Greater Mekong Subregion Northern Power Transmission Project

Social Monitoring Report

Project Number: 38628-022 Semi-Annual Report March 2019

Lao PDR: GMS Northern Power Transmission Project

Prepared by the Project Coordination Unit of the Electricite Du Laos (Department of Transmission Line and Substation Development) for the Lao Peoples’ Democratic and the Asian Development Bank.

This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

LAO PEOPLE’S DEMOCRATIC REPUBLIC PEACE INDEPENDENCE DEMOCRACY UNITY PROSPERITY

Electricité du Laos

Department of Transmission Line and Substation Development Greater Mekong Sub-region Northern Power Transmission Project ADB - Grant No. 0195-Lao (SF) and EDCF Loan No. LAO-5

Social Monitoring Report: July-December 2018

Prepared by the Project Management Uni t

With technical support from the Consultant

March 2019

ABBREVIATIONS ADB - Asian Development Bank AH - affected household AP - affected person CCR - compensation completion report DDR - due diligence review DT LSD Department of Transmission Line and Substation Development DMS - detailed measurement survey EA - executing agency EDCF - Economic Development Cooperation Fund of Korea Eximbank EdL - Electricite du Laos EO - DTLSD Environmental Office - DTLSD GMS - Greater Mekong Sub-region HHs - households Korea Kexim Bank - Export -Import Bank of Korea LAK - Lao Kip LAR - land acquisition and resettlement NPTP - Northern Power Transmission Project PMU - Project Management Unit RAP - resettlement action plan ROW - right -of -way RRP - Report and Recommendation of the President TL - transmission line S/S - substation

WEIGHTS AND MEASURES km - kilometer kV - kilovolt m - meter m2 - square meters MVA - megavolt amperes

CURRENCY EQUIVALENTS (as of 5 March 2019; http://www.bol.gov.la/english/index1.php ) Currency unit – kip (LAK) $1.00 = LAK 8, 574

CONTENTS I. Background ...... 3 II. Objectives of the Social Monitoring Report ...... 5 III. Scope and Methodology ...... 5 IV. Highlights of the January 2017-June 2018 Social Monitoring Report ...... 5 A. Module 1 ...... 5 B. Module 2 ...... 5 C. Module 3 ...... 7 D. Grievance Redress Resolution ...... 7 E. Other Specific Monitoring Concerns ...... 8 F. Recommendations of the January 2017-June 2018 SMR ...... 8 V. Status of the Implementation of Land Acquisition and Resettlement ...... 8 A. Submission of the First SMR and Follow-up Corrective Activities ...... 8 B. Module 1 ...... 9 C. TL1 (Boun Neua-Boun Tai Transmission Line) ...... 10 D. TL2 (Paklay-Xayabury Transmission Line) ...... 11 E. TL3 (Paklay-Kenthao Transmission Line) ...... 11 F. Corrective Action Plan ...... 11 VI. Conclusion ...... 17 Appendix 1 Comments-Response (January 2017-June 2018 SMR) ...... 18 Appendix 2 Comments-Response (Module 1 Compensation Completion Report) ..... 25 Appendix 3 Master List of APs Paid in TL1 ...... 29 Appendix 4 Settled Claims for Temporary Impacts, TL1 ...... 32 Appendix 5 Master List of APs Paid in TL2 ...... 35 Appendix 6 Master List of APs Paid in TL3 ...... 48 Appendix 7 Provincial Government Decisions on Unit Rates ...... 55 Appendix 8 Grievance Resolution Ledger ...... 58

LIST OF TABLES Table IV-1 Transmission Line 3 Project Impacts ...... 6 Table IV-2 Payment of Compensation, TL 2 ...... 6 Table V-1 Summary of Compensation Paid in TL1 ...... 10 Table V-2 Summary of Compensation Paid in TL2 ...... 12 Table V-3 Summary of Compensation Paid in TL3 ...... 14 Table V-4 Corrective Action Plan ...... 15

LIST OF FIGURES Figure I-1: Project Location Map ...... 4

I. Background

1. The Electricite du Laos (EdL) is implementing the Greater Mekong Sub-region Northern Power Transmission Project (GMS NPTP) with funding assistance from the Asian Development Bank (ADB) and the Export-Import Bank of Korea (KEXIM) under a co- financing arrangement. The project has a total cost of $65.32 million, including a grant of $20 million from ADB (Grant 0195-LAO); a loan of $37.88 million from the Economic Development Cooperation Fund (EDCF) of KEXIM; and government counterpart fund of $7.44 million. 1 Approved on 26 January 2010, the ADB grant became effective on 23 November 2010 and will close on 30 December 2019. 2 Likewise, the KEXIM loan will close on 30 December 2019. 3 The closing dates of ADB grant and the KEXIM loan have been extended 4 and 3 times, respectively. 4

2. GMS NPTP has 3 outputs or components, namely, (a) construction of transmission lines, substations, and medium- and low-voltage distribution networks; (b) establishment and operation of a credit to the poor scheme; and (c) provision of policy advisory. Output 2 involves electric connection to 6,000 poor households (HHs) on credit with no interest. Output 1 is divided into 3 modules.

3. Module 1 , which is funded by the ADB grant, involves the (i) construction of a 98 km single circuit on double circuit 115 kV transmission line (TL) from the 115/22 kV Nonhai Substation (S/S) in Nonhai Village of Meun District, Vientiane Province, to Paklay Town, Xayabury Province; (ii) construction of a new 30 mega volt ampere (MVA) Paklay S/S; and (iii) upgrading of the 115/22 kV Nonhai S/S and the 115/22 kV Xayabury S/S in Xayabury Province.

4. Module 2 , which is financed by the KEXIM loan, includes the construction of a (i) 74.6 km single circuit on single circuit 115 kV TL from Paklay Town to the Lao-Thai border at Kenthao Town 5, Xayabury Province; (ii) 122.74 km single circuit on double circuit 115 kV TL from Paklay to Xayabury; (iii) medium- and low-voltage distribution networks of 22 kV feeders with a length of 263 km from the new Paklay S/S, 156 km from the Nonhai S/S, and 336 km from the Xayabury S/S; and (iv) connection to 7,020 HHs from the Xayabury S/S, in addition to 7,553 HHs from the Nonhai S/S and to 1,541 HHs from the Paklay S/S.

5. Module 3 , also funded by the KEXIM loan, includes the construction of a (i) 28 km single circuit on double circuit 115 kV TL from Boun Tai District 6 to Boun Neua District in

1 ADB. 2009. Report and Recommendation of the President to the Board of Directors: Proposed Asian Development Fund Grant to the Lao People’s Democratic Republic for the Greater Mekong Subregional Northern Power Transmission Project . Manila. 2 ADB. Lao People’s Democratic Republic: Greater Mekong Subregion Northern Power Transmission Project. https://www.adb.org/projects/38628-022/main (accessed 26 July 2018). 2018. 3 Project Management Unit, Department of Transmission Line and Substation Development, Electricite du Laos. GMS Northern Power Transmission Project Progress Report 1 of 2018 . Vientiane. 4 Closing date of the ADB grant was first extended from 30 June 2014 to 30 June 2015, then to 30 June 2016, then to 30 December 2017, and finally to 30 December 2019. Closing date of the KEXIM loan was first extended from 20 July 2013 to 30 June 2015, then to 30 December 2017, and finally to 30 December 2019. ADB Lao Resident Mission. 2018. GMS Northern Power Transmission Project: Aide Memoire of the ADB Review Mission 28 January – 14 March 2018 . Vientiane. 5 This TL was reallocated from the ADB to the KEXIM scope of work in Memo of 5 April 2012. (ADB. 2013. Project Administration Manual: the Lao People’s Democratic Republic for the Greater Mekong Subregional Northern Power Transmission Project (Grant 0195) . Manila. 6 At project appraisal, the KEXIM-financed 115 kV TL was supposed to connect the existing Namo Substation in Oudomxai Province to the new 30 MVA S/S in Boun Neua in Phongsaly Province for a total length of 102.4 3

Phongsaly Province, (ii) new 30 MVA Boun Neua S/S, (iii) new 115 kV switching station in Namo; (iv) 361 km of medium- and low voltage distribution network of 22 kV feeders from Boun Neua S/S; and (v) connection to 2,645 HHs from Boun Neua S/S. (See Figure 1-1 for the project location map). Figure I-1: Project Location Map

Source: 2014 Resettlement Action Plan

km. However, EdL and KEXIM on 24 September 2015 agreed to delete the Oudomxai section of the transmission line from the project scope due to shortfall in funds. The new 30 MVA Boun Neua S/S would instead be connected to an existing switchyard in Boun Tai resulting in a much-reduced length of 28 km of transmission line. 4

II. Objectives of the Social Monitoring Report

6. The agreed June 2014 RAP tasks the EdL, with assistance by project implementation consultants, to carry out internal monitoring of resettlement implementation. Specifically, EdL is to look into the following concerns 7 in its monitoring activities: a. Affected assets are inventoried by type, quantity and severity of impact, and that their owners are identified; b. Compensation for affected assets, including land-for-land modality, are paid according to the agreed RAP; c. Vulnerable AHs are assisted as per the agreed RAP; d. Public information, public consultation and grievance redress procedures are followed; and, e. Affected public facilities and infrastructure are restored promptly.

III. Scope and Methodology

7. This document is the second social monitoring report (SMR) for the GMS NPTP covering the period July-December 2018. It should be read as a sequel to the preceding monitoring report covering the period January 2017-June 2018. This SMR reviews the status of (i) payment of compensation and allowances of the affected households (AHs), (ii) construction works, (ii) actions taken to resolve outstanding resettlement issues and complaints identified in the previous SMR, (iii) resolution of complaints received in July- December 2018, and (iv) resolution of other social safeguard issues that cropped-up in July- December 2018.

8. Information for this report came mainly from a review of documents with the Environmental Office of the Department of Transmission Line and Substation Development (EO-DTLSD). These documents include (i) AHs’ compensation payment records, (ii) records of complaints of AHs, and (iii) Project Progress Reports for Quarter 3 and Quarter 4 of 2018.

IV. Highlights of the January 2017-June 2018 Social Monitoring Report

A. Module 1

9. EdL in January 2016 has completed payment of compensation of all AHs affected by the construction of the 115 kV Nonhai-Paklay TL and the new 30 MVA Paklay S/S. The upgrading of the 115/22 kV Nonhai S/S and the 115/22 kV Xayabury S/S did not involve land acquisition and resettlement (LAR) because all works were confined within the existing perimeters of the substations. Works on the 30 MVA Paklay S/S and the 115/22 kV Nonhai S/S were completed on December 30, 2016. The upgrading of the 115/22 kV Xayabury S/S was completed on December 21, 2017. There were no outstanding resettlement issues in Module 1.

B. Module 2

10. Preliminary construction work at locations not involving land acquisition and resettlement for the 115 kV Paklay-Kenthao TL (referred hereinafter as Transmission Line 3

7 Culled from pages 71-72 of the 2014 RAP. 5 or TL3 ) commenced in April 2018. EdL was planning to pay AHs their compensation money in the third quarter of 2018. The power company in April 2018 approved the compensation payment voucher of 247 AHs in Paklay and Kenthao districts whose loses included 6,527 m 2 of rice paddy, 4,496 m 2 of garden land, and 29,480 fruit and industrial trees. Table IV-1 Transmission Line 3 Project Impacts Number of Number of Rice Paddy Garden Number of Compensatin Village AHs Towers (m 2) (m 2) Trees Due (kip) Paklay District Namxomg 20 16 978 3,097 180,056,000 Houaylaynoi 12 14 256 0 5,043 170,276,000 Nasavang 8 4 128 0 657 19,493,000 Houaysaykham 14 8 320 0 2,047 91,061,000 Sisaatsomphou 5 3 64 0 205 8,694,000 Xayamounkhoun 7 7 192 0 1,055 35,192,000 Nasack 17 26 790 0 2,504 74,441,000 Kengsao 15 9 663 0 959 26,552,000 Takdaed 20 20 896 0 1,023 73,055,800 Houaytang 5 5 320 0 54 1,145,000 Paklseng 12 10 640 0 93 16,545,000 Sivilay 4 4 256 0 93 2,476,000 Houayhai 12 11 640 0 135 6,315,000 Dongsanguan 8 8 384 0 21 2,969,000 Total 159 145 6,527 0 16,986 708,270,800

Kenthao District Meuangmor 4 5 336 347 8,107,000 Chomekeo 4 4 192 70 9,472,000 Chomephet 9 5 256 183 11,442,000 Meuangkao 0 1 Public land Namborn 8 12 512 1923 95,010,000 Houaytor 20 16 768 4210 193,826,000 Houaypet 13 13 832 110 3,702,000 Houaykort 30 36 1600 5,651 303,110,000 Total 88 92 4,496 12,494 624,669,000

11. With regards the 115 kV Paklay- Xayabury TL (referred hereinafter as Transmission Line 3 or TL2 ), construction work was 45% complete as of June 2018. In March-May 2017, EdL paid a total of 983,277,000 LAK in compensation to 427 AHs, followed by another payment to 46 AHs in August-December 2017 in the amount of 226,407,600 LAK. EdL planned to pay the compensation money of the remaining 84 AHs in TL2, amounting to 285,621,600 LAK, before the end 2018. 8 Table IV-2 Payment of Compensation, TL 2 Compensation Paid District No. of AHs Amount (LAK) Date of Payment Batch 1 Paklay 115 267,743,000 May 15, 2017 Phieng 236 476,972,000 May 9, 2017 Xayabury 76 238,562,000 March 17, 2017

8 EdL pays AHs their compensation in batches. First to be paid are those losing assets for the footings of the towers. Next to be paid are AHs with trees under the transmission line’s 25 m right-of-way (ROW). 6

Compensation Paid District No. of AHs Amount (LAK) Date of Payment Total 427 983,277,000

Batch 2 Paklay 8 26,623,000 9 August 2017 Phieng 14 46,133,000 9 November 2017 Xayabury 24 153,651,600 9 December 2017 Total 46 226,407,600

Batch 3 Paklay 25 140,672,600 No date yet Phieng 45 87,672,000 No date yet Xayabury 14 57,277,000 No date yet Total 84 285,621,600

C. Module 3

12. Construction work for the 115 kV Boun Tai-Boun Neua TL (referred hereinafter as TL1 ) was 51% complete as of June 2018. Construction of the new 30 MVA Boun Neua S/S had been completed but the substation was not yet connected to the transmission line primarily because construction of the Boun Tai S/S was still ongoing.

13. EdL in March 2017 paid 83 AHs their compensation money amounting to 974,217,620 LAK, followed by another payment to 2 AHs in December 2017 amounting to 87,288,000 LAK, for losses in the ongoing construction and stringing of the transmission line and in the construction of the Boun Neua S/S. Two households that the 2014 resettlement action plan (RAP) identified as losing entire homes were spared from being impacted in the construction of the Boun Neua S/S because modifications were made in the location of the substation. Due to weaknesses in database filing system at PMU, It could not be ascertained in July 2018 how many households were affected in TL3.

D. Grievance Redress Resolution

14. Complaints from AHs in Module 2 and Module 3 come about during the (a) final detailed measurement survey (DMS) that is carried out by the District Resettlement Committee (DRC) and EdL, and (b) during the construction activities of the civil works contractor. The PMU noted, however, that EO-DTLSD personnel did not systematically record and track complaints until their closure.

15. Complaints relative to the decisions of the District Resettlement Committee (DRC) on the amounts of compensation of APs are mostly resolved at the village level (i.e., first level in the grievance redress process).

16. Complaints arising from the activities of the civil works contractor (i.e., Daewoo International or DWI in consortium with Hyundai Engineering Company or HEC) usually arise when DWI-HEC (i) fails to make prior arrangements with landowners before using a strip of their landholdings to access the sites of towers it constructs, (ii) does not pay compensation to landowners whose landholdings were used as access to the tower sites, (iii) does not pay compensation for temporarily affected paddy or corn land around the footings of the towers, and (iv) inadvertently damages properties outside of the ROW during

7 the cutting of trees and stringing of power lines.

