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provided by Elsevier - Publisher Connector Allergology International. 2011;60:239-246 ! DOI: 10.2332 allergolint.11-RAI-0317 REVIEW ARTICLE

Pharmacogenetics of "2-Agonists

Nobuyuki Hizawa1

ABSTRACT Short-acting β2-agonists (SABAs) and long-acting β2-agonists (LABAs) are both important for treatment of and chronic obstructive pulmonary disease (COPD) because of their and bronchopro- tective effects. However, the use of these agonists, at least for asthma, has generated some controversy be- cause of their association with increased mortality. Pharmacogenetics is the study of genetically determined variation in response to , which might prove useful for target therapies in highly responsive pa- tients, especially for more expensive therapies or those with increased risk of side effects. Variation in re- sponse to both SABAs and LABAs has been observed in patients with polymorphisms in the β2 adrenoceptor gene (ADRB2). This review summarizes results from various studies on the possible relationship between ADRB2 polymorphisms and the bronchodilator or bronchoprotective effects of inhaled β2-agonists. By assess- ing the ADRB2 genotype, the hope is that it will be possible to predict the responsiveness to chronic admini- stration of β2-agonists. Genetic testing, however, is of limited usefulness at this stage for ADRB2 because the common variants identified thus far account for only a small proportion of the variation observed for given re- sponses. Carefully performed and adequately powered clinical trials continue to be important for achieving the goal of pharmacogenetic approaches to therapy.

KEY WORDS asthma, beta-2 receptor, chronic obstructive pulmonary disease (COPD), genetic polymorphism

mizing bronchodilator therapy in patients with INTRODUCTION asthma or COPD. Much of the interest in genetic Beta-adrenergic receptors are important drug targets control of the airway responses to β-agonists has fo- in asthma and COPD. Inhaled β-receptor agonists re- cusedontheADRB2 gene; some ADRB2 polymor- main among the mostly commonly prescribed medi- phisms result in changes in the amino acid sequence cations to treat airflow obstruction in adults. How- of the β2AR, leading to alterations of its properties, ever, persistent stimulation of β2- possibly representing a risk factor for adverse re- (β2AR) pathways may have deleterious conse- sponses to β-agonist therapy.4-6 This review discusses quences, particularly in patients with asthma. Re- the current understanding of the association of cently, long-term use of β-agonists has been linked to ADRB2 polymorphisms with bronchodilator and an increased rate of deaths due to asthma.1 Data from bronchoprotective responses to chronic inhaled β2- a large placebo-controlled US study (the SMART agonists. In the future, translation of this knowledge study2;) showed a small but significant increase in into clinical guidelines for β2-agonist prescription asthma-related deaths in patients receiving sal- may contribute to improvement in the efficacy and meterol (13 deaths out of 13176 patients treated for safety of treatment for asthma and COPD. 28 weeks) versus placebo (3 deaths out of 13179 pa- tients). As a result, the US Food and Drug Admini- ADVERSE EFFECTS OF β2-AGONISTS AND stration has recently issued recommendations on THEIR POTENTIAL MECHANISMS how long-acting β2-agonists (LABAs) should be used Despite the ability of β-agonists to cause immediate to treat asthma, placing a safety warning on LABAs reversal of airway narrowing, concern remains that used alone or in combination with inhaled corticoster- regular use of these drugs may be associated with ad- oids (ICS).3 verse outcomes especially when used to treat patients Pharmacogenetics could be a useful means of opti- with asthma. In animal models of asthma, administra-

1Department of Pulmonary Medicine, Institute of Clinical Medicine, Tsukuba, Tennodai 1−1−1 Tsukuba, Ibaraki 305−8575, Japan. University of Tsukuba, Tsukuba, Japan. Email: [email protected] Correspondence: Nobuyuki Hizawa, MD, Department of Pulmo- Received 17 March 2011. nary Medicine, Institute of Clinical Medicine, University of !2011 Japanese Society of Allergology

