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Determinants of Small-scale Fishermen’s Income on Oman’s Batinah Coast

OMAR AL JABRI, RAY COLLINS, XIMING SUN, ABDALLAH OMEZZINE, and RAKESH BELWAL

Introduction The Batinah Governorates1, North Acronyms used in this paper. and South, constitute the largest popu- MAF Ministry of Agriculture and The small-scale fi sheries sector in lated region in Oman and are home to MONE Ministry of National Economy R&D Research and Development the Sultanate of Oman is not only an about 28 percent of the national pop- FDC Fisheries Development Centre important source of for con- ulation (MONE, 2010). The Batinah OMR Omani Rial (1USD = OMR 0.3845)1 sumers, but it is also a major social coast comprises the northern coastal 1As listed by Central Intelligence Agency [US]. See https://www.cia.gov/library/publications/ and economic contributor to the Sul- strip along the Gulf of Oman and is the-world-factbook/geos/mu.html tanate. Almost 90 percent of Oman’s considered to be the main agricultural total marine fi shery production is region in Oman (Al-Oufi et al., 2000). provided by the small-scale fi sher- The coast runs for a distance of 270 communicate with the fi shermen and ies sector (MAF, 2010). For decades, km from “Khatmat al Malaha” in the to advise them. this sector has been the main suppli- north to As-Seeb, in the south. The This research required the collec- er of fi sh for Omani households and coastal plain ranges from 15 to 80 km tion of data from eight coastal Wilayat. exports. in width. There are more than 120 scattered vil- There are eight coastal Wilayat2 in lages along the Batinah coast distribut- Batinah, namely, Barka, Masana’a, Su- ed nonhomogeneously with respect to Omar Al-Jabri is Assistant Professor, Depart- waiq, Khabora, Saham, Sohar, Liwa, the number of fi shermen in each vil- ment of Natural Resource Economics, Sultan and Shinas (Fig. 1). Each Wilayat in lage (Al-Oufi , 1999). All of these vil- Qaboos University, P.O. Box 34 Al Khoudh, P.C. 123, Sultanate of Oman. Ray Collins Oman has a Fisheries Development lages are not “fi shing villages” in toto, is Professor of Agribusiness, University of Centre (FDC) under the Ministry of but fi shermen are mostly located in Queensland, Gatton Campus, Building 8117a, Agriculture and Fisheries (MAF). The villages along the shore, thereby form- Gatton, QLD 4343, Australia. Ximing Sun is Research Fellow, University of Queensland, FDC is responsible for agricultural ing communities of their own. Some Gatton Campus, Building 8117a, Gatton, QLD and fi sheries extension activities in the villages have a higher number of fi sh- 4343, Australia. Abdallah Omezzine is Profes- Wilayat by providing extension servic- ermen than others (Al-Oufi , 1999). sor and Vice Chancellor for Postgraduate Stud- ies and Research, University of Nizwa, P.O. es to farmers and fi shermen through About 28 percent of the country’s Box 33, PC 616, Berkat al Mouz, Sultanate extension agents who are trained to small-scale fi shermen ply their trade of Oman, and Rakesh Belwal (corresponding author) is Associate Professor, Faculty of Busi- along the Batinah coast. The number ness, Sohar University, P.O. Box 44, P.C. 311, 1In this paper, both Governorates will be re- of Omani small-scale fi shermen in Sultanate of Oman (mail: rbelwal@soharuni. ferred to as Batinah 2010 was estimated at 36,320 (MAF, edu.om). 2Wilayah is a State within the Governorate. The plural is Wilayat (see http://en.wikipedia.org/ 2010), with 66 percent working full- doi: dx.doi.org/10.7755/MFR.75.3.3 wiki/Wilayah) time in this profession (MAF, 2010).

ABSTRACT—The small-scale fi shing in- socioeconomic and demographic charac- come. Furthermore, socioeconomic and de- dustry of Oman is responsible for almost 90 teristics, and the nature of the relationship mographic characteristics also contributed percent of the total marine fi shery produc- with fi sheries extension services. signifi cantly in determining the fi shermen’s tion. It is also the main supplier of fi sh for In general, the Wilayat (local adminis- income level. The other important fi ndings Omani households. This study analyzes the trative units) failed to make any signifi cant were related to extension services. The factors that determine small-scale fi sher- impact on fi shermen’s income. The variable variables “Fishermen’s exchange of infor- men’s income on Oman’s Batinah Coast, “ inputs and catch,” such as in- mation and cooperation with the ministry” which has almost 30 percent of Oman’s creases in engine power, boat length, weekly and “Fishermen’s involvement in the exten- population and more than one-third of the catch, and number of weekly trips, positive- sion activities” were found to have positive small-scale fi shermen. We fi nd that fi sher- ly impacted fi shermen’s income while in- effects on fi shermen’s income levels. Capi- men’s income here can be explained broadly creases in weekly fi shing costs, number of talizing on these fi ndings could improve under four major blocks of variables: geo- crew members, and diffi culty in getting ice fi shermen’s incomes and their lives across graphical region, fi shing inputs and catch, had a signifi cantly negative effect on the in- the region, as well as nationally.

