List of Stocks Registered on a National Securities Exchange and of Redeemable Securities of Certain Investment Companies
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List of Stocks Registered on a National Securities Exchange and of Redeemable Securities of Certain Investment Companies AS OF JUNE 30, 1965 (PREPARED FOR PURPOSES OF REGULATION U) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM WASHINGTON SEPTEMBER 1965 This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library ([email protected]) Foreword This list is divided into two parts: Part I— Stocks Registered on a National Securities Exchange.............................................................. P* 4 Part II—Redeemable Securities Issued by Open-End Investment Companies Whose Assets Customarily Include Stocks Registered on a National Securities Exchange ..............................p. 23 The purpose of the list is to facilitate compliance by banks with the provisions of Regulation U of the Board of Governors of the Federal Reserve System, entitled “Loans by banks for the purpose of pur chasing or carrying stocks registered on a national securities exchange." Regulation U applies to all banks in the United States, including both members and nonmembers of the Federal Reserve System. Any inquiry relating to the regulation should be addressed to the Federal Reserve Bank of the district in which the inquiry arises. Section 221.3 of Regulation U provides as follows: “(b) (2) A loan for the purpose of purchasing or carrying a 'redeemable security’ (i.e. a redeemable proportionate interest in the issuer’s assets) issued by an 'open-end company’, as defined in the Investment Company Act of 1940, whose assets customarily include stocks registered on a national securities exchange, shall be deemed to be for the purpose of purchasing or carrying a stock so registered. “(c) In determining whether or not a security is a 'stock registered on a national securities exchange’ or a ‘redeemable security' described in paragraph (b) (2) of this section, a bank may rely upon any reasonably current record of such securities that is published or specified in a publication of the Board of Governors of the Federal Re serve System." A security admitted to unlisted trading privileges on a national securities exchange in accordance with the provisions of the Securities Exchange Act of 1934 is considered, as provided by section 12(f) of that Act, a “security registered on a national securities exchange.* Certain other securities, however, which are listed on an exchange but which are exempted from registration, either by the Act or tempo rarily by the Securities and Exchange Commission, are not “securities registered on a national securities exchange” within the meaning of the Act. This list was compiled as of June 30, 1965. Revised lists will be issued from time to time. Acknowledgement is made to the Securities and Exchange Commission for assistance in prep aration of this list. A bank mqy rely upon the list in determining, for the purposes of Regulation U, whether or not a security is a "stock registered on a national securities exchange," and whether or not it is a “redeemable security " of an “open-end" investment company whose