S412 R&D 48,666 UNIVERSITY OF DAYTON RESEARCH INST 12 EBS SUBCONTRACT: ICR 124-AY-1C-PO4435 R&D 62,703 ELECTRONIC BIOSCIENCE INC 12 DARPA STOIC LEIDOS PROPOSAL P00171650 R&D 63,745 LEIDOS 12 ESPIRA ARMY PHASE II SUBCON W911QY-17-C-0032 R&D 67,109 ESPIRA 12 CONTRACT WORK FOR ENSCO INC G27388-3714 R&D 68,850 ENSCO INC 12 ENZYMATIC FUEL CELL AS A SAFE, 20160162 R&D 75,625 CFD RESEARCH CORPORATION 12 COMPOSITE DAMPING TESTING 9737-AM05 / 10039795 81,981 MATERIALS SCIENCES CORPORATION 12 SARCOS 10044747 (10045192) R&D 92,508 SARCOS LC 12 SIM-BASED INTERACTIVE SYSTEMS 2017-1532-02 R&D 94,660 NORTH CAROLINA STATE UNIVERSITY 12 SARCOS 10044747 (10045192) R&D 110,036 SARCOS LC 12 ENVIRONMENTAL SENTINELS (YR2) 10046910 R&D 129,879 NEVADA NANOTECH SYSTEMS INC 12 TNA POLYMERS UCI 2016-3374 R&D 175,062 UNIVERSITY OF CALIFORNIA IRVINE 12 COLLINGWOOD WYLE/AF JULY 2016 FA8650-12-D-6280 / T72745 R&D 204,365 WYLE INTEGRATED SCIENCE AND ENG GRP

The accompanying notes are an integral part of the Schedule of 129 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 12 REASSESSMENT OF PTE MODELS 1554466 R&D 254,684 UNIVERSITY OF COLORADO AT BOULDER 12 DARPA NESD: BISC INTERFACE 1(GG012664) R&D 321,346 218,653 COLUMBIA UNIVERSITY 12Department of Defense VARIOUS R&D 783,397 53,866

12Department of Defense VARIOUS R&D 1,546,285 128,340

12.300PU - MOUNTAIN TERRAIN ATMOSPHERIC 201839 R&D -536 MODELING AND OBSERVATI UNIVERSITY OF NOTRE DAME 12.300PU - MOUNTAIN TERRAIN ATMOSPHERIC 201839 R&D -119 MODELING AND OBSERVATI UNIVERSITY OF NOTRE DAME 12.300PU - MOUNTAIN TERRAIN ATMOSPHERIC 201839 R&D 493 MODELING AND OBSERVATI UNIVERSITY OF NOTRE DAME 12.300RITN FY15 209163 2,211 NATIONAL MARROW DONOR PROGRAM 12.300 RITN FY15 209163 4,065 NATIONAL MARROW DONOR PROGRAM 12.300 C-FOG 203349UU R&D 6,571 UNIVERSITY OF NOTRE DAME 12.300 ONR THZ 202837UU R&D 6,727 UNIVERSITY OF NOTRE DAME 12.300 SECURING SOFTWARE SYSTEMS 088513-16628 R&D 18,208 UNIVERSITY OF IL AT URBANA- CHAMPAIGN 12.300 AFFORDANCES FOR MEASURES UNIV59880 R&D 39,316 VANDERBILT UNIVERSITY 12.300 METALLOID CLUSTER NETWORKS 2002694588 R&D 200,638 JOHNS HOPKINS UNIVERSITY 12.300 Basic and Applied Scientific Research VARIOUS R&D 974,001 20,062

12.351 RADIATION DAMAGE IN GAN 5711-UU-DTRA-0056 R&D 94,102 PENNSYLVANIA STATE UNIVERSITY 12.351 Basic Scientific Research - Combating Weapons VARIOUS R&D 338,416 150,000 of Mass Destruction 12.420 WAR FIGHTER SUB7836 R&D -1,022 KINETA INC 12.420 VANCO STUDY SR00001694 456 JOHNS HOPKINS HOSPITAL 12.420 STAAMP (FIXED PRICE) 9012699 (411975-2) R&D 3,609 UNIVERSITY OF PITTSBURGH 12.420Arteriocyte Burn Trial ART11004 R&D 4,600 ARTERIOCYTE INC 12.420LAL BCH SUB OCT 2016 PO GENFD0001337840 7,087 CHILDRENS HOSPITAL BOSTON 12.420 VIOLENCE IN THE WORKPLACE 1000000439 R&D 10,287 UNIVERSITY OF TEXAS AT SAN ANTONIO 12.420 COUPLES CRISIS PLANNING MSRC-FY18-04 R&D 12,572 DENVER RESEARCH INSTITUTE 12.420 HDRA AA BREAST PROSTATE CANCER WSU17069 R&D 15,557 WAYNE STATE UNIVERSITY 12.420 VA STEPWATCH STUDY Various R&D 16,056 MODUS HEALTH 12.420 CLOTT NTI-CLOTT17-17 R&D 17,940 NATIONAL TRAUMA INSTITUTE 12.420 PROJECT SAFE GUARD USM-GR05777.001 R&D 22,602 UNIVERSITY OF SOUTHERN MISSISSIPPI

The accompanying notes are an integral part of the Schedule of 130 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 12.420 AGARWAL JOHN HOPKINS J14146 ARJUHP02002478754 R&D 25,921 JOHNS HOPKINS UNIVERSITY 12.420 NF CONSORTIUM DEVELOPMENT 000422086002 R&D 27,018 UNIVERSITY OF ALABAMA AT BIRMINGHAM 12.420 AGARWAL JOHN HOPKINS J14146 ARJUHP02002478754 R&D 45,380 JOHNS HOPKINS UNIVERSITY 12.420 ANALGESIC GALANIN ANALOGS UWSC10391 BPO30291 R&D 45,884 UNIVERSITY OF WASHINGTON 12.420 STAAMP 00358594093852 R&D 75,800 UNIVERSITY OF PITTSBURGH 12.420 MINIPIG BRAIN PROPERTIES 3828 R&D 181,578 HENRY M. JACKSON FNDT ADVNCMNT MIL MED 12.420 HO STUDY - DEPT ARMY PO883714 / 3459 R&D 341,159 HENRY M. JACKSON FNDT ADVNCMNT MIL MED 12.420 Military Medical Research and Development VARIOUS R&D 7,897,435 649,326

12.431 Basic Scientific Research VARIOUS R&D 1,728,961 742,937

12.550 FLAGSHIP PROFICIENCY GRANT 0054UTAH23PI280P01 172,157 INSTITUTE OF INTERNATIONAL EDUCATION 12.579 LANGUAGE TRAINING CENTER 2603UTAH11LTC052P04 18,681 INSTITUTE OF INTERNATIONAL EDUCATION 12.579 LANGUAGE TRAINING CENTER 2603UTAH11LTC052P04 249,835 INSTITUTE OF INTERNATIONAL EDUCATION 12.617 Economic Adjustment Assistance for State VARIOUS R&D 3,103,561 961,295 Governments 12.630 Basic, Applied, and Advanced Research in VARIOUS R&D 1,336,258 675,068 Science and Engineering 12.750 POLYAMINES AS UNIQUE TOPICAL WOUND 837895 R&D 41,074 THERAPIES HENRY M. JACKSON FNDT ADVNCMNT MIL MED 12.750 HJF HO STUDY - CRSR 3338P0881181 R&D 136,242 HENRY M. JACKSON FNDT ADVNCMNT MIL MED 12.750 Uniformed Services University Medical Research VARIOUS R&D 184,988 Projects 12.800 MITOCHONDRIAL BIOHYBRID ELECTR 47261-A R&D 121,853 MEDGAR EVERS COLLEGE 12.800 Electrochemical Probes SP0022325PROJ0007153 R&D 218,697 NORTHWESTERN UNIVERSITY 12.800 PT-symmetric materials P0284835 R&D 272,179 UNIVERSITY OF CENTRAL FLORIDA 12.800 Air Force Defense Research Sciences Program VARIOUS R&D 1,276,121 438,437

12.900 Language Grant Program VARIOUS 17,935

12.910 ADVANCED ELECTRODE MATERIALS 1401944 R&D 111,998 56,376 UNIVERSITY OF TEXAS AT DALLAS 12.910 MAMMALIAN INNER EAR AS ANTENNA 503-02 R&D 127,407 NEW MEXICO CONSORTIUM 12.910 Research and Technology Development VARIOUS R&D 2,913,886 1,456,106

The accompanying notes are an integral part of the Schedule of 131 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 14 Department of Housing and Urban Development VARIOUS 197,973 36,638

15 Department of the Interior VARIOUS R&D 1,758

15 Department of the Interior VARIOUS 8,843

15 ARCHAEOLOGY OF GRAND STAIRCASE L/7AS00028 R&D 18,297 COLORADO PLATEAU ARCHAEOLOGICAL ALLNCE 15 Department of the Interior VARIOUS R&D 19,968

15.224 Cultural and Paleontological Resources VARIOUS 15,494 Management 15.224 Cultural and Paleontological Resources VARIOUS R&D 59,569 Management 15.225 Recreation Resource Management VARIOUS R&D 12,531

15.231 Fish, Wildlife and Plant Conservation Resource VARIOUS R&D 168,694 Management 15.232 AIRPACT-FIRE 125073 G003498 R&D 40,371 WASHINGTON STATE UNIVERSITY 15.232 Wildland Fire Research and Studies VARIOUS R&D 67,649 7,076

15.238 Challenge Cost Share VARIOUS 1,298

15.511 CURATION OF BOR COLLECTIONS R16AP00020 28,506

15.631 Partners for Fish and Wildlife VARIOUS 2,374

15.678 Cooperative Ecosystem Studies Units VARIOUS 6,471

15.807 SAN JACINTO FAULT ZONE 91264274 R&D 9,827 SOUTHERN CALIFORNIA EARTHQUAKE CENTER 15.807 Earthquake Hazards Reduction Program VARIOUS R&D 50,089

15.807 Earthquake Hazards Reduction Program VARIOUS 816,951

15.808 U.S. Geological Survey_ Research and Data VARIOUS R&D 15,244 Collection 15.818 Volcano Hazards Program Research and VARIOUS 313,166 Monitoring 15.945 BROWNLEE KSU SUBCONTRACT S16149 CUIS R&D -296 KANSAS STATE UNIVERSITY 15.945 BROWNLEE KSU BUFF SUBCONTRACT S16146 BUFF R&D 4,465 KANSAS STATE UNIVERSITY 15.945 Cooperative Research and Training Programs – VARIOUS 19,798 Resources of the National Park System 15.945 KSU THRO SUBCONTRACT S17172 R&D 44,001 24,160 KANSAS STATE UNIVERSITY 15.945 Cooperative Research and Training Programs – VARIOUS R&D 169,062 Resources of the National Park System 16 NDAA PROSECUTOR TRAINING 001 -35,588 NATL DISTRICT ATTORNEYS ASSOCIATION 16 NYU SUBAWARD F7011-01 R&D 10,634 NEW YORK UNIVERSITY 16 Department of Justice VARIOUS R&D 14,027

The accompanying notes are an integral part of the Schedule of 132 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 16.320 AAU TIP Various 3,444 ASIAN ASSOCIATION OF UTAH 16.556 UT LEGAL SERVICES EVALUATION 2017-VF-GX-K141 R&D 6,939 UTAH LEGAL SERVICES 16.560 National Institute of Justice Research, VARIOUS R&D 761,522 Evaluation, and Development Project Grants 17 Department of Labor VARIOUS 84,162

19 FULBRIGHT STUDENT PROGRAM 3216UOU1.16.17 41,943 INSTITUTE OF INTERNATIONAL EDUCATION 19 FULBRIGHT STUDENT PROGRAM INST OF INTL ED-PRELIM-10049383 82,552 INSTITUTE OF INTERNATIONAL EDUCATION 19.009 UGRAD 2016-2017 FY15-3044-01 58,357 INTL RESEARCH & EXCHANGES BOARD 19.009 UGRAD MARCH 2018 UGRAD PAKISTAN FY16-3062-01 85,894 INTL RESEARCH & EXCHANGES BOARD 19.009 UGRAD 2016-2017 FY15-3044-01 154,632 INTL RESEARCH & EXCHANGES BOARD 20 CASUAL CARPOOLING 110014.Y0.001-UNIV01-R1 R&D 2,573 APPLIED ENGINEERING MANAGEMENT CORP 20 DCMF SYNTHESIS VHB38110.01 R&D 3,363 VANASSE HANGEN BRUSTLIN INC 20 Department of Transportation VARIOUS R&D 6,887 6,887

20 Department of Transportation VARIOUS R&D 8,986

20 CASUAL CARPOOLING 10044592 R&D 23,167 APPLIED ENGINEERING MANAGEMENT CORP 20 Department of Transportation VARIOUS 1,676,749

20.109 Air Transportation Centers of Excellence VARIOUS R&D 275,853

20.701 NITC UU EXCOMM NITCN-UU-13 R&D -384 PORTLAND STATE UNIVERSITY 20.701 BUILDING PLANNER COMMITMENT NITCNUU09 R&D -307 PORTLAND STATE UNIVERSITY 20.701 DISRUPTIVE TRAFFIC EVENTS NITC2016-UU-07 R&D 617 PORTLAND STATE UNIVERSITY 20.701 NITC TRAVEL ROUND 1 PROJECT NITCN-UU-11 R&D 1,169 PORTLAND STATE UNIVERSITY 20.701 LAI IN SHRINKING CITIES NITCNUU10 R&D 2,621 2,621 PORTLAND STATE UNIVERSITY 20.701 VSD BASED CAV TRAFFIC CONTROL NITC2016-UU-09-1175 R&D 4,341 PORTLAND STATE UNIVERSITY 20.701 DISRUPTIVE TRAFFIC EVENTS NITC2016-UU-07 R&D 6,214 PORTLAND STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 7,244 NORTH DAKOTA STATE UNIVERSITY 20.701 TRAFFIC CONGESTION NITCN-UU-19 R&D 7,588 PORTLAND STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 7,663 NORTH DAKOTA STATE UNIVERSITY 20.701 MPC TRANSPORTATION CENTER FAR0028684 R&D 8,683 NORTH DAKOTA STATE UNIVERSITY

The accompanying notes are an integral part of the Schedule of 133 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 20.701 UTC - MPC FAR0023138 R&D 9,440 NORTH DAKOTA STATE UNIVERSITY 20.701 NITC2016-UU03-1148 Various R&D 9,583 PORTLAND STATE UNIVERSITY 20.701 WZC NITC NITCN-UU-20-1074 R&D 10,653 PORTLAND STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 10,808 NORTH DAKOTA STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 13,241 NORTH DAKOTA STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 13,530 NORTH DAKOTA STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 17,307 NORTH DAKOTA STATE UNIVERSITY 20.701 SOCIAL-TRANSPORTATION ANALYTIC NITC2016-UU-04 R&D 19,312 PORTLAND STATE UNIVERSITY 20.701 PUBLIC TRANSIT EFFICIENCY NITCN-UU-18 R&D 21,034 PORTLAND STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 22,201 NORTH DAKOTA STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 24,371 NORTH DAKOTA STATE UNIVERSITY 20.701 NITC EXEC COMMITTEE FY 2018 NITC2016-UU-01#1149 R&D 24,572 PORTLAND STATE UNIVERSITY 20.701 MPC TRANSPORTATION CENTER FAR0028684 R&D 27,361 NORTH DAKOTA STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 30,841 NORTH DAKOTA STATE UNIVERSITY 20.701 NITC GATEWAY PLANNING NITC 2016-UU-06-1118 R&D 31,864 PORTLAND STATE UNIVERSITY 20.701 LIFE-SPACE MOBILITY AND AGING NITC2016-UU-08 R&D 31,907 PORTLAND STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 34,768 NORTH DAKOTA STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 40,919 NORTH DAKOTA STATE UNIVERSITY 20.701 NITC STUDENT SCHOLARS 2018 NITC2016-UU-02-1147 R&D 45,000 PORTLAND STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 45,079 NORTH DAKOTA STATE UNIVERSITY 20.701 UTC - MPC FAR0023138 R&D 73,160 NORTH DAKOTA STATE UNIVERSITY 20.701 KEY ENHANCEMENTS nitc2016-UU-05 R&D 77,351 8,000 PORTLAND STATE UNIVERSITY 21.008 Low Income Taxpayer Clinics VARIOUS 97,947

43 M33 SURVEY HST-GO-14610.012-A R&D 15 SPACE TELESCOPE SCIENCE INSTITUTE 43 GALAXY BULGES HST-GO-15133.002-A R&D 15 SPACE TELESCOPE SCIENCE INSTITUTE 43 IMPROVING TRUST GRANT#S15-178-05 R&D 1,452 JAMES MADISON UNIVERSITY 43 RASC-AL ROBO-OPS NASA PLANETARY RASCAL201017808CH14274 1,764 ROVER COMPETITION NATIONAL INSTITUTE OF AEROSPACE 43 BLACK HOLES IN ELLIPTICALS HSTAR14313001A R&D 3,299 SPACE TELESCOPE SCIENCE INSTITUTE 43 WINGS SURVEY UWSC9766 R&D 6,411 UNIVERSITY OF WASHINGTON

The accompanying notes are an integral part of the Schedule of 134 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 43 BLACK HOLE DIVERSITY HST-GO-14924.001 R&D 10,485 SPACE TELESCOPE SCIENCE INSTITUTE 43 National Aeronautics and Space Administration VARIOUS 11,616

43 STRUCTURE OF NUCLEAR CLUSTERS HSTAR1326801A R&D 12,104 SPACE TELESCOPE SCIENCE INSTITUTE 43 MISST2 SUBCONTRACT 6501 R&D 20,282 REMOTE SENSING SYSTEMS 43 ACTIVE SHIELDING T804046 R&D 26,585 WYLE INTEGRATED SCIENCE AND ENG GRP 43 IMPROVING BH MASS MEASUREMENTS HST-GO-14742.002-A R&D 28,083 SPACE TELESCOPE SCIENCE INSTITUTE 43 NASA CPEX WITH DAWN NNH17CV05C-UTAH R&D 28,115 SIMPSON WEATHER ASSOCIATES 43 ASTROBIOLOGY TO INCARCERATED BMSSA-01 R&D 43,426 BLUE MARBLE SPACE INSTITUTE OF SCIENCE 43 MODULAR OPTIMIZED OPERATIONAL Various R&D 52,629 VENCORE SERVICES AND SOLUTIONS INC 43 ADVANCED CONTROLS SUB04555024T00455513TA87T0300PID R&D 163,323 UNIVERSITIES SPACE RESEARCH ASSOCIATION 43 National Aeronautics and Space Administration VARIOUS R&D 226,759

43.001 A VIOLENT MERGER IN THE CLUSTE G07-18117X R&D 9,821 SMITHSONIAN ASTROPHYSICAL OBSERVATORY 43.001 MINERVA EXOPLANET OBSERVATORY G11515W4575 R&D 11,087 MONTANA STATE UNIVERSITY 43.001 U WISC (NASA) SUB 775K795 R&D 13,250 UNIVERSITY OF WISCONSIN-MADISON 43.001 PLUTO'S SATELLITES SV8-88016 R&D 21,765 SMITHSONIAN ASTROPHYSICAL OBSERVATORY 43.001 NASA URBAN WATER-ENERGY-FOOD RR175-280/S001041 R&D 22,919 UNIVERSITY OF GEORGIA 43.001 Science VARIOUS 34,181

43.001 WHY TROPICAL CYCLONES EVOLVE 800007825-01UG R&D 41,503 FLORIDA INTERNATIONAL UNIVERSITY 43.001 WRF-FIRE FORECASTING WITH NOAA G25492 R&D 58,120 COLORADO STATE UNIVERSITY 43.001 VALIDATION GPM PRECIPITATION 16-08 R&D 64,118 TEXAS A&M UNIVERSITY 43.001 ANTARCTIC SEARCH FOR METEORITE RES512750 R&D 106,392 CASE WESTERN RESERVE UNIVERSITY 43.001 ROCK-POWERED LIFE 1552611 R&D 137,182 UNIVERSITY OF COLORADO AT BOULDER 43.001 OPENSPACE: DYNAMIC VISUALIZAT SUB62720162 R&D 262,457 AMERICAN MUSEUM OF NATURAL HISTORY 43.001 Science VARIOUS R&D 2,166,055 153,125

43.002 QUANTIFYING DARK SUBSTRUCTURE HSTG014189001A R&D 44,583 SPACE TELESCOPE SCIENCE INSTITUTE 43.002 Aeronautics VARIOUS R&D 72,794

The accompanying notes are an integral part of the Schedule of 135 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 43.003 A PANCHROMATIC HUBBLE ANDROMEDA HSTG01205531A R&D 1,207 AND TRIANGULUM SURVEY SPACE TELESCOPE SCIENCE INSTITUTE 43.007 Space Operations VARIOUS R&D 32,081

43.008 Education VARIOUS R&D 128,101 117,433

43.008 Education VARIOUS 783,741 614,123

43.009 Cross Agency Support VARIOUS R&D 49,874

43.012 Space Technology VARIOUS R&D 14,564

43.012 US-COMP INSTITUTE 1607060Z10 R&D 56,721 MICHIGAN TECHNOLOGICAL UNIVERSITY 43.012 Space Technology VARIOUS 73,356

43.012 US-COMP INSTITUTE 1607060Z10 189,768 24,531 MICHIGAN TECHNOLOGICAL UNIVERSITY 45.024 SORENSON COMMUNITY ART CONTRAC 72-5-16-8693 6,130 SORENSON UNITY CENTER 45.024 Promotion of the Arts_Grants to Organizations VARIOUS 53,259 and Individuals 45.163 Promotion of the Humanities_Professional VARIOUS 100,839 Development 45.301 Museums for America VARIOUS 25,220

45.312 National Leadership Grants VARIOUS 136,161

47 WATER PURIFICATION AND MITIGAT 1521433 R&D 3,503 NANOSYNTH MATERIALS AND SENSORS INC 47 National Science Foundation VARIOUS R&D 9,389

47 SCALABLE DETECTOR FOR MIMO 10043366 R&D 24,253 FARHANG WIRELESS, INC 47 EVOLVABLE LIVING COMPUTING 86000020995 R&D 33,846 BOSTON UNIVERSITY 47 PARTICLE CHARACTERIZATION 116-NS-IC PO4375/1648790 R&D 56,111 ELECTRONIC BIOSCIENCE INC 47 TESTING AND EVALUATION OF 10018547 R&D 78,399 FUNCTIONALLY GRADED WC-CO - CO HEAVYSTONE LABORATORY LLC 47 CONDO OF CONDO 17192062009949 R&D 153,911 CLEMSON UNIVERSITY 47 CAICE SUBCONTRACT-CCI PHASE II 45363861 R&D 216,623 UNIVERSITY OF CALIFORNIA SAN DIEGO 47 POWDER CNS-182688 R&D 404,335 US IGNITE 47.041 ENHANCED SITUATIONAL AWARNESS UNR1520 R&D 12 UNIVERSITY OF NEVADA RENO 47.041 ROBUST EVACUATION SYSTEM SA0000584 R&D 13,998 SAN DIEGO STATE UNIVERSITY FOUNDATION 47.041 PHASE I:MASSIVE AERIAL IMAGERY 10043925 R&D 14,291 VISUS LLC 47.041 NOVEL DEVICE FOR DETECTION GER 10046048 R&D 19,665 REFLODX LLC 47.041 ENERGY HARVESTING FOR WEARABLE 2012-105707 R&D 85,309 NORTH CAROLINA STATE UNIVERSITY

The accompanying notes are an integral part of the Schedule of 136 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 47.041 Engineering Grants VARIOUS R&D 4,820,486 48,214

47.049 U UTAH SUBCONTRACT TO UCLA/MRI 100GQF130 R&D -1,695 UNIVERSITY OF CALIFORNIA LOS ANGELES 47.049 SAO VERITAS OPERATIONS: UTAH SV4B4011 R&D 2,261 SMITHSONIAN ASTROPHYSICAL OBSERVATORY 47.049 PLASMONIC NANOCRESCENT ANTENNA 20143123 R&D 6,382 UNIVERSITY OF CALIFORNIA IRVINE 47.049 RNMS 20110247806 R&D 11,540 UNIVERSITY OF ILLINOIS AT CHICAGO 47.049 SINGLET OXYGEN-RESPONSIVE FLUO NS1609 R&D 13,314 TUFTS UNIVERSITY 47.049 VISUALZING ALMA DATA USING TDA Various R&D 18,208 NATIONAL RADIO ASTRONOMY OBSERVATORY 47.049 CCI CENTER IN SELECTIVE C-H S880679 R&D 33,403 FUNCTIONALIZATION EMORY UNIVERSITY 47.049 MRSEC-SOFT MATERIALS 1552269 R&D 59,991 UNIVERSITY OF COLORADO AT BOULDER 47.049 SELECTIVE CH T849801 R&D 116,393 EMORY UNIVERSITY 47.049 PLASMONIC NANOCRESCENT ANTENNA 20143123 R&D 117,626 UNIVERSITY OF CALIFORNIA IRVINE 47.049 Mathematical and Physical Sciences VARIOUS R&D 9,031,755 149,229

47.050 BRAZELTON ON EXPEDITION 357 28(GG009393-01) R&D 8,896 COLUMBIA UNIVERSITY 47.050DEEP BRINE LAYER & MERCURY 1637196-1 R&D 9,618 WESTMINSTER COLLEGE 47.050SOUTHERN CALIFORNIA H/V RATIO 91264235 R&D 20,076 UNIVERSITY OF SOUTHERN CALIFORNIA 47.050SNOW, ENERGY & CARBON IN ZONE Various R&D 41,130 UNIVERSITY OF ARIZONA 47.050Geosciences VARIOUS R&D 3,008,893 204,750

47.070NSF PAID 15920 GRANT CODE A4179 R&D 4,211 UNIVERSITY OF IL AT URBANA- CHAMPAIGN 47.070INSTAGENI MAINTENANCE 3200000590-18.256 R&D 5,663 UNIVERSITY OF KENTUCKY 47.070 NSF: DIBBS INTELLIGENCE P0235476 R&D 7,786 UNIVERSITY OF ARIZONA 47.070 DIBBS - INDIANA SUB BL4848800UTAH R&D 31,627 INDIANA UNIVERSITY 47.070 SLATE - MOBILITY OF CAPABILITY FP066185-B R&D 93,159 UNIVERSITY OF CHICAGO 47.070 CC* CI WORKFLOW FACILITATOR 1554921 R&D 145,674 UNIVERSITY OF COLORADO AT BOULDER 47.070 Computer and Information Science and VARIOUS R&D 14,265,948 4,454,817 Engineering 47.074 POLYPLOID EDUCATION MATERIALS 150430 R&D -3,545 BRIGHAM YOUNG UNIVERSITY 47.074 MAMMALS ON MOUNTAINTOPS 14045 R&D 9,279 UNIVERSITY OF NEW HAMPSHIRE 47.074 LEPNET, SUBAWARD SUB 1003017-09 R&D 10,985 NORTHERN ARIZONA UNIVERSITY

The accompanying notes are an integral part of the Schedule of 137 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 47.074 MIMULUS EDUCATIONAL MATERIALS 147111 R&D 17,248 UNIVERSITY OF CONNECTICUT 47.074 MAIZE ENDOSPERM 316602 R&D 302,706 UNIVERSITY OF ARIZONA 47.074 Biological Sciences VARIOUS R&D 4,637,744 101,517

47.075 NSF UMI SUB 3004126273 R&D 2,760 UNIVERSITY OF MICHIGAN 47.075 Social, Behavioral, and Economic Sciences VARIOUS R&D 1,090,918 119,969

47.076 HOST GENETIC DIVERSITY KMS0051-22-50/SUB R&D -109 ARIZONA STATE UNIVERSITY 47.076 HOST GENETIC DIVERSITY ECRA632-22-53/SUB R&D 273 ARIZONA STATE UNIVERSITY 47.076 PATHOGEN DIVERSITY ECRA632-22-52/SUB R&D 303 ARIZONA STATE UNIVERSITY 47.076 HOST GENETIC DIVERSITY ECRA-22-51/SUB R&D 378 ARIZONA STATE UNIVERSITY 47.076 Education and Human Resources VARIOUS R&D 2,526,397 341,585

47.079 US-JAPAN GRANT: DRIED BLOOD OISE-17-62930-1 R&D 6,864 CRDF GLOBAL 47.079 Office of International Science and Engineering VARIOUS R&D 50,799

47.079 ADVANCED ARTIFICIAL MUSCLES 7141560C R&D 96,641 UNIVERSITY OF NEVADA LAS VEGAS 47.080 BLUE WATERS PAID PROGRAM 02001610543 R&D -1,401 UNIVERSITY OF ILLINOIS AT CHICAGO 47.080 BLUE WATERS PAID PROGRAM 02001610543 R&D 2,365 UNIVERSITY OF ILLINOIS AT CHICAGO 58.001 Securities_Investigation of Complaints and SEC VARIOUS 95,866 Information 64 Department of Veterans Affairs VARIOUS R&D 32,284

64 Department of Veterans Affairs VARIOUS 8,956,445

64.034 VA Assistance to United States Paralympic VARIOUS R&D 18,571 Integrated Adaptive Sports Program 64.034 VA Assistance to United States Paralympic VARIOUS 25,400 Integrated Adaptive Sports Program 66.511 CLASIC LCASW3SG16 R&D 104,444 WATER ENVIRONMENT RESEARCH FOUNDATION 66.511 Office of Research and Development VARIOUS R&D 295,768 Consolidated Research/Training/Fellowships 66.514 Science to Achieve Results (STAR) Fellowship VARIOUS 16,601 Program 66.514 Science to Achieve Results (STAR) Fellowship VARIOUS R&D 20,132 Program 66.806 MAGCORP Various R&D 5,000 FRIENDS OF GREAT SALT LAKE 66.806 MAGCORP Various R&D 27,642 FRIENDS OF GREAT SALT LAKE 77.008 U.S. Nuclear Regulatory Commission VARIOUS 97,133 Scholarship and Fellowship Program 81 DEVELOPMENT OF CALIBRATION SYSTEMS SV171007 R&D -446 FOR VERITAS OBSERVATO SMITHSONIAN ASTROPHYSICAL OBSERVATORY

The accompanying notes are an integral part of the Schedule of 138 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 81 HONEYWELL - FOAM N000219856 R&D 2,419 HONEYWELL FED MANFCTR & TECHNLGES LLC 81 HONEYWELL - FOAM N000219856 R&D 18,629 HONEYWELL FED MANFCTR & TECHNLGES LLC 81 NEUP SALT PROPERTIES 60044755UUP0RF01384816 R&D 20,188 OHIO STATE UNIVERSITY RESEARCH FNDTN 81 HONEYWELL - FOAM N000219856 R&D 21,425 HONEYWELL FED MANFCTR & TECHNLGES LLC 81 REMADE DEPUTY NODE LEADER SA-17-07 R&D 25,018 SUSTAINABLE MANUFACTURING INNOV ALLNCE 81 UINTAH - INDUSTRIAL FLARES REI 8258-1 R&D 28,906 REACTION ENGINEERING INTL 81 HONEYWELL FOAM PHASE 2 PO N000261740 R&D 47,731 HONEYWELL FED MANFCTR & TECHNLGES LLC 81 BIOLOGICALLY INSPIRED AMMONIA DE-SC0017845 R&D 48,745 FULCRUM BIOSCIENCES 81 NANOSCALE LUBRICANT MECHANICS FELL0WSHIPN0BLE 49,586 KRELL INSTITUTE 81 HONEYWELL FOAM PHASE 2 PO N000261740 R&D 56,841 HONEYWELL FED MANFCTR & TECHNLGES LLC 81 DOE: WESTSMARTEV Various R&D 77,453 PACIFICORP 81 PLAY FAIRWAY TULAROSA BASIN, 010035162 R&D 77,649 RUBY MOUNTAIN INC 81 OPENEDGE2 10040876 R&D 86,977 ENTRY POINT, LLC 81 Department of Energy VARIOUS 142,503

81 A NOVEL FLASH IRONMAKING PROCESS 10029234 AISI R&D 425,157 AMERICAN IRON AND STEEL INSTITUTE 81 Department of Energy VARIOUS R&D 2,630,140

81.049 ALTA ROCK 10049506 R&D 5,314 ALTAROCK ENERGY 81.049 HPC-BASED VALIDATION REI8256-1 R&D 27,040 REACTION ENGINEERING INTL 81.049 ENERGY FRONTIERS 17284Z7181006 R&D 42,651 UNIVERSITY OF MARYLAND 81.049 COLD PRECIPITATION DATA 695K656 R&D 50,957 UNIVERSITY OF WISCONSIN-MADISON 81.049 HPC FLOWBACK & CLEANUP TOOL REI82481 R&D 65,600 REACTION ENGINEERING INTL 81.049 PRECIPITATION RATE AND TYPE Various R&D 94,051 PARTICLE FLUX ANALYTICS 81.049 STOCHASTIC MICROPHYSICS PARAM Z17-90030 R&D 99,368 UNIVERSITY CORP FOR ATMOSPHERIC RESEARCH 81.049 DOE - SUBCONTRACT TO UW UWSC8610 R&D 108,077 UNIVERSITY OF WASHINGTON 81.049 Office of Science Financial Assistance Program VARIOUS R&D 3,345,346 500,000

The accompanying notes are an integral part of the Schedule of 139 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 81.057 THORNOCK DOE UCR UND10356 R&D 30,353 UNIVERSITY OF NORTH DAKOTA 81.087 DISCOVERING ANTI-CANCER AGENTS PO 1000850858 R&D 34,018 UNIVERSITY OF COLORADO AT DENVER 81.087 PV SOLAR ENERGY PRELIM PORTLAND STATE 10045591 R&D 46,169 PORTLAND STATE UNIVERSITY 81.087 ASU USF UTAH EV CD MG TE 61559160-51077 R&D 64,046 STANFORD UNIVERSITY 81.087 Renewable Energy Research and Development VARIOUS R&D 8,397,605 3,072,522

81.089 RARE EARTH ELEMENTS Various R&D 3,363 REACTION ENGINEERING INTL 81.089 Tracer Testing Farnsworth, TX P0012449 R&D 47,996 NEW MEXICO INSTITUTE OF MINING & TECH 81.089 HIGH TEMP, PRESS OXYCOMBUSTION 82421 R&D 80,209 25,000 REACTION ENGINEERING INTL 81.089 INTEGRATION OF GEOPHYSICAL SIM PO 170624-401183-5801 R&D 111,483 COLORADO SCHOOL OF MINES 81.089 REI DOE HP OXY-COAL 2016 8250-1 R&D 179,214 REACTION ENGINEERING INTL 81.089 SWP CARBON SEQUESTRATION; PHASE III DSWT20 R&D 962,489 NEW MEXICO INSTITUTE OF MINING & TECH 81.089 Fossil Energy Research and Development VARIOUS R&D 1,720,227 578,785

81.112 HIGH PT TEXTURE MEASUREMENTS 41046924 R&D 40,615 CARNEGIE DOE ALLIANCE CENTER 81.117 Energy Efficiency and Renewable Energy VARIOUS 176,689 Information Dissemination, Outreach, Training and Technical Analysis/Assistance 81.121 BISON CAPABILITIES 18-023 R&D 31,474 UNIVERSITY OF NEW HAMPSHIRE 81.121 Nuclear Energy Research, Development and VARIOUS 60,379 Demonstration 81.121 ALPHA SPECTROSCOPY OF SALTS 60049182 R&D 78,607 OHIO STATE UNIVERSITY RESEARCH FNDTN 81.121 Nuclear Energy Research, Development and VARIOUS R&D 830,888 277,598 Demonstration 81.122 Electricity Delivery and Energy Reliability, VARIOUS R&D 40,695 Research, Development and Analysis 81.124 Predictive Science Academic Alliance Program VARIOUS R&D 3,517,398 527,960

81.135 Advanced Research Projects Agency - Energy VARIOUS R&D 1,145,410 114,344

84 SLC PEP GRANT Various 63,755 SALT LAKE CITY SCHOOL DISTRICT 84 DLI & STUDENT ACHIEVEMENT R305H170005 R&D 70,468 AMER COUNCILS FOR INTNL EDUCATION 84.007 Federal Supplemental Educational Opportunity VARIOUS 660,521 Grants 84.015 National Resource Centers Program for Foreign VARIOUS 1,737,820 809,940 Language and Area Studies or Foreign Language and International Studies Program and Foreign Language and Area Studies Fellowship Program 84.033 Federal Work-Study Program VARIOUS 1,376,007

The accompanying notes are an integral part of the Schedule of 140 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 84.042 TRIO_Student Support Services VARIOUS 353,767

84.047 TRIO_Upward Bound VARIOUS 436,235

84.063 Federal Pell Grant Program VARIOUS 31,636,808

84.283 WRCC S12-174 19,587 WESTED 84.283 WCC EVALUATION S283B120006 R&D 28,100 WESTED 84.283 WCC EVALUATION S283B120006 R&D 76,222 WESTED 84.305 MORPHOLOGY INTERVENTION 5509-UU-IES-0401 R&D 129,788 PENNSYLVANIA STATE UNIVERSITY 84.305 AAAS SUBCONTRACT 3155A 294,475 AMER ASSOC FOR THE ADVANCMNT OF SCIENCE 84.325 NLCSD SCHOLARS - YR 2 UTAH 88402 16-17 2,000 SALUS UNIVERSITY 84.325 NLCSD SCHOLARS - YR 3 UTAH 88403 17-18 35,626 SALUS UNIVERSITY 84.325 Special Education - Personnel Development to VARIOUS 1,073,583 17,662 Improve Services and Results for Children with Disabilities 84.335 Child Care Access Means Parents in School VARIOUS 285,138

84.379 Teacher Education Assistance for College and VARIOUS -3,724 Higher Education Grants (TEACH Grants) 85.802 Fellowship Program VARIOUS 36,728

93 PFDN CONTINUING STUDIES - CAPITATION Various R&D -5,684 AGREEMENT RTI INTERNATIONAL 93 EXONUCLEASE SEQUENCING 102-NH-IC PO4346 R&D -4,129 ELECTRONIC BIOSCIENCE INC 93 PLCO/CDCC 6426-509 R&D -3,393 WESTAT 93 A PHASE LL, RANDOMIZED, PLACEBO- 000406268003 R&D -1,655 CONTROLLED, BLINDED INVE UNIVERSITY OF ALABAMA 93 AAU HUMAN TRAFFICKING Various R&D -737 ASIAN ASSOCIATION OF UTAH 93 EBS SUB NANOPORE SHRINKING 102-NH-1C PO4345 R&D -539 ELECTRONIC BIOSCIENCE INC 93 PERCEPTIONS STUDY Various R&D 205 NEW ENGLAND RESEARCH INC 93 MIDAS Various R&D 660 LAM FOUNDATION 93 AAU HUMAN TRAFFICKING Various R&D 718 ASIAN ASSOCIATION OF UTAH 93 ALLIANCE NCORP RESEARCH BASE Various R&D 790 MAYO CLINIC ROCHESTER 93 EYEGENE SUB 10045855 R&D 917 EMMES CORP 93 ALLIANCE NCORP RESEARCH BASE Various R&D 1,432 MAYO CLINIC ROCHESTER 93 A PHASE LL, RANDOMIZED, PLACEBO- 000406268003 R&D 1,655 CONTROLLED, BLINDED INVE UNIVERSITY OF ALABAMA 93 IMPROVED PATIENT RECOVERY AFTER 10014935 R&D 1,657 ANESTHESIA WITH HYPERCAP AXON MEDICAL INC