75(3) 21 which only a few fi shermen can afford, is shown in Figure 2. The drop in both income and landings is a serious con- cern to the fi shermen on the Batinah coast of the Sultanate and demands interventions for their sustainability. This paper explores factors that deter- mine fi shermen’s income and assesses their relative contribution in determin- ing fi shermen’s income. Based on the fi ndings and discussions, some policy implications are also put forward. Determinants of Small-scale Fishermen’s Income Previous studies of small-scale fi sh- ermen’s incomes elsewhere have been based on fi shing inputs as well as so- cioeconomic or demographic factors (Ocheiwo, 2004; Tzanatos et al., 2006; Agimass and Mekonnen, 2011). Stud- ies identifying factors that directly or indirectly relate to income can rarely be found in the case of Oman. These factors could be as diverse as the ap- plication of good fi shing practices, knowledge gained from extension ser- vices, or the geographic location of the fi shermen. Moreover, understanding the social, demographic, cultural, and economic situation in a particular area is crucial to fi sheries management and planning (Villareal, 2004). Availability of four-wheel drive trucks can improve effi ciency by providing good support during towing operations (Fig. 3). A review of relevant literature in- Figure 1.—Oman’s Batinah coast: the northern coastal strip along the Gulf of dicates that fi shermen’s income in a Oman. (Source: http://athaia.org/oman-map.html oman_relief.jpg). region is affected by a number of fac- tors. Such variations can arise for sev- eral reasons, such as the number of Statistical data (MAF, 2010) reveals to 2004, the number of fi shermen in- fi shermen in each region, the number that around 40 percent of Batinah fi sh- creased by almost 14 percent in the and distribution of the villages in each ermen reside in the southern Wilay- same period. This increase in the num- region, the sharing of the resources be- at of Barka, Masana’a, and Suwaiq, ber of fi shermen, combined with a de- tween regions, the nature of the seabed while the remaining 60 percent reside crease in fi sh landings added pressure in different regions, fi shing habits of in the northern Wilayat of Shinas, to both marine resources and fi sher- fi shermen, available fi sh species, off- Liwa, Sohar, Saham, and Khabora. men’s income. By fi shermen’s income shore distance to be travelled, market These fi shermen mainly depend on the we mean the income of a fi sherman infrastructure, consumer habits, equip- fi sh landings on the Batinah coast for who is the boat owner (not a crew ment used in fi shing, availability of their subsistence (Belwal et al., 2012). member), since the majority of the ice and fuel, activities of the exten- landings in the Batinah coast fi shermen on the Batinah coast own sion service departments, the age and formed 15 percent of the total na- small boats. Although the majority of experience of the fi shermen, the so- tional landings in 2010 (MAF, 2010). fi shermen on the Batinah coast have fi - cioeconomic conditions of fi shermen, While landings in the Al-Batinah re- berglass boats with a single outboard types and nature of preferred buy- gion dropped by 7% in 2010 compared engine, a typical two-engine boat, ers, and availability of market outlets

22 Marine Fisheries Review conditions, landing of fi sh, and de- mand for fi sh) cannot. Davis (2012) fi nds that fi shermen are constantly faced with making decisions where the fi nancial gain or loss is highly un- certain, such as the choice of species to fi sh, type of gear to use, and opti- mal fi shing location. His fi ndings in- dicate that there is some relationship between these decisions and fi sher- men’s income. According to Degen et al. (2010) this specialization acts as the more effective way of improving income. Fishermen’s control of these variables, termed innovative tactical behavior, helps them in maintaining income, although differences exist de- pending on scale and type of fi shing (Christensen and Raakjær, 2006). Figure 2.—A typical two-engine fi berglass boat used on the Batinah Coast. Furthermore, the role of demograph- ic and socioeconomic variables (i.e., age of fi shermen, literacy, relationship (Ocheiwo, 2004; Tzanatos et al., 2006; capital depreciation, and nonfi shing with crew, boat ownership, partner- Belwal et al., 2012). Alhabsi (2012) income (Inoni and Oyaide, 2007) and in other boats, income sharing, observes that the level of income of may not be relevant for Oman, e.g., and alternative sources of income) in the fi shermen on the Batinah coast of in the case of gender, where wom- determining income is important to Oman depends on the fi shing gear that en are not given licenses to work as explore. It is also important to explore they use and the region where they fi shermen. the relationship between fi shermen’s fi sh. According to her, the fi shermen Operations and outcomes of small- income and their participation in the who used beach seine and encircling scale fi shermen depend heavily on extension activities of the government. nets belonged to a higher income cat- factors that they can control, infl u- Although it has been observed that a egory than those who used lines and ence, and manage and also those that passive attitude towards participation traps. According to Alhabsi (2012), the they cannot. While some factors (i.e., among fi shermen’s groups reduces majority of the low income fi shermen how, when, and where to fi sh) can be the chances of success for fi sheries belonged to the Shinas and Liwa re- controlled, other factors (i.e., weather regulations, whether this applies vice gions of the Batinah coast. An understanding of the determi- nants of income can help in iden- tifying policies and practices for sustaining fi shermen’s livelihoods, and thereby in conserving the fi sh- ing communities. Positing variables (particularly regional ones), fi shing inputs and catch, socio-economic and demographic factors, and extension and R&D activities as the major de- terminants or independent factors, this study attempts to assess fi shermen’s income as the dependent variable. The study also assesses the relative contri- bution of these factors and subfactors in determining income. However, the variables affecting fi shing output or in- come can be as diverse as household size, the gender of fi sherman, fi shing experience, season, fi shing craft, labor, Figure 3.—Fishing inputs: use of truck in towing boats to and from the coast.

75(3) 23 Figure 4.—Conceptual framework: determinants of a fi sherman’s knowledge. versa has not been explored (Nielsen, was used to draw sample fi shermen, in Since the dependent variable (fi sher- 1992). The assumption here is that proportion to their distribution within men’s income) was dichotomous (high, good relationships between fi shermen Wilayat. low) and there were more than two in- and extension activities can lead to We observed “Fishermen’s Income” dependent variables involved, multiple improved fi shing practices, and there- as the key variable (dependent), which logistic regression4 was carried out to fore to greater incomes. The relation- was regressed on four independent assess the nature and extent of its re- ship with extension services optimizes groups of variables: geographical re- lationship with the independent vari- the dissemination of new technologies, gions, fi shing inputs and catch, socio- ables. Like other forms of regression management, decision making, or- economic and demographic variables, analysis, multiple logistic regression ganizational skills, and feedback and and the nature of the fi shermen’s rela- is used when the dependent variable is thereby increases yield and productiv- tionship with fi sheries extension ser- nominal and there is more than one in- ity (Ahmad et al., 2007). vices to understand the contribution dependent variable. of each group to fi shermen’s income. We followed a forward stepwise Methodology and Measures The overall conceptual framework is process of logistic regression analysis In proportion to the overall popula- shown in Figure 4, which has been for the estimation of alternative mod- tion of fi shermen on the Batinah coast, used to develop and test a model for els. Under this approach, an individu- a sample of 510, representing approxi- determining the income in this study. al variable or groups of variables are mately 5 percent of the fi shermen, added in a sequential manner to devel- was drawn for collecting data. To en- op the model, and the validity of the sampling procedure then proceeds using a non- sure a medium to high response rate, random selection mechanism until the desired 4Like other forms of regression analysis, mul- a quota-cum-convenience sampling3 number of completed interviews is obtained. tiple logistic regression is used when the de- We used a convenience sampling approach as a pendent variable is nominal and there are more 3The basic idea of quota sampling is to set a tar- mechanism to select the respondents (See http:// than one independent variables (see http://udel. get number of completed interviews with spe- srmo.sagepub.com/view/encyclopedia-of-sur- edu/~mcdonald/statlogistic.html for a better cifi c subgroups of the population of interest. The vey-research-methods/n431.xml). understanding).