assets customarily include stocks so registered, but the Board of Governors of the Federal Reserve System does not otherwise assume any responsibility for the list. Included are stocks admitted to listed or unlisted trading privileges on the following exchanges: American Stock Exchange Pacific Coast Stock Exchange Boston Stock Exchange Philadelobia-Baltimore-Vfashington Stock Exchange Chicago Board of Trade Pittsburgh Stock Exchange Cincinnati Stock Exchange Salt Lake Stock Exchange Detroit Stock Exchdnge San Francisco Mining Exchange Midwest Stock Exchange Spokane Stock Exchange National Stock Exchange, Inc. New York Stock Exchange ABBREVIATIONS In this volume securities are identified by their principal characteristics and the description used is not necessarily the 'official' title of the security. Abbreviations generally used for condensing security descriptions are as follows: ADJ Adjustment NPV No Par Value AM American ASSN Association ORD Ordinary BEN Beneficial PAR Par Value PART Participating C Cent PC Per Cent CL Class PFD , P F Preferred CO Company PR Prior CONS Consolidated PREF Preference CONV Convertible PW Power CORP Corporation CTFS Certificates RCPT Receipt CUM Cumulative REG Registered REP Representing DEB Debentures RR Railroad DEP Deposit RY Railw ay DEV Development D IV D ivision SER Series, Serial SF Sinking Fund GEN General SH Shares GTD Guaranteed STK Stock INC Incorporated or Income TR Trust INT Interest ' VTC Voting Trust Certificates LTD Lim ited WKS Wotks t MEG Manufacturing WW With Warrants I. STOCKS REGISTERED ON A NATIONAL SECURITIES EXCHANGE ABC CONSOLIDATED CORPORATION ALLIANCE TIRE $ RUBBER COMPANY LTD AMERICAN CYANAMID CO *1 PAR COMMON CLASS A 10 ISRAEL LB PAR S10 PAR COMMON ACF INDUSTRIES INCORPORATED ALLIED ARTISTS PICTURES CORP AMERICAN DISTILLING COMPANY COMMON NPV S I PAR COMMON S10 PAR COMMON A J INDUSTRIES INC 5 -1 /2 P C CUM CONV PFD 10 PAR AMERICAN ELECTRIC POWER COMPANY INC $2 PAR CAPITAL ALLIED CHEMICAL CORPORATION 5 6 .5 0 PAR COMMON AMK CORPORATION S9 PAR COMMON AMERICAN ELECTRONICS INC * 2 PAR COMMON ALLIED CONTROL COMPANY INC S I PAR COMMON AMP INCORPORATED 50C PAR COMMON AMERICAN ENKA CORPORATION COMMON NPV ENDORSED TO SHOW ALLIED KID COMPANY 5 1 . 25 PAR COMMON BENFL IN T IN PAMCOR COMMON NPV S5 PAR COMMON AM EXPORT ISBRANDTSEN CO INC API INSTRUMENTS COMPANY ALLIED MILLS INC 40C PAR COMMON SI PAR CAPITAL COMMON NPV 6PC FIRST PFD $100 PAR A* P. L« CORPORATION ALLIED PAPER CORPORATION AM & FOREIGN POWER COMPANY INC IOC PAR COMMON S I PAR COMMON COMMON NPV A* V* C. CORPORATION ALLIED PRODUCTS CORP MICH AM HOIST & DERRICK COMPANY S I PAR COMMON S5 PAR COMMON SI PAR CAPITAL AT ICO FINANCIAL CORPORATION ALLIED STORES CORP AM HOME PRODUCTS CORP S I PAR COMMON COMMON NPV S I PAR COMMON ABACUS FUND /DEL/ S100 PAR 4PC CUM SF PFD AMERICAN HOSPITAL SUPPLY CORP S I PAR COMMON ALLIED SUPERMARKETS INC COMMON NPV ABBEY RENTS S I PAR COMMON AMERICAN-INTL ALUMINUM CORP SI PAR CAPITAL ALLIS CHALMERS MFG CO 25C PAR COMMON ABBOTT LABORATORIES S10 PAR COMMON AMERICAN INTERNATIONAL CORP COMMON NPV 4.08PC CUM CONV SR PFO S10O PAR S I PAR COMMON ABERDEEN PETROLEUM CORPORATION 4 .2 0 P C CUM CONV PFD S100 PAR AMERICAN INVESTMENT COMPANY SI PAR CLASS A STOCK