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Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (The “Manager”)
KPMG Inc 4 Christiaan Barnard Street, Cape Town City Centre, Cape Town, 8000, PO Box 4609, Cape Town, 8001, South Africa Telephone +27 (0)21 408 7000 Fax +27 (0)21 408 7100 Docex 102 Cape Town Web http://www.kpmg.co.za/ Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (the “Manager”) To the unitholders of Old Mutual Core Conservative Fund We have undertaken our limited assurance engagement to determine whether the attached Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ at 31 December 2020 (the “Schedule”) has been prepared in terms of the requirements of Regulation 28 of the Pension Funds Act of South Africa (the “Regulation”) for Old Mutual Core Conservative Fund (the “Portfolio”), as set out on pages 4 to 39. Our engagement arises from our appointment as auditor of the Old Mutual Unit Trust Managers (RF) (Pty) Ltd and is for the purpose of assisting the Portfolio’s unitholders to prepare the unitholder’s Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ in terms of the requirements of Regulation 28(8)(b)(i). The Responsibility of the Directors of the Manager The Directors of the Manager are responsible for the preparation of the Schedule in terms of the requirements of the Regulation, and for such internal control as the Manager determines is necessary to enable the preparation of the Schedule that is free from material misstatements, whether due to fraud or error. Our Independence and Quality Control We have complied with the independence and other ethical requirements of the Code of Professional Conduct for Registered Auditors issued by the Independent Regulatory Board for Auditors (IRBA Code), which is founded on fundamental principles of integrity, objectivity, professional competence and due care, confidentiality and professional behaviour. -
Summary of Investments by Type
COMMON INVESTMENT FUNDS Schedule of Investments September 30, 2017 SUMMARY OF INVESTMENTS BY TYPE Cost Market Value Fixed Income Investments $ $ Short-term investments 27,855,310 27,855,310 Bonds 173,219,241 174,637,768 Mortgage-backed securities 29,167,382 28,915,537 Emerging markets debt 9,619,817 11,462,971 Bank loans - high income fund 23,871,833 23,908,105 Total Fixed Income Investments 263,733,583 266,779,691 Equity-Type Investments Mutual funds Domestic 9,284,694 13,089,028 International 18,849,681 21,226,647 Common stocks Domestic 149,981,978 192,057,988 International 225,506,795 259,856,181 Total Equity-Type Investments 403,623,148 486,229,844 Alternative Investments Funds of hedge funds 38,264,990 46,646,700 Real estate trust fund 6,945,440 10,204,969 Total Alternatives Investments 45,210,430 56,851,669 TOTAL INVESTMENTS 712,567,160 809,861,204 Page 1 of 34 COMMON INVESTMENT FUNDS Schedule of Investments September 30, 2017 SUMMARY OF INVESTMENTS BY FUND Cost Market Value Fixed Income Fund $ $ Short-term investments 6,967,313 6,967,313 Bonds 140,024,544 141,525,710 Mortgage-backed securities 27,878,101 27,642,277 Emerging markets debt 9,619,817 11,462,971 Bank loans - high income fund 23,871,833 23,908,105 208,361,608 211,506,377 Domestic Core Equity Fund Short-term investments 4,856,385 4,856,385 Common stocks 131,222,585 167,989,561 Futures - 19,895 Private placement 4,150 4,150 136,083,120 172,869,991 Small Cap Equity Fund Short-term investments 2,123,629 2,123,629 Mutual funds 9,284,694 13,089,028 Common stocks 18,755,243 -
Ctbc Financial Holding Co., Ltd. and Subsidiaries