24 Marine Fisheries Review Table 1.—Groups of variables for logistic regression. the mean of the dependent variable Block 2: Block 3: for a given level to the overall mean Block 1: Fishing inputs Socioeconomic Block 4: Regions and catch and demographic Extension and R&D of the dependent variable without any need for specifying a reference level. Wilayat (Shinas, Engine power Income sharing with crew Fishermen’s exchange of Masana’a, Suwaiq, Boat length Ownership of boat information and cooperation with Hence, to fi t models with categorical Khabora, Barka Total weekly fi shing cost Partnership in other boat (s) extension agents (Factor A1) independent variables, we can com- Sohar, and Saham) Fishing trips per week Fisherman’s age Diffi culty in obtaining fuel Literacy level of fi shermen Fishermen’s involvement in the pare how much better (or worse) each Diffi culty in obtaining ice Relationship with crew extension activities (Factor A2) Avg. weekly catch Alternative source of income category is from the average effect. Number of crew For instance, if the variable “Geo- Use of fi berglass boat graphic region” has four categories A, B, C, and D, each coeffi cient would refl ect the minus or plus effect of liv- ing in a certain region, as compared added variables is ascertained in terms “low” and vice-versa. This newly de- with the overall effect which can be of signifi cant improvement of the fi t. rived dichotomous variable was re- regarded as the average of the effects Although stepwise regression is con- gressed against different independent of living in the various regions. These sidered as a good exploratory research variable blocks as expressed in the procedures are called deviation con- tool, it does not necessarily produce next section. trasts (Hendrickx, 1999; Nichols7). the best model if predictors are repeti- Block 2 contains the group of vari- tive (Judd et al., 2008) or might pro- Measuring Independent (grouped) ables representing fi shing inputs and duce biased regression coeffi cients or Variables catch. Fishing activities of a fi sher- a high R-squared value (Tibshirani, As mentioned, operations and out- man depend directly on factors such as 1996). comes of small-scale fi shermen de- boat, gear, and inputs that he possess- Since logistic regression allows pend heavily on factors that they can es. Operationalization and measure- prediction of the probability of the control, infl uence, and manage. This ment of these groups of variables are nominal variable using the odds ra- research considers boat length and refl ected in Table 2. Block 3 contains tio, we also predicted the likelihood size, engine power, crew numbers, variables describing the fi shermen’s of fi shermen’s income being high or number of trips, amount of catch, gear socioeconomic and demographic char- low with an increase or decrease in a used, and operating costs as factors acteristics. particular independent variable. The that can be controlled by fi shermen Block 4 includes two variables (or following two sections explain the and which could affect their income. factors) pertaining to the fi shermen’s operationalization of the dependent Furthermore, the research also ex- relationship with extension activities, and independent variables used in this plores the role of demographic and extracted using factor-analysis. Field research. socioeconomic variables (income shar- (2005) mentions that factor analysis reduces a dataset to a more manage- Measuring the Dependent Variable ing, boat ownership, partnership in other boats, age of fi sherman, literacy, able size, by retaining as much of the In this study, the dependent variable relationship with crew, and alterna- original information as possible, which fi shermen’s income was operational- tive sources of income) in determining helps in understanding the structure of ized as a binary variable having values income. data. Additionally, factor analysis is 0 or 1 to represent the income level As indicated in Table 1, Block 1 used to overcome the problems of col- as low and high, respectively. Annual contains a single variable, “Wilayat,” linearity in regression (Field, 2005). income equal to or below OMR 800 which represents seven5 regions on the Combining variables generates a sub- was assigned the 0 value, while an in- Batinah coast. The variable “Wilayat” set of uncorrelated factors that can be 8 come above OMR 800 was assigned was a categorical variable having 7 used as a new variable in regression. the value of 1. This was mainly done categories (levels) and was coded us- Since constructs like “fi shermen’s in order to reduce biases, over or un- ing 6 (7 minus 1) dummy variables relationship with extension activities” derstatements of income, and also in by the deviation contrast coding sys- are highly generalized, multiple mea- recognition of the fact that fi shermen tem.6 This coding system compares sures of these variables in statement are unlikely to keep records of their in- forms (items) were used, and these 5The respondents from Liwa being few (7) and come. This cut-off point of OMR 800 keeping in view the proximity between Liwa was chosen as an amount close to the and Shinas, the data were merged for the pur- 7Nichols, D. P. 1997. What kind of contrasts are pose of analysis and are represented as Shinas there? From SPSS Keywords 63 (avail. at http:// average estimated income of the fi sh- data. www.ats.ucla.edu/stat/SPSS/library/contrast. ermen on the Batinah coast, which 6A categorical variable of K categories is usually htm). was estimated from the collected data. entered in a regression analysis as a sequence of 8Batt (2004), for instance, used factor analysis K-1 variables, e.g., as a sequence of K-1 dummy to measure trust between growers and market Thus, a recorded annual income above variables (see http://www.ats.ucla.edu/stat/r/li- agents. He then regressed factor scores against OMR 800 was said to be “high” or brary/contrast_coding.htm). the (trust) variable created from factor analysis.

75(3) 25 Table 2.—Operationalization of variables.

