A Accountability Politics, 212, 217, 331 Accredited Financial Institutions, 22

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A Accountability Politics, 212, 217, 331 Accredited Financial Institutions, 22 Index 1 A Artvin Dam, 146, 147 Accountability politics, 212, 217, 331 Asian Development Bank (ADB), 2, 55, 97, Accredited financial institutions, 22 282, 289, 291, 318, 330, 338 Adaptive influence, 124 Associativismo, 21 Advocacy NGOs, 177, 180 Ataturk Dam, 142t, 336 IR, 195 expropriation and resettlement in, 154, African Development Bank, 2 155–156, 167 AK Hasankeyf, 210, 211 Akbank, 209, 224 Akosombo Dam, 230, 231, 232, 233, 234, 245, B 247 Bank of Austria, 206, 209 resettlement, 257, 258, 268 Basic Environmental Plan (PBA), Brazil, 32, All Assam Student Union (AASU), India, 117 45 All Idu Mishmi Student Union (AIMSU), Beijing Survey and Design Institute, 75, 78 India, 118–120 Belo Monte storage hydropower dam, Brazil, Allain Duhangan Hydropower Project, Hima- 2, 192 chal Pradesh, 110–114 Benefit sharing, 80, 324 Dhomiya Ganga Sangharsh Samiti, 114 Berne Declaration (Switzerland), 205, 207, Jagatsukh livelihood, 114 210 Kalpvriksh Environmental Action Group, Bilateral aid projects, 289 113 Birecik Dam, 142t, 143, 159 Altinbilek, Dogan, 132 expropriation and resettlement in, 160–161 Amazonian National Research Institute Resettlement Action Plan for, 168 (INPA), 43 BKS Acres, 233, 235t, 244 Andritz, 205, 206, 209 Bokor National Park, 290, 294, 298 Anti-Ilisu campaign, 175, 202, 204–206 BOO (built-own-operate), 135t, 136 Europe, success in, 219–221, 220t Boomerang model, 5 influence on decision-makers, 218–219 BOT (built-operate-transfer), 135t, 136, 278, at international level, 221 279, 281 spatial distribution, 213f Brazil, 3, 4–6, 330 thematic interest, 210f Basic Environmental Plan (PBA), 32 Turkey, success in, 219–221, 220t changing policies and decision-making Aquasuav in Italy, 210 frameworks, 16–26 Aranyak, 115 dam projects investigated, 39t 1 Note: Page numbers followed by ‘‘f’’ and ‘‘t’’ indicate figures and tables respectively. W. Scheumann and O. Hensengerth (eds.), Evolution of Dam Policies, 343 DOI: 10.1007/978-3-642-23403-3, Ó Springer-Verlag Berlin Heidelberg 2014 344 Index Brazil (cont.) and European Union (EU), 318–319 dam-related policy arenas, decision-mak- export credit guarantees, 318 ing in, 26–38 KfW projects, 317, 320 energy-related decision-making, 33f Federal Constitution of 1988 (1988 Con- stitution), 16–21 C Hydroelectric Inventory of Hydrographic Cambodia, 277, 278 Basins, 26 Chinese investment in, 274–277 hydropower, strategic role of, 14–15 dam planning processes, 278–282 Ministry of Mines and Energy (MME), 26 2001 Electricity Law, 279 multi-level policy arena, electricity sector, energy situation, 277–278 26f Environmental Impact Assessment proce- National Energy Plan, 15, 26 dure, 282–287 public involvement, 335 EIA, strengths and weaknesses of, 286t renewable energy sources, 13 1996 Environmental Protection and Natu- resettlement policies, 32–38 ral Resources Law, 276, 282 socio-environmentalism, concept of, 16 2010 Expropriation Law, 286, 287, 289 10-Year Energy Expansion Plan, 15, 26 hydroelectric dams in, 274 three-stage environmental licensing pro- hydropower development, 277–278 cess, 29–32 Kamchay Dam, responsibilities in, 302f water-related decision-making, 33f trade unions, political situation in, 301–302 Brazilian Electricity Regulatory Agency Cambodia Development Resources Institute, (ANEEL), 20, 25 276 Brazilian Electricity Supply Industry (ESI), Cana Brava hydropower plants, 22–23 23–24 Canadian International Development Agency Brazilian Environmental Policy (PNMA), 28 (CIDA), 290 Brazilian Federalism, 17 Cardamom Mountains, 296 Brazilian National Bank for Economic and CARE, 177 Social Development (BNDES), 22 CF/88 (Federal Constitution of 1988, Brazil), Brazilian National Indian Foundation (FU- 14, 17, 18, 20, 28, 29, 33, 35, 46 NAI), 18, 29, 30 Changjiang Water Resources Commission, 75 Brazilian Regulatory Water Agency (ANA), Chesf, 39, 40, 41, 42 46 Children of the land, 36 Bui Dam, 231 China, 3, 4–6, 330 China Exim Bank credits, 262t Academy of Social Sciences in Beijing, clearance procedure, 237–238 300 Ghana’s contribution, 262t dam bureaucracy, 56 licensing and permitting process, 238–241, dam decision-making, 58–59 241f dams, role of, 57–58 planning of, 232–234 Environmental Impact Assessment, 55, project characteristics of, 232t 62–68 project planning, 236–237 fragmented polity, 335 Resettlement Planning Framework (RPF), Going Out Strategy in 2003, 229 244 governmental dam decision-making in, 88f Terms of Reference (ToR), 244 hydropower investment abroad, 10 timeline of, 235–236 local government, decision-making Bui Development Committee, 233 authority, 60t Bui Development Secretariat (BDS), 233 Ministry for Environmental Protection, 333 Bui National Park, 245 National Development and