WRITE FOR US! USAID’S “MISSION IN EXILE” REMEMBERING DICK SCISSORS
SEMIANNUAL SCHOOLS SUPPLEMENT
$3.50 / DECEMBER 2007 OREIGN ERVICE FJ O U R N A L S THE MAGAZINE FOR FOREIGN AFFAIRS PROFESSIONALS
COUNTRY TEAMWORK Is State Still Running Embassies?
OREIGN ERVICE FJ O U R N A L S CONTENTS December 2007 Volume 84, No. 12
F OCUS ON Country Team Management
WHO’SINCHARGE HERE? / 20 The issue of who wields authority over American embassy personnel — notably those who don’t work for the State Department — continues to prompt interagency conflict, as it has for years. By Shawn Zeller
CHIEF-OF-MISSION AUTHORITY: A POWERFUL BUT UNDERUSED TOOL / 29 The State Department should capitalize on the presidential mandate given to every COM to strengthen the country team mechanism. By Edward Peck
ONE HAND CLAPPING: Cover and inside illustration THE SOUND OF STAFFING THE FOREIGN SERVICE / 33 by Jeff Moores The demands of Iraq and Afghanistan have aggravated an entrenched liability in the Foreign Service: namely, severe understaffing. By Mark Johnsen
PRESIDENT’S VIEWS / 5 THE EMBASSY OF THE FUTURE / 38 Professionalism Here is a vision of the new American diplomacy, along with By John K. Naland practical steps to get there. Excerpts from a recent report. SPEAKING OUT / 15 Expeditionary Sidekicks? The Military-Diplomatic Dynamic FS FICTION By Gerald Loftus BURIED / 44 LETTER FROM A great old ceiba tree in the mountains of south-central Cuba holds THE EDITOR / 18 a revelation into the island’s history, humor and people. By Steven Alan Honley By Michael Kelly REFLECTIONS / 96 Buying Potatoes in Havana By Robert Blau F EATURES
REMEMBERING USAID’S ROLE IN AFGHANISTAN, 1985-1994 / 48 LETTERS / 7 During a critical decade, USAID successfully operated an interim Afghan “mission in exile.” CYBERNOTES / 12 By Thomas H. Eighmy MARKETPLACE / 14 APPRECIATION / 51 OOKS B / 64 “The Best of AFSA:” Richard Curtis Scissors, 1935-2007 INDEX TO By Susan Maitra ADVERTISERS / 94
DECEMBER 2007/FOREIGN SERVICE JOURNAL 3 OREIGN ERVICE CONTENTS FJ O U R N A L S
AFSA NEWS Editor STEVEN ALAN HONLEY AFSA-HQ UNDER CONSTRUCTION / 53 Senior Editor DG ANNOUNCES “PRIME CANDIDATES” FOR IRAQ / 53 SUSAN B. MAITRA Associate Editor CALL FOR NOMINATIONS: AFSA DISSENT AND SHAWN DORMAN PERFORMANCE AWARDS / 53 Ad & Cirulation Manager ED MILTENBERGER BRIEFS: APPLY FOR SCHOLARSHIPS / 54 Business Manager STATE VP: IRAQ: THE BLAME GAME / 55 ANDREW KIDD Art Director HO SON IRST USAID VP: W ’ F ? / 56 CARYN SUKO SMITH ISSUE BRIEF: TELLING OUR STORY / 58 Editorial Intern MARC NIELSEN CLASSIFIEDS / 60 Advertising Intern LOES WIERSTRA
EDITORIAL BOARD S CHOOLS S UPPLEMENT TED WILKINSON Chairman THE BOARDING SCHOOL OPTION: A TENT FOR A GLOBAL NOMAD / 66 JOSEPH BRUNS For FS families, a boarding school education has much to recommend it. STEPHEN W. B UCK Here is an assessment of the option and tips on how to get the most out of it. JULIE GIANELLONI CONNOR By Pamela Ward JIM DEHART JEFF GIAUQUE SCHOOLS AT A GLANCE / 72 GEORGE JONES Essential data on educational choices. LAURIE KASSMAN YVETTE N. MALCIOLN DAVID MCFARLAND AL PESSIN
THE MAGAZINE FOR FOREIGN AFFAIRS PROFESSIONALS Foreign Service Journal (ISSN 0146-3543), 2101 E Street, N.W., Washington, D.C. 20037-2990 is published monthly with a combined July-August issue by the American Foreign Service Associa- tion (AFSA), a private, nonprofit organization. Material appearing herein represents the opin- ions of the writers and does not necessarily rep- resent the views of the Journal, the Editorial Board or AFSA. Writer queries and submissions are invited, preferably by e-mail. Journal sub- scription: AFSA members – $13 included in annual dues; others – $40. For foreign surface mail, add $18 per year; foreign airmail, $36 per year. Periodical postage paid at Washington, D.C., and at additional mailing offices. Indexed by Public Affairs Information Services (PAIS). The Journal is not responsible for unsolicited manuscripts, photos or illustrations. Advertising inquiries are invited. The appearance of adver- tisements herein does not imply the endorse- ment of the services or goods offered. TELEPHONE: (202) 338-4045 FAX: (202) 338-8244 or (202) 338-6820 E-MAIL: [email protected] WEB: www.afsa.org © American Foreign Service Association, 2007. Printed in the U.S.A. Send address changes to: AFSA Attn: Address Change 2101 E Street N.W. Washington DC 20037-2990
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4 FOREIGN SERVICE JOURNAL/DECEMBER 2007 PRESIDENT’S VIEWS Professionalism BY JOHN K. NALAND
According to the dictionary, Foreign Service has long been leagues. For example, military jour- a profession is “an occupation shortchanged on many of the nals are full of thoughtful essays by requiring advanced education elements that strengthen mid-level officers. In contrast, rela- and training, and involving professionalism. For example: tively few career diplomats publish intellectual skills.” The U.S. • Compared to the ca- articles of professional interest — Foreign Service certainly quali- reer-long continuing educa- despite clearly possessing the neces- fies as a profession. Ours is a tion required of other pro- sary analytical and writing skills. worldwide-available corps of fessions such as doctors, To close that gap, Foreign Service professionals who possess unique lawyers, teachers and military officers, members should consider writing for knowledge, skills and abilities that are Foreign Service members typically professional publications such as the essential to foreign policy develop- race from assignment to assignment Foreign Service Journal and State ment and implementation. with little time for in-service training magazine. The FSJ welcomes sub- One hallmark of any vibrant pro- (see “Training America’s Diplomats,” missions to its “Speaking Out,” “FS fession is self-awareness of strengths October Journal). To close that gap, Know-How” and “FS Heritage” de- and weaknesses. Thus, while AFSA is employees should proactively seek out partments, as well as longer analytical quick to defend the Foreign Service training in order to strengthen cur- pieces on international affairs and against attacks by those who fail to rently needed skills and for general professional issues. (See Steve Hon- understand the role of diplomacy (for professional development. Too often, ley’s “Letter from the Editor” in this example, see the Issue Brief in this we become our own worst enemies by issue for submission guidelines and month’s Journal), we must not shy failing to take advantage of existing the 2008 list of focus topics.) away from constructive criticism by training opportunities. • The Foreign Service has been those who know us well. • Many professions maintain a criticized as being an organization for Consider this recent “tough love” recommended professional reading list which the whole is less than the sum reflection by Ambassador Chas W. as a career development resource. For of the parts. To the extent that is true, Freeman Jr., a retired FSO and example, the U.S. armed forces have it is largely due to underinvestment in, former U.S. ambassador to Saudi such lists, which are typically issued by and undercommitment to, career-long Arabia: “Frankly, our Foreign Service, the senior career officer in each service training, education and professional staffed as it is with very intelligent men (for example, the Army chief of staff). development. While it is a fact that and women, remains decidedly smug The Foreign Service does not. To Foreign Service members face institu- and amateurish in comparison with close that gap, AFSA is currently tional stumbling blocks hindering the self-critical professionalism of our working with others to create a foreign professional development, we must armed forces. There are many affairs professional reading list. Once strive to overcome such obstacles to reasons for this, including lack of it is ready, Foreign Service members take advantage of opportunities to training, professional standards and may use it as a resource for ongoing strengthen our individual and col- mentoring, funding and esprit.” self-development. lective effectiveness. Without agreeing with everything • Members of many professions America is counting on the Foreign he says, it is undeniable that the publish articles analyzing ideas and Service to capably advance vital issues in an effort to further the national interests in a dangerous John K. Naland is the president of the continuing education and develop- world. We must continue to meet that American Foreign Service Association. ment of themselves and their col- professional challenge.
DECEMBER 2007/FOREIGN SERVICE JOURNAL 5 J. KIRBY SIMON FOREIGN SERVICE TRUST AN INVITATION TO PROPOSE PROJECTS FOR FUNDING BY THE J. KIRBY SIMON FOREIGN SERVICE TRUST IN 2008
he J. Kirby Simon Foreign Service Trust is a charitable information campaign to combat breast cancer; India, public- T fund established in the memory of J. Kirby Simon, a education video focusing on the deaf community; Indonesia, Foreign Service Officer who died in 1995 while serving vocational training for female leprosy survivors; Ivory Coast, in Taiwan. The Trust is committed to expanding the opportuni- equipment for disabled orphans; Romania, mattresses for dis- ties for professional fulfillment and community service of active abled children; Sierra Leone, therapeutic food for malnourished Foreign Service Officers and Specialists and their families. children; Tajikistan, winter clothing for nursing home residents; The principal activity of the Trust is to support projects that Uganda, preschool for deaf children and sign-language training are initiated and carried out on an entirely unofficial, voluntary for adults. basis by Foreign Service personnel or members of their families, • Other Facilities for Poverty Areas: Armenia, partial reno- wherever located. The Trust will also consider projects of the vation of kindergarten building; Cameroon, education and recre- same nature proposed by other U.S. Government employees or ation room for orphanage; China, rebuilding of home destroyed members of their families, regardless of nationality, who are by landslides and flooding; Kenya, reforestation project in located at American diplomatic posts abroad. Only the foregoing Maasai village; Liberia, library at rehabilitation center; Mexico, persons are eligible applicants. rainwater harvest and retention systems in rural communities; In 2007 the Trust made its eleventh round of grant awards, Nicaragua, construction of crafts cooperative; Nicaragua, sani- 50 in all, ranging from $250 to $4500 (averaging $2280), for a tary facilities at poverty-area schools. total of $113,940. These grants support the involvement of The Trust now invites the submission of proposals for sup- Foreign Service personnel in the projects briefly listed below port in 2008. It is anticipated that few of the new grants will (further described in a Trust announcement titled “Grants exceed the average size of the 2007 awards, and that projects Awarded in 2007” and available at www.kirbysimontrust.org). assisted by the Trust will reflect a variety of interests and The grants defray a wide range of project expenses, including approaches, some of which are illustrated by the 2007 grants. books, food, medicines, furniture, computers, wheelchairs, Grants provided by the Trust can be used to support several kitchen and medical equipment, excursion costs and instruc- categories of project expense; the third paragraph of this tional costs. announcement provides examples. However, certain restrictions • Educational Projects: Belize, reading program for poor apply: (a) Funds from the Trust cannot be used to pay salaries or children; Bolivia, repair of flooded rural schools; Cambodia, other compensation to U.S. Government employees or their school for street children; Egypt, vocational training for family members. (b) The Trust does not support projects that Sudanese refugees; Georgia, vocational training for street chil- have reasonable prospects of obtaining full funding from other dren; India, school for girls; Israel, conflict resolution handbook sources. (c) The Trust will provide support for a project operat- used in Arab villages and Jewish community centers; Malawi, ed by a charitable or educational organization only where the life-skills activities for children and vocational training for adults; individual applicant(s) plan an active part in initiating and carry- Namibia, after-school program for poor youngsters; Russia, ing out the project, apart from fundraising. (d) The Trust will computer instruction for street children; Swaziland, rural pre- support only projects in which each applicant's role is clearly schools for orphans and other children; Togo, gardening and separate from the applicant's official responsibilities. business training for at-risk children; Turkey, local library for A proposal should include a description of the project, what squatter neighborhood; Turkey, vocational training for low- it is intended to achieve, and the role to be played by the appli- income women. cant(s); a preliminary plan for disseminating the results of the • Other Projects for Children: Afghanistan, playground and project; a budget; other available funding, if any; and a brief biog- mural for orphanage; Belarus, rehabilitation center for learning- raphy of the applicant(s). Proposals should be no longer than disabled children; Ecuador, lead paint eradication in orphanage; five double-spaced pages (exclusive of budget and biographical Cyprus, athletic equipment for Turkish Cypriot orphans; material). Please follow the application format available at Guatemala, sports equipment and training for vulnerable young www.kirbysimontrust.org/format_for_proposals.html or by women; Guyana, residence for children and adults with devel- communicating with the Trust (see below). opmental disabilities; Lithuania, excursion for children’s home; Proposals for projects to be funded during calendar year Macedonia, equipment for community-building sports program; 2008 must be received by the Trust no later than March 1, 2008. Malaysia, school and medical supplies for Burmese refugee chil- Proposals can be submitted by mail, by fax or (preferably) by dren; Morocco, orphanage bathroom renovation; Russia, sports e-mail to: facility for children’s shelter; South Africa, coordination of care J. Kirby Simon Foreign Service Trust for children in crisis; South Africa, refuge for children orphaned 93 Edgehill Road by AIDS; Sri Lanka, home for orphaned street girls; Taiwan, New Haven, CT 06511 empowerment activities for teenaged orphans; Zambia, cultural FAX: 203-432-0063 exchange between local and American schools. [email protected] • Health-Related Projects: Belarus, cooking training for orphans; Colombia, vaccinations and medical records at girls’ Further information about the Trust can be found orphanage; Colombia, medical supplies and evaluations for chil- on the Web at www.kirbysimontrust.org. dren at risk; Congo, residential care for polio patients; Djibouti, LETTERS
The Iraq War Blame Game pointees headed by a former State Those of our colleagues who seek In an Oct. 12 speech to the Military Department official, whose only signi- to persuade or rebuild cannot get very Reporters and Editors Forum, former ficant posting abroad (as distinct from far if they cannot move about and do U.S. Iraq commander Lt. General 7th floor and National Security Coun- their jobs, or if their Iraqi contacts Ricardo Sanchez condemned the cil service) was as ambassador to a be- cannot be assured of survival. mistakes of others in Iraq — though nign, unchallenging post, The Hague. Marc E. Nicholson not his own. We’ll hear more such Paul Bremer made disastrous deci- FSO, retired speeches from recently retired senior sions and bears a heavy responsibility. Washington, D.C. officials as the war winds down in But he was not a State Department failure and the blame game heats up. appointee in Baghdad; he was a politi- Our Lost Voice for The general’s comments were candid, cal appointee favored by this admini- Human Rights accurate and brave regarding the role stration due to ideological considera- I commend the Journal’s focus on of the press and the highest echelons tions, not relevant experience. human rights in the September issue. of this administration. But in trying Is the State Department still ab- The articles by Ed McWilliams, Ken with an almost casual and unsup- sent from the field, as Gen. Sanchez Roth, Sarah Sewall and, especially, ported “one-liner” to throw much of implies? Roughly a quarter of all Craig Murray were right on target. I the blame for the Iraq debacle on the current FSOs have rotated through wish our timid public media would State Department, he erred. That Baghdad or Kabul. I’ll admit that I give them a wider airing. record must be corrected. think the Service should have gone to I was one of the officers assigned His complaint (implicit because directed assignments long ago, instead in 1976 to the State Department’s never voiced in detail) is that the State of using an elaborately baroque set of new human rights office, which Con- Department has not “been there” incentives for loading onward assign- gress insisted we create. Under the enough — a common complaint now ment bidding criteria. That said, Gen. leadership of such legislators as Don- from the Defense Department. That Sanchez errs if he expects unarmed ald Fraser, Tom Harkin, Jonathan is ironic, given that the bulk of prewar civilians — including diplomats — to Bingham and Ted Kennedy, Con- planning for a postwar Iraq was perform the role of soldier or point of gress passed the Foreign Assist- conducted by the State Department, the lance in venturing into the middle ance Act of 1976 over the veto of only to be trashed by Defense Secre- of free-fire zones that the military has President Gerald Ford. (Yes, more tary Donald Rumsfeld and his civilian been unable to pacify. than two-thirds of both houses of coterie. They shoved the State De- That is not to blame our military, Congress voted in favor of human partment aside during the initial who have been given a difficult, if not rights measures!) period of occupation in favor of a impossible, task in Iraq, due in part to The law included the Harkin seemingly total laissez-faire policy. insufficient resources and a lack of Amendment, which called for the Then the Coalition Provisional real national mobilization. But what withholding of U.S. foreign assistance Authority appeared in Iraq — not a American soldiers cannot achieve to any country that engaged in a State Department creation, but a against armed insurgents on the consistent pattern of gross violations hodgepodge of professionals heavily battlefield, unarmed diplomats cannot of human rights. It also required the diluted by incompetent political ap- achieve either. department to submit annual human