Block 1: Block 2: Block 3: Block 4: Regions Fishing inputs and catch Socioeconomic and demographic Extension and R&D

Which region of Al Batinah What is the power of your engine? Do you keep income in-house instead Do the representatives from the Ministry do you belong to? of sharing with the crew (if they are of Agriculture and Fisheries keep you (Shinas, Masana’a, What is the length of your boat? relatives)? informed with new information on Suwaiq, Khabora, decisions taken regarding fi shing? Barka Sohar and Saham) How must is your total weekly fi shing Are you the owner of the boat? cost? Are the government agencies quick in Are you a partner in another fi shing boat? handling your complaints? How many trips per week do you make? What is your age? Do you often exchange information Is it diffi cult to obtain fuel? regarding markets, marketing, and Can you read and write? problems associated with the fi shery Is it diffi cult to obtain ice? sector with representatives from the Are the crew your relatives? Ministry of Agriculture and Fisheries? What is your average weekly catch? Do you have another job or source of Do you have a very strong relationship How many crew members usually attend income? with extension agents in your region? a fi shing tour? Are you strongly involved in decisions Is the boat made of fi berglass? taken in research and development related to the fi shery sector?

Do you always follow the advice of the extension agents?

Table 3.—Result of relationship with the MAF factor analysis (n = 379). fl ation Factor (VIF). Since logistic ®9 Factors Factor loading regression in SPSS does not have the

Factor A1 option to test for the VIF, it was done Fishermen’s exchange of information and cooperation with the MAF by repeating the analysis using linear Do the representatives from the Ministry of Agriculture and Fisheries keep you informed regression and the VIF test (Field and with new information on decisions taken regarding fi shing? 0.814 Are the government agencies quick in handling your complaints? 0.780 Mill, 2010). Table 5 illustrates toler- Do you often exchange information regarding markets, marketing and problems associated ance and VIF values of the variables with the fi shery sector with representatives from the Ministry of Agriculture and Fisheries? 0.637 in the fi nal model. Since all VIF values Factor A2 were less than 10 with the average VIF Fishermen’s involvement in the extension activities of the MAF Do you have a very strong relationship with extension agents in your region? 0.800 (1.868) not substantially greater than Are you strongly involved in decisions taken in research and development related to the 1 (Field and Mill, 2010) and all toler- fi shery sector? 0.432 ance statistics were above 0.2 (Field Do you always follow the advice of the extension agents? 0.869 and Mill, 2010), no concern regarding multi-collinearity was observed. Findings and Analyses were rated by the respondents on an plained 18.508 percent of the variance Responses from a total of 379 fi sh- attitude measurement scale. Using (Table 4). Added together, both factors ermen were used after questionnaires principal components analysis with explained 58.134 percent of the vari- that were either incomplete or unreli- varimax rotation of selected items, 2 ance in the sample. able were rejected. This fi gure of 379 multi-item factors (having an Eigen- represents 3.94 percent of the fi sher- value greater than 1) were identifi ed: Checking Assumptions men on the Batinah Coast, with an ex- “fi shermen’s exchange of information of Logistic Regression pected error level of 4.8 percent and and cooperation with the MAF”–Fac- The multiple logistic regression a confi dence level of 95 percent. Al- tor A1 and “Fishermen’s involvement model was fi rst checked for outliers by together, a total response rate of 75.6 in the extension activities of the examining the standardized residuals, percent was secured. MAF”–Factor A2 (Table 3). against a condition that no more than 5 Factor A1 explains the cooperation percent of the cases should have abso- Contribution of Geographical between fi shermen and the extension lute values above 2, and no more than Locations service agents in terms of the ex- 1 percent should have absolute values Table 6 summarizes the results of change of information and handling of above 2.5, and any case with a value the goodness-of-fi t tests for Block 1. complaints. On the other hand, Factor above 3 could be an outlier (Field, Entering the regions in the fi rst block A2 explains the degree of involvement 2005). Consequently, three cases that signifi cantly (p<0.05) improved the between fi shermen and extension ac- did not meet these conditions were tivities. The results of the factor analy- omitted from the analysis. 9Mention of trade names or commercial fi rms sis revealed that Factor A1 explained The model was also tested for multi- does not imply endorsement by the National 39.626 percent, while Factor A2 ex- collinearity through the Variance In- Marine Fisheries Service, NOAA

26 Marine Fisheries Review Table 4.—Eigenvalue and percentage of variance of each factor (relationship with the MAF). nifi cantly differ from the observed Initial Eigenvalues data. The model, with the addition of