1 Stock Code:2891 CTBC FINANCIAL HOLDING CO., LTD. AND SUBSIDIARIES Consolidated Financial Statements With Independent Auditors’ Report For the Six Months Ended June 30, 2019 and 2018 Address: 27F and 29F, No.168, Jingmao 2nd Rd., Nangang Dist., Taipei City 115, Taiwan, R.O.C. Telephone: 886-2-3327-7777 The independent auditors’ report and the accompanying consolidated financial statements are the English translation of the Chinese version prepared and used in the Republic of China. If there is any conflict between, or any difference in the interpretation of the English and Chinese language independent auditors’ report and consolidated financial statements, the Chinese version shall prevail. 2 Table of contents Contents Page 1. Cover Page 1 2. Table of Contents 2 3. Independent Auditors’ Report 3 4. Consolidated Balance Sheets 4 5. Consolidated Statements of Comprehensive Income 5 6. Consolidated Statements of Changes in Stockholder’s Equity 6 7. Consolidated Statements of Cash Flows 7 8. Notes to the Consolidated Financial Statements (1) History and Organization 8 (2) Approval Date and Procedures of the Consolidated Financial Statements 8 (3) New Standards, Amendments and Interpretations adopted 9~12 (4) Summary of Significant Accounting Policies 12~39 (5) Primary Sources of Significant Accounting Judgments, Estimates and 40 Assumptions Uncertainty (6) Summary of Major Accounts 40~202 (7) Related-Party Transactions 203~215 (8) Pledged Assets 216 (9) Significant Contingent Liabilities and Unrecognized Contract 217~226 Commitment (10) Significant Catastrophic Losses 227 (11) Significant Subsequent Events 227 (12) Other 227~282 (13) Disclosures Required (a) Related information on significant transactions 283~287 (b) Related information on reinvestment 287~289 (c) Information on investment in Mainland China 289~290 (14) Segment Information 291 KPMG 11049 5 7 68 ( 101 ) Telephone + 886 (2) 8101 6666 台北市 信義路 段 號 樓 台北 大樓 68F., TAIPEI 101 TOWER, No. -
Chapter 2 Hon Hai/Foxconn: Which Way Forward ?
Chapter 2 Hon Hai/Foxconn: which way forward ? Gijsbert van Liemt 1 1. Introduction Hon Hai/Foxconn, the world's leading contract manufacturer, assembles consumer electronics products for well-known brand-names. It is also a supplier of parts and components and has strategic alliances with many other such suppliers. Despite its size (over a million employees; ranked 32 in the Fortune Global 500) and client base (Apple, HP, Sony, Nokia), remarkably little information is publicly available on the company. The company does not seek the limelight, a trait that it shares with many others operating in this industry. Quoted on the Taiwan stock exchange, Hon Hai Precision Industry (HHPI) functions as an ‘anchor company’ for a conglomerate of companies. 2 As the case may be, HHPI is the sole, the majority or a minority shareholder in these companies and has full, partial or no control at all. Many subsidiaries use the trade name Foxconn and that is why this chapter refers to the company as Hon Hai/Foxconn. Among its many subsidiaries and affiliates are Ambit Microsystems, Cybermart, FIH Mobile, Fu Taihua Industrial, Hong Fujin Precision and Premier Image. After a near hundredfold increase in sales in the first decade of this century Hon Hai/Foxconn's sales growth slowed down drastically. The company is facing several challenges: slowing demand growth in its core (electronics) business; a weakening link with Apple, its main customer; rising labour costs and a more assertive labour force in China, its main production location; and pressure from its shareholders. 1. Copyright 2015 Gijsbert van Liemt. -
Investment Manager Summary