The accompanying notes are an integral part of the Schedule of 141 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93 BIQSFP(NCTN) - COGAALL0932 9500080216-S7XX R&D 1,970 CHILDRENS HOSPITAL PHILADELPHIA 93 MONITORING JORRP S250211-21 R&D 1,993 EASTERN VIRGINIA MEDICAL SCHOOL 93 PETAL-LOTUS Various R&D 2,064 INTERMOUNTAIN HEALTHCARE 93 NCI EXCEPTIONAL RESPONDERS Various R&D 2,936 PHARMACEUTICAL PRODUCT DEVELOPMENT INC 93 VST-1001 DSS10038548 R&D 3,342 VESTAN INC 93 EFFECT OF CORNEAL PRESERVATION TIME Various R&D 3,398 ON LONG-TERM GRAFT S JAEB CENTER FOR HEALTH RESEARCH 93 HERSH CHOP CDC SUB JUNE 2017 7300260419 / PO 962906-RSUB R&D 3,640 CHILDRENS HOSPITAL PHILADELPHIA 93 BOYER BMT CTN 1102 BMTCTNPROTOCOL1102 R&D 3,740 NATIONAL MARROW DONOR PROGRAM 93 YODER RTI MAR 2017 MILRINONE HD 036790 / 0212456 R&D 3,851 RTI INTERNATIONAL 93 NN 108 1U10NS077305-01 R&D 4,297 MASSACHUSETTS GENERAL HOSPITAL 93 REVIVE IT 3002875927 R&D 4,610 UNIVERSITY OF MICHIGAN 93 BEST-CLI TRIAL Various R&D 4,976 NEW ENGLAND RESEARCH INSTITUTES 93 EFFECT OF CORNEAL PRESERVATION TIME Various R&D 5,098 ON LONG-TERM GRAFT S JAEB CENTER FOR HEALTH RESEARCH 93 PLCO/CDCC 6426-509 R&D 5,360 WESTAT 93 INTEGRATING NOVEL MECHANISMS 000513373-SP004-001 R&D 5,528 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93 AMPOFO CDC FLU PANDEMIC STUDY 44360 R&D 5,890 ABT ASSOCIATES INC 93 DIASTOLIC VENTRICULAR FUNCTION Various R&D 5,909 MEDICAL COLLEGE OF WISCONSIN 93 PK OF UNDERSTUDIED DRUGS 193221 R&D 6,364 DUKE CLINICAL RESEARCH INSTITUTE 93 LVAD AND STEM CELLS U01HL088842 R&D 7,896 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93 SPINAL MUSCULAR ATROPHY (SMA) Various R&D 10,607 BIOMARKERS IN THE IMMEDIAT MASSACHUSETTS GENERAL HOSPITAL 93 INTEGRATING NOVEL MECHANISMS 000513373-SP004-001 R&D 11,150 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93 DVAS A003630302 R&D 11,186 UNIVERSITY OF MINNESOTA 93 LONGTERM FOLLOW UP OF PATIENTS 2003163059 R&D 11,221 PARTICIPATING IN THE MULT JOHNS HOPKINS UNIVERSITY 93 ECOG-ACRIN LAPS PURCHASE AGREE Various R&D 11,253 ECOG-ACRIN CANCER RESEARCH GROUP 93 BREAST CANCER TESTING PANELS UOU-195385 R&D 13,479 MAYO CLINIC ROCHESTER 93 BP AND KIDNEY FUNCTION N006187407 R&D 13,613 UNIVERSITY OF MINNESOTA 93 SCAMP TRIAL UTA03 R&D 13,749 DUKE CLINICAL RESEARCH INSTITUTE

The accompanying notes are an integral part of the Schedule of 142 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93 PAVIA BFD GI PANEL SUB FEB '15 Various R&D 14,871 BIOFIRE DIAGNOSTICS INC 93 PROSTATE 8 PO B00127743 R&D 15,420 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93 PLCO/CDCC 6426-509 R&D 15,596 WESTAT 93 FLU PANDEMIC TO 48494 TO-200-2013-F-57544 R&D 16,063 ABT ASSOCIATES INC 93 LUMBAR SURGERY LOW BACK PAIN 17-074 R&D 16,879 UNIVERSITY OF TEXAS MEDICAL BRANCH 93 FLU PANDEMIC 44978 R&D 17,597 ABT ASSOCIATES INC 93 Department of Health and Human Services VARIOUS R&D 17,951

93 YODER RTI MAR 2017 MILRINONE HD 036790 / 0212456 R&D 19,622 RTI INTERNATIONAL 93 INTEGRATING NOVEL MECHANISMS 000513373-SP004-001 R&D 19,770 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93 VIOLET-PETAL 10045509 R&D 20,410 INTERMOUNTAIN HEALTHCARE 93 YODER RTI MAY 2017 DARBE 0212456 R&D 20,469 RTI INTERNATIONAL 93 CVDC POSTDOC SUPPORT 1U01HL131003-3 R&D 25,705 CINCINNATI CHILDRENS HOSPITAL MED CTR 93 CEGIR 7802 Various R&D 27,136 CINCINNATI CHILDRENS HOSPITAL MED CTR 93 MSU SUBCONTRACT RC103694UT R&D 29,478 MICHIGAN STATE UNIVERSITY 93 EXONUCLEASE-NANOPORE PLATFORM 141-NH-1C-4485 R&D 30,008 ELECTRONIC BIOSCIENCE INC 93 SWOG CONTRACT Various R&D 31,065 OREGON HEALTH & SCIENCE UNIVERSITY 93 CCN-DENVER FY18.903.001 R&D 31,596 UNIVERSITY OF COLORADO AT DENVER 93 ROP1 Various R&D 35,909 9,694 JAEB CENTER FOR HEALTH RESEARCH 93 CTSU PHASE II SUPPLEMENTAL Various R&D 37,093 CHILDRENS HOSPITAL PHILADELPHIA 93 BREAST CANCER TESTING PANELS UOU-195385 R&D 37,200 MAYO CLINIC ROCHESTER 93 YODER RTI MAY 2017 DARBE 0212456 R&D 45,312 RTI INTERNATIONAL 93 NIH COG NCORP (UG1CA189955) UGICA189955 R&D 46,335 CHILDRENS HOSPITAL PHILADELPHIA 93 VHA REGISTRY 388003-15044-PF R&D 52,747 PORTLAND VA RESEARCH FOUNDATION 93 ANHL1131 ROCH$ANHL1131 R&D 54,260 CHILDRENS HOSPITAL PHILADELPHIA 93DVAS A003630302 R&D 66,232 UNIVERSITY OF MINNESOTA 93MSU SUBCONTRACT RC103694UT R&D 67,879 MICHIGAN STATE UNIVERSITY 93SV 1000 GP PO# 204143 R&D 72,997 JACKSON LABORATORY

The accompanying notes are an integral part of the Schedule of 143 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93 UHIN - HEALTHIER COMMUNITIES Various R&D 126,153 120,789 UTAH HEALTH INFORMATION NETWORK 93 DVAS A003630302 R&D 129,086 UNIVERSITY OF MINNESOTA 93 EBOLA PHASE 2 SBIR 10035362 R&D 129,253 NAVIGEN 93 INTEGRATING NOVEL MECHANISMS 000513373-SP004-001 R&D 133,762 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93 INTEGRATING NOVEL MECHANISMS 000513373-SP004-001 R&D 163,859 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93 TRIALNET MAJOR AFFILIATE 6119114400E R&D 172,363 UNIVERSITY OF SOUTH FLORIDA 93 DRUG REPURPOSING PLATFROM 1503014 R&D 229,594 RECURSION PHARMACEUTICALS LLC 93 NIH NCTN GRANT (U10CA180886) SUB#950008021512C R&D 264,440 CHILDRENS HOSPITAL PHILADELPHIA 93 INTEGRATING NOVEL MECHANISMS 000513373-SP004-001 R&D 308,238 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93 Department of Health and Human Services VARIOUS R&D 2,864,868 500,798

93 Department of Health and Human Services VARIOUS R&D 7,668,557 851,789

93.048 Special Programs for the Aging_Title IV_and VARIOUS R&D 59,094 Title II_Discretionary Projects 93.059 Training in General, Pediatric, and Public Health VARIOUS R&D 228,542 Dentistry 93.070 ASTHMA PREV AND CONTROL UT-1404-01 R&D 1,250 UNIVERSITY OF PENNSYLVANIA 93.073 Birth Defects and Developmental Disabilities - VARIOUS R&D 404,343 Prevention and Surveillance 93.077 NICOTINE CONTENT 00005077 R&D 6,798 MD ANDERSON CANCER CENTER 93.077 NICOTINE CONTENT 00005077 R&D 13,560 MD ANDERSON CANCER CENTER 93.084 Prevention of Disease, Disability, and Death by VARIOUS R&D 329,764 69,156 Infectious Diseases 93.085 Research on Research Integrity VARIOUS R&D 35,323

93.103 DCA IN PDC DEFICIENCY UFDSP00011718 R&D 1,930 UNIVERSITY OF FLORIDA 93.103 PHASE 3 IVFAT PNAC FDA SUB 3003792592 R&D 52,943 UNIVERSITY OF MICHIGAN 93.103 Food and Drug Administration_Research VARIOUS R&D 247,329

93.107 Area Health Education Centers Point of Service VARIOUS R&D 344,535 281,526 Maintenance and Enhancement Awards 93.110 Maternal and Child Health Federal Consolidated VARIOUS R&D 823,953 616,716 Programs 93.113 CARCINOGEN AFLATOXIN DETECTION 10035478 R&D 4,194 AGRI ANALYSIS INC 93.113 FENO GRANT 42838169 R&D 15,492 UNIVERSITY OF SOUTHERN CALIFORNIA 93.113 QUINLAN UF RESUBMIT 2016 UFDSP00011534 R&D 69,326 UNIVERSITY OF FLORIDA

The accompanying notes are an integral part of the Schedule of 144 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.113 Environmental Health VARIOUS R&D 866,218

93.117 Preventive Medicine and Public Health VARIOUS R&D 384,269 Residency Training Program, Integrative Medicine Program, and National Coordinating Center for Integrative Medicine 93.121 PERIO PHASE 2 10033827 R&D 18,161 GLYCOMIRA LLC 93.121 Oral Diseases and Disorders Research VARIOUS R&D 2,364,635 364,159

93.127 EMERGENCY MEDICAL SERVICE FOR SUB0800089/201503204-01 R&D -6,726 CHILDREN NETWORK DEVELOPME UNIVERSITY OF CALIFORNIA DAVIS 93.127 MANN MCW SUB JAN 2016 PO R&D 6,524 MEDICAL COLLEGE OF WISCONSIN 93.127 EMERGENCY MEDICAL SERVICE FOR SUB0800089/201503204-01 R&D 138,961 CHILDREN NETWORK DEVELOPME UNIVERSITY OF CALIFORNIA DAVIS 93.127 Emergency Medical Services for Children VARIOUS R&D 3,054,692

93.135 LYNCH NAPROXEN PER PATIENT 00004109 R&D 1,122 MD ANDERSON CANCER CENTER 93.136 Injury Prevention and Control Research and VARIOUS R&D 768,328 376,704 State and Community Based Programs 93.142 HAZARDOUS MATERIALS TRAINING 0011233A R&D 13,681 UNIVERSITY OF TEXAS AT HOUSTON 93.142 HAZARDOUS MATERIALS TRAINING 0011233A R&D 35,765 UNIVERSITY OF TEXAS AT HOUSTON 93.142 HAZARDOUS MATERIALS TRAINING 0011233A R&D 66,574 UNIVERSITY OF TEXAS AT HOUSTON 93.142 HAZARDOUS MATERIALS TRAINING 0011233A R&D 216,596 UNIVERSITY OF TEXAS AT HOUSTON 93.143 A SYSTEMS BIOLOGY APPROACH 400763-5802 R&D -3,404 COLORADO SCHOOL OF MINES 93.143 A SYSTEMS BIOLOGY APPROACH 400763-5802 R&D 12,537 COLORADO SCHOOL OF MINES 93.143 A SYSTEMS BIOLOGY APPROACH 400763-5802 R&D 145,944 COLORADO SCHOOL OF MINES 93.145 NATIONAL AIDS EDU & TRAIN CTR. UWSC8703 R&D 252 UNIVERSITY OF WASHINGTON 93.145 NATIONAL AIDS EDU & TRAIN CTR. UWSC8703 R&D 119,762 UNIVERSITY OF WASHINGTON 93.153 Coordinated Services and Access to Research VARIOUS R&D 400,401 for Women, Infants, Children, and Youth 93.161 PEHSU 2017 PROJECT E0952U-1 R&D 6,818 DENVER HEALTH AND HOSPITAL AUTHORITY 93.172 CRVR ADMIN SUPPLEMENT 5105965 R&D 2,117 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.172 Clinical Genomics Database 109737 R&D 4,026 BRIGHAM & WOMENS HOSPITAL 93.172 Clinically Relevant Genetic 5105155 R&D 4,702 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.172 FRAMESHIFT STTR 10039910 R&D 9,354 FRAMESHIFT LABS LLC 93.172 MARTH/FRAMESHIFT-NOVEL IBIO 1R43HG009868-01 R&D 11,919 FRAMESHIFT LABS LLC 93.172 FRAMESHIFT STTR SUB 2016 1R41HG009629-01 R&D 27,797 FRAMESHIFT LABS LLC

The accompanying notes are an integral part of the Schedule of 145 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.172 CHICAGO - TELOMERE LENGTH FP055133-B R&D 28,144 UNIVERSITY OF CHICAGO 93.172 CLINGEN RESOURCE 5108832 R&D 97,170 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.172 QUINLAN BROAD RESUBMIT 2016 5001020-5500001047 R&D 126,054 BROAD INSTITUTE 93.172 Human Genome Research VARIOUS R&D 4,154,122 9,815

93.173 OLFACTORY DYSFUNCTION CRS 1008367 UUT R&D -2,937 OREGON HEALTH & SCIENCE UNIVERSITY 93.173 BIOMECHANICAL MODEL OF SOUND 66100530417 R&D 21 ACTIVATION OF THE VESTIBULA UNIVERSITY OF MISSISSIPPI MEDICAL CENTER 93.173 RHEOLOGY OF VOCAL FOLDS 712K375 R&D 6,757 UNIVERSITY OF WISCONSIN-MADISON 93.173 OLFACTORY DYSFUNCTION CRS 1008367 UUT R&D 47,696 OREGON HEALTH & SCIENCE UNIVERSITY 93.173 R01 RENEW RESUB BYU JULY2017 17-0492 R&D 49,763 BRIGHAM YOUNG UNIVERSITY 93.173 SIMULATOR FOR PHONOSURGERY GMO 17510 R&D 55,117 UNIV OF TEXAS SOUTHWESTERN MEDICAL CTR 93.173 Research Related to Deafness and VARIOUS R&D 3,840,128 112,778 Communication Disorders 93.186 National Research Service Award in Primary VARIOUS R&D 259,556 Care Medicine 93.211 Telehealth Programs VARIOUS R&D 215,388

93.213 PAIN MANAGEMENT PROGRAM 163428/162264 R&D 1,302 UNIVERSITY OF TEXAS AT SAN ANTONIO 93.213 PRAGMATIC HEMODIALYSIS TRIALS 570169 R&D 16,466 UNIVERSITY OF PENNSYLVANIA 93.213 Research and Training in Complementary and VARIOUS R&D 1,388,454 211,957 Alternative Medicine 93.226 PATIENT-CENTERED OUTCOMES 2312021528152594L R&D -14,903 RTI INTERNATIONAL 93.226 CEASAR - AHRQ VUMC 57335 R&D -9,048 VANDERBILT UNIVERSITY MEDICAL CENTER 93.226 DEAN BCH SUB (IPASS) FEB 2015 RSTFD0000661715 R&D 4,023 CHILDRENS HOSPITAL BOSTON 93.226 CEASAR - AHRQ VUMC 57335 R&D 8,595 VANDERBILT UNIVERSITY MEDICAL CENTER 93.226 CEASAR - AHRQ VUMC 57335 R&D 13,931 VANDERBILT UNIVERSITY MEDICAL CENTER 93.226 PATIENT-CENTERED OUTCOMES 2312021528152594L R&D 17,607 RTI INTERNATIONAL 93.226 OPIOID USE DISORDER 0053096 (412391-1) R&D 21,569 UNIVERSITY OF PITTSBURGH 93.226 PATIENT-CENTERED OUTCOMES 2312021528152594L R&D 40,358 RTI INTERNATIONAL 93.226 SAFE PERFORMANCE OF EHR 111456 R&D 44,346 BRIGHAM & WOMENS HOSPITAL 93.226 ENACT 0039806 (124759-2) R&D 53,589 UNIVERSITY OF PITTSBURGH

The accompanying notes are an integral part of the Schedule of 146 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.226 OPIOID USE DISORDER 0053096 (412391-1) R&D 59,468 UNIVERSITY OF PITTSBURGH 93.226 MAINTAIN 002608(127137-1) R&D 150,673 UNIVERSITY OF PITTSBURGH 93.226MRSA IN LONG TERM CARE 568241 R&D 188,606 UNIVERSITY OF PENNSYLVANIA 93.226Research on Healthcare Costs, Quality and VARIOUS R&D 1,260,326 169,738 Outcomes 93.236Grants to States to Support Oral Health VARIOUS R&D 568,376 Workforce Activities 93.242KITWARE CMRI WORKSHOPS K0101000S02 R&D -3,808 KITWARE 93.242INTERVENTION FOR TIC DISORDERS 201402 R&D -127 PSYCTECH LTD 93.242NORLIN AAP JUNE 2016 755161UU R&D 881 AMERICAN ACADEMY OF PEDIATRICS 93.242KELLER MICH SUB JUNE 2014 3003322495 R&D 1,063 UNIVERSITY OF MICHIGAN 93.242 CBIT-TRAINER 2017-0154 R&D 9,556 PSYCTECH LTD 93.242 LEPPERT SUBCONTRACT 496K952 R&D 10,803 UNIVERSITY OF WISCONSIN-MADISON 93.242 LEPPERT SUBCONTRACT 496K952 R&D 14,006 UNIVERSITY OF WISCONSIN-MADISON 93.242 NIH PTSD YEAR 2 UWSC8570 R&D 15,339 UNIVERSITY OF WASHINGTON 93.242 KELLER MICH SUB AUG 2017 3004544101 R&D 23,575 UNIVERSITY OF MICHIGAN 93.242 CASPER ED-STARS 3003298612 R&D 26,492 UNIVERSITY OF MICHIGAN 93.242 NORLIN AAP JUNE 2016 755161UU R&D 41,572 AMERICAN ACADEMY OF PEDIATRICS 93.242 CASPER ED-STARS AS DEC SUPPLEMENT 3004134601 R&D 71,647 UNIVERSITY OF MICHIGAN 93.242 CASPER MICH ED-STARS SEPT 2016 3004653606 R&D 81,923 UNIVERSITY OF MICHIGAN 93.242 KELLER MICH SUB JUNE 2014 3003322495 R&D 122,450 UNIVERSITY OF MICHIGAN 93.242 LEPPERT SUBCONTRACT 496K952 R&D 164,626 UNIVERSITY OF WISCONSIN-MADISON 93.242 SUBCONTRACT TO WISCONSIN/LAINH 690K922 R&D 463,105 UNIVERSITY OF WISCONSIN-MADISON 93.242 Mental Health Research Grants VARIOUS R&D 4,452,153 91,068

93.243 Substance Abuse and Mental Health VARIOUS R&D 1,051,557 230,387 Services_Projects of Regional and National Significance 93.253 Poison Center Support and Enhancement Grant VARIOUS R&D 138,998 Program 93.262 Exposure-Response Relationship 143405506 R&D -1,215 UNIVERSITY OF WISCONSIN-MILWAUKEE 93.262 DESIGN, EVALUATION & VALIDATION OF A G45902 R&D -414 NEXT-GENERATION INH COLORADO STATE UNIVERSITY 93.262 EXPOSURE RESPONSE FOR LBP 144-AAA5711 R&D 3,921 UNIVERSITY OF WISCONSIN-MILWAUKEE 93.262 EXPOSURE RESPONSE FOR LBP 144-AAA5711 R&D 9,289 UNIVERSITY OF WISCONSIN-MILWAUKEE

The accompanying notes are an integral part of the Schedule of 147 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.262 Occupational Safety and Health Program VARIOUS R&D 2,231,607 2,592

93.264 Nurse Faculty Loan Program (NFLP) VARIOUS R&D 115,438

93.273 PRUITT RIH SUB SEPT 2016 7017137290-1 R&D 17,910 RHODE ISLAND HOSPITAL 93.273 MINORITY STRESS, DRINKING 18345 R&D 22,471 UNIVERSITY OF ILLINOIS AT CHICAGO 93.273 HIV INFECTED VETERANS 0037731 (124672-4) R&D 23,787 UNIVERSITY OF PITTSBURGH 93.273 TEEN ALCOHOL SCREENING IN THE 70154751UT R&D 64,319 PEDIATRIC EMERGENCY CARE A RHODE ISLAND HOSPITAL 93.273 TECHNOLOGY-BASED EVALUATION UWSC9335 R&D 177,760 UNIVERSITY OF WASHINGTON 93.273 Alcohol Research Programs VARIOUS R&D 633,586

93.279 FACILITATING HCV TREATMENT 8020 R&D 94 MAGEE-WOMENS RESH INST & FDTN 93.279 NIH STTR PLUSONE SUBCONTRACT Various R&D 7,980 XANDEM TECHNOLOGY LLC 93.279 MINDFULNESS FORD0027 R&D 15,977 FORDHAM UNIVERSITY 93.279 NIH STTR PLUSONE SUBCONTRACT Various R&D 26,871 XANDEM TECHNOLOGY LLC 93.279 THERAPY FOR DISORDER TREATMENT UWSC7271 R&D 29,788 UNIVERSITY OF WASHINGTON 93.279 Nicotine and Alcohol Co-Depend 140401 R&D 37,664 BRIGHAM YOUNG UNIVERSITY 93.279 MII 32661 UTAH R&D 86,364 BARROW NEUROLOGICAL INSTITUTE 93.279 Drug Abuse and Addiction Research Programs VARIOUS R&D 4,773,287 216,685

93.283 Centers for Disease Control and VARIOUS R&D 790,046 200,259 Prevention_Investigations and Technical Assistance 93.286 DUAL ENCAPSULATION 10036101 R&D -863 BLACKROCK MICROSYSTEMS 93.286 CORNELL SUB R01 RESUBMISSION 1304055702 R&D 1,814 WEILL CORNELL MEDICAL COLLEGE 93.286 IOWA SUBCONTRACT JULY 2015 W000798277 R&D 13,228 UNIVERSITY OF IOWA 93.286 NIH SUB WITH FAU URK87 R&D 21,225 FLORIDA ATLANTIC UNIVERSITY 93.286 MD2K 5-40513 R&D 35,229 UNIVERSITY OF MEMPHIS 93.286 MD2K 5-40513 R&D 61,422 UNIVERSITY OF MEMPHIS 93.286 Discovery and Applied Research for VARIOUS R&D 3,348,467 16,194 Technological Innovations to Improve Human Health 93.307 VINCI R00 11-19002-99-01-G2 R&D 4,378 MOFFITT CANCER CENTER 93.307 UOFTX LATINO SMOKERS UTA17-0001145 R&D 6,089 UNIVERSITY OF TEXAS AT AUSTIN 93.307 CASPER CNMC SUB OCT 2016 30004222-03 R&D 6,492 CHILDREN'S NATIONAL MEDICAL CENTER 93.307 CASPER CNMC SUB OCT 2016 30004222-03 R&D 14,458 CHILDREN'S NATIONAL MEDICAL CENTER

The accompanying notes are an integral part of the Schedule of 148 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.307 VINCI R00 11-19002-99-01-G2 R&D 15,144 MOFFITT CANCER CENTER 93.307 SALUD JUNTOS Various R&D 40,605 BRIGHTOUTCOME INC 93.307 Minority Health and Health Disparities Research VARIOUS R&D 987,975 582,256

93.310 DP2 SUB UCSF 8935SC R&D 54 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.310 YODER SIRB UOFR JUNE 2017 417194 G/UR FAO GR510713 R&D 1,976 UNIVERSITY OF ROCHESTER 93.310 ENHANCER THERAPY S9000094 R&D 8,239 UNIVERSITY OF CALIFORNIA SAN DIEGO 93.310 YODER SIRB UOFR JUNE 2017 417194 G/UR FAO GR510713 R&D 17,287 UNIVERSITY OF ROCHESTER 93.310 LA DREAMERS 94745352 R&D 23,332 UNIVERSITY OF SOUTHERN CALIFORNIA 93.310 EXRNA SIGNATURES JENSEN-16-02 R&D 52,409 TRANSLATIONAL GENOMIC RESEARCH INSTITUTE 93.310 CTSA - SINGLE IRB MUSC17-111-8C997 R&D 137,335 MEDICAL UNIVERSTIY OF SOUTH CAROLINA 93.310 DP2 SUB UCSF 8935SC R&D 178,399 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.310 NRMN 5101964-1 R&D 574,721 404,717 BOSTON COLLEGE 93.310 Trans-NIH Research Support VARIOUS R&D 3,474,126 114,488

93.315 SPINA BIFIDA COMPONENT C Various R&D 2,695 INTERMOUNTAIN HEALTHCARE 93.315 SPINA BIFIDA COMPONENT C Various R&D 3,106 INTERMOUNTAIN HEALTHCARE 93.315 Rare Disorders: Research, Surveillance, Health VARIOUS R&D 402,848 Promotion, and Education 93.342 Health Professions Student Loans, Including VARIOUS R&D 19,761 Primary Care Loans/Loans for Disadvantaged Students 93.350 ACT WAVE 3 - UOP 0055353 (129324-33) R&D 965 UNIVERSITY OF PITTSBURGH 93.350LASALLE VANDERBILT U24 RIC SUB VUMC 59240 R&D 4,006 VANDERBILT UNIVERSITY 93.350LASALLE CTSA NETWORK SUPP UL1 MUSC17-020-8C706 R&D 22,273 MEDICAL UNIVERSTIY OF SOUTH CAROLINA 93.350LASALLE VANDERBILT U24 RIC SUB VUMC 59240 R&D 74,785 VANDERBILT UNIVERSITY 93.350LASALLE CTSA NETWORK SUPP UL1 MUSC17-020-8C706 R&D 94,756 MEDICAL UNIVERSTIY OF SOUTH CAROLINA 93.350ACT WAVE 3 - UOP 0055353 (129324-33) R&D 113,208 UNIVERSITY OF PITTSBURGH 93.350PROMIS 60044737UU R&D 127,705 NORTHWESTERN UNIVERSITY 93.350National Center for Advancing Translational VARIOUS R&D 9,148,962 51,587 Sciences 93.351NIH ZEBRAFISH GENOTYPING 10043113 R&D 26,632 NANONC INC

The accompanying notes are an integral part of the Schedule of 149 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.351 Research Infrastructure Programs VARIOUS R&D 863,461

93.353 21st Century Cures Act - Beau Biden Cancer VARIOUS R&D 452,958 70,104 Moonshot 93.358 Advanced Education Nursing Traineeships VARIOUS R&D 7,718

93.361 STRONG 2017-3499 R&D 2,538 UNIVERSITY OF CALIFORNIA IRVINE 93.361 U MICHIGAN (ZAHURANEC) SUB 3004717570 R&D 16,692 UNIVERSITY OF MICHIGAN 93.361 QUADRUPEDAL HUMAN-ASSISTIVE RO UA15-060 R&D 35,399 UNIVERSITY OF ALABAMA 93.361 EVAL PATIENT BREATHING-SBIR 10040951 R&D 52,399 AXON MEDICAL INC 93.361 PRESSURE ULCERS 2035600 R&D 118,345 DUKE UNIVERSITY 93.361 Nursing Research VARIOUS R&D 1,352,719 318,580

93.364 Nursing Student Loans VARIOUS R&D 264,968

93.393 R01-CA189184 SUB#835528 R&D -143 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 MGH 12-100 218209 R&D 635 MASSACHUSETTS GENERAL HOSPITAL 93.393 DETECTION OF COLORECTAL CANCER 0000759912 R&D 1,208 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 SOCIAL NETWORK ASSESSMENT PROG 10183789901G1 R&D 2,812 MOFFITT CANCER CENTER 93.393 GENOMIC AND TRANSCRIPTOMIC GB10524.157564 R&D 5,864 UNIVERSITY OF VIRGINIA 93.393 DOVE GRANT 0000892323 / 218624 R&D 5,992 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 LESSNICK R01 SUBCONTRACT 82120515 R&D 6,845 RESH INST AT NATIONWIDE CHLDRNS HOSP 93.393 R01-CA189184 SUB#835528 R&D 9,150 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 COMPREHENSIVE EVALUATION N006612801 R&D 9,383 UNIVERSITY OF MINNESOTA 93.393 SUB TO MAYO U01 (ICPCG) UOU181797 / PO64852898 R&D 11,347 MAYO CLINIC ROCHESTER 93.393 FINANCIAL INCENTIVES RS20160790-05 R&D 12,231 UNIVERSITY OF OKLAHOMA 93.393 MD ANDERSON SUB - COLORECTAL SUB2158 R&D 14,778 MD ANDERSON CANCER CENTER 93.393 BIDMC SUBCONTRACT 01027406 R&D 15,422 BETH ISRAEL DEACONESS MEDICAL CENTER 93.393 CERVICAL CANCER RS20152192-06 R&D 16,829 UNIVERSITY OF OKLAHOMA 93.393 MELANOMA 00003179 R&D 17,722 MD ANDERSON CANCER CENTER 93.393 PURDUE NCI SUBCONTRACT 4102-81790 R&D 17,780 PURDUE UNIVERSITY

The accompanying notes are an integral part of the Schedule of 150 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.393 FINANCIAL INCENTIVES RS20160790-05 R&D 17,818 UNIVERSITY OF OKLAHOMA 93.393 CERVICAL CANCER RS20152192-06 R&D 19,123 UNIVERSITY OF OKLAHOMA 93.393 BUYS MSKCC SUBCONTRACT BD517107 R&D 28,006 MEMORIAL SLOAN-KETTERING CANCER CTR 93.393 CONTROLLING ESOPHAGEAL CANCER 226969 R&D 28,877 MASSACHUSETTS GENERAL HOSPITAL 93.393 ICPCG 63291580 R&D 29,603 MAYO CLINIC ROCHESTER 93.393 PATHOLOGICAL EPIDEMIOLOGY 0000813360 R&D 31,822 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 PATHOLOGICAL EPIDEMIOLOGY 0000813360 R&D 34,243 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 TELOMERES 0000892445/208428 R&D 39,192 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 BRCA2 MISSENSE MUTATIONS UNI-18129402 R&D 42,756 MAYO CLINIC ROCHESTER 93.393 EBS SUBCONTRACT: TOOLS RNA NIH 141-NH-1C-4484 R&D 50,046 ELECTRONIC BIOSCIENCE INC 93.393 BREAST CANCER FAMILY COHORT 1UM1CA16492001A1UT R&D 54,499 CANCER PREVENTION INST OF CALIFORNIA 93.393 R01-CA189184 SUB#835528 R&D 64,905 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 R01-CA189184 SUB#835528 R&D 90,868 FRED HUTCHINSON CANCER RESEARCH CENTER 93.393 MELANOMA 00003179 R&D 157,698 MD ANDERSON CANCER CENTER 93.393 4DN TPA INITIATIVE 92275293 S9001779 R&D 188,069 101,274 UNIVERSITY OF CALIFORNIA SAN DIEGO 93.393 Cancer Cause and Prevention Research VARIOUS R&D 7,873,654 1,986,854

93.394 PROTEIN BIOMARKERS Various R&D 289 SONATA BIOSCIENCES INCE 93.394 BIOMARKERS OF HORMONE THERAPY 71183210 R&D 3,415 UNIVERSITY OF SOUTHERN CALIFORNIA 93.394 KAPHINGST_MSKCC_PLACEHOLDER BD517217 R&D 4,542 MEMORIAL SLOAN-KETTERING CANCER CTR 93.394 ULCERATIVE COLITIS UWSC9880 R&D 14,142 UNIVERSITY OF WASHINGTON 93.394 HASHIBE HUTCHINSON SUBCONTRACT 0000822689 R&D 17,457 FRED HUTCHINSON CANCER RESEARCH CENTER 93.394 SUBCON_FAJARDO-OKLAHOMA_2015 2016-45 R&D 26,591 UNIVERSITY OF OKLAHOMA 93.394 EARLY DETECTION CANCER U01 SUB 00004322 R&D 28,557 MD ANDERSON CANCER CENTER 93.394 EARLY DETECTION CANCER U01 SUB 00004322 R&D 63,990 MD ANDERSON CANCER CENTER 93.394 Cancer Detection and Diagnosis Research VARIOUS R&D 2,674,106 281,275

The accompanying notes are an integral part of the Schedule of 151 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.395 OVARIAN CANCER POLYMER-DRUG 10034254 R&D -246 THERA TARGET INC 93.395 ALLIANCE NCORP IIT SALARY SUPP PO64740818UNI215327 R&D -1 MAYO CLINIC ROCHESTER 93.395 WHITE MATTER TOXICITY IN PEDS R01 CA221197 R&D 950 BAYLOR COLLEGE OF MEDICINE 93.395 13854-LAST - Y4 PO# R&D 2,232 MEDICAL COLLEGE OF WISCONSIN 93.395 13854- LAST Various R&D 2,427 MEDICAL COLLEGE OF WISCONSIN 93.395 SWOG NCORP - PI SUPPORT 1005019 UUT R&D 2,881 OREGON HEALTH & SCIENCE UNIVERSITY 93.395 BIQSFP (NCTN) COG AALL1131 9500080216-S7 R&D 5,181 CHILDRENS HOSPITAL PHILADELPHIA 93.395 SWOG NETWORK GROUP 90009627-UT R&D 5,382 OREGON HEALTH & SCIENCE UNIVERSITY 93.395 CHOP - WORKLOAD INTENSITY 9500080217-06C R&D 7,500 CHILDRENS HOSPITAL PHILADELPHIA 93.395 13854- LAST Various R&D 9,059 MEDICAL COLLEGE OF WISCONSIN 93.395 COG RARE TUMOR 2016-2017 10045310 R&D 9,427 CHILDRENS HOSPITAL PHILADELPHIA 93.395 Meyers COG NCTN Supp (Surgery) Various R&D 9,600 CHILDRENS HOSPITAL PHILADELPHIA 93.395 Meyers COG NCTN Supp (Surgery) Various R&D 10,769 CHILDRENS HOSPITAL PHILADELPHIA 93.395 ECOG-ACRIN FOUNDATION SUB U10CA18082002UTAH1 R&D 15,257 ECOG-ACRIN MEDICAL RESEARCH FDTN 93.395 SCI. LEADERSHIP U10CA180886 9500080217-06C R&D 17,378 CHILDRENS HOSPITAL PHILADELPHIA 93.395 MYELOPROLIFERATIVE DISORDERS 025474664609 R&D 17,783 RESEARCH CONSORTIUM (MPD)-P ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93.395 COG AWARD 2016-2017 9500080216 / PO962164RSUB R&D 21,616 CHILDRENS HOSPITAL PHILADELPHIA 93.395 SWOG NCORP - PI SUPPORT 1005019 UUT R&D 22,933 OREGON HEALTH & SCIENCE UNIVERSITY 93.395 A PHASE III MULTICENTER RANDOMIZED CA29605 R&D 26,399 TRIAL OF SENTINAL LYM JOHN WYNE CNCR INST@ST JHN'S HLTH CR CTR 93.395 COG RARE TUMOR 2016-2017 10045310 R&D 32,308 CHILDRENS HOSPITAL PHILADELPHIA 93.395 4D LUNG STEREOTAC RADIOTHERAPY 1600557/14431 R&D 39,982 UNIVERSITY OF MARYLAND BALTIMORE 93.395 MECHANISTIC STUDY OF ANTITUMOR 745001 R&D 146,265 PROTEOGENOMICS RESH INST FOR SYS MED 93.395 THERA TARGET STTR SUBAWARD 10044354 R&D 170,953 32,113 THERA TARGET INC 93.395 Cancer Treatment Research VARIOUS R&D 4,008,128 265,705

93.396 PROTEOME SAMPLE PREPARATION Various R&D 13,028 SONATA BIOSCIENCES INCE 93.396 U01 SCREEN DETECTED LESIONS PO#3001052861 SUB00003640 R&D 40,879 MD ANDERSON CANCER CENTER 93.396 VIS ANALYSIS LRG PAT COHORTS 152454.5097127.0103 R&D 56,640 HARVARD UNIVERSITY

The accompanying notes are an integral part of the Schedule of 152 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.396 U01 SCREEN DETECTED LESIONS PO#3001052861 SUB00003640 R&D 76,200 MD ANDERSON CANCER CENTER 93.396 Cancer Biology Research VARIOUS R&D 4,539,485 265,700

93.397 COHEN_SUB_CITY OF HOPE_U54 60600.2004495.669301 R&D 4,000 CITY OF HOPE NATIONAL MEDICAL CENTER 93.397 COHEN_SUB_CITY OF HOPE_U54 60600.2004495.669301 R&D 32,065 CITY OF HOPE NATIONAL MEDICAL CENTER 93.397 COHEN_SUB_CITY OF HOPE_U54 60600.2004495.669301 R&D 38,458 CITY OF HOPE NATIONAL MEDICAL CENTER 93.397 PROJECT CNP 00004872 R&D 46,423 MD ANDERSON CANCER CENTER 93.397 COHEN_SUB_CITY OF HOPE_U54 60600.2004495.669301 R&D 78,568 CITY OF HOPE NATIONAL MEDICAL CENTER 93.397 COHEN_SUB_CITY OF HOPE_U54 60600.2004495.669301 R&D 159,866 CITY OF HOPE NATIONAL MEDICAL CENTER 93.397 Cancer Centers Support Grants VARIOUS R&D 4,354,520 160,576

93.398 Cancer Research Manpower VARIOUS R&D 996,308

93.433 TBI3 60048763 R&D 7,794 OHIO STATE UNIVERSITY RESEARCH FNDTN 93.516 PUBLIC HEALTH TRAINING FY15155004 R&D 12,954 UNIVERSITY OF COLORADO AT DENVER 93.516 PUBLIC HEALTH TRAINING FY15155004 R&D 54,418 UNIVERSITY OF COLORADO AT DENVER 93.658 IDAHO WAIVER KC256100 R&D -101,532 STATE OF IDAHO 93.719 SUPPORTING COMPLEX Various R&D 147,061 122,800 UTAH HEALTH INFORMATION NETWORK 93.732 Mental and Behavioral Health Education and VARIOUS R&D 138,206 Training Grants 93.733 DISTRICT HUB AND SPOKE Various R&D 8,000 AMERICAN ACADEMY OF PEDIATRICS 93.823 Ebola Support: Transmission and Prevention VARIOUS R&D 787,783 237,448 Control, Public Health Preparedness, Vaccine Development 93.837 READMISSION KEY1795-02 R&D -9,412 NORTHERN CALIFORNIA INST RESH & EDUC 93.837 IMPACT OF HYPOTHERMIA ON MIDAZOLAM 3209530102 R&D -1,713 AND MORPHINE PHARMACO CHILDRENS HOSPITAL PHILADELPHIA 93.837 CHANGE IN ANESTHETIC/POSTOP T688275 R&D 6 EMORY UNIVERSITY 93.837 VASCULAR COUPLER 10043133 R&D 463 MICROSURGICAL INNOVATIONS 93.837 INVESTED SUBCONTRACT- BWH U01HL130204 R&D 580 BRIGHAM & WOMENS HOSPITAL 93.837 FALD U10HL068270 R&D 586 NEW ENGLAND RESEARCH INSTITUTES 93.837 AN EVALUATION OF NOVEL DOMAINS 179501 R&D 729 NORTHERN CALIFORNIA INST RESH & EDUC