Component Total % of variance Cumulative % fi shing inputs and catch variables, im- proved the classifi cation with a correct Exchange of information and cooperation with the MAF (Factor A1) 2.378 39.626 39.626 prediction of 126 cases (85.1 percent), Strongly involved with the MAF (Factor A2) 1.110 18.508 58.134 i.e., 77 cases as high income and 49 cases as low income). The outcome thus provided an improved model. regression model, with the model culates the Chi-squared statistics us- Contribution of Socioeconomic Chi-squared value of 19.8 for Block ing a corrective procedure (Archer and and Demographic Variables 1 and R2 value of 0.09. R2 is an indi- Lemeshow, 2006). In stepwise logistic cator of the percentage of variance in regression, the modal accuracy can be The addition of variables describ- the dependent variable explained by assessed at each step by the percent- ing the fi shermen’s socioeconomic and the model. Thus, “region” as the geo- age of correctly classifi ed observations demographic characteristics (Block graphical variable in Block 1 explains which reveal the model’s ability to cor- 3) improved the model signifi cantly 9 percent of the variance in fi sher- rectly classify a particular percentage (p<0.001) with a Chi-square of 132.7. men’s income levels. The Hosmer and of cases.10 By the inclusion of geo- Table 8 summarizes the results of the Lemeshow’s (H-L) goodness-of-fi t test graphical regions in the fi rst step, the goodness-of-fi t tests for Block 3 indi- was not signifi cant at 5 percent, which model correctly classifi ed 68.2 percent cating that the model R2 rose to 0.66. indicates that the model does not sig- of the cases (i.e., 101 cases) into their Thus socioeconomic and demograph- nifi cantly differ from the observed correct income level (70 cases as high ic characteristics explain 13 percent data and predicts the real-world data income and 31 cases as low income). (0.66-0.53 = 0.13) of the variance in reasonably well (Field, 2005). fi shermen’s income level. The H-L Contribution of Fishing In both the chi-squared and the H-L goodness-of-fi t test was not signifi cant Inputs and Catch Variables goodness of fi t test, if the test statistic (p >0.05), indicating that the model is not signifi cant then the model repre- Fishing inputs and catch in Block does not signifi cantly differ from the sents an adequate fi t, implying that the 2 signifi cantly improved the model observed data. The inclusion of socio- model predictions are not signifi cantly (p<0.001) with a Chi-square of 106.1. economic and demographic variables different from observed values. How- Table 7 examines the goodness-of-fi t further improved the classifi cation to ever, once some continuous variables for Block 2. After entering the variable 87.8 percent of the correctly identifi ed are incorporated into a logistic regres- fi shing inputs and catch, the R2 value cases (79 high income cases, and 51 sion model, Pearson’s chi-squared test increased from 0.09 to 0.53. Thus the low income cases). fi shing input and catch group of vari- is not effective. To avoid this potential Extension Service Contributions error, the H-L test is used, which cal- ables explain 44 percent (0.53-0.09 = 0.44) of the variance in the fi shermen’s Block 4 includes the variables de- income level. The H-L goodness-of-fi t scribing the relationship with the ex- Table 5.—VIF and tolerance values. test was not signifi cant (p>0.05) in- tension service. With Block 4 variables Collinearity statistics dicating that the model does not sig- added, the model is now complete with Variable Tolerance VIF signifi cance at p<0.001. Table 9 sum- Barka 0.507 1.972 10See http://en.wikipedia.org/wiki/Logistic_regression. Masana’a 0.475 2.105 marizes the results of the goodness- Suwaiq 0.390 2.565 Khabora 0.430 2.325 Shinas 0.388 2.575 Sohar 0.584 1.713 Table 6.—Goodness-of-fi t tests of logistic regression model for Block 1. Saham 0.495 2.020 Engine power 0.271 3.689 Omnibus tests of Hosmer & Boat length 0.266 3.763 model coeffi cients Lemeshow test Cases correctly predicted (%) Weekly trip cost 0.588 1.700 (High/Low income) 2 2 2 2 Total trips per week 0.633 1.579 Block χ df Signifi cance R Block R χ df Signifi cance N = 148 Is it diffi cult to obtain fuel? 0.704 1.420 68.2 Is it diffi cult to obtain ice? 0.836 1.197 -18 Avg. weekly catch 0.772 1.295 Regions 19.8 6 0.003 0.099 0.099 3.58e 5 1.00 (H: 70, L: 31) Number of crew 0.714 1.400 Use of fi berglass boat 0.522 1.917 Income sharing with crew 0.782 1.278 Table 7.—Goodness-of-fi t tests of logistic regression model for Block 2. Ownership of boat 0.702 1.424 Partnership in other boat(s) 0.709 1.410 Omnibus tests of Hosmer & Fisherman’s age 0.458 2.185 model coeffi cients Lemeshow test Cases correctly predicted (%) Literacy level of fi shermen 0.525 1.905 (High/Low income) Relationship with the crew 0.655 1.528 Block χ2 df Signifi cance R2 Block R2 χ2 df Signifi cance N = 148 Alternative source of income 0.791 1.265 Exchange of information and Fishing cooperation with MAF (Factor A1) 0.731 1.367 Input and 85.1 Strongly involved with MAF (Factor A2) 0.794 1.260 Catch 106.1 15 0.000 0.531 0.432 2.203 8 0.691 (H: 77, L: 49)

75(3) 27 Table 8.—Goodness-of-fi t tests for logistic regression model for Block 3. is signifi cant at a 5% level of signifi - Omnibus tests of Hosmer & cance. The relationships and signifi - model coeffi cients Lemeshow test Cases correctly predicted (%) (High/Low income) cance for other variables and sub Block χ2 df Signifi cance R2 Block R2 χ2 df Signifi cance N = 148 factors can be similarly interpreted. Socio- The value of exp-b, also known as economic and Demo- 87.8 the Odd Ratio (OR) is an indicator of graphic 132.7 22 0.000 0.664 0.133 3.831 8 0.872 (H: 79, L: 51) the change in the amount of the pre- dicted log odds of the dependent vari- able that would be predicted by a one Table 9.—Goodness-of-fi t tests for logistic regression model for Block 4. unit increase (or decrease) in the pre-

Omnibus tests of Hosmer & dictor, holding all other predictors model coeffi cients Lemeshow test Cases correctly predicted (%) constant. A positive coeffi cient value (High/Low income) Block χ2 df Signifi cance R2 Block R2 χ2 df Signifi cance N = 148 indicates an increase in the predicted

Relation- log odds of the dependent variable and ship with 92.6 vice versa. extension 152.6 24 0.000 0.7637 0.0995 1.762 8 0.987 (H: 84, L: 53) The odds of an event are defi ned as the probability of its occurrence divided by the probability of its non- of-fi t tests for Block 4 indicating that impact on income. For example, if occurrence (Field, 2005). The value adding Block 4 variables increased the we examine the independent variable of exp-b (Odd Ratio) is interpreted model R2 to 0.76. Thus, these vari- “Fishing input and catch” in Table 10, in terms of the change in odds. So, if ables were able to explain a further 10 the sign of the B value (-3.743) indi- the value is greater than 1, this indi- percent (0.76-0.66 = 0.10) of the vari- cates a negative relationship between cates that as the predictor increases, ance in fi shermen’s income. The H-L “Fisherman’s income” and “Diffi culty the odds in favor of the occurrence of goodness-of-fi t test was not signifi cant in obtaining ice.” At the same time, the an outcome increases. For example, (p>0.05), indicating that the fi nal mod- Wald statistics (4.382) and its signifi - as an independent variable, say en- el does not signifi cantly differ from the cance (0.036 which is less than 0.05 gine-power, increases, the chances of observed data. The addition of these or 5%) indicate that the relationship an increase in the dependent variable, variables improved the model’s classi-

fi cation to 92.6 percent of the correctly Table 10.—Results of logistic regression of level of income (dependent variable). identifi ed cases (84 high income cases 2 Groups of and 53 low income cases). The fi nal R predictors Predictor B S.E. Wald Sig. exp b (OR)1