Item No. 8: Annual Presentation by Los Angeles Capital Management – Emerging Markets Equity Manager (May 11, 2016, Regular Retirement Board Meeting) INVESTMENT MANAGER SUMMARY MANAGEMENT Firm Name Los Angeles Capital Management Manager Tenure with Fund 3.5 Years Investment Strategy/Vehicle Emerging Markets Equity Contract Expiration N/A ASSETS Total Firm AUM (03/31/2016) $19.3 Billion Total Firm Assets in Strategy (03/31/2016) $5.0 Billion Total Assets Managed for WPERP (03/31/2016) RP - $230.9 Million HP - $38.4 Million PERFORMANCE As of 03/31/2016 Calendar 1 Year 3 Year Inception Y-T-D LA Capital Emerging Markets (gross) 7.20% -10.73% -3.49% -1.29% LA Capital Emerging Markets (est. net) 7.03% -11.31% -4.09% -1.92% MSCI Emerging Markets IMI ND 5.04% -11.66% -4.27% -2.44% Difference (net of fees) 1.99% 0.35% 0.18% 0.52% FEES Schedule 65 bps on all assets WATCH STATUS N/A 8 PRESENTATION FOR LOS ANGELES DEPARTMENT OF WATER & POWER EMPLOYEES’ RETIREMENT PLAN AND RETIREE HEALTH BENEFITS FUND LACM Emerging Markets Fund L.P. May 2016 LEGAL DISCLOSURES This presentation is for general information purposes only and does not constitute an offer to sell, or a solicitation of an offer to buy, any security. Past performance is no guarantee of future results and diversification does not guarantee investment returns or eliminate the risk of loss. The strategies described herein have not been recommended by any Federal or State Securities Commission or regulatory authority. Furthermore, the foregoing authorities have not confirmed the accuracy or determined the adequacy of this presentation. -
Name Employer Affiliation Tue Wed IEEE 802.3
IEEE 802.3 - Attendance and Affiliation Sheet Page 1 San Francisco - July 2011 Name Employer Affiliation Mon Tue Wed Thu Credit Abbas, Ghani Ericsson AB Ericsson AB 1 1 1 1 4 Abbott, John Corning Inc. Corning Incorporated 1 1 1 1 4 Amleshi, Peerouz Molex Incorporated Molex Incorporated 1 0 1 0 2 Anderson, Jon Opnext, Inc. Opnext, Inc. 0 1 0 1 2 Anslow, Peter Ciena Corporation Ciena Corporation 1 1 1 1 4 Balasubramanian, Koussalya Cisco Systems, Inc. Cisco Systems, Inc. 1 0 0 0 1 Balasubramanian, Vittal FCI USA Inc. FCI USA LLC 1 1 1 0 3 Baldwin, Thananya ixia 1 1 1 1 4 Barnett, Barry IBM IBM 1 1 1 1 4 Barrass, Hugh Cisco Systems, Inc. Cisco Systems, Inc. 1 1 1 1 4 Beaudoin, Denis Texas Instruments Incorporated Texas Instruments Incorporated 1 1 1 1 4 Bennett, Michael Lawrence Berkeley National Lab Lawrence Berkeley National Lab 1 1 1 1 4 Bhatt, Vipul Lightwire, Inc. 1 1 1 1 4 Bhoja, Sudeep Broadcom Corporation 0 1 1 1 3 bliss, will Broadcom Corporation Broadcom Corporation 1 1 1 0 3 Breuer, Dirk Deutsche Telekom AG Deutsche Telekom AG 1 1 1 1 4 Brown, Matthew Applied Micro (AMCC) Applied Micro (AMCC) 1 1 1 1 4 Bugg, Mark Molex Incorporated 1 0 1 1 3 Busse, Robert Transition Networks, Inc. Transition Networks, Inc. 1 1 1 1 4 Carlson, Steve High-Speed Design Inc. High-Speed Design Inc. 1 1 1 1 4 Carroll, J. Martin Verizon Communications Verizon 1 1 1 1 4 Chadha, Mandeep Vitesse Semiconductor Corporation Vitesse Semiconductor Corporation 0 1 1 1 3 Chalupsky, David Intel Corporation Intel Corporation 0 1 1 1 3 Chang, Frank Vitesse Semiconductor Corporation Vitesse Semiconductor Corporation 0 1 1 1 3 Chantrell, Thomas Ortronics Legrand 1 1 1 0 3 Chen, Charles Cortina Cortina Systems 0 1 0 0 1 Chen, Chung-Jue Broadcom Corporation 0 1 1 1 3 Chou, Joseph Realtek Semiconductor Corp. -
Name Employer Affiliation Tue Wed IEEE 802.3