DECEMBER 2007/FOREIGN SERVICE JOURNAL 7 L ETTERS
rights reports on American aid violations” of human rights in the gram in Vietnam, I write to compli- recipients to Congress. Harkin Amendment, but our working ment the Foreign Service Journal for I stayed on through the first year definition certainly included such its enduring attention to counter- of the Carter administration, which abuses as murder, other violations of insurgency. Between the publication made human rights a major policy the safety and integrity of the person, of Sarah Sewall’s article in the consideration. I assembled the first incarcerations without charges or trial, September FSJ and an all-too-similar human rights reports sent to Congress disappearances (a common practice in article by Undersecretary for Political in early 1977. Those reports on about the Chilean and Argentine dictator- Affairs U. Alexis Johnson, which the 75 countries, compiled in a booklet no ships) and torture. Journal published in July 1962, 45 more than half an inch thick, were a Torture was viewed as barbaric, years passed. mere shadow of the tomes the uncivilized and unjustifiable under In 1962, it looked like counter- department later produced and con- any circumstances — a taboo. Until insurgency doctrine had a better tinues to send to Congress each year. the aftermath of 9/11, I never future than it does now, even with the In those years the United States imagined that U.S. officials could recent publication of a brand-new became the leading voice for in- advocate, justify and condone its use. army field manual. As Sewall points creased respect for internationally My shock and dismay only deepened out, the interagency process that recognized human rights. In 1975, as American citizens’ civil rights — would implement the new doctrine is State Department FSOs insisted on i.e., human rights — were also under- stalled, and she recommends a high- including respect for human rights in mined in the mistaken belief that our level bipartisan commission to clarify the Helsinki Final Act, a first step in security could be enhanced by when and why counterinsurgency confronting communist regimes with violating some of our rights. serves the national interest. In 1962, their rights abuses. Back in the 1970s, we often told such a high-level body existed; it was The 1977 reports to Congress dictatorships fighting insurgen- called the Special Group (Counter- made front-page headlines in leading cies that the rule of law must be insurgency) and included Robert American newspapers, and Pres. maintained, even in a state of emer- Kennedy, Gen. Maxwell Taylor, Ed- Carter’s references to human rights in gency. We need more voices to make ward R. Murrow and Under Secretary his inaugural speech were followed by that point in Washington today, as Johnson. Vaclav Havel’s creation of a human Amb. Murray did so forcefully in the After Vietnam, counterinsurgency rights group in Prague the next day. September Journal. fell into disfavor. The Weinberger and Top-level administration officials, Sadly and tragically, America has Powell Doctrines put up a political including Assistant Secretary of State now lost its human rights voice at barrier to counterinsurgency and for Human Rights Patt Derian, home and abroad. Even worse, as other military intervention. In 1987, advocated increased respect for hu- some of your authors indicated, we seeing the need for better coor- man rights publicly and privately in now serve as an example and excuse dination in the low-intensity con- high-level diplomatic meetings. Even for other rights-violating regimes. flict spectrum after the disastrous in the midst of the Cold War, we Little wonder that our reputation in 1980 attempted rescue of the Em- began to raise human rights concerns the world has fallen to a historic low. bassy Tehran hostages and the fumb- with our repressive allies and with Your focus was one in a chorus of ling surrounding the 1983 Grenada communist adversaries. voices we must raise to denounce the operation, President Reagan signed a Admittedly, human rights policy current abuses and the wrong human National Security Decision Directive application was tentative, sometimes rights policies of our government, that established a low-intensity con- experimental and not always uniform, both in the public forum and at the flict board. as its critics charged. But America’s ballot box. Because of opposition from the advocacy gradually brought some H. Kenneth Hill Defense Department, very little came improvements around the world. And Ambassador, retired of that body, even though it included a there was no doubt anywhere that our Bradenton, Fla. senior DOD official named Richard government, Congress and the major- Armitage. It is more than ironic that ity of American people were strong A New Counterinsurgency the 1990s campaign against the U.S. supporters of human rights. Doctrine military participation in counterinsur- I don’t think the department ever Speaking as someone who took gency and low-intensity conflict (in officially defined the term “gross part in the CORDS pacification pro- the Balkans) was led by Gen. Colin
8 FOREIGN SERVICE JOURNAL/DECEMBER 2007 L ETTERS
Powell, who later, as Secretary of State, organize anew for a counterinsur- talent and management skills that opened the way to the invasion of Iraq, gency doctrine. Although the U.S. could be put to work for the State De- creating the need for the new government did organize a successful partment and for America, right away. counterinsurgency doctrine. counterinsurgency strategy for the The current system directs un- Sewall notes that the new field pacification of Vietnam, counter- tenured generalists to visa lines manual recognizes the primacy of insurgency doctrine barely survived around the world for up to four years. politics, and rightly so. But politics can the bitter memories of our eventual While the department obtains a signif- be intractable. As this is written, defeat. The disengagement strategies icant amount of revenue from visa Ambassador Ryan Crocker, reflecting for Iraq seem to be equally bleak. Will application fees, that does not justify on the political impasse in Iraq, has counterinsurgency survive it? the current practice. Does the De- told Congress, “I cannot guarantee Alfred R. Barr partment of Homeland Security staff success.” In his 1962 FSJ article, FSO, retired airport passport control lines with Under Secretary Johnson wrote that it Washington, D.C. Ph.D.-holders and lawyers? Other was difficult to persuade a govern- options do exist. ment threatened by subversion or Modernize Hiring Similarly, at a time when the image insurgency to take remedial measures Ludovic Hood’s letter in your of the United States is plummeting toward reform: “This calls for the September issue, “The Case for Mid- abroad, we recruit individuals with 10 utmost skills of our profession for it is Level Entry,” was right on the money. years of press or public relations always a difficult task and sometimes From a human resources point of view, experience in the private sector only to an impossible one.” the current Foreign Service recruit- stick them on the visa line for three Sewall is appropriately realistic in ment and promotion system is ineffi- years. pointing out the challenges ahead to cient, not merit-based. It wastes a lot of Further, being against mid-level
DECEMBER 2007/FOREIGN SERVICE JOURNAL 9 L ETTERS
recruitment merely perpetuates the appear that only tenured, middle-level volunteered to serve in Afghanistan. I “old boy” system and the flawed FSOs who could not compete with met him only briefly during my tour mentality that only years of corps entrants from the private sector would there (April 2006 through May 2007), service bring competence and success. have anything to fear from such a but always found him to be committed We need to modernize and accept the program. to the task at hand, extremely pro- changes in the U.S. labor market of Mid-level hiring worked for the fessional and skilled. He was some- the last 25 years, and AFSA should Foreign Commercial Service. Why one who got the job done, no matter support efforts to do so. not for the State Department? At the what obstacles were placed in front of Ralph Falzone very least, why not encourage the him. FSO department to institute a fast-track USDA volunteers primarily serve Embassy Hanoi program similar to that of the U.K.’s as advisers to military commanders Foreign and Commonwealth Office, in the Provincial Reconstruction Getting the Best to seek out and aggressively promote Teams, where development theory Ludovic Hood makes a well- talented and experienced newcomers? and civilian-military cooperation are reasoned and convincing argument New management styles, ways of being put into practice. Tom was for a mid-level FSO entry program in thinking and new skill sets, as well as based in Ghazni province, an in- his September letter. Many other the motivation that arises from com- creasingly hostile and dangerous officers also feel that there is a lack of petition, can always benefit an organi- place, but one where the need for avenues and enticements available for zation. development assistance is perhaps talented acquaintances and school- Corporations remain competitive most acute. He lived, worked and mates with a raft of professional experi- by hiring the best within their field, as played in conditions many can’t even ences to enter the Foreign Service. well as taking strong candidates from imagine, let alone have the desire to The pleasure I took in seeing ques- other fields. The Foreign Service experience. tions raised, often off-hours in print, would do well to emulate them. Tom’s death is made even more was matched only by the shock of Congratulations to Mr. Hood for rais- unfortunate by the way it has been learning that AFSA has actually made ing an issue essential to the future handled by USAID and the State it a policy to oppose any such pro- relevance of America’s professional Department. I only heard about it gram. diplomatic corps. through the grapevine, two weeks American diplomacy is sorely in Nick Snyder after he was killed. After getting over need of the best minds and the best FSO my shock, I began to check around to leaders possible. Now, more than ever Embassy Beijing see if I missed the announcement before, government must compete from USAID or State. When I with highly prestigious and well- A Tragic Death in Afghanistan checked both internal Web sites, I was compensated business and academic On Oct. 4, Steven Thomas (Tom) dismayed to find no notice on the positions. The plain truth is that for Stefani was killed in an IED attack on USAID site at all, and only a brief successful investment bankers, think- the military convoy he was part of in mention of Tom’s death by a State tank advisers, lawyers or military Ghazni province, Afghanistan. I Department official during a routine personnel contemplating a new career want to express to his family, friends daily press briefing. There was no in foreign affairs, the prospect of and colleagues at the U.S. Depart- statement from the Secretary of State, spending four years with no oppor- ment of Agriculture, as well as his co- the acting USAID administrator or tunity to take on the challenges for workers in Afghanistan, my deepest the ambassador. Only Acting Secre- which you signed up, or respon- sympathies and sorrow at their loss. tary of Agriculture Chuck Conner sibilities similar to those from where To my knowledge, Tom has the released a statement. you came, is a non-starter. unfortunate distinction of being the Although he was not an employee New hires — the lifeblood of any first U.S. government employee in a of either State or USAID, Tom, like organization — should be given non-combat, non-drug interdiction, the other USDA advisers serving in reasons to join the Foreign Service, non-counterterrorism role killed in Afghanistan, was there under a Partici- not disincentives. I would like very Afghanistan. pating Agency Service Agreement much to hear AFSA’s rebuttal to Tom was a USDA rangeland man- between USAID and USDA. In Fiscal Hood’s persuasive case for instituting agement specialist, who answered a Year 2006 alone, an estimated $1 a mid-level entry program. It would call for assistance by his agency and million was transferred by USAID to
10 FOREIGN SERVICE JOURNAL/DECEMBER 2007 L ETTERS
USDA to help cover costs associa- that it is becoming increasingly State’s Harry S Truman Building at ted with staffing USDA personnel at difficult to staff posts in places like the next Foreign Affairs Day com- the PRTs. This should not matter, how- Afghanistan. I am proud to have memoration on May 2, 2008. ever. Protocol about who releases a served there and would consider vol- statement should have no agency unteering again. But I am no long- limits, especially regarding the tragedy er certain. Correction of a death in the service to one’s If the State Department, USAID We regret the errors in the entry country. and other agencies are serious about for Foreign Service Family, the mem- As someone who has served in demonstrating support to those work- Afghanistan, completing a 14-month ing in Afghanistan, Iraq and other oir by Harriet (Rita) Prince Parrish tour only four months ago, I am critical-needs countries, a good start Youngquist and Eric V. Youngquist, on troubled by the silence from State and would be to recognize the service of p. 31 of “In Their Own Write” in the USAID. The lack of acknowledgment all who serve, not just those sent by of Tom’s service diminishes the efforts their home agency. November Journal. The cost of the of all those who have already ans- Randy Chester book is $21.00, and it can be ordered wered the call, and the contributions, USAID FSO by writing to Managing Editor Na- commitment and sacrifice of current Embassy Sarajevo U.S. government employees in thaniel Kenton at Voyageur Publish- Afghanistan. Editor’s Note: Steven Thomas Stef- ing Co., 834 Lynnbrook Road, Nash- Given this lack of support and ani’s name will be inscribed on the ville TN 37215. acknowledgment from our leader- AFSA Memorial Plaques in the C ship, it should come as no surprise Street Lobby of the Department of
DECEMBER 2007/FOREIGN SERVICE JOURNAL 11 CYBERNOTES
Investment in Iran: edu/testimony/2007/1023iran.aspx). by easing the burden of soaring U.S. Diplomatic Leverage? To get an idea of just what the health care, housing and energy costs. The latest unilateral U.S. sanctions sanctions involve, readers can consult Moving abroad can also make early against Iran, announced Oct. 25 by Global Investment In Iran: Inter- retirement a viable choice. Many Secretary of State Condoleezza Rice active, a Web tool developed at the Foreign Service retirees, already and Treasury Secretary Henry Paul- American Enterprise Institute to familiar with living abroad, find the son at a joint press conference at the assess foreign investment in Iran idea of settling abroad particularly State Department, are, in Rice’s (www.aei.org/IranInteractive). appealing. words, part of a “comprehensive For additional background on the The State Department estimates policy to confront the threatening policy, see the Council on Foreign that 6.6 million American citizens behavior of the Iranians.” Washing- Relations (www.cfr.org/publicati (excluding the military) live abroad. ton remains open, she added, to a on/12742/century_foundation.ht But it is difficult to determine how diplomatic solution. ml). many of them are retirees because The harshest American action — Susan Brady Maitra, neither the Census Bureau nor the against Iran since the 1979 siezure of Senior Editor State Department keeps track of that. Embassy Tehran, the sanctions are The Social Security Administration designed to isolate the Revolutionary Going Native: Retiring Abroad reports that in 2005, about 442,000 Guard, a large and critical part of More than 160 million U.S. citi- individuals received Social Security Iran’s military establishment, and zens are expected to retire over the payments while abroad. It doesn’t, anyone who does business with it. next 30 years, and exotic cultures, however, count those who may live The guards have grown to play a climates and locations offer enticing abroad but collect their benefits at dominant role in the country’s econo- prospects for them. So does the U.S. addresses. my, most recently in the oil and gas often-lower cost of living, which There can, of course, be chal- industry. allows retirees to maximize nest eggs lenges. Retirees may find themselves What the sanctions will accomplish at the mercy of local exchange rates: if remains to be seen. At hearings e got a leader in Iran the dollar dives, so does their convened by the House Committee spending power. Health care can also who has announced that on Foreign Affairs’ Subcommittee on W be a challenge. Retirees on Medicare the Middle East and South Asia on he wants to destroy Israel. have to travel back to the States to Oct. 23, the problems the policy faces So I’ve told people that if you’re have their treatment covered, though were discussed — including the fact interested in avoiding World overseas health insurance is available. that its success rests on persuading War III, it seems like you ought In Mexico, for example, private insur- others to join the boycott (http://for to be interested in preventing ance offers several options designed eignaffairs.house.gov/testimony.as especially for expatriates, but the them from having the know- p?pg=2). The opposition of Russia quality of care varies, with better and China, hesitation of Europe and ledge necessary to make a equipment and specialists more paralysis of the U.N. Security Council nuclear weapon. readily available in the larger cities. are additional obstacles. Overseas retirement may also — Pres. George W. Bush, at his “This is a frustrating and uncertain benefit local economic development. Oct. 17 press conference, policy course: but it is far better than As Walter Russell Mead argues, the alternatives of acquiescence or http://www.whitehouse.gov/ senior citizens retiring south of the war,” concludes Philip H. Gordon of news/releases/2007/10/ border may “help our Latin American the Brookings Institution in his de- 20071017.html neighbors make the transition to First tailed testimony (www.brookings. World prosperity much more rapidly
12 FOREIGN SERVICE JOURNAL/DECEMBER 2007 C YBERNOTES