E. Other Specific Monitoring Concerns

17. Compensation for affected assets, including land-for-land, are paid according to the agreed RAP: Cash compensation was paid for all affected assets. However, because payment records of AHs were not summarized into tables with disaggregated information on how much compensation was paid for each category of affected asset, it could not be ascertained during the preparation of the January 2017-June 2018 SMR on whether or not easement rights fees were paid for tree plantation lands traversed by the transmission lines’ ROW and whether cash allowance was given to severely affected AHs that lost 10% or more of total productive assets.

18. Vulnerable AHs are assisted as per the agreed RAP: Similar to the aforementioned, it could not be ascertained during the preparation of the January 2017-June 2018 SMR who among the AHs were vulnerable. Per entitlement matrix in the 2014 RAP, poor and vulnerable APs would be prioritized for recruitment in the project’s construction works.

F. Recommendations of the January 2017-June 2018 SMR

19. Below were the recommendations of the previous SMR that underscored the need to improve the documentation and filing system at the PMU. a. Approved payment vouchers per district should include columns for amounts paid for (i) each type of landholding, (ii) structures, (iii) easement right, and (iv) cash allowance for severely affected AHs losing 10% or more of productive assets. b. Copies of said payment vouchers in clear printed form and in electronic files should be readily available at the PMU. c. Duplicate (of original) and scanned (electronic file) copies of certificates of receipt of compensation per district should be filed along with the approved payment vouchers. d. The names of heads of AHs should be tabulated and should include basic socioeconomic information on the affected household, such as age, gender, and ethnic affiliation; and, information on whether or not the AH is poor. EO-DTLSD should keep a list of vulnerable APs who have been provided jobs in ongoing construction works. e. All complaints received by EdL field staff directly from AHs, from village authorities, or from the civil works contractor, whether in written form or verbally (in which case the staff should record this on the EdL form for complaints) should be recorded in a logbook indicating date of receipt, name of complainant, village and district of complainant, nature of complaint, action taken, and status of resolution of the complaint. The complaints logbook should be updated on a monthly basis indicating the status of resolution of each complaint until its closure.

V. Status of the Implementation of Land Acquisition and Resettlement

A. Submission of the First SMR and Follow-up Corrective Activities

20. EdL on 29 August 2018 submitted the first social monitoring report (SMR) for the project covering the period January 2017-June 2018. ADB on 9 October 2018 provided EdL its comments to the SMR. The comments of ADB and the response of EdL revolved

8 primarily on the shortcomings of the documentation and filing system of the EO-DTLSD. Specifically, ADB inquired whether or not affected households (AHs) were paid their compensation and allowances in accordance with the resettlement plan (RP), if vulnerable AHs were provided assistance, and if the grievance redress mechanism (GRM) was functioning.

21. Despite expressing uncertainty, for lack of evidence, that AHs were dutifully paid their compensation and applicable allowances (in Table IV-1 of the January 2017-June 2018 SMR 9), the PMU stated in its response to ADB that AHs were paid their compensation and allowances as required by the project entitlement matrix. The January 2017-June 2018 SMR admitted though that there was no record available on whether or not vulnerable AHs were provided assistance. Likewise, because complaints were not systematically recorded and their resolution was not coordinated at the central level (i.e., PMU and EO-DTLSD), there was no assurance that all grievances were resolved as per the project policy.

22. EDL in November 2018 remobilized the social and environmental consultants in order to arrange the data base and filing system of the EO-DTLSD as recommended by the January 2017-June 2018 SMR. It was learned during a thorough review of documents that (i) severely affected AHs at the Paklay S/S were not paid their allowances, and (ii) easement right fees were not paid to AHs whose tree plantations were traversed by the power lines’ 25 m right-of-way (see Section F below for more on this). Appendix 1 provides the original and the modified responses of the PMU to ADBs’ comments to the January 2017-June 2018 SMR.

B. Module 1

23. EdL on 14 August 2018 submitted to ADB the compensation completion report (CCR) for Module 1. 10 Similar to the January 2017-June 2018 SMR, the PMU in its response to the 18 September 2018 questions of stood by the CCR’s claim that, notwithstanding the inadequacy of information on compensation and allowances paid, (i) there was “ sufficient evidence to argue that all AHs had been paid their compensation and allowances ”;11 (ii) easement right fees were probably paid to AHs whose industrial tree plantation landholdings were traversed by the project’s transmission lines; and (iii) land certificates of AHs had been amended and remained in the names of the AHs, citing the case of Mr. Kom, a resident Vang Village of Sanakham District. 12 The PMU in its response to ADB admitted, though, that

9 The SMR in Table IV-3 stated this: “…because payment records of AHs were not summarized in tables with disaggregated information on how much compensation was paid for each category of affected asset, including amounts paid in easement right fees for tree plantation and residential lands traversed by the ROW of transmission lines, in addition to cash allowance given to severely affected AHs that lost 10% or more of total productive assets, it could not be ascertained during the preparation of this report whether the same have been dutifully provided. This matter will be looked into in the next monitoring report. Corrective action plan (CAP), if needed, will be prepared and implemented .” 10 Payment of compensation of AHs affected in the construction of the 115 kV Nonhai-Paklay TL and the new 30 MVA Paklay S/S was completed in January 2016. The upgrading of the 115/22 kV Nonhai S/S and the 115/22 kV Xayabury S/S did not involve land acquisition and resettlement (LAR) since all works were confined within the existing perimeters of the substations. Works on the 30 MVA Paklay S/S and the 115/22 kV Nonhai S/S were completed on December 30, 2016. The upgrading of the 115/22 kV Xayabury S/S was completed on December 21, 2017. The 30 MV Paklay S/S and the 115 kV Nonhai-Paklay TL were energized in December 2016. 11 Para 21 of the compensation completion report. 12 Mr. Kom lost 64 m 2 of plantation land for the footing of a tower, in addition to 348 teak trees and was paid LAK15,200.000. The completion report surmised that the amount included easement right. Mr. Kom claimed that his plantation land was still under his name. 9

2 AHs at the Paklay S/S could have been severely affected by the loss of productive landholdings. The CCR was revised and resubmitted to ADB in October 2018.

24. As mentioned in para 22, it was learned in November 2018 when the social and environmental consultants had the opportunity to thoroughly review payment documents that the entitlements of AHs were not dutifully provided contrary to what the PMU earlier thought was the case (see Section F below for more on this). Appendix 2 provides the original and the modified responses of EdL to ADBs’ comments to the CCR.

C. TL1 (Boun Neua-Boun Tai Transmission Line)

25. Construction of 84 steel lattice towers, in addition to the stringing of the transmission line, had all been completed in September 2018. TL1 is to connect the new Boun Neua S/S (built in May 2018 under the NPTP) and the Boun Tai S/S, which is being constructed outside of the NPTP. The EdL carried out a final inspection of the TL in November 2018. However, while the power line from Boun Neua S/S up to the periphery of Boun Tai S/S is in place already, connection to the Boun Tai S/S cannot be completed because construction of the latter will only be completed in September 2019.

26. Payment of compensation and allowances had been completed in 2018. A total of LAK 1,046,511,620 was paid to 83 AHs and 1 organization for various losses, including 1,746 m 2 of paddy land; 7 secondary structures (i.e., not houses or shops); and 714 “other” trees (i.e., not teak). Appendix 3 gives a list of the household heads or APs. The acquired paddies were for the footings of the transmission towers, while the acquired trees were located at the footings of the towers and in the transmission line’s 25 m ROW. In addition, temporary impacts during the construction of towers and stringing of the power lines have occurred in TL1. The EO-DTLSD has tabulated 13 the names of 42 affected persons (APs) who have already been paid by the contractor (see Appendix 4 for the list). Table V-1 Summary of Compensation Paid in TL1

No. Amount Count Amount Count Wo Area Amount Paid Total Amount Village APs/ EM Paid Struct Paid Other man Paddy Other Trees Paid Orgs Paddy ure Structure Trees Boun Neua District 1 Phiangdokkham 6 0 1 108 432,000 0 0 131 3,128,000 3,560,000 2 Namyonmai 4 0 4 288 2,484,720 0 0 0 0 2,484,720 3 BoMai 2 0 0 72 954,360 0 0 26 1,040,000 1,994,360 4 PhapounKao 4 0 0 216 1,530,360 0 0 0 0 1,530,360 5 SaenTham 2 0 0 108 765,180 0 0 0 0 765,180 6 BorMang 2 0 0 108 576,000 0 0 0 0 576,000 7 Siengpee 15 0 0 162 1,404,000 1 2,000,000 1,829 271,284,000 274,688,000 8 Yor 6 0 0 108 432,000 0 0 995 149,250,000 149,682,000 9 Deua 11 1 0 108 432,000 1 1,932,000 1,338 192,369,000 194,733,000 10 HongKham 10 0 0 72 288,000 1 2,000,000 661 81,290,000 83,578,000 11 VangDoi 13 * 0 0 180 720,000 0 0 1,844 276,600,000 277,320,000 Boun Tai District 0 1 SingXay 9 1 0 216 1,332,000 4 5,658,000 325 48,610,000 55,600,000 Total 84 2 5 1,746 11,350,620 7 11,590,000 7,149 1,023,571,000 1,046,511,620 NOTE: Count of APs includes 1 company.

13 The EO-DTLSD gets its information on complaints mainly from the field staff. It does not go out of its way to systematically and regularly collect information from the project sites and to follow-up and track the resolution of complaints in an orchestrated manner. 10

D. TL2 (Paklay-Xayabury Transmission Line)

27. Construction of 398 steel lattice towers, in addition to the stringing of the transmission line, had all been completed in December 2018. EdL is scheduled to make a final inspection of the transmission line in March 2019; energizing of the line will come thereafter.

28. Payment of compensation and allowances of AHs had been completed in 2018. A total of LAK 983,580,195 was paid to 426 AHs for various losses, including 9,380 m 2 of paddy land; 63 secondary structures; 3,336 m2 of plantation land; 32 m 2 of residential land; 16,109 teak trees; and 4,882 other trees (see Table V-2 overleaf for a detailed summary). Appendix 5 gives a list of the household heads or APs. The acquired landholdings were for the footings of the transmission towers, while acquired trees were located at the footings of the towers and in the transmission line’s ROW. There are pending claims for payment of compensation for temporary damages that occurred during the stringing of the transmission line. However, the EO-DTLSD has yet to receive from field personnel the details of these claims, a weakness in the GRM process that has been pointed out in footnote 14.

E. TL3 (Paklay-Kenthao Transmission Line)

29. Foundation works for all 215 towers have been completed and 207 of the towers have already been erected (i.e., 96.27% completed). By end of 2018, stringing of 34.2 km of the 72.2 km transmission line has been completed (i.e., 47.3% completed).

30. With regard payment of compensation and allowances, a total of 238 AHs and 6 organizations in 2018 have so far received their compensation amounting to LAK 1,334,475,800 for various losses, including 10,944 m2 of paddy land; 33 other structures; 384 m 2 of plantation land; 22,286 teak trees; and 6,425 other tress (see Table V-3 on page 14 a detailed summary). Appendix 6 gives a list of the household heads. The rest of the AHs are expected to receive their compensation no later than March 2019. The acquired landholdings were for the footings of the transmission towers, while acquired trees were located at the footings of the towers and in the transmission line’s ROW. There are pending claims for payment of compensation for temporary damages that occur in the ongoing construction of the towers and stringing of the power line. However, as mentioned earlier, the EO-DTLSD merely waits for details of these claims to be sent by field personnel.

F. Corrective Action Plan

31. As pointed out in para 22 and 24, severely affected AHs at Paklay S/S were not identified and, thus, not paid their subsistence allowance. Moreover, easement fees were not paid to AHs with affected tree plantations. Also, land certificates of AHs have not been amended or annotated. In view thereof, PMU on 18 December 2018 submitted to ADB a corrective action plan to address shortcomings mentioned in Sections A (i.e., January 2017- June 2018 SMR) and B (i.e., CCR of Module 1) above.

Table V-2 Summary of Compensation Paid in TL2 Wom e Area Amount No. Amount Count Amount Area Amount Count Count Amount n- Area Reside Paid Amount Total Amount Village APs/ Paid Struct Paid Plantat Paid Teak Other Paid Other heade Paddy ntial Residentia Paid Teak Paid Orgs Paddy ure Structure ion Plantation Trees Trees Trees d Land l Xayabury Dist 1 Phiangdokkham 7 2 320 2,448,000 1 2,000,000 0 0 0 0 89 5,345,000 93 1,830,000 11,623,000 2 Donemai 4 0 64 144000 0 0 0 0 0 0 131 10,140,000 75 470,000 10,754,000 3 Phapoon 10 1 192 1,008,000 2 1,000,000 192 288,000 0 0 1,212 37,010,195 187 1,860,000 41,166,195 4 Nonsavanh 10 0 64 144,000 4 1,700,000 192 432,000 32 1,440,000 1,332 44,135,000 270 13,000,000 60,851,000 5 Thin 10 2 32 72,000 0 0 128 288,000 0 0 354 17,640,000 489 29,715,000 47,715,000 6 Namliep 10 0 512 1,056,000 0 0 0 0 0 0 148 5,945,000 12 1,200,000 8,201,000 7 Phonxay 7 0 384 864,000 1 350,000 64 144,000 0 0 250 13,750,000 32 3,280,000 18,388,000 8 Thana 8 0 64 432,000 1 1,000,000 64 144,000 0 0 176 7,630,000 370 10,375,000 19,581,000 9 Namtuan 10 0 448 1,296,000 0 0 0 0 0 0 252 14,535,000 245 4,756,000 20,587,000 Phieg Dist 0 1 Vang 25 0 684 1,539,000 4 1,400,000 36 144,000 0 0 345 18,825,000 100 2,000,000 23,908,000 2 Natarn 18 0 108 396,000 1 500,000 72 225,000 0 0 518 25,735,000 196 1,425,000 28,281,000 3 Nasom 21 2 108 486,000 1 500,000 144 567,000 0 0 1,104 65,515,000 295 9,360,000 76,428,000 4 Nakok 14 1 180 891,000 2 1,200,000 108 405,000 0 0 132 8,145,000 19 1180000 11,821,000 5 Kang 7 1 72 288,000 0 0 72 288,000 0 0 405 24,150,000 174 5,950,000 30,676,000 6 Huayaoum 13 0 144 486,000 2 3,000,000 108 243,000 0 0 1,160 58,980,000 109 3,840,000 66,549,000 7 Nampoui 14 0 360 810,000 0 0 36 81,000 0 0 305 17,375,000 115 6,060,000 24,326,000 8 Nakong 11 0 288 810,000 1 1,000,000 36 81,000 0 0 120 4,360,000 177 3,570,000 9,821,000 9 Khounphone 5 0 180 405,000 0 0 0 0 0 0 0 0 0 0 405,000 10 Vangkham 6 0 288 648,000 0 0 0 0 0 0 0 0 0 0 648,000 11 Namyarb 8 0 216 486,000 0 0 0 0 0 0 255 16,350,000 0 0 16,836,000 12 Namphone 6 0 216 486,000 0 0 0 0 0 0 0 0 0 0 486,000 13 Nalae 6 0 252 567,000 0 0 0 0 0 0 0 0 0 0 567,000 14 Nongbouathong 3 1 108 486,000 3 4,500,000 0 0 0 0 64 2,710,000 1 100,000 7,796,000 15 Nongbouapheenong 6 2 180 972,000 2 1,850,000 0 0 0 0 0 0 0 0 2,822,000 16 Dongngern 5 0 108 468,000 1 500,000 0 0 0 0 202 6,690,000 4 305,000 7,963,000 17 MeungPhieng 15 6 324 891,000 3 5,000,000 0 0 0 0 1,347 66,230,000 3 300,000 72,421,000 18 Namor 8 1 324 729,000 3 700,000 0 0 0 0 0 0 0 0 1,429,000 19 Nakhaem 16 1 252 1,215,000 4 6,500,000 0 0 0 0 350 14,170,000 267 31,527,000 53,412,000 20 Sibounheuang 5 1 108 567,000 1 350,000 0 0 0 0 22 1,210,000 11 1,945,000 4,072,000 21 Viengchalern 7 0 108 243,000 2 2,350,000 0 0 0 0 198 9,080,000 125 15,250,000 26,923,000 22 Phonthong 17 1 324 1,215,000 2 3,000,000 36 81,000 0 0 112 3,470,000 15 1,615,000 9,381,000 Paklai Dist 0 1 Nakhayang 9 0 128 288,000 0 0 64 144,000 0 0 568 18,500,000 5 500,000 19,432,000 2 Phonngarm 6 0 0 0 0 0 256 576,000 0 0 463 14,425,000 4 400,000 15,401,000

