Protocol Amending the Agreement on Government Procurement
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PROTOCOL AMENDING THE AGREEMENT ON GOVERNMENT PROCUREMENT PROTOCOLE PORTANT AMENDEMENT DE L'ACCORD SUR LES MARCHÉS PUBLICS PROTOCOLO POR EL QUE SE MODIFICA EL ACUERDO SOBRE CONTRATACIÓN PÚBLICA WORLD TRADE ORGANIZATION ORGANISATION MONDIALE DU COMMERCE ORGANIZACIÓN MUNDIAL DEL COMERCIO Geneva 30 March 2012 - 1 - PROTOCOL AMENDING THE AGREEMENT ON GOVERNMENT PROCUREMENT The Parties to the Agreement on Government Procurement, done at Marrakesh on 15 April 1994, (hereinafter referred to as "the 1994 Agreement"), Having undertaken further negotiations pursuant to Article XXIV:7(b) and (c) of the 1994 Agreement; Hereby agree as follows: 1. The Preamble, Articles I through XXIV, and Appendices to the 1994 Agreement shall be deleted and replaced by the provisions as set forth in the Annex hereto. 2. This Protocol shall be open for acceptance by the Parties to the 1994 Agreement. 3. This Protocol shall enter into force for those Parties to the 1994 Agreement that have deposited their respective instruments of acceptance of this Protocol, on the 30th day following such deposit by two thirds of the Parties to the 1994 Agreement. Thereafter this Protocol shall enter into force for each Party to the 1994 Agreement which has deposited its instrument of acceptance of this Protocol, on the 30th day following the date of such deposit. 4. This Protocol shall be deposited with the Director-General of the WTO, who shall promptly furnish to each Party to the 1994 Agreement a certified true copy of this Protocol, and a notification of each acceptance thereof. 5. This Protocol shall be registered in accordance with the provisions of Article 102 of the Charter of the United Nations. Done at Geneva this 30th day of March two thousand and twelve in a single copy, in the English, French and Spanish languages, each text being authentic, except as otherwise specified with respect to the Appendices hereto. ― 1 ― - 3 - ANNEX TO THE PROTOCOL AMENDING THE AGREEMENT ON GOVERNMENT PROCUREMENT Preamble The Parties to this Agreement (hereinafter referred to as "the Parties"), Recognizing the need for an effective multilateral framework for government procurement, with a view to achieving greater liberalization and expansion of, and improving the framework for, the conduct of international trade; Recognizing that measures regarding government procurement should not be prepared, adopted or applied so as to afford protection to domestic suppliers, goods or services, or to discriminate among foreign suppliers, goods or services; Recognizing that the integrity and predictability of government procurement systems are integral to the efficient and effective management of public resources, the performance of the Parties' economies and the functioning of the multilateral trading system; Recognizing that the procedural commitments under this Agreement should be sufficiently flexible to accommodate the specific circumstances of each Party; Recognizing the need to take into account the development, financial and trade needs of developing countries, in particular the least developed countries; Recognizing the importance of transparent measures regarding government procurement, of carrying out procurements in a transparent and impartial manner and of avoiding conflicts of interest and corrupt practices, in accordance with applicable international instruments, such as the United Nations Convention Against Corruption; Recognizing the importance of using, and encouraging the use of, electronic means for procurement covered by this Agreement; Desiring to encourage acceptance of and accession to this Agreement by WTO Members not party to it; Hereby agree as follows: Article I Definitions For purposes of this Agreement: (a) commercial goods or services means goods or services of a type generally sold or offered for sale in the commercial marketplace to, and customarily purchased by, non-governmental buyers for non-governmental purposes; (b) Committee means the Committee on Government Procurement established by Article XXI:1; (c) construction service means a service that has as its objective the realization by whatever means of civil or building works, based on Division 51 of the United Nations Provisional Central Product Classification (CPC); ― 3 ― - 4 - (d) country includes any separate customs territory that is a Party to this Agreement. In the case of a separate customs territory that is a Party to this Agreement, where an expression in this Agreement is qualified by the term "national", such expression shall be read as pertaining to that customs territory, unless otherwise specified; (e) days means calendar days; (f) electronic auction means an iterative process that involves the use of electronic means for