than even most optimists dare to newspapers. Online classified ads thousands imprisoned — most nota- hope.” He also asserts that it will feature real estate, financial services, bly, opposition leader Daw Aung San “reduce the Medicare deficits that language lessons and domestic help Suu Kyi, the 1991 Nobel Peace Prize pose an even greater threat to the (see www.expatriates.com). laureate. long-term fiscal health of the U.S. Guides are also available on for- So far, the regime has arrested Treasury than Social Security.” eign residency requirements, proper- more than 3,000 protesters and Moving abroad does not mean ty laws and security concerns — for admitted to killing 10, but diplomats expatriates lose a say on issues that example, www.liveabroad.com. and dissidents say many more have affect them. The Association of — Marc Nielsen, Editorial Intern died. Students and activists used e- Americans Resident Overseas, a mail, blogs and cell-phone cameras to nonpartisan association representing Burma: An Olympic Challenge document military actions until the members in 21 countries urges Con- Aug. 8, 2008, will mark the start of government cut telephone lines and gress to take into account the con- the Beijing Olympic Games, almost blocked Internet and e-mail access. tributions, needs and issues of Ameri- exactly 20 years to the day after the But using high-resolution satellite cans abroad (www.aaro.org). AARO Burmese military junta put down images, the American Association for is currently working to secure Medi- student-led protests, killing more than the Advancement of Science has care coverage for eligible Americans 1,000 people. The September demon- confirmed field reports of destroyed residing overseas. strations in Burma (renamed Myan- villages, forced relocations and a Without language fluency or mar by the junta) brought world growing military presence (the full family connections to their new attention to the isolated country and report can be accessed at www.aaas. country, retirees may find integrating prompted calls for Chinese interven- org/news/releases/2007/media/09 themselves into local communities tion. 28burma_report.pdf). difficult. Fortunately, however, many What started out as a protest over Following the September visit of cities have large expat communities. increased fuel prices grew into the U.N.’s special envoy, Ibrahim The Internet has made it easier for nationwide marches calling for Gambari, the Security Council offici- expats to stay in touch with family and national reconciliation. Thousands of ally deplored the junta’s use of vio- connect with other Americans Burmese took to the streets, em- lence and called for the release of all abroad. Expat Communities (www. boldened by maroon-clad monks political prisoners, urging the govern- expatcommunities.com), a direct- demanding regime change. The ment to engage opposition parties in ory including more than 100 coun- ensuing military crackdown was dialog (www.un.org/News/Press/ tries, provides links to expatriate reminiscent of 1988, when at least docs/2007/sc9139.doc.htm). organizations, online forums and local 1,000 protesters were killed and Reiterating its commitment to non-interference, Beijing threatened to veto any sanctions against the Site of the Month: www.opensecrets.org regime. The junta’s largest trading The 2008 candidates seeking to become president have raised record partner, China aims to ensure access amounts of money, and the race seems on track to reach an unprecedented $1 to the country’s timber, oil, gas billion total. While trying to determine where the candidates stand on an issue reserves and precious stones. Beijing can be difficult, finding out their bottom line just got easier. also relies on the junta for access to Opensecrets.org conducts computer-based research on campaign finance the Bay of Bengal and the Andaman issues with the aim of creating a more educated voter, an involved citizenry and Sea — which the Chinese military a more responsive government. The organization compiles political contri- monitors. In addition to unwavering butions from more than 80 different industries and provides financial data for diplomatic support, the PRC’s ties to congressional, senatorial and presidential races. the junta have been strengthened A project of the Center for Responsive Politics, opensecrets.org is a non- with billions of dollars in investment, partisan, nonprofit group. Based in Washington D.C., CRP is funded by the trade and weapons sales. Pew Charitable Trusts, the Carnegie Corporation of New York, foundation In an attempt to counter Chinese grants and individual contributions. It does not accept money from influence, India has provided the corporations, labor unions, political parties or other interest groups. junta with light artillery, tanks, recon- — Marc Nielsen, Editorial Intern naissance aircraft and small arms. Currently Burma’s fourth-largest trad-
DECEMBER 2007/FOREIGN SERVICE JOURNAL 13 C YBERNOTES
ing partner, India also plans to build a message that such abuses of human road network through the country that rights are not acceptable,” Vice Presi- would increase trade with the other dent of the European Parliament Southeast Asian nations. Edward McMillan-Scott told Reuters. Despite the lack of progress since Rep. Dana Rohrabacher, R-Calif., Burma’s admission to ASEAN in has introduced a resolution in the 1997, and the negative publicity House, calling for the U.S. govern- generated by the protests on its 40th ment to boycott the Olympics (www. anniversary, ASEAN, like India, con- govtrack.us/congress/billtext.xpd tinues to oppose sanctions. The ? bill=hr110-610). In August, two association is concerned it will lose other House bills were introduced access to Burma’s natural resources calling for an Olympic boycott, but and push the regime further into many lawmakers have expressed China’s orbit. caution, saying a pullout will do more While Japan has cut economic to punish athletes than censure assistance, and the U.S. and Euro- China. pean Union have imposed new sanc- In September, Pres. Bush accept- tions on the junta, others see China ed an invitation from President Hu as the key player. “This regime has Jintao to attend the Games; but aides survived to this day because of said he will do so as a sports fan, not Chinese government support — fin- to make a political statement. ancial, diplomatic and military,” says For background information and a Aung Din, co-founder of the U.S. selection of helpful Burma-related Campaign for Burma (www.uscam links, see “Myanmar: A Call for Re- paignforburma.org), a grassroots gional Action” at the International organization that is calling for the Crisis Group Web site www.crisis world to boycott the 2008 Beijing group.org/home/index.cfm?id=5 Olympics. 093&l=1. In addition, the Sept./Oct. The E.U. countries are also calling issue of Foreign Policy has a use- for a boycott of the Beijing Games. ful guide to understanding Burma’s “The Olympics is the only real lever “economic lifelines.” The article can we have to make China act. The be accessed at www.foreignpolicy. civilized world must seriously con- com/story/cms.php?story_id=39 sider shunning China by using the 86. Beijing Olympics to send the clear — Marc Nielsen, Editorial Intern
50 Years Ago... The Association and its Foreign Service Journal can do more than we have in the past to serve the interests of the Service in the matter of public relations. I fear that if we stand upon our digni- ty we may not have much left to stand on. I think within limits there is room for a more muscular, red-corpuscular attitude on the part of the Association and the Journal. By that, however, I do not mean leaping to the barricades or fomenting revolution. We must always confine our effort to the bounds of common sense and that “application of tact and intelligence” which is the hall- mark of diplomacy. — Robert McClintock, “The Journal and the Service,” FSJ, December 1957
14 FOREIGN SERVICE JOURNAL/DECEMBER 2007 SPEAKING OUT Expeditionary Sidekicks? The Military-Diplomatic Dynamic
BY GERALD LOFTUS
e still refer to one sub- struction Team leader, what is the component of the political Why should the world’s nature of authority when the PRT is Wcone as “pol-mil” — as if, leading democracy embedded in a larger military unit? by putting “political” first, we indicate accept an increasing Recall that in the Red Army, the its primacy over the military. Civilian militarization of its political commissar could contravene control of the military has always been decisions taken by military profes- a byword of democracies, as we never diplomatic engagement sionals. Happily, there are no signs of tire of lecturing military officer corps with the world? that on our side, nor would we want from around the world. Yet a look at the tail to wag the dog in that manner. our current military-diplomatic rela- But why should the world’s leading tionship should give us pause. democracy accept an increasing mili- Speaking at the National Press commands and in the offices of tarization of its diplomatic engage- Club in Washington, D.C., on Sept. service chiefs. And AFRICOM, the ment with the world? 12, General David Patraeus hailed newest geographic command, expects Though the expeditionary diplo- Ambassador Ryan Crocker as “my to use diplomatic and development mat/soldier amalgam may appeal to great diplomatic wingman.” The experts for a third of its headquarters writers like Robert Kaplan, it pre- term’s Air Force origins denote a trusty complement. supposes that Iraq and Afghanistan sidekick, hovering slightly behind “Top are not one-off circumstances. If Gun.” Granted, Iraq is a unique situa- Going Through the Motions expeditionary (as opposed to what — tion; thankfully, most U.S. ambas- Without a doubt, the U.S. military desk-bound?) is to be the new ideal, sadors do not have four-star generals values diplomatic expertise. But the where (and what) is the next expedi- commanding troops in a war zone in relationship can be one of checking tion? David Jones pointed out several their countries of assignment. But the boxes, not of acting on civilian fallacies behind the headlong rush to overall attitude toward diplomacy expertise. Carl von Clausewitz’s dic- jettison traditional diplomacy in his within our national security structure tum, “war is merely the continuation Speaking Out column in the July- typified by this quote is still troubling. of politics by other means,” has August 2006 FSJ (“Run, Lemmings, We are used to a defense attaché become a staple of military culture, so Run”). Exposed one-officer posts, and perhaps a military assistance war-game planners frequently write with a company of security contractor officer as part of the embassy country scenarios with just a nod to diplomatic outriders, to perform “transforma- team, where the ambassador is in niceties before cutting to: “Diplomacy tional diplomacy” — is that the new charge. But increasingly, Foreign has failed; send in the military.” paradigm? How does that help the Service officers find themselves in If the post-9/11 era really is to be U.S. deal with the rest of the world? subordinate relationships to the characterized by long, global wars, we military, especially as the “expedi- must be particularly wary of the Washington on the Rhine tionary” model is expanded. Combat- dangers of focusing obsessively on When I attended National Defense ant commanders have long had notions like expeditionary diplomacy, University (1998-1999), I was part of a Foreign Service political advisers and, to the exclusion of our core com- student body comprised largely of more recently, also operate Joint petency. War zones are military turf, colonels and senior civilians. But I Interagency Cooperation Groups, and in that kind of expeditionary was conscious of who was missing. with representatives from foreign environment, the “pol” will always be Where were the rising GS-14s of the affairs and other agencies. Now wingman to the “mil.” Even in such Treasury Department, who might one POLADs are present at subordinate FSO billets as Provincial Recon- day deal with America’s increasing
DECEMBER 2007/FOREIGN SERVICE JOURNAL 15 S PEAKING O UT
indebtedness to China? Or the stellar military profile in the region became scientists from Agriculture, whose ever more prominent, the difficulties work on dry-land farming might be 21st-century challenges with which the United States felt crucial to sustaining our food supply? obliged to contend also multiplied.” When the premier federal institu- demand more of the FS This is not just a matter of tions of learning are those designed historical interest. The establishment for professional military education, than to be sidekicks to of AFRICOM — how it is to be that tells us something about our na- configured, where headquartered and tional priorities. This is not new: the the armed forces. with what missions — is a live issue. panic over Sputnik in the 1950s led to Is it to be a classic geographic com- the National Defense Education Act, batant command, with the force and the same period saw further bil- structure that comes with four- lions spent on the Eisenhower Inter- perceived gaps ... weakening the stardom? Maybe not. Will it move state and Defense Highways. Though Secretary of State’s primacy in setting from collocation with EUCOM in NDU and the other war colleges, to the agenda for U.S. relations with Germany, from which it was created, their credit, also study the other foreign countries. Some foreign to Africa? Probably, but where? elements of national power, including officials question what appears to be a Throughout the continent there is diplomatic, economic and informa- new emphasis by the United States on clear reluctance to host a foreign tional resources, the stress is inevit- military approaches to problems that military presence. ably on national security in the classic are not seen as lending themselves to And what missions will AFRICOM Defense Department sense. The fact military solutions.” Indeed. Generals undertake? Maritime security in the that FSOs are “embedded” in classes are naturally assertive about their role Gulf of Guinea’s oil shipping lanes is a for some diplomatic leavening does in their areas of responsibility. strategic interest, as is transnational not alter the fact that these institutions Stuttgart and the U.S. European terrorism across the Sahel. But Afri- remain war colleges. Command are actually on the River can publics and governments have The superstars of the U.S. official Neckar, but a “Washington on the already begun to complain that U.S. presence overseas are, let’s face it, not Rhine” outlook can develop there or engagement is increasingly military, the 190 or so ambassadors accredited at any of the overseas commands. In pitting 50 U.S. ambassadors and their to conduct bilateral relations, but the their quest for greater unity of effort, self-help programs against a brand- four-star geographic combatant com- combatant commanders lament the new U.S. commander for whom Africa manders of EUCOM, CENTCOM, bureaucratic barriers to their centrali- is his sole job description. PACOM, SOUTHCOM and AFRI- zing interagency coordination. Some COM. For their full-spectrum ap- of them would like to “mature” the Stake Out the Core Turf: proach to their respective areas of interagency process to the regional Diplomacy responsibility, the Pentagon wants the level (see “Extending the Phase Zero Some analysts argue that the various commands to fund such Campaign Mindset,” Joint Force unprecedented size, resources and programs as “Building Global Partner- Quarterly, Issue 45, 2nd Quarter strategic reach of the U.S. military ships” and greatly expand the Com- 2007). But how do you do that when give us a comparative advantage in mander’s Emergency Response Pro- there are some 50 U.S. ambassadors in power projection, similar to the one gram. This is not your $5,000 “Am- Africa, but only one four-star general? China has in producing cheap bassador’s Self-Help Program” dis- Here’s the rub: when you establish products for the world, or the bursing grants for village schools; we and fund regional combatant com- European Union has in unifying a are talking about many millions of mands, they must “do something” continent. The strength of the U.S. dollars here. about crises in their bailiwick. As the military is undoubtedly a prime asset, In a May 13 Washington Post arti- U.S. launches another continental- but as Thomas Barnett recently wrote cle, Walter Pincus quotes a Senate sized mission in AFRICOM, we in Esquire (“The Americans Have Foreign Relations Committee report: should consider what Andrew Bace- Landed,” June), the danger is that “As a result of inadequate funding for vich, in his 2005 book The New Ameri- “the poised hammer makes every- civilian programs ... U.S. defense can Militarism, said regarding the thing suddenly look like a nail.” agencies are increasingly being grant- 1980s growth of CENTCOM activities Does the U.S. need “expeditionary ed authority and funding to fill in its Mideast domain: “As the U.S. diplomacy?” Perhaps, but not as its
16 FOREIGN SERVICE JOURNAL/DECEMBER 2007 S PEAKING O UT
default posture, unsuited as it is to not) provide perimeter security for fronting climate change, mass migra- solving the myriad problems that don’t the embassy, let alone ensure a safe tions and the implications of the fit a Foreign Legion stance. working environment for diplomats to colossal U.S. currency reserves in The vast majority of the world’s 193 do their jobs. Nor can the Marine foreign hands, to name just a few of countries do not qualify as war zones. security guard detachment. And as the serious threats we face. True, not all of them are completely we are learning in Iraq, the costs of Let me be clear: Political-military stable or developed, and many are not hiring private security companies to issues, including counterterrorism and democracies. But they still constitute do the job go far beyond dollars and expeditionary forays in war zones, will sovereign nations in the generally cents. It is in these relatively few remain important. But they should accepted sense, with boundaries, cap- extreme environments that the mili- not blind us to the many other itals, elites and economies. This non- tary can and should take the lead — challenges that demand much more of expeditionary world — about 180 and where our diplomatic presence the Foreign Service than to be countries — is the diplomatic “area of should be kept lean until conditions sidekicks, diplomatic wingpersons to responsibility,” where the Foreign permit peacetime operations. the armed forces. Service works to advance American So by all means, let imaginative interests. Army majors produce and debate Gerald Loftus, a Foreign Service offi- In the “Rest of the World” (to use papers on “armed diplomacy” at cer from 1979 to 2002, lives in Pentagon parlance), basic social struc- places like Leavenworth’s Combat Brussels. Since retirement, he has tures and norms do not exist or are Studies Institute. Meanwhile, the focused on the interagency and multi- exceedingly shaky. In those places, non-expeditionary core of the Foreign national aspects of defense, with an the host government cannot (or will Service should take the lead in con- emphasis on Africa.