ALLOYS UNLIMITED INC S I PAR COMMON ACME-HAMILTON MANUFACTURING CORP IOC PAR COMMON 5 -1 /4 P C CUM PRIO R PFD 100 PAR 50C PAR COMMON ALMAR RAINWEAR CORPORATION AMERICAN ISRAELI PAPER MILLS LTD ACME MARKETS INC S I PAR COMMON ADR FOR ORD SHS 1 POUND PAR S I PAR COMMON ALPHA PORTLAND CEMENT CO AMERICAN MACHINE & FOUNDRY CO ACME M IN IN G CO $10 PAR COMMON $ 1 .7 5 PAR COMMON IOC PAR COMMON ALSCO INC S100 PAR 3 .9 0 P C CUM PFD ACME MISSILES 6 CONSTRUCTION CORP S I PAR CLASS A COMMON AMERICAN MANUFACTURING CO INC DEL 25C PAR CLASS A COMMON ALSIDE INC 5 6 .2 5 PAR COMMON ACME PRECISION PRODUCTS INC COMMON NPV AMERICAN M A R C INC S I PAR COMMON ALTAMIL CORPORATION 50C PAR COMMON ADAMS EXPRESS COMPANY 50C PAR COMMON AMERICAN METAL CLIMAX INC S I PAR COMMON ALTERMAN FOODS INC $1 PAR COMMON ADAMS M ILLIS CORP $ 2 .5 0 PAR COMMON 4-1/4 PC CUM CONV PFD $100 PAR COMMON NPV ALUMINIUM LTD AMERICAN METAL PRODUCTS COMPANY ADDRESSOGRAPH MULTIGRAPH CORP COMMON NPV $2 PAR COMMON $2.50 PAR CAPITAL ALUMINUM CO OF AMERICA AMERICAN METER CO A0M1RAL CORPORATION S I PAR COMMON CAPITAL NPV S I PAR COMMON S 3 .7 5 CUM PFO 100 PAR AMERICAN MOTORS CORP AERO FLOW DYNAMICS INC AMALGAMATED SUGAR CO $1.66-2/3 PAR CAPITAL SI PAR CAPITAL COMMON NPV AMERICAN NATURAL GAS CO /DEL/ AEROJET-GENERAL CORPORATION S10 PAR 5PC CUM PFD $10 PAR COMMON $1 PAR COMMON AMBASSADOR OIL CORPORATION AMERICAN NEWS COMPANY AERONCA MANUFACTURING CORPORATION S I PAR COMMON CAPITAL NPV S I PAR COMMON AMCO INDUSTRIES INC AMERICAN OPTICAL COMPANY AEROQUIP CORPORATION S I PAR COMMON S I PAR COMMON S I PAR COMMON AMERACE CORPORATION AMERICAN PETROFINA INCORPORATED AEROSOL TECHNIQUES INC $ 1 2 .5 0 PAR COMMON $1 PAR CLASS A COMMON 8C PAR COMMON AMERADA PETROLEUM CORP AMERICAN PHOTOCOPY EQUIPMENT CO A IL E E N INC COMMON NPV COMMON NPV S I PAR COMMON AMERICAN A IR F IL T E R CO INC AMERICAN POTASH AND CHEMICAL CORP A1NSLIE CORPORATION S I PAR COMMON COMMON NPV S I PAR COMMON AMERICAN AIRLINES INC AM RADIATOR & STD SANITARY CORP AIRPORT PARKING CO OF AMERICA S I PAR COMMON $5 PAR COMMON CLASS A COMMON NPV 3 -1 /2 P C CUM CONV PFD 100 PAR $10 0 PAR 7PC CUM PFD AIR PRODUCTS ANO CHEMICALS INC AMERICAN BAKERIES CO AMERICAN REALTY 6 PETROLEUM CORP S I PAR COMMON COMMON NPV IOC PAR COMMON AIR REDUCTION COMPANY INC AM BANK NOTE CO AM RESEARCH 6 DEVELOPMENT CORP COMMON NPV S5 PAR COMMON $1 PAR COMMON AIRWORK CORPORATION SSO PAR 6PC CUM PFD AMERICAN SAFETY EQUIPMENT CORP 51 PAR COMMON AM BEVERAGE CORP 25C PAR COMMON AJAX MAGNETHERMIC CORP S I PAR COMMON AMERICAN SAFETY TABLE CO INC COMMON NPV AMERICAN BILTRITE RUBBER CO INC IOC PAR CLASS A STOCK ALABAMA GAS CORP COMMON NPV AMERICAN SEATING COMPANY 52 PAR COMMON AMERICAN BOOK CO $10 PAR COMMON ALABAMA POWER CO $20 PAR CAPITAL AM S H IP B U ILD IN G CO 4 .2 0 P C CUM PFD 100 PAR AMERICAN BOOK-STRATFORO PRESS INC. COMMON NPV ALAN WOOD STEEL COMPANY $1 PAR COMMON AM SMELTING & R E FIN IN G CO S10 PAR COMMON AMERICAN BOSCH ARMA CORPORATION COMMON NPV 5PC CUM PFD 100 PAR $2 PAR COMMON AMERICAN SNUFF CO ALASKA AIRLINES INC AM BRAKE SHOE COMPANY S 8 - 1 /3 PAR COMMON $1 PAR COMMON COMMON NPV $100 PAR 6PC NON CUM PFD ALBERTO CULVER COMPANY AM BROADCASTING PARAMNTTHEATRES INC AMERICAN-SOUTH AFRICAN 1NV CO LTD COMMON