The accompanying notes are an integral part of the Schedule of 153 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.837 VIRTUAL ELECTROPHYSIOLOGY LAB 2002406894 R&D 1,544 JOHNS HOPKINS UNIVERSITY 93.837 IMPACT OF HYPOTHERMIA ON MIDAZOLAM 3209530102 R&D 1,969 AND MORPHINE PHARMACO CHILDRENS HOSPITAL PHILADELPHIA 93.837 CHD BRAIN AND GENES 0138281 PCGC-PROTOCOL R&D 2,179 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 CHRONIC HYPERTENSION PREGNANCY 000503570009 R&D 2,967 UNIVERSITY OF ALABAMA 93.837 ACCESS N005339721 R&D 3,030 UNIVERSITY OF MINNESOTA 93.837 LIVE_HCM LIVE-HCM-UTAH R&D 3,133 YALE UNIVERSITY 93.837 NOVEL METHODS 559908 R&D 3,324 UNIVERSITY OF PENNSYLVANIA 93.837 GENOPHENO CARDIOMYOPATHY WSU15061 R&D 3,531 WAYNE STATE UNIVERSITY 93.837 ELECTROPHYS EFFECTS OF NEURAL 1553GQD960 R&D 3,663 UNIVERSITY OF CALIFORNIA LOS ANGELES 93.837 PCGC FIXED PRICE SPR116595/138281 R&D 3,746 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 MINICH-PHN ASC STUDY CHAIR Various R&D 3,851 NEW ENGLAND RESEARCH INC 93.837 MINICH NERI SUB (SVR III) Various R&D 4,593 NEW ENGLAND RESEARCH INSTITUTES 93.837 INVESTED SUBCONTRACT- BWH U01HL130204 R&D 4,851 BRIGHAM & WOMENS HOSPITAL 93.837 CHD BRAIN AND GENES 0138281 PCGC-PROTOCOL R&D 4,970 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 PHN SCHOLAR AWARD -GAMBOA 10035572 R&D 5,162 NEW ENGLAND RESEARCH INC 93.837 INVESTED SUBCONTRACT- BWH U01HL130204 R&D 6,970 BRIGHAM & WOMENS HOSPITAL 93.837 EXERCISE IN GENETIC CV DISEASE R01HL125918 R&D 7,271 YALE UNIVERSITY 93.837 METABOLIC PATHWAYS 100035 R&D 7,609 JOSLIN DIABETES CENTER 93.837 EVERITT WAYNE STATE SUB 2014 WSU14109 R&D 8,529 WAYNE STATE UNIVERSITY 93.837 CLS FOLLOW UP T699189 R&D 8,995 EMORY UNIVERSITY 93.837 MEDFOCUS W000709492 R&D 9,967 UNIVERSITY OF IOWA 93.837 Striatin, Aldo & Hypertension 109543 R&D 10,854 BRIGHAM & WOMENS HOSPITAL 93.837 DO IT TRIAL, PHN 10045841 R&D 11,657 NEW ENGLAND RESEARCH INSTITUTES 93.837 VASCULAR COUPLER 10043133 R&D 11,857 MICROSURGICAL INNOVATIONS 93.837 ALDOSTERONE DMD OHIO STATE SUB 60060457-60041988 R&D 13,605 OHIO STATE UNIVERSITY RESEARCH FNDTN 93.837 LIFE STUDY_HF SITE #LF700 R&D 13,632 DUKE UNIVERSITY 93.837 METABOLIC PATHWAYS 100035 R&D 15,114 JOSLIN DIABETES CENTER

The accompanying notes are an integral part of the Schedule of 154 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.837 MINICH PHN ASC CHAIR 2018 U2HL135691 R&D 15,128 NEW ENGLAND RESEARCH INC 93.837 CHD BRAIN AND GENES 0138281 PCGC-PROTOCOL R&D 15,651 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 PHN SCHOLAR AWARD- MARTIN Various R&D 16,444 NEW ENGLAND RESEARCH INC 93.837 CHD BRAIN AND GENES 0138281 PCGC-PROTOCOL R&D 17,349 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 EXTRACELLULAR SPACE 431976-19122 R&D 18,536 VIRGINIA POLYTECHNIC INSTITUTE & ST UNIV 93.837 INFORMATION EXTRACTION R912 R&D 18,663 DARTMOUTH COLLEGE 93.837 CASPER UCD SUB FEB 2016 20162680-03 R&D 18,687 UNIVERSITY OF CALIFORNIA DAVIS 93.837 LAMBERT T4G CHAIR FEB 2018 TEAM 4 GROWTH R&D 20,536 NEW ENGLAND RESEARCH INSTITUTES 93.837 NAVAJO NATION - ASTHMA 20112501A R&D 21,737 NATIONAL JEWISH HEALTH 93.837 REDUCING SEDENTARY BEHAVIOR 0056306 (130264-1) R&D 23,495 UNIVERSITY OF PITTSBURGH 93.837 R01 COLUMBIA SUB 1(GG011659-01) R&D 27,786 COLUMBIA UNIVERSITY 93.837CIRT (CARDIO INFLAMMATION) CIRT R&D 27,997 BRIGHAM & WOMENS HOSPITAL 93.837CASPER EMORY R34 SUB 2014 T397320 R&D 28,764 EMORY UNIVERSITY 93.837CHRONIC HYPERTENSION PREGNANCY 000503570009 R&D 28,858 17,659 UNIVERSITY OF ALABAMA 93.837PCGC FIXED PRICE SPR116595/138281 R&D 36,809 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837E-CHEM CATHETER PROJECT 2 3004342614 R&D 38,324 UNIVERSITY OF MICHIGAN 93.837TAILORED MHEALTH 0056243(130146-1) R&D 41,341 UNIVERSITY OF PITTSBURGH 93.837 PCGC FIXED PRICE SPR116595/138281 R&D 43,595 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 PEDIATRIC TB 1079SC R&D 44,833 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.837 HEMODYNAMIC ADAPTATION 000515877-001 R&D 46,140 UNIVERSITY OF ALABAMA 93.837 CVDC POSTDOC SUPPORT CVDC PROJECT 138275 FELLOW R&D 48,406 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 HITCHCOCK SACHSE R56 GENFD0001170195 R&D 50,081 CHILDRENS HOSPITAL BOSTON 93.837 REEDER CHOP CPCCRN SUB 2015 3200170321P0962194RSUB R&D 57,606 CHILDRENS HOSPITAL PHILADELPHIA 93.837 CHRONIC HYPERTENSION PREGNANCY 000503570009 R&D 61,903 22,338 UNIVERSITY OF ALABAMA 93.837 INTENSIVE HYPERTENSION CONTROL PO G11421-2(GG012720-01) R&D 71,759 COLUMBIA UNIVERSITY 93.837DEAN THAPCA CONT AUG 2016 3004153447 R&D 72,327 UNIVERSITY OF MICHIGAN

The accompanying notes are an integral part of the Schedule of 155 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.837 CHRONIC HYPERTENSION PREGNANCY 000503570009 R&D 73,624 33,040 UNIVERSITY OF ALABAMA 93.837 FUEL EXTENSION TRIAL 10044713 R&D 82,539 NEW ENGLAND RESEARCH INSTITUTES 93.837 GALLIUM STUDY 11580SUB R&D 84,068 SEATTLE CHILDREN'S HOSPITAL 93.837 CVDC UTAH GENOMIC DATA SHARING 138275 CVDC-DATA HUB R&D 85,294 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 PETERSON - SUB - LONG QT 228707 R&D 99,712 MASSACHUSETTS GENERAL HOSPITAL 93.837 READMISSION KEY1795-02 R&D 104,353 NORTHERN CALIFORNIA INST RESH & EDUC 93.837 CASPER UCD SUB FEB 2016 20162680-03 R&D 110,330 UNIVERSITY OF CALIFORNIA DAVIS 93.837 FCM FOR SURGARY BCH R01 SUB GENFD0001319815 R&D 120,621 CHILDRENS HOSPITAL BOSTON 93.837 RTI HEART HEALTH CR 13-312-0214047-52919 L R&D 122,470 RTI INTERNATIONAL 93.837 CVDC UTAH GENOMIC DATA SHARING 138275 CVDC-DATA HUB R&D 125,443 CINCINNATI CHILDRENS HOSPITAL MED CTR 93.837 FUEL STUDY Various R&D 129,863 NEW ENGLAND RESEARCH INSTITUTES 93.837 HEART HEALTH CAPITATION 0214047 R&D 180,761 160,465 RTI INTERNATIONAL 93.837 INFORMATION EXTRACTION R912 R&D 217,147 DARTMOUTH COLLEGE 93.837 REEDER CHOP CPCCRN SUB 2015 3200170321P0962194RSUB R&D 225,137 CHILDRENS HOSPITAL PHILADELPHIA 93.837 DEAN THAPCA CONT AUG 2016 3004153447 R&D 241,522 UNIVERSITY OF MICHIGAN 93.837 Cardiovascular Diseases Research VARIOUS R&D 10,933,150 867,181

93.838 OPTIMIZE-IP-12 11317SUB R&D -6,130 SEATTLE CHILDREN'S RESEARCH INSTITUTE 93.838 FUNG NORTHWESTERN SUB NOV 2015 60044396 UU R&D -1,841 NORTHWESTERN UNIVERSITY 93.838 PTC NEMO CLEANUP IPF 9012549(128373-10) R&D 2,729 UNIVERSITY OF PITTSBURGH 93.838 ALPS FOLLOW UP 1-AF-20 R&D 3,526 GEORGE WASHINGTON UNIVERSITY 93.838 PTC NEMO CLEANUP IPF 9012549(128373-10) R&D 5,568 UNIVERSITY OF PITTSBURGH 93.838 PETAL SUB10033029 R&D 7,555 INTERMOUNTAIN HEALTHCARE 93.838 OPTIMIZE-IP-12 11317SUB R&D 14,931 SEATTLE CHILDREN'S RESEARCH INSTITUTE 93.838 ALPS FOLLOW UP 1-AF-20 R&D 15,128 GEORGE WASHINGTON UNIVERSITY 93.838 FUNG NORTHWESTERN SUB NOV 2015 60044396 UU R&D 22,222 NORTHWESTERN UNIVERSITY 93.838 SPIROMICS II 10461SC R&D 23,587 UNIVERSITY OF CALIFORNIA SAN FRANCISCO

The accompanying notes are an integral part of the Schedule of 156 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.838 TB MONITORING 10041714 R&D 25,659 NANOSYNTH MATERIALS AND SENSORS INC 93.838 NKOY UW SUB FEB 2017 UWSC917-BPO22453 R&D 43,569 UNIVERSITY OF WASHINGTON 93.838 PETAL SUB10033029 R&D 60,511 INTERMOUNTAIN HEALTHCARE 93.838 ROSE PETAL STUDY Various R&D 61,211 INTERMOUNTAIN HEALTHCARE 93.838 ALPS FOLLOW-UP STUDY MFMU-ALPS FOLLOWUP R&D 68,012 GEORGE WASHINGTON UNIVERSITY 93.838 SPIROMICS II 10461SC R&D 190,380 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.838 Lung Diseases Research VARIOUS R&D 837,694 8,285

93.839 NMDP BMT - CTN 1204 FP00016786SUB2101 R&D -7,008 CHILDRENS HOSPITAL PHILADELPHIA 93.839 THE CHEMISTRY AND BIOLOGY OF PT105889-SC102422 R&D -138 HEPARAN SULFATE VIRGINIA COMMONWEALTH UNIVERSITY 93.839 NMDP BMT-CTN 1202 U10HL069294 R&D 2,005 CHILDRENS HOSPITAL PHILADELPHIA 93.839 HEWES MATIC STUDY OCT 2016 WU-17-100 R&D 11,008 WASHINGTON UNIVERSITY IN ST LOUIS 93.839 THE CHEMISTRY AND BIOLOGY OF PT105889-SC102422 R&D 222,527 HEPARAN SULFATE VIRGINIA COMMONWEALTH UNIVERSITY 93.839 THE CHEMISTRY AND BIOLOGY OF PT105889-SC102422 R&D 335,998 HEPARAN SULFATE VIRGINIA COMMONWEALTH UNIVERSITY 93.839 Blood Diseases and Resources Research VARIOUS R&D 1,913,453 179,786

93.846 GOUT TREATMENT SAFETY 000422109001SP004 R&D 1,187 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93.846 PROMIS 560224 R&D 7,995 UNIVERSITY OF PENNSYLVANIA 93.846 VCRC 5562 ARAMIS 572644-ARAMIS R&D 8,703 UNIVERSITY OF PENNSYLVANIA 93.846 VCRC 5563 CUTIS 572644 CUTIS R&D 15,113 UNIVERSITY OF PENNSYLVANIA 93.846 PSA- U PENN 572080 R&D 19,633 UNIVERSITY OF PENNSYLVANIA 93.846 HIGH-RISK PATIENTS WITH APS 001 R&D 27,323 HOSPITAL FOR SPECIAL SURGERY 93.846 VASCULAR GROWTH RG760-G1 R&D 46,211 GEORGIA INSTITUTE OF TECHNOLOGY 93.846 VCRC 572644 R&D 51,991 UNIVERSITY OF PENNSYLVANIA 93.846 HIGH-RISK PATIENTS WITH APS 001 R&D 62,396 HOSPITAL FOR SPECIAL SURGERY 93.846 Arthritis, Musculoskeletal and Skin Diseases VARIOUS R&D 1,632,016 149,513 Research 93.847 RANDOMIZED, DOUBLE BLIND, 531725 R&D -6,996 PROSPECTIVE TRIAL INVESTIGATIN UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.847 POHL UOFIOWA U01 SUB APR 2015 W000834625 R&D -6,536 UNIVERSITY OF IOWA 93.847 PHOSPHATE AND FGF23 REDUCTION 60037997UU R&D -1,392 NORTHWESTERN UNIVERSITY

The accompanying notes are an integral part of the Schedule of 157 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.847 PRAGMATIC HEMODIALYSIS TRIALS 562528 R&D -823 UNIVERSITY OF PENNSYLVANIA 93.847 BIOPD UWSC8920 R&D -248 UNIVERSITY OF WASHINGTON 93.847 PHOSPHATE AND FGF23 REDUCTION 60037997UU R&D 776 NORTHWESTERN UNIVERSITY 93.847 ED-EMERGE FUNDED UWSC9604-BPO20743 R&D 1,035 UNIVERSITY OF WASHINGTON 93.847 PHOSPHATE AND FGF23 REDUCTION 60037997UU R&D 1,361 NORTHWESTERN UNIVERSITY 93.847 ITCH AND IMAGINE WITH UOFM SUBK00003799 R&D 2,094 UNIVERSITY OF MICHIGAN 93.847 SURVIVAL SELECTION AND CARE GB10510.157899 R&D 3,464 UNIVERSITY OF VIRGINIA 93.847 KIDNEY TUBULAR DAMAGE 0874002310552 R&D 3,575 VETERANS MEDICAL RESEARCH FOUNDATION 93.847 GUTHERY FORCE STUDY 2017 Various R&D 3,725 ARBOR RESEARCH COLLABORATIVE FOR HEALTH 93.847 NOVEL KIDNEY INJURY TOOLS M17A12559 (A10910) R&D 3,832 YALE UNIVERSITY 93.847 NEWBORN SCREENING, MALNUTRITION AND 368K056 R&D 5,469 LUNG DISEASE IN CHIL UNIVERSITY OF WISCONSIN-MADISON 93.847 POHL UOFI INSPPIRE 2 JUL 2017 W000937002 R&D 6,008 UNIVERSITY OF IOWA 93.847 ED-EMERGE FUNDED UWSC9604-BPO20743 R&D 7,036 UNIVERSITY OF WASHINGTON 93.847 POHL UOFI INSPPIRE 2 JUL 2017 W000937002 R&D 9,705 UNIVERSITY OF IOWA 93.847 FIRST STUDY 701K816 R&D 10,123 UNIVERSITY OF WISCONSIN-MADISON 93.847 U MICH SUBCONTRACT (WRIGHT) 3004918540 R&D 12,671 UNIVERSITY OF MICHIGAN 93.847 PILOT & FEASIBILITY PROGRAM WU13237PO2917459W R&D 13,958 WASHINGTON UNIVERSITY IN ST LOUIS 93.847 NOVEL KIDNEY INJURY TOOLS M17A12559 (A10910) R&D 17,659 YALE UNIVERSITY 93.847 PILOT & FEASIBILITY PROGRAM WU13237PO2917459W R&D 27,122 WASHINGTON UNIVERSITY IN ST LOUIS 93.847 METABOLOMICS AND GENOMICS 2003108669 R&D 29,042 JOHNS HOPKINS UNIVERSITY 93.847 RDCRC 025538374609 R&D 32,802 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93.847 GENETIC MODIFIERS OF IRON 20143114 R&D 33,329 UNIVERSITY OF CALIFORNIA IRVINE 93.847 PHOSPHATE AND FGF23 REDUCTION 60037997UU R&D 36,875 NORTHWESTERN UNIVERSITY 93.847 FIRST STUDY 701K816 R&D 42,932 UNIVERSITY OF WISCONSIN-MADISON 93.847 EXOCRINE REGULATORS 150801 R&D 48,131 UNIV OF TEXAS SOUTHWESTERN MEDICAL CTR 93.847 GENE DISCOVERY IN DIABETIC CKD 32307-1 R&D 50,335 AUGUSTA UNIVERSITY 93.847 CASPER RIH SUB RESUB DEC 2016 701-7137304-1 R&D 59,717 RHODE ISLAND HOSPITAL

The accompanying notes are an integral part of the Schedule of 158 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.847 CONSERVED FETAL SIGNATURES PO 7000000443 R&D 62,333 BAYLOR COLLEGE OF MEDICINE 93.847 HOTALING STREAMDX SEPT2016 10043586 R&D 94,028 STREAMDX INC 93.847 EXOCRINE REGULATORS 150801 R&D 103,874 UNIV OF TEXAS SOUTHWESTERN MEDICAL CTR 93.847 RDCRC 025538374609 R&D 116,494 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93.847 PETERSON SUB - BLOCH 224717 R&D 277,736 MASSACHUSETTS GENERAL HOSPITAL 93.847 Diabetes, Digestive, and Kidney Diseases VARIOUS R&D 11,481,494 1,305,154 Extramural Research 93.853 BIOMARKERS FOR EPILEPTOGENESIS 223171 R&D -20,115 MASSACHUSETTS GENERAL HOSPITAL 93.853 SHINE GC12107146770 R&D -11,957 UNIVERSITY OF VIRGINIA 93.853 CANDEE UCSF R01 SUB 8602SC R&D -6,801 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 FOR-DMD 527979 R&D -2,117 UNIVERSITY OF ROCHESTER 93.853 ZIELINSKI UW MADISON SUB 2015 679K615 - 137943 - 17-8525 R&D 1,033 UNIVERSITY OF WISCONSIN-MADISON 93.853 MS NN102 STUDY NN102 R&D 1,413 MASSACHUSETTS GENERAL HOSPITAL 93.853 ARCADIA 010785-135733 R&D 1,878 UNIVERSITY OF CINCINNATI 93.853 ESSETT 1006969 UTAH R&D 2,014 OREGON HEALTH & SCIENCE UNIVERSITY 93.853 TRACK-TBI 9957SC R&D 2,386 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 FOR DMD 417096/UB FAO:GR510860 R&D 2,443 UNIVERSITY OF ROCHESTER 93.853 BRAIN VASCULAR MALFORMATION 8444SC R&D 2,531 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 NN106 - CYTO-C NN106 - CYTO-C R&D 2,969 MASSACHUSETTS GENERAL HOSPITAL 93.853 SALVO REF #228383 R&D 3,025 MASSACHUSETTS GENERAL HOSPITAL 93.853 PRETERM EPO NEUROPROTECTION 752218 R&D 5,043 UNIVERSITY OF WASHINGTON 93.853 BASERGA HEAL RESUB SEPT 2015 9748SC R&D 5,656 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 STEADY-PD3 60036745UU R&D 7,167 NORTHWESTERN UNIVERSITY 93.853 ACCELERATED ACHE REACTIVATORS 51953335 R&D 8,289 UNIVERSITY OF CALIFORNIA SAN DIEGO 93.853 BRAIN VASCULAR MALFORMATION 8444SC R&D 11,882 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 NN105 - STAIR NN105 R&D 13,052 MASSACHUSETTS GENERAL HOSPITAL 93.853 HOUSTON METHODIST AGMT00000658 R&D 14,281 HOUSTON METHODIST CANCER CENTER

The accompanying notes are an integral part of the Schedule of 159 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.853 FOR DMD 417096/UB FAO:GR510860 R&D 14,737 UNIVERSITY OF ROCHESTER 93.853 SHUTTLEWORTH GRANT 3RDR17 R&D 15,635 UNIVERSITY OF NEW MEXICO 93.853 SHINE GC12107146770 R&D 19,780 UNIVERSITY OF VIRGINIA 93.853 NN104-RHAPSODY Various R&D 22,277 MASSACHUSETTS GENERAL HOSPITAL 93.853 CREST-II UOU-224063-01 R&D 22,353 MAYO CLINIC JACKSONVILLE 93.853 BASERGA HEAL RESUB SEPT 2015 9748SC R&D 23,116 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 NN103-RITUXIMAB IN MG NN103 R&D 24,603 MASSACHUSETTS GENERAL HOSPITAL 93.853 WEISS SUB TO NATIONWIDE 970614 R&D 24,948 RESH INST AT NATIONWIDE CHLDRNS HOSP 93.853 BASERGA HEAL RESUB SEPT 2015 9748SC R&D 25,342 19,953 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.853 ANTICONVULSANT SCREENING 230537 R&D 37,419 MASSACHUSETTS GENERAL HOSPITAL 93.853 CENTRAL THALAMIC TRACT 15101628-04 R&D 38,686 WEILL CORNELL MEDICAL COLLEGE 93.853 HARVARD SUB - DOUGLASS 138078-5105159 R&D 46,058 HARVARD UNIVERSITY 93.853 ACCELERATED ACHE REACTIVATORS 51953335 R&D 46,698 UNIVERSITY OF CALIFORNIA SAN DIEGO 93.853 ESETT UOFVIRGNIA SUB AUG 2016 GB10094 157959 R&D 47,347 UNIVERSITY OF VIRGINIA 93.853 PRETERM EPO NEUROPROTECTION 752218 R&D 50,836 UNIVERSITY OF WASHINGTON 93.853 SELP FOR EMOLIZATION OF ANEURY R41NS100184 R&D 57,523 THERA TARGET INC 93.853 CENTRAL THALAMIC TRACT 15101628-04 R&D 105,267 WEILL CORNELL MEDICAL COLLEGE 93.853 CORE B U54 MGH114930 114930 R&D 107,539 BRIGHAM & WOMENS HOSPITAL 93.853 WEISS SUB TO NATIONWIDE 970614 R&D 168,661 RESH INST AT NATIONWIDE CHLDRNS HOSP 93.853 Project 2 U54 MGH114928 114928 R&D 169,358 BRIGHAM & WOMENS HOSPITAL 93.853 NEUROIMAGING BIOMARKER FOR ALS 3004281184 R&D 219,601 UNIVERSITY OF MICHIGAN 93.853 BIOMARKERS FOR EPILEPTOGENESIS 223171 R&D 304,945 MASSACHUSETTS GENERAL HOSPITAL 93.853 Extramural Research Programs in the VARIOUS R&D 11,238,720 1,364,671 Neurosciences and Neurological Disorders 93.855 TOXOPLASMA EVOLUTION VIRULENCE 5101531-1 R&D -891 BOSTON COLLEGE 93.855 PROCURING PRODUCTS 201553 R&D -390 UNIVERSITY OF OKLAHOMA 93.855 ANTI IL5 AND CHURG STRAUSS SYN 20083701 R&D 1,687 NATIONAL JEWISH HEALTH 93.855 UM1 WITH U PENN- PLANELLES 25281-08-324 R&D 2,792 THE WISTAR INSTITUTE

The accompanying notes are an integral part of the Schedule of 160 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.855 PEACE PRO-00045657 R&D 3,063 DUKE UNIVERSITY 93.855 IMMUNE TOLERANCE NETWORK FY14ITN018 R&D 4,036 BENAROYA RESEARCH INSTITUTE 93.855 B-CELL IMMUNE RESPONSE 2301EVE795 R&D 4,402 UNIVERSITY OF CALIFORNIA LOS ANGELES 93.855 IMMUNE TOLERANCE NETWORK FY14ITN018 R&D 7,013 BENAROYA RESEARCH INSTITUTE 93.855 CTOT-23 CTOT-23 R&D 8,640 BRIGHAM & WOMENS HOSPITAL 93.855 RITUXIMAB FOR TREATMENT OF SSC 9295SC R&D 11,814 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.855 ARLG SUBCOMMITTEE 2038233 PTE UM1AI104681 R&D 17,623 DUKE UNIVERSITY 93.855 GLYCOMIRA SUB 10049369 R&D 20,199 GLYCOMIRA LLC 93.855 ARLG SUBCOMMITTEE 2038233 PTE UM1AI104681 R&D 22,587 DUKE UNIVERSITY 93.855 SMAC MIMETICS 5956012798UTAH R&D 23,504 SANFORD-BURNHAM MEDICAL RESEARCH INST 93.855 ICPR SUBCONTRACT 16-A0-00-007002-01 R&D 24,730 NEW YORK UNIVERSITY 93.855 FAMILY OF COMPOUNDS 17-M32 R&D 25,296 GEORGE WASHINGTON UNIVERSITY 93.855 EMORY U19 SUB - ANTIA T813799 R&D 26,172 EMORY UNIVERSITY 93.855 RADICAL IIA 6863RADICALS IIA R&D 34,525 DUKE CLINICAL RESEARCH INSTITUTE 93.855 ANTI IL5 AND CHURG STRAUSS SYN 20083701 R&D 34,926 NATIONAL JEWISH HEALTH 93.855 BLASCHKE BIOFIRE SUB JUNE 2014 10035912 R&D 35,275 BIOFIRE DIAGNOSTICS INC 93.855 D-PEPTIDE RSV 10043348 R&D 65,696 NAVIGEN 93.855 SBIR CRS Various R&D 68,032 GLYCOMIRA LLC 93.855 COFACTORS FOR TAT FUNCTION GM0150311 R&D 96,304 UNIV OF TEXAS SOUTHWESTERN MEDICAL CTR 93.855 NOTRE DAME SUBCONTRACT (BAKER 202980UU R&D 115,157 UNIVERSITY OF NOTRE DAME 93.855 ICPR SUBCONTRACT 16-A0-00-007002-01 R&D 122,816 NEW YORK UNIVERSITY 93.855 SMAC MIMETICS 5956012798UTAH R&D 125,339 SANFORD-BURNHAM MEDICAL RESEARCH INST 93.855 UM1 WITH U PENN- PLANELLES 25281-08-324 R&D 137,207 THE WISTAR INSTITUTE 93.855 AMPOFO VANDERBILT SUB RESUB VUMC61446 R&D 160,632 14,724 VANDERBILT UNIVERSITY 93.855 BLASCHKE BIOFIRE SUB JUNE 2014 10035912 R&D 163,316 BIOFIRE DIAGNOSTICS INC 93.855 EMORY U19 SUB - ANTIA T813799 R&D 168,854 EMORY UNIVERSITY 93.855 Allergy and Infectious Diseases Research VARIOUS R&D 5,453,288 206,752

The accompanying notes are an integral part of the Schedule of 161 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.856 MAHIPC-EMORY SUBCONTRACT POT773491 R&D 6,090 EMORY UNIVERSITY 93.859 FUNCTIONAL DYNAMICS 1002249UTA2 R&D -2 OREGON HEALTH & SCIENCE UNIVERSITY 93.859 ADCK3 16-J0063 R&D 134 MORGRIDGE INSTITUTE FOR RESEARCH 93.859 OPEN KNEES 400SUB R&D 4,082 CLEVELAND CLINIC FOUNDATION 93.859 HOLUBKOV R01 SUBAWARD 2013 000360691241321 R&D 12,037 UNIVERSITY OF PITTSBURGH 93.859 PRAGMATIC PREDICTION MUSC1515 R&D 17,561 MEDICAL UNIVERSTIY OF SOUTH CAROLINA 93.859 FOX CHASE SUBCONTRACT FCCC 15107-01 R&D 33,160 FOX CHASE CANCER CENTER 93.859 HOLUBKOV SEPSIS R01 WASHU SUB WU1685P02928460A R&D 40,257 WASHINGTON UNIVERSITY IN ST LOUIS 93.859 FOX CHASE SUBCONTRACT FCCC 15107-01 R&D 64,468 FOX CHASE CANCER CENTER 93.859 HTS ASSAY DEVELOPMENT Various R&D 79,527 BELLBROOK LABS 93.859 ELDE SUB TO CORNELL 84931-11054 R&D 111,771 CORNELL UNIVERSITY 93.859 Biomedical Research and Research Training VARIOUS R&D 24,503,304 3,751,804

93.865 NEONATAL CAPITATED STUDIES 5U10HD053124PRIME R&D -79,580 RTI INTERNATIONAL 93.865 GLISSMEYER BIOSIG II SEPT 2014 WSU16026 R&D -31,942 WAYNE STATE UNIVERSITY 93.865 MFMU STUDY PROTOCOLS Various R&D -25,607 GEORGE WASHINGTON UNIVERSITY 93.865 GLISSMEYER BIOSIG II SEPT 2014 WSU16026 R&D -3,685 WAYNE STATE UNIVERSITY 93.865 RMN PROTOCOLS M16A12517 (A10541) R&D -1,518 YALE UNIVERSITY 93.865 TRANSFUSION OF PREMATURES-TOP Various R&D -940 RTI INTERNATIONAL 93.865 NECROTIZING ENTEROCOLITIS NEST Various R&D -758 RTI INTERNATIONAL 93.865 HYDROCORTISONE SURVIAL W/O BD Various R&D 38 RTI INTERNATIONAL 93.865 HYDROCORTISONE SURVIAL W/O BD Various R&D 135 RTI INTERNATIONAL 93.865 HYPOTHERMIA FOR ENCEPHALOPATHY Various R&D 247 RTI INTERNATIONAL 93.865 EARLY-ONSET NEONATAL SEPSIS Various R&D 340 400 RTI INTERNATIONAL 93.865 PREMOD2 R012017UTAH R&D 662 SHARP HEALTHCARE FOUNDATION 93.865 INDOMETHACIN PK UOSPC 1396 SUB 16-037 R&D 1,043 UNIVERSITY OF TEXAS MEDICAL BRANCH 93.865 MIOS 700017-1118-00 R&D 2,379 RESH INST AT NATIONWIDE CHLDRNS HOSP 93.865 RMN PROTOCOLS M16A12517 (A10541) R&D 3,594 YALE UNIVERSITY 93.865PREMOD2 R012017UTAH R&D 4,579 SHARP HEALTHCARE FOUNDATION

The accompanying notes are an integral part of the Schedule of 162 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.865 BIOPIC FWA00003745 R&D 4,743 DUKE UNIVERSITY 93.865 YODER NRN FOLLOW-UP JUNE 2016 Various R&D 4,898 RTI INTERNATIONAL 93.865 PHACS SUBCONTRACT TULHSC4671314 R&D 5,342 TULANE UNIVERSITY 93.865 HYPOTHERMIA FOR ENCEPHALOPATHY Various R&D 5,624 RTI INTERNATIONAL 93.865 FELDKAMP MSSM SUB AUG 2017 0254-3534-4609 R&D 7,457 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93.865 NBS IN SMA - SUBSITE 226192 R&D 8,502 MASSACHUSETTS GENERAL HOSPITAL 93.865 MOMPOD CR 5106230 R&D 8,688 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.865 MFMU STUDY PROTOCOLS Various R&D 9,419 4,752 GEORGE WASHINGTON UNIVERSITY 93.865 HERMAN PENN STATE SUB NOV 2015 Various R&D 9,687 PENNSYLVANIA STATE UNIVERSITY 93.865 MOMPOD CAP 5107013 R&D 11,049 UNIV OF NORTH CAROLINA AT CHAPEL HILL 93.865 HUMAN PLACENTAL STRUCTURE 1007823 UTAH R&D 11,603 OREGON HEALTH & SCIENCE UNIVERSITY 93.865 YODER NRN FOLLOW-UP JUNE 2016 Various R&D 12,345 RTI INTERNATIONAL 93.865 FELDKAMP MSSM SUB AUG 2017 0254-3534-4609 R&D 12,617 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93.865 PHACS SUBCONTRACT TULHSC4671314 R&D 12,856 TULANE UNIVERSITY 93.865 GENERIC DATA BASE STUDY (GDB) Various R&D 13,078 RTI INTERNATIONAL 93.865 COOK CHOP SEPT 2016 3200720719 R&D 13,152 CHILDRENS HOSPITAL PHILADELPHIA 93.865 HYDROCORTISONE SURVIAL W/O BD Various R&D 16,648 2,640 RTI INTERNATIONAL 93.865 PREDICTORS OF ADULT HEALTH GC12228143664 R&D 20,241 UNIVERSITY OF VIRGINIA 93.865 U01 ON DEMAND CONTRACEPTION 789K740 R&D 20,614 UNIVERSITY OF WISCONSIN-MILWAUKEE 93.865 REPRODUCTIVE MEDICINES NETWORK 9038SC R&D 21,409 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.865 MFMU STUDY PROTOCOLS Various R&D 22,197 3,727 GEORGE WASHINGTON UNIVERSITY 93.865 GRUBB VU SUB JULY 2017 VUMC63064 R&D 22,375 VANDERBILT UNIVERSITY MEDICAL CENTER 93.865 RMN PROTOCOLS M16A12517 (A10541) R&D 23,546 YALE UNIVERSITY 93.865 MFMU STUDY PROTOCOLS Various R&D 25,735 14,890 GEORGE WASHINGTON UNIVERSITY 93.865 MFMU STUDY PROTOCOLS Various R&D 26,639 4,524 GEORGE WASHINGTON UNIVERSITY 93.865 MFMU STUDY PROTOCOLS Various R&D 38,941 GEORGE WASHINGTON UNIVERSITY

The accompanying notes are an integral part of the Schedule of 163 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.865 MEG IN PEDIATRIC TBI 100508302 MP-INV-59001897 R&D 40,471 UNIVERSITY OF CALIFORNIA SAN DIEGO 93.865 GRUBB VU SUB JULY 2017 VUMC63064 R&D 41,159 VANDERBILT UNIVERSITY MEDICAL CENTER 93.865 REACT PILOT GRANT 000509380-SP004-007 R&D 47,822 UNIVERSITY OF ALABAMA AT BIRMINGHAM 93.865 THERAPEUTICS FOR BONE LOSS Various R&D 53,342 NANOMEDIC INC 93.865 GENERIC DATA BASE STUDY (GDB) Various R&D 53,523 19,040 RTI INTERNATIONAL 93.865 MANN OHSU SUB JAN 2017 1009131 UUT R&D 55,730 OREGON HEALTH & SCIENCE UNIVERSITY 93.865 MFMU STUDY PROTOCOLS Various R&D 58,560 22,159 GEORGE WASHINGTON UNIVERSITY 93.865 REPRODUCTIVE MEDICINES NETWORK 9038SC R&D 62,693 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 93.865 CONSERVED FETAL SIGNATURES 7000000376 R&D 65,350 BAYLOR COLLEGE OF MEDICINE 93.865 CASPER NWU SUB FEB 2016 60046347 UTAH R&D 85,909 NORTHWESTERN UNIVERSITY 93.865 GLISSMEYER BIOSIG II JAN 2017 3004685885 R&D 86,754 UNIVERSITY OF MICHIGAN 93.865 CASPER NWU SUB FEB 2016 60046347 UTAH R&D 88,142 NORTHWESTERN UNIVERSITY 93.865 HUMAN PLACENTAL STRUCTURE 1007823 UTAH R&D 106,755 OREGON HEALTH & SCIENCE UNIVERSITY 93.865 GLISSMEYER BIOSIG II JAN 2017 3004685885 R&D 154,223 UNIVERSITY OF MICHIGAN 93.865 Holubkov LAPSE DCC 11449SUB R&D 157,258 SEATTLE CHILDREN'S HOSPITAL 93.865 CASPER-PROBIOTICS SUBCONTRACT WU14260 R&D 170,501 WASHINGTON UNIVERSITY IN ST LOUIS 93.865 MFMU STUDY PROTOCOLS Various R&D 177,683 136,786 GEORGE WASHINGTON UNIVERSITY 93.865 MFMU STUDY PROTOCOLS Various R&D 633,165 432,535 GEORGE WASHINGTON UNIVERSITY 93.865 Child Health and Human Development VARIOUS R&D 9,649,093 1,300,691 Extramural Research 93.866 GUTHERY GROWTH STUDY SEPT 2016 16091646 R&D 319 WEILL CORNELL MEDICAL COLLEGE 93.866 SENOLYTICS (RECURSION PHARMA) 10041258 R&D 849 RECURSION PHARMACEUTICALS LLC 93.866 GUTHERY GROWTH STUDY SEPT 2016 16091646 R&D 5,407 WEILL CORNELL MEDICAL COLLEGE 93.866 CLEVELAND CLINIC SUB - R21 907-SUB R&D 9,548 CLEVELAND CLINIC FOUNDATION 93.866 SPRINT ASK WFUHS 115478 R&D 16,396 WAKE FOREST UNIVERSITY 93.866 U01AG012546_SWAN V (SUB K) 0040409 (127555-1) R&D 16,991 UNIVERSITY OF PITTSBURGH 93.866N-TA3CT 3653602141001/3653602141109 R&D 24,791 UNIVERSITY OF NEBRASKA MEDICAL CENTER 93.866SEX DIFFERENCES IN HEALTH 203-5780 R&D 41,461 DUKE UNIVERSITY

The accompanying notes are an integral part of the Schedule of 164 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.866 KEEPS CONTINUATION (MAYO SUB) UNI-234899 / PO#65689481 R&D 52,675 MAYO CLINIC ROCHESTER 93.866 N-TA3CT 3653602141001/3653602141109 R&D 55,643 UNIVERSITY OF NEBRASKA MEDICAL CENTER 93.866 DEMENTIA SYSTEM MANAGEMENT F0452-02 R&D 55,974 NEW YORK UNIVERSITY 93.866 FRAILTY 16-M121 R&D 94,105 GEORGE WASHINGTON UNIVERSITY 93.866 MEMORY CARE PARTNER PHASE 2 10043637 R&D 131,658 PAMS INC 93.866 MEMORY CARE PARTNER PHASE 2 10043637 R&D 142,745 PAMS INC 93.866 ALZHEIMER'S DISEASE BYU 16-0484 R&D 333,868 BRIGHAM YOUNG UNIVERSITY 93.866 SPRINT ASK WFUHS 115478 R&D 586,079 324,535 WAKE FOREST UNIVERSITY 93.866 Aging Research VARIOUS R&D 3,435,536 391,814

93.867 CONE OPSIN IN PHOTORECEPTOR 102151281 R&D 380 BAYLOR COLLEGE OF MEDICINE 93.867 PHASE 1 ROP U10EY011751 R&D 1,679 JAEB CENTER FOR HEALTH RESEARCH 93.867 META-MUST 025577114609 R&D 6,402 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93.867 CONNECTOMES & COMP MODELS 100595816 R&D 8,122 UNIVERSITY OF SOUTHERN CALIFORNIA 93.867 G-ROP 3209850813 R&D 11,257 CHILDRENS HOSPITAL PHILADELPHIA 93.867 MAB21L IN EYE DEVELOPMENT 01R01EY025718 R&D 11,956 MEDICAL COLLEGE OF WISCONSIN 93.867 META-MUST 025577114609 R&D 30,661 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 93.867 MAB21L IN EYE DEVELOPMENT 01R01EY025718 R&D 36,259 MEDICAL COLLEGE OF WISCONSIN 93.867 META-MUST POINT/MERIT TRIALS 2002459427 R&D 73,714 JOHNS HOPKINS UNIVERSITY 93.867 Vision Research VARIOUS R&D 7,866,244 60,298

93.879 Probabilistic Disease Surveill 0283411236061 R&D -223 UNIVERSITY OF PITTSBURGH 93.879 RIGHT PLACE, RIGHT TIME Various R&D 48,910 SAINT ALPHONSUS RMC BOISE 93.879 QUANTIFYING SYSTEM 2035841 R&D 82,085 DUKE UNIVERSITY 93.879 Medical Library Assistance VARIOUS R&D 2,843,160 453,341

93.882 High Impact Pilot Awards VARIOUS R&D 259,019 13,722

93.898 Cancer Prevention and Control Programs for VARIOUS R&D 274,059 State, Territorial and Tribal Organizations 93.910 Family and Community Violence Prevention VARIOUS R&D 70,130 Program 93.918 Grants to Provide Outpatient Early Intervention VARIOUS R&D 867,425 Services with Respect to HIV Disease

The accompanying notes are an integral part of the Schedule of 165 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UNIVERSITY OF UTAH 93.945 CDC LIVE HEALTHY PA UTAH-1305-1 R&D 349 UNIVERSITY OF PENNSYLVANIA 93.945 CDC LIVE HEALTHY PA UTAH-1305-1 R&D 4,257 UNIVERSITY OF PENNSYLVANIA 93.969 PPHF Geriatric Education Centers VARIOUS R&D 894,863 201,576

93.989 International Research and Research Training VARIOUS R&D 1,070,787 356,208

94 PAY FOR SUCCESS Various R&D 110,171 PLANNED PARENTHOOD ASSOCIATION OF UTAH 94.024 Social Innovation Fund Pay for Success VARIOUS 1,505,863 164,546

97 Department of Homeland Security VARIOUS R&D 103,884

97.077 Homeland Security Research, Development, VARIOUS R&D 520,879 Testing, Evaluation, and Demonstration of Technologies Related to Nuclear Threat Detection 98 U.S. Agency for International Development VARIOUS R&D 12,050

98 U.S. Agency for International Development VARIOUS 2,157,346 423,652

98.001 DRINKING WATER IN PAKISTAN 2000008307 R&D 8,718 NATIONAL ACADEMY OF SCIENCES Subtotal – University Of Utah 371,728,306 39,895,026