Allergology International Vol 60, No3, 2011 www.jsaweb.jp! 239 Hizawa N tion of β-agonists induced airway morphologic bronchomotor reactivity by means other than direct changes and bronchial hyperresponsiveness.7,8 In hu- dilatation. Chronic administration of β-blockers also man studies, regularly scheduled use of inhaled β- attenuated airway responsiveness and eosinophilic in- agonists has resulted in loss of asthma control, de- flammation both in a murine model of asthma34 and clines in morning peak flow, longer durations of in patients with asthma,35 suggesting that persistent asthma exacerbations, rebound airway hyperrespon- activity of the airway β2AR negatively impacts in- siveness (AHR),9-15 and airway inflammation.16,17 Epi- creased airway inflammation and remodeling in demiological studies have demonstrated a positive asthma. An animal study also showed that β2AR sig- correlation between the chronic use of short-acting naling is required for development of mucin produc- β2-agonists and asthma mortality.18,19 Recently, a tion, airway hyperresponsiveness, and inflammatory large trial with the long-acting β2-agonist, , cellular infiltrates in a murine model of asthma.36 was stopped because of increased death rates and se- Continuous use of β-agonists as asthma monotherapy rious “asthma related” events among the African also has the potential to increase type 2 cytokine- American subgroup on long-term salmeterol.2 mediated airway inflammation.37,38 β2-Agonists also The potential mechanisms for higher risk of death significantly enhanced the cytokine-induced TSLP and life-threatening adverse effects are unclear but production by primary human lung tissue cells.39 In- may include masking increasing inflammation and terestingly, an increased risk of severe exacerbation delaying awareness of worsening asthma.20 The com- of respiratory symptoms as well as death in some pa- mon explanation for these observations is that the ad- tients using LABAs has been reported only for the verse effects of regular β-agonist therapy are related treatment of asthma but not for COPD. This may indi- to desensitization of the β2AR,10,11,13,21-23 a character- cate that β2AR agonism on airway hyperresponsive- istic of many membrane-associated receptors after ness and allergic inflammation rather than agonist- high-dose or repeated exposure to agonists. “Endoge- induced receptor downregulation represents a very nous downregulation” is an issue.24 Paradoxically, for probable mechanism of the adverse effects associated reasons determined by genotype, the acute response with long-term β2-agonists therapy. to pharmacologic concentrations of β2-agonists in vivo may be greatest in patients harboring receptors ADRB2 GENE POLYMORPHISMS that are theoretically resistant to downregulation with The ADRB2 gene is a small intronless gene on chro- exposure to physiologic concentrations of endoge- mosome 5q31-q32,40 a region that is genetically nous catecholamine.25 This may explain why acute re- linked to asthma and related phenotypes.41,42 Reihaus sponses in vivo are greater in individuals homozy- et al.43 originally described 9 coding polymorphisms gous for Arg16,26,27 whereas the same genotype pre- in ADRB2, 4 of which (Gly16Arg, Gln27Glu, Val34 disposes to adverse outcomes, possibly resulting Met, and Thr164Ile) create nonsynonymous changes from enhanced pharmacologically induced down- in the amino acid sequence. Drysdale et al.4 de- regulation during long-term β-agonist exposure.28-30 scribed the molecular haplotypic structure of the In this regard, proinflammatory cytokines in the asth- ADRB2 gene in several ethnic groups; 13 polymor- matic condition known to cause heterologous desen- phisms were organized into 12 haplotypes out of the sitization of the β2AR31 might also be of importance. theoretically possible 8192 combinations, and deep Alternatively, emerging data suggest proinflamma- divergence in the distribution of some haplotypes tory effects associated with persistent β2AR activation was noted in white, black American, Asian, and resulting in increased airway inflammation and hyper- Hispanic-Latino groups with differences of more than responsiveness, cardinal features of asthma. Studies 20-fold among the frequencies of the 4 major haplo- using transgenic mice overexpressing airway smooth types. Recently, comprehensive resequencing of a muscle β2AR revealed that persistent high-level acti- 5.3-kb region of ADRB2 in 669 African American and vation of the β2AR leads to increased expression of white participants has identified 49 polymorphisms. phospholipase C-β in airway smooth muscle and may These polymorphisms are in the regulatory regions, augment the effects of bronchoconstrictors such as including the promoter region and the 3’-UTR. They acetylcholine, , and .32 Another contribute to haplotypic structure and genetic asso- study provided evidence that prolonged exposure of ciation with asthma-related phenotypes.44 Screening cultural human airway smooth muscle cells to β2- of the ADRB2 gene in Japanese participants has also agonists auguments procontractile signaling path- revealed 15 single nucleotide polymorphisms (SNPs) ways elicited by thrombin, bradykinin and histamine. within the 3-kb promoter and 1.2-kb structural re- This study indicated repetitive β2-agonist use lead to gions.45 sensitization of excitation-contraction signaling path- ways as a result of reduced expression of Regulator of FUNCTIONAL RELEVANCE OF ADRB2 GENE G protein signaling 5 (RGS5), which is an inhibitor of POLYMORPHISMS G-protein-coupled receptor (GPCR) activity.33 Thus, Functional responses in recombinant cell systems the β2AR regulates constrictive signals, affecting and primary cultured airway cell lines have revealed