IEEE 802.3 - Attendance and Affiliation Sheet Page 1 Atlanta - November 2011 Name Employer Affiliation Mon Tue Wed Thu Credit Abbas, Ghani Ericsson AB Ericsson AB 1 1 1 1 4 Abbott, John Corning Incorporated Corning Incorporated 1 1 1 1 4 Alie, Stephen Cortina Systems Cortina Systems 1 1 1 1 4 Amleshi, Peerouz Molex Incorporated Molex Incorporated 0 1 1 1 3 Anderson, Jon Opnext, Inc. Opnext, Inc. 1 1 1 1 4 Anslow, Peter Ciena Corporation Ciena Corporation 1 1 1 1 4 Anstey, Mike Altera Corporation 1 1 1 1 4 Aslam, Hassaan Broadcom Corporation 1 1 1 0 3 Balasubramanian, Vittal FCI USA LLC FCI USA LLC 1 1 1 1 4 Baldwin, Thananya Ixia 0 1 1 1 3 Barnett, Barry IBM IBM 1 1 1 1 4 Barr, David Entropic Communications Entropic Communications 0 1 1 1 3 Barrass, Hugh Cisco Systems, Inc. Cisco Systems, Inc. 1 1 1 1 4 Bates, Stephen PMC-Sierra, Inc. 0 1 1 1 3 Beaudoin, Denis Texas Instruments Incorporated Texas Instruments Incorporated 1 1 1 1 4 Belopolsky, Yakov Self Employed Bel Stewart Connector 1 1 1 0 3 Bennett, Michael Lawrence Berkeley National Lab (LBNL) Lawrence Berkeley National Lab (LBNL) 1 1 1 1 4 Bernstein, Gary Leviton Manufacturing Co. 0 1 1 0 2 Bhatt, Vipul Lightwire, Inc. 1 1 1 1 4 Bhoja, Sudeep Broadcom Corporation 0 1 1 0 2 bliss, will Broadcom Corporation Broadcom Corporation 1 1 1 1 4 Bolig, Matthew NetLogic Microsystems 1 1 1 0 3 Booth, Brad Dell Dell 1 0 0 0 1 Boyce, Christina IEEE IEEE 1 0 0 0 1 Breuer, Dirk Deutsche Telekom AG Deutsche Telekom AG 1 1 1 1 4 Brown, Alan Aurora Networks Aurora Networks 1 1 1 1 4 Brown, Matthew Applied Micro (AMCC) Applied Micro (AMCC) 1 1 1 1 4 Bugg, Mark Molex Incorporated 1 1 1 1 4 IEEE 802.3 - Attendance and Affiliation Sheet Page 2 Atlanta - November 2011 Name Employer Affiliation Mon Tue Wed Thu Credit Busse, Robert Transition Networks, Inc. -
Chimei Innolux Corp. Form CB Filed 2012-09-04
SECURITIES AND EXCHANGE COMMISSION FORM CB Notification form filed in connection with certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons Filing Date: 2012-09-04 SEC Accession No. 0001486620-12-000015 (HTML Version on secdatabase.com) SUBJECT COMPANY Chimei Innolux Corp. Mailing Address Business Address NO. 160, KESYUE RD. NO. 160, KESYUE RD. CIK:1392387| IRS No.: 000000000 | State of Incorp.:D8 | Fiscal Year End: 1231 JHUNAN SCIENCE PARK JHUNAN SCIENCE PARK Type: CB | Act: 34 | File No.: 005-86971 | Film No.: 121069645 MIAOLI COUNTY 350 F5 MIAOLI COUNTY 350 F5 00000 00000 886-6-5051888 FILED BY Chimei Innolux Corp. Mailing Address Business Address NO. 160, KESYUE RD. NO. 160, KESYUE RD. CIK:1392387| IRS No.: 000000000 | State of Incorp.:D8 | Fiscal Year End: 1231 JHUNAN SCIENCE PARK JHUNAN SCIENCE PARK Type: CB MIAOLI COUNTY 350 F5 MIAOLI COUNTY 350 F5 00000 00000 886-6-5051888 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (AMENDMENT NO. ______) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) x Securities Act Rule 802 (Exchange Offer) o Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) o Exchange Act Rule 14d-1(c) (Third Party Tender o Offer) Exchange Act Rule 14e-2(d) (Subject Company o Response) Filed or submitted in paper if permitted by Regulation S-T Rule 101(b)(8) o Note: Regulation S-T Rule 101(b)(8) only permits the filing or submission of a Form CB in paper by a party that is not subject to the reporting requirements of Section 13 or 15(d) of the Exchange Act. -
Company Response Status and Score Company Response Status and Score
2017 Company response status and score Company response status and score Key to response status: AQ Answered questionnaire AQ (NP) Answered questionnaire but response not made public AQ (SA) Company is either a subsidiary or has merged during the reporting process; see Company in parenthesis for further information AQ (L) Answered questionnaire after submission deadline DP Declined to participate NR No response RV Responded voluntarily 1 Score levels: The levels build consecutively from Disclosure to Leadership. A threshold of 75% in a lower level has to be passed