Wom e Area Amount No. Amount Count Amount Area Amount Count Count Amount n- Area Reside Paid Amount Total Amount Village APs/ Paid Struct Paid Plantat Paid Teak Other Paid Other heade Paddy ntial Residentia Paid Teak Paid Orgs Paddy ure Structure ion Plantation Trees Trees Trees d Land l 3 HatDaiy 15 0 640 1,440,000 1 2,000,000 64 144,000 0 0 61 2,080,000 116 3,245,000 8,909,000 4 Souvanhnaphoum 34 2 320 720,000 7 11,000,000 832 1,872,000 0 0 3,344 97,660,000 1,118 42,180,000 153,432,000 5 Namlin 13 0 192 432,000 2 2,500,000 256 576,000 0 0 713 19,045,000 48 2,775,000 25,328,000 6 Khae 8 0 512 1,152,000 1 1,500,000 0 0 0 0 0 0 5 260,000 2,912,000 7 Namxong 30 0 576 1,728,000 11 11,850,000 576 1,296,000 0 0 377 13,195,000 202 14,260,000 42,329,000 Total 427 24 9,380 28,308,000 63 67,250,000 3,336 8,019,000 32 1,440,000 16,109 664,030,195 4,882 214,533,000 983,580,195

Table V-3 Summary of Compensation Paid in TL3 Count Count No. Area Amount Count Amount Area Amount Total Amount Village Woman Teak Amount Paid Other Amount Paid APs/Orgs Paddy Paid Structure Paid Plantation Paid Paid Trees Trees Paklay Dist 1 Namsong 19 0 960 2,736,000 6 7,400,000 0 0 946 36,840,000 2,094 133,080,000 180,056,000 2 Huaylainoy 12 a 1 320 576,000 0 0 0 0 4,902 166,000,000 37 3,700,000 170,276,000 3 Nasanga 8 1 128 288,000 2 1,100,000 0 0 481 14,545,000 110 3,560,000 19,493,000 4 Huaysaiykham 13 3 256 576,000 3 6,000,000 0 0 1,800 71,845,000 311 12,640,000 91,061,000 5 Sisaatsomphu 5 0 64 144,000 0 0 0 0 181 6,335,000 24 2,215,000 8,694,000 6 Xayyamongkhoun 6 0 192 432,000 0 0 0 0 567 32,620,000 19 2,140,000 35,192,000 7 Nasack 17 1 768 2,016,000 0 0 0 0 1,484 52,595,000 1,020 19,830,000 74,441,000 8 Gangsao 15 0 640 1,872,000 2 2,000,000 0 0 485 17,240,000 472 6,170,000 27,282,000 9 Tarkdaed 19 3 768 1,728,000 4 6,000,000 0 0 740 61,732,800 281 3,595,000 73,055,800 10 Huaytang 5 0 320 720,000 0 0 0 0 3 75,000 51 350,000 1,145,000 11 Parklaeng 12 2 640 1,440,000 1 3,500,000 0 0 2 155,000 90 11,450,000 16,545,000 12 Sivilay 4 0 256 576,000 0 0 0 0 8 280,000 21 1,620,000 2,476,000 13 Huayhai 12 0 640 1,440,000 2 1,000,000 0 0 129 3,475,000 4 400,000 6,315,000 14 Dongsanguan 8 0 384 864,000 2 700,000 0 0 5 175,000 14 1,230,000 2,969,000 Kenthao Dist 0 1 Meuangmor 4 0 320 1,872,000 1 1,500,000 0 0 7 385,000 340 4,350,000 8,107,000 2 Jormkeo 4 1 192 3,632,000 1 350,000 0 0 0 0 69 5,490,000 9,472,000 3 Jormphet 9b 0 320 2,032,000 0 0 0 0 0 0 143 9,410,000 11,442,000 4 Meuangkao 1c 0 0 0 0 0 64 115,000 0 0 0 0 115,000 5 Nabone 8d 0 512 1,440,000 3 4,300,000 64 115,000 1,517 74,245,000 403 15,025,000 95,125,000 6 Huaytor 20 e 1 768 2,016,000 2 2,200,000 256 576,000 4,059 178,450,000 140 11,160,000 194,402,000 7 Huaypet 13 0 832 1,872,000 1 500,000 0 0 0 0 109 1,330,000 3,702,000 8 HuayLord 30 3 1,664 3,600,000 3 4,500,000 0 0 4,970 257,330,000 673 37,680,000 303,110,000 Total 244 16 10,944 31,872,000 33 41,050,000 384 806,000 22,286 974,322,800 6,425 286,425,000 1,334,475,800 NOTES: a Count of APs includes the village police. b Count of APs includes the village government. c Village government d Count of APs includes the village government. e Count of APs includes the village government and the Department of Agriculture and Forestry Office (DAFO).

Table V-4 Corrective Action Plan Issues Raised by ADB in the Module 1 Compensation Completion Report and the Person Target No. Corrective Action January 2017-June 2018 Social Monitoring Responsible Completion Report, both dated August 2018 1 No information on whether or not affected Carry out due diligence to find Social and 23 November households (AHs) were severely affected at out who among the 7 AHs at environmental 2018 Paklay Substation (S/S) Paklay S/S were severely safeguards affected by the loss of 10% or consultants with more of productive assets. PMU 2 Provision of assistance to severely affected Retroactively provide support to PMU, to be By 31 AHs at Paklay S/S (as enunciated in part VI each severely affected AH the monitored by social December of the Entitlement Matrix ) equivalent of 16 kg of milled and environmental 2018 rice x number of household safeguards member x 3 months. consultants 3 No summarized information on project Prepare compensation matrix PMU, assisted by Start with impacts and compensation paid for Module 1 and for TL1, TL2, the social and Module 1 in and TL3 with supporting environmental 3rd week of payment certificates of AHs. safeguards November consultants 2018 and will regularly be updated 4 Supporting document on the unit rates used Get copies of the provincial PMU 23 November in payment of compensation to AHs governments’ decision on unit 2018 rates used. 5 Amendment of land use right certificates or Annotate the land registration or PMU with local or By the end of titles of affected landholdings ( ADB tax certificate or title, as village land quarter 1 of comment to para 15 of the Module 1 applicable, of each AH that lost management 2019 Compensation Completion Report ) land indicating the area of land authority, to be that is subtracted from the pre- monitored by social project total area of the affected and environmental landholding. safeguards consultants 6 No summarized information on complaints of Prepare GRM tracking ledger PMU and main civil Start with AHs and stakeholders and the status of their for each project component, works contractor, Module 1 in resolution retroactively for Module 1 and assisted by the 3rd week of to be replicated for TL1, TL2, social and November and TL3. environmental 2018 and to safeguards be updated consultants regularly 7 No information on the 5 AHs whose Get information on the Social and 23 November complaints in 2015 reached the Meun District complaints and the status of environmental 2018 Resettlement Committee ( ADB comment to their resolution. safeguards para 17 of Module 1 Compensation consultants with Completion Report ) PMU 8 Restricted use of landholdings (plantation Retroactively trace and PMU, to be By the end of and residential) traversed by the transmission measure all plantation monitored by social quarter 1 of line. Pay easement fee (as enunciated in part landholdings traversed by the and environmental 2019 II of the Entitlement Matrix ) right-of-way (ROW) of the TL safeguards and pay the equivalent of 100% consultants of the market price of the affected land using the rates in place at the time of land acquisition, without deduction for any administrative fees and taxes. 9 Amended comments -response matrix for Submit a letter to ADB citing PMU, assisted by Last week of Module 1 Completion Report and January errors in the reports and in the the social and November 2017-June 2018 Social Monitoring Report comments-response matrices in environmental 2018

Issues Raised by ADB in the Module 1 Compensation Completion Report and the Person Target No. Corrective Action January 2017-June 2018 Social Monitoring Responsible Completion Report, both dated August 2018 light of new findings safeguards consultants

32. As of 31 December 2018, the status of the implementation of the CAP was as follows: a. PMU has yet to decide on whether or not 2 of the affected persons (APs) at the Paklay S/S, Messrs. Somdy and Sali, should be considered as severely affected by the loss of productive landholdings and, thus entitled to receive transition subsistence allowance as per the project resettlement policy. 14 The affected productive landholdings of the 2 were State land. 15 b. Tabulated summaries of AHs, information on gender of the AH heads, the AHs’ losses and amounts received in compensation have been prepared (as shown in Appendices 3 for TL1, 5 for TL2, and 7 for TL3). Socioeconomic information on the AHs was not gathered during the census of the affected people; thus, there was no information on vulnerability, with the exception of women household heads. In view thereof, it is difficult to comply with the policy objective of providing assistance to vulnerable AHs. c. Provincial governments’ decisions on unit rates used have been obtained (see Appendix 7 ). d. The PMU believes that there is no need to amend the land certificates of AHs whose landholdings were permanently acquired for the footings of towers because the AHs are allowed to continue cultivating the plots under the towers. It is for this reason that the amounts AHs pay in land taxes before and after the construction of the towers have not changed. This cannot be said, however, for AHs the lost landholdings in the construction of the Paklay S/S. The PMU will have the land certificates of these AHs amended. e. Complaints of residents and AHs are still not systematically recorded on a ledger at the project site. Information on complaints that reach the PMU till come randomly which are then summarized on tables as shown in Appendix 8. f. The files on the 5 AHs in Module 1 that complained in 2015 seem to have been misplaced; nobody in the PMU could provide the information. g. The PMU is not in the position to carry out retroactively a cadastral survey of areas traversed by the project’s transmission lines. However, based on the transmission lines’ alignment maps and the number of trees paid for each AHs, PMU can identify possible tree plantation landholdings that were affected by the project. As of 31 December 2018, PMU, with assistance from village leaders, was still verifying the names of AHs whose plantation landholdings were traversed by the transmission power lines’ ROW. h. The comments-response matrix for Module 1 Compensation Completion Report and the January 2017-June 2018 Social Monitoring Report have been amended (see Appendices 1 and 2).

14 The transition subsistence allowance is equivalent to 16 kg of milled rice X number of household member X 3 months . 15 Mr. Somdy lost 4,071 m 2 of garden land, while Mr. Sali lost 11,515 m 2 of paddy land. The EdL resettlement specialist consultant has advised the PMU that the tenure status of the AHs have no bearing in the determination of severity of impact to livelihoods and income sources. 16

VI. Conclusion

33. As mentioned in the preceding sections, project policy on payment of compensation for permanently acquired and temporarily impacted assets, payment of easement rights for plantation landholdings traversed by the power line’s ROW, and payment of subsistence allowance to AHs severely affected by the loss of productive assets, in addition to providing assistance to vulnerable AHs by way of job opportunities for household members during the construction of transmission line, have not been dutifully observed. EdL is currently implementing a corrective action plan to address these shortcomings.

34. The need for a systematic complaints resolution tracking system remains valid. There are still a number of outstanding claims for payment for temporarily impacted assets in TL2. Construction works in TL3 is ongoing, and complaints from residents and AHs are likely to crop up. It is for this reason that the PMU will designate field-based personnel each for TL2 and TL3 to gather and record (in a logbook) outstanding and new complaints and to provide on a weekly basis the EO-DTLSD details of complaints collected. The EO-DTLSD will in turn track the complaints coming from subprojects and push for their resolution and closure in an orchestrated way.

Appendix 1 Comments-Response (January 2017-June 2018 SMR) Reference Context ADB Comments of 9 October PMU Response on 15 October PMU Response (Amended 2018 (email) 2018 November 2018)

Para 7 “…The 2014 RAP did not contain How was this land acquired Para 7 is just stating what All households adversely information on project impacts in and did it comply retroactively information was provided in the affected by the construction of connection with the construction to the approved RAP as they RAP. the Paklay S/S and the 2 steel of the new 30 MVA Paklay S/S, were project impacts. lattice towers in Paklay were including the 2 towers that A footnote has been added at paid their compensation. Two connected the substation with the the bottom of the page to AHs severely affected by the transmission line across the explain that, per due diligence loss of productive assets at the Mekong River that emanated from carried out in the preparation of Paklay S/S were not paid their the 115/22 kV Nonhai S/S, the social monitoring report, it transition subsistence because land acquisition and for was learned that the AHs allowance of 16 kg of milled the Paklay S/S had been affected in the construction of rice x number of household completed in 2013 prior to the the 30 MVA Paklay S/S had in members x 3 months. finalization of the resettlement fact been paid compensation plan.” consistent with the project entitlement matrix. Para 16 “Payment records with the EO- This makes it difficult to It is difficult but possible to verify PMU will prepare a DTLSD were not summarized into confirm if compensation was if compensation provided was compensation matrix each for tables with disaggregated carried out in accordance with consistent with the RAP. Module 1 and for TL1, TL2, information on what was paid in the RAP. and TL3. Matrix includes compensation for what type of information on the names of asset. Moreover, electronic copies AH heads, information on of approved payment vouchers vulnerability, assets lost to the (i.e., payroll sheets) and scanned project, compensation copies of certificates of receipt of received, and date of receipt of compensation were not made compensation. available all at the same time when consultants were preparing this report...” Para 20 “Construction work for the 115 kV Construction has commenced No, construction work has not Paklay-Kenthao TL (also referred and compensation has not commenced in locations that to as TL3 ) commenced only in been paid. involve land acquisition. The April 2018… EdL plans to pay the paragraph has been modified to compensation money of these remove any ambiguity.

Reference Context ADB Comments of 9 October PMU Response on 15 October PMU Response (Amended 2018 (email) 2018 November 2018)

AHs in the third quarter of 2018…” Para 21 “…It will be recalled that the 2014 There is an increased number Upward or downward changes RAP reported that the Paklay- of AHs, have they all been in the scope of land acquisition Xayabury TL would impact 318 assessed correctly in relation may occur during actual AH of 1,620 person.” to impacts, and has construction, especially when compensation been provided the contractor surveys the in accordance to the alignment of the transmission stipulations in the RAP? line. It is possible that the location of some towers as indicated in the detailed engineering design might prove to be not suitable which would result to changes in the transmission line’s alignment and location of tower footings.