UTAH COMMUNICATION AUTHORITY 11.549 State and Local Implementation Grant Program VARIOUS 164,201

Subtotal – Utah Communication Authority 164,201

UTAH STATE UNIVERSITY 10 TCN Manti-LaSal RAP 2017 17-PA-11041000-020 1,621 The Corps Network 10 Department of Agriculture VARIOUS R&D 3,189

10 Department of Agriculture VARIOUS 249,095

10 Department of Agriculture VARIOUS R&D 1,019,061

10.001 Agricultural Research_Basic and Applied VARIOUS 9,849 Research 10.001 WF-2315 Impacts of organosilic FED. #58-6404-3-010 (WF-2315) R&D 70,377 American Honey Producers Association 10.001 Agricultural Research_Basic and Applied VARIOUS R&D 267,224 Research 10.025 Comparing capture rates of hot K2285 R&D 10,536 Washington State Department of Agriculture 10.025 Plant and Animal Disease, Pest Control, and VARIOUS 186,665 Animal Care 10.025 Plant and Animal Disease, Pest Control, and VARIOUS R&D 313,105 Animal Care 10.028 Wildlife Services VARIOUS R&D 140,242

10.168 Farmers' Market and Local Food Promotion VARIOUS 11,888 Program

The accompanying notes are an integral part of the Schedule of 166 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 10.202 Cooperative Forestry Research VARIOUS R&D 213,656

10.203 Payments to Agricultural Experiment Stations VARIOUS R&D 2,488,699 Under the Hatch Act 10.207 Animal Health and Disease Research VARIOUS R&D 36,329

10.215 Sustainable Agriculture Research and Education VARIOUS R&D 4,410,915 3,268,563

10.303 Reestablishing IPM recommendat 2015-70005-24060 R&D 15,250 University of Arizona 10.303 Integrated Programs VARIOUS R&D 245,981 19,128

10.304 Western Regional Center in the 201303063-06 -207 Regents of the University of California 10.304 Utah Plant Pest Diagnostic Lab 201603796-06 13,713 Regents of the University of California 10.307 Breeding and Agonomy of Quinoa 128314 G003756 R&D 7,259 Washington State University 10.307 Organic Agriculture Research and Extension VARIOUS R&D 507,966 124,805 Initiative 10.309 Management of Brown Marmorated 2017-0398-04 R&D 14,259 North Carolina State University 10.309 Accelerating the development, 79611-10751 R&D 21,695 Cornell University 10.309 Design and Delivery of Therape S-000963 R&D 48,719 University of Riverside 10.310 Increasing Legume Grazing for VARIOUS R&D -3 Auburn University 10.310 Sustainable Rural Development UNR-14-79 R&D -2 University of Nevada at Reno 10.310 Extension program focused on p VARIOUS 38 Utahns Against Hunger 10.310 Linking Health Care Reform and 28987SUB516964 116 University of Vermont 10.310 Sustainable Rural Development UNR-17-54 R&D 10,953 University of Nevada at Reno 10.310 Ipipe Commodity Program 2012-0097-07 R&D 41,156 Integrated Pest Management 10.310 Weaving Waters Through Dry Lan 2015-69007-23190 SUB:UNR-15-68 R&D 70,426 University of Nevada at Reno 10.310 Agriculture and Food Research Initiative (AFRI) VARIOUS 179,164

10.310 Agriculture and Food Research Initiative (AFRI) VARIOUS R&D 1,791,339 228,646

10.311 Beginning Farmer and Rancher Development VARIOUS 32,115 Program 10.329 Enhancing insect pest manageme 340564 R&D -20 University of Arizona 10.329 Developing innovative IPM tact C00059074-1 R&D 692 University of Missouri at Columbia 10.329 An integrated weed management SA14-2309-43 R&D 2,609 University of California at ANR 10.329 Utah Tree Fruit IPM Practices SA14-2309-38; R&D 14,944 University of California at Davis 10.329 Crop Protection and Pest Management VARIOUS R&D 23,332 Competitive Grants Program 10.329 Crop Protection and Pest Management VARIOUS 77,683 Competitive Grants Program

The accompanying notes are an integral part of the Schedule of 167 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 10.330 Developing an attractant for L 203224USU R&D 72 University of Notre Dame 10.330 Overhauling alfalva weevil man 376429 R&D 13,209 University of Arizona 10.330 Alfalfa and Forage Research Program VARIOUS R&D 87,717 31,698

10.331 Double Up Food Bucks at USU Bo UAH-DU-2016-016 6 Utahns Against Hunger 10.331 Double Up Food Bucks at Cedar UAH-DU-2016-00 1,005 Utahns Against Hunger 10.336 Veterinary Services Grant Program VARIOUS R&D 97,545

10.406 Farm Operating Loans VARIOUS 7,207

10.443 Western Region American Indian UNR 17-27 2,115 University of Nevada at Reno 10.458 Crop Insurance Education in Targeted States VARIOUS R&D 17,651 15,494

10.460 Risk Management Education Partnerships VARIOUS 141,985

10.500 Strengthening the Safety in Ag 5570-USU-USDA-5879 R&D 2,525 Penn State University 10.500 USDA UV-B Monitoring VARIOUS R&D 2,649 Colorado State University 10.500 4-H Air Force Dependent Summer S18141 3,797 Kansas State University 10.500 CAPE Project RC103176BM R&D 5,887 Michigan State University 10.500 Needs Assessment for Geospatia 108815-G003712FED#2017-0625-01 R&D 10,558 North Carolina State University 10.500 Enhancing Direct Market Fresh 108815-G003712 20,645 Washington State University 10.500 4-H Military Partnership 2017 S17125.01 24,300 Kansas State University 10.500 Cooperative Extension Service VARIOUS R&D 163,827 61,088

10.500 Cooperative Extension Service VARIOUS 3,082,265 238,656

10.652 Forestry Research VARIOUS 101,845

10.652 Forestry Research VARIOUS R&D 117,285

10.664 Cooperative Forestry Assistance VARIOUS R&D -10,133

10.674 Wood Utilization Assistance VARIOUS 28,547

10.680 Forest Health Protection VARIOUS 379

10.680 Forest Health Protection VARIOUS R&D 14,247

10.683 NFWF Temple Fork 2018 2100.17.055122 7,961 National Fish and Wildlife Foundation 10.693 Watershed Restoration and Enhancement VARIOUS R&D 13,493 Agreement Authority 10.699 Partnership Agreements VARIOUS 18,925

10.699 Partnership Agreements VARIOUS R&D 159,900

The accompanying notes are an integral part of the Schedule of 168 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 10.855 Distance Learning and Telemedicine Loans and VARIOUS 2,354 Grants 10.902 Beaver-Assisted Restoration & VARIOUS R&D 49,364 Pheasants Forever, Inc. 10.902 Sagebrush Ecosystem Alliance 68-3A75-16-736 R&D 87,202 Pheasants Forever, Inc. 10.912 Environmental Quality Incentives Program VARIOUS R&D 48,910

11 National Mesonet Program S2017-0132; 41,703 Synoptic Data Corp. 11 Department of Commerce VARIOUS R&D 306,146

11.431 Climate and Atmospheric Research VARIOUS R&D 2,141

12 TIS Sustainment 05 BBM001QK5 N00140-03-D-E601 R&D -17,495 Lockheed Martin Space Systems 12 JPL DHFR Test Bed 1539126 R&D -11,525 NASA Jet Propulsion Laboratory 12 Nadir SAR TSC-1125-33018 / W56KGU-16-C-0068 R&D -543 Technology Service Corporation 12 NRL ISRS TO2-P5 ADLT N00173-12-D-2004 0002 R&D 27 Naval Research Lab 12 Phase II SBIR PO 1012/FA9453-09-M-0147 R&D 45 Thermal Management Technologies, LLC 12 SCHEMA TO3 BOA001-3017-04, SDL-D002/FA9451-10-D-02 R&D 70 Metatech Corporation 12 Wind Turbine Phase II TSC-1100-33006/N68335-15-C-0176 R&D 625 625 Technology Service Corporation 12 MicroMAS On-Orbit Op Miss 7000294123/FA8721-05-C-0002 R&D 1,079 Massachusetts Institute of Technology 12 NDW Ethernet ISCI Update P010119698 / W5J9CQ-11-D-0005 DO 10 R&D 1,097 Science Applications Intl Corp (SAIC) 12 Raytheon Int and Test PMC S00001450 / N00014-09-D-0726-0003 R&D 2,136 Raytheon Corp General 12 MicroMAS2 On-Orbit Op Sup 7000416856 R&D 2,423 Massachusetts Institute of Technology 12 SRC Agile HPC Flight Test SCRS01001/FA8750-15-C-0008 R&D 2,805 2,805 SRC, Inc. 12 GSMP Design 4201470523 / FA8620-15-D-3009 R&D 2,894 Raytheon Corp General 12 NRL ISRS TO2 Sky Lynx GFP N00173-12-D-2004 0002 R&D 3,175 Naval Research Lab 12 Benchmark Simulations of Impro 18-7900-0003-02-C9 TO# 0003 R&D 5,095 Universal Technology Corporation 12 MMA Testing PO 2017-198 R&D 6,482 MMA Design, LLC 12 Laboratory Testing Services fo VARIOUS R&D 6,594 Gannett Fleming, Inc. 12 Necks Gin D0217 T&M 4100747863 / F09604-03-D-0031 R&D 7,112 Lockheed Martin Integrated Systems 12 L3 CSW DARPA Guantlet 4500167482 R&D 9,283 L-3 Communications - Communication Systems West Division 12 GNSU Rebuild SIS180377 R&D 12,659 Jacobs Technology, Inc. 12 NOPP Brochure 0000009 R&D 14,418 Karthik Consulting, LLC

The accompanying notes are an integral part of the Schedule of 169 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 12 Commercial Space Catalog 28-S172821 R&D 15,674 Texas AandM University 12 DCGS-N Block 2 CANES PO 41-1018184 / 10-D-7210-DO23 R&D 15,733 BAE Systems 12 Damage Prediction of Composite FFP-USU-GEM-081517 R&D 20,815 Global Engineering and Materials, Inc. 12 STTR: Deep Neural Network Trai USU RA R&D 24,054 Kickview Corporation 12 ODD-EC N00173-12-D-2004 0002 R&D 24,578 Naval Research Lab 12 NAVFAC Manual Update--Chapter- 418357-19138 25,939 Virigina Tech Polytechnic Institute and State University 12 GNSU Board 21056.1 / N6893616D0016 R&D 29,323 Jacobs Technology, Inc. 12 Global Hawk MS-177 Models PO 2902588/FA8620-15-D-3009 R&D 32,771 Northrop Grumman - General 12 Volume Charge Distribution Mea VARIOUS R&D 39,623 Box Elder Innovations, LLC 12 C-UUV Silkworm Yarn Developmen SUB1138235 TO001 R&D 39,905 Alion Science and Technology 12 Volume Charge Distribution Mea VARIOUS R&D 40,143 Box Elder Innovations, LLC 12 Wind Turbine Phase II TSC-1100-33006/N68335-15-C-0176 R&D 50,108 Technology Service Corporation 12 Distributed Signal Processing H98230-16-C-0258 R&D 59,256 Maryland Procurement Office 12 SRC Agile HPC Flight Test SCRS01001/FA8750-15-C-0008 R&D 63,743 SRC, Inc. 12 MEI REBEL PO 2017-0007 / NNA10DF16B R&D 65,155 Millennium Engineering and Integration Company 12 MEI REBEL Phase 2 PO 2016-0015 RLS 5 / NNA10DF16B R&D 70,556 Millennium Engineering and Integration Company 12 SAR Algorithm Work N00173-12-D-2004 0003 R&D 72,038 Naval Research Lab 12 Raytheon GSMP 4201567976 / FA8620-15-D-3009 R&D 97,975 97,975 Raytheon Corp General 12 NRL ISRS TO5 DCGS-MC N00173-12-D-2004, N00173-17-F-6704 R&D 99,803 Naval Research Laboratory 12NCPC 45732-Z9085201 R&D 102,623 University of Maryland 12AFRL-Subject Matter Expert: Mo 18-S8401-12-C1 R&D 106,932 Universal Technology Corporation 12B52 Cartridge N00173-12-D-2004 0003 R&D 139,428 Naval Research Lab 12DCGS-MC N00173-12-D-2004 0003 R&D 162,078 Naval Research Laboratory 12NadirSAR Phase II TSC NadirSAR Phase II Letter Sub / W56KGU R&D 168,822 Technology Service Corporation 12AFRL Doubletop N00173-12-D-2004 0002 R&D 184,120 Naval Research Lab 12MC FMV M6785417C6583 R&D 300,804 Marine Corps 12 DI2E E21A S901059BAH / FA8750-17-F-0105 R&D 306,713 Booz Allen Hamilton

The accompanying notes are an integral part of the Schedule of 170 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 12 HX5 INL Support USU-17-D-0005 / FA8622-15-F-8111 R&D 310,003 HX5 LLC 12 SIERRA N00014-15-C-0101 R&D 315,966 Office of Naval Research 12 RRSW SSM Improvements 2016-0010/NNA10DF16B R&D 345,609 Millennium Engineering and Integration Company 12 Peregrine PO 4201443453 and PO 4201455979 / FA945 R&D 376,053 Raytheon Corp General 12 F-16 COM N00173-12-D-2004 0003 R&D 484,272 Naval Research Lab 12 Raytheon GSMP 4201567976 / FA8620-15-D-3009 R&D 572,328 Raytheon Corp General 12 Defense Intel Info (DI2E) 107609SB4E/FA8750-15-F-0283 R&D 952,948 Booz Allen Hamilton 12 MC Vantage Development N00173-12-D-2004 0002 R&D 1,355,762 Naval Research Laboratory 12 DCGS-MC Chat Monitoring N00173-12-D-2004 0004 R&D 1,413,669 Naval Research Laboratory 12 P5 ADIU 1038-05-13-01 / N68936-16-D-0016 R&D 1,755,019 Jacobs Technology, Inc. 12 Department of Defense VARIOUS R&D 79,043,931 12,163,514

12.300 Basic and Applied Scientific Research VARIOUS R&D 1,242,602 201,825

12.420 Changing Family Roles Across t 4104-79568 R&D 20,541 Purdue University 12.431 Basic Scientific Research VARIOUS -29,048

12.630 Basic, Applied, and Advanced Research in VARIOUS R&D -59 Science and Engineering 12.800 Air Force Defense Research Sciences Program VARIOUS R&D 374,231 39,103

14 Department of Housing and Urban Development VARIOUS 8,937

14 Department of Housing and Urban Development VARIOUS R&D 23,649

14.169 Housing Counseling Assistance Program VARIOUS 29,166

14.218 Logan City Community Developme VARIOUS 5,000 Logan, Utah 14.260 Veterans Homelessness Prevention VARIOUS R&D 14,475 Demonstration Program 15 Ojibwa Indian School Staff Tra VARIOUS 8,291 Ojibwa Indian School 15 Department of the Interior VARIOUS 13,541

15 Trainings for Chemawa Indian S A17PC00111; 25,575 Chimawa Indian School 15 Department of the Interior VARIOUS R&D 215,476

15.041 Environmental Management_Indian VARIOUS R&D 115,515

15.224 Cultural and Paleontological Resources VARIOUS R&D 16,450 Management 15.225 Recreation Resource Management VARIOUS 523

The accompanying notes are an integral part of the Schedule of 171 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 15.231 Fish, Wildlife and Plant Conservation Resource VARIOUS 12,001 Management 15.231 Cave Valley-Hamlin Valley Sage NPCD-005 R&D 13,818 Department of Wildlife 15.231 Fish, Wildlife and Plant Conservation Resource VARIOUS R&D 1,796,509 92,565 Management 15.232 Fire Science Exchange Network G-09352-1 R&D 5,420 Colorado State University 15.232 GREAT BASIN FIRE SCIENCE EXCHA UNR-17-28/117GC000024 R&D 8,245 University of Nevada at Reno 15.232 Wildland Fire Research and Studies VARIOUS R&D 51,360 7,913

15.236 Environmental Quality and Protection Resource VARIOUS R&D 262,433 53,376 Management 15.237 Rangeland Resource Management VARIOUS 28,685

15.237 Rangeland Resource Management VARIOUS R&D 41,449

15.238 Challenge Cost Share VARIOUS R&D 134,851

15.243 BLM Youth Conservation VARIOUS R&D 78,871

15.243 BLM Youth Conservation VARIOUS 136,679

15.508 Beaver Restoration Assessment 01292018-5060 R&D 11,564 The Nature Conservancy 15.517 CPCESU: Tributary Habitat Use R11AC40021 R&D -7,236

15.529 CPCESU: Movement & Habitat Stu R11AC40005 R&D -476

15.529 INSTALLATION AND DEVELOPMENT O R15AC00021 R&D 438,446

15.560 Utah Weather Stations Operatio R17AP00234 R&D 8,303

15.560 Eddy Covariance Towers R16AP00162 R&D 107,589

15.608 Fish and Wildlife Management Assistance VARIOUS R&D 18,131

15.611 Beaver Restoration Assessment IDFG-FY18-243 R&D 35,751 State of Idaho Department of Fish and Game 15.611 Assessment of factors associat 170000108 R&D 41,700 State of Alaska Department of Fish and Game 15.611 Dusky Grouse Ecology and Manag USU-001 R&D 123,135 Department of Wildlife 15.611 North Dakota Greater Sage-grou F16AF00613 R&D 227,070 State of North Dakota 15.631 Partners for Fish and Wildlife VARIOUS R&D 2,805

15.637 2018 SRM Video Broadcast VARIOUS 9,410 Pheasants Forever, Inc. 15.637 Building capacity for Phragmit US-IM-5-1/CG 2016 USU-3 R&D 14,925 Intermountain West Joint Venture 15.669 Cooperative Landscape Conservation VARIOUS R&D 27,124

15.676 Youth Engagement, Education, and Employment VARIOUS 11,560

15.678 Cooperative Ecosystem Studies Units VARIOUS R&D 7,232

The accompanying notes are an integral part of the Schedule of 172 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 15.678 Demographic and physiological G-50042-01 / F17AC00326 R&D 11,336 Colorado State University 15.805 Assistance to State Water Resources Research VARIOUS R&D 21,019 7,023 Institutes 15.807 Earthquake Hazards Reduction Program VARIOUS R&D 54,431

15.808 Testing a step-over model of t EAR-1033462, 35892599 R&D 37 University of Southern California 15.808U.S. Geological Survey_ Research and Data VARIOUS R&D 107,265 Collection 15.810National Cooperative Geologic Mapping VARIOUS R&D 294

15.812 Cooperative Research Units VARIOUS R&D 199,999

15.815 State View Program Development AV13-UT01 R&D 12,816 America View 15.817 EXPLOITING HIGH-RESOLUTION TOP UTA14-000571 R&D -1,228 University of Texas at Austin 15.921 Rivers, Trails and Conservation Assistance VARIOUS R&D -34

15.931 Conservation Activities by Youth Service VARIOUS 155,369 Organizations 15.935 National Trails System Projects VARIOUS R&D -278

15.945 NEEDS ASSESSMENT FOR A GEOSPAT 2014-0417-01 R&D -1,816 North Carolina State University 15.945 UNDERSTANDING AND MANAGING "WI 1003168D-UT R&D 1,078 University of Wyoming 15.945 LEAH AND STRING LAKES VISITOR PK131A-A/P17AC00106 R&D 39,727 Oregon State University 15.945 Cooperative Research and Training Programs – VARIOUS R&D 373,804 Resources of the National Park System 15.954 National Park Service Conservation, Protection, VARIOUS R&D 166,081 Outreach, and Education 16.525 Grants to Reduce Domestic Violence, Dating VARIOUS 73,967 Violence, Sexual Assault, and Stalking on Campus 16.726 4-H Mentoring - NMP Lead Advis FFY16 2017-FX-00162 901 National 4-H Council 16.726 National Mentoring Program VII 2017-JU-FX-0016 19,990 National 4-H Council 16.726 National Mentoring Program VII 2016-JU-FX-0022 110,589 National 4-H Council 16.726 4-H Mentoring - NMP Lead Advis VARIOUS 139,110 National 4-H Council 16.726 Juvenile Mentoring Program VARIOUS 148,467

17.600 Mine Health and Safety Grants VARIOUS 178,927

20.514 NCHRP12-98 Recommended Guideli 2014059 R&D 9,733 CME Associates, Inc. 20.701 Tier I University Transportati 8823-USU-1 R&D 49,786 Western Michigan University 20.701 Prestress Losses and Developme FAR0028869 R&D 81,415 North Dakota State University 20.701 UTC Regional Transporation Cen FAR0023140 R&D 107,908 North Dakota State University

The accompanying notes are an integral part of the Schedule of 173 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 20.701 UTC National Center S1988078; 5233; 451718; 681190 R&D 162,585 Rutgers The State University of New Jersey 43 JPL Iris 1546854 R&D -33,000 -33,000 NASA Jet Propulsion Laboratory 43 MEI/ORS EDU Support PO 2016-0155 / NNA10DF16B R&D -1,137 Millennium Engineering and Integration Company 43 NEOCam Extended Phase A PO 1575678 / NNN12AA01C R&D -1 NASA Jet Propulsion Laboratory 43 CrIS and ATMS SDR Suppt Subcontract 1411124 R&D 40 NASA Jet Propulsion Laboratory 43 Mission Ops for CIRiS 17BCL00001 / NNX16AC18G R&D 1,000 1,000 Ball Aerospace and Technologies 43 MSV CCSDS 7600010530/NNA11AA03B R&D 1,287 Northrop Grumman - General 43 STTR: CESI Phase II VARIOUS R&D 2,563 Wavefront, LLC 43 OM EDU PO 2016-0110/NNA10DF16B R&D 4,177 Millennium Engineering and Integration Company 43 eMAS Tech Work PO 1055, NNX12AD05A R&D 4,987 Bay Area Environmental Research Institute 43 CAESAR Phase A 82506-11022 / 80MSFC18C0034 R&D 5,215 Cornell Univeristy 43 Links-Rayth VIIRS Batch 2 4201345429 / NNG10XA05C R&D 7,210 7,210 Raytheon Corp General 43 DART Reviewer for DRACO 144843/GS-23F-0046P / NNN06AA01C R&D 8,469 Johns Hopkins University 43 Planetary Defense Study 124245/NNN06AA01C R&D 8,998 8,998 Johns Hopkins University 43 MUSE 4103422594 / 80GSFC18C0012 R&D 13,071 Lockheed Martin Space Systems 43 OCO-2 CSS Subcontract 1407652 R&D 15,277 NASA Jet Propulsion Laboratory 43 MISE RCM 1591746 R&D 16,304 16,304 NASA Jet Propulsion Laboratory 43 MiRaTA 5710003593/NNX14AC75G R&D 18,024 MIT Lincoln Laboratory 43 Flight Cadet U Blue Canyon PO-00496 R&D 19,991 Blue Canyon Technologies, LLC 43 JPL BECCAL Subcontract 1585396 R&D 24,396 NASA Jet Propulsion Laboratory 43 Electron Transport Studies of 1584146 R&D 28,239 NASA Jet Propulsion Laboratory 43 Super Soaker 171-03 R&D 31,470 Atmospheric & Space Technology Research Associates, LLC 43 QEI Stray Light Measurement 10001540 R&D 33,303 Quartus Engineering, Inc. 43 SunRISE Phase A 1588228 / NNH16ZDA005O R&D 34,948 NASA Jet Propulsion Laboratory 43 The Filter Incidence Narrow-ba 08600-019 R&D 35,998 Universities Space Research Association 43 Mission Ops for CIRiS 17BCL00001 / NNX16AC18G R&D 44,170 Ball Aerospace and Technologies 43 C-LIFE Subgrant PO 394122 R&D 50,910 The University of Arizona

The accompanying notes are an integral part of the Schedule of 174 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 43 Planetary Defense Study 124245/NNN06AA01C R&D 51,250 Johns Hopkins University 43 STTR: Short Wave Infrared Foca VARIOUS R&D 58,331 Wavefront, LLC 43 Links-Rayth VIIRS Batch 2 4201345429 / NNG10XA05C R&D 66,726 Raytheon Corp General 43 Subcontract for Participation 05-17 R&D 69,948 Hampton University 43 Ignition & Flight Test Support USU RSA R&D 74,114 Sierra Nevada Corporation 43 FUV Subcontract 418UC-SSL/NNG12FA45C R&D 77,853 University of California at Berkeley 43 NEOWISE Subcontract 1484857/NNN12AA01C R&D 93,149 NASA Jet Propulsion Laboratory 43 STTR: Design, Development, and VARIOUS R&D 93,740 Parabilis Space Technologies, Inc. 43 JPSS DG-133E-12-NC-1333 / GS-23F-0046P R&D 133,528 NOAA - Nat'l Oceanic & Atmospheric Administration 43 TIRS-2 Stray Light Analys 21410-15-032/NNG15HQ01C R&D 181,543 Science Systems and Applications, Inc. 43 MISE RCM 1591746 R&D 218,071 NASA Jet Propulsion Laboratory 43 HARP (InVEST) 0000013264/NNX13AN11G R&D 242,491 University of Maryland Baltimore County 43 NEOCam Extended Ph A Sub #1573576 R&D 254,950 254,950 NASA Jet Propulsion Laboratory 43 BioSentinal 2016-0010 TO 2/NNA11AA15T R&D 300,133 Millennium Engineering and Integration Company 43 Rapid Response Space 2016-0010 RLS 6 / NNA10DF16B R&D 679,939 Millennium Engineering and Integration Company 43 JPL Iris 1546854 R&D 1,238,082 NASA Jet Propulsion Laboratory 43 NEOCam Extended Ph A Sub #1573576 R&D 1,254,503 NASA Jet Propulsion Laboratory 43 RBI 880361/NNL14AQ00C R&D 1,529,902 Exelis, Inc. 43 National Aeronautics and Space Administration VARIOUS R&D 4,118,807 586,834

43.001 Developing decision-support to 7380-B R&D 5,974 Boise State University 43.001 Niobium Alloy Electron Yield M 0009545 R&D 14,999 University of California at Berkeley 43.001 Nonlinear Interactions and com 1554135 R&D 26,935 University of Colorado 43.001 Ionospheric Storm-Time Electro R53782 R&D 45,027 William Marsh Rice University 43.001 Middle Thermoshpere Variabilit 1000658440/NNX12AD26G R&D 47,494 University of Colorado 43.001 Science VARIOUS 60,905

43.001 Systems for Mapping and Predic 647.6052.000 R&D 69,522 Desert Research Institute 43.001 WF-2247: Improving Water Suppl 2-312-0215650 R&D 75,854 RTI International

The accompanying notes are an integral part of the Schedule of 175 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 43.001 Science VARIOUS R&D 159,487

43.002 Adaptive Aerostructures for Re M1703311 R&D 56,213 Texas A&M University 43.003 Creative 3D Plant Optimization XHAB 2018-11 3,500 3,500 National Space Grant Foundation 43.003 Creative 3D Plant Optimization XHAB 2018-11 4,565 National Space Grant Foundation 43.007 Space Operations VARIOUS R&D 95,044

43.008 Undergraduate Student Instrume 16-0467 R&D 3,422 Brigham Young University 43.008 Altitude Compensating Rocket D PO AERO 685 R&D 6,765 AERO Institute 43.008 Education VARIOUS R&D 124,191

43.009 Cross Agency Support VARIOUS R&D 47,883

43.009 Cross Agency Support VARIOUS 64,910

43.012 Center for the Utilization of 00009566 R&D 32,887 32,887 University of California at Berkeley 43.012 Space Technology VARIOUS R&D 124,305

43.012 Center for the Utilization of 00009566 R&D 213,009 University of California at Berkeley 45.169 Promotion of the Humanities_Office of Digital VARIOUS R&D 28,723 Humanities 45.313 Laura Bush 21st Century Librarian Program VARIOUS R&D 131,250

47 National Science Foundation VARIOUS R&D 46,282 1,783

47 NEON Reaeration Analyses 2010-0357-AQU R&D 50,842 National Ecological Observatory Network, Inc. 47.041 Multiple Institution Database 4101-79190 R&D 514 Purdue University 47.041 New Synergistic Biofungicides: 150539 R&D 8,284 Baicor, LLC 47.041 Engineering Grants VARIOUS R&D 999,860 47,640

47.049 Photoactivator Chemistry in At 2(GG012343) R&D 14,453 The Trustees of Columbia University in the City of New York 47.049Mathematical and Physical Sciences VARIOUS R&D 481,207 16,433

47.050 Salary Support for John Sherva 47(GG009393) PO# G11677 R&D 2,108 The Trustees of Columbia University in the City of New York 47.050Detecting asperity flash heati 91264401 R&D 6,021 University of Southern California 47.050INFEWS/T1: J.Givens Increasing 128413-G03666 R&D 34,506 Washington State University 47.050Geosciences VARIOUS R&D 1,942,724 44,600

47.070MESOSCALE DATA FUSION TO MAP A 1003107-06 R&D 262 262 Northern Arizona University 47.070WF-2213: Collaborative Researc 340052-55900 R&D 15,058 Stroud Water Research Center

The accompanying notes are an integral part of the Schedule of 176 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 47.070 MESOSCALE DATA FUSION TO MAP A 1003107-06 R&D 80,164 Northern Arizona University 47.070 Computer and Information Science and VARIOUS R&D 1,221,866 361,337 Engineering 47.074 Role of the P Clusters and FeM G112-14-W4580 R&D -1,589 Montana State University 47.074 Phylogeny and diversification 75822-10654 R&D 8,802 Cornell University 47.074 Service Contract for Reaeratio USU001-0000597686 R&D 13,642 Battelle 47.074 SOCIAL BRAINS AND SOLITARY BEE 18-S07 R&D 16,610 George Washington University 47.074 Laboratory Services Agreement- 1010-211-000 R&D 28,064 National Ecological Observatory Network, Inc. 47.074 Arctic LTER: Climate Change an 52820/ 1637459 R&D 35,204 Marine Biological Laboratory-Wood Hold, Mass 47.074 SCALE-DEPENDENT FEEDBACKS AMON 1003088-02 R&D 50,527 Northern Arizona University 47.074 IPM Postdoc 69636-10981 R&D 56,796 Cornell University 47.074 Dynamical Interactions between S1776A-D R&D 58,602 Oregon State University 47.074 Biological Sciences VARIOUS R&D 614,609 338

47.075 Rethinking payments for ecosys SUBAWARD NO. 4101-81928 R&D 5,290 Purdue University 47.075 Social, Behavioral, and Economic Sciences VARIOUS R&D 129,626 52,128

47.076 Literacy for Engineering Acces TERC PROJECT # 12745 R&D 6,490 TERC 47.076 Spatial Ability and Blind Engi VARIOUS R&D 44,169 National Federation of the Blind 47.076 Education and Human Resources VARIOUS R&D 2,280,403 34,113

47.078 Polar Programs VARIOUS R&D 106,814

47.079 Office of International Science and Engineering VARIOUS R&D 21,164

47.080 Office of Cyberinfrastructure VARIOUS R&D 2,062,985 890,928

59.037 Small Business Development Centers VARIOUS 1,477,444 1,153,078

66 Scientific and regulatory supp 63-USU-000 R&D 31,318 Great Lakes Environmental Center, Inc. 66.034 Surveys, Studies, Research, Investigations, VARIOUS R&D 19,024 14,825 Demonstrations, and Special Purpose Activities Relating to the Clean Air Act 66.461 Regional Wetland Program Development Grants VARIOUS R&D 70,617

66.509 Science to Achieve Results (STAR) Research VARIOUS R&D 248,061 Program 66.516 P3 Award: National Student Design Competition VARIOUS R&D 7,312 for Sustainability 66.716 2018 PSEP Funding SA-2017-28 11,508 eXtension Foundation 66.951 Environmental Education Grants VARIOUS R&D 45,545

The accompanying notes are an integral part of the Schedule of 177 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 77.008 U.S. Nuclear Regulatory Commission VARIOUS R&D 275,465 Scholarship and Fellowship Program 81 Sandia LEO 728647 R&D -11,303 Sandia National Laboratory 81 STUDY OF FOOD BASE ATTRIBUTES 5F-31981 R&D -11,246 Argonne National Laboratory (East) 81 Sandia STK Spt FY13-14 PO 1309215 R&D -116 Sandia National Laboratory 81 SNL AFT2 1044650 R&D -93 Sandia National Laboratory 81 AFT2 Pgm MIC3 Enhancement 927890 R&D 1,319 Sandia National Laboratory 81 Freeflyer 4 954572 R&D 2,292 Sandia National Laboratory 81 Fuel Performance Studies under 183000 R&D 5,316 Battelle Energy Alliance, LLC 81 Enzymatic Energy Conversion: N 274628 R&D 7,860 Battelle 81 Spider Silk Precursor Developm 400159741 R&D 10,000 Oak Ridge National Laboratory 81 Thermal Links LLNL B628356 / DE-AC52-07NA27344 R&D 15,348 Lawrence Livermore National Laboratory 81 Crack Branching and Crack Trac 187243 R&D 18,657 Battelle Energy Alliance, LLC 81 A Priori Uncertainty Assessmen PO# 120033 R&D 25,811 Bechtel Marine Propulsion Corp/Bettis Laboratory 81 LOTUS Code Framework Developme 177963 R&D 32,373 Battelle Energy Alliance, LLC 81 In situ Catalytic Fas Pyrolysi 347647 R&D 42,727 Battelle Energy Alliance, LLC 81 Uncertainty Quantification of PO 1627648 R&D 54,040 Sandia National Laboratory 81 Mechanism of Photochemical N2 XFC-8-70330-01 R&D 93,468 National Renewable Energy Laboratory 81 Spider Silk Precursor Developm 4000159740 R&D 208,649 Oak Ridge National Laboratory 81.049 Tech-X 7082-005 R&D 48,716 Tech-X Corporation 81.049 The Plasma Science and Innovat UWSC9285 (BPO17507) R&D 60,163 University of Washington 81.049Biological Electron Transfer a G142-15-W5072 R&D 66,394 Montana State University 81.049An Integrated Evaluation of th 201603457-06 R&D 107,146 Regents of the University of California 81.049Office of Science Financial Assistance Program VARIOUS R&D 469,929

81.086 WestSmartEV: Western Smart Plu 3300001466 R&D 219,747 Pacificorp 81.087 WM-403: build Test Stand and T VARIOUS R&D 34,587 Percheron Power, LLC 81.087 Gap Conductance Between HT9 an 0160816 R&D 38,543 Battelle Energy Alliance, LLC 81.087 Fiber Optic Temperature Measur 0161939 R&D 72,971 Battelle Energy Alliance, LLC 81.087 Renewable Energy Research and Development VARIOUS R&D 125,456 35,360

The accompanying notes are an integral part of the Schedule of 178 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 81.089 Integrated Component-specific SC4501-002 R&D 38,800 GSI Environmental 81.089 Long-term methane emissions ra SC4502-002 R&D 83,318 GSI Environmental 81.113 Defense Nuclear Nonproliferation Research VARIOUS R&D 129,841

81.117 Center for Innovative Drivetra 1553797 PO1000607856 R&D 12,065 University of Colorado 81.121 Nuclear Energy Research, Development and VARIOUS 41,173 Demonstration 81.121 Nuclear Energy Research, Development and VARIOUS R&D 1,172,441 713,802 Demonstration 81.123 Best Practices for PIV Measure PO111340 R&D 69,613 Bechtel Marine Propulsion Corp/Bettis Laboratory 81.135 Advanced Research Projects Agency - Energy VARIOUS R&D 348,741 125,076

84 Kansas Technical Assistance 652-15-1870 187,163 Kansas Department of Education 84.007 Federal Supplemental Educational Opportunity VARIOUS 739,928 Grants 84.027 Idaho TASK12 FY17 17-5009 334 Idaho Department of Education 84.027 Washington State Jobs Alike Wo 20180216 2,071 Office of Superintendent of Public Instruction 84.027 Oklahoma TASK12 FY17 PO# 2659015790 2,259 Oklahoma State Department of Education 84.027 Washington DR FY18 20180215 3,030 Office of Superintendent of Public Instruction 84.027 Oregon Interagency Coordinatin 11461 5,229 Oregon Department of Education 84.027 KY Implementing the Individual PON2-540-18000011101 8,920 State of Kentucky 84.027 Idaho Training and Assessment 18-5000 13,744 Idaho Department of Education 84.027 Iowa Law Conference 015218 14,608 Iowa Department of Education 84.027 Training and Assessment System VARIOUS 15,822 New Hampshire Department of Education 84.027 Idaho Indicator 8 & 14 Project 17-5032 30,108 State of Idaho Department of Education 84.027 Idaho Indicator 8, 14, and Dat 18-5015; 31,068 State of Idaho Department of Education 84.027 Kentucky Complaint Investigato PON2 540 180000 37,091 State of Kentucky 84.027 Oregon Technical Assistance 10797 51,332 Oregon Department of Education 84.027 Arizona Technical Assistance F IGA #16-19-ED PART 2 64,435 State of Arizona Department of Education 84.027 Nebraska Technical Assistance 94-9410-248-1B03-18 168,811 Nebraska Department of Education 84.027 Arizona Recruitment/Retention IGA #16-19-ED PART 1 295,460 State of Arizona Department of Education 84.027 KANSAS TASN PROJECT 652-15-1862 346,677 Kansas Department of Education 84.031 Higher Education_Institutional Aid VARIOUS 389,529

The accompanying notes are an integral part of the Schedule of 179 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 84.033 Federal Work-Study Program VARIOUS 769,495

84.038 Federal Perkins Loan Program_Federal Capital VARIOUS 150,032 Contributions 84.042 TRIO_Student Support Services VARIOUS 913,960

84.044 TRIO_Talent Search VARIOUS 448,198

84.047 TRIO_Upward Bound VARIOUS 666,620

84.063 Federal Pell Grant Program VARIOUS 41,770,636

84.129 Rehabilitation Long-Term Training VARIOUS 548,939

84.133 CHRIL - Collaborative on Healt VARIOUS 1,370 TIRR Memorial Herman 84.173 Washington Special Education A 20180381; 115 Office of Superintendent of Public Instruction 84.173 South Dakota Technical Assista 2015C-427 280,273 South Dakota Department of Education 84.181 Missippi InterCoordinating Cou H181A170034; 6,020 Mississippi State Department of Health 84.305 Education Research, Development and VARIOUS R&D 671,596 286,935 Dissemination 84.323 Arizona Web Project 16-02-EDSG 13,142 State of Arizona Department of Education 84.323 Arizona State Personnel Develo 16-01-EDSG 110,388 State of Arizona Department of Education 84.325 Special Education - Personnel Development to VARIOUS R&D 72,467 Improve Services and Results for Children with Disabilities 84.325 Special Education - Personnel Development to VARIOUS 743,867 Improve Services and Results for Children with Disabilities 84.334 Gaining Early Awareness and Readiness for VARIOUS 5,489,708 3,396,574 Undergraduate Programs 84.335 Child Care Access Means Parents in School VARIOUS 297,164

84.358 Rural Education VARIOUS 33,433

84.373 Center for the Integration of 100041.Y1.001-TAES01 16,379 Applied Engineering Management Corp. (AEM) 84.373 Center for IDEA Fiscal Reporti S-00015246 CFDA#: 84.373F 256,416 WestEd 84.379 Teacher Education Assistance for College and VARIOUS 147,371 Higher Education Grants (TEACH Grants) 84.407 Transition Programs for Students with Intellectual VARIOUS 211,555 Disabilities into Higher Education 93 Targeting Therapeutics Develop T487689 R&D 5,110 Emory University 93 Visterra Inc. (BARDA) Antivira PRIME HHS0100201500018C R&D 54,790 Visterra, Inc. 93 Department of Health and Human Services VARIOUS R&D 2,287,784 409,392

93.086 Healthy Marriage Promotion and Responsible VARIOUS 1,646,080 110,000 Fatherhood Grants 93.172 Preparing Association Analysis 114517-5094757 R&D 33,641 Harvard University

The accompanying notes are an integral part of the Schedule of 180 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 93.173 Research Related to Deafness and VARIOUS R&D 477,844 37,362 Communication Disorders 93.233 National Center on Sleep Disorders Research VARIOUS R&D 461,593 341,043

93.234 Traumatic Brain Injury State Demonstration VARIOUS 105,462 Grant Program 93.237 USU FCS Family Wellness Progra VARIOUS 12,470 Ute Indian Tribe 93.243 Reducing Trauma Through a Fami 330 SAMHSA PROJECT R&D 76,911 The Family Place 93.251 Universal Newborn Hearing Screening VARIOUS 1,629,738 80,000