240 Allergology International Vol 60, No3, 2011 www.jsaweb.jp! Pharmacogenetics of β2-Agonists altered downregulation profiles for the Arg16Gly and in participants homozygous for Gly16 has been repli- Gln27Glu variants of this receptor and altered cou- cated in other studies.53,60,61 We studied a Ban-I pling with the Thr164Ile variant.46-48 In addition, sev- RFLP and subsequently demonstrated that it coin- eral more polymorphisms have been identified in the cided with SNP +523 in 58 individuals from 4 Japa- ADRB2 5’ promoter region, one of which is localized nese families62; this variant appeared to be associated to the 5’ leader cistron (5’LC), a signaling peptide in- with bronchodilator responsiveness. The increases in volved in regulation of β2AR translation.49 In recom- FEV1 after inhalation of hydrochloride binant cells, 5’LC-Arg19Cys (allelic frequency about were also measured in 81 Japanese patients with 60% in white individuals) leads to higher β2AR ex- moderate to severe asthma (mean age of the partici- pression49 and β2AR promoter-driven luciferase activ- pants was 54 years, and 47% were smokers).63 Multi- ity50 than in wild type cells. Studies of the genetic ef- variate linear regression analysis showed that in- fects of the ADRB2 polymorphisms on agonist- creased responsiveness to procaterol was correlated induced β2AR desensitization in airway smooth mus- with the number of Arg16 alleles, indicating that the cle cells48,51 and mast cells52 in vitro andinlympho- ADRB2 Arg16Gly polymorphism was associated with cytes ex vivo53,54 have yielded conflicting results: Arg bronchodilator responsiveness to β2-agonists even in 16Gly and Gln27Glu polymorphisms have been asso- elderly asthmatic patients and smokers. ciated with both decreased and increased agonist- Drysdale et al. reported an effect of haplotype pairs induced desensitization of the β2AR-mediated cyclic on acute bronchodilator responses to albuterol.4 Re- adenosine monophosphate (cAMP) response48,51 or cent reports on patients with asthma, however, re- with downregulation of the receptor.48,52-54 ported no significant relationship between haplotype Alterations in function due to β2AR allelic vari- pairs and bronchodilator response.44,64 The study by ations might result from a combination of polymor- Choudhry et al.61 provides insight into potential eth- phisms rather than from a single polymorphism.4 nic group differences in pharmacogenetic effects (Ge- Linkage disequilibrium may account for conflicting netics of Asthma in Latino Americans [GALA] Study). results regarding the functional effects of these poly- The investigators found that in a group of 274 Mexi- morphismswhenconsideredinisolation.48,51-54 can and 393 Puerto Rican families recruited on the Haplotype may predict the clinical phenotype better, basis of having a child with asthma, the Arg16 allele particularly if each polymorphism included has a was significantly associated with increased bronchial functional role and when 1 polymorphism operates in reversibility in the combined population; however, a direction opposite to the other.55 Liggett et al.re- when stratified by ancestral country of origin, the as- cently constructed 8 common haplotypes derived sociation remained significant only in the Puerto Ri- from 26 polymorphisms. Whole-gene transfection can group. The investigators found that bronchodila- was performed with COS-7 cells and revealed 4 haplo- tor responses were greater in the group with a spe- types with increased cell surface β2AR protein ex- cific haplotype. The Childhood Asthma Management pression as compared with the others. Agonist- Program (CAMP), another large family-based study promoted downregulation of β2AR protein expression consisting primarily of participants with mild was also haplotype-dependent, and was found to be asthma,5 included genotype data on 8 ADRB2 SNPs increased for 2 haplotypes.56 in 700 complete trios (mother, father, and child with asthma). The same haplotype was associated with ADRB2 GENE POLYMORPHISMS AND RE- lower bronchodilator response measures in both the SPONSES TO β-AGONISTS CAMP participants and the GALA Puerto Rican par- A) ACUTE BRONCHODILATOR RESPONSES ticipants. These data, however, contrast with the re- The clinical response to β-agonists in the treatment of port by Drysdale et al.,4 in which the same haplotype asthma shows a high degree of interindividual vari- was associated with lower measures of bronchodila- ation that is not adequately explained by ethnicity, tor drug responsiveness. Furthermore, in the GALA age,27,57 or baseline lung function.1,58 A recent analy- study, no association was observed between Arg16 sis estimated that roughly 60% of the population vari- Gly genotypes and drug responsiveness among Mexi- ance in the forced expiratory volume in 1 second cans with asthma. These discrepancies may be partly (FEV1) response to albuterol was attributable to ge- explained by different linkage disequilibrium patterns netic variations,59 which might be caused in part by in the different study groups or by the interaction of variations in the ADRB2 gene polymorphisms. Mar- socioeconomic and other environmental factors with tinez et al.26 found that children homozygous for genetic background. Arg16 were 5.3 times more likely to show reversibil- ity to albuterol than were those homozygous for B) REGULAR USES Gly16. Heterozygous Gly16!Arg16 children showed The genetic effects of the ADRB2 gene seem to de- intermediate responses to albuterol, whereas vari- pend on the duration of therapy, and the genetic ef- ations at the Gln27Glu polymorphism had no signifi- fects of long-term use cannot be predicted from the cant effect. A reduced response to β-agonist therapy acute effects. In an Asthma Clinical Research Net-