It is the responsibility of the Project Management Unit (PMU), with assistance by the social safeguard consultant, to ensure that the project resettlement policy is strictly followed. This will be reflected in all social monitoring reports. Para 29 “Per interview with EO-DTLSD So GRM is currently not Complaints are resolved at the PMU and main civil works personnel and review of available functional. village and district levels but are contractor, with assistance by documents, complaints arising not systematically recorded and the social and environmental from the results of the DMS and their resolution coordinated at safeguards consultants, will negotiation on compensation the central level (i.e., PMU and prepare a complaints have not been systematically EO-DTLSD). The implication is resolution tracking ledger for recorded and tracked until their that there is no assurance that each project components, closure…” all grievances are resolved. retroactively for Module 1 and replicated for TL1, TL2, and TL3. GRM tracking ledger will be updated on a monthly basis

Reference Context ADB Comments of 9 October PMU Response on 15 October PMU Response (Amended 2018 (email) 2018 November 2018)

and collated at the PMU level. Para 30 “According to the EO-DTLSD These needs to be properly Agreed personnel, complaints relative to recorded and summarized. the decisions of the DRC on the amounts and modality of compensation of APs are mostly resolved at the village level (i.e., first level in the grievance redress process). A few have reached the district level (i.e., 2 nd level in the grievance redress process headed by the Deputy District Governor)...” Para 31 “One case that even resulted in I think these could be written a This matter has been resolved the issuance by Phieng District little more formally. It is clear already and has in fact been Governor of work suspension to that if a HH has an impact they covered in previous ADB review DWI-HEC in quarter 3 of 2017 will require compensation. mission. The paragraph more involves non-payment of than sufficiently underscores the compensation to APs affected by need for a systematic the temporary use of agricultural management of the grievance land (rice paddies) around the redress mechanism. location of the towers as work area and for access road to the towers. PTS, the subcontractor of DWI-HEC, was not willing to pay compensation for the temporary use of said landholdings, and neither was DWI-HEC. Each party was pointing at the other as the one responsible for paying compensation to temporarily affected APs. In quarter 4 of 2017, the provincial governor of Xayabury stepped in and ordered all parties to a meeting where he ordered an inventory of all

Reference Context ADB Comments of 9 October PMU Response on 15 October PMU Response (Amended 2018 (email) 2018 November 2018)

temporarily affected APs and instructed DWI-HEC to pay all outstanding claims of APs. This case was finally resolved when DWI-HEC in March 2018 completed paying all APs their claims for temporary damages to their properties. .” Table IV-3, Affected assets are inventoried by Assumes that the DMS was PMU is unsure about what the DMS carried out, especially first type, quantity and severity of not correct, or there are ADB comment means. with respect to affected resettlement impact, and that their owners are subsequent changes in plantation lands, was not concern identified: alignment. thorough. No cadastral survey of affected landholdings was “Being done” carried out. PMU personnel and members of the District Resettlement Committee that carried out the detailed measurement survey (DMS) relied mainly on the word of the village chief regarding boundaries of individual plots traversed by the power transmission line’s right-of-way (ROW). Table IV-3, Compensation for affected assets, I would be reluctant to make a PMU does not see anything PMU will prepare a second including land-for-land, are paid statement on this at this point. wrong with the paragraph. In compensation matrix each for resettlement according to the agreed RAP: It is difficult to declare as they fact, it is just being forthright and Module 1 and for TL1, TL2, concern do in the comments that cash is not conclusive. and TL3. Matrix includes “Cash compensation is paid for all comp is paid for ALL affected information on the names of affected assets. However, assets. This needs to be AH heads, information on because payment records of AHs reviewed in detail when the vulnerability, assets lost to the were not summarized into tables tables and proofs of payment project, compensation with disaggregated information on are consolidated. received, and date of receipt of how much compensation was compensation. paid for each category of affected asset, including amounts paid in It has been determined during

Reference Context ADB Comments of 9 October PMU Response on 15 October PMU Response (Amended 2018 (email) 2018 November 2018)

easement right fees for tree the November 2018 follow-up plantation and residential lands mission of the social and traversed by the ROW of environmental safeguards transmission lines, in addition to consultants that easement fee cash allowance given to severely was not paid to any AH affected AHs that lost 10% or affected by restriction on the more of total productive assets, it full use of its plantation land. could not be ascertained during Similarly, 2 AHs severely the preparation of this report affected by the loss of whether the same have been productive assets at the dutifully provided. This matter will Paklay S/S were not paid their be looked into in the next transition subsistence monitoring report. Corrective allowance of 16 kg of milled action plan (CAP), if needed, will rice x number of household be prepared and implemented. members x 3 months. “Land-for-land compensation modality was not resorted to because affected landholdings were too small (64 m 2 per tower) to warrant such kind of compensation.” Table IV-3, Vulnerable AHs are assisted as There may be other Only priority for recruitment in PMU will prepare a third per the agreed RAP: entitlements? the project’s construction works compensation matrix each for resettlement is mentioned in the entitlement Module 1 and for TL1, TL2, concern No information available at this matrix. and TL3. Matrix includes point. Payment records of information on the names of AHs/APs reviewed in the AH heads, information on preparation of this report did not vulnerability, assets lost to the include socioeconomic project, compensation information of the AHs. This received, and date of receipt of matter will be looked into in the compensation. next monitoring report. Corrective action plan (CAP), if needed, will be prepared and implemented. Per entitlement matrix in the 2014

Reference Context ADB Comments of 9 October PMU Response on 15 October PMU Response (Amended 2018 (email) 2018 November 2018)

RAP, poor and vulnerable APs would be prioritized for recruitment in the project’s construction works Para 34, Duplicate (of original) and Bank transfer documentation AHs are paid their compensation bullet c scanned (electronic file) copies of also would be a good in cash. certificates of receipt of certification of payment compensation per district should completion. be filed along with the approved payment voucher Para 34, The names of heads of AHs This should be in the RAP… PMU will check the annexes of PMU will prepare a bullet d should be tabulated and should and maybe updated for any the RAP if the information compensation matrix each for include basic socioeconomic alignment changes. required is included. Module 1 and for TL1, TL2, information on the affected and TL3. Matrix includes household, such as age, gender, information on the names of and ethnic affiliation of the AH heads, information on household held; and, information vulnerability, assets lost to the on whether or not the AH is project, compensation recognized by the village received, and date of receipt of government as being poor. The compensation. EdL staff and the EO-DTLSD should keep a list of vulnerable APs who have been provided jobs in the ongoing construction works Para 35 “In the next monitoring report for Should start with the Last sentence of the paragraph PMU in the third week of the period July-December 2018, a deficiencies encountered in has been modified to state that November 2018 mobilized the more thorough review of data will this mission… and simply add actions would be undertaken in social and environmental be done. A corrective action plan more actions in the next. the last quarter of 2018 to safeguards consultants to bring the project to compliance There is no need to wait to implement the report’s resulting in the aforementioned will be prepared and executed if correct what has already been recommendations. findings. A corrective action any deficiency in compliance with identified. plan has been prepared and the grant agreement and the discussed with the PMU to entitlement matrix is found. Agree with above comment – bring the project back to Additionally, the International this report should contain a compliance. Social Safeguards and Social plan of which items will be Monitoring Specialist will prepare addressed, which are

Reference Context ADB Comments of 9 October PMU Response on 15 October PMU Response (Amended 2018 (email) 2018 November 2018)

an action plan to assist concerned recommendations to EA so EdL personnel carryout the that some of these matters are aforementioned addressed by the next report. recommendations. There are already some issues that require corrective actions – even though the data is not ready, there are

Appendix 2 Comments-Response (Module 1 Compensation Completion Report) ADB Comments of 18 PMU Response (Amended Reference Context PMU Response (October 2018) September 2018 November 2018) Para 8 “The 2014 RAP did not contain I have added in the word That is correct; all households All households adversely affected by information on project impacts in compensation , assuming this adversely affected by the the construction of the Paklay S/S connection with the construction was provided as documented construction of the Paklay S/S and and the 2 steel lattice towers in of the new 30 MVA Paklay S/S, below. Please correct if wrong. the 2 steel lattice towers in Paklay Paklay were paid their including the 2 towers that were paid their compensation and compensation. Two AHs severely connected the substation with the applicable allowances. affected by the loss of productive transmission line across the assets at the Paklay S/S were not Mekong River that emanated paid their transition subsistence from the 115/22 kV Nonhai S/S, allowance of 16 kg of milled rice x because land acquisition and number of household members x 3 compensation for the Paklay months. S/S had been completed in 2013 prior to the finalization of the resettlement plan.” Para 9 “Due to the dearth of information, So we don’t know if there are It is unlikely that there was any SAH It is unlikely that there was any SAH this report could not ascertain SAHs (severely affected AHs) in the construction of the 115/22 kV in the construction of the 115/22 kV whether any of the 7 AHs that lost and VHs (vulnerable AHs)? Nonhai S/S until the point of Nonhai S/S until the point of land in the Paklay S/S was connection with the new 30 MVA connection with the new 30 MVA severely affected. With the Paklay S/S across the Mekong Paklay S/S across the Mekong exception of a number of cases, River. The footprint of a tower was River. The footprint of a tower was majority of available payment 64 m 2 and the distance between 2 64 m 2 and the distance between 2 records of AHs in Module 1 were towers on flat land was 300 m to towers on flat land was 300 m to sheets of paper (i.e., payroll type) 350 m. The same cannot be said for 350 m. The same cannot be said for containing only the names, the location of the Paklay S/S, the location of the Paklay S/S, amounts paid, and signatures of however. Para 21 and para 22 however. Para 21 and para 22 the AHs.” suggest that per review of payment suggest that per review of payment records of 2 AHs, these AHs were records of 2 AHs, these AHs were probably SAHs. This said, para 9 in probably SAHs. This said, para 9 its present formulation is inaccurate; has been revised stating that 2 AHs it should have been linked to para at Paklay S/S were severely 21 and para 22. affected.

Because payment records of AHs Because payment records of AHs do not contain a breakdown of do not contain a breakdown of amount in compensation and/or amount in compensation and/or

ADB Comments of 18 PMU Response (Amended Reference Context PMU Response (October 2018) September 2018 November 2018) allowance paid, it is extremely allowance paid, it is extremely difficult to ascertain if there were difficult to ascertain if there were VHs. The project entitlement matrix VHs. The project entitlement matrix merely mandates that VHs be given merely mandates that VHs be given priority in the recruitment of labor in priority in the recruitment of labor in construction works. construction works.

PMU will prepare a compensation matrix each for Module 1 and for TL1, TL2, and TL3. Matrix includes information on the names of AH heads, information on vulnerability, assets lost to the project, compensation received, and date of receipt of compensation. Para 11 “Payment of compensation to 7 Is this in line with ADB SPS? Payment of compensation ahead of Payment of compensation ahead of AHs affected by the Paklay S/S Could you please attach the an approved RP is not consistent an approved RP is not consistent was carried out in October 2013, decree with the unit rate? Is with the Safeguard Policy Statement with the Safeguard Policy Statement ahead of the approval by EdL and there a due diligence report (SPS) of ADB. Unit rates used in (SPS) of ADB. Unit rates used in ADB in June 2014 of the RAP.” now? payment of compensation, including payment of compensation were as the allowances of 2 SAHs (as provided in the entitlement matrix of discussed in para 22 of the report) the then draft RP were as provided in the entitlement matrix of the then draft RP PMU, with assistance of safeguards consultants, will conduct a due PMU, with assistance of safeguards diligence review in quarter 4 of 2018 consultants, will conduct a due that will include the provincial diligence review in quarter 4 of decision on unit rates used . Findings 2018. Findings of the DDR will be of the DDR will be included in the included in the July-December 2018 July-December 2018 social social monitoring report. monitoring report. Para 13 “However, it could not be So we are not sure if restricted Payment records reviewed did not Easement fee was not paid to any determined how much plantation use of land has been provide any breakdown of items AH affected by restriction on the full land the 25 m wide ROW of the compensated for or we think it paid. It could be surmised, though, use of its plantation land. Due TL traversed for which EdL had to is? that easement right must have been diligence will be carried out to pay compensation for easement paid (as in the case of AP Mr. Kom identify AHs affected by such right.” restriction for payment of easement

ADB Comments of 18 PMU Response (Amended Reference Context PMU Response (October 2018) September 2018 November 2018) of Nasak Village, Sanakham District , fee as mandated by the project see Appendix 4 of the report). resettlement policy. However, there is no cadastral survey prepared that would The compensation completion report otherwise show how many square needs to be amended. meters of plantation landholding of x number of individuals were traversed by the transmission line’s Could you please provide a ROW. statement at the end of each module (actual scope of land A sentence in para 15 has been acquisition…) if full payment added declaring that payment of has been made for all impacts compensation and applicable in accordance with the allowances had been completed in entitlement matrix OR state January 2016. what has not been paid in accordance with the EM (entitlement matrix)? Para 15 “Clearing and construction Have land titles been changed Land certificates of AHs had been Land certificates, titles, or tax activities of the civil works and provided to AHs? If not, amended and remained in the receipts of AH that lost landholdings contractor commenced only after then this should be provided in names of the AHs. (See interview of have not been annotated or the AHs were paid their a corrective action plan. Mr. Kom in Appendix 4 of the amended. PMU will attend to this compensation.” report). matter belatedly. Para 17 “The January-June 2015 Internal This needs more information The report did not contain details of PMU will endeavor to look for more Resettlement Action Plan and it is not acceptable that the complaints. Nonetheless, PMU information about the same. Monitoring Report prepared by there is no information on the will endeavor to look for more EdL reported of 5 complaints filed complaints. If it was raised to information about the same. at the village level in Meun the district, there must be District but which were documentation somewhere subsequently elevated to the district level where they were amicably resolved. No additional information on the complaints was provided in the report, however.” Para 18 “EdL in January 2016 has If all compensation and The sentence has been revised Module 1 Compensation Completion completed payment of allowances have been made in accordingly. Report needs to be revised to reflect

ADB Comments of 18 PMU Response (Amended Reference Context PMU Response (October 2018) September 2018 November 2018) compensation of all AHs affected accordance to what is provided non-payment of transition by the construction of the 115 kV in the entitlement matrix, subsistence allowance for 2 Nonhai-Paklay TL and the new please state so. If not, please severely-affected AHs at Paklay 30 MVA Paklay S/S.” state what has not been S/S, the non-payment of easement provided. fees arising from the restricted use of the residual areas of affected plantation landholdings, and project’s failure to annotate the land certificates, titles, or tax certificates of AHs that lost land. Para 19 “The only remaining works The SPS applies to the full The SPS applies also to the KEXIM- financed by savings from the alignment and not only the financed components of the project. ADB grant involve the section which is financed by construction of distribution lines, the ADB grant. Does this imply consisting of 0.32 km of 22 kV that the remaining sections and 10.97 km of 0.4 kV lines in have not followed ADB SPS? Vientiane Province…” Para 20 “In contrast, complete payment How many? Reviewed were 9 certificates of An audit of compensation payment records of a number of the AHs compensation of AHs and 7 to AHs and the preparation of a contained (i) signed results of the “payrolls” of AHs in Meun District, 21 summary compensation matrix for DMS, and (ii) signed certificate of certificates of compensation of AHs each module or project component receipt of payment.” and 2 “payrolls” of AHs in seem plausible at the moment; PMU Sanakham District, and 1 “payroll” of staff has found folders of AHs in Paklay Town. (See footnote compensation payment receipts of 15 in the revised report). the AHs. Para 21 Notwithstanding, there is How can this be so when we See response to comment 2. The whole report needs to be sufficient evidence to argue that don’t know how many (if any) revised, including para 21, to reflect all AHs had been paid their SAHs and VHs? the shortcomings mentioned above. compensation and allowances. This report wants to cite the cases of 2 AHs interviewed (see Appendix 2) that probably were severely affected by the loss of productive land in the construction of the 30 MVA Paklay S/S

Appendix 3 Master List of APs Paid in TL1 District: Bounneua Woman Ethnic Paddy and Other Compensation Structure Compensation Compensation Total Village/Name of AP Name of Spouse headed Minorityn garden land Trees Paddy and (count) Structure Other Trees Compensation (count) (count) (m2) (count) garden land 1 Ban Phiangdokkham 1 Thao Ountan 79 1,731,000 1,731,000 2 Thao Bunleuth Nacng Chanyee 3 207,000 207,000 3 Thao Chanyee 1 36 36 144,000 930,000 1,074,000 4 Thao Souk Nang Sao 36 144,000 144,000 5 Thao KhamSeng Nang Alee 36 1 144,000 20,000 164,000 6 Thao BouaThong 12 240,000 240,000 Total: - 1 - 108 131 - 432,000 3,128,000 3,560,000 2 Ban Namyonmai 1 Thao PhiengVu Thao PhiengSan 1 72 621,180 621,180 2 Thao Phiengya Thao Phiengkherng 1 72 621,180 621,180 3 Thao Juimay 1 72 621,180 621,180 4 Thao Loyao 1 72 621,180 621,180 Total: - 4 - 288 - - 2,484,720 - 2,484,720 3 Ban BoMai 1 Thao BouaLeuth 36 26 477,180 1,040,000 1,517,180 2 Thao BouaPhieng 36 477,180 477,180 Total: - - - 72 26 - 954,360 1,040,000 1,994,360 4 Ban PhapounKao 1 Thao Yeemar 72 621,180 621,180 2 Thao Kheusa 36 144,000 144,000 3 Thao Jarjui 36 144,000 144,000 4 Thao khangkhai 72 621,180 621,180 Total: - - - 216 - - 1,530,360 - 1,530,360 5 Ban SaenTham 1 Thao BounThao Nang SomPhone 72 621,180 621,180 2 Thao PhengThao 36 144,000 144,000 Total: - - - 108 - - 765,180 - 765,180 6 Ban BorMang 1 Thao KhamJen 36 144,000 144,000 2 Thao SuYai 72 432,000 432,000 Total: - - - 108 - - 576,000 - 576,000 7 Ban Siengpee 1 Thao KhamPeng 36 481 144,000 72,150,000 72,294,000 2 Thao SengKhamYai 245 36,750,000 36,750,000 3 Thao SiengKhamNoy 18 74 828,000 11,100,000 11,928,000