Reform Com- Bui Power Authority, 246, 247 mission (NDRC), 57, 59 Bundesministerium für wirtschaftliche Zu- resettlement planning, 68–74 sammenarbeit und Entwicklung (BMZ), 1991 Rules of Land Compensation and 3, 217, 310, 311, 312, 313, 314, 315, People Resettlement in Medium, and 319 Index 345 Large Hydraulic and Hydroelectric Confronters, 177 Projects, 70, 73t, 338 Consensus-oriented NGO, 194 2006 Rules of Land Compensation and Consequential arguments, 178 People Resettlement in Medium and Conservation International, 296 Large Hydraulic and Hydroelectric Constructive NGO, 194, 195 Projects, 68, 74, 86 Constructivist approach, 4 semi-authoritarian political system, 61 Conta 10, 38n101, 49 Water Planning, 182 Coordination of Indigenous Organisations of Yunnan Province, 57 the Brazilian Amazon (COIAB), 19 China Datang, 59 Cornerhouse, UK (NGO), 210 China Electric Power Technology Import and Corporate social responsibility (CSR), 176, Export Corporation (CETIC), 278 177, 295 China Environment and Promotion Society, 76 Corporate-driven and market-based develop- China Export Import Bank (China Exim ment model, 193 Bank), 230, 234, 236t, 237, 263, 264, Coruh River, 132, 144, 146, 147, 150 265, 274, 284, 292 Critical water NGO scene, 211 credits, 262t China Huadian Corporation, 59, 75–76 China Huaneng, 59 D China Hydropower Engineering Consulting Dam decision-making, 18, 45, 87, 98, 315 Group Corporation, 58, 60, 72, 78, 187t Allain Duhangan Dam Project, 110–114 China Power Investment, 59 in China, 58–62, 88f Chinese People’s Political Consultative Con- Dibang Multipurpose Project, 118–121 ference (CPPCC), 77, 85 Lower Subansiri Dam Project, 114–118 Civil society groups, 168, 337 Dam planning, 9, 56, 75, 151–152 Clean Development Mechanism (CDM), 2, in India, 96–97 137 Dams and Development Project (DDP), 310, Clean production analysis, 65, 65n17 312, 313 Clean Technology Fund (CTF), 334 DDP Steering Committee, 313 Collaborative governance, 176 Danistay, 146, 146n9 Commercial Interest Reference Rate (CIRR), Decision-making process, 9, 14, 17, 25, 98, 99, 262, 262t 142, 335, 336, 338. See also Dam Community-based organisations, 113, 119, decision-making 331 in dam-related policy arenas, 26–38 Compensation, 34, 36, 82, 288, 303, 304, 323, Declaration of Public Utility (DUP), 34 324 Democratic bureaucratic regime, 21 cash, 112, 113, 124–125, 154, 155, 157, Democratic rationale, 7n6 158, 159 Design Institute of the Yellow River Conser- for economic trees, 290 vancy Commission, 82 eligibility, 250–251 Deutsches Institut für Entwicklungspolitik employment-based, 105 (DIE), 3 environmental, 30 Dhomiya Ganga Sangharsh Samiti, 113, 114 financial, 20 Dibang Basin Welfare Committee, 119 Ghanian, 124–249 Dibang Multipurpose Project, Arunachal Pra- land-for-land, 106, 162 desh, 110, 118–121 livelihoods, 298–302 AIMSU, 118, 119 options, 289 Kalpvriksh Environmental Action Group, pecuniary, 34, 35 118, 119 resettlement and, 32, 35, 37 site clearance, 120n7 social, 31, 37 Sodiya (town), 120 types of, 69, 251, 255 Domestic technology, leverage through, Concessions Act of 1995, 22 337–338 346 Index E 2007 Water Resources Management Law, East China Survey and Design Institute, 75 279, 286 ECA Watch, Austria (NGO), 205, 210 Environmental NGOs, 187t, 211 Economic liberalisation, 22–23 Environmental norms, 8, 332, 334, 338 Electrical Power Resources Survey and Environmental Protection Agency, 235t, 237, Development Administration (EIE), 238, 239, 240, 242, 243, 244, 245, 246, 137 247, 265, 268 Electricity Authority of Cambodia, 279 EPC contract arrangements, and Chinese Electricity Market Law, 136, 138 agencies, 259 Eletrobras (Centrais Elétricas Brasileiras), 15, loan agreement procedures, 264–266 40 loan agreement terms, 262–264 Embedded environmentalism, 61 Sinohydro’s responsibilities, 259–262, Embedded social activism, 61 266–267 Eminent domain concept, 105 Equator Bank, 87 Endesa, 22 Equator Principles, 22, 45, 87, 174, 204, 330 Energy Efficiency Law, 135, 136n3 Ermenek Dam, 141, 142t, 149, 162 Energy Market Regulatory Authority expropriation in, 158 (EMRA), 136, 137, 138, 139 Ethical Trading Initiative, 176 Energy rationing, 14, 22–23 Euler-Hermes Deutschland, 318 Energy Research Company (EPE), 25 European Convention on Human Rights Energy sector, 27, 47n116, 167 (ECHR), 154 demand-supply gap in, 236 European Court of Human Rights, 154, 163, large-scale reorganisation of, 60 167, 217, 334, 340 liberalising of, 135, 135t, 139, 165, 330 European ECAs, 206, 207, 208, 216, 217, 221, Energy Sector Management Assistance Pro- 224 gram (ESMAP), 144 European Union (EU), 318–319 Engagers, 177 and BMZ, 318 Environ mental Capacity Building Technical Linking Directive, 2 Assistance (TA) project, 100 models originate from, 68 Environment and Natural Renewable Resour- Turkey’s aspiration, 132, 135 ces (IBAMA), 17 Water Framework
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