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p = 0.99 p = 0.0038 450 Placebo p < 0.0001 p < 0.0001 p = 0.87 p < 0.0001 Placebo Salmeterol Salmeterol 8 425 6

400 4

2 375 Mean morning PEF (L/min) 0 (geometric mean; mg/mL) 0 Arg/Arg Gly/Gly 20 Arg/Arg Gly/Gly Study group Study group PC

Fig. 1 Dissociation between bronchodilator and bronchoprotective effect of ICS/LABA. (Left) Morning PEF in patients with asthma while assigned to receive treatment with ICS plus LABA or placebo, by genotype. Adapted from Reference 69. (Right) Methacholine responsiveness in participants while assigned to receive treatment with inhaled plus sal- meterol or placebo, by genotype. Adapted from Reference 69. work; National Heart, Lung, and Blood Institute genotype and 29 patients with Gly16!Gly16 genotype (ACRN) study,28 participants with asthma who were used them as needed. During follow-up periods of at homozygous for Arg16 and treated with regular, least 6 months at Hokkaido University Hospital, long- short-acting β-agonists experienced significant de- term bronchodilator responses were assessed using 3 clines in PEFR compared with Gly16 homozygous indices: (a) improvement in FEV1 (DeltaFEV1 [mL]), participants. Taylor et al. observed similar effects as (b) DeltaFEV1!FEV1 at the initial visit, and (c) Del- well as increased exacerbations in Arg16 homozy- taFEV1!predicted FEV1. In patients with the Gly16! gous participants on regular albuterol treatment. Gly16 genotype, those who regularly used β2- However, they did not report changes in Arg16! agonists had greater improvement in FEV1 in every Arg16 participants receiving intermittent albuterol or index (p = 0.027-0.041) than did those who used them the long-acting β-agonist salmeterol.29 The first pro- as needed. In contrast, in patients with the Arg16! spective, randomized clinical trial examining pharma- Arg16 genotype, regular usage of β2-agonists did not cogenetic responses in asthma confirmed the poorer yield greater improvement in FEV1 when compared response of Arg16!Arg16 individuals to regular short- with as-needed β2-agonist usage. This finding sug- acting β2-agonist therapy.30 In contrast, Gly16!Gly16 gests that Gly16!Gly16 and Arg16!Arg16 genotype participants receiving regular albuterol experienced responses to regular usage of β2-agonists may differ improvement in peak flow rates and fewer daily in Japanese patients with asthma. The relevance of asthma symptoms. In that study,30 the adverse effects ADRB2 haplotypes, rather than single polymor- of regular β-agonist use could be observed even phisms, was not assessed in this study. weeks after their withdrawal, at a time when β2AR de- In contrast, in a small retrospective analysis of clini- sensitization should be resolved. If regular use of β- cal trial data, no genotype-related adverse effects agonists negatively impacts the balance of factors were identified.67 In a larger retrospective study68 us- contributing to airway inflammation or airway remod- ing 2650 participants with moderate asthma, of whom eling in asthma, it could have long-term conse- 430 had the Arg16 genotype, no association between quences. This contention is supported by the fact that treatment with either salmeterol or and in studies of regular use of β-agonists adverse effects clinical outcomes was identified after stratification by have been reported only in participants homozygous ADRB2 genotype or relevant haplotypes. However, for Arg16, which is rather resistant to desensitization the patients included in both studies were prese- in vitro. lected to benefit from a long-acting bronchodilator in In addition, a report on the responses to salmeterol terms of baseline reversibility, thus perhaps exagger- in 2 ACRN trials found that Arg16!Arg16 participants ating the effect of the long-acting β-agonist in these had decreased responses to salmeterol in the pres- participants. ence or absence of concurrent ICS.65 The Arg16Gly In a prospective study in a genotype-stratified popu- polymorphism is common in the Japanese population, lation in which salmeterol was added to inhaled corti- and we retrospectively analyzed the outpatient re- costeroid therapy,69 87 mild-to-moderate asthmatic cords of asthmatic patients.66 Twenty-seven patients patients were stratified by Arg16Gly genotypes. The with the Arg16!Arg16 genotype and 35 patients with improvement in morning PEFR with salmeterol ther- the Gly16!Gly16 genotype regularly used β2- apy was similar for Arg16 and Gly16 homozygous pa- agonists, whereas 37 patients with Arg16!Arg16 tients. Half of the Arg16!Arg16 patients, however, ex-