Woman Ethnic Paddy and Other Compensation Structure Compensation Compensation Total Village/Name of AP Name of Spouse headed Minorityn garden land Trees Paddy and (count) Structure Other Trees Compensation (count) (count) (m2) (count) garden land 4 Thao KhamPhong 238 35,700,000 35,700,000 5 Thao MaiHongKham 13 1,950,000 1,950,000 6 Thao KhamLex 36 149 144,000 22,350,000 22,494,000 7 Thao JomChan 156 23,400,000 23,400,000 8 Thao KhamKeo 139 20,850,000 20,850,000 9 Thao Ounsang 156 23,400,000 23,400,000 10 Thao BounSing 36 49 144,000 7,350,000 7,494,000 11 Thao SomDee 36 84 144,000 12,600,000 12,744,000 12 Thao KhamBon 3 207,000 207,000 13 Thao OunJang 2 138,000 138,000 14 Thao OunSang 1 69,000 69,000 15 PaSar 1 39 2,000,000 3,270,000 5,270,000 Total: - - 1 162 1,829 2,000,000 1,404,000 271,284,000 274,688,000 8 Ban Yor 1 Thao KhamPnith 162 24,300,000 24,300,000 2 Thao BounPan 36 176 144,000 26,400,000 26,544,000 3 Thao ThitLaiKham 209 31,350,000 31,350,000 4 Thao MaiPhet 36 204 144,000 30,600,000 30,744,000 5 Thao Lot 111 16,650,000 16,650,000 6 Thao OunKeo 36 133 144,000 19,950,000 20,094,000 Total: - - - 108 995 - 432,000 149,250,000 149,682,000 9 Ban Deua 1 Thao NorKeo KomPhaLa 36 200 144,000 30,000,000 30,144,000 2 Thao BounChan KongSeng 36 260 144,000 39,000,000 39,144,000 3 Thao OunChan LarLai 36 5 144,000 500,000 644,000 4 Thao Vanh 145 21,750,000 21,750,000 5 Thao Thon 160 16,000,000 16,000,000 6 Thao ViengKham 72 10,800,000 10,800,000 7 Thao YotSengDean 1 1,932,000 1,932,000 8 Thao SengYoung 17 2,550,000 2,550,000 9 Thao OuDone 217 32,550,000 32,550,000 10 Thao OunPing 261 39,150,000 39,150,000 11 Nacng Chan 1 1 69,000 69,000 Total: 1 - 1 108 1,338 1,932,000 432,000 192,369,000 194,733,000 10 Bann HongKham 1 Thao MeuLang 36 29 144,000 2,190,000 2,334,000 2 Thao PhiwMar 89 13,350,000 13,350,000 3 Thao KhoiyMeung 134 20,100,000 20,100,000

Woman Ethnic Paddy and Other Compensation Structure Compensation Compensation Total Village/Name of AP Name of Spouse headed Minorityn garden land Trees Paddy and (count) Structure Other Trees Compensation (count) (count) (m2) (count) garden land 4 Thao MaSor 184 14,720,000 14,720,000 5 PaSar 1 2,000,000 2,000,000 6 Thao KangKeng 36 122 144,000 18,300,000 18,444,000 7 Thao Yajee 28 4,200,000 4,200,000 8 Thao ThanYor 1 130,000 130,000 9 Thao Asa 56 5,600,000 5,600,000 10 Thao MeangPa 18 2,700,000 2,700,000 Total: - - 1 72 661 2,000,000 288,000 81,290,000 83,578,000 11 Ban VangDoi 1 Thao BounChan 227 34,050,000 34,050,000 2 Thao SaNoy 36 164 144,000 24,600,000 24,744,000 3 Thao BounKert 118 17,700,000 17,700,000 4 Thao SomBoun 26 3,900,000 3,900,000 5 Thao BounLex 21 3,150,000 3,150,000 6 Thao Kham 36 176 144,000 26,400,000 26,544,000 7 Thao SamYai 69 10,350,000 10,350,000 8 Thao KhamHoung 121 18,150,000 18,150,000 9 Thao BounSeuth 36 197 144,000 29,550,000 29,694,000 10 Thao ChanSouk 247 37,050,000 37,050,000 11 Thao BounKeuth 131 19,650,000 19,650,000 12 Thao BounPhet 36 43 144,000 6,450,000 6,594,000 13 MaiounDao Company 36 304 144,000 45,600,000 45,744,000 Total: - - - 180 1,844 - 720,000 276,600,000 277,320,000 District: BounTai 1 Ban SingXay 1 Thao ThitKhot 36 187 144,000 28,050,000 28,194,000 2 Thao SiewRng 31 4,650,000 4,650,000 3 Thao ThitVong 36 288,000 288,000 4 Thao Dinkham 72 324,000 324,000 5 Nang SaUeay 1 1 552,000 552,000 6 Thao Chai 1 5 1,104,000 650,000 1,754,000 7 Thao KhamLex 100 15,000,000 15,000,000 8 Thao SengKham 1 36 2 2,898,000 288,000 260,000 3,446,000 9 Thao Thor 1 36 1,104,000 288,000 1,392,000 Total: 1 - 4 216 325 5,658,000 1,332,000 48,610,000 55,600,000

Appendix 4 Settled Claims for Temporary Impacts, TL1

Appendix 5 Master List of APs Paid in TL2 District: Xayabury Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land 1 Ban Donengern 1 Thao Xou 64 3 576,000 60,000 636,000 2 Thao Konmany 64 576,000 576,000 3 Nang Aone 1 1 64 30 22 2,000,000 576,000 440,000 815,000 3,831,000 4 Thao Somphet 64 5 576,000 420,000 996,000 5 Thao vath 25 32 2,500,000 235,000 2,735,000 6 Mae Sien 1 64 34 30 144,000 2,405,000 150,000 2,699,000 7 Tharn Douangchit 1 150,000 150,000 2 1 320 - - 89 93 2,000,000 2,448,000 - - 5,345,000 1,830,000 11,623,000 2 Ban Donemai 1 Thao Luexai 34 2 2,380,000 200,000 2,580,000 2 Thao Khamphout 44 3 3,520,000 60,000 3,580,000 3 Thao Kardkeo 53 70 4,240,000 210,000 4,450,000 4 Thao Phone 64 144,000 144,000 - - 64 - - 131 75 - 144,000 - - 10,140,000 470,000 10,754,000 3 Ban Phapoon 1 Thao Phaeng 64 195 144,000 10,010,195 10,154,195 Duangnern 2 Thao Khanthanou 1 500,000 500,000 3 Thao Me 264 6,600,000 6,600,000 4 Thao Xay 20 20 700,000 60,000 760,000 5 Thao Xiengbounmi 64 21 35 576,000 735,000 105,000 1,416,000 6 Thao Thalaeng 64 649 144,000 16,225,000 16,369,000 7 Thao Chan 64 54 52 144,000 2,470,000 545,000 3,159,000 8 Mae Tun 1 28 720,000 720,000 9 Thao Thong 64 144,000 144,000 10 Thao Sounun 1 64 9 52 500,000 144,000 270,000 430,000 1,344,000 1 2 192 192 - 1,212 187 1,000,000 1,008,000 288,000 - 37,010,195 1,860,000 41,166,195 4 Ban Nonsavanh 1 Loung Thitphut 63 26 3,465,0 00 2,600,000 6,065,000 2 Loung Detaeng 64 121 144,000 5,155,000 5,299,000 3 Thao Sevanhxay 32 31 1,440,000 1,115,000 2,555,000 4 Thao Thivanhkham 3 8 21 1,200,000 590,000 2,170,000 3,960,000 5 Phortou khoun 64 17 144,000 1,955,000 2,099,000 6 Thao Meud 120 4,200,000 4,200,000 7 Thao thanh Phor Kai 20 5 700 ,000 100,000 800,000 8 Thao Thongphanh 150 90 5,250,000 1,800,000 7,050,000

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land 9 R jarn Aoneta 64 850 17 144,000 24,775,000 1,700,000 26,619,000 10 Thao Chanh 1 64 63 500,000 144,000 1,560,000 2,204,000 - 4 64 192 32 1,332 270 1,700,000 144,000 432,000 1,440,000 44,135,000 13,000,000 60,851,000 5 Ban Thin 1 Thao Songthip 2 78 70,000 6,960,000 7,030,000 2 Nang Mae pun 1 70 1,145,000 1,145,000 3 Thao Khamvaen 11 43 770,000 605,000 1,355,000 4 Thao soulin 150 85 5,950,000 1,345,000 7,295,000 5 Thao Ku 3 61 210,000 1,810,000 2,020,000 6 Par bouachanh 1 64 3 2 144,000 165,000 240,000 549,000 7 Thao Bouavone 20 10 1,100,000 840,000 1,940,000 8 Thao Khammun 82 2 4,510,000 200,000 4,710,000 9 Thao Somlith 64 83 66 144,000 4,865,000 6,620,000 11,629,000 10 Thao Chandy 32 72 72,000 9,950,000 10,022,000 2 - 32 128 - 354 489 - 72,000 288,000 - 17,640,000 29,715,000 47,695,000 6 Ban Namliep 1 Thao Vongsouk 64 4 6 48,000 220,000 600,000 868,000 2 Thao Somboun 9 2,200,000 2,200,000 3 Thao khamfong 64 144,000 144,000 4 Thao Aliyah 64 144,000 144,000 5 Thao Kong 64 2 144,000 200,000 344,000 6 Thao Dom 64 144,000 144,000 7 Thao Larn 64 144,000 144,000 8 Thao Chansy 64 1 144,000 100,000 244,000 9 Thao Chanthala 64 144,000 144,000 10 Thao Bounthar 135 3 3,525,000 300,000 3,825,000 - - 512 - - 148 12 - 1,056,000 - - 5,945,000 1,200,000 8,201,000 7 Ban Phonxay 1 Thao Xomphou 64 24 144,000 2,400,000 2,544,000 2 Thao Phone 1 64 7 350,000 144,000 780,000 1,274,000 3 Thao Syphone 64 144,000 144,000 4 Thao Xienglay 64 144,000 144,000 5 Thao xet 64 1 144,000 100,000 244,000 6 Thao Thongkham 64 144,000 144,000 7 Thao Khamlek 64 250 144,000 13,750,000 13,894,000 - 1 384 64 - 250 32 350,000 864,000 144,000 - 13,750,000 3,280,000 18,388,000 8 Ban Thana 1 Thao Phanh 64 432,000 432,000 2 Thao But & Thao Tou 106 3,600,000 3,600,000 3 Thao Vongphet 1 12 45 1,000,000 840,000 1,370,000 3,210,000 4 Thao som 34 590,000 590,000 5 Thao Champa 17 117 935,000 1,880,000 2,815,000

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land 6 Thao Xong 15 2,250,000 2,250,000 7 Thao To 37 23 2,035,000 3,490,000 5,425,000 8 Thao Daeng 64 4 136 144,000 220,000 795,000 1,015,000 - 1 64 64 - 176 370 1,000,000 432,000 144,000 - 7,630,000 10,375,000 19,337,000 9 Ban Namtuan 1 Thao Phoumi 64 1 144,000 156,000 300,000 2 Thao Thongmany 10 1 550,000 150,000 700,000 3 konghoy 4 64 25 144,000 1,495,000 1,639,000 4 Thao Kone 64 55 6 144,000 3,025,000 400,000 3,529,000 5 Thao Chanthy 10 550,000 550,000 6 Thao Loung Aoud 64 12 432,000 690,000 1,122,000 7 Thao Xiengnam 64 144,000 144,000 8 Thao Term 1 200,000 200,000 9 Thao khamkeo 64 55 5 144,000 3,250,000 500,000 3,894,000 10 Thao Phortou Ngoy 64 85 231 144,000 4,975,000 3,350,000 8,469,000 - - 448 - - 252 245 - 1,296,000 - - 14,535,000 4,756,000 20,547,000 District: Phieg 1 Ban Vang 1 Thao Lee 150 10,500,000 10,500,000 2 Thao YiaYa 100 2,000,000 2,000,000 3 Thao Herporyang 85 5,950,000 5,950,000 4 Thao Deryang 36 110 144,000 2,200,000 2,344,000 - - - 36 - 345 100 - - 144,000 - 18,650,000 2,000,000 20,794,000 2 Ban Natarn 1 Thao Sunya 36 234,000 234,000 2 Thao Pun 36 81,000 81,000 3 Thao Meuang 36 14 81,000 980,000 1,061,000 4 Thao Xienglieng 36 13 144,000 715,000 859,000 5 Thao Lern 36 81,000 81,000 6 Thao Bounthavy 2 110,000 110,000 7 Thao Xay 7 385,000 385,000 8 Thao Xiengphet 1 15 35,000 300,000 335,000 9 Thao Somboun 57 20 4,260,000 225,000 4,485,000 10 Thao Khuan 179 6,455,000 6,455,000 11 Thao Bounnam 4 400,000 400,000 12 Thao Saiy 161 900,000 900,000 13 Thao Suay 3 105,000 105,000 14 Thao Yong 65 3,575,000 3,575,000 15 Thao Vern 70 3,050,000 3,050,000 16 Thao Xiengma 3 165,000 165,000 17 Thao Tarn 1 500,000 500,000 18 Suan Luam barn 100 5,500,000 5,500,000

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land - 1 108 72 - 518 196 500,000 396,000 225,000 - 25,735,000 1,425,000 28,281,000 3 Ban Nasom 1 Thao Noyvilay 36 2 81,000 200,000 281,000 2 Thao Sao 36 130 5 81,000 9,960,000 500,000 10,541,000 3 Thao Joy 1 36 43 5 500,000 324,000 2,245,000 60,000 3,129,000 4 Thao Deng 36 81,000 81,000 5 Thao Lath 36 30 81,000 2,100,000 2,181,000 6 Thao Tarn 36 25 324,000 1,955,000 2,279,000 7 Thao Xiengmong 160 5 4,000,000 100,000 4,100,000 8 Thao Jarnlien 35 11 2,450,000 170,000 2,620,000 9 Thao Tip 15 88 1,050,000 3,385,000 4,435,000 10 Thao Sao 70 3,150,000 3,150,000 11 Thao Xai 130 32 10,400,000 330,000 10,730,000 12 Thao Hieng (Phor 45 19 3,600,000 475,000 4,075,000 Chan) 13 Thao Thien 25 1,375,000 1,375,000 14 Thao Somboun 200 1 11,125,000 150,000 11,275,000 15 Nang Boun 1 7 17 490,000 315,000 805,000 (Siengsaen) 16 Thao Aonkham 60 600,000 600,000 17 Thao Vaen 8 8 440,000 160,000 600,000 18 Thao Feuan 33 2 1,290,000 200,000 1,490,000 19 Thao Xiengchit 55 3,850,000 3,850,000 20 Nang Lime 1 36 100 81,000 7,000,000 7,081,000 21 Thao Xiengward 18 15 990,000 760,000 1,750,000 2 1 108 144 - 1,104 295 500,000 486,000 567,000 - 65,515,000 9,360,000 76,428,000 4 Ban Nakok 1 Thao Ket 36 101 3 81,000 6,170,000 220,000 6,471,000 2 Thao Laokaow 36 243,000 243,000 3 Thao King 5 275,000 275,000 4 Thao Bounsong 36 81,000 81,000 5 Thao Jarnphery 36 81,000 81,000 6 Thao Po 6 600,000 600,000 7 Thao Syla 36 243,000 243,000 8 Thao Sython 8 10 560,000 360,000 920,000 9 Nang Souk 1 1 36 2 700,000 81,000 140,000 921,000 10 Nang Ling 1 36 243,000 243,000 11 Thao Thitpoun 36 243,000 243,000 12 Thao Xiengsangvarn 8 560,000 560,000 13 Thao Xiengthong 1 500,000 500,000 14 Nang Boud 1 8 440,000 440,000 11,821,000