of the model was 0.76, which means Region Wilayat 5.342 0.501 that all variables included in the model Shinas -0.153 1.573 0.009 0.923 0.858 Masana’a -3.301 1.739 3.602 0.058 0.037 explained 76.4 percent of the variance Suwaiq 2.315 1.509 2.354 0.125 10.120 in the fi shermen’s income. Khabora -1.268 1.010 1.576 0.209 0.281 Barka 1.107 1.259 0.773 0.379 3.026 Sohar 2.306 1.740 1.755 0.185 10.030 Individual Variables Affecting Saham -1.005 1.214 0.686 0.408 0.366 Income and Their Implication Fishing input and catch Engine power 0.110 0.062 3.128 0.077 1.116 Boat length 1.190 0.479 6.176 0.013 3.287 Having identifi ed the major deter- Total weekly fi shing cost -0.051 0.018 8.103 0.004 0.951 minants as factors and subfactors, the Fishing trips per week 1.119 0.387 8.368 0.004 3.063 Diffi culty in obtaining fuel 0.083 1.323 0.004 0.950 1.086 analyses in this section reveal the sig- Diffi culty in obtaining ice -3.743 1.788 4.382 0.036 0.024 nifi cance of individual variables on Average weekly catch 20.660 8.108 6.489 0.011 9.3x108 Number of crew -1.624 0.781 4.325 0.038 0.197 fi shermen’s income, particularly the Use of fi berglass boat 5.648 2.262 6.231 0.013 283.600 Socio-economic likelihood of an effect of a unit change and demographic Income sharing with crew -15.118 5.993 6.363 0.012 0.000 in an individual variable on a fi sher- Ownership of boat -1.846 1.617 1.303 0.254 0.158 Partnership in other boat (s) 2.982 1.250 5.687 0.017 19.720 man’s income. Table 10 illustrates the Fisherman’s age 0.139 0.058 5.692 0.017 1.149 coeffi cient estimates of the logistic re- Literacy level of Fishermen 1.596 1.747 0.834 0.361 4.932 Relationship with the crew 2.164 2.218 0.952 0.329 8.706 gression model. The coeffi cients of the Alternative source of income 1.244 1.503 0.685 0.408 3.470 predictors are in the column labeled B. Relationship with Extension Service Exchange of information and The Wald statistic determines whether cooperation with MAF (Factor A1) 3.888 1.516 6.576 0.010 48.830 Strongly involved with the B-coeffi cient for the predictor or MAF (Factor A2) 2.168 0.805 7.245 0.007 8.737 variable is signifi cantly different from zero. When found signifi cantly differ- Constant -45.660 13.949 10.710 0.001 0.000 ent from zero, it is possible to assume N = 148 (Groups A and B) that the predictor had a signifi cant 1exp b is known as the Odd Ratio (OR).

28 Marine Fisheries Review say income, becomes higher. Alterna- in the low-income category). However, fi berglass boats (Table 10). It is impor- tively, a value less than 1 indicates that the interpretation for an odds ratio less tant to note that the diffi culty in getting as the predictor increases, the odds of than one can be made differently. For ice is signifi cant for predicting being in the occurrence of an outcome decreas- example, an odds ratio of 0.197 for the low income category. This is an im- es (Hutcheson and Sofroniou, 1999; the number of crew members indi- portant fi nding because with an Odds Field, 2005). The exact interpretation cates that a unit increase in the num- Ratio of 0.024, diffi culty in getting ice of Odds Ratio is explained below in ber of crew members in a boat reduces reduces the odds of a fi sherman being the section “Fishing Inputs and Catch the odds of the fi shermen being in the in the high-income category by 97.6% Variables.” high-income category by almost 80 (or the availability of ice increases percent (1 minus 0.197 *100 percent). odds of a fi sherman being in the high- Geographical location Previous research reveals the aver- income category by 97.6%). A very The “Wilayat” had no signifi cant ef- age number of crew on the Batinah high odds ratio for the use of fi berglass fect on the fi shermen’s income level coast to be two fi shermen per boat boats (283.6) indicates the potential of (as signifi cance (sig.) value p>0.05). (MAF11). This may be true as the fi sh- economies of scale obtained by using Only Masana’a was found to have a ing boats are small and an increase in advanced technology. near signifi cant effect in predicting the crew size might cause ineffi ciencies fi shermen’s income level at p<0.05. As (i.e., reduced space to store the catch) Socioeconomic and Demographic shown in Table 10, the odds of being or may cause some coordination prob- Variables in the high-income category decrease lems. Thus, this suggests that an in- Socioeconomic and demographic for a fi sherman from Masana’a (OR: crease in the number of crew per boat characteristics also contribute sig- 0.037), as compared to the grand mean in Batinah leads to negative marginal nifi cantly to determining fi shermen’s of all regions (a decrease of 96 per- returns for the small-scale fi shermen. income level. Out of seven socioeco- cent). Therefore, being a fi sherman in Therefore, any increase in the number nomic and demographic variables, other Wilayat neither increases nor de- of fi shermen may result in a decrease three were found to be signifi cant. Two creases the odds of being in the high- in output, and hence, income (Can- of them increased the odds of fi sher- income category. This was contrary to bäck et al., 2006). This means income men being in the high-income cat- the fi ndings of Alhabsi (2012) which accruing to each fi shermen declines egory. These were 1) being a partner reported regional disparities affecting because the revenues have to be shared in another boat (OR: 19.7) and 2) age fi shermen’s output and income on the by more people. (OR: 1.14). These results might indi- Batinah coast. Conversely, the results also suggest cate that partnership in another boat that fi shermen might be in a disec- and fi shermen’s experience, particu- Fishing Inputs and Catch Variables onomy of scale situation, which can larly refl ected by age, increase fi sher- As shown in Table 10, all variables be turned around by offering bigger men’s income. related to fi shing inputs and catch sig- boats or other productive technologies. In contrast, fi shermen who were not nifi cantly predict the fi shermen’s in- Diseconomies of scale refer to the in- sharing income with the crew had de- come levels. An odds ratio of 1.116 creased per unit cost with an increase creased odds of belonging to the high- (alternatively, 1.116:1) 116:1 for en- in output. In this situation, the aver- income category (B = -15.118 and gine power indicates that with a unit age cost in the long run increases by a OR = 0.000). Fishermen who could increase in engine power, a fi sherman greater amount and is not proportional not afford to pay wages to crew mem- is 1.12 times more likely to be in the to the increase in the input (Canbäck bers were more likely to belong to the high-income category than the low-in- et al., 2006). The positive odds ratio low-income category. This simply hap- come category. An odds ratio of 3.29 for boat length (3.29) discussed above pened because they had a low income for boat length indicates that a fi sher- supports these initial propositions and and could not share it with the crew man with a boat one foot longer than it appears that use of a larger boat is member, who most of the time hap- average is 3.3 times more likely to be more likely to lead to greater incomes. pens to be a family member or a rela- in the high-income category than in Results also suggest that there are in- tive. Alternatively, those who could the low-income category. effi ciencies in terms of cost and num- have afforded to pay, but did not share Similarly, for a fi sherman, the odds ber of crew. with the crew member, used it in meet- of being in the high-income catego- Alternatively, odds ratios indicate ing household expenses, rather than ry go up considerably for every ton that this economy of scale proposition reinvesting it back into the business. increase in his weekly catch (OR: also applies to other fi shing inputs as Extension Services 9.3x108) Similarly, a unit increase in well, e.g., availability of ice and use of the number of weekly trips also in- An important fi nding was the sig- creases the fi sherman’s odds of being 11MAF. 2002. MAF Oman study. A socioeco- nifi cance of the relationship between nomic study of artisanal fi shermen in the Sul- in the high-income category (approxi- tanate of Oman. Arabic. Minist. Agric. Fish., fi shermen’s income and their being mately three times more than his being Muscat, Oman, unpubl. rep. 44. involved in MAF extension activities.