93.262 Agricultural Safety Education G-41107-1 R&D 7,617 7,617 High Plains Intermountain Center for Agriculture 93.262 Agricultural Safety Education G-41107-1 R&D 17,681 High Plains Intermountain Center for Agriculture 93.273 Alcohol Research Programs VARIOUS R&D 199,759 80,419

93.279 Pilot Implementation of the Fa 10158SC R&D 17,598 University of California at San Francisco 93.279 Drug Abuse and Addiction Research Programs VARIOUS R&D 176,409

93.283 Centers for Disease Control and VARIOUS R&D -70 Prevention_Investigations and Technical Assistance 93.351 Research Infrastructure Programs VARIOUS R&D 67,527

93.369 National SILC Training & Techn 16-1622 55,656 TIRR Memorial Herman 93.369 SILC: Training and Technical A 18-1825 64,617 TIRR Memorial Herman 93.369 CIL: Training and Technical As 18-1812 321,990 TIRR Memorial Herman 93.395 Exosome analysis of drug-resis 18080005-162 R&D 9,733 Houston Methodist Research Institute 93.432 IL NET USU-13 ILNET USU-16 172,308 TIRR Memorial Herman 93.433 ACL National Institute on Disability, Independent VARIOUS R&D 197,424 24,829 Living, and Rehabilitation Research 93.464 ACL Assistive Technology VARIOUS 413,807

93.524 Utah Act Early Ambassador VARIOUS 936 Association of University Centers on Disabilities 93.575 SLCO 4-H Entheos Kearns/Magna BJ17164 37,498 Salt Lake County 93.600 Head Start VARIOUS R&D 19,538

93.632 University Centers for Excellence in VARIOUS 584,621 Developmental Disabilities Education, Research, and Service 93.853 Extramural Research Programs in the VARIOUS R&D 7,867 Neurosciences and Neurological Disorders 93.853 Generation of genetically engi 17-009595 A00 R&D 76,868 University of Massachusetts 93.855 Engineering an intranasal univ 21F139-01 R&D 13,216 Texas Tech University

The accompanying notes are an integral part of the Schedule of 181 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 93.855 Dissecting the receptor mediat 31116A R&D 53,842 Albert Einstein College of Medicine 93.855 Production and Characterizatio STTR15012018 R&D 69,141 Sab Capra, LLC 93.855 Host-Targeted Interventions as VARIOUS R&D 90,299 Adamas Pharmaceuticals 93.855 Allergy and Infectious Diseases Research VARIOUS R&D 147,131

93.859 Quantitative Systems Biology: 2P50GM076547-06A1, 2012.0009 R&D 13,579 Institute for Systems Biology 93.859 Mechanism of Catalytic Regulat C15A12080(A10183) R&D 100,640 Yale University 93.859Biomedical Research and Research Training VARIOUS R&D 518,261

93.865Child Health and Human Development VARIOUS R&D 313,173 71,795 Extramural Research 93.866Native Investigator Developmen FY16.001.011 R&D 16,370 University of Colorado 93.866Epidemiology of Alzheimer's Di 16-0483 R&D 119,151 Brigham Young University 93.884HRSA Primary Care Training and 15-218A-RPA003 R&D 20,731 Idaho State University 94.002Retired and Senior Volunteer Program VARIOUS 28

94.013 Volunteers in Service to America VARIOUS 383,807

94.020 CNCS Disaster Response Cooperative VARIOUS 318,027 Agreement 97 Exercise Scenario Model Tool NBCHC060088 R&D 2,994 Department of the Interior 97 Department of Homeland Security VARIOUS R&D 786,631

98.001 WONDERS OF THE MEKONG: A FOUND UNR-17-41 R&D 15,616 University of Nevada at Reno 99 Skywalker Overrun PO 4500131214 R&D -550 L-3 Communications - Communication Systems West Division 99 Ball FPA RSR Test 12JBO00010 R&D 370 Ball Aerospace 99 Jyn-Requirements Letter Contract P18-222206 R&D 7,519 7,519 Lockheed Martin Space Systems 99 Links-Ball Chamber 17JKK00045 R&D 11,744 Ball Aerospace and Technologies 99 Optimus Prime 2009-0730727-000 R&D 14,899 Other 99 Therm Links Harris OTA 918264N R&D 20,819 Harris Corporation, Government Communications Systems Division 99 L-3 Contam Sample Testing JL160171/H94003-04-D-00060180 R&D 21,559 L-3 Communications - Communication Systems West Division 99 Calif Engineering Spt Subcontract 17478 / B16-2016238G007 R&D 40,899 SRI International 99 Cont Cntrl OATK-MRC Ball PO MP00158928 R&D 47,205 Orbital ATK, Inc. 99 Jyn-Requirements Letter Contract P18-222206 R&D 51,830 Lockheed Martin Space Systems

The accompanying notes are an integral part of the Schedule of 182 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH STATE UNIVERSITY 99 NG IR Coated Window 8600001051 R&D 53,822 Northrop Grumman - General 99 Links-BAE NEXT 5 P103387 R&D 56,507 BAE Systems Information Solutions, Inc. 99 Voyager BO Units Letter Subcontract A000427555 R&D 83,735 Harris Corporation, Government Communications Systems Division 99 Badger 25922 R&D 85,910 Lockheed Martin Space Systems 99 Jyn Letter Contract P18-222207 R&D 88,380 88,380 Lockheed Martin Space Systems 99 California PO8440 R&D 104,137 SRI International 99 Links Ball Ragnar FPA 17JKK0020 R&D 116,642 Ball Aerospace and Technologies 99 JHU/APL Renegade 146136 / 15-C-3186 R&D 144,661 Johns Hopkins University 99 Jyn Letter Contract P18-222207 R&D 166,406 166,406 Lockheed Martin Space Systems 99 Links-Raytheon Draco 4201577870 R&D 197,750 Raytheon Corporation - General 99 CPS Integration Sub A000280284 R&D 297,906 Harris Corporation 99 Links-Ball Crossbow 17JKK00036 R&D 373,169 Ball Aerospace and Technologies 99 Jyn Letter Contract P18-222207 R&D 482,572 482,572 Lockheed Martin Space Systems 99 Jyn Letter Contract P18-222207 R&D 1,062,634 Lockheed Martin Space Systems 99 AOS Subcontract 10DS-0002-UT R&D 1,122,330 Misc Private Sources 99 Voyager Letter Subcontract A000411652 R&D 1,708,417 Harris Corporation, Government Communications Systems Division 99 Miscellaneous VARIOUS R&D 9,736,647 394,885

Subtotal – Utah State University 227,682,445 27,010,916

UTAH VALLEY UNIVERSITY 10 Department of Agriculture VARIOUS R&D 62,061

15.231 Fish, Wildlife and Plant Conservation Resource VARIOUS R&D 960 Management 43 Dash Mapping of IC348 HST-GO-14626.002-A R&D 4,404 Space Telescope Science Institute 43 Vertical Cloud Structure HST-GO-14241.015-A R&D 10,474 Space Telescope Science Institute 43 Homogeneous Dist - supermassive black holes HST-GO-14219.003-A R&D 11,216 Space Telescope Science Institute 43 A Second Ladder: Testing for Bias HST-GO-14654.003-A R&D 19,204 Space Telescope Science Institute 43 Silver Linings Using Cloud Maps HST-GO-13299.010-A R&D 22,893 Space Telescope Science Institute 43 Constraining Dust Hazes at the L/T Trans via Var HST-GO-14051.008-A R&D 24,661 Space Telescope Science Institute 47.049 Mathematical and Physical Sciences VARIOUS R&D 58,198 13,877

The accompanying notes are an integral part of the Schedule of 183 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS UTAH VALLEY UNIVERSITY 47.070 Computer and Information Science and VARIOUS R&D 50,666 Engineering 47.074 Biological Sciences VARIOUS R&D 44,620

47.076 Education and Human Resources VARIOUS 98,544

47.076 Education and Human Resources VARIOUS R&D 487,212

84.007 Federal Supplemental Educational Opportunity VARIOUS 672,070 Grants 84.031 Higher Education_Institutional Aid VARIOUS 434,471

84.033 Federal Work-Study Program VARIOUS 707,216

84.037 Perkins Loan Cancellations VARIOUS 67,416

84.042 TRIO_Student Support Services VARIOUS 257,756

84.047 TRIO_Upward Bound VARIOUS 366,085

84.063 Federal Pell Grant Program VARIOUS 54,350,157

84.066 TRIO_Educational Opportunity Centers VARIOUS 285,001 49,275

84.334 Gaining Early Awareness and Readiness for VARIOUS 3,868,888 445,200 Undergraduate Programs 84.408 Postsecondary Education Scholarships for VARIOUS 5,529 Veteran's Dependents 97.043 State Fire Training Systems Grants VARIOUS 25,445

Subtotal – Utah Valley University 61,935,147 508,352

WEBER STATE UNIVERSITY 10 Department of Agriculture VARIOUS 56,607

10.001 Agricultural Research_Basic and Applied VARIOUS 1,396 Research 10.665 Schools and Roads - Grants to States VARIOUS 9,502

15.615 Cooperative Endangered Species Conservation VARIOUS 2,320 Fund 17.282 Trade Adjustment Assistance Community VARIOUS 34,655 College and Career Training (TAACCCT) Grants 43.001 Science Subcontract #748853 18,279 University of Washington 43.001 Science VARIOUS 18,534

47.050 Geosciences VARIOUS R&D 32,806

47.075 Social, Behavioral, and Economic Sciences 28214-04124 SO1 R&D 12,348 Syracuse University 47.076 Education and Human Resources 479240-19B33 R&D 3,203 Virgina Polytechnic Institute and State Univ 47.076 Education and Human Resources VARIOUS R&D 28,526

The accompanying notes are an integral part of the Schedule of 184 Expenditures of Federal Awards State of Utah Schedule of Expenditures of Federal Awards By State Agency For the Year Ended June 30, 2018

Award/Contract Provided to CFDA Name Name of Pass-through Entity R&D Expenditures Subrecipients

COMPONENT UNITS WEBER STATE UNIVERSITY 66.034 Surveys, Studies, Research, Investigations, VARIOUS 98,175 Demonstrations, and Special Purpose Activities Relating to the Clean Air Act 84.007 Federal Supplemental Educational Opportunity VARIOUS 459,822 Grants 84.033 Federal Work-Study Program VARIOUS 785,776

84.042 TRIO_Student Support Services VARIOUS 408,980

84.044 TRIO_Talent Search VARIOUS 239,667

84.047 TRIO_Upward Bound VARIOUS 618,657

84.063 Federal Pell Grant Program VARIOUS 29,416,044

84.334 Gaining Early Awareness and Readiness for MOU-PO170811 25,451 Undergraduate Programs Ogden City School District 84.334 Gaining Early Awareness and Readiness for MOU-PO180408 81,149 Undergraduate Programs Ogden City School District 84.367 Supporting Effective Instruction State Grants 07-UT02-SEED2017-ILI 14,063 National Writing Project Corporation 93.113 Environmental Health 3200001233-17-241 R&D 2,299 University of Kentucky Research Foundation 93.600 Head Start Research Agreement 1,994 Davis School District Subtotal – Weber State University 32,370,253

Subtotal – Component Units 1,181,992,027 67,437,710

TOTAL FEDERAL EXPENDITURES 6,211,119,547 808,499,299

The accompanying notes are an integral part of the Schedule of 185 Expenditures of Federal Awards Single Audit Report State of Utah For the Year Ended June 30, 2018

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

NOTE 1. PURPOSE OF THE SCHEDULE

The foregoing Schedule of Expenditures of Federal Awards (Schedule) is a supplementary schedule to the State’s basic financial statements and is presented for purposes of additional analysis. The Schedule is required by Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).

NOTE 2. SIGNIFICANT ACCOUNTING POLICIES

A. Basis of Presentation – The information in the Schedule is presented in accordance with Uniform Guidance.

 Federal Financial Assistance – Pursuant to the Single Audit Act of 1984 (Public Law 98-502), the Single Audit Act Amendments of 1996 (Public Law 104-156), and Uniform Guidance, federal financial assistance is defined as assistance provided by a federal agency, either directly or indirectly, in the form of grants, contracts, cooperative agreements, loans, loan guarantees, property, interest subsidies, insurance, endowments, or direct appropriations. Accordingly, nonmonetary federal assistance, including food stamps, food commodities, vaccines, food vouchers, and surplus property, is included in federal financial assistance and, therefore, is reported on the Schedule. Federal financial assistance does not include direct federal cash assistance to individuals. Solicited contracts between the State and Federal Government for which the Federal Government procures tangible goods or services are not considered to be federal financial assistance.

 Catalog of Federal Domestic Assistance – Uniform Guidance requires the Schedule to show the total expenditures for each of the State’s federal financial assistance programs as identified in the Catalog of Federal Domestic Assistance (CFDA). The CFDA is a government-wide compendium of individual federal programs. Each program included in the CFDA is assigned a five-digit program identification number (CFDA number) which is reflected in the Schedule. Federal financial assistance programs and contracts which have not been assigned a CFDA number or, where management has been unable to determine the CFDA number, are identified with the federal agency two-digit prefix in the Schedule.

186 Single Audit Report State of Utah For the Year Ended June 30, 2018

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

 Cluster of Programs – Closely related programs with different CFDA numbers which share common compliance requirements are considered a cluster of programs. The following list identifies those programs that are considered to be clusters of Federal programs as defined by the 2018 OMB Compliance Supplement. Aging Cluster CCDF Cluster CDBG – Entitlement Grants Cluster Child Nutrition Cluster Clean Water State Revolving Fund Cluster Disability Insurance/SSI Cluster Drinking Water State Revolving Fund Cluster Employment Service Cluster Fish and Wildlife Cluster Food Distribution Cluster Forest Service Schools and Roads Cluster Highway Planning and Construction Cluster Highway Safety Cluster Maternal, Infant, and Early Childhood Home Visiting Cluster Medicaid Cluster Research and Development Programs SNAP Cluster Special Education Cluster (IDEA) Student Financial Assistance Programs TANF Cluster Transit Services Programs Cluster TRIO Cluster WIOA Cluster

 Type A and Type B Programs – The Single Audit Act of 1984 (as amended in 1996) and Uniform Guidance establish the levels to be used in defining Type A and Type B federal programs. Type A programs for the State of Utah are those programs which exceeded $18,633,000 in federal awards expended for the fiscal year ended June 30, 2018. All other programs are classified as Type B by the State. For the year ended June 30, 2018, certain low-risk Type A programs were not audited and certain Type B programs were audited as required by Uniform Guidance. All Type A and Type B programs that were audited as major programs are listed in the “Schedule of Findings and Questioned Costs, Part I. Summary of Auditor’s Results,” item No. 7 (page 197).

B. Reporting Entity – The State reporting entity is fully described in Footnote 1.A. of the State’s basic financial statements. The Schedule includes all federal financial assistance programs administered by the State for the year ended June 30, 2018.

187 Single Audit Report State of Utah For the Year Ended June 30, 2018

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

C. Basis of Accounting – Federal financial assistance programs included in the Schedule are primarily reported in the State’s basic financial statements as grants and contributions in the entity-wide Statement of Activities and as federal grants and contracts or federal reinsurance in the fund financial statements. Except for items F through H presented in Note 4, the Schedule is presented using the same basis of accounting as that used in reporting the expenditures of the related funds in the State’s basic financial statements. The basis of accounting used for each fund is described in Footnote 1.C. of the State’s basic financial statements.

 Indirect Costs – The Schedule includes a portion of costs associated with general activities which are allocated to federal financial assistance programs under negotiated formulas commonly referred to as indirect cost rates. Two State agencies—the Department of Commerce and the Utah State Tax Commission, and one component unit—Bridgerland Technical College, use the 10 percent de minimis cost rate.

 Matching Costs – Except as addressed in Note 6 for certain loan programs, the Schedule does not include matching expenditures.

 Nonmonetary Assistance – The Schedule contains values for several nonmonetary assistance programs. The Food Stamp program is presented at the dollar value of food stamp electronic benefit transfers authorized and used by recipients. The programs with commodities and vaccines are presented at the federally assigned value of commodities disbursed by the State. The surplus property program is presented at the estimated fair value of the property distributed. The fair value was estimated to be 23.3% of the property’s original federal acquisition value.

 Endowment and Commodities – Information on federal endowment and commodities inventory is included in the footnotes instead of on the Schedule.

 Loan and Loan Guarantee Programs – The value of new loans and loan guarantees made during the year plus, as applicable, the beginning of the year loan balances and loan guarantees are included in the Schedule. The outstanding federal loan balances and loan guarantees at the end of the year are included in the footnotes instead of on the Schedule (see Note 6).

 Direct and Indirect (Pass-Through) Federal Financial Assistance – The majority of the State’s federal financial assistance is received directly from the granting federal agency (i.e., the State is the primary recipient). However, some federal financial assistance, as identified on the Schedule, is passed through a separate entity prior to receipt by the State (i.e., the State is a subrecipient). Although this type of assistance is included on the Schedule noting the “Name of Pass-Through Entity,” it is not reported as federal

188 Single Audit Report State of Utah For the Year Ended June 30, 2018

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

revenue on the State’s basic financial statements because it was not awarded directly from the Federal Government to the State.

 Pass-Through Expenditures – The Schedule includes a column for “Provided to Subrecipients” to identify the amount provided to subrecipients. The State makes subgrants to other entities to carry out some federal programs.

 Federal Transactions Between State Entities – Some state entities transfer (expend) federal assistance to other state entities (i.e., a pass-through of funds by the primary recipient state entity to a subrecipient state entity). In this case, the federal revenue and expenditures are only reported once within the same fund on the State’s basic financial statements in accordance with generally accepted accounting principles (GAAP) and reported once on the Schedule in the primary recipient state entity. This method avoids duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. However, purchases of services between state entities using federal monies are reported in the basic financial statements as expenditures or expenses by the purchasing entity and as revenues for services rendered by the providing entity.

NOTE 3. NONMONETARY ASSISTANCE INVENTORY

As described previously in Note 2, nonmonetary assistance is reported in the Schedule based on the amount disbursed. As of June 30, 2018, the following inventories of nonmonetary assistance existed:

Inventory Balance Assistance June 30, 2018 Food Commodities $ 233,182 Surplus Property 212

189 Single Audit Report State of Utah For the Year Ended June 30, 2018

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

NOTE 4. RECONCILIATION OF EXPENDITURES TO FEDERAL REVENUES

Expenditures reported in the Schedule agree with the federal revenues reported in the State’s basic financial statements with the following reconciling items:

Total Federal Expenditures from the Schedule $ 6,211,119,547 Reconciling items: A. Federal Capital Contribution for loan programs reported as federal revenue in the State’s Governmental Fund and Proprietary Fund Financial Statements but not reported on the Schedule: HOME Investment Partnership Loans (14.239) 2,378,788 Housing Trust Fund (14.275) 50,000

B. Federal assistance reported on the Schedule under the Board of Regents’ Student Loan Purchase Program and the Student Loan Guarantee Program – Utah Higher Education Assistance Authority which is reported in the Proprietary Fund Financial Statements as non-federal revenue. 38,286,022 C. Federal flow-through funds for colleges and universities which are not reported in the Component Unit Financial Statements as federal revenue. (38,163,930) D. State-funded unemployment insurance expenditures reported on the Schedule which are not reported as federal revenue in the Proprietary Fund Financial Statements. (154,851,785) E. Build America Bonds subsidy is not covered by single audit requirements. 16,945,339 F. Fund Financial Statements accrual of federal pass-through revenues to local school districts. (24,090,744) G. Fund Financial Statements accrual of Medicaid pharmacy rebates. (1,437,276) H. Fund Financial Statements accrual of Chipicaid. 1,080,662 I. Reed Act money spent that was received in prior years. (2,598,765) J. Loans and loan guarantees made are reported on the Schedule. (1,364,017,581) K. Other miscellaneous reconciling items, net. (203,201) Total federal revenue per the Fund Financial Statements $ 4,684,497,076

FEDERAL REVENUE PER THE FUND FINANCIAL STATEMENTS: Governmental Funds – Federal Grants and Contracts $ 3,893,654,000 Proprietary Funds – Federal Reinsurance and Allowances / Reimbursements 20,742,000 Proprietary Funds – Federal Grants 23,650,000 Component Units – Operating Grants and Contributions 1,323,882,000 Total 5,261,928,000 Less amounts included in the Component Unit revenues for: State, local, and other grants and contributions (520,131,413) College and university federal flow-through funds from State agencies (57,299,511) Total federal revenue per the Fund Financial Statements $ 4,684,497,076

190 Single Audit Report State of Utah For the Year Ended June 30, 2018

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

NOTE 5. FEDERAL REINSURANCE ON DEFAULTED LOANS

The Utah Higher Education Assistance Authority has entered into agreements with the U.S. Department of Education which provide for federal reinsurance against defaulted acquired student loans.

On December 18, 2015, the Consolidated Appropriations Act (2016, Pub. L. 114-113) was signed, which changed the federal reinsurance rates to 100% (formerly 98% and 95%) effective December 1, 2015.

Effective December 1, 2015, the federal reinsurance on defaulted loans is paid to the Program according to the following schedule:

Annual Default Rate Federal Reinsurance

0% to less than 5% 100%

5% to less than 9% 100% of claims up to 5% and 90% of claims greater than 5% but less than 9%

9% or greater 100% of claims up to 5%, 90% of claims greater than 5% but less than 9%, and 80% of claims 9% or greater

As of June 30, 2018, the Utah Higher Education Assistance Authority had guaranteed student loans outstanding with a current principal and interest balance of approximately $761,675,582. Annual default rates for purposes of application of federal reinsurance are calculated on a federal fiscal year-end basis by dividing default claims filed for the year by the original guarantee amount of loans in repayment at the end of the preceding year. The Utah Higher Education Assistance Authority’s annual default rate was less than 5% for the federal fiscal year ended September 30, 2017.

191 Single Audit Report State of Utah For the Year Ended June 30, 2018

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

NOTE 6. FEDERAL LOAN PROGRAMS AND LOAN GUARANTEES

Outstanding federal loan balances and loan guarantees: Ending Amount at CFDA # June 30, 2018 Rural Housing Preservation Loans 10.433 $ 2,000,312 Rural Development Loans 10.447 3,624,853 Rental Housing Rehabilitation Loans 14.230 223,066 HOME Investment Partnerships Program Loans 14.239 72,680,364 Housing Trust Fund Loans 14.275 1,000,000 State Energy Program Loans 81.041 1,666,207 Federal Family Education Loans Reinsurance 84.032 761,675,582 Perkins Loan Program 84.038 40,488,438 Nurse Faculty Loan Program (NFLP) 93.264 595,297 Health Professions Student Loans 93.342 3,187,459 Nursing Student Loans 93.364 438,761 $ 887,580,339

Any administrative allowances expended under these programs during the year are included in the Schedule. Also included in the Schedule as required by Uniform Guidance, is the value of new loans and loan guarantees made during the year plus, as applicable, the beginning of the year loan balances and loan guarantees.

Some of the above loan programs require matching funds from the State. The HOME Loan Program requires a 25 percent match; the loans made with the match money are separate loans, accounted for separately, and are not included in the above numbers. Other loan programs above require a 0 to 25 percent match. The above numbers for these loan programs include the State match.

NOTE 7. FEDERAL ENDOWMENT

The Utah Arts Council of the Utah Department of Heritage and Arts maintains an endowment from the U.S. National Endowment for the Arts. The endowment is a permanent fund used to provide support for the Utah Arts Endowment Fund and was created with $600,000 of federal funds on September 26, 1991. Only the interest from the endowment is used to make grants to individual artists and ethnic art groups. The Utah Arts Endowment Fund also accepts donations that are used to make grants. During the year ended June 30, 2018, interest earnings and contributions were $13,853 and no grants were issued. The Utah Arts Endowment Fund balance at June 30, 2018, which comprises the federal endowment and donations, was $836,126.

192 Single Audit Report State of Utah For the Year Ended June 30, 2018

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

NOTE 8. WOMEN, INFANT, AND CHILDREN PROGRAM FOOD REBATES

During the fiscal year ended June 30, 2018, the Utah Department of Health received $9,009,501 of cash rebates from infant formula manufacturers on the sale of formula to participants in the Women, Infants and Children (WIC) Program (CFDA #10.557). Rebate contracts with infant formula manufacturers are authorized by federal regulation 7 CFR 246.16a as a cost containment measure.

Rebates are reported as a reduction of expenditures previously incurred for WIC food benefit costs.

The cash rebates received in the fiscal year ended June 30, 2018 correspond to an annual average food benefit for 14,380 persons.

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194

SCHEDULE OF FINDINGS AND QUESTIONED COSTS

195 Single Audit Report State of Utah For the Year Ended June 30, 2018

SCHEDULE OF FINDINGS AND QUESTIONED COSTS PART I. SUMMARY OF AUDITOR’S RESULTS

FINANCIAL STATEMENTS:

1. Type of auditor’s report issued: Unmodified

2. Internal control over financial reporting:  Material weaknesses identified? yes x no  Significant deficiencies identified? x yes none reported (#2018-001)

3. Noncompliance material to financial statements noted? yes x no

FEDERAL AWARDS

4. Internal control over major programs  Material weaknesses identified? x yes no The material weaknesses relate to the following programs: CFDA 93.575 and 93.596 CCDF Cluster (#2018-016) CFDA 15.509 Colorado River Basin Salinity Control (#2018-019 and #2018-021) CFDA 16.575 Crime Victim Assistance (#2018-025 through #2018-027) CFDA 16.576 Crime Victim Compensation (#2018-029 through #2018-032)

 Significant deficiencies identified? x yes none reported

5. Type of auditor’s report issued on compliance for Unmodified for all major programs major programs: except for the following programs which were qualified: CFDA 16.575 Crime Victim Assistance (#2018-025 and #2018-026) CFDA 16.576 Crime Victim Compensation (#2018-031 and #2018-032)

6. Any audit findings disclosed that are required to be reported in accordance with 2 CFR 200.516(a) of the Uniform Guidance. x yes no

196 Single Audit Report State of Utah For the Year Ended June 30, 2018

SCHEDULE OF FINDINGS AND QUESTIONED COSTS PART I. SUMMARY OF AUDITOR’S RESULTS

7. Identification of major programs: CFDA # GRANT NAME 10.664 * Cooperative Forestry Assistance 12.401 National Guard Military Operations and Maintenance (O&M) Projects 15.509 * BOR/Colorado River Basin Salinity 15.605, 15.611 * Fish and Wildlife Cluster 16.575 * Crime Victim Assistance 16.576 * Crime Victim Compensation 84.010 Title I Grants to Local Educational Agencies 84.032 Federal Family Education Loans 93.243 * Substance Abuse and Mental Health Services – Projects of Regional and National Significance 93.268 Immunization Cooperative Agreements 93.558 Temporary Assistance for Needy Families (TANF) Cluster 93.575, 93.596 CCDF Cluster (Child Care) 93.667 Social Services Block Grant 93.767 Children’s Health Insurance Program 93.775, 93.777, 93.778 Medicaid Cluster (MED) 93.917 * HIV Care Formula Grants 93.959 * Block Grants for Prevention and Treatment of Substance Abuse Various Research and Development (R&D) Cluster * Type B Program

8. Dollar threshold used to distinguish between Type $18,633,000 A and Type B programs:

9. Auditee qualified as low-risk auditee? yes x no

197 Single Audit Report State of Utah For the Year Ended June 30, 2018

SCHEDULE OF FINDINGS AND QUESTIONED COSTS PART II. FINDINGS RELATED TO THE FINANCIAL STATEMENTS

2018-001. INADEQUATE INTERNAL CONTROLS OVER UNCOLLECTIBLE TAX ESTIMATES USED IN FINANCIAL REPORTING (Utah State Tax Commission)

The Tax Commission does not have adequate internal controls to ensure that the amount of uncollectible taxes are estimated appropriately. The Tax Commission uses statistical models to estimate the delinquent tax allowance. For the June 30, 2018 year-end estimates, the current methodology was insufficiently robust to estimate shifts in the future capture of delinquent taxes. Based on our recalculations using Tax Commission-provided data, the model drift resulted in tax receivable reporting errors for four major governmental funds, with the largest error representing a $19.4 million overstatement of the uncollectible tax allowance and a corresponding understatement of Education Fund taxes receivable.

Management is responsible for the fair presentation of its activities and balances in the annual financial statements. This includes responsibility for the accounting estimates included in the financial statements and appropriate internal controls over those accounting estimates.

Recommendation:

We recommend the Tax Commission improve its internal controls over the preparation of accounting estimates to ensure that the methodology reflects current data.

Tax Commission’s Response:

We agree that reviewing uncollectible accounting estimates will help ensure the best methodology to reflect current data.

198 Single Audit Report State of Utah For the Year Ended June 30, 2018

SCHEDULE OF FINDINGS AND QUESTIONED COSTS PART III. FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF AGRICULTURE

2018-002. NONCOMPLIANCE WITH SUBRECIPIENT MONITORING REQUIREMENTS (Utah Department of Natural Resources)

CFDA Number and Title: 10.664 Cooperative Forestry Assistance Federal Award Numbers: Various Questioned Costs: $0 Pass-through Entity: N/A Prior Single Audit Report Finding Number: N/A

We noted the following weaknesses related to the Department of Natural Resources’ (Department’s) Division of Forestry, Fire, and State Lands (FFSL) monitoring of subrecipients:

a. At the time FFSL subawarded program funds, it failed to provide the subrecipients with the required federal award information including the CFDA name and number, Federal Award Identification Number (FAIN), and other applicable terms and conditions required by 2 CFR 200.331(a). Because the subrecipients were not made aware of the award information, the pass-through awards have likely not been included in the subrecipients’ Schedules of Federal Financial Assistance and subject to single audit testing at the subrecipient level.

b. FFSL is not 1) verifying that every subrecipient is potentially audited as required by Uniform Guidance, Subpart F—Audit Requirements, 2) reviewing the subrecipient single audit reports and 3) taking follow-up or enforcement actions to ensure that subrecipients take timely and appropriate action on all deficiencies noted in single audit reports as required by 2 CFR 200.331(f-h).

FFSL failed to provide all necessary award information and perform the additional monitoring because they were not aware of these subrecipient monitoring requirements. Failure to comply with these subrecipient monitoring requirements could result in inadequate monitoring of federal expenditures and potential noncompliance at the subrecipient level. This, in turn, could result in inappropriate use of federal funds without detection, possible failure to collect questioned costs identified in audit reports, and questioned costs at the state level due to the insufficient monitoring and enforcement actions.

Recommendation:

We recommend FFSL implement a system of internal controls to ensure compliance with all subrecipient monitoring requirements detailed in Uniform Guidance sections 200.330 and 331.

199 Single Audit Report State of Utah For the Year Ended June 30, 2018

SCHEDULE OF FINDINGS AND QUESTIONED COSTS PART III. FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF AGRICULTURE

FFSL’s Response:

The Utah Division of Forestry, Fire, and State Lands concurs with the audit finding.

2018-003. NONCOMPLIANCE WITH REPORTING REQUIREMENTS (Utah Department of Natural Resources)

CFDA Number and Title: 10.664 Cooperative Forestry Assistance Federal Award Numbers: Various Questioned Costs: $0 Pass-through Entity: N/A Prior Single Audit Report Finding Number: N/A

For the Cooperative Forestry Assistance Programs the Department’s Division of Wildlife Resources (DWR) failed to submit the proper federal reports, as follows:

a. DWR did not submit any required SF-270 reports during fiscal year 2018. According to individual grant award documentation, DWR was required to submit SF-270 reports for most of the program awards during the fiscal year. This error occurred because DWR believed they were not required to submit the SF-270 for all awards due to a few award documents not requiring it and due to not receiving any further notifications from the awarding federal agency about missing reports.

b. For 3 of the 4 awards tested for which SF-425 reports were required, DWR failed to submit the reports for fiscal year 2018 as required by the individual grant agreements. This error occurred because DWR thought the SF-425 reports were due on the same date for each grant within the consolidated grants; however, many reports have different due date requirements.

Appropriately filing SF-270 and SF-425 reports is necessary to comply with the federal requirements. Furthermore, it is pertinent that reports are filed timely and accurately to document that DWR is fulfilling its matching requirements for the applicable grants.

Recommendation:

We recommend DWR develop and implement a system of internal controls to identify grants that require the SF-425 and SF-270 reports and ensure the reports are submitted in a timely manner.

DWR’s Response:

The Utah Division of Wildlife Resources concurs with the audit finding.

200 Single Audit Report State of Utah For the Year Ended June 30, 2018

SCHEDULE OF FINDINGS AND QUESTIONED COSTS PART III. FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF AGRICULTURE

2018-004. NO INDEPENDENT REVIEW OF FEDERAL REPORTS AND MATCHING REQUIREMENTS (Utah Department of Natural Resources)

CFDA Number and Title: 10.664 Cooperative Forestry Assistance Federal Award Numbers: Various Questioned Costs: $0 Pass-through Entity: N/A Prior Single Audit Report Finding Number: N/A

FFSL does not have procedures in place to ensure an independent review is performed of Cooperative Forestry Assistance (CFA) federal reports and matching requirements. This independent review is necessary to prevent and detect errors in reported amounts and deficiencies in matching requirements. This occurred because FFSL was unaware of the need for an independent review.

Recommendation:

We recommend FFSL establish an independent review of CFA federal reports and matching requirements.

FFSL’s Response:

The Utah Division of Forestry, Fire, and State Lands concurs with the audit finding.

2018-005. INADEQUATE INTERNAL CONTROLS OVER CASH DRAWS (Utah Department of Natural Resources)

CFDA Number and Title: 10.664 Cooperative Forestry Assistance Federal Award Numbers: Various Questioned Costs: $0 Pass-through Entity: N/A Prior Single Audit Report Finding Number: N/A

We noted the following weaknesses related to cash draws at the Department:

a. Neither FFSL nor DWR have performed independent reviews over cash draws. Lack of an independent review over cash draws could result in errors occurring without detection.

201 Single Audit Report State of Utah For the Year Ended June 30, 2018

SCHEDULE OF FINDINGS AND QUESTIONED COSTS PART III. FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF AGRICULTURE

b. FFSL performs a draw down of federal funds only on an annual basis. While drawing down funds on an annual basis does not result in inappropriate advances of federal funds, more frequent draws would improve the management of State cash balances.

Recommendation:

Prior to drawing down federal funds, we recommend DWR and FFSL perform independent reviews over cash draws for propriety and ensure that cash draws are performed in a timely manner.

FFSL’s Response:

The Utah Division of Forestry, Fire, and State Lands concurs with the audit finding.

DWR’s Response:

The Utah Division of Wildlife Resources concurs with the audit finding.

2018-006. INADEQUATE INTERNAL CONTROLS OVER SUSPENSION AND DEBARMENT (Utah Department of Natural Resources)

CFDA Number and Title: 10.664 Cooperative Forestry Assistance Federal Award Numbers: Various Questioned Costs: $0 Pass-through Entity: N/A Prior Single Audit Report Finding Number: N/A

For the Cooperative Forestry Assistance program, FFSL does not have adequate internal controls to ensure that all potential subrecipients or vendors involved in covered transactions are neither suspended nor debarred from receiving federal funds. Per federal regulations (2 CFR 180), a non-federal agency is required to establish internal controls to ensure it either 1) includes an appropriate suspension and debarment clause in the contract with the entity, 2) collects a certification from the entity, or 3) checks for excluded parties in the System for Award Management (SAM) maintained by General Services Administration (SAM.gov website). This error occurred because FFSL staff were unaware of suspension and debarment requirements. Failure to implement controls over suspension and debarment could result in violation of federal grant requirements by entering into a covered transaction with an entity who is suspended or debarred, resulting in improper payments.

202 Single Audit Report State of Utah For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF AGRICULTURE

Recommendation:

We recommend FFSL establish a system of controls to ensure that entities involved in a covered transaction are neither suspended, nor debarred.

FFSL’s Response:

The Utah Division of Forestry, Fire, and State Lands concurs with the audit finding.

2018-007. BACKDATING OF TRANSACTIONS FOR PERIOD OF PERFORMANCE (Utah Department of Natural Resources)

CFDA Number and Title: 10.664 Cooperative Forestry Assistance Federal Award Number: 16-PA-11040700-031 Questioned Costs: $0 Pass-through Entity: N/A Prior Single Audit Report Finding Number: N/A

We tested 10 transactions for compliance with period of performance requirements, and noted 3 transactions where the expenditures were incurred after the period of performance of the contract with the U.S. Forest Service had ended. Upon further inquiry, we found that DWR had appropriately requested an extension of the contract period from the Forest Service to enable charging the transactions to the federal program. Rather than extending the contract as requested, the Forest Service, through subsequent emails, instructed DWR to backdate the transactions to a time period within the period of performance and indicated they would then approve the transactions. We acknowledge that DWR took appropriate actions to request approval to charge the funds after the period of performance. However, backdating transactions to circumvent accounting policies or regulations is not an appropriate practice. Because DWR appropriately requested and received approval for the transactions, we have not questioned any costs.

Recommendation:

We recommend DWR not inappropriately backdate transactions, even upon request from the federal granting agency. The Office of the State Auditor will also communicate directly with the U.S. Forest Service to recommend they not request agencies to backdate transactions in order to circumvent policies or regulations.

DWR’s Response:

The Utah Division of Wildlife Resources concurs with the audit finding.

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U.S. DEPARTMENT OF DEFENSE

2018-008. INADEQUATE INTERNAL CONTROLS OVER SUSPENSION AND DEBARMENT (Utah National Guard)

CFDA Number and Title: 12.401 National Guard Military Operations and Maintenance (O&M) Projects Federal Award Number: W911YP-16-2-1000 Questioned Costs: N/A Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

We reviewed 11 of the 57 entities with whom the Utah National Guard (Guard) contracted in fiscal year 2018, and noted one entity for which the Guard did not appropriately perform the established internal controls to ensure the entity was not suspended or debarred from receiving federal funds. Per federal regulations (2 CFR 180), the Guard is required to establish internal controls to ensure it either 1) includes an appropriate suspension and debarment clause in the contract with the entity, 2) collects a certification from the entity, or 3) checks for excluded parties on the System for Award Management (SAM) maintained by General Services Administration (SAM.gov website).

In the majority of cases, the Guard ensures compliance by reviewing contracts for the appropriate suspension and debarment clause; however, in certain cases where the clause is not, or is not expected to be, in the contract, the Guard’s established procedure is to check the SAM.gov website. This error occurred because the Guard stopped checking the SAM.gov website in the latter part of fiscal year 2018. Inadequate internal controls over the process to verify whether an entity has been suspended or debarred could result in federal funds being paid to ineligible entities.

Recommendation:

We recommend the Guard improve internal controls to ensure it properly verifies whether an entity has been suspended or debarred from receiving federal funds before entering into a contract with the entity.

Guard’s Response:

We agree with the finding which accurately describes our deficiency.

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U.S. DEPARTMENT OF EDUCATION

2018-009. INADEQUATE CONTROLS OVER SUBRECIPIENT MONITORING (Utah State Board of Education)

CFDA Number and Title: 84.010 Title I Grants to Local Educational Agencies Federal Award Numbers: S010A150044-15B; S010A170044-17B Questioned Costs: N/A Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

The Utah State Board of Education (USBE) does not have adequate internal controls over subrecipient monitoring. As a result, the following errors occurred:

a. The USBE has not performed subrecipient risk assessments that are then used to determine the appropriate level of subrecipient monitoring. According to federal regulations (2 CFR section 200.331(b)), “a pass-through entity must evaluate each subrecipient’s risk of noncompliance with Federal statutes, regulations, and the terms and conditions of the subaward for purposes of determining the appropriate subrecipient monitoring related to the subaward.” The USBE is currently in the process of developing risk assessment procedures to meet these requirements.

b. USBE disbursed grant funds to one of 14 LEAs we reviewed without completing monitoring procedures. According to its Title 1 Monitoring Handbook, the USBE is required to hold Title 1 funds until an LEA has completed its Annual Internal Review.

c. The USBE’s subrecipient monitoring procedures do not include follow-up of subrecipient actions to correct deficiencies detected through audits, on-site reviews, and other means. This follow-up should be documented and performed in accordance with federal regulations and USBE’s own written policies.

These lapses in internal control occurred, in part, due to a lack of clear communication between the two Title I specialist functions. Since the majority of the Title I funds are passed through to subrecipients, subrecipient monitoring is critical to ensure that these funds are used for authorized purposes and comply with the federal requirements and terms and conditions of the program. A comprehensive subrecipient monitoring system should include procedures identified as necessary based upon the evaluation of subrecipient risk or otherwise specified by the terms and conditions of the award. Lack of clear communication between grant personnel could result in disbursement of grant funds in violation of federal and agency policy.