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land 5 Ban Kang 1 Thao Khaiy 31 49 1,330,000 4,450,000 5,780,000 2 Thao Bounma 36 85 73 144,000 5,950,000 1,010,000 7,104,000 3 Nang Thoum (Mone) 1 36 144,000 144,000 4 Thao Somphien 40 2,800,000 2,800,000 5 Thao Saiy boutda 25 52 1,750,000 490,000 2,240,000 6 Thao Xiengmung 36 224 144,000 12,320,000 12,464,000 7 Thao Yone 36 144,000 144,000 1 - 72 72 - 405 174 - 288,000 288,000 - 24,150,000 5,950,000 30,676,000 6 Ban Huayaoum 1 Thao Bouavone 1 36 1,500,000 81,000 1,581,000 2 Thao Phout 1 44 4 1,500,000 1,920,000 480,000 3,900,000 3 Thao Yang 36 12 102 243,000 840,000 3,040,000 4,123,000 4 Thao Khoun 14 1 770,000 120,000 890,000 5 Thao Lamphong 20 770,000 770,000 6 Thao Bounnam 36 317 81,000 16,200,000 16,281,000 7 Thao Meud 120 6,600,000 6,600,000 8 Thao Xiengvanh 232 12,760,000 12,760,000 9 ThaoJarnpaeng 36 199 81,000 10,945,000 11,026,000 10 Thao Phout (Tou) 17 1,700,000 1,700,000 11 Thao Lamphanh 36 81,000 81,000 12 Thao Muan 36 2 81,000 200,000 281,000 13 Thao Somphong 36 185 81,000 6,475,000 6,556,000 - 2 144 108 - 1,160 109 3,000,000 486,000 243,000 - 58,980,000 3,840,000 66,549,000 7 Ban Vang 1 Thao Pheng 1 36 350,000 81,000 431,000 2 Thao Khammoun 1 36 350,000 81,000 431,000 3 Thao Huk 1 350,000 350,000 4 Thao Xiengphuang 36 81,000 81,000 5 Thao Bounlieng 1 36 350,000 81,000 431,000 6 Thao Ted 36 81,000 81,000 7 Thao Toui 36 81,000 81,000 8 Thao Lai 36 81,000 81,000 9 Thao Khamaon 36 81,000 81,000 10 Thao Bounlieng 36 81,000 81,000 11 Thao Phaiy 36 81,000 81,000 12 Thao Bounsao 36 81,000 81,000 13 Thao Vieng 36 81,000 81,000 - 4 432 - - - - 1,400,000 972,000 - - - - 2,372,000 8 Ban Nampoui 1 Thao Yai (Hongkham) 77 2,260,000 2,260,000 2 Thao Wung 53 1 2,915,000 100,000 3,015,000

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land 3 Thao Phonexon 12 660,000 660,000 4 Thao Xienggpheng 36 81,000 81,000 5 Thao Song 36 240 19 81,000 13,800,000 1,900,000 15,781,000 6 Thao Saengmany 36 81,000 81,000 7 Thao vee 36 81,000 81,000 8 Thao Manh 36 81,000 81,000 9 Thao Vone 36 81,000 81,000 10 Thao Bouakham 36 81,000 81,000 11 Thao Lin 36 81,000 81,000 12 Thao Somlith 36 17 81,000 1,700,000 1,781,000 13 Thao Sorporlee 36 81,000 81,000 14 Thao Larn 36 1 81,000 100,000 181,000 - - 360 36 - 305 115 - 810,000 81,000 - 17,375,000 6,060,000 24,326,000 9 Ban Nakong 1 Thao Khit 36 81,000 81,000 2 Thao Jarnsien 1 36 1,000,000 81,000 1,081,000 3 Thao Toui 36 3 81,000 300,000 381,000 4 Thao Xiengfeuang 36 8 81,000 440,000 521,000 5 Thao Wanh 36 2 81,000 200,000 281,000 6 Thao MIK (Phor souk) 36 2 81,000 200,000 281,000 7 Thao sone 112 9 3,920,000 900,000 4,820,000 8 Thao Aoun 36 2 81,000 200,000 281,000 9 Thidlee 36 243,000 243,000 10 Thao XiengAee 159 1,770,000 1,770,000 11 Thao Bounchanh 36 81,000 81,000 - 1 288 36 - 120 177 1,000,000 810,000 81,000 - 4,360,000 3,570,000 9,821,000 10 Ban Khounphone 1 Thao Yaojoy 36 81,000 81,000 2 Thao Aoumeng 36 81,000 81,000 3 Thao Phouchan 36 81,000 81,000 (Kaochai) 4 Thao Xenlinh 36 81,000 81,000 5 Thao Jiewmong 36 81,000 81,000 - - 180 - - - - - 405,000 - - - - 405,000 11 Ban Vangkham 1 Thao Sengkham 36 81,000 81,000 2 Thao Lom 72 162,000 162,000 3 Thao Sa 72 162,000 162,000 4 Thao Lath 36 81,000 81,000 5 Thao Souk 36 81,000 81,000 6 Thao Thaen 36 81,000 81,000 - - 288 - - - - - 648,000 - - - - 648,000

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land 12 Ban Vang 1 Thao Long 36 81,000 81,000 2 Thao Dao 36 81,000 81,000 3 Thao xiengphone 36 81,000 81,000 4 Thao Saway 5 175,000 175,000 5 Thao kuang 36 81,000 81,000 6 Thao xiengsoub 36 81,000 81,000 7 Thao Toun 36 81,000 81,000 8 Thao Mok 36 81,000 81,000 - - 252 - - 5 - - 567,000 - - 175,000 - 742,000 13 Ban Namyarb 1 Thao chuekhaixong 36 81,000 81,000 2 Thao Xaiyaxong 200 12,500,000 12,500,000 3 Thao xuanouly 55 3,850,000 3,850,000 4 Thao Yiaxengxong 36 81,000 81,000 5 Thao leeyang 36 81,000 81,000 6 Thao Bayxong 36 81,000 81,000 7 Thao Khamxaixong 36 81,000 81,000 8 Thao Xengher 36 81,000 81,000 - - 216 - - 255 - - 486,000 - - 16,350,000 - 16,836,000 14 Ban Namphone 1 Thao Sone 36 81,000 81,000 2 Thao Chamlone 36 81,000 81,000 3 Thao Khamtut 36 81,000 81,000 4 Thao Chaithailee 36 81,000 81,000 5 Thao Phoumi 36 81,000 81,000 6 Thao Dum 36 81,000 81,000 - - 216 - - - - - 486,000 - - - - 486,000 15 Ban Nalae 1 Thao Phuang 36 81,000 81,000 2 Thao Khamphanh 36 81,000 81,000 3 Thao Thidsomdee 36 81,000 81,000 4 Thao Phat 36 81,000 81,000 5 Thao Lerd 36 81,000 81,000 6 Thao Thaen 72 162,000 162,000 - - 252 - - - - - 567,000 - - - - 567,000 16 Ban Nongbouathong 1 Thao Thaen 2 36 64 3,500,000 121,500 2,710,000 6,331,500 2 Thao Xienglieng 36 121,500 121,500 3 Nang Pakham 1 1 36 1 1,000,000 243,000 100,000 1,343,000 1.0 3.0 108.0 - - 64.0 1.0 4,500,000.0 486,000.0 - - 2,710,000.0 100,000.0 7,796,000.0 17 Ban

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land Nongbouapheenong 1 Nang Vee 1 36 350,000 243,000 593,000 2 Thao Xiengxarn 36 121,500 121,500 3 Thao Naen 36 121,500 121,500 4 Thao Sung 36 243,000 243,000 5 Nang Saen 1 1 1,500,000 1,500,000 6 Nang Suang 1 36 243,000 243,000 2 2 180 - - - - 1,850,000 972,000 - - - - 2,822,000 18 Ban Dongngern 1 Thao po 150 5,150,000 5,150,000 2 Thao Song 1 36 40 4 500,000 243,000 1,030,000 305,000 2,078,000 3 Thao Song 36 144,000 144,000 4 Thao Juang 12 510,000 510,000 5 Thao koui 36 81,000 81,000 - 1 108 - - 202 4 500,000 468,000 - - 6,690,000 305,000 7,963,000 19 Ban MeungPhieng 1 Thao Huk 47 1,175,000 1,175,000 2 Nacng Phin 1 36 81,000 81,000 3 Nang Nom 1 47 1,400,000 1,400,000 4 Thao Noyward 1 2,000,000 2,000,000 5 Nang Khampong 1 33 1,635,000 1,635,000 6 Thao Jarnbounlom 687 30,145,000 30,145,000 7 Thao Bounmi (Noy) 36 33 243,000 1,665,000 1,908,000 8 Thao Kong 1 2 1,000,000 135,000 1,135,000 9 Nang Panee 1 1 36 1 2 2,000,000 81,000 80,000 200,000 2,361,000 10 Nang Keo 1 36 81,000 81,000 11 Nang Soun 1 36 81,000 81,000 12 Thao Unit 36 39 1 81,000 2,730,000 100,000 2,911,000 13 Thao Mone 36 458 81,000 27,265,000 27,346,000 14 Thao Thaen 36 81,000 81,000 15 Thao Xiengsungvone 36 81,000 81,000 6 3 324 - - 1,347 3 5,000,000 891,000 - - 66,230,000 300,000 72,421,000 20 Ban Namor 1 Thao Phonesavanh 1 36 350,000 81,000 431,000 2 Nacng Luea 1 36 81,000 81,000 3 Thao Dee 36 81,000 81,000 4 Thao Mone 1 36 81,000 81,000 5 Thao Khamlar 36 81,000 81,000 6 Thao Bounthanh 36 81,000 81,000 7 Thao Khamkod 72 162,000 162,000 8 Thao Thongbay 1 36 350,000 81,000 431,000 1 3 324 - - - - 700,000 729,000 - - - - 1,429,000

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land 21 Ban Nakhaem 1 Thao Mon 84 2,550,000 2,550,000 2 Thao Therm 36 81,000 81,000 3 Thao Youn 36 81,000 81,000 4 Thao Soubanh 36 243,000 243,000 5 Thao Vanh sixomphoo 77 4,235,000 4,235,000 6 Nang Luang 1 5 5 275,000 580,000 855,000 7 Thao Bounheuang 60 2,940,000 2,940,000 8 Thao Khai 36 243,000 243,000 9 Thao Xienglern 1 500,000 500,000 10 Thao Xien 36 22 27 243,000 1,000,000 3,660,000 4,903,000 11 Thao Pheng 11 605,000 605,000 12 Thao Khamlai 218 25,692,000 25,692,000 13 Thao vee 2 36 14 16 3,000,000 243,000 490,000 1,475,000 5,208,000 14 Thao Xong 1 32 1 3,000,000 800,000 120,000 3,920,000 15 Thao Maow 45 1,275,000 1,275,000 16 Thao Xiengmeuan 36 81,000 81,000 1 4 252 - - 350 267 6,500,000 1,215,000 - - 14,170,000 31,527,000 53,412,000 22 Ban Sibounheuang 1 Nang Nong 1 36 243,000 243,000 2 Thao Xiengsipha 11 1,945,000 1,945,000 3 Thao Phath 36 22 81,000 1,210,000 1,291,000 4 Thao Somphong 1 350,000 350,000 5 Thao Ma 36 243,000 243,000 1 1 108 - - 22 11 350,000 567,000 - - 1,210,000 1,945,000 4,072,000 23 Ban Viengchalern 1 Thao Somchit 7 700,000 700,000 2 Thao Thong chanh 36 5 81,000 500,000 581,000 3 Thao khamone 55 3 3,025,000 300,000 3,325,000 4 Thao Pheng 10 1,000,000 1,000,000 5 Thao Bounthong 2 113 98 2,350,000 5,555,000 11,550,000 19,455,000 6 Thao Lai 36 8 81,000 800,000 881,000 7 Thao Bounsi 36 20 4 81,000 500,000 400,000 981,000 - 2 108 - - 198 125 2,350,000 243,000 - - 9,080,000 15,250,000 26,923,000 24 Ban Phonthong 1 Thao Xaiy 17 1 935,000 100,000 1,035,000 2 Thao Xiengpanh 3 165,000 165,000 3 Thao khamsi 13 1,300,000 1,300,000 4 Thao Xiengphieng 36 81,000 81,000 5 Thao Nard 36 83 81,000 2,075,000 2,156,000 6 Thao Khamtanh 36 81,000 81,000 7 Thao Faeng 2 50,000 50,000

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land 8 Nang sai (mae nang 1 36 243,000 243,000 Chan) 9 Thao 1 2,000,000 2,000,000 Saengchandaeng 10 Thao xiengxai 36 81,000 81,000 11 Thao Xiengphon 7 1 245,000 215,000 460,000 12 Thao Sompharn 36 81,000 81,000 13 Thao Xiengsi 36 243,000 243,000 14 Thao Thongdy 1 1,000,000 1,000,000 15 Thao Somkhit 36 243,000 243,000 16 Thao Dang 36 81,000 81,000 17 Thao Chanpheng 36 81,000 81,000 1 2 324 36 - 112 15 3,000,000 1,215,000 81,000 - 3,470,000 1,615,000 9,381,000 District: Paklai 1 Ban Nakhayang 1 Thao Waeng 14 2 490,000 200,000 690,000 2 Thao Khor 17 565,000 565,000 3 Thao khamseng 64 144,000 144,000 4 Thao Sone 13 455,000 455,000 5 Thao Sak 63 3 1,605,000 300,000 1,905,000 6 Thao Chank 64 75 144,000 1,875,000 2,019,000 7 Thao Vee 64 144,000 144,000 8 Thao Houmphaeng 97 3,395,000 3,395,000 9 Luambarn 1 289 10,115,000 10,115,000 - 1 128 64 - 568 5 - 288,000 144,000 - 18,500,000 500,000 19,432,000 2 Ban Phonngarm 1 Dinluambarn 225 7,875,000 7,875,000 2 ThaoXiengsengchan 64 71 2 144,000 2,335,000 200,000 2,679,000 3 Thao Soui 4 140,000 140,000 4 Thao Xienglar 64 3 1 144,000 75,000 100,000 319,000 5 Thao Pan 64 160 1 144,000 4,000,000 100,000 4,244,000 6 Thao Heuang 64 144,000 144,000 - - - 256 - 463 4 - - 576,000 - 14,425,000 400,000 15,401,000 3 Ban HatDaiy 1 Thao Dam 64 144,000 144,000 2 Thao Phaiy 64 144,000 144,000 3 Thao Yoi 64 144,000 144,000 4 Thao Wien 64 144,000 144,000 5 Thao Sao 64 4 144,000 140,000 284,000 6 Thao Ter 64 144,000 144,000 7 Thao Sone 64 144,000 144,000 8 Thao Mien 64 2 1 144,000 70,000 100,000 314,000

