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Resettlement Plan PRC: Integrated Development of Key Townships In Resettlement Plan August 2016 PRC: Integrated Development of Key Townships in Central Liaoning Prepared by Shenbei New District International Financial Institutions Loaned Project Management Office for the Asian Development Bank. This is a revised version of the draft originally posted in June 2012 available on https://www.adb.org/projects/documents/integrated- development-key-townships-central-liaoning-resettlement-plan-shenbei. This resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. Integrated Development Project of Key Towns of Liaoning Central City Group Shenbei Subproject Resettlement Plan (New District WWTP) Liaoning Province Urban and Rural Construction and Planning Design Institution Shenbei New District International Financial Institutions Loaned Project Management Office August 2016 Contents ABBREVIATIONS AND ACRONYMS ......................................................................... 1 PREFACE .................................................................................................................... 2 EXECUTIVE SUMMARY .............................................................................................. 3 1. BRIEF INTRODUCTION .......................................................................................... 8 1.1 THIS RP ................................................................................................................... 8 1.2 SUBPROJECT DESCRIPTION ....................................................................................... 8 1.2.1 Project Summary ................................................................................................. 8 1.2.2 Measures to Minimize Land Acquisition and Resettlement Impact ....................... 11 2. SCOPE OF LAND ACQUISITION AND RESETTLEMENT ................................... 12 2.1 PROJECT IMPACT .................................................................................................... 12 2.2 AFFECTED VULNERABLE GROUPS ............................................................................ 12 2.3 AFFECTED ETHNIC MINORITIES ................................................................................ 12 3. SOCIAL ECONOMIC PROFILES AND IMPACT ANALYSIS ................................ 13 3.1 SOCIAL ECONOMIC STATUS OF SHENBEI NEW DISTRICT AND AFFECTED VILLAGES .......................... 13 3.1.1 Shenbei New District ......................................................................................... 13 3.1.2 Affected Villages ................................................................................................ 13 3.2 SOCIAL ECONOMIC SURVEY ..................................................................................... 13 3.3 SOCIAL ECONOMIC STATUS OF THE APS ................................................................... 14 3.3.1 Education and Occupation ................................................................................ 14 3.3.2 Land Resources ................................................................................................ 15 3.3.3 Income and Expenditure of APs ........................................................................ 15 3.4 GENDER ANALYSIS .................................................................................................. 16 3.4.1 Gender Difference on Education ....................................................................... 16 3.4.2 Gender Difference in Employment and Income ................................................. 16 3.4.3 Opinions on Resettlement ................................................................................. 16 3.5 IMPACT ASSESSMENT .............................................................................................. 17 3.5.1 Farmland and Income Loss ............................................................................... 17 4. PUBLIC PARTICIPATION, CONSULTATION AND GRIEVANCE REDRESS ...... 18 4.1 PUBLIC CONSULTATION DURING THE PROJECT PREPARATION ..................................... 18 4.1.1 Public Consultation ............................................................................................ 18 4.1.2 Opinions and Concerns of APs ......................................................................... 20 4.2 PUBLIC PARTICIPATION AND CONSULTATION PLAN ..................................................... 22 4.2.1 Public Participation on Subproject Construction ................................................ 23 4.2.2 Women’s Participation ....................................................................................... 23 4.3 DISCLOSURE OF RP ................................................................................................ 23 4.4 APPEAL AND GRIEVANCE REDRESS .......................................................................... 24 5. LEGAL FRAMEWORK AND RESETTLEMENT POLICIES .................................. 26 5.1 LAWS AND POLICIES RELEVANT TO RESETTLEMENT ................................................... 26 5.1.1 ADB Policy Requirements ................................................................................. 26 5.1.2 Main Policy Documents of Liaoning Province and Shenbei New District .......................... 26 5.1.3 Policy Objectives ............................................................................................... 26 5.2 SUMMARY OF ADB POLICY REQUIREMENTS ON INVOLUNTARY RESETTLEMENT ............................ 27 I 5.3 MAIN DIFFERENCES BETWEEN ADB AND PRC POLICIES ............................................ 28 5.4 COMPENSATION STANDARD ..................................................................................... 31 5.4.1 Compensation Standards for Permanent Collective Land Acquisition ......................... 31 5.4.2 Compensation Standards for Ground Attachments ........................................... 31 5.5 COMPENSATION ENTITLEMENT ................................................................................. 32 6. LIVELIHOOD REHABILITATION PLAN ................................................................ 33 6.1 Compensation Utilization by the Collectives ......................................................... 33 6.2 Compensation Utilization by the Individual ........................................................... 33 7. INSTITUTIONAL ARRANGEMENT ....................................................................... 35 7.1 INSTITUTION SETUP ................................................................................................. 35 7.2 RESPONSIBILITIES ................................................................................................... 35 7.3 CAPACITY BUILDING ................................................................................................ 36 7.3.1 Staff Training ..................................................................................................... 36 7.3.2 Measures to Strengthen the Capacity Building .................................................. 36 8. MONITORING AND EVALUATION ....................................................................... 38 8.1 INTERNAL MONITORING............................................................................................ 38 8.1.1 Contents of Internal Monitoring ......................................................................... 38 8.2 EXTERNAL MONITORING AND EVALUATION ................................................................ 39 8.2.1 Procedure .......................................................................................................... 40 8.2.2 Contents of External Monitoring ........................................................................ 40 8.2.3 Requirements on Reports .................................................................................. 41 9. IMPLEMENTATION SCHEDULE........................................................................... 43 9.1 PRINCIPLES FOR RESETTLEMENT IMPLEMENTATION ................................................... 43 9.2 IMPLEMENTATION SCHEDULE ................................................................................... 43 10. BUDGET FOR RESETTLEMENT ........................................................................ 45 10.1 BUDGET ............................................................................................................... 45 10.2 FUND FLOW .......................................................................................................... 45 ANNEX I RESETTLEMENT INFORMATION BOOKLET (RIB) ................................. 47 ANNEX II TOR FOR EXTERNAL M&E ...................................................................... 52 ANNEX III RELEVANT LAWS AND REGULATIONS OF THE PRC ......................... 55 II Abbreviations and Acronyms AAOV Average Annual Output Value ADB Asian Development Bank AP Affected Person CC Community Committee DI Design Institution DMS Detailed Measurement and Survey EA Executive Agency FSR Feasibility Study Report GDP Gross Domestic Product HH Household IA Implementing Agency LSSL Lowest Social Security Line
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