75(3) 29 the fi sheries extension service could play a positive role in encouraging improved supply-chain management practices and their uptake. This fi nd- ing could lead to better extension policies and strategies for improving fi shermen’s income. Fishermen’s income is important to the sustainability of the fi shing sec- tor in Oman. The above fi ndings in- dicate how different groups of factors can infl uence the fi shermen’s income. However, all the factors are not con- trollable or are controllable only to a certain extent. Oman needs to con- sider different alternatives to improve fi shermen’s income and the plight Figure 5.—Fishermen utilize shrubs and logs as artifi cial reefs to attract fi sh. of the fi shing communities. Fac- ing similar economic and ecological pressures, communities throughout the world are looking for alternative Results revealed that 10 percent of the 6). Having a strong relationship with sources of income, e.g., creating cul- fi shermen’s income was explained by extension agents, being involved in tural tourism, establishment of eco having good relationships and open R&D, and following the advice of hatcheries and (Gupta and communication with extension ser- extension agents were strong predic- Pandit, 2007; Jones, 2009). Degen et vices. Therefore, fi shermen who have tors of fi shermen having positive re- al. (2010) mention how fi shermen can a weak relationship and poor com- lationships with their buyers. These improve their income with two possi- munication with the extension ser- fi ndings suggest that fi shermen who ble types of diversifi cation: earner di- vice could improve their operations have positive relations with the ex- versifi cation, where the fi sherman has and fi nancial outcomes by strength- tension service were also doing another income, and activity diversi- ening their relationships and commu- better in the market through their fi cation, where someone else in the nication with the service. Interactions relationships with buyers. Therefore, household has an income. with extension personnel lead to bet- ter knowledge of fi shing areas, par- ticularly the places where artifi cial reefs have been planted, awareness of better tools and technology, fi nancial schemes of the government and the development banks, and in realizing some promising opportunities. A lack of such knowledge forces fi shermen to devise their own methods to attract fi sh (e.g., use of shrubs and logs) (Fig. 5). Results also showed that the odds of fi shermen being in the high-income category increase manifoldly (ap- proximately 8 times as revealed by an odds ratio of 8.737) with an increase in “Fishermen’s involvement in the ex- tension activities of the MAF.” Good relations with the extension agents, involvement in R&D, the ex- change of useful information, and the good service of the extension service signifi cantly predicted being in the high-income category (Fig. Figure 6.—Fishermen interacting with MAF offi cials in Liwa, Oman.