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land 9 Thao Ngern 64 144,000 144,000 10 Thao Thone 64 144,000 144,000 11 Thao Joon, Thao Panh 48 4 1,240,000 400,000 1,640,000 12 Thao Xiengmaiy 64 6 24 144,000 160,000 640,000 944,000 13 Thao Khammuan 15 300,000 300,000 14 Thao Vanhsy 1 61 2,000,000 1,770,000 3,770,000 15 (No name) 1 11 470,000 35,000 505,000 - 1 640 64 - 61 116 2,000,000 1,440,000 144,000 - 2,080,000 3,245,000 8,909,000 4 Ban Souvanhnaphoum 1 Thao Xiengkhammone 64 256 1 144,000 6,400,000 100,000 6,644,000 2 Thao Sengbob 8 34 280,000 1,610,000 1,890,000 3 Thao Wai 64 144,000 144,000 4 Thao Phouthart 128 16 288,000 560,000 848,000 5 Nang Mien 1 1 64 28 35 1,500,000 144,000 730,000 3,230,000 5,604,000 6 Thao dop 89 49 2,445,000 980,000 3,425,000 7 Thao Khamphery 316 10 7,900,000 1,000,000 8,900,000 8 Thao Bandith 64 373 280 144,000 11,495,000 4,850,000 16,489,000 9 Thao khamsith 64 20 144,000 700,000 844,000 10 Thao Bounkhong 35 6 995,000 600,000 1,595,000 11 Thao Somkhuan 2 64 96 154 4,000,000 144,000 3,360,000 4,720,000 12,224,000 12 Thao Xiengphong 64 5 144,000 500,000 644,000 13 Thao See 90 13 2,250,000 1,220,000 3,470,000 14 Thao Lart 64 144,000 144,000 15 Thao Phonexay 64 62 114 144,000 2,170,000 1,820,000 4,134,000 16 Thao Lay 144 5,040,000 5,040,000 17 Thao Khamphaeng 1 128 288 39 2,000,000 288,000 9,720,000 4,335,000 16,343,000 18 Thao kong 64 186 6 144,000 4,650,000 600,000 5,394,000 19 Thao Puan 2 64 2 35 2,000,000 144,000 70,000 1,725,000 3,939,000 20 Thao Pheng 5 15 175,000 1,720,000 1,895,000 21 Thao Jarnpa 68 5 2,380,000 540,000 2,920,000 22 Thao Nuanseng 257 9 7,385,000 940,000 8,325,000 23 Thao Sengchan 64 144,000 144,000 24 Thao khampadith 98 3,430,000 3,430,000 25 Nang Moddam 1 1 55 1,500,000 3,180,000 4,680,000 26 Thao KHAMKIENG 69 222 2,415,000 5,680,000 8,095,000 27 Thao khamphanh 44 3 1,540,000 60,000 1,600,000 28 Thao diew 3 140,000 140,000 29 Thao Jaeng 64 350 144,000 8,750,000 8,894,000 30 Thao Khamthaow 91 3,185,000 3,185,000 31 Thao Som 49 7 1,715,000 870,000 2,585,000 32 Thao Channou 64 18 144,000 1,760,000 1,904,000

Paddy Plantati Reside Compensati Compens Compens Woman Structu Teak Other Compensati Compensati and on ntial on Paddy ation ation Compensation Total Village/Name of AP headed re trees trees on on Teak garden Land land and garden Plantatio Residenti Other trees Compensation (count) (count) (count) (count) Structure trees land (m2) (m2) (m2) land n Land al land 33 Thao Bounsong 272 6,800,000 6,800,000 34 Thao Phaeng 32 1,120,000 1,120,000 2 7 320 832 - 3,344 1,118 11,000,000 720,000 1,872,000 - 97,660,000 42,180,000 153,432,000 5 Ban Namlin 1 Thao Phone 98 2,450,000 2,450,000 2 Thao Meun 64 144,000 144,000 3 Thao Xong 98 1,750,000 1,750,000 4 Thao Ounheuan 64 144,000 144,000 5 Thao Duan 64 144,000 144,000 6 Thao Vong 126 3,150,000 3,150,000 7 Thao Donkeo 64 69 144,000 2,415,000 2,559,000 8 Thao Viengsavanh 2 1 31 2,500,000 35,000 2,500,000 5,035,000 9 Thao Aumkha 95 2,825,000 2,825,000 10 Thao Phanh 64 15 144,000 75,000 219,000 11 Thao Dam 64 1 144,000 100,000 244,000 12 Thao khoun 64 144,000 144,000 13 Thao Deuan 226 1 6,420,000 100,000 6,520,000 - 2 192 256 - 713 48 2,500,000 432,000 576,000 - 19,045,000 2,775,000 25,328,000 6 Ban Khae 1 Thao Larn 1 64 3 1,500,000 144,000 60,000 1,704,000 2 Thao Neiw 64 144,000 144,000 3 Thao Soun 64 1 144,000 100,000 244,000 4 Thao Khien 64 1 144,000 100,000 244,000 5 Thao Tay 64 144,000 144,000 6 Thao Lern 64 144,000 144,000 7 Thao Satha 64 144,000 144,000 8 Thao Khoun 64 144,000 144,000 - 1 512 - - - 5 1,500,000 1,152,000 - - - 260,000 2,912,000 7 Ban Namxong 1 Thao Marn 1 64 8 1,500,000 144,000 2,010,000 3,654,000 2 Thao Vieng 15 1,000,000 1,000,000 3 Thao Thuk 1 192 38 1,500,000 6,720,000 4,280,000 12,500,000 4 Thao Lorm 128 21 288,000 200,000 488,000 5 Thao Vongsavanh 64 144,000 144,000 6 Thao mee 64 144,000 144,000 7 Thao Bounthanh 6 370,000 370,000 8 Thao Phonevanh 1 100,000 100,000 9 Thao Ngern 64 144,000 144,000 10 Thao Sung 3 300,000 300,000 11 Thao sung 2 11 1,850,000 1,100,000 2,950,000 12 Thao Manh 64 144,000 144,000 13 Thao Bai 64 144,000 144,000

Appendix 6 Master List of APs Paid in TL3 District: Paklai Paddy Compens Teak Other Compensation Compensati Total Woman Structure and Plantation Compensation ation Compensatio Name of AP Name of Spouse trees trees Paddy and on Teak Compensatio headed (count) garden Land (m2) Structure Plantation n Other trees (count) (count) garden land trees n Received land (m2) Land 1 Ban Namsong 1 Thao Mone Nang Mi 64 3 144,000 230,000 374,000 2 Thao Taem Nang Lar 3 64 25 2,400,000 432,000 3,385,000 6,217,000 3 Thao Ky Nang Boun 64 41 144,000 320,000 464,000 4 Thao Vanh Nang Fong 1 64 8 517 1,500,000 144,000 280,000 31,270,000 33,194,000 5 Thao Chill 1 64 905 1,500,000 144,000 48,415,000 50,059,000 6 Thao Meuay Nang Mee 13 558 325,000 44,460,000 44,785,000 7 Thao Thiem 65 3,575,000 3,575,000 8 Thao Tha 64 6 144,000 600,000 744,000 9 Thao Juang Nang But 64 144,000 144,000 10 Thao Pone Nang Vone 64 39 144,000 2,145,000 2,289,000 11 Thao mit Nang Yod 64 144,000 144,000 12 Thao Vieng 1 253 10 2,000,000 9,915,000 1,000,000 12,915,000 13 Thao Boun 64 36 2 144,000 1,980,000 200,000 2,324,000 14 Thao Jone Nang Pun 64 144,000 144,000 15 Thao Mai Nang Bounthun 64 144,000 144,000 16 Thao Ju 64 135 144,000 4,725,000 4,869,000 17 Thao su Nang Thong 64 305 11 144,000 10,675,000 1,100,000 11,919,000 18 Thao Bounmy Nang Joum 92 10 3,220,000 1,500,000 4,720,000 19 Thao Vinay 64 6 432,000 600,000 1,032,000 Total - 6 960 - 946 2,094 7,400,000 2,736,000 - 36,840,000 133,080,000 180,056,000 2 Ban Huaylainoy 1 Thao Mai Nang Bot 64 203 20 144,000 5,075,000 2,000,000 7,219,000 2 Thao Phone Nang Mun 105 6,475,000 6,475,000 3 Thao Tui Nang Nang 128 600 288,000 20,000,000 20,288,000 4 Thao Mone 333 8,325,000 8,325,000 5 Thao Sommaiy Nang Khamla 1,230 43,050,000 43,050,000 6 Thao ThongPhun Nang Ting 84 2,100 ,000 2,100,000 7 Thao Phao Nang Lae 470 16,450,000 16,450,000 8 Nang Chanpleng 1 80 2,000,000 2,000,000 9 Thao Somphone Nang Toey 97 17 2,425,000 1,700,000 4,125,000 10 Thao Keo Nang Lien 450 15,750,000 15,750,000 11 Thao Pien Nang Suay 64 1,220 144,000 42,700,000 42,844,000 12 Village police 64 30 1,650,000 1,650,000 Total 1 - 320 - 4,902 37 - 576,000 - 166,000,000 3,700,000 170,276,000 3 Ban Nasanga 1 15 525,000 525,000 ິດນລວມບ້ ານ 2 Nang Teow 1 64 144,000 144,000 3 Thao Phun 135 3,475,000 3,475,000

Paddy Compens Teak Other Compensation Compensati Total Woman Structure and Plantation Compensation ation Compensatio Name of AP Name of Spouse trees trees Paddy and on Teak Compensatio headed (count) garden Land (m2) Structure Plantation n Other trees (count) (count) garden land trees n Received land (m2) Land 4 Thao Khen 1 18 94 750,000 560,000 1,960,000 3,270,000 5 Thao Syda 45 5 1,125,000 500,000 1,625,000 6 Thao Tui Nang lar 5 175,000 175,000 7 Thao Lae 1 64 136 1 350,000 144,000 3,400,000 100,000 3,994,000 8 Thao Ben 127 10 5,285,000 1,000,000 6,285,000 Total 1 2 128 - 481 110 1,100,000 288,000 - 14,545,000 3,560,000 19,493,000 4 Ban Huaysaiykham 1 Thao Bong Nang Chanmany 32 1,120,000 1,120,000 2 Thao Ang 64 82 144,000 2,050,000 2,194,000 3 Thao mi 46 2,530,000 2,530,000 4 Nang Xayafaeng 1 69 2 4,020,000 200,000 4,220,000 5 Thao Outhong 382 9,550,000 9,550,000 6 Thao Ngoug 252 10,820,000 10,820,000 7 Thao Xiengkon 64 100 2 144,000 3,500,000 200,000 3,844,000 8 Nang Phouvieng 1 1 256 129 2,000,000 17,920,000 5,900,000 25,820,000 9 Thao Tuby 64 60 144,000 2,100,000 2,244,000 10 Thao Lar Nang Yut 64 71 3 144,000 2,485,000 300,000 2,929,000 11 Nang Phimmasone 1 1 205 165 2,000,000 7,175,000 5,040,000 14,215,000 12 Thao Udsany 1 195 10 2,000,000 6,825,000 1,000,000 9,825,000 13 Thao Pien 50 1,750,000 1,750,000 Total 3 3 256 - 1,800 311 6,000,000 576,000 - 71,845,000 12,640,000 91,061,000 5 Ban Sisaatsomphu 1 Thao Kham 4 480,000 480,000 2 Thao Vilat 35 1,225,000 1,225,000 3 Thao Thonglay 20 1,735,000 1,735,000 4 Thao Somphone 64 80 144,000 2,800,000 2,944,000 5 Thao Amphone 66 2,310,000 2,310,000 Total - - 64 - 181 24 - 144,000 - 6,335,000 2,215,000 8,694,000 6 Ban Xayyamongkhoun 1 Thao Bountham Nang Buasaeng 64 144,000 144,000 2 Thao Souksavath 63 3 2,380,000 300,000 2,680,000 3 Thao ThongThaen 64 165 12 144,000 5,875,000 1,440,000 7,459,000 4 Thao Bounchan 160 3 4,000,000 300,000 4,300,000 5 Thao Nousin 68 2,380,000 2,3 80,000 6 Thao Pleng 64 111 1 144,000 17,985,000 100,000 18,229,000 Total - - 192 - 567 19 - 432,000 - 32,620,000 2,140,000 35,192,000 7 Ban Nasack 1 Thao Thonglor 2 200,000 200,000 2 Thao King Nang Vilayphone 64 95 144,000 5,630,000 5,774,000 3 Thao Lat Nang Thonglien 64 450 144,000 13,750,000 13,894,000 4 Thao Souk Nang Thieng 210 7,350,000 7,350,000 5 Thao Khamphaeng Nang Sivilay 64 401 20 432,000 12,035,000 950,000 13,417,000

Paddy Compens Teak Other Compensation Compensati Total Woman Structure and Plantation Compensation ation Compensatio Name of AP Name of Spouse trees trees Paddy and on Teak Compensatio headed (count) garden Land (m2) Structure Plantation n Other trees (count) (count) garden land trees n Received land (m2) Land 6 Thao Kham Nang Lin 64 4 17 144,000 140,000 1,700,000 1,984,000 7 Thao Yod 64 15 289 144,000 525,000 2,670,000 3,339,000 8 Thao Thongmuan Thitsungvarn 64 44 37 144,000 1,100,000 3,700,000 4,944,000 9 Nang Mee 1 130 5,150,000 5,150,000 10 Thao Dith 410 2,800,000 2,800,000 11 Thao Song 64 2 220 144,000 110,000 6,810,000 7,064,000 12 Thao Bounmy 23 3,600,000 3,600,000 13 Thao Phone Nang Thonglien 128 288,000 288,000 14 Thao Bounthieng 64 25 2 144,000 625,000 200,000 969,000 15 Thao Heuan 12 420,000 420,000 16 Thao Ngol 64 56 144,000 1,960,000 2,104,000 17 Thao nou 64 40 144,000 1,000,000 1,144,000 Total 1 - 768 - 1,484 1,020 - 2,016,000 - 52,595,000 19,830,000 74,441,000 8 Ban Gangsao 1 Thao Heng Nang Lar 64 144,000 144,000 2 Thao Suan Nang Nga 50 250,000 250,000 3 Thao Thongda Nang Nguan 64 30 576,000 150,000 726,000 4 Thao Bounmy Nang Yung 1 16 1,000,000 730,000 1,730,000 5 Thao Chai Nang Mai 1 64 2 1,000,000 144,000 200,000 1,344,000 6 Thao Xiengthongdy nang Phu 64 111 62 144,000 3,485,000 340,000 3,969,000 7 Thao Khan Nang Waen 64 206 100 144,000 7,210,000 500,000 7,854,000 8 Thao Souphanta Nang Laiy 200 3,400,000 3,400,000 9 Thao Lai Nang Nuan 64 144,000 144,000 10 Thao Visien Nang Naly 64 167 144,000 5,845,000 5,989,000 11 Thao Wanh Nang Kaeng 64 144,000 144,000 12 Thao Phun Nang Chai 5 500,000 500,000 13 Thao Chan 64 1 144,000 100,000 244,000 14 Xiengkhamphan 64 6 144,000 600,000 744,000 15 Thao Buaphan 1 100,000 100,000 Total - 2 640 - 485 472 2,000,000 1,872,000 - 17,240,000 6,170,000 27,282,000 9 Ban Tarkdaed 1 Nang Euang 64 144,000 144,000 2 Thao Sungvarn Nang Joy 64 144,000 144,000 3 Thao Korbkeo 6 210,000 210,0 00 4 Nang Vone 1 70 2,450,000 2,450,000 5 Thao Vila 64 1 144,000 100,000 244,000 6 Thao Phone Nang Vieng 101 3,535,000 3,535,000 7 Thao Nga Nang Lien 12 420,000 420,000 8 Thao Phomma 64 13 144,000 1,300,000 1,444,000 9 Thao Suay Nang Pui 64 40 144,000 1,400,000 1,544,000 10 Nang Waii 1 162 4,810,000 4,810,000 11 Nang Khamdy 1 2 64 247 3,000,000 144,000 39,982,800 43,126,800