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p = 0.09

p = 0.57 p = 0.013 480 Placebo Salmeterol 440

400

1.0 1.0 360

p = 0.027 320 Mean PEF (L/min) 0.5 p = 0.44 0.5 280 Δ FEV1 (L) Δ FEV1 (L)

0.0 0.0 0 As-needed Regular As-needed Regular Arg/Arg Gly/Gly [N = 37] [N = 27] [N = 29] [N = 35] Study group Arg/Arg Gly/Gly

Fig. 2 Infl uence of the ADRB2 genotype on bronchodilator responses to ICS/LABA both in Japanese and African American populations. (Left) Genetic infl uence of the Arg16Gly polymorphism on ΔFEV1 ac- cording to regular usage of β2-agonists in Japanese patients with asthma. Signifi cance of 0.075 was shown for the interaction between genotypes and regular use of β2 agonist. Adapted from Reference 66. (Right) Morning PEF in African-American patients with asthma while assigned to receive treatment with ICS plus LABA or placebo, by genotype. Adapted from Reference 69. perienced worsening of methacholine responsiveness during the study in a patient receiving salmeterol despite improvement in their airway function by addi- alone. Bleecker et al. also found that patients ho- tion of LABA to ICS (Fig. 1). This finding clearly indi- mozygous for Arg16 had a significantly higher num- cated the dissociation between the bronchodilator ber of disease exacerbations during the run-in phases and bronchoprotective effects of LABA, which may of the trial. underlie the significant deterioration in asthma con- trol caused by long-term usage of LABA. In the post C) COPD hoc analysis, African American individuals with the Chronic obstructive pulmonary disease is character- Arg16!Arg16 genotype did not benefit from the addi- ized by a persistent airflow limitation that is not fully tion of LABA to ICS, which was a finding identical to reversible; however, reversibility of airflow limitations that of our previous report66 (Fig. 2). Given that in response to a bronchodilator is an important com- ADRB2 allele frequencies and genotype distributions ponent of COPD. The degree of reversibility of air- in Japanese participants were similar to those of Afri- flow obstruction shown by patients with COPD varies can Americans,4 the LARGE trial may suggest that considerably.71 In a recent study of 274 patients with patients with Arg16!Arg16 are susceptible to an in- COPD,72 we showed that bronchodilator response to creased risk of serious asthma outcomes owing to therapy was associated with a continuous long term use of LABA. LABA therapy might pro- phenotype in patients, with a wide interindividual mote a “high level of current control” without improv- variation. We have reported preliminary evidence, in ing stability and the risk of exacerbations in patients patients with COPD, that the Arg16Gly polymor- with particular genotypes. phism has a significant physiologic role in regulating Bleecker and associates70 recently demonstrated responses to β2-agonists.73 By studying 246 patients that asthmatic patients stratified by Arg16Gly geno- with COPD who were participants in a longitudinal type showed similar clinical responses to salmeterol study of COPD (Hokkaido COPD cohort study), we alone or in combination with . Meanwhile, compared short-term bronchodilator responses to sal- they confirmed that the use of salmeterol signifi- butamol according to ADRB2 genotypes at codons 16 cantly increases the risk of loss of asthma control, as and 27. The presence of the Arg16 allele was associ- suggested by the observation that 10 of 272 patients ated with lower bronchodilator responses to β2- receiving salmeterol alone had an exacerbation, com- agonist inhalation. Log values (postbronchodilator pared with only 1 of 272 patients receiving the ICS! FEV1-prebronchodilator FEV1) of individuals ho- LABA combination, which was statistically signifi- mozygous for Gly16 (n = 65), heterozygous for Arg16 cant. Furthermore, 1 asthma-related death occurred Gly16 (n = 106), and homozygous for Arg16 (n = 75)