30 Marine Fisheries Review Conclusions, Policy about the number of crew and fi shing Al-Oufi , H. 1999. Social and economic factors infl uencing the emergence of collective ac- Implications, and Limitations costs indicate a situation of negative tion in a traditional fi shery of Oman: an em- marginal returns, which usually oc- Fishing has been an important pirical assessment of three coastal fi shing curs due to the ineffi ciencies associ- towns in south Al-Batinah. Univ. Hull, U.K., source of sustenance for fi shermen ated with the “diseconomies of scale” Ph.D. Thesis, 352 p. in Oman. In this study, we analyzed ______, E. McLean, and A. Palfreman. situation. 2000. Observations upon the Al-Batinah ar- the factors determining small-scale Since fi shermen’s inability to share tisanal fi shery, the Sultanate of Oman. Mar. fi shermen’s income on Oman’s Bati- Pol. 24(5):423–429. income with their crew predicts them nah Coast, which is home to almost Archer, K. J., and S. Lemeshow. 2006. to be in the low-income bracket, the Goodness-of-fit test for a logistic regression 30 percent of Oman’s population and situation potentially demands either model fitted using survey sample data. The almost 30 percent of the small-scale Stata J. 6(1):97–105. the expansion of fi shing tools and op- fi shermen. A proportional sample of Batt, P. J. 2004. Incorporating measures of sat- erations or a lookout for alternative isfaction, trust and power-dependence into an 510 fi shermen was drawn using quo- employment opportunities. These op- analysis of agribusiness supply chains. In G. ta-cum-convenience sampling. Fish- I. Johnson and P. J. Hofman (Editors), Agri- portunities could be found in related product supply chain management in devel- ermen’s income as a dichotomous areas, e.g., artisanal fi sheries-related oping countries, p. 27–43. Australian Cent. variable was regressed using logistic Int. Agric. Res., Canberra, Australia. tourism activities, aquaculture proj- regression analysis over four indepen- Belwal, S., R. Belwal, and F. Al-Shizawi. 2012. ects, or they could be as diversifi ed Fishermen on the Batinah Coast in Oman. Int. dent factors, represented by four major as seeking alternative employment, at J. Asian Business Info. Manage. 3(1):29–49. blocks of variables: 1) geographical Canbäck, S., P. Samouel, and D. Price. 2006. least for some of their family mem- region, 2) fi shing inputs and catch, 3) Do diseconomies of scale impact fi rm size bers, who until now have been en- and performance? A theoretical and empirical socio-economic and demographic vari- gaged in unproductive fi shing. overview. J. Manage. Econ. 4(1):27–70. ables, and 4) the nature of the relation- Christensen, A., and J. Raakjær. 2006. Fisher- This does not seem unrealistic as men’s tactical and strategic decisions: a case ship with fi sheries extension services. fi shermen elsewhere have adapted to study of Danish demersal fi sheries. Fish. Res. These factors altogether accounted for changing economic and ecological 81:258–267. 76.4 percent of the variation in fi sher- Davis, M. E. 2012. Perceptions of occupational pressures with their culture and dig- risk by U.S. commercial fi shermen. Mar. Pol. men’s income levels in the fi nal model. nity still intact. The relationship be- 36:28–33. Contradicting some previous fi nd- Degen, A., J. Hoorweg, and B. C. C. Wangila. tween the extension service and the 2010. Fish traders in artisanal fi sheries ings, the analysis only supported the fi shermen and their involvement in on the Kenyan coast. J. Enterp. Commun. infl uence of geographic region in the the extension activities are important 4(4):296–311. determination of fi shermen’s income Field, A. P. 2005. Discovering statistics using for tapping such opportunities, as they SPSS: (and sex, drugs and rock ‘n’ roll) (2nd to a very limited extent. However, the make the fi shermen not only aware but ed.). Sage Publ., Thousand Oaks, Calif., 816 possibility of regional disparity cannot also competitive and entrepreneurial. p. be completely ruled out and further Field, A., and J. Mill. 2010. Discovering statis- The above fi ndings, however, are tics using SAS. Sage Publ., Lond., 752 p. studies focusing on individual differ- not free from limitations which main- Gupta, K., and C. Pandit. 2007. Importance of ences between regions affecting fi sh- fi shermen’s cooperatives. Econ. Polit. Weekly ly arise because of the use of logistic 42(10):825–827. ermen’s income can be undertaken. stepwise regression analysis and the Hendrickx, J. 1999. dm73: Using categorical While increase in engine power, boat interpretation of related coeffi cients, variables in Stata. Stata Tech. Bull. 52: 2–8. length, weekly catch, and numbers of Reprinted in Stata Tech. Bull. reprints, vol. 9, and the cross-sectional nature of the p. 51–59. Stata Press, Coll. Stat., Tex. weekly trips were found signifi cant in study, which precludes the drawing of Hutcheson, G., and N. Sofroniou. 1999. The predicting a higher income, increase in any defi nitive conclusions regarding multivariate social scientist. Sage Publ., weekly fi shing costs, number of crew Lond., 288 p. cause-and-effect relationships. De- Inoni O. E., and W. J. Oyaide. 2007. Socio- members, and diffi culty in getting ice spite these limitations, the results of economic analysis of artisanal fi shing in predicted a lower income. These fi nd- the south agro-ecological zone of Delta the study make several contributions state, Nigeria. Agric. Tropica Subtropica ings indicate the potential of aware- to our understanding of the determi- 40(4):135–149. ness and training that could help nants of fi shermen’s income. Jones, B. 2009. Teetering towards economic sus- fi shermen in optimizing their opera- tainability: alternatives for commercial fi sh- Literature Cited ermen. J. Ecol. Anthropol. 13(1):73–77. tions and earnings. Judd, C. M., G. H. McClelland, and C. S. Ryan. After examining the other fi ndings, Agimass, M., and A. Mekonnen. 2011. Low-in- 2008. Data analysis: a model comparison ap- it can be concluded that experience come fi shermen’s willingness-to-pay for fi sh- proach. 2nd ed., Routledge, N.Y., 344 p. eries watershed management: an application MAF. 2010. Annual Statistical Report. Sultanate plays an important role in determin- of choice experiment to Lake Tana, Ethiopia. of Oman, Minist. Agric. Fish. (MAF), Oman- ing fi shermen’s income in the Batinah Ecol. Econ. 71:162–170. 2010, 145 p. Ahmad, S., M. Jamal, A. Ikramullah, and Hi- MONE. 2010. General census, 2010. Minist. coast. Old and experienced fi shermen mayathullah. 2007. Role of extension Natl. Econ., Sultanate of Oman, 8 p. could help the younger ones in learn- services on the farm productivity of district Nielsen, J. R. 1992. Structural problems in the ing the time-tested skills specifi c to Swat. Sarhad J. Agric. 23(4):1265–1275. Danish fi shing industry: Institutional and Alhabsi, M. S. 2012. The fi sheries community of socio-economic factors as barriers to adjust- the region. The study also indicates the Albatinah region in Oman: a socio-economic ment. Mar. Pol. 16(5):349–359. need for crew management. The data overview. J. Fish. Sci.com. 6(3):215–223. Ochiewo, J. 2004. Changing fi sheries practices

75(3) 31 and their socioeconomic implications in Tzanatos E., E. Dimitriou, L. Papaharisis, Villareal, V. L. 2004. Guidelines on the col- South Coast Kenya. Ocean Coast. Manage. A. Roussi, S. Somarakis, and C. Koutsiko- lection of demographic and socioeconomic 47:389–408. poulos. 2006. Principal socio-economic information on fishing communities for Tibshirani, R. 1996. Regression shrinkage and characteristics of the Greek small-scale use in coastal and aquatic resources man- selection via the lasso. J. R. Stat. Soc., Ser. coastal fi shermen. Ocean Coast. Manage. agement. Food Agric. Organ., U.N., Rome, B 58:267–288. 49:511–527. 120 p.

32 Marine Fisheries Review