Paddy Compens Teak Other Compensation Compensati Total Woman Structure and Plantation Compensation ation Compensatio Name of AP Name of Spouse trees trees Paddy and on Teak Compensatio headed (count) garden Land (m2) Structure Plantation n Other trees (count) (count) garden land trees n Received land (m2) Land 12 Thao Khamphijith Nang Taew 1 64 252 3 1,500,000 144,000 6,300,000 300,000 8,244,000 13 Thao Thone Nang Lien 64 144,000 144,000 14 Thao tui Nang Taeng 64 42 3 144,000 1,050,000 300,000 1,494,000 15 Thao Saiy Nang Bieng 64 1 144,000 100,000 244,000 16 Thao Sy Nang Bing 64 35 144,000 875,000 1,019,000 17 Thao Pin Nang Maiy 64 1 144,000 100,000 244,000 18 Thao Ka Nang Bang 20 700,000 700,000 19 Thao Zaiy Nang Kong 1 12 1,500,000 1,395,000 2,895,000 Total 3 4 768 - 740 281 6,000,000 1,728,000 - 61,732,800 3,595,000 73,055,800 10 Ban Huaytang 1 Thao Phailin 64 144,000 144,000 2 Thao Chankeo 64 144,000 144,000 3 Thao Kouy 64 144,000 144,000 4 Thao Kong 64 3 51 144,000 75,000 350,000 569,000 5 Thao Thidming 64 144,000 144,000 Total - - 320 - 3 51 - 720,000 - 75,000 350,000 1,145,000 11 Ba n Parklaeng 1 Thao Xiengkhuan Nang Siway 64 144,000 144,000 2 Thao Kong Nang Yone 64 144,000 144,000 3 Thao Kham Nang Lone 64 1 144,000 100,000 244,000 4 Thao Hom Nang Nard 64 144,000 144,000 5 Thao Muk Nang Oun 64 10 144,000 1,000,000 1,144,000 6 Nang Chan 1 64 34 144,000 5,560,000 5,704,000 7 Thao Suvanna Nang Aiet 1 1 11 3,500,000 55,000 2,150,000 5,705,000 8 Thao Khamphat 1 7 100,000 1,290,000 1,390,000 9 Thao Khamlaiy 64 27 144,000 1,350,000 1,494,000 10 Thao ty Nang Pany 64 144,000 144,000 11 Thao simeuang Nang Hiew 64 144,000 144,000 12 Nang Yen 1 64 144,000 144,000 Total 2 1 640 - 2 90 3,500,000 1,440,000 - 155,000 11,450,000 16,545,000 12 Ba n Sivilay 1 Thao Chit Nang Buaphan 64 5 144,000 500,000 644,000 2 Thao Zub Nang Thuan 64 8 8 144,000 280,000 320,000 744,000 3 Thao Lae Nang Vanhdy 64 4 144,000 400,000 544,000 4 Thao Khamkong Nang Thongvin 64 4 144,000 400,000 544,000 Total - - 256 - 8 21 - 576,000 - 280,000 1,620,000 2,476,000 13 Ban Huayhai 1 Thao Tom Nang Suan 64 1 144,000 100,000 244,000 2 Thao Zoy Nang dork 64 144,000 144,000 3 Thao Lud Nang Mo 64 3 144,000 300,000 444,000 4 Thao Zeng 64 144,000 144,000 5 Thao Sithad 64 144,000 144,000

Paddy Compens Teak Other Compensation Compensati Total Woman Structure and Plantation Compensation ation Compensatio Name of AP Name of Spouse trees trees Paddy and on Teak Compensatio headed (count) garden Land (m2) Structure Plantation n Other trees (count) (count) garden land trees n Received land (m2) Land 6 Thao Xiengseim Nang Houm 1 500,000 500,000 7 Thao Hom Nang Orn 64 144,000 144,000 8 Thao Daovy Nang Thien 64 144,000 144,000 9 Thao Meuang 64 104 144,000 2,600,000 2,744,000 10 Thao Ngaow Nang Maiy 25 875,000 875,000 11 Thao Zeo Nang Boun 64 144,000 144,000 12 Thao Sa Nang Lone 1 64 500,000 144,000 644,000 Total - 2 640 - 129 4 1,000,000 1,440,000 - 3,475,000 400,000 6,315,000 14 Ban Dongsanguan 1 Thao Lob, Thao Suvat, Thao Lae 64 3 144,000 300,000 444,000 2 Thao Lae 2 5 700,000 240,000 940,000 3 Thao Phad Nang Don 64 144,000 144,000 4 Thao Haed 5 175,000 175,000 5 Thao Sommaiy Nang Long 64 2 144,000 200,000 344,000 6 Thao Khid Nang Veo 64 144,000 144,000 7 Thao Jae Nang Chanthong 64 144,000 144,000 8 Thao Aphan Nang Saiy 64 4 144,000 490,000 634,000 Total - 2 384 - 5 14 700,000 864,000 - 175,000 1,230,000 2,969,000 District: Kenthao 1 Ban Meuangmor 1 Thao Phaiy 64 432,000 432,000 2 Thao Ting Nang Lien 1 64 1,500,000 432,000 1,932,000 3 Thao Aeo 64 432,000 432,000 4 Thao Bun 128 7 340 576,000 385,000 4,350,000 5,311,000 Total - 1 320 - 7 340 1,500,000 1,872,000 - 385,000 4,350,000 8,107,000 2 Ban Jormkeo 1 Thao Dom 64 432,000 432,000 2 Nang Orn 1 8 970,000 970,000 3 Thao Khaiy 1 128 48 350,000 3,200,000 3,220,000 6,770,000 4 Thao Vijarn 13 1,300,000 1,300,000 Total 1 1 192 - - 69 350,000 3,632,000 - - 5,490,000 9,472,000 3 Ban Jormphet 1 Thao Tun Nang Thongvean 128 40 288,000 4,200,000 4,488,000 2 Thao Samaii 10 660,000 660,000 3 Thao Thongkhoun 64 3 144,000 300,000 444,000 4 Thao Song 59 1,130,000 1,130,000 5 Thao Bounsong 13 1,320,000 1,320,000 6 Thao Vikone 64 4 1,600,000 400,000 2,000,000 7 Thao Ard 10 1,000,000 1,000,000 8 Thao Khienkham 4 400,000 400,000 9 Communal Land 64 Total 0 0 320 0 0 143 0 2032000 0 0 9410000 11442000

Paddy Compens Teak Other Compensation Compensati Total Woman Structure and Plantation Compensation ation Compensatio Name of AP Name of Spouse trees trees Paddy and on Teak Compensatio headed (count) garden Land (m2) Structure Plantation n Other trees (count) (count) garden land trees n Received land (m2) Land 4 Ban Meuangkao 1 Communal land 64 115,000 Total 0 64 115,000 5 Ban Nabone 1 Thao Loun 192 1208 432,000 61,000,000 61,432,000 2 Thao Sula 64 144,000 144,000 3 Thao Ya 157 890,000 890,000 4 Thao Suban 1 270,000 270,000 5 Thao Hom 64 125 12 144,000 3,125,000 3,070,000 6,339,000 6 Thao Som aok 2 64 39 2,300,000 144,000 4,355,000 6,799,000 7 Thao Bounleua 1 128 184 194 2,000,000 576,000 10,120,000 6,440,000 19,136,000 8 Communal land 64 115000 Total 0 3 576 0 1517 403 4300000 1440000 115000 74245000 15025000 95010000 6 Ban Huaytor 1 Thao Seiy Nang Kong 64 144,000 144,000 2 Thao Jaleuk 64 144,000 144,000 3 Thao Thorm Nang Veo 64 144,000 144,000 4 Thao Dao Nang Phaiy 1 100,000 100,000 5 Thao Phern 50 1,250,000 1,250,000 6 Thao Ma Nang Or 64 144,000 144,000 7 Thao Lien 64 5 144,000 180,000 324,000 8 Thao Phan Nang Ny 64 144,000 144,000 9 Thao Lordy 2 9 2,200,000 660,000 660,000 10 Thao Loun 64 1409 144,000 65,555,000 65,699,000 11 Thao Chid 64 144,000 144,000 12 Thao Salong 64 1860 432,000 64,300,000 64,732,000 13 Thao Xai Nang Dork 64 144,000 144,000 14 Thao Thongmai 64 1,300,000 1,300,000 15 Thao Somsack 64 559 144,000 39,130,000 39,274,000 16 Thao Inthawa 64 9 144,000 340,000 484,000 17 Nang Keo 1 64 21 144,000 735,000 879,000 18 DAFO land 64 94 144,000 5,170,000 5,314,000 19 Thao Bounseng 64 66 52 144,000 2,310,000 8,580,000 11,034,000 20 Communal land 64 144,000 144,000 Total 1 1,024 4,059 140 2,200,000 2,016,000 576,000 178,450,000 11,160,000 192,202,000 7 Ban Huaypet 1 Thao Fun 64 144,000 144,000 2 Thao BounTherg 2 390,000 390,000 3 Thao Vanh 64 100 144,000 200,000 344,000 4 Thao Mone 1 64 7 500,000 144,000 740,000 1,384,000 5 Thao Salong Nang Kongmy 64 144,000 144,000 6 Thao Khammy 64 144,000 144,000

Paddy Compens Teak Other Compensation Compensati Total Woman Structure and Plantation Compensation ation Compensatio Name of AP Name of Spouse trees trees Paddy and on Teak Compensatio headed (count) garden Land (m2) Structure Plantation n Other trees (count) (count) garden land trees n Received land (m2) Land 7 Thao Vanh 64 144,000 144,000 8 Thao Nong 64 144,000 144,000 9 Thao Sou 64 144,000 144,000 10 Thao Bounyoung, Thao Muan 64 144,000 144,000 11 Thao Sa 64 144,000 144,000 12 Thao Phong Nang Bua 64 144,000 144,000 13 Thao Phon Nang Chieng 128 288,000 288,000 Total - 1 832 - - 109 500,000 1,872,000 - - 1,330,000 3,702,000 8 Ban HuayLord 1 ິດນລວມບ້ ານ 2 Thao bounchanh 192 3701 432,000 188,830,000 189,262,000 3 DAFO land 64 245 8,575,000 8,575,000 4 Thao Ounheuan 64 46 144,000 4,600,000 4,744,000 5 Thao Bounthavy 64 85 144,000 4,675,000 4,819,000 6 Thao Xay Nang Noy 64 144,000 144,000 7 Thao Thieng Nang Lar 1 64 50 500,000 144,000 1,250,000 1,894,000 8 Thao Souk Nang Lar 40 2,200,000 2,200,000 9 Thao Chantho 64 75 144,000 375,000 519,000 10 Thao Vieng 64 144,000 144,000 11 Thao Lien Nang Phan 55 400,00 0 400,000 12 Thao Varn 80 2,000,000 2,000,000 13 Thao Buala 192 4 432,000 480,000 912,000 14 Thao Saen 64 144,000 144,000 15 Thao Sonemy 64 144,000 144,000 16 Nang Taem 1 64 750 144,000 49,035,000 49,179,000 17 Nang Vieng 1 11 400,000 400,000 18 Thao Amphai 64 311 144,000 24,880,000 25,024,000 19 Thao Pin 5 17 275,000 2,040,000 2,315,000 20 Thao Somphone 1 64 16 2,000,000 144,000 1,600,000 3,744,000 21 Tou Mai 1 64 13 4 2,000,000 144,000 455,000 400,000 2,999,000 22 Thao Pern Nang Phern 1 8 35,000 210,000 245,000 23 Thao Phao Nang Khin 64 144,000 144,000 24 Thao So Nang Phaivanh 64 144,000 144,000 25 Nang Noy 1 128 101 288,000 300,000 588,000 26 Thao Nan Nang Saen 24 1,895,000 1,895,000 27 Thao Ngaow 64 144,000 144,000 28 Thao Soum Nang Dokmai 1 100,000 100,000 29 Thao Tong Nang Daeng 64 144,000 144,000 30 Thao Phiew Nang Pleng 64 144,000 144,000 Total 3 3 1,664 - 4,970 673 4,500,000 3,600,000 - 257,330,000 37,680,000 303,110,000

Appendix 7 Provincial Government Decisions on Unit Rates

Appendix 8 Grievance Resolution Ledger

Subproject/component: Module 1 (Paklay-Nonhai) For the month of: (reconstructed from files)

Name of Date of Status as of the month of this No. complainant (AP or Village Nature of Complaint Actions Taken to Address Complaint Complaint report other stakeholder)

1 Ms. Otsa 20/9/16 Nasack Contractor paid compensation of 2,475,000 Paid on 23/9/2016 Kip 2 Mr. Yia Tho Yang Phonsivilay Contractor paid compensation of 200,000 Kip 3 Mr. Mone Nang 20/9/ 2016 Donehiang Cut 22 trees in opening access road The EDL paid compensation of 1,980,000 Paid on 23/9/2016 Mone Kip 4 Ms. Puamua+Mr. Namthone Cut 2 bamboo bush in transmission line The EDL paid compensation of 256,000 Kip Solved and paid on 25 th Dec, Navangyang ROW 20114 5 Mr. Pualeu Chang Namthone They don’t like tower footing in pastoral The EDL paid compensation of 496,000 Kip Solved and paid on 25 th Dec, land 20114 6 Mr. Mai senpgmany Nanhao Request for assistance for leveling The EDL paid compensation of 250,000 Kip Solved and paid on 25 th Dec, residential land 20114 7 Mr. Songtua Song Nanhao Cut 4 trees and tower footing The EDL paid compensation of 355,200 Kip Solved and paid on 25 th Dec, 20114 8 Mr. Cherpor Her Phontong They don’t like tower footing and burial The EDL paid compensation of 2,115,200 Solved and paid on 25 th Dec, grave impact Kip 20114

Grievance Resolution Ledger

Subproject/component: TL1 (Bouneua-Boun Tai) For the month of: (reconstructed from files)

Name of Date of Status as of the month of this No. complainant (AP or Village Nature of Complaint Actions Taken to Address Complaint Complaint report other stakeholder)

I. Bonn Neua district Ban Vangdoi Ms. bouachan Ban Somboun Mr. sithing Mr. sengkham Mr. Thitkene Mr. thitkene Mr. xiengsang Mr. Seukang Mr. Maikene Ban Xiengpy Mr. Ounsang Mr. Chomechan Mr. Khamphong Ban Deua Mr. Ounping II. Boutai district Ban Xingxai Mr. sengthong Mr. Tou Mr. Chansy Mr. phouvone Mr. Yeun somlek

Grievance Resolution Ledger

Subproject/component: TL2 (Paklay-Xayabury) For the month of: (reconstructed from files)

Name of Date of Status as of the month of this No. complainant (AP or Village Nature of Complaint Actions Taken to Address Complaint Complaint report other stakeholder)

Millitary Shooting Transfer of 4 towers had to be displaced The contractor made new alignment as 1 28/4/2017 Nam Tuan Agreement signed on 23/6/2017 Groung avoiding shooting practice ground requested Transfer of 22 towers (T77 -T98) had to be Mililtary practice Nakhanhan The contractor made new alignment as 2 28/4/2017 displaced parallel with 500 kV Agreement signed on 23/6/2017 ground g requested Transmission line Ms. Khamfong+Mr. Souvannap EDL will finalize the cost after the actual 3 23/12/2018 Cut trees along the ROW Pending Da houm cutting is made EDL/RC will consider after the completion of 4 Mr. Lianthong 23/11/2018 Cone ngiew Impacted by tower and cut some trees Pending the stringing the conductor

Grievance Resolution Ledger

Subproject/component: TL3 (Palay-Kenthao) For the month of: (reconstructed from files) Name of Date of Status as of the month of this No. complainant (AP or Village Nature of Complaint Actions Taken to Address Complaint Complaint report other stakeholder) Mr. Transmission line affected land, structure, 4,814,000 Kip of compensation was 1 Khonesavanh+Ms. 22/3/2018 Chomephet On the process of payment and trees estimated by EDL Nang 432,000 kip of compensation was estimated 2 Mr. Sonevilay Chomephet Impacted by Tower No. T207 On the process of payment by EDL Mr. Sombath EDL is requested to look for a replacement 3 21/3/2018 Chomephet To remove Gas tank On the process of assessment Keopaseuth of land, and estimate the compensation cost Impacted by T200, and 35 trees will be 8,980,000 Kip of compensation was 4 Ms. Ma 22/3/2018 Chomephet On the process of payment cut estimated by the EDL Mr. Ton+Ms. Thong 4,488,000 Kip of compensation was Already compensated on 5 22/3/2018 Chomephet Impacted by T202 and T203 En estimated by the EDL 22/3/2018 2,880,000 Kip of compensation was 6 Mr. Samai Sayalath 27/3/2018 Meuangmor Impacted by T210 On the process of payment estimated by the EDL Mr. Impacted by T205 and T206; and to cut 3 1,164,000 Kip of compensation was 7 kongsamouth+Ms. Chomekeo On the process of payment trees estimated by the EDL Kai 2,880,000 Kip of compensation was 8 Mr. Soum Meuangmor Residential land was impacted by T210 On the process of payment estimated by the EDL