DECEMBER 2007/FOREIGN SERVICE JOURNAL 17 LETTER FROM THE EDITOR
BY STEVEN ALAN HONLEY
appy holidays! Once again Our annual fiction contest con- it’s time for my periodic There are many tinues with the same rules that ap- Hinvitation to take advantage ways you can share plied this year: Entrants are restrict- of the many opportunities to ed to one story of 3,000 words or less, contribute to the Journal. your insights in which must be e-mailed to Business Each issue features a focus section our pages. Let us Manager Andrew Kidd at kidd@afsa. examining various facets of an issue org no later than March 1. We will related to the Foreign Service or hear from you. publish the winning story (selected international relations. This month, by the FSJ Editorial Board) in our for instance, we examine the man- July-August 2008 double issue, and agement challenges chiefs of mission the other top stories during the fall (and all Foreign Service personnel) release date. Thus, we have already months. For more details, see the face in coordinating with overseas lined up authors for the January and ads in upcoming issues, or contact representatives of non-foreign affairs February issues, but there is still time Andrew directly. agencies. As always, we have put to submit manuscripts for later We invite those of you who expect together a range of commentaries months. Submissions should gen- to publish a book between now and and analyses from a variety of per- erally be between 2,000 and 3,000 next fall to send us a copy (along with spectives, both from within the words, though shorter pieces are promotional materials) for inclusion Service and beyond it. always welcome. in our annual compilation of recently You will find a list of the focus If those choices don’t grab you, or published books by Foreign Service- topics our Editorial Board has if you feel we have not devoted affiliated authors, “In Their Own identified for the coming year (sub- enough space to a professional con- Write.” Sept. 1 is still the deadline ject, of course, to revision) on p. 19. cern or functional issue, please con- for inclusion in the roundup, which As you can see, most of these sider writing a feature article (also in will again run in November. For themes relate directly to Foreign Ser- the 2,000-3,000 word range) about it. more information, contact Senior vice professional and lifestyle issues, A new department we’ll be intro- Editor Susan Maitra at maitra@ so I hope many of you will consider ducing is FS Heritage. As its name afsa.org. sharing your insights and expertise. suggests, this periodic feature is Do note, however, that because of intended to spotlight key events in Share Your Insights our lead time for publication, and the the history of the Foreign Service We take seriously our mission to requirement for Editorial Board and diplomats whose names many of give you “news you can use” — e.g., approval, we need to receive sub- us know only from history books or information about how to advance missions at least three months (and the halls of State. (The first article your career; tips on dealing ef- preferably longer) prior to the issue’s will be about Loy Henderson.) fectively with the bureaucracy at
18 FOREIGN SERVICE JOURNAL/DECEMBER 2007 L ETTER FROM THE E DITOR
State and the other foreign affairs ments: Family Member Matters, Of skills in retirement, as well as financial agencies, especially when you are Special(ist) Concern (a forum for information and guidance for Foreign trying to resolve a problem; and specialists), Where to Retire, Memo Service personnel. updates on how AFSA is working to of the Month and The System and The Speaking Out department is improve working and living condi- You (notes from inside the bureauc- your forum to advocate policy, tions for Foreign Service employees racy). Contact Associate Editor regulatory or statutory changes to the and their families. Shawn Dorman for more information Foreign Service. These columns Much of that coverage is found, of at [email protected]. (approximately 1,500 words long) can course, within the pages of AFSA Another place to look for such be based on personal experience with News (now part of the magazine’s items is our periodic FS Know-How a professional injustice or present “white pages”). That section offers department (which ran five times in your insights into a foreign affairs- many different ways for members to 2007, I’m happy to say). We welcome related issue. share their experiences, thoughts and contributions on topics ranging from Our Reflections page presents concerns regarding professional is- managing one’s career and cutting red short commentaries (approximately sues, including the following depart- tape to parlaying one’s professional 600 words long) based on personal experiences while living or traveling 2008 EDITORIAL CALENDAR for the overseas. These submissions should center on insights gained as a result FOREIGN SERVICE JOURNAL of interactions with other cultures, rather than being descriptive “travel JANUARY Post-Traumatic Stress Disorder in the Foreign Service pieces.” We are also pleased to FEBRUARY The Diplomacy of Climate Change consider poetry and photographs for (PLUS AFSA Tax Guide) publication, either in that section or as freestanding features. MARCH Iraq, Five Years Later Please note that all submissions to (PLUS AFSA Annual Report) the Journal must be approved by our Editorial Board and are subject to APRIL Political Islam editing for style, length and format. For information on how to submit a MAY Democratization and Transformational Diplomacy column, article or letter, please contact us at [email protected], and JUNE Future of the Foreign Service Personnel System we will be delighted to respond. For (PLUS semiannual SCHOOLS SUPPLEMENT) other inquiries — changes of address, subscriptions, etc. — e-mail JULY-AUGUST Africa us at [email protected]. SEPTEMBER Foreign Policy & the U.S. Presidential Election Finally, I hope you will share your (PLUS AFSA Awards coverage) reactions, positive and negative, not only to this issue but to what you read OCTOBER The Peace Corps & the Foreign Service every month, by contributing to our Letters section. Just bear in mind NOVEMBER COVER STORY: “In Their Own Write” that, as with all periodicals, the (annual roundup of books by FS-affiliated authors) briefer and more focused your letter is, the more likely we’ll be able to DECEMBER New Foreign Policy Ideas for the Incoming Administration print it in full. (In general, 200 to 400 (PLUS semiannual SCHOOLS SUPPLEMENT) words is a good target.) Let us hear from you.
DECEMBER 2007/FOREIGN SERVICE JOURNAL 19 F OCUS ON C OUNTRY T EAM M ANAGEMENT
WHO’SIN CHARGE HERE?
THE ISSUE OF WHO WIELDS AUTHORITY OVER NON-STATE AMERICAN EMBASSY PERSONNEL CONTINUES TO PROMPT “ INTERAGENCY CONFLICT, AS IT HAS FOR YEARS. BY SHAWN ZELLER
ou are in charge of the entire United States diplomatic mission, and I shall expect you to supervise all of its operations. The mission includes not only the personnel of the Department of State and the Foreign Service, but also the representatives of all other United States agencies which have programs and activities in [country]. I shall giveY you full support and backing in carrying out your assignments.” Those were the words of President Kennedy’s May 29, 1961, letter to his diplomatic team throughout the world.
20 FOREIGN SERVICE JOURNAL/DECEMBER 2007 F OCUS
In the midst of a Cold War struggle that had boosted the Sharing Program, which sets embassy construction aggressive interagency posture of the Defense Depart- fees. ment and intelligence community, it was a notable affir- Another 2006 review of embassy operations, this one mation of where Kennedy believed power should lie, at conducted by the Senate Foreign Relations Committee, least in the area of foreign relations. would seem to indicate that the growth of non-State per- Every president since then has sent such a letter to his sonnel, particularly Defense Department employees, chiefs of mission abroad. But the issue of who wields may be even greater given the large number of DOD authority over American embassy personnel — particu- personnel assigned to temporary duty overseas since larly those who don’t work for the State Department — 9/11. Of 20 embassies surveyed, 19 reported significant continues to prompt interagency conflict, as it has for increases in military personnel at post. According to years. What’s notable, today, top diplomats say, is the many of the chiefs of mission at those posts, this uptick upsurge in such personnel. That, in combination with an has created significant tension over ambassadorial amorphous war on terrorism, has raised the question authority and even the direction of U.S. foreign policy. anew of whether ambassadors remain the president’s chief representatives overseas. Setting the Right Tone As during Kennedy’s time, many of the questions cen- All of the former chiefs of mission interviewed for this ter on the Foreign Service’s status vis-a-vis the Pentagon. story, including Ambassador George Staples, until DOD has not only boosted its military presence overseas recently director general of the Foreign Service, concur since Sept. 11, 2001, but has taken on an increasing role that managing the growing number of non-State person- in public affairs and the disbursal of foreign aid. What’s nel at overseas posts is a challenge. But it can bring real different this time around, many State officials fear, is benefits if the ambassador sets the right tone. that President Bush is not holding as firmly to the notion It’s sometimes difficult to find the balance between that his ambassadors lead the diplomatic mission and wielding chief-of-mission authority and encouraging coop- have the final word over initiatives emanating from their eration among a diverse staff. The ex-ambassadors said embassies. that the key to success is effective use of the country About the numbers themselves, there can be no team, which encompasses the heads of all embassy sec- doubt: chiefs of mission are managing more diverse tions and U.S. government agencies at post. That involves staffs. Figures compiled in November 2006 by the both projecting authority as the president’s principal rep- State Department’s Overseas Building Operations resentative and using communications and people skills Bureau for the purpose of setting agency fees for new that are as effective outside the embassy’s walls as within. embassy construction indicate that diplomatic person- “I urge ambassadors early on, at their first country nel, not including support staff, occupy 42 percent of team meeting, to give everyone a copy of their letter of positions at overseas posts — a plurality, not a majority. instruction,” says Staples, whose diplomatic resumé Another 36 percent are shared State Department sup- includes ambassadorships in Rwanda, Cameroon and port staff under the International Cooperative Equatorial Guinea. Then, Staples says, ambassadors Administrative Support Services program. Non-State should provide everyone in the mission with a list of over- agencies make up the remaining 22 percent; of those, all foreign policy objectives and what they are expected to the U.S. Agency for International Development repre- do to make them a reality. “Let them know that they have sents 9 percent of the total, followed by the Defense to help you succeed.” Department at 6 percent. The Agriculture, Commerce, Across the board, ambassadors agree that being open Homeland Security and Justice Departments also each and aboveboard about what is expected of personnel at post more than 500 employees abroad, even though post is a management necessity. That message, they say, several agencies have scaled back their overseas staffing has to counteract the never-ending problem of agency to reduce their costs under the Capital Security Cost officials back in Washington eager to direct their overseas staff, sometimes without filling in the ambassador. Shawn Zeller, a senior staff writer for Congressional “It’s awfully easy for someone back in Washington, in Quarterly, is a regular contributor to the Journal. Justice or Agriculture, just to pick up the phone and tell
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a person to go and do something,” Involving non-State To reverse these alarming trends, says Charles A. “Tony” Gillespie Jr., the report added, Congress and who served as ambassador to personnel in the working the administration must increase Grenada during the 1983 U.S. inva- State funding and more clearly sion. “The challenge is to make sure life of the embassy can delineate the authority of ambas- the voice of the United States is sadors. consistent and to make sure that also help head off any agency heads understand that they “This Worked for Me” are supposed to let the ambassador communication problems. In the meantime, though, it’s up know of their programs and give to ambassadors to use their man- him a chance to weigh in. Other- agement skills to make it clear that wise it’s very easy for someone in Washington to treat the they are the president’s principal representatives at post. embassy as their own foreign office.” Former ambassadors say country team meetings are the The Senate Foreign Relations Committee report perfect venue. The Foreign Service Institute’s handbook makes plain that challenges to ambassadorial authority for new ambassadors, “This Worked for Me,” recom- continue to be a problem, especially in the Defense mends that new ambassadors make it clear that the mis- Department, which has in some cases openly questioned sion is a team, “not a loose confederation of more or less State’s role and even won congressional approval for its independent entities.” The best ambassadors treat all actions. A case in point, the report notes, is the Bush agency officials as valuable team members and advocate administration’s push to expand a stream of funding for for the best solutions to problems that arise, no matter security assistance in foreign countries, dubbed “Section from which agency they emerge. To reinforce the team 1206 assistance” in reference to the section of the 2006 concept, the guide recommends making ample use of National Defense Authorization Act under which the interagency task forces and repeatedly stressing the need program was created. These funds flow directly through for full disclosure of agency initiatives. Defense rather than through the traditional channels for Ambassadors interviewed for this article shared sever- such aid controlled by State. They are used to train and al other tricks of the trade they used to keep everyone on equip foreign military forces. the same page. One tactic is to hold smaller meetings, The growing DOD presence at many posts, the report where agency heads could discuss issues directly with the said, is “placing new stresses on interagency coordination ambassador or deputy chief of mission. “I’d say to my in the field.” And while “overlapping missions and inter- defense attaché: this is your 30 minutes to talk to me agency frictions are, for the most part, refereed by the about what you think I ought to know about your pro- U.S. ambassador and other State Department leadership grams,” recalls Steven Pifer, a career Foreign Service offi- in the embassy,” the committee investigators said they cer and ambassador to Ukraine from 1998 to 2000. feared that Defense is showing signs of chafing under While that approach put agency heads on the spot, the State leadership. sessions ultimately built good will, offering Pifer a chance The expansion of the Section 1206 program, com- to offer his personal assistance and that of the rest of the bined with a ballooning DOD budget that continues to embassy staff to whatever project agency officials were outpace funding increases at State, the report added, not pursuing. only dwarfs State’s role but threatens to undermine U.S. Delegation can be key, as is having a trusted No. 2, foreign policy objectives, as military solutions gain promi- says David Greenlee, who recently retired from the nence over diplomacy. Congress and the administration Foreign Service after serving as ambassador to Bolivia. cannot continue “to undervalue the role of the civilian “If you have a big embassy, you can’t do everything, so agencies if we want to ensure that our response to violent you need good section chiefs and agency heads to make extremism is calibrated, supported by an appropriate mix it work and you have to rely on them. If you’re going to of civilian and military tools,” then-Senate Foreign get to the point in the Foreign Service where you are a Relations Committee Chairman Richard Lugar, R-Ind., counselor, you have something close to a Type A person- wrote in the report’s introduction. ality. You’re going to defend turf, and occasionally sparks