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U.S. DEPARTMENT OF EDUCATION

Recommendation:

We recommend the USBE establish internal controls over subrecipient monitoring and improve communication between Title I specialists to ensure: a. appropriate risk evaluations of subrecipients are performed, b. funds are disbursed in accordance with federal and agency policy, and c. identified deficiencies are followed-up on in a timely manner.

USBE’s Response:

The USBE agrees with this finding.

2018-010. NONCOMMUNICATION OF PRE-AWARD INFORMATION TO SUBRECIPIENTS (Utah State Board of Education)

CFDA Number and Title: 84.010 Title I Grants to Local Educational Agencies Federal Award Numbers: Various Questioned Costs: N/A Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: 2017-007

The USBE does not have adequate internal controls to ensure all required information is included in the subrecipient award documentation. According to federal regulations (2 CFR 200.331(a)(1)), all pass-through entities must ensure that every subaward includes specific information at the time of the subaward.

We reviewed subaward documents for Title I subrecipients and noted that the subaward letters lacked the following information:  Clear identification of the award as a subaward  Subrecipient’s DUNS number  Federal award date  FAIN number  Total amount of the federal award  An indication of whether the award is for R&D  Any applicable indirect cost rate

These errors occurred because the USBE did not adequately update its processes to ensure compliance with new Uniform Guidance requirements. Not including required information

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U.S. DEPARTMENT OF EDUCATION

in subaward documentation prior to issuance of subawards increases the risk that subrecipients will not comply with program requirements.

Recommendation:

We recommend the USBE comply with Uniform Guidance (2 CFR 200.331(a)(1)) and ensure that all required information is properly included within each program’s subaward contracts in accordance with all applicable laws and compliance requirements.

USBE’s Response:

The USBE agrees with this finding.

2018-011. NO VERIFICATION OF LEA SUSPENSION AND DEBARMENT STATUS (Utah State Board of Education)

The USBE does not have a policy to verify that LEAs are not suspended or debarred from receiving federal funds and, as a result, does not perform this verification before awarding federal funds to an LEA. In accordance with federal regulations (2 CFR 180), the USBE is required to establish internal controls to ensure it either 1) includes an appropriate suspension and debarment clause in the contract or grant agreement with the entity, 2) collects a certification from the entity, or 3) checks for excluded parties in the System for Award Management (SAM) maintained by General Services Administration (SAM.gov website). This verification has not occurred because the USBE believed it only had to check for suspension and debarment when an LEA receives federal funds as a vendor and not when an LEA receives federal funds as a subrecipient. Inadequate internal controls over the process to verify whether an entity has been suspended or debarred could result in federal funds being disbursed to ineligible entities.

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U.S. DEPARTMENT OF EDUCATION

Recommendation:

We recommend the USBE establish written policies and internal controls to properly verify whether an LEA has been suspended or debarred from receiving federal funds as a subrecipient before entering into a contract or grant agreement with the LEA.

USBE’s Response:

The USBE agrees with this finding.

208 Single Audit Report State of Utah For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

2018-012. INADEQUATE INTERNAL CONTROLS OVER SUBRECIPIENT DETERMINATION AND MONITORING (Utah Department of Health)

CFDA Number and Title: 93.917 HIV Care Formula Grants (Ryan White HIV/AIDS Program) Federal Award Numbers: 2X07HA00032-27-00, 2X08HA28013-03-00, 2X09HA28337-03-00 Questioned Costs: N/A Prior Year Single Audit Report Finding Number: N/A Pass-through Entity: N/A

We reviewed the subrecipient monitoring process completed by the Department of Health (DOH) during fiscal year 2018 for the Ryan White HIV/AIDS Program (Program) and noted a deficiency in internal controls over the classification of parties to whom DOH disburses Program funds. Per 2 CFR section 200.330, “a pass-through entity must make case-by-case determinations whether each agreement it makes for the disbursement of Federal program funds casts the party receiving the funds in the role of a subrecipient or a contractor.” We noted the following errors:

a. For one agreement, DOH had originally determined the entity to be a “Medium Risk” subrecipient at the beginning of fiscal year 2018. However, DOH subsequently inappropriately changed the classification of the agreement with the entity from subrecipient to contractor, resulting in the entity not being properly monitored in accordance with 2 CFR section 200.331. According to DOH’s Subrecipient Risk Assessment and Monitoring Policies & Procedures (OFO04.01), the Office of Fiscal Operations (OFO) Auditor “will perform a desk audit on one invoice semi-annually [in April and October] on 10% of agreements where the subrecipient was deemed medium risk.” As a result of this misclassification, the agreement with this entity was not included in the population sampled to receive desk audits.

b. DOH inappropriately treated one entity as a subrecipient during fiscal year 2018 based on the terminology in the agreement. However, based on the terms of the agreement and actual services provided by the entity, the relationship was that of a contractor. Federal regulations (2 CFR section 200.330(c)) state, “in determining whether an agreement between a pass-through entity and another non-Federal entity casts the latter as a subrecipient or a contractor, the substance of the relationship is more important than the form of the agreement.”

These errors were caused by the Program’s misinterpretation of the role of subrecipients versus contractors as set forth in 2 CFR section 200.330. The correct classification is critical to guarantee that proper monitoring is performed to ensure that federal funds passed through

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

to subrecipients are used for authorized purposes and in compliance with the federal requirements and terms and conditions of the agreement.

Recommendation:

We recommend DOH strengthen internal controls to properly classify federally funded contractual relationships as either subrecipients or contractors in accordance with 2 CFR section 200.330 and ensure the proper monitoring of all subrecipients.

DOH’s Response:

The Department of Health agrees with this finding.

2018-013. INADEQUATE INTERNAL CONTROLS OVER ELIGIBILITY (Utah Department of Health)

CFDA Number and Title: 93.917 HIV Care Formula Grants (Ryan White HIV/AIDS Program) Federal Award Numbers: 2X07HA00032-27-00, 2X08HA28013-03-00, 2X09HA28337-03-00 Questioned Costs: $9,897 Prior Year Single Audit Report Finding Number: 2017-011 Pass-through Entity: N/A

The objective of the Ryan White HIV/AIDS Program is to improve the quality, availability, and organization of healthcare and support services for low-income, uninsured, and underinsured people living with Human Immunodeficiency Virus (HIV) in Utah. DOH is required to vigorously pursue other health insurance opportunities for Program clients to ensure that the Program is the payor of last resort. We noted internal control weaknesses and noncompliance related to the vigorous pursuit of other insurance enrollment opportunities for 2 (2.25%) of the 89 Program clients reviewed at DOH. The sample items, totaling $99,080, were taken from a population of $10,801,647 (federal expenditures and expenditures from rebates). The weaknesses noted are described below:

a. One client who had declined available coverage through an employer was approved for Program-sponsored insurance coverage, but the client’s case file did not have any documentation to support the exception to Program policies. Although Program policies and procedures permit clients to decline employer-sponsored insurance coverage for specific reasons, approval for program-sponsored insurance coverage after such declination must be reviewed, approved, and documented at eligibility determination. Due to this error, we have questioned the $10 related to this sample

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

item and the additional costs of $1,457 paid on behalf of this client during the fiscal year, together totaling $1,467.

b. For one client, DOH did not perform adequate procedures to determine whether the client had employer-sponsored insurance available to him due to assumptions made about the type of employer and due to information provided by client self- attestations. Federal guidelines require that the Program “maintain policies regarding the required process for the pursuit of enrollment for all clients, to document the steps during [its] pursuit of enrollment for all clients…” and to “ensure that eligibility for other funding sources is aggressively and consistently pursued” (HRSA PCNs 13-04 and 16-02). Federal guidelines also state that “at one of the two required certifications during a year, [the Program] may accept client self-attestation for verifying… insurance status” and “appropriate documentation is required for changes in status and at least once a year” (HRSA PCN 13-02). Due to this error, we have questioned the $4,215 related to this sample item and the additional costs of $4,215 paid on behalf of this client during the fiscal year, together totaling $8,430.

Inadequate policies and documentation of vigorous pursuit of insurance jeopardizes the “payor of last resort” status of the Program and subjects federal funds to potential misuse.

Recommendation:

We recommend DOH improve policies and internal controls over Program eligibility determination to ensure client insurance status is vigorously pursued, reviewed, and documented in client files.

DOH’s Response:

The Department of Health partially agrees with this finding.

Auditor's Concluding Remark:

We, the auditors, acknowledge that DOH has disagreed with some of the issues noted in this finding. While DOH appears to believe that the client noted in b. above is eligible to participate in the Program, we were unable to corroborate evidence of the client’s insurance status. As such, we consider the client ineligible. Because corrective actions outlined by DOH address the concerns raised in our finding and recommendation, we will not issue any further remarks related to the disagreements noted in DOH’s response.

211 Single Audit Report State of Utah For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

2018-014. INADEQUATE INTERNAL CONTROLS OVER PREPARATION OF SF-425 REPORTS FOR SAPT (Utah Department of Human Services)

CFDA Number and Title: 93.959 Block Grants for Prevention and Treatment of Substance Abuse (SAPT) Federal Award Number: 2B08TI010052-16 Questioned Costs: N/A Pass-through Entity: N/A Prior Year Finding Number(s): N/A

We reviewed the annual SAPT SF-425 report submitted by the Department of Human Services (DHS) for fiscal year 2018 and noted the following inaccuracies and internal control issues:

a. The amounts entered on lines “10.e. Federal share of expenditures” and “10.d. Total Federal funds authorized” were overstated by $134,507,185. Line 10.d. was pre- populated by the federal system, and even though DHS noticed the error, the report preparer entered the same overstated amount on line 10.e. without questioning the error at the time of the submission.

b. Line 11 “Indirect Expenses” was left blank which created an understatement of $444,951.

c. The final SF-425 report was not reviewed by a second individual. A review of reports by an individual other than the person preparing the reports would help ensure accuracy and completeness.

Amounts reported in federal financial reports should be accurate and agree to FINET (the State’s general ledger) and/or other appropriate supporting documentation. These errors occurred due to clerical mistakes and the use of a new federal report submission system— electronic Research Administration (eRA). Not accurately reporting all required information results in inaccurate and/or incomplete program information being provided to users of the reports.

Recommendation:

We recommend DHS implement internal controls over federal financial reporting and take greater care to ensure the required reports are prepared accurately and completely. When corrections are required due to federal system errors, DHS should promptly contact the federal grant manager for guidance.

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

DHS’s Response:

We agree the federal SF-425 should be properly reported.

2018-015. INADEQUATE INTERNAL CONTROLS OVER PREPARATION OF SF-425 REPORTS FOR SAMH PROJECTS (Utah Department of Human Services)

CFDA Number and Title: 93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance (SAMH) Federal Award Numbers: 5H79TI026034-02 (SYT-P), G02HP28025-03-02 (UP), 1H79SM061666-01 (CABHI) Questioned Costs: N/A Pass-through Entity: N/A Prior Year Finding Number(s): N/A

We reviewed 4 of the 9 SAMH SF-425 reports submitted by DHS for fiscal year 2018 and noted the following inaccuracies and internal control issues:

a. The financial report for the SYT-P award and UP awards were not reviewed by a second individual before it was submitted through the electronic Research Administration (eRA) website. A review of reports by an individual other than the person preparing the reports would help ensure accuracy and completeness.

b. Line 11, “Indirect Expenses,” for the UP award report was understated by $621. The indirect expense amounts reported in the federal financial reports should agree to FINET.

c. In addition to the four reports sampled, we noted one award (CABHI) for which DHS did not submit all the SF-425 reports required during the award period. The award agreement stated that reports were to be submitted semi-annually, but no reports were submitted after the September 29, 2016 reporting period end date until the final March 29, 2018 reporting period end date. These reports were missed because of changes in staffing.

Recommendation:

We recommend that DHS implement internal controls over federal financial reporting and take greater care to ensure the required reports are prepared accurately, completely, and timely.

213 Single Audit Report State of Utah For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

DHS’s Response:

We agree the federal SF-425 should be properly reported.

2018-016. INADEQUATE INTERNAL CONTROLS OVER CCDF ELIGIBILITY (Utah Department of Workforce Services)

CFDA Numbers and Titles: 93.575 Child Care and Development Block Grant 93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund Federal Award Numbers: G1501UTCCDF, G1601UTCCDF, G1701UTCCDF, G1801UTCCDF Questioned Costs: $8,723 Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

We tested DWS case files for 60 households receiving Child Care benefit payments and noted errors related to 3 of the 60 cases (5.00% error rate). The sampled expenditures totaled $49,137 and were taken from a total population of $67,176,963. We have questioned costs of $8,723 described in the weaknesses noted below:

a. For two cases, the caseworkers re-established eligibility without having the customers complete an annual case review. As a result, benefits were paid to these customers for a period of time in which eligibility had not been properly determined. We have questioned the $930 related to one sample item and the additional costs paid on behalf of this customer while ineligible during the fiscal year, totaling an additional $5,512. We have also questioned the payment of $2,281 to the second customer for the time period in which eligibility had not been determined.

b. For one case, the caseworker re-established eligibility for a period greater than 12 months. This could have resulted in benefits being paid to the customer outside of the allowed eligibility period. Since this error would have affected future payments, we have not questioned any costs associated with this case.

According to 42 USC 9858(c)(2)(N) and DWS Policy 730 & 735, DWS is required to re-determine eligibility every 12 months through a case review. These errors occurred because the caseworkers misinterpreted the information in eRep and re-established eligibility without the proper case reviews. Failure to re-determine eligibility every 12 months using a case review can result in inappropriate child care benefit payments and noncompliance with grant agreements.

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

Recommendation:

We recommend DWS use proper case reviews to re-establish eligibility every 12 months.

DWS’s Response:

We agree with the first and third errors noted in the finding. We agree, in part, with the second error; however, we do not believe the error resulted in costs of $2,281 that should be disallowed.

The Department recognizes a procedural error occurred with the second case referenced in the findings of section 1(a) because the Department effectively shortened the original 12- month child care review period. However, the Department did, in fact, complete a case review for all programs using an acceptable form in accordance with DWS policy and re- established a new child care review period. The subsidy was re-determined using current income at the time the case review was completed and the new review period was set. The child care need was addressed based on current employment hours. The customer was using the same provider. The customer was eligible for the child care payments, and therefore, the money expended for child care on their behalf was appropriate.

2018-017. INADEQUATE INTERNAL CONTROLS OVER TANF CHILD SUPPORT NON-COOPERATION (Utah Department of Workforce Services)

CFDA Numbers and Titles: 93.558 Temporary Assistance for Needy Families (TANF) 93.714 ARRA – Emergency Contingency Fund for TANF State Program Federal Award Numbers: 1502UTTANF, 1601UTTANF, 1701UTTANF, 1801UTTANF Questioned Costs: $3,980 Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

We reviewed 60 cases of child support non-cooperation notices and noted 2 cases (3.33% error rate) where DWS did not appropriately reduce or deny benefits. Federal requirements (42 USC 608(a)(2)) and DWS policy (Policy WDD 825-2G) dictate termination of benefits for non-cooperating recipients within 60 days of notice from the Office of Recovery Services (ORS). Inadequate communication of ORS notifications between DWS divisions that oversee case reviews caused these errors to occur. Inadequate communication regarding child support non-cooperation may allow continuation of federal support to

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

customers to whom support should be reduced or denied. We have questioned the payments related to the cases where benefits should have been reduced or denied, totaling $3,980.

Recommendation:

We recommend DWS improve communication of ORS notifications between divisions to ensure timely reduction or termination of benefits for child support non- cooperation.

DWS’s Response:

We agree with the finding and recommendation.

2018-018. INADEQUATE INTERNAL CONTROLS OVER REPORTING (Utah Department of Workforce Services)

CFDA Numbers and Titles: 93.558 Temporary Assistance for Needy Families (TANF) 93.714 ARRA – Emergency Contingency Fund for TANF State Program Federal Award Numbers: 1502UTTANF, 1601UTTANF, 1701UTTANF, 1801UTTANF Questioned Costs: $0 Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

We reviewed the ACF 199 and 209 quarterly performance reports and the ACF 204 annual special report submitted by DWS during fiscal year 2018 and noted the following:

 DWS relied on the Federal Government’s review of the ACF 199/209 reports rather than designing and implementing an adequate internal control over the reports’ preparation.

 Line 8, “total number of families served,” on the ACF 204 annual report did not agree to supporting documentation and was overstated by 1,026,000 families due to a clerical error. This error was not detected during the review process.

Federal regulations (2 CFR 200.303) require non-federal entities to “establish and maintain effective internal control…that provides reasonable assurance that the non-federal entity is managing [the program] in compliance with…terms and conditions of the federal award.” Internal review of performance and special reports, including key line items with direct and material effect on federal programs, should occur prior to submission and should identify

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

incomplete, inaccurate, and inconsistent information and should ensure reported information agrees to supporting documentation. Failure to establish controls and appropriately review the performance and special reports prior to submission can result in incomplete, inaccurate, and inconsistent data being reported and relied upon for other key grant metrics.

Recommendation:

We recommend DWS establish appropriate controls over reports that: 1) are internal to DWS, and 2) ensure that key information is complete, accurate, consistent, and agrees to supporting documentation.

DWS’s Response:

We agree with the finding and recommendation.

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U.S. DEPARTMENT OF THE INTERIOR

2018-019. INTERNAL CONTROL WEAKNESSES OVER FEDERAL REPORTS (Utah Department of Agriculture and Food)

CFDA Number and Title: 15.509 Colorado River Basin Salinity Control (Program) Federal Award Number: R16AC00023 Questioned Costs: $0 Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

The Utah Department of Agriculture and Food (UDAF) does not have proper controls in place to verify the accuracy of reports before they are submitted. Two SF-425 reports and two performance reports submitted in fiscal year 2018 were prepared and certified by the same individual without another individual reviewing the reports prior to submission. Because there was no control over the reports, the following inaccuracies on the reports were detected:

 Line 10.e on the September 30, 2017 SF-425 report was underreported by $809,094. This understatement was due to a mathematical error in preparing the report.  Line 10.e on the March 31, 2018 SF-425 report was underreported by $168,630. This understatement was due to a calculation error concerning indirect administrative costs.  Amounts reported for “payments made to subrecipients and remaining balance due subrecipients” for the September 30, 2017 performance report did not agree to supporting documentation for reimbursement requests or to FINET, the state’s accounting system. These inaccuracies were due to clerical errors.

Amounts reported on federal reports should be accurate and agree to FINET and other appropriate supporting documentation. To reduce the risk of inaccuracies or reporting noncompliance, an individual other than the individual preparing the reports should review the reports for accuracy. Not accurately reporting all required information results in inaccurate and/or incomplete program information being provided to users of the reports.

Recommendation:

We recommend UDAF implement internal controls to ensure that required federal reports are reviewed for accuracy by an individual other than the preparer prior to the submission of the report.

UDAF’s Response:

UDAF agrees with this finding.

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U.S. DEPARTMENT OF THE INTERIOR

2018-020. INADEQUATE INTERNAL CONTROLS OVER AND NONCOMPLIANCE WITH ALLOWABLE PAYROLL-RELATED CHARGES (Utah Department of Agriculture and Food)

CFDA Number and Title: 15.509 Colorado River Basin Salinity Control Federal Award Number: R16AC00023 Questioned Costs: $10,546 Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

During our review of payroll transactions charged to the Program at UDAF, we noted the following errors: a. UDAF did not equitably allocate between state- and federally-funded activities an employee’s leave taken (e.g. annual leave, sick leave, holidays, etc.), as required by 2 CFR 200.431 (b)(2). It currently has no process for subsequently reviewing and allocating leave charges to the appropriate activities. Failure to properly allocate leave costs has resulted in inequitable charges to federal activities. We have questioned the costs related to the misallocation of leave time, totaling $10,488. b. UDAF charged FICA and Medicare withholdings to the grant for an employee whose time and efforts were not directly charged to the grant. Fringe benefits (including associated payroll taxes) should only be billed directly to the grant for those employees working on the grant. According to 2 CFR 200.404(e), costs are considered unreasonable if the non-federal entity deviates from its established practices and policies regarding the incurrence of costs, which may unjustifiably increase the federal award’s costs. This error occurred due to UDAF’s miscoding of payroll information and could result in overcharging the federal program. We have questioned the costs related to the mischarged fringed benefits, totaling $58.

Recommendation:

We recommend UDAF: a. Implement appropriate procedures and internal controls to ensure that leave costs charged to federal awards are equitably allocated to all related activities in accordance with 2 CFR 200.431(b)(2). b. Strengthen internal controls over the billing of payroll-related costs to the grant.

UDAF’s Response: UDAF agrees with this finding.

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2018-021. INTERNAL CONTROL WEAKNESSES AND NONCOMPLIANCE WITH PROCUREMENT, SUSPENSION & DEBARMENT, AND SUBRECIPIENT PRE-AWARD REQUIREMENTS (Utah Department of Agriculture and Food)

CFDA Number and Title: 15.509 Colorado River Basin Salinity Control Federal Award Number: R16AC00023 Questioned Costs: N/A Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

UDAF does not have adequate internal controls established to ensure compliance with State contracting policies, does not use standard contract terms and conditions that include a suspension and debarment clause, and has not included required pre-award information in its contracts with subrecipients. For 2 of the 4 contracts awarding program funds to subrecipients, the signed/executed contracts did not 1) provide the award information (e.g., a DUNS number, the CFDA number, etc.) required by 2 CFR 200.331(a) or 2) include a standard clause attesting that the subrecipient was not suspended or debarred, as required by 2 CFR Part 180 and section 10 of the grant award.

Failure to execute contracts in accordance with state policy, to communicate key award information to subrecipients, or to require subrecipients to attest to suspension and debarment requirements could result in unallowable activities or expenditures being charged to the grant.

Recommendation:

We recommend UDAF establish internal controls to ensure all contracts: 1) are properly reviewed, approved, signed, and retained, 2) include necessary pre-award information as required by 2 CFR 331 when drawing up contracts with subrecipients, and 3) include a standard clause attesting that the subrecipient was not suspended or debarred.

UDAF’s Response:

UDAF agrees with this finding.

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2018-022. FAILURE TO MONITOR SUBRECIPIENT SINGLE AUDIT REPORTS (Utah Department of Agriculture and Food)

CFDA Number and Title: 15.509 Colorado River Basin Salinity Control Federal Award Number: R16AC00023 Questioned Costs: N/A Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

UDAF did not analyze whether its subrecipients were required to have a single audit performed, nor did it review the reports for those subrecipients that had a single audit. According to 2 CFR 200.331(d), UDAF must 1) Review financial and performance reports required by the pass-through entity, 2) follow-up and ensure that the subrecipient takes timely and appropriate action on all deficiencies detected through audits, on-site reviews, and other means, and 3) issue management decisions for audit findings pertaining to the federal award it provides to subrecipients as prescribed in 2 CFR 200.521. UDAF program managers misunderstood their responsibilities under these requirements, as they thought the Federal Government’s review of subrecipient audit findings exempted them from reviewing single audits. Failure to properly monitor subrecipient single audits could result in noncompliance with grant requirements at the subrecipient level going undetected and/or uncorrected.

Recommendation:

We recommend UDAF implement internal controls to ensure it monitors subrecipient single audit reports in accordance with 2 CFR 200.331(d).

UDAF’s Response:

UDAF agrees with this finding.

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2018-023. ERROR IN REIMBURSEMENT REQUEST CALCULATION (Utah Department of Agriculture and Food)

CFDA Number and Title: 15.509 Colorado River Basin Salinity Control Federal Award Number: R16AC00023 Questioned Costs: N/A Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

On the September 30, 2017 draw request, UDAF drew $646,547 less than it could have. Total reimbursable expenditures were understated in the draw calculation due to a clerical error which was not detected during the review process. This error was subsequently corrected on the December 31, 2017 draw. Draw calculations should be reviewed in detail to prevent or to detect and correct any errors. Errors in draw calculations could result in possible noncompliance with federal cash management principles.

Recommendation:

We recommend that UDAF improve its internal control over draw calculations to ensure all reimbursable program expenditures are included.

UDAF’s Response:

UDAF agrees with this finding.

2018-024. INADEQUATE CONTROLS OVER CAPITAL ASSET INVENTORY (Utah Department of Natural Resources)

CFDA Numbers and Titles: 15.605 Sport Fish Restoration 15.611 Wildlife Restoration and Basic Hunter Education Federal Award Numbers: Various Questioned Costs: $0 Pass-through Entity: N/A Prior Single Audit Report Finding Number: N/A

DWR did not perform a proper capital asset inventory during fiscal year 2018. Per federal regulations (2 CFR 200.313(b)), DWR is required to follow all state policies regarding the use, management, and disposition of equipment acquired under a federal award. State policies (FIACCT 09-16_02) require the inventory to be made annually by someone who does not have custodial or record keeping responsibilities over the assets. DWR did not complete the capital asset inventory during fiscal year 2018 and, based on our inquiry, the

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inventory procedures are not typically performed by a person who does not have custodial responsibilities over assets. Failure to complete the capital asset inventory process on an annual basis by non-custodial personnel can result in equipment which is susceptible to loss, theft, or damage without detection.

Recommendation:

We recommend DWR comply with State policy and procedures by performing the capital asset inventory on an annual basis and by ensuring that the inventory is performed by individuals without custodial or record keeping responsibilities over the assets.

DWR’s Response:

The Utah Division of Wildlife Resources concurs with the audit finding.

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2018-025. INTERNAL CONTROL DEFICIENCIES OVER AND ERRORS IN FINANCIAL & PERFORMANCE REPORTING, MATCHING, AND EARMARKING (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

CFDA Number and Title: 16.575 Crime Victim Assistance Federal Award Numbers: 2014-VA-GX-0058, 2015-VA-GX-0063, 2016-VA-GX-0052 Questioned Costs: N/A Prior Year Single Audit Report Finding Number: 2017-020 Pass-through Entity: N/A

The Utah Office for Victims of Crime (UOVC), a division of the Commission on Criminal and Juvenile Justice, has not established internal controls over the Crime Victim Assistance (CVA) program’s financial and performance reports, matching, and administrative expenditure earmarking requirements. Federal regulations (200 CFR 200.303(a)) state, “The non-Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award.” We selected three financial reports and one performance report submitted during fiscal year 2018 and noted the following deficiencies in the submitted reports.

Errors in Federal Financial Reports (SF-425)

The financial reports are prepared using information generated by UOVC’s internally- developed Grant Management System (GMS) which did not agree to information recorded in FINET (State’s financial accounting system). While UOVC indicated that the GMS is reconciled to FINET on a monthly basis, we identified the following inaccuracies as we traced the reported amounts to FINET:  The Federal Share of Expenditures (line 10.e) reported on the 2015 Award’s March 31, 2018 quarterly report was understated by $198,904.  The Federal Share of Expenditures (line 10.e) reported on the 2016 Award’s December 31, 2017 quarterly report was understated by $7,668.  The Federal Share of Expenditures (line 10.e) reported on the 2014 Award’s final report was overstated by $2,715 (see “Errors in Coding of Administrative Expenditures” below).

The amounts on the federal financial reports should agree to FINET since FINET contains the accounting records that support the audited financial statements and the Schedule of Expenditures of Federal Awards. These errors occurred because UOVC does not use expenditures recorded in FINET to prepare the reports. This could permit improper

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amounts to be reported on the SF-425 without detection, which could potentially affect future program funding.

Subrecipient-Reported Information Not Adequately Verified

UOVC does not perform procedures to verify all the information reported by subrecipients on the U.S. Department of Justice, Office for Victims of Crimes Performance Measurement Tool (PMT) System. This information is used to ensure the requirements are met related to the 20 percent matching and various earmarking (i.e., the 30 percent minimum earmarking for priority categories of crime victims and the 10 percent minimum earmarking for previously underserved victims of violent crimes). As part of its monitoring procedures, UOVC selects one of a subrecipient’s reimbursement requests and obtains supporting documentation for the reported amounts, including match amounts, and performs a desk audit to determine the validity of the amounts reported. These desk audits focus on a single reimbursement request by a subrecipient and do not determine the validity of all amounts reported.

Because UOVC does not obtain and review supporting documentation for all necessary data elements, we were unable to:  Verify the values placed on in-kind and volunteer matching contributions;  Determine whether UOVC actually met the 20% minimum match required by federal regulations (2 CFR 94.118), that the match was from a valid source outlined in 2 CFR 94.118(c), or that the match amount was properly reported on the SF-425 report; or,  Determine whether UOVC actually met the 30 percent priority category and 10 percent previously underserved earmarking requirements.

All information submitted by subrecipients should be verified either by obtaining and reconciling supporting documentation to the reported amounts or by performing other procedures to validate the accuracy of the reported amounts and other performance measures submitted by the subrecipients. Inaccurate information on the PMT, whether provided to UOVC by the subrecipients or reported by UOVC, could permit program purposes and performance measures to be overlooked or ignored without detection and could potentially affect future program funding.

Errors in Coding Administrative Expenditures

UOVC’s control over administrative spending is not properly implemented to prevent overspending. According to Victims of Crime Act (VOCA) grant requirements, no more than 5% of the State’s VOCA grant may be spent on training and administration. When

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attempting to agree UOVC’s administrative expenditures tracking spreadsheet for the 2014 award to FINET, we noted that the amount on UOVC’s spreadsheet was overstated by $2,715, which also caused the SF-425 report and the PMT report to be overstated. For the administrative tracking spreadsheet to be considered effective, it should agree to FINET. This error occurred because UOVC inadvertently coded administrative expenditures in FINET to the wrong grant. We did not note any noncompliance with administrative spending. However, if this control is not corrected it could lead to UOVC exceeding the allowed earmarking limit for training and administrative expenditures.

Recommendations:

We recommend UOVC:  Establish internal controls over the preparation of financial and performance reports, which could include a review by an individual other than the preparer;  Prepare the financial and performance reports using expenditures recorded in FINET to ensure the accuracy in accordance with applicable reporting instructions;  Establish procedures to verify all amounts reported by subrecipients on the PMT, particularly those amounts related to matching and earmarking requirements; and  Improve controls over the recording of expenditures to ensure they are coded to the right grant.

UOVC’s Response:

The agency responds to each item below.  Errors in Federal Financial Reports (SF-425): Utah Office for Victims of Crime (UOVC) agrees with this finding. UOVC has been working with the Utah Commission on Criminal and Juvenile Justice (CCJJ), the Utah Office of the State Auditor (OSA), and the United States Department of Justice (DOJ) to correct this deficiency.  Subrecipient-Reported Information Not Adequately Verified: UOVC agrees that improvement is needed in this area. UOVC will update its internal controls to verify the values placed on in-kind and volunteer match contributions, determine whether UOVC actually met the 20% minimum match required by federal regulations, determine that the match was from a valid source outlined in 2 CFR 94.118(c) or that the match amount was properly reported on the SF-45 report, and determine whether UOVC actually met the 30 percent priority category and 10 percent previously underserved earmarking requirements.

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 Errors in Coding Administrative Expenditures: UOVC agrees with this audit finding. UOVC responded to this finding in the last single audit regarding this same amount. UOVC was able to identify these expenditures that were coded to the wrong fund 2315 when they should have been coded to fund 1000. UOVC will be more careful when processing administrative cost payments and staff will check the fund 2315 report each month to certify that no grant payments were coded inaccurately to that report. In addition to the prior audit responses, the UOVC Financial Analyst and FPOC will work with the specific Grant Program Manager and the agency Financial Manager to develop far more detailed, category capped budgets for the administrative allowances of the grant.

2018-026. INADEQUATE INTERNAL CONTROLS AND NONCOMPLIANCE WITH SUBRECIPIENT MONITORING REQUIREMENTS (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

UOVC’s monitoring of CVA program subrecipients failed to comply with federal regulations. Because UOVC is required to perform desk reviews annually and on-site visits once every two years, we reviewed UOVC’s monitoring efforts for the 2014-2016 federal fiscal awards, and noted the following.

On-Site Visits Not Performed Bi-annually

For 10 (55.6%) of the 18 subrecipients in our sample, UOVC did not perform and document an on-site visit during the last two years. Federal regulations (28 CFR 94.106(b)) require state administering agencies to conduct on-site monitoring of all subrecipients at least once every two years; however, UOVC’s Monitoring Policies and Procedures state that on-site visits should be conducted “as staffing allows” and do not specify a time period. UOVC should ensure their written Monitoring Policies and Procedures are in line with the federal regulations. Also, UOVC should maintain a copy of site visit results to document its compliance.

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Inadequate Policy and Documentation for Risk Assessment

While UOVC has started to implement a risk assessment tool, its procedures were not effective throughout the fiscal year. UOVC was unable to provide documentation showing that it had performed risk assessment to determine the appropriate level of subrecipient monitoring. According to federal regulations (2 CFR section 200.331(b)), “a pass-through entity must evaluate each subrecipient’s risk of noncompliance with Federal statutes, regulations, and the terms and conditions of the subaward for purposes of determining the appropriate subrecipient monitoring.” These weaknesses occurred due to a lack of understanding of these requirements when issuing subawards. Without documentation, we were unable to determine whether UOVC had performed proper risk evaluations or adequate subrecipient monitoring procedures.

Inadequate monitoring of subrecipients could result in noncompliance with grant requirements.

Recommendations:

We recommend UOVC implement internal controls and revise its procedures to ensure it properly performs and documents its monitoring of subrecipients, including:  Performing on-site monitoring for each subrecipient at least once every two years in accordance with 28 CFR 106(b);  Identifying the federal awards funding the subawards in each subrecipient contract; and  Documenting the risk assessment for each subrecipient and the appropriate actions to be taken for monitoring based on the assessment.

UOVC’s Response:

The agency responds to each item below.  On-Site Visits Not Performed Bi-annually: UOVC agrees that improvement is required in this area. An additional staff member was added to UOVC on October 29, 2018. This staff person has education and professional experience in auditing, and this staff’s focus is on internal and external grant compliance to help address these concerns.  Inadequate Policy and Documentation for Risk Assessment UOVC agrees in part with this finding. UOVC has been developing a new online grants management system which is intended to incorporate the risk assessment and a rating system tool. UOVC had hoped to have all subawards moved to the system at the beginning of the

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fiscal year; however, due to technical issues in the development of the new system, UOVC is still in the migration process. UOVC recognizes that it was unable to provide documentation showing it had performed risk assessments. This inability was not due to lack of understanding of the need to do so, but rather it was due to being in a state of transition (migration) at the time of the audit.

2018-027. TIMING AND CALCULATON ERRORS IN FEDERAL CASH DRAWS (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

CFDA Number and Title: 16.575 Crime Victim Assistance Federal Award Numbers: 2014-VA-GX-0058, 2015-VA-GX-0063, 2016-VA-GX-0052, 2017-VA-GX-0057 Questioned Costs: $0 Prior Year Single Audit Report Finding Number: 2017-018 Pass-through Entity: N/A

UOVC does not have adequate policies and procedures related to cash draws. Of the 6 cash draw requests tested, 3 draws (50.00 %) did not comply with federal cash management requirements for the CVA. Identified errors include the following:  $164,911 drawn as advances of funds rather than on a reimbursement basis. The related expenditures were recorded in FINET from 1 to 8 days after the draw was made. The draw amounts were not calculated based on expenditures recorded in FINET. We have not questioned these costs as these subsequent expenditures were in accordance with program requirements and any imputed interest obligations would be immaterial to the program.  $396,425 drawn after the related expenditures were recorded in FINET that could have been drawn by UOVC earlier. Although these expenditures were recorded in FINET they were excluded from the draw calculation. We have not questioned these costs as they do not result in an interest liability to the Federal Government.

According to 2 CFR 200.305(b)(1), draws should minimize the time elapsed between the state’s payout of funds for federal program purposes and the transfer of funds from the federal agency. Drawing funds that do not minimize the time between the payout of funds by the state and the transfer of funds from the federal agency can result in noncompliance with federal cash management requirements.

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Recommendations:

We recommend UOVC:  Develop written policies and procedures related to cash draws;  Draw funds on a reimbursement basis; and  Use expenditures recorded in FINET to calculate draw requests.

UOVC’s Response:

UOVC agrees with the finding.

2018-028. NO ALLOCATION OF LEAVE BALANCES BETWEEN ACTIVITIES (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

CFDA Number and Title: 16.575 Crime Victim Assistance Federal Award Numbers: 2015-VA-GX-0063, 2016-VA-GX-0052 Questioned Costs: $0 Prior Year Single Audit Report Finding Number: N/A Pass-through Entity: N/A

In cases where employees worked on more than one activity, the hours charged for leave taken (e.g. annual leave, sick leave, holidays, etc.) were not equitably allocated to all of the activities on which the employees had worked. As required by 2 CFR section 200.431, the cost of fringe benefits in the form of regular compensation paid to employees during periods of authorized absences from the job should be equitably allocated to all related activities. UOVC has not established a process to subsequently review, and allocate where necessary, leave charges to the actual activities on which the employees had worked. Failure to properly allocate leave costs may result in inequitable charges to all related activities, including federal programs. We noted no reportable noncompliance for CVA as the program was undercharged for its share of leave taken.

Recommendations:

We recommend UOVC:  Implement appropriate procedures and applicable internal controls to ensure that leave costs charged to federal awards are equitably allocated to all related activities in accordance with 2 CFR section 200.431; and

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 Properly calculate the leave allocations and charge the federal programs for their fair share of leave taken for all prior fiscal years to the extent that federal program funds are still available.

UOVC’s Response:

UOVC agrees with the finding.

2018-029. IMPROPER CRIME VICTIM COMPENSATION EXPENDITURES (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

CFDA Number and Title: 16.576 Crime Victim Compensation Federal Award Numbers: 2014-VC-GX-0025, 2015-VC-GX-0032; 2016-VC-GX-0057; 2017-VC-GX-0019 Questioned Costs: $12,224 Prior Year Single Audit Report Finding Number: N/A Pass-through Entity: N/A

UOVC has not established internal controls over the processing of Crime Victim Compensation (CVC) expenditures. Currently, the Claims Analyst or Reparations Officer that processes the claim also reviews the supporting documentation and approves payments. Federal regulations (200 CFR 200.303(a)) state, “The non-Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award.” Because there are no controls over claims processing, we noted the following issues in the 60 CVC payments selected for review:

a. One victim was improperly deemed eligible. Per Utah Code 63M-7-510(1)(d), a victim is not eligible to receive an award of reparations if they are suspected of participating in the offense. Additionally, per Utah Code 63M-7-509(5)(a), the victim shall cooperate with the appropriate law enforcement agencies and prosecuting attorneys in their efforts to apprehend or convict the perpetrator of the alleged offense. The police report indicated that the victim was participating in an illegal activity at the time the crime was committed against the victim and, when this became known to the police, the victim no longer cooperated with law enforcement. Therefore, this victim was not eligible to receive compensation. This error occurred because the Claims Analyst, at the time eligibility was initially determined, did not understand eligibility requirements for the program. The victim has been compensated a total of $20,407 for this claim. Based on the current federal funding formula for awards to states, the U.S. Department of Justice’s

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Office for Victims of Crimes reimburses 60 percent of the compensation payments. Therefore, we have questioned costs totaling $12,224.

b. UOVC issued two duplicate payments totaling $415 to providers, one which was detected by the service provider and the other which was detected by the victim/claimant. The Claims Analyst or Reparations Officer processing these transactions failed to notice that the providers had already been reimbursed for the service dates. Subsequent billings were reduced by the overpayment amounts; therefore, we did not question any costs.

c. One medical provider was paid 60% of the total charged amount (pre-insurance adjustment) instead of the remaining patient responsibility, resulting in an underpayment to the provider of $17.08. UOVC’s current practice of compensating for medical payments when the victim has insurance is to pay the lesser of (1) the patient responsibility or (2) 60% of the total charged amount (pre-insurance adjustment). However, this practice is not in compliance with UOVC’s Administrative Rule (R270-1- 20) which states that when a victim has insurance, UOVC will pay the portion of the eligible medical bills that the claimant is obligated to pay pursuant to an insurance agreement.

d. Claims analysts and Reparation Officers have waived insurance requirements for reasons not identified in UOVC’s Administrative Rules or policies. UOVC sent to its employees an email stating four reasons a victim’s insurance can be waived. However, it has not outlined in its Administrative Rules or policies all the reasons for which a victim’s insurance can be waived from being a payor. Federal Regulations (Federal Register, Vol. 66, No. 95, May 16, 2001, IV.C.2.) state that “As a payor of last resort, it is in the compensation program’s discretion to make exception for victim needs that are not adequately met by a collateral source.” UOVC has struggled with how to word its rules and policies so as not to penalize any situation once the rules/policies become effective. Consequently, they have decided to leave the determination for issuing waivers on a case-by-case basis. As such, we have not questioned any costs.