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were2.19±0.43(mean±SD),2.09±0.42,and2.01± ter asthma research trial (SMART): a comparison of usual 0.42, respectively (p < 0.05). The genetic effects of the pharmacotherapy for asthma or usual pharmacotherapy Arg16Gly polymorphism were independent of the se- plus salmeterol. Chest 2006;129:15-26. verity of airflow limitation, age, and smoking status. 3. U.S. Food and Drug Administration. Information by Drug Class. Available at: http:!!www.fda.gov!drugs!DrugSafet The most common Arg16-Gln27 haplotype was also y!InformationbyDrugClass!. significantly associated with decreased bronchodila- 4. Drysdale CM, McGraw DW, Stack CB et al. Complex pro- tor responses to salbutamol (p < 0.01). Our finding in moter and coding region beta2-adrenergic receptor haplo- patients with COPD is in apparent contradiction with types alter receptor expression and predict in vivo respon- previous findings26,63 showing that asthmatic patients siveness. Proc Natl Acad Sci U S A 2000;97:10483-8. carrying Arg16 had significantly greater β2-agonist 5. Silverman EK, Kwiatkowski DJ, Sylvia JS et al. Family- responsiveness. It is possible that the mechanisms by based association analysis of beta2-adrenergic receptor which polymorphisms in the ADRB2 gene determine polymorphisms in the childhood asthma management program. J Allergy Clin Immunol 2003;112:870-6. responses to β2-agonists in patients with asthma are 6. Martinez FD. Safety of long-acting beta-agonists―an ur- different from those among patients with COPD, at gent need to clear the air. NEnglJMed2005;353:2637-9. least in part because asthma and COPD have mecha- 7. Kamachi A, Munakata M, Nasuhara Y et al. Enhancement nistic difference in their pathobiology, including dif- of goblet cell hyperplasia and airway hyperresponsive- ferent genetic and environmental backgrounds. ness by salbutamol in a rat model of atopic asthma. Tho- rax 2001;56:19-24. CONCLUSIONS 8. Tamaoki J, Tagaya E, Kawatani K, Nakata J, Endo Y, Na- Although β2-agonists are effective and safe in most gai A. Airway mucosal thickening and bronchial hyperre- sponsiveness induced by inhaled beta 2-agonist in mice. patients with asthma and COPD, they may be less ef- Chest 2004;126:205-12. fective or potentially harmful in some. Pharmacoge- 9. Vathenen AS, Knox AJ, Higgins BG, Britton JR, Tatters- netic approaches hold the promise of matching indi- field AE. Rebound increase in bronchial responsiveness vidualized treatments to specific genotypes in a way after treatment with inhaled . Lancet 1988;1: that minimizes side effects while improving therapeu- 554-8. tic outcomes. From the research reported to date, 10. Cheung D, Timmers MC, Zwinderman AH, Bel EH, however, no consensus has been reached on the rela- Dijkman JH, Sterk PJ. 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