the presentation by suppliers of either new prices, or new values for quantifiable non-price elements of the tender related to the evaluation criteria, or both, resulting in a ranking or re-ranking of tenders; (g) in writing or written means any worded or numbered expression that can be read, reproduced and later communicated. It may include electronically transmitted and stored information; (h) limited tendering means a procurement method whereby the procuring entity contacts a supplier or suppliers of its choice; (i) measure means any law, regulation, procedure, administrative guidance or practice, or any action of a procuring entity relating to a covered procurement; (j) multi-use list means a list of suppliers that a procuring entity has determined satisfy the conditions for participation in that list, and that the procuring entity intends to use more than once; (k) notice of intended procurement means a notice published by a procuring entity inviting interested suppliers to submit a request for participation, a tender, or both; (l) offset means any condition or undertaking that encourages local development or improves a Party's balance-of-payments accounts, such as the use of domestic content, the licensing of technology, investment, counter-trade and similar action or requirement; (m) open tendering means a procurement method whereby all interested suppliers may submit a tender; (n) person means a natural person or a juridical person; (o) procuring entity means an entity covered under a Party's Annex 1, 2 or 3 to Appendix I; (p) qualified supplier means a supplier that a procuring entity recognizes as having satisfied the conditions for participation; (q) selective tendering means a procurement method whereby only qualified suppliers are invited by the procuring entity to submit a tender; (r) services includes construction services, unless otherwise specified; (s) standard means a document approved by a recognized body that provides for common and repeated use, rules, guidelines or characteristics for goods or services, or related processes and production methods, with which compliance is not mandatory. ― 4 ― - 5 - It may also include or deal exclusively with terminology, symbols, packaging, marking or labelling requirements as they apply to a good, service, process or production method; (t) supplier means a person or group of persons that provides or could provide goods or services; and (u) technical specification means a tendering requirement that: (i) lays down the characteristics of goods or services to be procured, including quality, performance, safety and dimensions, or the processes and methods for their production or provision; or (ii) addresses terminology, symbols, packaging, marking or labelling requirements, as they apply to a good or service. Article II Scope and Coverage Application of Agreement 1. This Agreement applies to any measure regarding covered procurement, whether or not it is conducted exclusively or partially by electronic means. 2. For the purposes of this Agreement, covered procurement means procurement for governmental purposes: (a) of goods, services, or any combination thereof: (i) as specified in each Party's annexes to Appendix I; and (ii) not procured with a view to commercial sale or resale, or for use in the production or supply of goods or services for commercial sale or resale; (b) by any contractual means, including: purchase; lease; and rental or hire purchase, with or without an option to buy; (c) for which the value, as estimated in accordance with paragraphs 6 through 8, equals or exceeds the relevant threshold specified in a Party's annexes to Appendix I, at the time of publication of a notice in accordance with Article VII; (d) by a procuring entity; and (e) that is not otherwise excluded from coverage in paragraph 3 or a Party's annexes to Appendix I. 3. Except where provided otherwise in a Party's annexes to Appendix I, this Agreement does not apply to: (a) the acquisition or rental of land, existing buildings or other immovable property or the rights thereon; ― 5 ― - 6 - (b) non-contractual agreements or any form of assistance that a Party provides, including cooperative agreements, grants, loans, equity infusions, guarantees and fiscal incentives; (c) the procurement or acquisition of fiscal agency or depository services, liquidation and management services for regulated financial institutions or services related to the sale, redemption and distribution of public debt, including loans and government bonds, notes and other securities; (d) public employment contracts; (e) procurement conducted: (i) for the specific purpose of providing international assistance, including development aid; (ii) under the particular procedure or condition of an international agreement relating to the stationing of troops or relating