Payments on behalf of eligible participants should be processed in accordance with UOVC Administrative Rules and policies. Improper payments could result in noncompliance with award requirements and potential reductions of federal funding.

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Recommendations:

We recommend UOVC: a. Implement appropriate internal controls over claims processing; b. Compensate only eligible victims and consider appropriate actions to recoup any improper payments; c. Eliminate duplicate payments and pay providers the proper amount; and d. Incorporate all instances in which a victim’s insurance can be waived as a payor into UOVC’s Administrative Rules or policies.

UOVC’s Response:

The agency responds to each item below.  Item A. One Victim Was Improperly Deemed Eligible: UOVC agrees that improvement is needed in this area. UOVC will ensure staff is aware of eligibility guidelines, and the program manager will meet with the staff weekly to review any questions regarding eligibility.  Item B. Duplicate Payments: $275 of the $415 had been previously brought to the attention of UOVC and the funds had been requested and paid back prior to this audit. This error was made by an employee who was identified by management as having struggles in his work. His work was being monitored and he was receiving added training. Ultimately we were unsuccessful at improving his performance and had to part ways. $140 was paid by a new employee during her training period. This error was brought to our attention and a refund was received by our office prior to this audit. This employee has successfully completed their training and has been promoted to another position.  Item D. Waived Insurance Requirements: UOVC has updated their policies regarding waiving insurance requirements. These policies are based around victim safety, confidentiality, and ability to attain meaningful and effective services in a timely manner. UOVC will recommend to the board at the next board meeting to change the Administrative Rule to mirror these policies.

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2018-030. INTERNAL CONTROLS OVER FEDERAL CASH MANAGEMENT REQUIREMENTS NOT ESTABLISHED (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

CFDA Number and Title: 16.576 Crime Victim Compensation Federal Award Numbers: 2014-VC-GX-0025, 2015-VC-GX-0032; 2016-VC-GX-0057; 2017-VC-GX-0019 Questioned Costs: $0 Prior Year Single Audit Report Finding Number: N/A Pass-through Entity: N/A

For administrative draws, UOVC currently has one individual calculate the amount to be drawn and perform the draw with no review or approval by a second individual. For non- administrative draws, UOVC draws funds when their bank account is low with no support or explanation from program expenditures for the amounts drawn. At the time the draws were made, the CVC program expenditures recorded in FINET exceeded the amount of draws made from this federal program; thus, no compliance issues were noted. However, federal regulations (200 CFR 200.303(a)) state, “The non-Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award.” Without adequate internal controls, incorrect amounts could be drawn or funds could be drawn before they are expensed, resulting in noncompliance with federal cash management requirements.

Recommendation:

We recommend UOVC establish internal controls over cash management to ensure draws are properly calculated and supported by appropriate, allowable expenditures.

UOVC’s Response:

UOVC agrees with the finding.

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2018-031. INTERNAL CONTROL DEFICIENCIES OVER AND ERRORS IN FINANCIAL & PERFORMANCE REPORTING (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

CFDA Number and Title: 16.576 Crime Victim Compensation Federal Award Numbers: 2014-VC-GX-0025, 2015-VC-GX-0032; 2016-VC-GX-0057; 2017-VC-GX-0019 Questioned Costs: N/A Prior Year Single Audit Report Finding Number: N/A Pass-through Entity: N/A

UOVC has not established adequate internal controls over the SF-425 Reports, the State Certification Form, and the annual performance report. Federal regulations (200 CFR 200.303(a)) state, “The non-Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award.” We selected five financial reports (four SF- 425 reports and one state certification form) and one performance report submitted during state fiscal year 2018 and noted the following errors in the state certification form and the annual performance report.

Inaccuracies in the CVC State Certification Form:

The State Certification Form is a financial report prepared from information in FINET and from supporting documentation. The following errors indicate that the review of this report is not effective in preventing or detecting and correcting errors in the report.  Part I, Line A (Total Amount Paid to or on Behalf of Crime Victims) was understated by $11,157 compared to FINET. This created an understatement by the same amount in Part I, Lines D and F (Total State Payments Eligible for Matching VOCA Grant Award).  Part II, Line A.12 (Reserves Carried Over) was overstated by $27,059 compared to the account holding the reserves.  Part II, Line C (VOCA Grant Funds) was overstated by $575,161 based on a comparison of the amounts awarded less the amounts drawn through September 30, 2017. This error, combined with the error in the second bullet above, created an overstatement on Part II, Line D (Total Funds Received) of $602,220.

The amounts reported in this federal financial report should agree to FINET since FINET contains the accounting records that support the audited financial statements and the

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Schedule of Expenditures of Federal awards. These errors were caused either by calculation errors, timing differences in queries, or data entry errors.

Inaccuracies in Annual Performance Report: The “Victims of Crime Act Compensation Grant Program State Performance Report” (performance report) is an annual report derived from information in UOVC’s Claims Management System. We selected random line items to review and noted the following errors:  The amounts paid for each “crime type” were incorrectly reported on the Performance Report. Because FINET is not configured to track compensation payments by individual crime type, UOVC uses the amounts from the Claims Management System on the Performance Report. When the total amount paid for all crimes on the Performance Report did not match the amount reported in FINET, UOVC arbitrarily reduced the amount reported for the “Assault” category (since it is the largest of the categories) by $150,812 to match the amount reported in FINET.  The required performance measurements that went into effect October 2015, e.g., dollar amount of expenses paid by category and type of crime are not tracked. UOVC has a 2015 correspondence from the Department of Justice stating that these items can be reported as “not tracked.” The correspondence also stated that UOVC should comply as quickly as possible to start tracking the required measurements but did not give an implementation deadline. As of June 2018, these required performance measures are still being reported as “not tracked.” In addition to the “not tracked” performance measures, many of the reporting errors noted below resulted from the Claims Management System not being properly programmed to produce the required information for the Performance Report.  UOVC’s Claims Management System contains different age ranges for four out of six age categories required on the Performance Report. As such, we were unable to calculate the correct number of applicants within the age ranges requested on the Performance Report. The Claims Management System is not properly programmed to generate reports for the proper age categories.  The number of new applications received during the reporting period was overstated by 281. UOVC entered the number of victims rather than the number of applications into the Performance Report.  The number of applications denied or closed due to ineligible crime was overstated by 207 applications. This error occurred because: 1) two denial categories were double-counted resulting in 29 applications being reported twice; and, 2) UOVC reported 178 victims whose applications were denied or pending instead of only those victims whose applications had been denied. This difference was carried

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through to the breakout of “reasons for denial” and added to the “ineligible crime” category to allow the total and breakout to balance.  The number of applications received for sexual assault forensic examinations during the reporting period was overstated by 19 as a result of pending claims being counted twice.  The “Number of Applications Related to Domestic and Family Violence that were Paid During the Reporting Period” is calculated using a formula created by UOVC. This formula uses percentages for each crime type that were predetermined and then multiplied by the number of applications for the applicable reporting period. However, these percentages should be based on actual numbers for the current period; because they were not, we were unable to agree these amounts to actual data.

UOVC should take greater care when entering data into the Claims Management System and preparing the annual performance report. Without tracking or properly generating the required performance measures, UOVC cannot provide the Department of Justice with the critical information needed to know how this program is being administered to help victims of various crimes.

Recommendations:

We recommend UOVC:  Implement internal controls to ensure the required reports are prepared in an accurate manner. This could include a review by an individual other than the preparer;  Prepare the State Certification Report using expenditures recorded in FINET;  Reconcile total expenditures recorded on the Claims Management System and reported in the performance report to total expenditures in FINET;  Begin tracking the required performance measurements that went into effect October 2015;  Modify the Claims Management System to capture data using data elements (e.g., age ranges) required by the performance report; and  Create and generate reports from the Claims Management System to permit the proper reporting of all data elements required for the performance report.

UOVC’s Response:

UOVC agrees with the findings. Our current Claims Management System is unable to pull many of the categories and data the new performance report requires. DOJ/OVC was made

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aware that few states if any would be able to collect and report on the new data requirements. DOJ/OVC has yet to set a date as to when UVC is required to have a new database to collect the requested data. UOVC has provided this information from DOJ/OVC to the auditor.

2018-032. INADEQUATE INTERNAL CONTROLS OVER PERIOD OF PERFORMANCE (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

UOVC does not monitor or verify that expenditures charged to the CVC program occurred during each award’s period of performance. Funding for this program is derived from both state and federal resources, is recorded in one fund code in FINET, and includes multiple federal awards, each of which have a four-year period of performance requirement. UOVC does not charge the majority of CVC expenditures to a specific award and does not perform any allocation after the fact. The 2017 Department of Justice Grants Financial Guide specifically states that for this program there is no financial requirement to identify the source (federal or state) of individual payments to crime victims. However, without an allocation or some other way to identify the expenditures to a specific federal award, we could not perform appropriate audit procedures to determine compliance with period of performance requirements. By not adequately tracking spending for period of performance purposes, UOVC could be spending funds outside the allowable period.

Recommendation:

In order to comply with federal period of performance requirements, we recommend UOVC charge expenditures to specific awards or otherwise identify the source (federal or state) of payments to crime victims.

UOVC’s Response:

UOVC agrees.

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2018-033. WORKING CAPITAL RESERVES IN EXCESS OF FEDERAL GUIDELINES (Department of Administrative Services)

CFDA Numbers and Titles: Various Federal Award Numbers: Various Questioned Costs: Undeterminable Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: 2017-021

As of June 30, 2018, four funds within the Department of Administrative Services held working capital reserves in excess of federal guidelines as follows: Excess Excess # of Days Amount Fund Description in Reserve in Reserve

Division of Purchasing and General Services: Cooperative Contract Management 66 $ 562,287 Print Services 98 $ 414,770 State Surplus Property 64 $ 112,079

Division of Finance: Purchase Card Services 901 $ 452,092

Division of Risk Management: Workers Compensation Fund 146 $ 2,804,076 Property Liability Self-Insurance Fund 92 $ 3,411,257

Division of Fleet Operations: Motor Pool 131 $ 6,390,348 Travel Office 25 $ 36,380

2 CFR part 200, Appendix V, paragraph G.2, generally allows a working capital reserve as part of retained earnings of up to 60 days cash expenses for normal operating purposes in each internal service fund. It is inherently difficult to accurately estimate expenses and their effect on working capital reserves when setting rates. Excess reserves could result in a federal liability since federal programs share an interest in the reserves.

Recommendation:

Depending on the business requirements, we recommend that the Department of Administrative Services reduce excess working capital reserves within each of the respective funds or obtain a waiver from the federal cost negotiator allowing for an

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increase in the number of days of working capital allowed to comply with federal guidelines.

Department of Administrative Services’ Response:

We concur. We have developed corrective action plans and are working with the U.S. Department of Health and Human Services, Program Support Center, Cost Allocation Services in resolving these excess reserves.

2018-034. WORKING CAPITAL RESERVES IN EXCESS OF FEDERAL GUIDELINES (Department of Human Resource Management)

CFDA Numbers and Titles: Various Federal Award Numbers: Various Questioned Costs: Undeterminable Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: 2017-022

As of June 30, 2018, the Department of Human Resource Management held working capital reserves in excess of federal guidelines as follows: Excess Excess # of Days Amount Fund Description in Reserve in Reserve

Fund Level Division of HR Management 18 $ 660,530

Service Area Level Payroll Field Services 1 $ 2,054 Human Resources Field Services 19 $ 672,092

Recommendation:

Depending on the business requirements, we recommend that the Department of Human Resource Management reduce excess working capital reserves within each of

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the respective funds or obtain a waiver from the federal cost negotiator allowing for an increase in the number of days of working capital allowed to comply with federal guidelines.

Department of Human Resource Management’s Response:

The Department of Human Resource Management (DHRM) agrees with the finding. DHRM is aware that the working capital reserves held in retained earnings exceeded the allowable 60 days of cash expenses on June 30, 2018 at the fund level due to excess reserves in Payroll Field Services and Human Resources (HR) Field Services.

2018-035. WORKING CAPITAL RESERVES IN EXCESS OF FEDERAL GUIDELINES (Department of Technology Services)

CFDA Numbers and Titles: Various Federal Award Numbers: Various Questioned Costs: Undeterminable Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

As of June 30, 2018, the Department of Technology Services held working capital reserves in excess of federal guidelines as follows: Excess Excess # of Days Amount Fund Description in Reserve in Reserve

Service Area Level Hosting Services 35 $ 1,481,770 Network Services 8 $ 432,053

2 CFR part 200, Appendix V, paragraph G.2, generally allows a working capital reserve as part of retained earnings of up to 60 days cash expenses for normal operating purposes in each internal service fund. However, based on federal cost negotiator guidelines, the Department’s reserves are currently calculated at the service area level with a maximum allowed 45 days of reserves. It is inherently difficult to accurately estimate expenses and their effect on working capital reserves when setting rates. Excess reserves could result in a federal liability since federal programs share an interest in the reserves.

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Recommendation:

Depending on the business requirements, we recommend that the Department of Technology Services reduce excess working capital reserves within each of the respective funds or obtain a waiver from the federal cost negotiator allowing for an increase in the number of days of working capital allowed to comply with federal guidelines.

Department of Technology Services’ Response:

The Department of Technology Services (DTS) agrees with the Auditor's recommendation and will eliminate the Federal excess reserves in Hosting and Network services by the end of FY2020. DTS continues to look for ways to provide more efficient technology solutions to executive branch agencies. Because of these efficiencies, DTS was able to provide Hosting and Network services for less than the rate approved by the Legislature. DTS has already taken steps to correct both of these excess reserve balances.

2018-036. WORKING CAPITAL RESERVES IN EXCESS OF FEDERAL GUIDELINES (Public Employees Health Program)

CFDA Numbers and Titles: Various Federal Award Numbers: Various Questioned Costs: Undeterminable Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: 2017-023

As of June 30, 2018, the Public Employees Health Program (PEHP) held working capital reserves in excess of federal guidelines as follows:

Excess Excess # of Days Amount Program in Reserve in Reserve State Medical 24 $ 21,094,250 State Dental 6 $ 273,786 Long-Term Disability 692 $ 7,135,726 Medicare Supplement 81 $ 10,719,664

2 CFR part 200, Appendix V, paragraph G.2, generally allows for a working capital reserve as part of retained earnings of up to 60 days cash expenses for normal operating purposes. It is inherently difficult to accurately estimate expenses and their effect on working capital

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reserves when setting rates. Excess reserves could result in a federal liability since federal programs share an interest in the reserves.

Recommendation:

Depending on the business requirements, we recommend that PEHP reduce excess working capital reserves or obtain a waiver from the federal cost negotiator allowing for an increase in the number of days of working capital allowed to comply with federal guidelines.

PEHP’s Response:

PEHP is aware the State Medical, State Dental, Long-Term Disability, and Medicare Supplement programs have reserves in excess of the federal guidelines. PEHP's plan to reduce these excess reserves over several years is going forward as approved by Cost Allocation Services.

2018-037. WORKING CAPITAL RESERVES IN EXCESS OF FEDERAL GUIDELINES (Utah State University)

CFDA Numbers and Titles: Various Federal Award Numbers: Various Questioned Costs: N/A Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

At June 30, 2018, Utah State University (University) held working capital reserves in excess of federal guidelines in its Facilities Maintenance Fund. Uniform Guidance (2 CFR part 200) generally allows a working capital reserve as part of retained earnings of up to 60 days cash expenses for normal operating purposes in each internal service fund. As of June 30, 2018, the University had an excess of working capital reserves of 35 days, amounting to $532,247. The excess reserves are due to an error of expenses being charged to the Brigham City building Facilities Maintenance (FM) index instead of the FM service center. Excess reserves could result in a federal liability since federal programs share an interest in the reserves.

Recommendation:

We recommend that the University reduce excess working capital reserves to comply with federal guidelines.

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University’s Response:

Utah State University requires service centers to liquidate working capital reserve surplus/deficit balances into future year rate calculations. This internal control procedure resolves any over/under billings during the next rate cycle as required by the federal government.

2018-038. COST ALLOCATION IMPLEMENTATION ERRORS (Department of Workforce Services)

CFDA Numbers and Titles: Various Federal Award Numbers: Various Questioned Costs: N/A Pass-through Entity: N/A Prior Year Single Audit Report Finding Number: N/A

The following errors occurred as part of cost allocation plan implementation at DWS:

 Of 25 non-payroll allocated costs sampled, 3 costs totaling $278 were inaccurately included in DWS’s cost allocation pools and should have been charged to the program as direct costs. DWS’s approved cost allocation plan indicates that, to the maximum extent feasible, DWS will direct charge program costs. The inappropriate inclusion of direct costs in the cost allocation pools occurred because DWS staff did not appropriately code these transactions in the general ledger and the transaction- level review did not detect the error.

 DWS inaccurately calculated random moment time strike (RMTS) distribution percentages used to allocate costs because it excluded the strikes for general administrative and multi-program support (approximately 3 percent of time strikes). This resulted in a misallocation of $1,154 of the $40,309,070 in allocated costs for our sampled quarter. According to DWS’s cost allocation plan, the strikes for general administrative and multi-program support should be included in the allocation of strikes to determine appropriate distribution percentages. DWS has not established an internal control to review the calculations prior to allocation. We did not question any costs since they were appropriate costs, although misallocated.

These errors resulted in 1) an 0.85% sample error rate for non-payroll costs, which projected to $406,929 of inappropriately charged direct costs, and 2) a projected misallocation of $4,616 of the $161,236,279 of allocable costs for the fiscal year. Ineffective or inadequate

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internal controls over these elements of DWS’s cost allocation plan could result in inappropriate costs being charged to federal programs.

Recommendations:

We recommend DWS establish effective internal controls to ensure:  Direct costs are appropriately charged to federal programs.  RMTS distributions include all appropriate strikes, including those for general administrative and multi-program support.

DWS’s Response:

We agree with the finding and recommendation.

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CORRECTIVE ACTION PLAN

247 Department of Administrative Services

TANI PACK DOWNING Executive Director State of Utah

GARY R. HERBERT Division of Finance Governor John C. Reidhead, CPA Director SPENCER J. COX Lieutenant Governor

December 17, 2018

John Dougall State Auditor Office of the Utah State Auditor Utah State Capitol Complex Suite E310 Salt Lake City, Utah 84114

Dear Mr. Dougall,

Enclosed with this letter is the State of Utah’s Corrective Action Plan for the audit findings in the fiscal year 2018 single audit report.

The State’s Corrective Action Plan is a compilation of the corrective action plan information provided to us by the applicable state agencies. The Corrective Action Plan document is prepared in conjunction with your fiscal year 2018 single audit. We believe it satisfies the requirements in the Federal Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards §200.511(c) for a corrective action plan.

We appreciate the efforts of the Office of the Utah State Auditor in completing the Single Audit for the State for fiscal year 2018. If you have any questions regarding this Corrective Action Plan, please do not hesitate to contact our office.

Sincerely,

John C. Reidhead, CPA Director of Finance

Attachment

DIVISION OF FINANCE, 2110 STATE OFFICE BLDG, SALT LAKE CITY, UT 84114 ∙ telephone 801 538-3082 ∙ facsimile 801 538-3244 ∙ www.finance.utah.gov 248 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

FINDING FEDERAL STATE NUMBER TITLE PROGRAM AGENCY

FINDINGS RELATING TO THE FINANCIAL STATEMENTS:

2018-001. Inadequate Internal Controls Over Uncollectible Tax N/A Utah State Tax Estimates Used in Financial Reporting Commission Accounting estimates are an important element of the financial statements prepared by management. The Tax Commission has consistently used for 10 years a uniform statistical model to estimate the delinquent tax allowance. While the Tax Commission has not evaluated the “reperformance” (or “recalculations”) methodology used by the Office of the State Auditor to compute model drift, we agree that evaluating a new delinquent tax allowance methodology may well enhance reporting of major governmental funds for the uncollectible tax allowance.

To facilitate the creation of a new estimating methodology, the Tax Commission will consider two possible approaches, ‘Scoring’ or the ‘Percentage of Receivables / Aging’ method. Upon selection of the preferred method, the Tax Commission will create a plan for implementation.

Description of Methods 1. Scoring is a method used by the Taxpayer Services Division to evaluate the collectability of a delinquent account. Potentially, with a new analytics tool and modifications to existing scoring processes, a new predictive model could be produced to streamline and improve the creation of the uncollectible tax allowance. 2. The Percentage of Receivables / Aging method could be developed by calculating a historical percentage of bad debts to accounts receivable.

Contact Person: Scott Stevens, Chief Financial Officer, 801-297-3872 Anticipated Correction Date: June 30, 2019

FINDINGS FOR FEDERAL AWARDS:

U.S. DEPARTMENT OF AGRICULTURE: 2018-002. Noncompliance with Subrecipient Monitoring Cooperative Forestry Department of Requirements Assistance Natural Resources The Division has been in contact with the Forest Service and has received guidance along with a template that is currently being modified for our specific purposes. This will be implemented in the current fiscal year.

Contact Person: Stacy Carroll, Financial Manager, 801-538-7307 Anticipated Correction Date: January 1, 2019

2018-003. Noncompliance with Reporting Requirements Cooperative Forestry Department of Assistance Natural Resources Previous to fiscal year 2018, the Forest Service requested individual invoices rather than an SF-270 form. Due to an over-sight, these forms were not submitted properly as we continued to submit invoices to receive payment. We will rectify this problem by including the agreements associated with this award on our tracking spreadsheet.

Contact Person: Cathy Norris, Financial Analyst, 801-538-4741 Anticipated Correction Date: January 1, 2019

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U.S. DEPARTMENT OF AGRICULTURE (continued): 2018-004. No Independent Review of Federal Reports and Cooperative Forestry Department of Matching Requirements Assistance Natural Resources Starting in SFY 18, the federal reports and matching reports were prepared by the Division of FFSL’s Financial Analyst and reviewed by the Financial Manager.

Contact Person: Stacy Carroll, Financial Manager, 801-538-7307 Anticipated Correction Date: Completed.

2018-005. Inadequate Internal Controls Over Cash Draws Cooperative Forestry Department of Assistance Natural Resources FFSL’s Corrective Action Plan: During the FY18 close-out process, the Financial Manager and the Financial Analyst prepared and reviewed each other cash draws and starting in FY19 the Division will begin preparing a quarterly federal draws.

Contact Person: Stacy Carroll, Financial Manager, 801-538-7307 Anticipated Correction Date: Completed

DWR’s Corrective Action Plan: As indicated above, we do not draw down funds for this agreement. Payment is made via wire transfer from the Forest Service after invoices (now SF-270 forms) are submitted and reviewed. Previously, we had not had a second person verify the amounts submitted for payment previous to having the invoices sent. We will include this agreement on our tracking spreadsheet as one that needs to be reviewed before SF-270’s are sent for payment. The spreadsheet will also be attached to the CR as backup documentation as to how the draw amount was determined.

Contact Person: Cathy Norris, Financial Analyst, 801-538-4741 Anticipated Correction Date: January 1, 2019

2018-006. Inadequate Internal Controls Over Suspension and Cooperative Forestry Department of Debarment Assistance Natural Resources The Division has been in contact with the Forest Service and has received guidance along with a template that is currently being modified for our specific purposes. It is our intention to include as part of our award terms and condition and be implemented in the current fiscal year.

Contact Person: Stacy Carroll, Financial Manager, 801-538-7307 Anticipated Correction Date: January 1, 2019

2018-007. Backdating of Transactions for Period of Performance Cooperative Forestry Department of Assistance Natural Resources We agree that we should not back date transactions. With approval and documentation from the Forest Service we opted to make a one time exception. Based on the results of this audit, we agree this is inappropriate and will not allow this to occur again.

Contact Person: Cathy Norris, Financial Analyst, 801-538-4741 Anticipated Correction Date: January 1, 2019

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U.S. DEPARTMENT OF DEFENSE: 2018-008. Inadequate Internal Controls Over Suspension and National Guard Military Utah National Guard Debarment Operations and Maintenance (O&M) Projects State Division of Purchasing contracts include a suspension and debarment (S&D) clause in the standard terms and conditions. Division of Facilities and Construction Management (DFCM) contracts do not. S&D information is available at SAM.gov. Our corrective action plan: - Before a purchase order is issued for any contract through DFCM, the Construction and Facilities Management Office (CFMO) issues a funding sheet/PO request packet identifying the vendor, quote, amount, and funding. - Before the finance director signs the funding sheet, a state military department (SMD) technician checks the SAM.gov website for any exceptions for the contractor and attaches a download of that result to the packet. - If there are no exceptions, we issue a PO number and approve the funding packet. If there are exceptions, we reject the funding packet. - This control depends on the accuracy of the SAM.gov website, which we believe is reasonable.

Contact Person: Michael J. Norton, Finance Director, [email protected], 801-432-4445 Anticipated Correction Date: September 25, 2018

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FINDING FEDERAL STATE NUMBER TITLE PROGRAM AGENCY

U.S. DEPARTMENT OF EDUCATION: 2018-009. Inadequate Internal Controls Over Subrecipient Title I Grants to Local Utah State Monitoring Educational Agencies Board of Education The USBE has developed and implemented an overall financial statement and single audit review and risk assessment process. Financial Operations staff review financial statement and single audits, request corrective action plans and follow up on findings as required by the Uniform Guidance. The risk assessment from this process is communicated to the federal program staff at the USBE for use in programmatic risk assessment.

The USBE concurs that a programmatic risk assessment process has not been implemented for the Title I program. An agency wide standardized risk assessment process and policy is currently being developed jointly with all federal programmatic staff to be implemented in the grants management system in FY2020. In addition to policy and standardization of practice, a module is being developed to document subrecipient desktop, site visit, and reimbursement request monitoring instances. This module will document the data reviewed, create findings or other items and monitoring reports, and includes a follow up and resolution process. This will not be available until FY2020.

Until the agency wide policy is implemented the USBE Title I Coordinator and Specialists have created an interactive spreadsheet that includes each local educational agency (LEA) by LEA number and LEA name. A specific member of the USBE staff is assigned to each LEA and serves as the first reviewer/approver. Each application will be checked by a second reviewer/approver. The spreadsheet will be used to track the following dates for each LEA: (1) date when each local educational agency (LEA) submits its annual application for Title I, Part A funds, (2) when the LEA application has been approved, (3) date the Desktop Monitoring Instrument Cycle (DMI) is submitted, (4) date the DMI Cycle is approved, (5) date the DMI Annual Core is submitted, and (6) date the DMI Annual Core is approved. The final column on the interactive spreadsheet titled “Release Funds” will be changed from No (in red) to Yes (in green) once the LEA has had all required annual documents submitted and approved by two USBE staff members. A new Compliance Manager/Auditor has been hired. She will join the team on November 5, 2018. The Compliance Manager will serve as a second reviewer before any funds are released to the LEAs. Funds will not be released to an LEA until all reviews/approvals for that LEA have been completed, validated, and documented.

Contact Person: Rebecca S. Donaldson, PhD, ESEA Program Coordinator, 801‐538‐7869 Anticipated Correction Date: Fiscal Year 2020

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U.S. DEPARTMENT OF EDUCATION (continued):

2018-010. Noncommunication of Pre-award Information to Title I Grants to Local Utah State Subrecipients Educational Agencies Board of Education The USBE concurs that award letters issued for the period under audit did not list all required information listed in the uniform guidance section 200.331. Prior to the time the uniform guidance became effective, an analysis was conducted of the BASE system, which is the only system that issues award letters for USBE sub‐awards. The cost to reprogram BASE, gather all required data points, and implement new award letters was not feasible or practical because the USBE was creating a new grants management system and the existing system was being decommissioned in phases from 2016‐2018. Manually creating mail merge letters for over 300 sub‐recipients and 34+ federal grants that are modified at least twice a year, was not efficient or practical for the agency.

An analysis was conducted of the elements required by the uniform guidance and not presently included in the award letters. The elements not included were not deemed to be a critical risk of noncompliance for the local education agencies (LEAs) or the USBE. The USBE validates sub‐recipients DUNS numbers and has all DUNS numbers on file in order to complete compliant FFATA reporting. DUNS numbers are provided by all sub‐recipients and are stored in FINET vendor profiles, which will be accessible to the new grants system (see further details below). Sub‐recipients are notified of their award amount, the amount of award modifications, the CFDA number of a grant, and the period of availability of each grant. The USBE does not have R&D grants, and the FAIN number, total federal award amounts and federal award date have no impact on the subrecipients ability to adequately report and disclose the subrecipients schedule of expenditures of federal funds.

LEA indirect cost rates are calculated by the USBE and the LEA. These rates are visible in the UPEFS system and are disclosed to the LEA when the LEA signs their indirect cost agreement annually. Indirect costs rates and the schedule of applicable programs are published by LEA on the USBE’s website annually. Non‐LEA rates are negotiated separately or established by authorized agreements with other federal cognizant agencies. The rates are also loaded by program in the current grant management system for all ESSA and Special Education grants.

The new grants management system has been designed to collect all required elements at the creation point of the grant and the award letter issued through the system. The system went live in July 9, 2018. Awards in state fiscal year FY2019 are fully compliant with all required elements in the uniform guidance section 200.331. As part of the annual follow up by the US Department of Education various departments have requested the new award letter being issued from the UtahGrants system, determined all required elements are now included, and have closed this finding from our FY2017 single audit. As of July 9, 2018 this matter is resolved.

Contact Person: Natalie Grange, Assistant Superintendent of Financial Operations, 801‐538‐7668 Anticipated Correction Date: July 9, 2018

253 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

FINDING FEDERAL STATE NUMBER TITLE PROGRAM AGENCY

U.S. DEPARTMENT OF EDUCATION (continued): 2018-011. No Verification of LEA Suspension and Debarment Title I Grants to Local Utah State Status Educational Agencies Board of Education The USBE checks every vendor against the SAM.gov website to determine their suspension and debarment status. This has been part of the contract checklist for the entirety of FY2018. When LEA vendor information is changed in the accounting system each LEA was checked against SAM.gov. Because LEA vendor profiles are not always updated annually the suspension and debarment status was not being reviewed annually.

The USBE is developing grant management policies and will include an annual check of all LEAs as part of the eligibility and vendor update protocol moving forward. We anticipated having a full set of grants policies adopted and implemented by July 1, 2019.

Additionally, an assurance was added to the FY2019 federal assurances document that is required to be completed by the LEA Superintendent before any federal funds are awarded. The FY2019 assurances were due July 1, 2018 and all but one LEA certified they were not suspended or debarred. One LEA responded that they were. Upon validation in SAM.gov that they were not on active debarment status it was noted the LEA was confused by the question. The USBE is in compliance with this requirement for FY2019 awards.

Contact Person: Natalie Grange, Assistant Superintendent of Financial Operations, 801‐538‐7668 Anticipated Correction Date: July 1, 2019

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES: 2018-012. Inadequate Internal Controls Over Subrecipient HIV Care Formula Department of Determination and Monitoring Grants Health Both agreements noted in the finding have been changed to the appropriate designation. The Program attended department-wide grant management training and is utilizing an AGA questionnaire provided in the training to ensure all contractual relationships are properly classified. The Department will continue to work to improve proper contract designations between subrecipients and contractors.

Contact Persons: Amelia Self, Prevention, Treatment and Care Program Manager, 801-538-6221 Brianne Glenn, Policy and Eligibility Manager, 801-538-6738 Anticipated Correction Date: January 2019

254 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (continued): 2018-013. Inadequate Internal Controls Over Eligibility HIV Care Formula Department of Grants Health a. This error came to the attention of the Program prior to the audit and action was taken to remove the client from Program-sponsored insurance coverage as of 4/1/2018. The Program has implemented additional controls over the approval of program sponsored insurance coverage to prevent this error occurring in the future. These controls include additional documentation and review of client eligibility prior to enrolling client in insurance services.

b. The Program documented efforts taken to research all available insurance coverage for the client; however, documentation did not include information from the employer. Based on Program practice and historical knowledge, the Program made an informed decision regarding the availability of insurance from a specific type of employer. The Program acknowledges that insurance availability can change over time. The Program is reviewing policy and procedures to identify areas to improve documentation of compliance to vigorous pursuit mandate.

Contact Persons: Amelia Self, Prevention, Treatment and Care Program Manager, 801-538-6221 Brianne Glenn, Policy and Eligibility Manager, 801-538-6738 Anticipated Correction Date: November 2018

2018-014. Inadequate Internal Controls Over Preparation of SF- Block Grants for Department of 425 Reports for SAPT Prevention and Human Services Treatment of Substance Abuse Future SF-425 reports for SAMHSA grants will be reviewed by a second individual, and the federal agency will be contacted if system issues impact proper reporting. A revised report was submitted to SAMHSA.

Contact Person: Rick Platt, Financial Manager, 801-538-4262 Anticipated Correction Date: October 2018

2018-015. Inadequate Internal Controls Over Preparation of Substance Abuse and Department of SF-425 Reports for SAMH Projects Mental Health Services Human Services Projects of Regional and National Significance Future SF-425 reports for SAMHSA and HRSA grants will be reviewed by a second individual. The Division of Substance Abuse and Mental Health (DSAMH) will use an electronic calendar to assist with DSAMH timely SF-425 reporting.

Contact Persons: Rick Platt, Financial Manager, 801-538-4262 and Justin Garner, Financial Manager, 801-538-9871 Anticipated Correction Date: October 2018

255 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (continued): 2018-016. Inadequate Internal Controls Over CCDF Eligibility CCDF Department of Workforce Services In September 2018, the Department met with all eligibility supervisors that support the child care program to review policy requirements and a new procedure. The new procedure instructs staff on how to deal with cases in the system when changes are reported within the 12-month review period. Program staff will also be attending child care staff meetings in October 2018 to discuss policy and the new procedure to ensure staff are aware of the requirements.

Additionally, the Department has worked with the Department of Technology Services to implement a system lock- in for the review period of child care cases. This will help support the 12-month review requirement by not allowing the system to change a review period when action is taken on a case. Lock-in review periods will be in place effective October 13, 2018.

Contact Person: Tilila Taulanga, Program Specialist, 801-833-2007 Anticipated Correction Date: October 31, 2018

2018-017. Inadequate Internal Controls Over TANF Child TANF Department of Support Non-cooperation Workforce Services DWS will work with ORS to identify a solution to this data sharing inadequacy to ensure that DWS receives timely communication of ORS no-cooperation so that appropriate action can be taken on cases timely.

Contact Person: Sisifo Taatiti, Assistant Director, Program and Training, 801-526-4370 Anticipated Correction Date: May 31, 2019

2018-018. Inadequate Internal Controls Over Reporting TANF Department of Workforce Services A procedure will be created to establish internal controls prior to completion of reporting.

Contact Person: Sisifo Taatiti, Assistant Director, Program and Training, 801-526-4370 Anticipated Correction Date: December 31, 2018

U.S. DEPARTMENT OF THE INTERIOR: 2018-019. Internal Control Weaknesses Over Federal Reports Colorado River Basin Department of Salinity Control Agriculture & Food UDAF has instituted a policy that requires programmatic and financial reports to be reviewed and approved by at least one person who is not responsible for the preparation of the report prior to submission.

Because of BOR [Bureau of Reclamation] requirements in the program report, financial information may not match financial reports. It will be noted in the program report when this occurs.

Contact Person: Debbie Lyberger, Administrative Services Director, 801-538-7110 Anticipated Correction Date: Immediately (10/09/2018)

256 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF THE INTERIOR (continued): 2018-020. Inadequate Internal Controls Over and Colorado River Basin Department of Noncompliance with Allowable Payroll-Related Salinity Control Agriculture & Food Charges a. UDAF is implementing a process to equitably allocate holiday and leave expenses between state and federally funded programs. The reallocation process will be applied to all expenses beginning 7/1/2018.

b. The referenced benefit expenses were generated from a glitch in the SAP programming. The system is currently allocating FICA/Medicare to all income, taxable as well as non-taxable. Communication with State Payroll has indicated they will fix the glitch so this no longer happens, but are unsure of the time frame. UDAF knew the about the expenses, but because some travel is taxable, and the expenses were generated from travel, it wasn’t seen as a control issue. UDAF will monitor this more closely to ensure that expenses are corrected as necessary.

Contact Person: Debbie Lyberger, Administrative Services Director, 801-538-7110 Anticipated Correction Date: Immediately (10/09/2018) applying to all payroll expenses incurred in FY 2019.

Auditor’s Concluding Comment: UDAF mentioned a glitch in the SAP programming which allocated FICA/Medicare to taxable and non-taxable income as the cause for the error identified in the audit. We acknowledge that some travel may be taxable to an employee based on IRS rules and regulations; and, upon further review of travel-related expenses, we identified $908 of travel reimbursements to a UDAF Division Director processed through the State of Utah’s payroll system and charged to the Program, resulting in the $58 FICA/Medicare charge to the program. Of more concern to us, based on our further investigation, is that the same Division Director charged an additional $11,806 in travel to the Program without charging corresponding time or effort to the Program. We recommend UDAF review all expenses processed and charged to a program to ensure that all expenses charged to a federal program are appropriately recorded and reasonable in fulfilling a program’s objectives.

2018-021. Internal Control Weaknesses and Noncompliance with Colorado River Basin Department of Procurement, Suspension & Debarment, and Salinity Control Agriculture & Food Subrecipient Pre-award Requirements UDAF will ensure that all contract/grant agreements are properly reviewed, approved, signed and retained. Original documents are maintained in Administrative Services. The division may have a copy of documents but these should not be construed as original documents.

UDAF will ensure that all necessary pre-award information required by 2 CFR 331 is included with original contract/grant award documents.

UDAF will ensure that suspension and debarment standard wording is included in terms of the contract. A process will also be instituted whereas the contract analyst in Administrative Services will verify through SAM that entities with which the Department enters into a subrecipient arrangement are not suspended or debarred.

Training will be provided for all individuals negotiating contracts/grant agreements to ensure an understanding of necessary requirements.

Contact Person: Debbie Lyberger, Administrative Services Director, 801-538-7110 Anticipated Correction Date: Once training is developed and presented. No later than January 1, 2019.

257 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF THE INTERIOR (continued): 2018-022. Failure to Monitor Subrecipient Single Audit Reports Colorado River Basin Department of Salinity Control Agriculture & Food UDAF will ensure that contract/grant award responsible parties are trained to understand what type of entity is a subrecipient, which subrecipients are required to submit single audit reports, and how to review those reports.

Contact Person: Debbie Lyberger, Administrative Services Director, 801-538-7110 Anticipated Correction Date: Once training is developed and presented. No later than January 1, 2019.

2018-023. Error in Reimbursement Request Calculation Colorado River Basin Department of Salinity Control Agriculture & Food UDAF has instituted a policy that requires at least one person who is not responsible for the preparation of the report to review calculations and approve the report prior to submission.

Contact Person: Debbie Lyberger, Administrative Services Director, 801-538-7110 Anticipated Correction Date: Immediately (10/09/2018)

2018-024. Inadequate Controls Over Capital Asset Inventory Fish and Wildlife Department of Cluster Natural Resources Due to turnover within the Division, a new person became responsible for the asset inventory. As such, there was a delay in this process and the reconciliation did not occur during FY'18. With additional employee training we plan on correcting this problem and performing an annual reconciliation starting with FY'19.

Additionally, DWR has identified that all inventory reconciliations will occur in Dec/Jan each fiscal year, instead of April which is a very busy time to complete the physical inventory.

Contact Persons: Kali Cochran, Financial Analyst, 801-538-4825 Linda Braithwaite, Financial Manager, 801-538-4853 Anticipated Correction Date: January 1, 2019

258 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF JUSTICE: 2018-025. Internal Control Deficiencies Over and Errors in Crime Victim Criminal and Financial & Performance Reporting, Matching, and Assistance Juvenile Justice Earmarking Corrective Action Plan (specific to each recommendation):  Establish internal controls over the preparation of financial and performance reports, which could include a review by an individual other than the preparer: UOVC has updated the FFR Policies and Procedures to indicate that the Financial Manager will review the work of the Financial Point of Contact prior to filing the SF-425.  Prepare the financial and performance reports using expenditures recorded in FINET to ensure the accuracy in accordance with applicable reporting instructions: Each Federal Share of Expenditures are reconciled to FINET on a monthly basis. However, the amounts reported in FINET and the Federal Financial reports do not match due to different reporting cut off points or accounting periods. Currently Federal Financial reports are reported based on actual expenses occurred but not necessarily recorded in FINET. Therefore, when filing the Federal Financial Reports, the Federal Point of Contact (FPOC) will now file the quarterly SF-425 reports using only reports that have expenditures recorded in FINET. The policy has been updated to reflect this.  Establish procedures to verify all amounts reported by subrecipients on the PMT, particularly those amounts related to matching and earmarking requirements: UOVC has updated its policies to include procedures to verify amounts reported by subrecipients, particularly those amounts related to matching and earmarking requirements. UOVC will require subrecipients to send supporting documentation for all match amounts reported for the grant analyst to review and verify on a quarterly basis. Claims analyst will at least quarterly review the spending of amounts allocated within each category per subrecipient and take action as needed. Additionally, the UOVC auditor will review a sample of supporting documentation during the annual desk review as an added measure of verification.  Improve controls over the recording of expenditures to ensure they are coded to the right grant: A number of corrective actions have taken place on this issue. The Financial Point of Contact will establish a far more detailed budget at the initiation of each grant. Additionally, this process occurs in the newly developed and developing Grants Management Database the agency has been having developed over the past few years. The new system greatly reduces to opportunity for human clerical errors.