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will fly. That’s why you need a good deputy chief of mis- important, Staples says, to ensure that everyone with a sion, who can make sure that as ambassador you don’t cut stake in a policy issue, “is involved and listened to, and people off at the knees. You should be the last person has input into it. You can’t have a decision made in the they come to to settle a problem.” mission and then have people go back to individual agen- Involving non-State personnel in the working life of cies and recommend that back in Washington it be the embassy can also help head off any communication opposed. It should never get to that point if you’ve done problems. Staples says he insisted on members of other the consultations in the field. There should be no sur- agencies serving on the embassy’s housing board and prises. If there are differences, everyone should be up recreational association. In addition, all newcomers to front about them.” post had to be sponsored by a representative of a differ- ent agency from their own. It was, he says, “a way to When Things Go Wrong build trust and break down barriers.” Often such efforts But what do you do when things go really awry? can tilt more to personal tastes. For example, Gillespie When, for example, you discover an agency project going recalls a story about an ambassador who took new on behind your back that threatens overall mission goals? recruits mountain-climbing in order to get to know them As you might expect, it’s a judgment call. “The ambas- and build a sense of camaraderie. sador has tremendous convening authority,” says Gil- The advent of Secretary of State Condoleezza Rice’s lespie. “If he knows and understands and cares to use it, “transformational diplomacy” has in some ways made the he can usually get into a Cabinet secretary’s office.” At the task harder by spreading out embassy resources over same time, he says, “A good desk officer at State should broader geographic areas. That’s made it all the more have contacts or know how to make them within other
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agencies. You try to resolve these Freelancing and people who can tell us what’s going things at the lowest possible level, on around the country,’” he recalls, but you can kick it all the way up to overaggressiveness by adding that their reports proved the National Security Council.” “some of the best information we Greenlee says he made a point of FBI investigators or DOD received.” ensuring that either he or his deputy That, of course, is the best-case returned to Washington once a Special Forces can scenario. In other instances, the quarter to make the rounds, both at camaraderie at post can be over- State and at other agencies with needlessly destroy taken by parochial concerns and missions in Bolivia. “You don’t want interagency battles rooted in to get so separated from Wash- diplomatic relationships. Washington, which then spill over ington that you don’t understand into agency freelancing overseas. that people at the Defense Depart- Ambassadors can be caught in the ment might be pushing on something.” In that sense, he middle as they attempt to repair the damage such free- says, it’s critical to understand the pressures that are being lance projects can do to the bilateral relationship. brought to bear on State by other agencies in Washington. “What’s harder to know is when you ought to stop pushing Turf Battles in Washington. Some battles you’re just not going to win, Ambassadors say that clashes can arise from the sim- and you realize in some cases that it’s not where you want plest of problems, such as an agency that provides its to break your spear.” overseas staff with better funding than State does. Or Greenlee agrees: “It’s one of those things where as mistakes can be made due to ignorance of diplomatic ambassador you could get out the letter and say, ‘By God, methods and procedures. Then there can be grander it’s my call,’ but you want a good relationship with other challenges that cut to the heart of embassy authority. The agencies.” Senate Foreign Relations Committee report, for exam- Working it out diplomatically — so to speak — is best, ple, suggests that the threat of terrorism has spawned just of course, but when something egregious occurs, it’s crit- that, as the Bush administration has allowed Defense to ical that an ambassador take a stand. Staples says that it’s exert more independence at overseas missions. simply unacceptable “to have any kind of operation in the As a result, conflicts have arisen over everything from country without the chief of mission’s knowledge. It just public diplomacy to security assistance. In one Islamic cannot be. If you ever have an instance when something country visited by the committee’s investigators, Defense is done behind your back and it blows up and causes a public affairs officers wanted to feature a prominent serious incident, you as chief of mission are perfectly Muslim cleric in a U.S.-produced program. State op- within your rights to raise hell with the agency back in posed the plan, arguing that it risked tainting an inde- Washington and the individual at post.” pendent moderate with Western approval. The investi- That said, Staples insists that such instances are gators found similar problems in both humanitarian assis- extremely rare and that “99 percent of the time agencies tance and security programs run by the Pentagon. work hard to maintain the trust of the ambassador.” In Uganda, for example, a military civil affairs team When that’s the case, non-State personnel can prove a went to the northern part of the country to help local boon through the monetary and reporting resources they communities build wells, erect schools and carry out bring to bear. Numerous ambassadors interviewed for other small development projects to help mitigate the this article noted instances where a Foreign Agricultural consequences of a long-running regional conflict, the Service or Foreign Commercial Service staffer, who had report said. But local nongovernmental organizations funding to travel the country, was able to provide valuable speculated that the military was there to take sides in the reporting back to the embassy about conditions far afield. conflict. In Ethiopia, similarly, military humanitarian Pifer, who served in Ukraine during the Y2K transition, action teams were ordered out of the region near the called on Peace Corps Volunteers to report back the Somali border, ostensibly due to Ethiopian sensitivities night of the new millennium. “I thought, ‘Here are 250 that their presence could spark cross-border hostilities.
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In another African country not named by the investi- itarian assistance projects than those that have no gators, civilian embassy officials questioned the rate at USAID office.” Yet the same report also noted that which military programs are rapidly escalating and the “budgetary cutbacks at USAID, affecting both personnel sizable and still growing presence of U.S. military per- and programs, are repeatedly cited as a deficiency in the sonnel in-country. A U.S.-labeled backpack, observed on U.S. campaign against extremism in susceptible regions a government soldier undergoing DOD training, under- of the world.” scored for the Senate investigative staff the potential That, in turn, poses all kinds of questions about the complications of a too-close association with the country’s direction of U.S. foreign policy and the country’s ability to military. “It would be a major setback if the United States win the war on terrorism, the investigators argued. “Such were to be implicated in support of operations shoring up bleeding of civilian responsibilities overseas from civilian the repressive regime, regardless of the stated intent of to military agencies risks weakening the Secretary of such training,” the report said. State’s primacy in setting the agenda for U.S. relations Meanwhile, further exacerbating the problem, the with foreign countries and the Secretary of Defense’s investigators found that just as Defense has ramped up focus on warfighting,” the report said. its involvement in humanitarian and development aid, Barbara Bodine, who served as ambassador in Yemen State and USAID have had to scale back some opera- at the time of the 2000 strike by al-Qaida on the USS tions due to the ongoing “Iraq tax” and budget limita- Cole, which left 17 sailors dead, experienced just such a tions. The Senate investigators reported that “country challenge to ambassadorial authority first-hand, as she teams in embassies with USAID presence are far more sought to balance the overall foreign policy goal of main- capable of ensuring sufficient review of military human- taining a working relationship with Yemen’s government,
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while the military and Justice Department sought to overseas presence. “They are a very tight-knit culture,” investigate the strike. he says of the FBI, and the relative openness at overseas The response, at least in some quarters, was to paint missions is “alien to them.” Bodine as a bureaucratic interloper, who impeded the In response to challenges in the past, Bodine says, “We investigation. Some have even alleged that because of always had as our trump card the chief-of-mission letter. her resistance to investigators, she played a role in the At the end of the day, you knew and they knew that letter intelligence failure leading up to the 9/11 attacks. meant something, that Washington would back you if Bodine, of course, sees it differently. The Cole investiga- push came to shove. But now, in the wake of Rumsfeld’s tion, in her view, marked a shift in the balance of power tenure at Defense and the attitude of the White House, between ambassadors and the military and Federal the letter doesn’t have the same kick to it. Without that, Bureau of Investigation agents. With their aggressive, you’re hosed. In the past, with both Republicans and take-no-prisoners attitude, the latter two groups began to Democrats, there was a very strong sense that ‘this is my run rampant over State’s diplomatic approach. person in-country.’ If the president and vice president aren’t conveying that, it makes it that much harder. If Culture Clashes there were deep philosophical problems, or an agency Gillespie traces the phenomenon, at least in the case representative that was not playing with the country team, of law enforcement officials, not so much to the political you could refer it back to Washington, and it would be turf wars of the Bush years as to agency culture clashes resolved. Now I get the sense that in its most extreme that have emanated naturally from former FBI Director form, they look at you and laugh. They say, ‘I don’t report Louis Freeh’s move to expand the investigative agency’s to you; my boss doesn’t report to you.’”
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The Senate Foreign Relations Committee report, in won’t necessarily work in a foreign environment, or could response to the trend, goes so far as to suggest that potentially disturb broader embassy goals. ambassadors work out memoranda of understanding with Greenlee agrees, citing his experience leading up to, DOD to make clear where lines of authority lie. and after, the 2006 election of Bolivian President Evo Gillespie sees the problem as broader than just a con- Morales. Substantial opposition to bilateral cooperation flict between State and Defense or State and Justice. He arose in Washington because of Morales’ past links to agrees that agencies have become “more robust, not nec- drug traffickers. But Greenlee recognized that the new essarily in terms of numbers, but in the ways they think president had won a landslide victory and the United they can operate under this still not terribly well-defined States had to engage him. “Some took the attitude that authority of the chief of mission.” That has led to an all we have to do is cut off funds and people will do what uptick in challenges to ambassadorial authority, he you want, but it’s really much more complicated.” expects, though the phenomenon itself is “nothing new.” Bodine hopes the pendulum she believes has swung in Staples argues that such disputes are not necessarily the direction of Defense and Justice will swing back in a anything sinister — in terms of a direct and deliberate new administration. Freelancing and overaggressiveness challenge to ambassadorial authority — but can emanate by FBI investigators or Defense Department Special from ignorance of diplomatic complexities. It’s entirely Forces can needlessly destroy diplomatic relationships, natural, he says, for an FBI investigator to want to turn to she says. In Yemen, she recalls, “The FBI were accusing his counterpart in the national police of the country in me of putting the bilateral relationship ahead of the which he’s posted. But an ambassador needs to provide investigation, but the investigation can’t go forward irre- the “broader perspective” when such natural tendencies spective of the rest of the relationship. This is a point that
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some new players don’t understand. A good relationship doing battlefield preparation. The problem with that is if is not the end; it’s the means. If we have a candid, hon- you have a global war on terrorism, the battlefield is every- est relationship, then you can do a great deal. If you have where. Ergo, there are no rules anymore,” says Bodine. Pyrrhic victories, they’re not going to be there for you the If she is right, the next few years could be crucial. A next time.” whole generation of Foreign Service officers has now Such overaggressive attitudes, she stresses, are typi- come up in the post 9/11-environment. “There’s nothing cally not exhibited by longtime overseas personnel, such worse than to go to an interagency meeting and the other as members of the Foreign Commercial Service or guy has a bigger dog in his yard,” Bodine says, referring Foreign Agriculture Service. “Where it intrudes is when to Defense’s clout during the Bush years. “We’ve you get TDYers, DOD with its special teams, and inves- become third-rate soldiers as opposed to first-rate diplo- tigative deployments. They are not really part of the mats. It’s going to take concerted effort by the new country team and they are reflecting particular Secretary of State, whoever that is, to prove that diplo- Washington parochialisms. The problem is that some of macy is not an arcane art form.” these are becoming much longer-term.” Staples, like many other diplomats interviewed for this In addition, the war on terrorism has added to the story, doesn’t see the situation the same way. If anything, questions about who in the embassy answers to whom he says, the terrorist threat “has made people pull togeth- because of the long-held policy that military personnel er even closer overseas.” Regardless, leadership by the involved in combat operations answer to their military chief of mission remains the key element in keeping commander, not to the ambassador. “The military can embassy country teams running smoothly to carry out operate without informing the ambassador if they are U.S. objectives in each country.
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28 FOREIGN SERVICE JOURNAL/DECEMBER 2007 F OCUS ON C OUNTRY T EAM M ANAGEMENT
CHIEF-OF-MISSION AUTHORITY: A POWERFUL BUT UNDERUSED TOOL
THE STATE DEPARTMENT SHOULD CAPITALIZE ON THE PRESIDENTIAL MANDATE GIVEN TO EVERY COM TO STRENGTHEN THE COUNTRY TEAM MECHANISM.
