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2016 Information About Form 990-PF and Its Separate Instructions Is At r -^ Return of Private Foundation OMB No 1545-0052 Form 990 -PF or Section 4947( a)(1) Trust Treated as Private Foundation Do not enter social security numbers on this form as it may be made public. Department of the Treasury ► 2016 Information about Form 990-PF and its separate instructions is at www.irs.gov/form990pf. en o u Internal Revenue Service ► iFI nspect ion For calendar year 2016 or tax year beginning , and ending Name ofloundatlon A Employer identification number AMnR'P.g0W-'PnrCF.RG FnTTNnArPTC)N - INC'. 22-3052390 Number and street (or P O box number if mail is not delivered to street address) Room/suite B Telephone number 327 WEST 19TH STREET 212-989-9331 City or town, state or province, country, and ZIP or foreign postal code C If exemption application is pending , check here NEW YORK , NY 10011 G Check all that apply: El Initial return El initial return of a former public charity D 1 Foreign organizations, check here Final return 0 Amended return 2. Foreign organizations meeting the 85% test, D Address chan g e D Name change check here and attach computation H Check type of organization: ® Section 501(c)(3) exempt private foundation E If private foundation status was terminated 0 Section 4947(a)( 1 ) nonexem pt charitable trust El Other taxable p rivate foundation under section 507(b)(1)(A), check here I Fair market value of all assets at end of year J Accounting method: 0 Cash ® Accrual F If the foundation is in a 60-month termination (from Part 11, col (C), line 16) 0 Other (specify) under section 507(b)(1)(B), check here 1, column (d) must be on cash basis.) ► $ 14 8 41 313 . (Part Part I Analysis of Revenue and Expenses (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements (The total of amounts in columns (b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a)) expenses per books income income (cash basis only) 1 Contributions, gifts, grants, etc., received 4 , 064 , 302 . N/A 2 Check ► El If thetoundaton is not required to attach Sch B Interest on savings and temporary 3 cash investments 9 , 331. 9 , 331. S TATEMENT 1 4 Dividends and interest from securities 309 , 318. 309 , 318. S TATEMENT 2 c.B 5a Gross rents b Net rental income or (loss) 6a Net gain or (loss) from sale of assets not on line 10 1 , 796 , 771. M Gross sales price for all b assets on line 6a 4,232,447. 7 Capital gain net income (from Part IV, line 2) 1 , 796 , 771. 8 Net short-term capital gain w 9 Income modifications Gross sales less returns 10a and allowances b Less Cost of goods sold C) c Gross profit or (loss) (dT 11 Other m 2 , 158 . 2 , 158 . S TATEMENT 3 12 Total dllnesRtlaQ 1I\/ED 6 , 181 , 880. 2 , 117 , 578. 13 Compen ficers , directors, trustees , etc v 54 , 467. 0. 0. 14 Other a p ee sa ales 15 Pension mployee beneefits '^ 16a Legal fe Aa a b Accoun L4n g f and a S 4 4 , 906. 1 2 0 0. 0. W c Other professional feesv 17 Interest 18 Taxes STMT 5 51 , 418. 46 , 013. 0. 19 Depreciation and depletion E 20 Occupancy a 21 Travel, conferences, and meetings 10 2 . 0 . 0 . c 22 Printing and publications 0 23 Other expenses STMT 6 25 , 747. 19 , 054. 0. M 24 Total operating and administrative expenses Add lines 13 through 23 13 6 640. 66 , 267. 0. 0 25 Contributions, gifts, grants paid 5 81 300. 581 , 300. 26 Total expenses and disbursements. Add lines 24 and 25 717 940. 66 , 267. 581 300. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements 5 463 , 940. b Net investment income (if negative, enter -o-) 2 1 051 , 311. c Adjusted net income (if negative. enter -0-) N / A 623501 11-23-16 LHA For Paperwork Reduction Act Notice, see instructions Form 990-PF (2016) 1 11450508 781764 ARF12/31 2016.03040 ANDERSON-ROGERS FOUNDATION, ARF12_31 r r Fnrm QQn-PF l9n1R1 AN1lF.R CCITT-R(1C3F.R ^ FCITTKMA'PTCTAT TTT(' - 22-1ns2gan Pnno0 Beginning of year End of year Part it Balance Sheets Attached schedules and amounts in the description column should be for end -at-year amounts only (a) Book Val ue (b) Book Val ue (c) Fair Market Value 1 Cash - non-interest-bearing 2 Savings and temporary cash investments 552 , 445. 