Contact Person: Gary Scheller, Director UOVC, 801-238-2362 Anticipated Correction Date: July 25, 2018

259 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF JUSTICE (continued): 2018-026. Inadequate Internal Controls and Noncompliance Crime Victim Criminal and with Subrecipient Monitoring Requirements Assistance Juvenile Justice Corrective Action Plan (specific to each recommendation):

UOVC implement internal controls and revise its procedures to ensure it properly performs and documents its monitoring of subrecipients, including:  Performing on-site monitoring for each subrecipient at least once every two years in accordance with 28 CFR 106(b): UOVC will update its monitoring policy to require a bi-annual site visit for each subrecipient without regard to year of current award. UOVC is in the process of implementing a new online grants management system. Once all grants are in the system, all monitoring activities (i.e.; site reviews, desk reviews and risk assessments) will be available within the agency’s record. Currently, desk reviews and site reviews are housed in the office of the interim monitor.  Identifying the federal awards funding the subawards in each subrecipient contract: This recommendation was addressed in the previous state single audit of UOVC. A new grant numbering system was created which identifies the funding source for each contract and established budget and was implemented after the previous audit. The change has been applied to all new and/or incoming grant applications and as mentioned and will be fully resolved as all “old” grant applications are migrated into the new system, which is nearing completion.  Documenting the risk assessment for each subrecipient and the appropriate actions to be taken for monitoring based on the assessment: UOVC is nearing the completion of development and implementation of a new online grants management system. Once awards have been migrated and the system completed, the risk assessment will become part of the recipient agency’s profile and will be used in the pre-award process for the next award period as well as directing any impact on monitoring requirements. UOVC is in the process of migrating all past, but still active, awards into this new system. As this system is still being implemented, UOVC has current monitoring policies regarding risk assessments. In its current monitoring policies, UOVC has outlined a protocol for determining risk and developing a monitoring plan for each agency based on that risk. Grant analysts assess risk using the risk assessment tool twice a year.

Contact Person: Gary Scheller, Director UOVC, 801-238-2362 Anticipated Correction Date: The anticipated completion of the new system, including the risk assessment portion, is March 2019. On-site monitoring will be completed by June 30, 2019.

2018-027. Timing and Calculation Errors in Federal Cash Draws Crime Victim Criminal and Assistance Juvenile Justice Corrective Action Plan (specific to each recommendation):

 Develop written policies and procedures related to cash draws: UOVC has developed a policy where no draws can be done until the payments have been verified to have processed in FINET. UOVC has developed a policy that administrative funds are to be drawn on a monthly basis rather than quarterly. This repeat finding occurred after the prior year’s audit but prior to the implementation of that corrective action.  Draw funds on a reimbursement basis: UOVC policy addresses this recommendation.  Use expenditures recorded in FINET to calculate draw requests: UOVC policy addresses this recommendation.

Contact Person: Gary Scheller, Director UOVC, 801-238-2362 Anticipated Correction Date: July 25, 2018 and October 12, 2018

260 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF JUSTICE (continued): 2018-028. No Allocation of Leave Balances Between Activities Crime Victim Criminal and Assistance Juvenile Justice Corrective Action Plan (specific to each recommendation):

 Implement appropriate procedures and applicable internal controls to ensure that leave costs charged to federal awards are equitably allocated to all related activities in accordance with 2 CFR section 200.431: Additional training will be provided for all UOVC supervisors and grant funded personnel. The UOVC Financial Manager has contacted ERIC, the state’s employee time tracking system, to see if there is a way she can get access to review staff time sheets before they are approved. This will add another internal control to ensure the correct grant coding is recorded properly in payroll for those that charge hours worked to the Federal grants.  Properly calculate the leave allocations and charge the federal programs for their fair share of leave taken for all prior fiscal years to the extent that federal program funds are still available: All leave will be charged to the appropriate grant coding except holiday leave. The state’s employee time tracking system (ERIC) does not permit the detailed entry of time for holiday Leave. A new spreadsheet has been created to calculate holiday leave, and the charges for holiday leave will be moved quarterly to the appropriate grant coding. The first quarter has been completed.

Contact Person: Gary Scheller, Director UOVC, (801)-238-2362 Anticipated Correction Date: These corrective actions took place during the audit.

2018-029. Improper Crime Victim Compensation Expenditures Crime Victim Criminal and Compensation Juvenile Justice Corrective Action Plan (specific to each recommendation):

 Implement appropriate internal controls over claims processing: UOVC will continue to require program managers and lead staff to routinely audit staffs’ work product and will continue to take the needed corrective actions as determined appropriate.  Compensate only eligible victims and consider appropriate actions to recoup any improper payments: UOVC will continue to require program managers and lead staff to routinely audit staffs’ work product and continue to take the needed corrective actions as determined appropriate.  Eliminate duplicate payments and pay providers the proper amount: UOVC will continue to require program managers and lead staff to routinely audit staffs’ work product and continue to take the needed corrective actions as determined appropriate.  Incorporate all instances in which a victim’s insurance can be waived as a payor into UOVC’s Administrative Rules or policies: UOVC will distribute the updated policy and reiterate with applicable staff that the discretionary insurance waivers must remain tied to the guiding principles based around victim safety, confidentiality, and ability to attain meaningful and effective services in a timely manner. UOVC will address the board to request an update in the Administrative Rule.

Contact Person: Gary Scheller, Director UOVC, (801)-238-2362 Anticipated Correction Date: Current and ongoing

261 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF JUSTICE (continued): 2018-030. Internal Controls Over Federal Cash Management Crime Victim Criminal and Requirements Not Established Compensation Juvenile Justice Cash management policies have been updated to include the proper internal controls.

Contact Person: Gary Scheller, Director UOVC, (801)-238-2362 Anticipated Correction Date: October 12, 2018

2018-031. Internal Control Deficiencies Over and Errors in Crime Victim Criminal and Financial & Performance Reporting Compensation Juvenile Justice Corrective Action Plan (specific to each recommendation):

 Implement internal controls to ensure the required reports are prepared in an accurate manner. This could include a review by an individual other than the preparer: Internal controls will be implemented to ensure accuracy of reports.  Prepare the State Certification Report using expenditures recorded in FINET: The State Certification Report has been based on the expenditures from FINET using the CA40 reports which show expenditures by activity category. Going forward, the CA40 reports with be compared to AM02 reports. Certain restitution refund payments made will have to be deducted to get the correct amount paid on behalf of crime victims.  Reconcile total expenditures recorded on the Claims Management System and reported in the performance report to total expenditures in FINET: The expenditure amounts needed for the Performance Report are taken from FINET and our Claims Management System as accurately as our current Claims Management system is capable of at this time. Our Claims Management System does not match up to the numbers in FINET. FINET numbers are used for the final reports.  Begin tracking the required performance measurements that went into effect October 2015: UOVC has enlisted the help of Utah Department of Technology Services (DTS) and has begun the investigative phase of purchasing a new database system capable of collecting and reporting data in the manner DOJ/OVC is now requesting. The current data system is a modified version of the system originally created for the agency by DTS employees. The data system has been updated to comply with past changes in reporting requirements from DOJ/OVC. The most recent data requirements are not cost effective to program into the old system. Accordingly, a new system must be pursued.  Modify the Claims Management System to capture data using data elements (e.g., age ranges) required by the performance report: UOVC will work with DTS to change our current Claims Management system to match up to the new performance report request regarding the age categories. Currently the Claims Management system breaks out age categories differently that what is asked for. We will begin looking into this to see if it possible and if the cost will allow the change to be completed. Other changes to our current database are not cost effective at this time.  Create and generate reports from the Claims Management System to permit the proper reporting of all data elements required for the performance report: A new database is needed to meet the current needs of the UOVC compensation program and to enable the gathering of information to meet federal reporting requirements for the performance report. UVOC is in the process of developing a new Claims Management System to be able to collect and then have the ability to run report the data required to complete the new Federal Performance Report.

Contact Person: Gary Scheller, Director UOVC, (801)-238-2362 Anticipated Correction Date: Some current, others within the next 24 to 36 months depending upon available upgrade funding for the data system.

262 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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U.S. DEPARTMENT OF JUSTICE (continued): 2018-032. Inadequate Internal Controls Over Period of Crime Victim Criminal and Performance Compensation Juvenile Justice Upon full expenditure and closure of the compensation grant, UOVC will document spending for period of performance purposes for allowable administrative costs as well as compensation benefits recorded in categories other than those identified as state funds, including the time period that spending occurred.

Contact Person: Gary Scheller, Director UOVC, (801)-238-2362 Anticipated Correction Date: Ongoing

VARIOUS FEDERAL AGENCIES: 2018-033. Working Capital Reserves in Excess of Federal Various Department of Guidelines Administrative Services Division of Purchasing and General Services Cooperative Contract Management—The Division of Purchasing and General Services (Division) is allowed under law to collect up to a 1.0% administrative fee on each cooperative contract. The Division of Purchasing has been decreasing its administrative fees each time a contract expires and is rebid. Currently, the average administrative fee is 0.38%. This, however, is a slow process since contracts only expire and are rebid every five years and the Division has nearly 1,000 state cooperative contracts. The Division has also experienced an increase in the usage of its state cooperative contracts by public entities each year over the past seven years. With this increase in the usage of state cooperative contracts has come a corresponding increase in the collection of administrative fees. If the adjustment of fees had simply involved decreasing the fees on a fixed usage of the contracts, the Division would have been able to reduce their retained earnings much sooner. The Division will continue to review and decrease the administrative fees on each of its state cooperative contracts as each contract expires and is rebid. In addition, the Division has also invested in a new contract usage system and analytics tool. This new system will help improve the management of its cooperative contracts and will assist the Division in anticipating usage and decreasing the administrative fee of appropriate contracts. Print Services—State Print Services charges an administrative rate for each impression on its leased copiers. Over the past several years, more agencies have started to use the services provided by Print Services and the administrative rate from Print Services has exceeded the annual expenses. Print Services is currently reviewing the administrative fees associated with its program to determine if they can be lowered. State Surplus Property—State Surplus Property will be relocating in 2021 when the Utah State Prison is relocated. As part of this relocation, State Surplus Property will need to invest in a new building. State Surplus Property will use the excess funds to invest in a new building. Contact Person: Christopher Hughes, Director, 801-538-3254 Anticipated Correction Dates: Cooperative Contract Management, June 30, 2020; Print Services, June 30, 2020; and State Surplus Property, June 30, 2021. Division of Finance Excess Purchasing Card Services working capital reserves were rebated to participating state agencies and other governmental customers in August 2018. The federal portion of the rebates was remitted to the Federal Cost Allocation Services in October 2018. The disbursements from the rebates and federal portion combined totaled $456,086, which lowered the working capital reserves for Purchasing Card Services below the 60-day federal limit. Contact Person: Cory Weeks, Accounting Operations Manager, 801-538-3100 Anticipated Correction Date: October 15, 2018

263 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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Division of Risk Management Workers Compensation Fund—The Division of Risk Management (Division) submitted to Cost Allocation Services (CAS) in July 2018 a calculation of the federal portion to refund for the $2.5 million appropriation transferred out of this fund in fiscal year 2018. CAS is still in the process of reviewing this proposed federal refund. The Division has asked for legislative approval for another $3 million appropriation transfer out of this fund for fiscal year 2019. The calculation of the federal refund amount for this additional transfer out will be submitted to CAS when this transfer is completed. The Division has also requested a rate decrease beginning in fiscal year 2020. Property Liability Self Insurance Fund—The Division has used a lower property rate than the actuary recommended for Fiscal years 2019 and 2020 to reduce retained earnings. The Division will watch results and request rates for fiscal year 2021 appropriate to keep retained earnings within (the 60-day) Federal Guidelines. The Division plans on requesting legislative approval for a $3.0 million appropriation transfer out of this fund for fiscal year 2020. The calculation of the federal refund amount for this transfer out will be submitted to CAS when this transfer is completed. Contact Person: Brian Nelson, Director, 801-538-9576 Anticipated Correction Date: June 30, 2020

Division of Fleet Operations Motor Pool—The excess of Retained Earnings is a direct result of our efforts to pay down the Debt to the General Fund, which was a directive from our Department and Legislative Subcommittee. The debt reduced from $41.6 million in 2014 to $21.6 million in 2018, while simultaneously reducing our rates to our customers. As previously agreed with Cost Allocation Services (CAS), the Division of Fleet Operations (Division) plans on refunding during fiscal year 2019 the federal portion of the Motor Pool ISF excess reserve balance as of June 30, 2018. The Division has also decreased the Motor Pool ISF rates for fiscal year 2019 and has proposed for legislative approval another decrease for fiscal year 2020. It is also continuing work on the fleet management software and reporting platform upgrades, and the installation of several thousand vehicle telematics units. All of these purchases will increase the Motor Pool ISF’s data processing, current, and depreciation expenses, and will help to reduce the fund’s future net income, and retained earnings. Travel Office—The small excess working capital balance in the Travel Office ISF was caused by a one-time six-month overlap in program rebate processes. The Division expects this excess balance to be eliminated by June 30, 2020. If any remaining excess reserve balance remains at that time, the Division plans on refunding the federal portion of any remaining excess balance during fiscal year 2021. Contact Person: Jeff Mottishaw, Director, 801-538-3601 Anticipated Correction Date: Motor Pool, June 30, 2019; Travel Office, June 30, 2020

264 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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2018-034. Working Capital Reserves in Excess of Federal Various Department of Human Guidelines Resource Management The excess retained earnings for Payroll Field Services was caused by lower than anticipated expenses in fiscal year 2017. DHRM is evaluating the Payroll Field Services rate for fiscal year 2019 and will adjust it prior to billing, if necessary. DHRM anticipates this retained earnings balance will be in compliance with the 60-day working capital limit by June 30, 2019.

The excess retained earnings for HR Field Services was due to the capitalization of development costs for the new Human Resources Information System (HRIS). DHRM has deployed their newly developed Human Resources Information System (HRIS) in August 2018. DHRM will start to record depreciation expense on this system in fiscal year 2019, which will help to reduce the excess working capital reserves balance in Human Resources Field Services. DHRM will also be evaluating rates prior to billing in fiscal year 2019, in order to adjust for any excess working capital reserves balances. DHRM anticipates this retained earnings balance will be in compliance with the 60-day working capital limit by June 30, 2019.

Contact Persons: Paul Garver, Executive Director, DHRM 801-538-3185 and Robbie Bullock, Human Resources Analyst, 801-538-3174 Anticipated Correction Date: June 30, 2019

2018-035. Working Capital Reserves in Excess of Federal Various Department of Guidelines Technology Services Hosting – FY2018, the Department of Technology Services (DTS) gave a significant mid-year rate reduction and rebate to customers for hosting services. In addition, DTS has already proposed a rate for FY2020, which is lower than the actual costs to provide the service in order to further draw down on retained earnings. These two steps will mostly eliminate the excess reserve noted in the audit.

Furthermore, DTS is currently experiencing many changes around the way hosting services are provided due to the advent of cloud hosting. As part of the DTS strategic plan, DTS would like to take advantage of cloud hosting to provide even more efficient services. DTS is positioned to assist customers with a switch from Hosting with DTS in the State Data Center to hosting with another provider. This switch will impact revenue; funds that would have been paid to DTS will now be paid to an outside vendor. Finally, many agencies are taking advantage of software as a service which, in some instances, moves the hosting services away from DTS to a vendor used by the software company.

It is difficult to project the impact on retained earnings that will result from changes in the hosting environment and it will probably take a couple of years to materialize. DTS will closely track the impact to Hosting revenues and expenses as a result of these changes. DTS may also implement a rebate to agencies, if necessary, in order to be in compliance with Federal excess reserve guidelines by the end of FY2020.

Network – DTS has set budgets in FY2019 that will draw down these excess reserves. DTS will monitor revenues and expenses and implement a rebate if the excess reserve will not be eliminated by the end of FY2019.

Contact Person: Dan Frei, Finance Director, 801-538-3459 Anticipated Correction Date: June 30, 2020

265 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

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2018-036. Working Capital Reserves in Excess of Federal Various Public Employees Health Guidelines Program State Medical – As previously agreed with Cost Allocation Services (CAS), PEHP has submitted to CAS a proposed federal refund calculation for the excess reserve balance in this program as of June 30, 2017. CAS is still in the process of reviewing this calculation. For the fiscal year ending June 30, 2018, the state renewal rates were increased 6.5%. Due to favorable claim experience and cost cutting measures, actual results were much better than expected in this program. As a result, the rate for this program for fiscal year ending June 30, 2019 was decreased to 4.35%, which is expected to meet medical trend costs and help in drawing down the reserves in this program.

State Dental – PEHP paid out a $4 million experience dividend to reduce the excess reserves in this program in fiscal year 2017. PEHP also did not increase the premium rate for this program for fiscal year 2018 and decreased the rate 2.89% for fiscal year 2019. PEHP expects the decreased rate will eliminate the small excess reserve balance left in this program by June 30, 2019. Because of this, PEHP plans to request approval from CAS for an additional year from the previously agreed upon excess reserve elimination deadline date of June 20, 2018. However, if there is still an excess reserve at June 30, 2019, PEHP plans on refunding the federal portion of the excess reserve balance as of that date.

Long-term Disability – PEHP paid out a $5.5 million experience dividend to reduce the excess reserves in this program in fiscal year 2017. PEHP also lowered the premium rate for this program from 0.6% to 0.5%. PEHP has requested the Division of Finance to calculate the federal portion of the excess reserve balance in this program as of June 30, 2018, and to submit it to CAS for approval, as previously agreed with CAS.

Medicare Supplement – Due to the large changes in the reserve for this program, the rate for calendar year 2018 was decreased 5.6% from the prior year. The rate for calendar year 2019 was increased 3% and is expected to meet actual medical trend costs. This program has recently had favorable claim experience and received pharmacy subsidies greater than expected amounts. Due to the large net changes in the reserve in this program over recent fiscal years, PEHP plans to request approval from CAS for an additional year from the previously agreed upon excess reserve elimination deadline date of June 20, 2019, in order to study the underlying actuarial data for this program to determine if in fact an excess reserve exists. If it is determined that there are excess reserves as of June 30, 2020 in this program, PEHP will refund the federal portion of the excess reserve balance as of that date.

Contact Person: Robert Dolphin, Finance Director, 801-366-7429 Anticipated Correction Date: June 30, 2020

2018-037. Working Capital Reserves in Excess of Federal Various Utah State University Guidelines Regarding the accounting error in the Facilities Maintenance service center: the error was discovered during the calculation of the FY19 rate and corrected via a journal entry. The correction of the accounting error will be included in the FY18 Facilities and Administration incurred cost settlement negotiated with the federal government, thereby eliminating any potential federal liability associated with the accounting error.

Contact Person: Gina Hooten, Financial Analysis Manager, 435-797-1072 Anticipated Correction Date: June 30, 2019

266 State of Utah Single Audit Corrective Action Plan For the Year Ended June 30, 2018

FINDING FEDERAL STATE NUMBER TITLE PROGRAM AGENCY

2018-038. Cost Allocation Implementation Errors Various Department of Workforce Services The Department of Workforce Services has an established system of internal controls to ensure that costs are appropriately recorded directly to federal or state programs or to allocation pools and to ensure that pooled costs are allocated to benefiting programs in accordance with the methodologies delineated in the department’s federally- approved Public Assistance Cost Allocation Plan (PACAP). It appears that the established internal controls that should have prevented or detected the errors cited by the auditors did not function as designed. The department will strengthen the existing internal controls to ensure that costs are appropriately recorded directly to federal or state programs or to allocation pools and to ensure that pooled costs are allocated in accordance with the PACAP.

Contact Person: Nathan Harrison, Finance Director, 801-526-9402 Anticipated Correction Date: December 31, 2018

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SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS

269 Department of Administrative Services

TANI PACK DOWNING Executive Director State of Utah

GARY R. HERBERT Division of Finance Governor John C. Reidhead, CPA Director SPENCER J. COX Lieutenant Governor

December 17, 2018

John Dougall State Auditor Office of the Utah State Auditor Utah State Capitol Complex Suite E310 Salt Lake City, Utah 84114

Dear Mr. Dougall,

Enclosed with this letter is the State of Utah’s Summary Schedule of Prior Audit Findings for the fiscal year 2018 single audit report.

The State’s Summary Schedule of Prior Audit Findings reports the status of all audit findings included in the fiscal year 2017 audit’s schedule of findings and questioned costs and the findings from the fiscal year 2017 Summary Schedule of Prior Audit Findings that were not corrected. We believe it satisfies the requirements in the Federal Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards §200.511(b) for a summary schedule of prior audit findings.

We appreciate the efforts of the Office of the Utah State Auditor in completing the Single Audit for the State for fiscal year 2018. If you have any questions regarding this Summary Schedule of Prior Audit Findings, please do not hesitate to contact our office.

Sincerely,

John C. Reidhead, CPA Director of Finance

Attachment

DIVISION OF FINANCE, 2110 STATE OFFICE BLDG, SALT LAKE CITY, UT 84114 ∙ telephone 801 538-3082 ∙ facsimile 801 538-3244 ∙ www.finance.utah.gov 270 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

U.S. DEPARTMENT OF AGRICULTURE

Initial Finding Year Status of Findings and Questioned Costs 2017-002 2017 Finding: Inadequate Internal Controls Over Subrecipient Single Audit Reviews (Utah State Board of Education)

Status: Implemented – corrective action taken.

271 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

U.S. DEPARTMENT OF EDUCATION

Initial Finding Year Status of Findings and Questioned Costs 2016-008 2014 Finding: Inaccurate Line Items in the FISAP Report (Salt Lake Community College)

Status: Implemented – corrective action taken.

2016-011 2016 Finding: Inaccurate Line Items in the FISAP Report (Southern Utah University)

Status: Partially implemented.

Reasons for Recurrence: The most recent FISAP report had exceptions in Part III, Section B, lines 10(a) and 10(b). The methodology used and the supporting documentation for the information was not provided as support.

The most recent FISAP report had exceptions in Part III, Section C. Amounts reported are correct, but the number of borrowers is not correct.

Partial Corrective Action Taken: Certain parts of the report that were previously not reported correctly have been corrected, but other parts were in error as described above.

Corrective Action Planned: The methodology used and the supporting documentation for amounts reported for Part III, Section B, lines 10(a) and 10(b) will be included in the next FISAP report.

The methodology used and the supporting documentation for the number of borrowers reported in Part III, Section C will be included in the next FISAP report.

Contact Person: David Hughes, Director of Financial Aid, 435-586-7734

Anticipated Completion Date: September 30, 2018

2016-013 2016 Finding: Inaccurate Annual Performance Report (University of Utah)

Status: Implemented – corrective action taken.

2016-014 2016 Finding: Incorrect Classification of Eligibility in Relation to Earmarking Requirements (University of Utah)

Status: Implemented – corrective action taken.

272 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

U.S. DEPARTMENT OF EDUCATION (continued)

Initial Finding Year Status of Findings and Questioned Costs 2017-003 2017 Finding: Noncompliance Related to Return of Title IV Funds (Mountainland Technical College)

Questioned Costs: $2,986 Mountainland Technical College documented the return of the $2,986 questioned costs. The US Department of Education management decision letter dated July 30, 2018, acknowledged the return of the questioned costs and waived repayment of interest costs associated with the improper retention of funds.

Status: Implemented – corrective action taken.

2017-004 2017 Finding: Inadequate Internal Control Over Suspension and Debarment (Salt Lake Community College)

Status: Implemented – corrective action taken.

2017-005 2017 Finding: Inadequate Internal Control Over the Inclusion of Federal Program Time Allocations on the Personnel Action Forms (Salt Lake Community College)

Status: Implemented – corrective action taken.

2017-006 2017 Finding: Inadequate Control Over Reimbursement Requests for CTE Expenditures (Salt Lake Community College)

Status: Implemented – corrective action taken.

2017-007 2017 Finding: Inadequate Internal Controls Over Subrecipient Monitoring Pre-award Requirements (Utah State Board of Education)

Status: Not implemented.

Reasons for Recurrence: The Utah State Board of Education’s (USBE’s) corrected award letters were part of the implementation of Utah Grants, the new grants management system. The system went live on July 1, 2018, and the corrected award letters were utilized. USBE elected to defer implementation of recommendation for FY2018 until the new system was operational.

Partial Corrective Action Taken: The new Utah Grants system setup, configuration, and data conversions were done during FY2018.

Corrective Action Planned: Utah Grants is fully operational for FY2019 beginning July 1, 2018.

273 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

U.S. DEPARTMENT OF EDUCATION (continued)

Initial Finding Year Status of Findings and Questioned Costs Contact Person: Natalie Grange, Assistant Superintendent of Financial Operations, 801-538-7668

Anticipated Completion Date: July 1, 2018

2017-008 2017 Finding: Lack of Documentation for Evaluation of Subrecipient Risk of Noncompliance (Utah State Board of Education)

Status: Partially corrected.

Reasons for Recurrence: The existing risk assessment process was modified and implemented June 1, 2018, but was not in use for all of FY2018.

Partial Corrective Action Taken: The existing risk assessment process was modified and implemented June 1, 2018.

Corrective Action Planned: The modified risk assessment process is fully implemented for FY2019.

Contact Person: Thalea Longhurst, State Director of Career and Technology Education, 801-538-7889

Anticipated Completion Date: June 1, 2018

2017-009 2017 Finding: Inadequate Internal Controls Over Subrecipient Single Audit Reviews (Utah Department of Workforce Services)

Status: Implemented – corrective action taken.

274 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

FEDERAL HIGHWAY ADMINISTRATION

2017-010 2017 Finding: Transactions Charged to Federal Program Prior to Authorized Period of Performance (Utah Department of Transportation)

Status: Implemented – corrective action taken.

275 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

Initial Finding Year Status of Findings and Questioned Costs 2017-011 2015 Finding: Inadequate Internal Controls Over Eligibility (Utah Department of Health)

Questioned Costs: $22,248 The Utah Department of Health has not received a management decision regarding the questioned costs.

Status: Partially corrected.

Reasons for Recurrence: The errors are residual findings based on the interpretation of vigorous pursuit mandate from HRSA.

Partial Corrective Action Taken: The Program has increased documentation of vigorous pursuit efforts and identified procedural changes to eliminate areas of control weakness. The Program is reviewing HRSA policy as well as Program policy and procedures to identify continued areas for improvement in regards to vigorous pursuit.

Corrective Action Planned: Planned corrective action is described in the current year’s Corrective Action Plan for finding 2018-013.

Contact Person: Amelia Self, Program Manager, (801) 538-6221

Completion Date: December 31,2018

2017-012 2017 Finding: LIHEAP Eligibility Determination Errors and Invalid Documentation (Utah Department of Workforce Services)

Questioned Costs: $460 The Utah Department of Workforce Services has not received a management decision regarding the questioned cost.

Status: Implemented – corrective action taken.

2017-013 2017 Finding: LIHEAP Reporting Errors (Utah Department of Workforce Services)

Status: Implemented – corrective action taken.

2017-014 2017 Finding: Inadequate Control Over LIHEAP Cash Draws (Utah Department of Workforce Services)

Status: Implemented – corrective action taken.

276 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (continued)

Initial Finding Year Status of Findings and Questioned Costs 2017-015 2017 Finding: Inadequate Internal Controls Over Risk Evaluations of Subrecipients (Utah Department of Workforce Services)

Status: Implemented – corrective action taken.

277 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

U.S. DEPARTMENT OF HOMELAND SECURITY

Initial Finding Year Status of Findings and Questioned Costs 2017-016 2013 Finding: Inadequate Monitoring of Subrecipient Single Audits (Utah Department of Public Safety)

Status: Implemented – corrective action taken.

2017-017 2017 Finding: Errors in SF-425 Reports (Utah Department of Public Safety)

Status: Implemented – corrective action taken.

278 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

U.S. DEPARTMENT OF JUSTICE (continued)

Initial Finding Year Status of Findings and Questioned Costs 2017-018 2017 Finding: Inadequate Internal Controls and Noncompliance with Federal Cash Management Requirements (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

Questioned Costs: $139,194 The Utah Commission on Criminal and Juvenile Justice has not received a management decision regarding the questioned costs.

Status: Partially corrected.

Reasons for Recurrence: The 2018 audit repeated this finding from 2017 because the Utah Office for Victims of Crime (UOVC) has not yet received the final management letter from the Department of Justice (DOJ). UOVC is corresponding with DOJ on this issue to verify that UOVC’s procedure changes and corrective actions are satisfactory.

Partial Corrective Action Taken: UOVC updated and implemented internal control policies in October of 2017. The 2018 audit suspected remaining weakness in those controls. The controls were updated and implemented again in July of 2018 and have been provided to DOJ for their review.

Corrective Action Planned: Planned corrective action is described in the current year’s Corrective Action Plan for finding 2018-027.

Contact Person: Gary Scheller, Director UOVC, 801-238-2362

Anticipated Completion Date: January 2019

2017-019 2017 Finding: Inadequate Internal Controls and Noncompliance with Subrecipient Monitoring (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

Status: Partially corrected.

Reasons for Recurrence: The Utah Office for Victims of Crime (UOVC) continues to disagree regarding the noncompliance with subrecipient monitoring, has responded to the Department of Justice (DOJ) on this issue, and is awaiting response from DOJ. The 2018 audit revealed remaining weakness and or indicated errors which occurred before the prior corrective actions were fully implemented.

279 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

U.S. DEPARTMENT OF JUSTICE (continued)

Corrective Action Planned: Planned corrective action is described in the current year’s Corrective Action Plan for finding 2018-026.

Contact Person: Gary Scheller, Director UOVC, 801-238-2362

Anticipated Completion Date: January 2019

2017-020 2017 Finding: Inadequate Internal Controls Over Financial/Performance Reporting and Matching/Earmarking Requirements (Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

Status: Partially corrected.

Reasons for Recurrence: The Utah Office for Victims of Crime (UOVC) has disagreed with the repeated finding on performance reporting and has shared those explanations with the Department of Justice (DOJ). The 2018 audit revealed remaining weakness and or indicated errors which occurred before the prior corrective actions were fully implemented.

Corrective Action Planned: Planned corrective action is described in the current year’s Corrective Action Plan for finding 2018-025.

Contact Person: Gary Scheller, Director UOVC, 801-238-2362

Anticipated Completion Date: January 2019

280 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

U.S. DEPARTMENT OF LABOR

Initial Finding Year Status of Findings and Questioned Costs 2016-034 2000 Finding: Inadequate Reconciliation of Expenditures (Utah Department of Workforce Services)

Questioned Costs: $227 The questioned costs of $227 were adjusted returning them to the grant program. Based upon the adjustments, the questioned costs were allowed per the Employment and Training Administration final determination letter dated May 26, 2017.

Status: Implemented – corrective action taken.

281 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

GENERAL FINDINGS

Initial Finding Year Status of Findings and Questioned Costs 2017-001 2017 Finding: Lack of Appropriate Inventory Reconciliations (Utah Department of Alcoholic Beverage Control)

Status: Implemented – corrective action taken.

2017-021 2011 Finding: Working Capital Reserves in Excess of Federal Guidelines (Utah Department of Administrative Services)

This finding was issued to three internal service funds (ISFs) in the Department of Administrative Services. A status is presented for each ISF.

DIVISION OF PURCHASING AND GENERAL SERVICES

Status: Partially corrected.

Reasons for Recurrence: Cooperative Contract Management: This fund still has working capital reserves above the federally allowed amount. The Division of Purchasing and General Services has been decreasing its administrative fees each time a contract expires and is rebid. This, however, is a slow process since contracts only expire and are rebid every five years and the Division has nearly 1,100 state cooperative contracts. The Division has also experienced an increase in the usage of its state cooperative contracts by public entities each year over the past seven years. With this increase in the usage of state cooperative contracts has come a corresponding increase in the collection of administrative fees. If the adjustment of fees had simply involved decreasing the fees on a fixed usage of the contracts, the Division would have been able to reduce their retained earnings much sooner.

Partial Corrective Action Taken: Cooperative Contract Management: The Division submitted to Cost Allocation Services (CAS) in June 2018 a calculation of the federal portion to refund for the $1 million transferred out of this fund in fiscal year 2018. CAS is still in the process of reviewing this proposed federal refund. Another $200,000 has been approved to be transferred out of this fund in fiscal year 2019. The calculation of the federal refund amount for this additional transfer out will be submitted to CAS when this transfer is completed.

The Division also continues to decrease the administrative fees on each of its state cooperative contracts as each contract expires and is rebid. The Division is allowed under law to collect up to a 1.0 % administrative fee on each cooperative contract. Currently, the average administrative fee is 0.38 %.

In addition, the Division has also invested in a new contract usage system and analytics tool. This new system will help improve the management of its cooperative contracts and will assist the Division in anticipating usage and decreasing the administrative fee of appropriate contracts.

282 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

GENERAL FINDINGS (continued)

Initial Finding Year Status of Findings and Questioned Costs

Corrective Action Planned: Planned corrective action is described in the current year’s Corrective Action Plan for finding 2018-033.

Contact Person: Chris Hughes, Director, Division of Purchasing and General Services, 801-538-3254

Anticipated Completion Date: June 30, 2020

DIVISION OF RISK MANAGEMENT

Status: Partially corrected.

Reasons for Recurrence: Workers’ Compensation: This fund still has working capital reserves above the federally allowed amount. This was because this fund’s rates remained unchanged during fiscal year 2018 but expenses decreased, which reduced the allowed reserve for this fund and caused a large net income.

Partial Corrective Action Taken: Workers’ Compensation: The Division submitted to Cost Allocation Services (CAS) in July 2018 a calculation of the federal portion to refund for the $2.5 million appropriation transferred out of this fund in fiscal year 2018. CAS is still in the process of reviewing this proposed federal refund.

The Division plans on requesting legislative approval for another $2.5 million appropriation transfer out of this fund for fiscal year 2019. The calculation of the federal refund amount for this additional transfer out will be submitted to CAS when this transfer is completed.

The Division has also requested a rate decrease beginning in fiscal year 2020.

Corrective Action Planned: Planned corrective action is described in the current year’s Corrective Action Plan for finding 2018-033.

Contact Person: Brian Nelson, Director, Division of Risk Management, 801-538-9576

Anticipated Completion Date: June 30, 2019

283 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

GENERAL FINDINGS (continued)

Initial Finding Year Status of Findings and Questioned Costs

DIVISION OF FLEET OPERATIONS

Status: Partially corrected.

Reasons for Recurrence: Motor Pool: The Motor Pool internal service fund (ISF) still has working capital reserves above the federally allowed amount. This fund continued to have a large operating income for the fiscal year. This caused the excess working capital reserve amount in this fund to increase from the prior year.

Travel Office: The Travel Office ISF still has working capital reserves above the federally allowed amount. This fund continued to have operating income for the fiscal year. This caused the excess working capital reserve amount in this fund to increase from the prior year.

Partial Corrective Action Taken: Motor Pool: As previously agreed with Cost Allocation Services (CAS), the Division plans on refunding during fiscal year 2019 the federal portion of the Motor Pool ISF excess reserve balance as of June 30, 2018. The Division has also decreased the Motor Pool ISF rates for fiscal year 2019 and has proposed for legislative approval another decrease for fiscal year 2020. They are also continuing work on the fleet management software and reporting platform upgrades, and the installation of several thousand vehicle telematics units. All of these purchases will increase the Motor Pool ISF’s data processing, current, and depreciation expenses and will help to reduce the fund’s future net income and retained earnings.

Travel Office: The small excess working capital balance in the Travel Office ISF was caused by a one- time six month overlap in program rebate processes. The Division expects this excess balance to be eliminated by June 30, 2020. If any remaining excess reserve balance remains at that time, the Division plans on refunding the federal portion of any remaining excess balance during fiscal year 2021.

Corrective Action Planned: Planned corrective action is described in the current year’s Corrective Action Plan for finding 2018-033.

Contact Person: Jeff Mottishaw, Director, Division of Fleet Operations, 801-538-3601

Anticipated Completion Date: June 30, 2020

284 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

GENERAL FINDINGS (continued)

Initial Finding Year Status of Findings and Questioned Costs 2017-022 2011 Finding: Working Capital Reserves in Excess of Federal Guidelines (Utah Department of Human Resource Management)

Status: Partially corrected.

Reasons for Recurrence: Payroll Field Services still has working capital reserves above the federally allowed amount. This service had a net loss for fiscal year 2018, but it was not large enough to bring the working capital reserves for this service under the federally allowed limit. This was mainly because costs also decreased for Payroll Field Services, which also reduced the allowed reserve for this service. Human Resources Field Services also continued to have net income, which further increased its working capital reserves above the federally allowed amount in fiscal year 2018.

Partial Corrective Action Taken: The Department of Human Resource Management (DHRM) has deployed their newly developed Human Resources Information System (HRIS) in August 2018. DHRM will start to record depreciation expense on this system in fiscal year 2019, which will help to reduce the excess working capital reserves balance in Human Resources Field Services. DHRM will also be evaluating rates prior to billing in fiscal year 2019, in order to adjust for any excess working capital reserves balances.

Corrective Action Planned: Planned corrective action is described in the current year’s Corrective Action Plan for finding 2018-034.

Contact Person: Nate Winters, Finance Director, 801-538-3364

Anticipated Completion Date: June 30, 2019

285 Single Audit Report State of Utah For the Year Ended June 30, 2018

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2018 Status as of June 30, 2018

GENERAL FINDINGS (continued)

Initial Finding Year Status of Findings and Questioned Costs 2017-023 1997 Finding: Working Capital Reserves in Excess of Federal Guidelines (Public Employees Health Program) Status: Partially corrected. Reasons for Recurrence: The Public Employees Health Program (PEHP) State Medical, Long-term Disability, and Medicare Supplement programs still have working capital reserves above the federally allowed amounts. This is because it is difficult to predict actual trends and experience. Actual results in claims experience that are different than PEHP’s initial assumptions have a significant impact on the level of working capital reserves. Partial Corrective Action Taken: State Medical – As previously agreed with Cost Allocation Services (CAS), PEHP has submitted to CAS a proposed federal refund calculation for the excess reserve balance in this program as of June 30, 2017. CAS is still in the process of reviewing this calculation. For the fiscal year ending June 30, 2018, the state renewal rates were increased 6.5%. Due to favorable claim experience and cost cutting measures, actual results were much better than expected in this program. As a result, the rate for this program for fiscal ending June 30, 2019 was decreased to 4.35%, which is expected to meet medical trend costs and help in drawing down the reserves in this program. Long-term Disability – PEHP paid out a $5.5 million experience dividend to reduce the excess reserves in this program in fiscal year 2017. PEHP also lowered the premium rate for this program from 0.6% to 0.5%. PEHP has requested the Division of Finance to calculate the federal portion of the excess reserve balance in this program as of June 30, 2018 and to submit it to CAS for approval, as previously agreed with CAS. Medicare Supplement – Due to the large changes in the reserve for this program, the rate for calendar year 2018 was decreased 5.6% from the prior year. The rate for calendar year 2019 was increased 3% and is expected to meet actual medical trend costs. This program has recently had favorable claim experience and received pharmacy subsidies greater than expected amounts. Due to the large net changes in the reserve in this program over recent fiscal years, PEHP plans to request approval from CAS for an additional year from the previously agreed upon excess reserve elimination deadline date of June 20, 2019 in order to study the underlying actuarial data for this program to determine if in fact an excess reserve exists. If it is determined that there are excess reserves as of June 30, 2020 in this program, PEHP will refund the federal portion of the excess reserve balance as of that date. Corrective Action Planned: Planned corrective action is described in the current year’s Corrective Action Plan for finding 2018-036. Contact Person: Rob Dolphin, Finance Director, (801) 366-7429 Anticipated Completion Date: June 30, 2020

286