BY EDWARD PECK
epresentatives of That gap between theory and practice should not sur- more than 30 federal agencies are currently stationed in prise anyone familiar with organizational behavior in the U.S. embassies, where they manage and advance their general sense. But there is an additional problem that is particularR organization’s agenda based on instructions specific to the conduct of international relations. In from headquarters. When their efforts are coordinated Washington, during the formulation phase of the foreign under the country team umbrella, they can achieve great policy process, the various agencies are more or less things, but this happens far less often than it should. equal. None can give orders to, nor will they ever accept them from, other agencies. As a result, communication Edward L. Peck, a Foreign Service officer from 1956 to lapses can occur, with one agency failing to discuss with 1989, was chief of mission in Baghdad from 1977 to 1980 or even inform others about what is being planned and and ambassador to Mauritania from 1983 to 1985, where. Meaningful direction and supervision must among many other postings. In 1974, he won AFSA’s come from higher levels: the National Security Council, William R. Rivkin Award for Constructive Dissent by the Cabinet and, ultimately, the president. convincing the Department of State to change the rules In foreign affairs, the consequences of such lapses for joint caption telegrams worldwide, in order to clarify show up overseas in the form of haphazard policy imple- and protect the chain of command from the Secretary of mentation. Without meaningful direction by a higher State to ambassadors. (He may also be the only officer to authority in the field, U.S. foreign policy risks being win a grievance against the State Department and go on hamstrung at best, and counterproductive at worst. This to an ambassadorship.) In addition, he proposed and is where the State Department, by capitalizing on the compiled the first “Ambassador’s Handbook” in 1973. presidential mandate given to every chief of mission, can Ambassador Peck lectures at FSI and other U.S. gov- be most effective. Regrettably, however, State has failed ernment institutions on the subject of “Advocacy and to make the best possible use of this unique role. Dissent” and does other public speaking and writing. A former retiree representative on the AFSA Governing How We Got Here Board, he is a longtime member of the Awards Com- Prior to World War II, few government agencies had mittee. overseas representatives. Such employees basically had
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two functions: observe and report. Accordingly, ambas- chiefs of mission, some COMs are not AEPs — but they sadors needed few formal authorities in their dealings are given precisely the same managerial authorities. with non-State Department officials. The Cold War generated a plethora of proactive pro- The COM’s Mandate grams: political and economic reporting, development Extracts from pertinent portions of the president’s let- assistance, cultural relations, military cooperation, intelli- ter are compelling. “As chief of mission, you have full gence collection and analysis, etc. It soon became evi- responsibility for the direction, coordination and supervi- dent that one agency could be busily working toward sion of all United States government executive-branch goals that ran counter to what another agency in the same employees. ... You have the right to see all communica- country was trying to accomplish. This was partly the tions to or from mission elements, however transmitted result of the organizational problems mentioned above, … As chief of mission, you are not only my personal rep- compounded by the lack of clear instructions as to who resentative, but that of our country.” was in charge of what, and to what extent. This is an extraordinary mandate. The letter goes to In an effort to improve the coordination of implemen- some length to insure inclusion of all personnel, in all func- tation, President Dwight Eisenhower initiated the cur- tions and locations. The import of the last phrase cited rent practice of giving each ambassador direct, written above is unambiguous: Chiefs of mission work directly for authority over the activities of all in-country executive- the president, because the president says they do. branch personnel, except for those under an area military In the Foreign Service Act, the section on COM commander. (Formerly known as commanders in chief, authorities and responsibilities uses language identical to or CINCs, those leaders are now referred to as combat- that in the president’s letter. Of even greater potential ant commanders, or CoComs.) significance, the sentence introducing that section of the Ever since the passage of the Foreign Service Act of law begins: “Under the direction of the president ...” 1980, the letter has been addressed to chiefs of mission (emphasis added). Note that it does not say “under the rather than ambassadors (see the next paragraph), but direction of the Secretary of State.” with the same clear objective: to inject a level of com- There is solid, indisputable logic behind the establish- mand and control at the implementation end of foreign ment of a direct link to the president. If chiefs of mission policy that is difficult to maintain at the formulation worked for the Secretary of State, they would be on the stage. Each president has used slightly different word- same organizational level as their overseas counterparts ing, but the basic delegation of authority for the conduct from other agencies, who also report to their respective of relations remains unambiguous. Cabinet secretaries. Despite being the most senior It may be useful to clarify the distinction between Cabinet member, the Secretary of State lacks any author- ambassadors and chiefs of mission. Individuals formally ity over his or her colleagues. representing their nation abroad have an internationally recognized diplomatic title: ambassador extraordinary The Secretary of State’s Role and plenipotentiary. From an operational perspective, an To establish the COM-Secretary of State relationship, AEP’s functions are concentrated on dealing with the the president’s letter says, “Please report to me through host government. By contrast, American chiefs of mis- the Secretary of State. Under my direction, the Secretary sion are also charged with responsibility for the manage- of State is, to the fullest extent provided by the law, ment of all internal operations. responsible for the overall coordination and supervision The two titles are required for two reasons. First, the of U.S government activities and operations abroad.” leader of a U.S. delegation to an international conference, This sentence is the key to the entire exercise. If proper- for example, may be given a temporary title as ambas- ly employed, it gives the Secretary, and therefore the sador, but is neither an AEP nor a COM. Because of this department, an unparalleled mechanism for affecting the situation, both the president’s letter and the law refer only full range of our actions abroad. to the responsibilities and authorities of COMs; neither The Secretary cannot be placed between the presi- document explicitly mentions ambassadors. Second, and dent and the COM on an organization chart, nor pre- of perhaps greater significance: While all AEPs are also sented as occupying such a position. To do so would not
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only vitiate the intent of the letter Without meaningful organizational behavior by plac- and the law; it would eliminate ing relatively equal agencies in a the direct linkage to the president direction by a higher permanent superior-subordinate that is the single, sine qua non relationship are unlikely to suc- basis for COM authority. The authority in the field, U.S. ceed. It is for this reason that stronger and more publicly considerable effort has been emphasized that connection, the foreign policy risks being expended in the White House stronger the Secretary of State’s and on Capitol Hill to make it role. Yet an understanding of this hamstrung at best, and clear that chiefs of mission work basic fact is neither as widespread directly for the president. Yet nor accepted as it should be, even counterproductive at worst. State has consistently made insuf- within the State Department. ficient use of that exceptional In any event, it is relatively leverage. easy to announce, but very difficult to impose, one agency’s authority over others. The National Security Act Where State Fails of 1947 is an illustration. It gave the director of the Giving the Secretary of State control of the only chan- Central Intelligence Agency control over the intelligence nel for instructions to COMs provides the department budgets of all other agencies. A potentially important with the means for a significant impact on the imple- concept, it was doomed to fail. mentation of policies, across the board. The role of the Attempts to amend the rigid, hierarchical rules of COM should logically be strengthened and supported at
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all times and in every possible way, Chiefs of mission the reasons why it was given in the but it very seldom is. In fact, it is first place: to improve coordination often ignored, and frequently under- work directly for the of our policies and programs abroad. cut. Those who have served as chiefs president, because the Some Corrective Measures of mission are perhaps most familiar • The small, somewhat marginal- with the problem. Solid backing president says they do. ized Office of COM Authority, cur- from State in a difference of opinion rently in the Bureau of Administra- with another agency’s representative, tion, should be expanded, made a for example, cannot be depended upon. Messages from part of, and report to the under secretary for political the department on the subject, often distributed to other affairs, with a major role in following issues related to agencies, sometimes dismiss legitimate concerns in an post management as they arise. offhand manner. Similarly, cables addressed to chiefs of • State personnel, especially but not exclusively in mission, often prepared by individuals not in the proxi- regional bureaus, should be fully briefed on the impor- mate chain of command, do not always convey the tance of supporting the direct relationship between the impression that the COM’s authorities or views are of COM and the president. particular importance. If State does not treat chiefs of • A compilation of documents on COM authority mission as personal representatives of the president, should be in the hands of every regional assistant and especially in open communications, it cannot expect oth- deputy assistant secretary, as well as office directors, their ers to do so — or respect their authority in the intera- deputies and desk officers, and should be used as a mea- gency process. suring stick on all instructions to COMs, from whatever Consider for a moment the self-evident and highly office or agency. instructive answers to two questions. If the COM’s • State reps assigned to DOD training facilities should authorities were given to the senior military officer, make extensive presentations on this important topic. would there be a discernible change in the manner in Military personnel have little trouble understanding a which the recipients would attempt to carry them out? chain of command. And would DOD not make every possible effort to ele- • FSI should include an explanatory presentation on vate its status, expand its role and make maximum use of the role of the COM in all of its interagency training pro- its newfound authority? grams. Many years ago, I learned that a regional bureau assis- • All entering Civil Service and Foreign Service tant secretary, a former political-appointee COM, had employees should receive briefings on the subject and its written all his chiefs of mission (with copies to other importance in the effective performance of the depart- agencies) instructing them that they worked for and took ment’s responsibilities. their orders directly from him. I was unsuccessful in get- • Chiefs of mission or the Secretary of State, depend- ting him and the department to understand that the let- ing on the circumstances, should equip every chargé d’af- ter greatly weakened his role, as well as State’s, by under- faires with a letter delegating the maximum possible cutting the COM’s direct link to the president. derived authority for the interim management of the post. This brings up an important related point. The This very basic procedure has never been instituted. embassies with the heaviest concentration of agencies • COMs, in particular those who are non-career, and activities are often, logically, in the larger, more should receive extensive, detailed and specific instruction strategically important countries. If it is located in a on their mandated authorities and responsibilities, as well pleasant place, the embassy is frequently headed by a as a reality check on their limitations. political appointee who, despite other abilities and Taking these and related steps will improve and facil- accomplishments, knows very little about who does what, itate the ability of chiefs of mission to achieve national how the system works, or what its procedures, problems objectives. Without them, the ongoing erosion of State’s and mechanisms are. The result is a further diminution management of our foreign relations will likely acceler- of the primordially important role given to COMs, and ate.
32 FOREIGN SERVICE JOURNAL/DECEMBER 2007 F OCUS ON C OUNTRY T EAM M ANAGEMENT
ONE HAND CLAPPING: THE SOUND OF STAFFING THE FOREIGN SERVICE
THE FOREIGN SERVICE HAS BEEN CRITICALLY UNDERSTAFFED FOR MORE THAN TWO DECADES.
BY MARK JOHNSEN
n a memorable Sidney Harris car- the State Department had done its homework, too. toon, a scientist fills a blackboard with equations, in the My presentation, however, did little to support the middle of which he writes, “Then a miracle occurs.” A expectation of a miracle regarding the State Depart- secondI scientist examining the work responds, “I think ment’s part in the process diagrams. Indeed, filling posi- you need to be more explicit here in step two.” tions in the war zones of Iraq and Afghanistan has This cartoon came back to me vividly and repeatedly become a major challenge for the Department of State. during lectures at the Naval War College in Newport, While these new requirements have strained State’s R.I., where I was privileged to spend a year in 2000. In human resources, they are not themselves the source of discussing various scenarios, an instructor or student the current staffing crisis. In fact, the Foreign Service would often refer to a process diagram to describe organ- has been critically understaffed for more than two izational interactions and responsibilities in operational decades: this is an entrenched liability that the demands situations. At some critical point, the presenter would of Iraq and Afghanistan have simply exacerbated. point to a subprocess, and confidently state, “The Some measures can be taken to more effectively Department of State steps in here and takes care of it.” leverage the existing inadequate numbers of personnel. Such expectations of the State Department and the But even in the optimal scenario — where Congress and Foreign Service increasingly caused me concern. To the administration drastically increase hiring — the provide a little more perspective, I prepared a force staffing deficit will continue to limit the effectiveness of analysis of the Foreign Service for my classmates. While U.S. foreign policy long after Iraq moves from the head- most of my fellow students had never encountered a lines to the history books. real, live FSO, they were very familiar with problems of staffing and force analysis, and confidently expected that A Snowballing Deficit The Department of State’s funding in real terms in Mark Johnsen joined the Foreign Service in 1993, and 2000 was about 50 percent of what it had been in 1985. has served in Bonn, Kuala Lumpur, Islamabad, On the personnel side, the picture was even bleaker. Hamburg, Hong Kong and Washington, D.C. He is a From 1990 to 1997, State hired at below attrition levels, graduate of the Naval War College. resulting in a shortfall of about 700 Foreign Service
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entry-level officers. A buyout program in the mid-1990s 2000. This training comes at a cost: time. A week of further compounded the reduction in the Service by training for 11,000 Foreign Service employees costs drawing down senior ranks. 440,000 hours, or the equivalent of about 212 full-time- At the same time, during the 1990s the Department of equivalent positions. Nor has the upward trend in work- State opened 22 new embassies. Assuming an average of loads slowed since 2000. Consular workloads have con- 60 FS employees per embassy, that’s about 1,320 new tinued to increase with the implementation of post-9/11 positions. The 1990s also saw a substantial workload procedural changes and the growth of travel by both increase as a result of the accelerating pace of globaliza- Americans and visitors to the United States. New tion. In the consular field alone, for instance, the work- embassies in Baghdad, Kabul and Tripoli have placed load increased during the decade by at least 30 percent, added demands on staffing resources. creating a demand for approximately 300 more officers. It is not just the increase in workloads that is affecting Beyond supporting this expansion, the Foreign the Service. Like much of the federal government, the Service was also carrying large, accrued deficits of time Foreign Service is an aging work force. Baby boomers for training (only 50 percent of the officers occupying are poised to retire in unprecedented numbers, poten- language-designated positions were getting the necessary tially swelling staffing deficits. Moreover, health and language training as of 1997) and for the use of mandato- family commitments play larger roles in older employees’ ry home leave. By my estimate, the personnel needed to decisions to serve overseas, making it more likely that cover the training and leave deficits alone totaled approx- they will serve fewer tours abroad. imately another 900 positions. Other factors are also eroding the personnel base. By 2000, then, the actual shortfall for Foreign Service Individuals retiring under the Federal Employees staffing was not 700 positions — the number commonly Retirement System, which went into effect in 1987, face accepted at the time as the deficit and the target for the losing accumulated sick leave. Under the Civil Service subsequent Diplomatic Readiness Initiative. Because of Retirement System, retiring employees could convert the additional, cumulative deficits that were never unused sick leave for cash; under FERS, sick leave is “use addressed, such as those cited in the previous paragraph, it or lose it” upon retirement. Not surprisingly, the trend it was actually more like 2,000 to 3,500 positions. has been for employees to increase the use of sick leave Although the Foreign Service was marginally capable of in the years before retirement rather then forfeit it. Even fulfilling the elemental functions of its mission, it lacked a slight tick upward in its use can add another couple of the resources necessary to effectively respond to more percentage points to the personnel deficiency. And in the challenging demands. department’s Foreign Service employment pool of Now seven years have passed, and the Foreign Service 11,000, each percentage point is worth 110 positions. is still struggling to fill all of its positions and meet its More significantly, a deficit of several thousand commitments overseas. Dire in 2000, the staffing situa- Foreign Service employees is not something that can be tion has only marginally improved since then. The cheaply or quickly corrected. The DRI effort severely Diplomatic Readiness Initiative that began in 2001 hired strained the department’s recruitment, training and 1,158 people above attrition, yet the entrenched, histori- assignment capacities. Developing a trained, profession- cal staffing shortfalls have persisted. And they have been al force takes time — an average of 10 years of experience aggravated by increases in staffing demands and changes and training to reach mid-level proficiency. Even if the in staffing demographics. hiring of entry-level officers were doubled or tripled tomorrow, it will take as long as it takes the average Policy Demands, Demographics Foreign Service officer to advance to senior ranks — Undercut DRI Gains between 20 and 30 years — to raise staffing by a third at One source of increased demands on staffing has been all levels of the Foreign Service. the DRI itself, inasmuch as the program introduced new Political realities make increasing the numbers of the Servicewide leadership and management training Foreign Service in the near term highly unlikely. So if the requirements. Apart from DRI initiatives, other FS will and the money are not there to build a Foreign training programs have been added or expanded since Service that is matched to its mission, what other options
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exist? Well, there aren’t many. No A deficit of several comprehensive financial control sys- matter how firm the faith might be tems to capture actual monetary in rightsizing, only so many rabbits thousand Foreign Service costs; nothing is left to chance. Any can be pulled from that hat. The federal employee who makes a staffing resource base is simply too employees is not some- financial commitment on behalf of small to possess enough waste or the government without having suf- surplus that could be mined to close thing that can be cheaply ficient funding risks serious conse- the gap between personnel supply quences. Obligations that require and demand. or quickly corrected. personnel should be subject to the To balance the force with its mis- same level of control and account- sion, either the size of the force or ing. We should be no less serious the mission must change. If a major increase in staffing about staying in balance in staffing than we are about will not happen, only a correspondingly major overhaul of funding. what we do and how we do it will balance the equation. Keeping human resources in balance entails recogniz- ing that time is a resource and making the connection “Anti-Deficient” Staffing between time and positions. Tasks require time, which The first step in achieving a fundamental change in comes from people. New tasks require new positions, a staffing the Foreign Service is to manage its human correlation that is routinely overlooked. For example, resources with the same care and consideration given to visa sections have already gone from taking no finger- financial resources. The department has implemented prints to taking two per applicant, and now must take 10
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prints. One rough field estimate is We should be no less from Iraq and Afghanistan. that taking 10 fingerprints instead of two requires an additional serious about staying in Just Showing Up minute per applicant. So in a sec- If we are seeking to free up tion that daily processes 500 visa balance in staffing than resources for redeployment in the applications, eight more hours a developing world, to become more day are needed. This time debt we are about funding. expeditionary, the manner in which must be met either by adding an we organized and operated our eight-hour-a-day position or reduc- posts a hundred years ago should ing other tasks in the section. perhaps again become more the rule than the exception. To reduce the existing staff-time deficit, large time lia- Setting up more American Presence Posts (each with a bilities need to be removed from the staffing balance single mid-level officer supported by one to four locally sheet. One of the biggest single time-sinks in the Foreign engaged staff at a regional center), with smaller footprints Service is the Employee Evaluation Report and promo- and lower overhead, achieving more influence through tion process. The current practice consumes two months closer integration with local institutions — rather than the to produce and five more months to evaluate. It is doubt- trend toward fewer, bigger posts — would better match ful that the institution is getting a sufficient return on this the goal of a globally positioned, expeditionary Foreign enormous investment. Two other policies that need to be Service. reconsidered with a view to freeing up staff time are the After all, no congressional candidate up for re-election retirement age of 65 and the time-in-class limits, both of in a contested district would attempt to campaign only which are legally mandated by Congress. from Washington, D.C., forgoing personal appearances at Secretary Rice has called for a more “expeditionary” hometown venues. Likewise, Starbucks would not make Foreign Service, and this idea has potential for leveraging a double hazelnut decaf caramel macchiatos in Nebraska staff resources. While technically any force that is over- for a customer in Manhattan just because overhead is seas is expeditionary, the concept implies a more self- lower in Omaha. Whether one is running for Congress or contained, flexible organization, operating in remote selling cups of coffee, influence and market share are won areas. Interestingly, as historical staffing data show, the at the local level. Presence is the key to influence; small- Foreign Service of the early 20th century could be seen er, more numerous posts can efficiently deliver that pres- as something of a model. ence. In 1920 we had 413 overseas posts. In 1997 we had Where the greatest gains can be made in increasing just 237. Thus, in the post–Cold War era, a period of the expeditionary nature of the Foreign Service, howev- increasing complexity with rapid growth in populations, er, is not at rough posts in developing countries, but in economies and threats, we had fewer posts than we did the cities of the First World. The transformation to an after World War I. But from 1880 through 1930, the expeditionary force is dependent upon two changes: rely- number of employees per post averaged 3.33. By con- ing more on private-sector services and making it simpler trast, from 1950 through 1997, the number of employees to obtain those services. While outsourcing is not a per post averaged 61. Similarly, the ratio of domestic to panacea for the strategic-level staffing shortfalls, at the overseas staff has ballooned from .22 in 1910 to 1.55 in tactical, post level, contracting for basic services would 1997. (The ratio went to 1.38 in 1920 and has stayed obviate the need for positions that duplicate those ser- above that ever since.) vices. Legal restrictions and security concerns would, of Significantly, however, the historical data also high- course, have to be worked through. But generally, in the light the stagnation in absolute numbers of overseas per- cities of the First World, stable and complete commercial sonnel over the long term. Through the turbulence of sectors enable an expeditionary presence. the last several decades, the number of overseas person- This shift to the private sector for administrative sup- nel has remained flat — fluctuating between about 5,800 port will not produce the needed gains in efficiency, how- and 6,800 from 1960 to 1997. This long-term stagnation ever, if the existing structure of management controls underlies the staffing crisis prompted by recent demands must also be supported simultaneously. Much of a man-
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agement section’s effort at post does Keeping staffing in ment by regulation to management not go to direct support of the mis- by budget. Small, lightly staffed sion, but rather to the application of balance depends on posts do not have the staff to work regulations and policy relevant to both the substantive issues and the that work. For example, we do not the recognition that intricacies of our housing, travel just purchase a plane ticket; we fil- and allowance systems. Although ter the purchase through a screen time is a resource. shifting to management by budget of rules. might save money, it would, even This level of management con- more importantly, free up positions trol comes at a high cost, and current regulations impose that otherwise would have been devoted to navigating a significant overhead on posts’ operations. At large posts basic business decisions through a sea of regulations. where the overhead is spread among many employees Woody Allen famously said that 80 percent of success and many agencies, the cost is proportionally smaller and is just showing up. Becoming readier, more rightsized, the protection it gives proportionally higher. For a small expeditionary, transformed and globally repositioned — post in a First World city, where both the staff and the in short, doing more with less — as we are doing, will potential losses are small, a high level of management con- help to maximize our current, inadequate supply of trols is not cost-effective. human resources. But in more and more arenas, the Success in shifting to private-sector services is depen- Foreign Service does not have the staff to even show up. dent upon adopting private-sector modes of operation. Ultimately, without a net addition of personnel, we are Most critically, this means moving away from manage- taking ourselves out of the fight.