1 1 446 , 316. 1 1 446 , 316. 3 Accounts receivable ► Less: allowance for doubtful accounts ► 4 Pledges receivable ► Less: allowance for doubtful accounts ► 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other disqualified persons 7 Other notes and loans receivable ► Less: allowance for doubtful accounts ► U) 8 Inventories for sale or use d Prepaid expenses and deferred charges N0 9 10a Investments - U.S. and state government obligations b Investments - corporate stock STMT 7 10 , 099 , 508. 13 391 , 991. 13 391 , 991. c Investments - corporate bonds 11 Investments - land, buildings , and equipment basis ► Less accumulated depreciation ► 12 Investments - mortgage loans 13 Investments - other 14 Land, buildings, and equipment: basis 3 , 477. Less accumulated depreciation STMT 810- 3 , 450 . 27. 27. 27. 15 Other assets (describe ► STATEMENT 9 844. 2 , 979. 2 , 979. 16 Total assets (to be completed by all filers - see the instructions. Also see pag e 1 Item I 10 , 652 , 824. 14 , 841 , 313. 14 , 841 , 313. 17 Accounts payable and accrued expenses 18 Grants payable v) 19 Deferred revenue 20 Loans from officers, directors, trustees , and other disqualified persons m 21 Mortgages and other notes payable 22 Other liabilities (describe ► STATEMENT 10 ) 3 , 075. 0. 23 Total liabilities (add lines 17 throu g h 22 ) 3 , 075. 0. Foundations that follow SFAS 117, check here ► and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted 10 , 649 , 749. 14 , 841 , 313. m 25 Temporarily restricted co 26 Permanently restricted r_ Foundations that do not follow SFAS 117, check here ► 0 LL and complete lines 27 through 31. y 27 Capital stock, trust principal, or current funds 28 Paid-in or capital surplus, or land, bldg., and equipment fund 4 29 Retained earnings, accumulated income, endowment, or other funds Z 30 Total net assets or fund balances 10 , 649 , 749. 14 , 841 313 . 31 Total liabilities and net assets/fund balances 10 , 652 , 824. 14 , 841 , 313. Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 1 10 , 649 , 749 . 2 Enter amount from Part I, line 27a 2 5 , 463 , 940 . 3 Other increases not included in line 2 (itemize) ► 3 0 . 4 Add lines 1, 2, and 3 4 16 , 113 , 689 . 5 Decreases not included in line 2 (itemize) ► FAIR MARKET VALUE ADJUSTMENTS 5 1 , 272 , 376. 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II. column (b). line 30 6 14 . 841 .313 . Form 990-PF (2016) 823511 11-23-16 2 11450508 781764 ARF12/31 2016.03040 ANDERSON-ROGERS FOUNDATION, ARF12_31 r Form 990-PF (2016) ANDERSON-ROGERS FOUNDATION , INC. 22-3052390 Page 3 Part IV Capital Gains and Losses for Tax on Investment Income • (a) List and describe the kind(s) of property sold (e.g., real estate, (b How acquired (c) Date acquired (d) Date sold Purchase day, yr.) (mo., yr.) 2-story brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation- day, la b SEE ATTACHED STATEMENTS C d e Cost or other basis (h) Gain or (loss) (e) Gross sales price (f) Depreciation allowed (g) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e 4 , 232 , 447. 1 2 , 435 , 676. 1 , 796 , 771. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. (k), but not less than -0-) or Losses (from col. (h)) (1) F.M.V. as of 12/31/69 as of 12/31/69 over col. (1), if any a b c d e 1 , 796 , 771. If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 2 1 , 796 , 771. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If loss enter -0- in Part I line 8 3 N / A Part V I Uualiticatlon Unaer Section 4V4U(e) for Ketlucea I ax on Net in vest ment income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? 0 Yes ® No If "Yes, the foundation does not qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see the instructions before making any entries. Base period years (b) (c) Distribution ratio Calendar year ( or tax year beginning in ) Adjusted qualifying distributions Net value of noncharitable-use assets (col.
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