DECEMBER 2007/FOREIGN SERVICE JOURNAL 37 F OCUS ON C OUNTRY T EAM M ANAGEMENT
THE EMBASSY OF THE FUTURE
HERE IS A VISION OF THE NEW AMERICAN DIPLOMACY, ALONG WITH PRACTICAL STEPS TO GET THERE. EXCERPTS FROM A RECENT REPORT.
he United States faces officers to serve their country in the first place. unprecedented opportunities and challenges around the Today’s diverse diplomatic challenges — such as high- world. We will not meet these challenges, or grasp the lighting and demonstrating American values; strengthen- opportunitiesT available to us, without successful ing the growth of civil institutions and the rule of law; American diplomacy. promoting democracy; serving and protecting the mil- What we think of as traditional diplomacy — where lions of American citizens who live and travel abroad; government and social elites interact in highly formal promoting trade and investment; fighting drug traffick- channels — is being transformed. As today’s diplomats ing; stopping the trafficking in persons; supporting sus- continue to conduct traditional business, they must also tainable development to combat poverty; preventing adapt their capabilities to nontraditional settings, beyond genocide; strengthening foreign cooperation and capaci- conference rooms and offices. ty to address global security challenges such as terrorism, America’s diplomats are doing business in new ways. weapons proliferation, international crime, disease and They work to bring development to mountain villages in humanitarian disasters — cannot be accomplished from Nepal and Peru, travel to remote jungles to support drug Washington. These objectives require front-line activity eradication missions in Colombia, and have delivered by skilled diplomatic professionals operating in — and food and water in tsunami-devastated Indonesia. They increasingly out of — embassies of the future. deploy with U.S. military forces in provincial reconstruc- America’s diplomats will still put effort into influenc- tion teams in Afghanistan and Iraq and operate from one- ing foreign governments — bilaterally and multilaterally. officer posts to promote American business in commer- But they increasingly will work directly with diverse parts cial centers in France. of other nations’ societies, including the emerging inter- America’s diplomats are also struggling to break free est groups and future leaders — from business and acad- from the bureaucratic practices that keep them inside emia, urban centers and remote villages, and religious U.S. embassy buildings and that emphasize the process- institutions — who shape their nations’ values and behav- ing of information over the personal, active, direct ior over the long term. Around the world, youthful pop- engagement that wins friends and supporters for America ulations are forming their identities. Will they view the — the kind of diplomacy that inspired Foreign Service United States favorably or as an adversary?
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Global anti-Americanism has lethal consequences for work collaboratively, with other parts of our government our nation and its citizens. Suspicion and misunderstand- or the private sector and with our friends and allies. They ing of what the United States stands for and what we seek must be more capable of operating independently, con- in the world do as much damage to our national interests nected at all times to the broader network of the embassy as an attack by a hostile intelligence service or a terrorist and with their colleagues. ... group. Diplomats of the 21st century must meet this Modernization and reform of the diplomatic profes- great challenge directly, using tools and practices that will sion and its infrastructure have begun. The Embassy of help them create and sustain partnerships across and the Future Commission supports this current rebuilding within societies on a much deeper and broader level. effort, including personnel recruitment and training, and the program to replace outdated facilities with modern, A successful U.S. diplomacy must be backed by military secure embassy buildings. But we must do more. For force. The United States will continue to face situations example, the State Department needs more people so we where armed conflict is inevitable. There will be nations can deploy and train our diplomats properly without leav- or terrorist groups who will not change their strategies or ing long gaps in staffing diplomatic posts abroad. tactics because of diplomacy, no matter how energetic and Our diplomats must operate effectively and safely out- creative. If conflict does come, our diplomats need to sup- side of embassy buildings, new or old, and the State port our military forces before combat by making it possi- Department must find new and better ways to help our ble — through arrangements with other countries — for diplomats operate in different venues. To support this our forces to project power. During conflict, our diploma- more dispersed concept of operations, the State cy must promote the widest possible coalition to support Department must do more to embrace the tools and prac- our efforts and, during the post-conflict phase, our repre- tices of modern communications and information sharing. sentatives must be ready to lead the reconciliation and Our ambassadors will need greater ability to coordinate reconstruction of countries and societies. the activities of their personnel. The commission’s objec- But we should strive for an effective American diplo- tive is to create more flexibility in where and how our macy for the 21st century based on values, integration, diplomats pursue America’s interests abroad. alliances and coalitions, and built on America’s unique position of strength, to set an example and encourage oth- Supporting an embassy of the future will require ers to join us in pursuing great objectives. changes in how Americans perceive diplomacy. Ameri- cans sometimes mistakenly see diplomacy as a tool for the What kind of diplomats will our nation need abroad in weak, always about making concessions or appeasing our five to 10 years? What jobs will we ask them to do and foes. In fact, diplomacy is a vital tool of national security. how best can they accomplish those missions? Our diplo- The men and women who pursue America’s diplomatic mats need to operate in many different environments, on objectives abroad are as honorable and dedicated in their many different tasks. They must be better equipped to promotion and defense of America’s interests as our men
This article is excerpted from the final report of the Embassy Rohatyn served as co-chairs of the 25-member commission. of the Future Commission, released on Oct. 15. Footnotes have The project was funded by the Una Chapman Cox Foundation. been deleted. See the box on p. 41 for a list of the commission’s Building on a long line of distinguished studies on diplomacy recommendations; Recommendation 7 has been reprinted in full. and overseas presence, in particular the 1999 report of the The entire report, titled “The Embassy of the Future,” can be Overseas Presence Advisory Panel, the commission’s goal was accessed online at www.csis.org/media/csis/pubs/embassy_of_ to create a vision for an embassy of the future that could be real- the_future.pdf. ized by implementing practical recommendations today. The project was launched in the fall of 2006, as the result of Participants looked at how the diplomat’s job is changing and discussions between Henrietta Holsman Fore, under secretary of then at the training, platforms, technology and business prac- State for management, and Dr. John Hamre, president and CEO tices that tomorrow’s diplomats will need to promote and protect of the Center for Strategic and International Studies. Former U.S. interests. Ambassadors George L. Argyros, Marc Grossman and Felix G. — Susan Brady Maitra, Senior Editor
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and women in uniform. much more must be done. The more diplomats we have engaged further forward The commission built its approach on three premises: and deeper into societies, the more likely it is that even • First, diplomacy is the first line of America’s defense best efforts to protect them will sometimes fail. Threats and engagement. Diplomats cannot accomplish their will be more prevalent in more places. Many American work from Washington. U.S. diplomats overseas engage diplomats have been killed in the course of their work. in a complex environment where national interests are at They should never be forgotten. As even more of stake. More than ever, they need to be able to understand America’s diplomats operate in harm’s way, we will need to and influence societies abroad. provide them new kinds of training and protection: the • Second, the power of non-state actors and new audi- better able they are to work in troubled lands, the more ences is growing. With the spread of democracy, advances secure our nation will be. in communications capabilities and globalization, many American diplomacy can help our country defeat our actors affect and influence U.S. interests. The State enemies, support our allies, and make new friends. What Department and its people must be able to engage with a follows are practical recommendations the commission wider audience and new centers of influence. believes necessary to create the philosophy as well as the • Third, operating in a higher-threat environment is foundation for 21st-century diplomacy. Carrying out our ever more part of the job. America’s men and women recommendations will take resources and the continuing overseas today operate in an environment of increased commitment of both the executive branch and Congress. risk. Threats to their security and safety are higher and The commission urges that this effort start today. more prevalent than in the past. Acts of terrorism can occur anywhere, as we have seen — from Nairobi to On the Front Lines of the New Diplomacy Karachi to London. We must plan for a future in which Our embassies and the people who work in them are the threat of terrorism will continue and likely grow. on the front lines of the new diplomacy. The State The commission envisions an embassy presence in Department has made significant strides in the last sever- which U.S. officials reach out broadly, engage societies al years toward meeting new challenges, with improve- comprehensively, and build relationships with key audi- ments in training capacity, construction of new buildings ences effectively. Resources, technology, a well-trained and technological advances. Nevertheless, if the State work force and a culture that is more tolerant of risk will Department is to effectively meet tomorrow’s challenges, offer opportunities to expand the capabilities of U.S. per-
Final Recommendations The Embassy of the Future Commission identified 10 practi- work effectively and routinely outside the embassy compound. cal recommendations to make U.S. diplomacy more effective: • Strengthen platform and presence options. The commis- • Invest in people. The State Department must hire more sion recommends a comprehensive, distributed presence than 1,000 additional diplomats so that it can fill positions at around the world that will allow for a broader and deeper engage- home and abroad while providing the education and develop- ment with governments, opinion leaders and the global public. ment programs that 21st-century diplomats need. • Strengthen the country team. Interagency cooperation at • Integrate technology and business practices. Senior overseas posts is essential for the embassy of the future. department leadership needs to raise the profile of technology • Manage risk. To support a diplomatic presence that is dis- within the State Department and use it more effectively in the ser- tributed, the department’s security culture and practices must vice of business practices. continue to transition from risk avoidance to risk management. • Expand knowledge and information-sharing. As an infor- • Promote secure borders and open doors. With the post- mation-producing, knowledge-rich organization, the State 9/11 removal of the waiver for personal appearances for nonim- Department must do a much better job of sharing both. migrant visas, together with increased visa workloads, • Embrace new communications tools. The State Depart- embassies face big challenges in managing their visitors. ment must exploit Internet-based media, which are changing the • Streamline administrative functions. The State Department way people interact with one another around the world. must continue the process of streamlining and standardizing its • Operate beyond embassy walls. U.S. diplomats must administrative functions and consolidating them regionally.
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sonnel to operate outside the embassy and thus develop the same physical space. and sustain the relationships that are at the heart of diplo- Security requirements will continue to challenge the matic engagement. ability to operate effectively in the field. The embassy of Embassy structures, while important, are only one the future requires security, but the principal objective dimension of the embassy of the future. The commission remains engagement. These twin objectives may be in underscores that the U.S. presence and our diplomacy tension, but trying to create a zero-risk environment will are, at the core, about our people and their capacity to lead to failure. carry out their mission. The U.S. presence of the future must be designed As technology advances, so too will the capability of strategically and comprehensively for each country, on the U.S. diplomats to operate independently beyond embassy basis of U.S. interests and objectives. The form of the compound walls. Communications and information-shar- design should follow function and should be resourced ing capabilities should facilitate a decentralized diplomat- accordingly. This presence should be distributed, coordi- ic presence. Technology can also support a model that is nated and connected. … substantially “optimized for the edges” — that is, one in The commission has sought recommendations that which diplomats have the ability and authority to operate would be resilient against a range of possible futures. independently at the local level. These recommendations underscore the need for growth Building new relationships between diplomats and and for change. Both Secretary Powell and Secretary their host-nation audiences depends principally on per- Rice have promoted improvements to State Department sonal interaction. Even with improved technology, there operations. These recommendations build on those steps. will continue to be a vital role for face-to-face contact in They are practical recommendations that serve longer-
DECEMBER 2007/FOREIGN SERVICE JOURNAL 41 F OCUS
term objectives and that the State Department, together one or more of the many other studies on this subject. with Congress, can implement starting now. ... Ensure that ambassadors and deputy chiefs of mission have the capacity to lead. The most impor- Recommendation 7: tant ingredient in a strong country team is the leadership Strengthen the Country Team capacity of the ambassador and, increasingly, the deputy All embassies are interagency platforms. Large coun- chief of mission. To fulfill their roles successfully, they try teams and a distributed presence pose increasing must be strong leaders, capable managers and adroit challenges for the ambassador’s leadership. The scope spokespeople for U.S. policy objectives. They must also and scale of representation from other federal agencies at be fully invested in the coordination of mission personnel embassies have been growing steadily, with 27 agencies and capable of providing strategic guidance. Conversely, (and numerous subagencies) represented overseas. In mission personnel and their home agencies need to be some large embassies, the proportion of State Depart- educated and informed about the ambassador’s authori- ment representation relative to other federal agencies ties in advance of deployment to the embassy. can be less than one-third of full-time U.S. personnel. Leadership skills. Ambassadors must have leadership From 2004 to 2006, Defense Department personnel training and access to advice that will support them in grew by 40 percent over previous periods, Department of leading large numbers of people who are both in the Justice by 18 percent, and Department of Homeland State Department and outside it. DCMs should have Security by 14 percent, respectively. These increases access to the leadership training as well. Language abili- reflect not only staffing in Iraq and Afghanistan, but also ty will continue to be a very important factor for most the growing importance of counterterrorism and law assignments. enforcement in U.S. foreign policy generally. Ambassador’s authorities as the president’s represen- The future strength of U.S. embassies depends on the tative. The ambassador’s authorities, articulated in a let- ability of U.S. representatives to work together at all lev- ter from the president, should be codified in an executive els to advance American objectives. Ambassadors’ order. Such an order would have the value of being car- authorities over mission personnel are articulated in a ried over across administrations and would underscore presidential letter that provides the ambassador full the ambassador’s role as the president’s representative. responsibility for the direction, coordination and supervi- Ambassadors should develop a strong relationship with sion of U.S. government employees assigned to the the interagency group that is supporting them while they embassy on official duty. U.S. ambassadors need the are in-country, meeting with that group before and dur- capabilities, authorities, support and institutional struc- ing their service overseas. tures and processes in place to lead a unified team. In Promote interagency cooperation. Agency coop- the course of this study, which looked principally at rou- eration at post can be enhanced in a number of ways. tine embassy operations, the commission identified a Organizational structure. To strengthen, broaden and strong desire on the part of State Department personnel refine the use of interagency task forces, or “clusters,” to more effectively leverage the presence of all agencies ambassadors’ experiences implementing these task forces overseas. must be shared routinely with other ambassadors. Ultimately, the responsibility for establishing a truly Beyond that, the State Department should also explore coordinated interagency policy is in Washington, where the value of organizing embassies along functional rather policy decisions are made and resources assigned. But if than agency lines. building enhanced interagency unity of effort must begin Physical collocation. The State Department, together in Washington, a number of steps can be taken in-coun- with other agencies represented overseas, should, to the try to build mission cohesion (where interagency cooper- extent possible, adopt floor plans that facilitate intera- ation is often stronger than in Washington) and strength- gency interaction and cooperation. Floor plans that have en policy implementation wherever possible. The rec- been used successfully to implement this objective ommendations below reflect commissioners’ experi- should be widely shared. ences, views and project field interviews. We note that in Personnel practices. Personnel should have the op- a number of cases they reiterate recommendations from portunity, particularly in larger posts, to serve voluntarily
42 FOREIGN SERVICE JOURNAL/DECEMBER 2007 F OCUS
in a rotation in another section with State Department tives must be found to allow agencies’ unclassified net- personnel, or rotate to another agency’s section. Rota- works to communicate directly with one another. As tions might be of a short duration; three months would be handhelds come into common use in the field, all agen- sufficient to expose personnel to another perspective. cies must also be on compatible wireless systems that can These short rotations would be most appropriate for per- access the mission’s unclassified network for communica- sonnel who are not yet in management positions. Longer tions and reporting. rotations of up to one year should also be encouraged, Implement embassywide directories. The State potentially as part of the initiative to develop a national Department should develop an internal online directory security professional corps. that overseas missions can populate with full contact Improve access to information across agency information and relevant professional data for all person- lines. nel. A regularly updated directory will prove invaluable Ensure common network access. Many mission per- as officers find themselves increasingly collaborating and sonnel are linked together through the State Department cooperating across mission and agency lines. unclassified system (OpenNet) and, for those who have Extend ambassadors’ authority over perfor- classified access, through a classified system. Problems mance evaluations. To further the alignment of ambas- persist for individuals who are not subscribed to sadorial responsibilities and authorities, the ambassador OpenNet and who must communicate with their col- should conduct performance evaluations for all members leagues across stovepiped legacy networks instead, creat- of the country team. That authority, now vested in the ing major delays in message traffic. All mission officers ambassador for all foreign affairs agencies, should be should be required to subscribe to OpenNet, or alterna- expanded to all agencies overseas.
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DECEMBER 2007/FOREIGN SERVICE JOURNAL 43 FS FICTION BURIED
A GREAT OLD CEIBA TREE IN THE MOUNTAINS OF SOUTH-CENTRAL CUBA HOLDS A REVELATION INTO THE ISLAND’S HISTORY, HUMOR AND PEOPLE.
BY MICHAEL KELLY
he sun sparkled off the flat surface of the Florida Straits as Cuba fell from view. It was a situation I thought I The morning sun had not yet crested the surrounding had grown accustomed to in 30 years mountains, but already its light and the promise of a clear as a diplomat — sitting in an airplane day reflected off the straggling remnants of rain clouds that as my latest home receded into the scuttled low across the land in their retreat. I had awakened distance. Each time, I left a small part of me behind, unwit- early, as usual, and took my coffee in the hotel dining room Ttingly exchanged for some aspect of the local culture or a by the big picture window that looked out over the lake. friendship destined to wane through time and distance. Drops from the night’s rain still dotted the glass and dripped Perhaps this time I had left behind too much, because my from the overhanging branches of the flame trees that heart ached and I fought back tears. framed the view; the grounds were littered with the last of I turned my gaze from the window and let my memories the crimson blossoms knocked free during the passing overwhelm me. Like the frames on an old movie reel, the storm. images of my time on the forlorn island clattered through Ignacio, my guide, found me there, and we walked down my mind in sepia tones and blurred lines. But then some to the boat together in silence. We rarely spoke before we images of a day spent in the mountains of south-central were settled out on the water, and this day was no exception. Cuba several months earlier came into focus in vivid techni- Once on board, we sat hunched with our heads bowed into color splendor, and I let myself get lost in the memory and the cool morning wind as we moved across the water, pro- the revelation that the day had held for me. pelled by the small but efficient outboard on Ignacio’s alu- minum skiff. This story was a finalist in the Journal’s 2007 Foreign Ignacio knew where to take me without asking. It was Service fiction contest. the same place he took me every morning that I fished on Michael E. Kelly is married to an FSO and lives with this lake. We always started at the submerged cemetery of his family in Nuevo Laredo. In nearly a decade-and-a- the long-forgotten town of Guannacanoa. As Ignacio told it, half as an FS spouse, he has happily accepted any odd job the town had been a thriving seat of local color on the shores that was offered him or that he could dream up. Those of the Río Negro long before the river was damned to cre- experiences have culminated in his current position as a ate the lake. The old town had a rich history, even boasting school administrator, but he still aspires to be a writer a casino. I pictured it as Cuba’s version of a Wild West when he grows up. Sodom. After the flooding, little was left of the town except the cemetery. During the long, dry summers, when the
44 FOREIGN SERVICE JOURNAL/DECEMBER 2007 water level in the lake dropped, the shadowy outlines of the in the lines of his face and the stoop of his back. Nor were tombs could be seen in the murky deep. Few fished the we freshwater incarnations of Ernest Hemingway and his cemetery. Fear and superstition kept them away, which was trusted captain and guide, Gregorio Fuentes. While Ignacio fine with me. I enjoyed the solitude. could have fit the bill as Fuentes, I, for all my want and Later, when the sun sat fat and heavy on top of the lake, desire, was only a diplomat — literate, but not literary. we drifted into the sheltered bays and lingered in the shad- ows of the tall mountains. I paused, put my fishing rod down and took in the spectacular view around me. It was a view that I had captured countless times on my little pocket We drifted a while at the slow mercy of the wind that was camera and now had etched in my memory. channeled through the mountains. The wind was hot but, thankfully, it kept the thick tropical air from resting too heavily on my shoulders. Despite knowing that the fish wouldn’t begin to bite again for several hours, I kept casting The mountains, part of the Escambray range in southern my lure into the water and retrieving it in a slow, methodi- Cuba, jutted up from the water, sometimes in gentle slopes cal manner. Fishing wasn’t always about catching fish. but more often in steep inclines. They With a final gust before dropping were lush and draped with a verdant away, the wind pushed us deep into a tropical tangle. Springs fed a handful of shallow bay. Before us rose a grassy waterfalls, and in places the mountain- slope that was not choked by the usual sides were scarred by deep crevasses We always started tangle of bushes and vines, and perched formed by the runoff of torrential rains. midway up the slope was an immense Wild orchids clung to the creases and at the submerged tree. The gray trunk was massive and folds of the trees. Countless birds seemed to swell at the middle, and hard- peered down from their high perches cemetery of the ly a leaf adorned its outstretched branch- but rarely took wing in the heat of the es. I had probably fished this bay and day. Deer — tiny, delicate things — and long-forgotten town seen the tree countless times, but never wild turkeys ranged the lakeside, every took notice of it until that day. now and then offering a glimpse of of Guannacanoa. “What type of tree is that?” I asked themselves as they came down to take Ignacio. water. “That one up there?” He pointed. In places where the terrain was gen- “That is a ceiba.” tler and the incline not so steep, small That meant nothing to me, and he pockets of trees had been cleared and wooden shacks built. must have seen that on my face, so he continued. There, farmers raised pigs and grew the starchy white root “In Santería, the people believe spirits inhabit these called malanga that was served most nights. trees.” I had often stayed out late on the lake with Ignacio. Both I rolled my eyes and curled the corner of my mouth. of us would stretch back in our seats and look up at an unri- Santería, voodoo, juju. In three decades of making my valed sky that was so clear it made the heavens seem impos- home in different corners of the world, I had decided they sibly bright and perfect. On nights like that, when the wind were all the same hocus-pocus, just in different wrappers. idled low, the surface of the lake glowed and the dark moun- “This one in particular,” he said, pointing up to the tree tains crowded in on us like slumbering giants. Ignacio knew again. “They say a witch lives there.” no other sky. He didn’t know how city lights could drown “A witch?” My reaction came out as a question, although out and diminish a star’s beauty. But I knew enough to cher- I had already lost interest in the tree and had turned my ish this vista. attention back to my fishing line. I had known Ignacio for going on two years. He was per- But Ignacio was inspired. “Yes,” he said. Then he leaned haps the Cuban I had grown closest to during my time on forward, a mischievous gleam shone in his eyes. “A virgin the island, yet I still didn’t know how much of the friendship witch ... they say she lives there with her children.” He wait- that he returned was sincere or state-mandated. We were ed for the irony of the fable to sink in, and when it did I close in age, but leagues apart in the experiences of our lives; laughed out loud. Ignacio joined in my mirth as he reached I carried most of mine safely arranged and labeled in file into the cooler and pulled out two cold drinks, tossing one cabinets and stacks of photo albums, while Ignacio wore his my way.
DECEMBER 2007/FOREIGN SERVICE JOURNAL 45 That was the way with Cuban “Ignacio, who owns this land?” my years weighing heavily on my humor. It was subtle and kind of He shrugged and shielded his eyes bones and mind. Sweat poured from snuck up on you. I was reminded of a to look through the glare of the sun to my body, and I craved a cold drink of joke about a diplomat leaving the the far side of the lake at nothing in water. exclusive “diplo-mercado” in Havana particular. The climb that looked to be easy with a trunk full of groceries. As he It was obvious that somebody took from the lake was much longer and pulled out of the parking lot, he rear- care of the site. It wasn’t farmland; it steeper that I had imagined, but even- ended a bus stopped in front of a long hadn’t been tilled. There was no shel- tually we arrived at the base of the line of hopeful passengers. His trunk ter or indication that animals were immense tree and collapsed in what popped open and his groceries flew kept there. It had the distinct feel of a little shade its bare limbs offered. The through the air and were strewn special place set aside for a special lake spread out before us as blue as across the street. Immediately the purpose. The tree, I realized, was a the sky it mirrored. people broke from the line as they monument. traded their quest for a rare berth on “I want to go up there,” I said to the bus for the even rarer opportunity Ignacio, not taking my eyes off the to lay hands on some groceries. tree, intrigued. After catching my breath, I turned A little egg that had survived the “What?” to Ignacio and asked where it was that crash jumped up, dusted himself off “I want to go up to the tree. I want the virgin and her children lived. and, upon seeing the crowd bearing to see where the virgin’s children live.” “Under the tree, of course,” he down on him, broke into a sprint Ignacio let out a low whistle and said, but he wasn’t smiling. He was down the street. As he neared the then reached for the cord on the out- clearly uncomfortable. corner, he saw a fillet steak that he board to bring the small motor to life I stood and took a close look at the recognized from one of the shopping and begin moving us across the lake tree. I decided that if an old elephant bags. The steak was calmly sunning again. Before he could start the could be a tree, then this is what it itself on the curb. The egg paused engine, I continued more insistently, would look like — huge, grey, leathery long enough in his flight to yell a my curiosity overcoming me. and tired. warning: “Hey, steak! Get up and “No, take me there.” “What’s under the tree?” run! The crowd is coming. They’re A shadow of fear darkened Ig- “Nothing ...,” Ignacio paused and gonna get you!” The steak glanced nacio’s face. He glanced over a shoul- wiped a tattered rag across his brow. over at the approaching crowd, then der, his normally easygoing manner “Just some old bones.” turned to the egg and said casually, replaced by apprehension, as if “Old bones? What, animal bones?” “You hurry up and run, little egg. my request bordered on conspiracy. “No,” Ignacio hesitated before They don’t know me.” Then he looked into my eyes as he continuing. “Human.” The humor is buried in the reality swallowed a deep breath and then, “The witch and her children?” I of the Cuban situation: buses are rare, just as quickly as it had come, the asked. Ignacio did not answer. lines are long, groceries are scarce, shadow vanished. Ignacio turned his “Whose bones are they?” and a little egg has more to fear than attention back to the tree and consid- Ignacio sighed then squinted up at does a fillet. ered it for a long moment before me. “Just the bones of some old patri- standing up. ots,” he answered. The bottom of the shallow bay was “Patriots? You mean revolutionar- clearly visible. Silently, he reached ies?” I asked as I continued to scan “The virgin and her children,” I down for the long pole that lay the base of the tree. repeated, shaking my head in amuse- propped along the side of the boat and “No ... I mean patriots ... counter- ment. But my laughter died away as I began to push us the short distance to revolutionaries.” stared up at the tree. There was some- shore. Ignacio nudged the bow of the I could tell Ignacio was growing thing about it that made me pause. It boat gently between the rocks at the impatient with this little adventure stood huge and imposing in the center edge of the water, then sprang for- and wanted to get back to the boat. It of the grassy slope, an image that was ward to secure the craft with a frayed was then that I spied faint marks — just too perfect, too manufactured. piece of rope. scratches at the base of the trunk that The more I looked, the more I real- Without exchanging a word, we only a human hand could have made. ized that somebody tended the green began up the side of the hill, Ignacio I knelt and ran a finger over the old swath of grass and the solitary tree. in the lead. I followed, feeling all of scars. The year 1960 was etched
46 FOREIGN SERVICE JOURNAL/DECEMBER 2007 there, and below it a series of letters that I took to be initials: PPR PRR JPC SWR ARS. Behind me, Ignacio began reciting the names of the fallen heroes — Prieto, Ramberto, Palomino, Walsh, Rodriguez — all commanders in Castro’s rebel army who later turned on him when they realized that his revolution was taking a turn toward communism. They had taken refuge in these mountains, fought and even- tually died here, heroes to a people who had believed in the original dream of the virgin — a pure and unspoiled country — and her chil- dren, the patriots who wanted to lib- erate her. I turned to address Ignacio. I had questions that were still seeking answers, but found that he was already making his way slowly down to the boat.