before a company is scored for the next level. For more information, please see our Introduction to Scoring. A Leadership A- B Management B- C Awareness C- D Disclosure D- F: Failure to provide sufficient information to CDP to be evaluated for this purpose 2 Company Response Status Ticker Country HQ CDP Band and Score Consumer Discretionary ABC-Mart, Inc. NR 2670 JP Japan Failure to disclose (F) AccorHotels DP AC FP France Failure to disclose (F) Adastria Co., Ltd. NR 2685 JP Japan Failure to disclose (F) adidas AG AQ ADS GR Germany Leadership (A-) Advance Auto Parts Inc NR AAP US USA Failure to disclose (F) Aisin Seiki Co., Ltd. AQ (NP) 7259 JP Japan Awareness (C) AKSA AKRILIK KIMYA SANAYII A.S. DP AKSA TI Turkey Failure to disclose (F) Anta Sports Products Ltd NR 2020 HK Hong Kong Failure to disclose (F) Aoyama Trading Co., Ltd. NR 8219 JP Japan Failure to disclose (F) 1 Companies that respond voluntarily to CDP are not scored unless they request this service. -
Unapproved Minutes IEEE 802.3Ba Task Force Plenary Meeting Nov 17 - 19, 2009 Atlanta, GA USA
Unapproved Minutes IEEE 802.3ba Task Force Plenary Meeting Nov 17 - 19, 2009 Atlanta, GA USA Prepared by: John D’Ambrosia Meeting convened at 9:02 am, Tuesday, Nov 17, 2009. Agenda & General Information By – John D’Ambrosia See – agenda_01_1109.pdf • Introductions – Everyone introduced themselves and stated their affiliation. • Chair asked if there were any reporters in the room. No one responded. Chair reminded everyone that photographs or recordings are not allowed without permission. • Motion to approve the agenda o Chair asked TF if there were any objections to hearing liaison reports on Wed morning, as they were not related to comment resolution. There were no objections. o Motion moved to accept the agenda by Larry Green, 2nd by Steve Trowbridge. o Meeting agenda was approved by voice vote without objection. • Motion to approve the May Interim minutes o Emails were sent to chair by Mark Gustlin and Pete Anslow. Changes included: Bottom of Page 2 – “anslow__04_0909.pdf” should be “anslow_04_0909.pdf” – only one underscore after anslow. Near top of page 8 – “Constraints on DDJb” should be “Constraints on DDJ” – this is an error on the web page also. Page 10 – diminico_04_0909.pdf should be diminico_03_0909.pdf Page 10 – anslow_04_0909.pdf should be anslow_03_0909.pdf Page 10 – ganga_04_0909.pdf should be ganga_02_0909.pdf o Motion moved to accept minutes with noted corrections per Gustlin and Anslow emails. by Pete Anslow, 2nd by Matt Traverso. o September Interim Meeting Minutes were approved by voice vote without objection. • Chair went through his introduction presentation “agenda_01_1109.pdf” • Goals for the week • Progress Towards Sponsor Ballot - Respond to comments against IEEE P802.3ba Draft 2.3 • Lay groundwork for the next meeting - Draft 3.0 • Make request to 802.3WG to go to Sponsor Ballot • Provide a response to the 802.3WG on the OIF Liaison • Ground Rules • Review of Task Force objectives • IEEE Structure, Bylaws & Rules • The Chair read and presented the IEEE Patent Policy slide set. -
IEEE 802.3 Attendance List
IEEE 802.3 - Attendance and Affiliation Sheet Page 1 Dallas, TX - November 2010 Name Employer Affiliation Mon Tue Wed Thu Credit Abbas, Ghani Ericsson AB Ericsson AB 1 1 1 1 4 Abunasrah, Ebrahim Molex Incorporated 1 1 0 1 3 Anderson, Jon Opnext, Inc. Opnext 1 1 1 1 4 Anslow, Peter Ciena Corporation Ciena Corporation 1 1 1 1 4 Balasubramanian, Koussalya Cisco Systems, Inc. 1 1 1 1 4 Baldwin, Thananya Ixia 1 1 1 0 3 Barrass, Hugh Cisco Systems, Inc. Cisco Systems 0 1 1 1 3 Bathrick, Greg PMC-Sierra 0 1 0 0 1 Beaudoin, Denis Texas Instruments Incorporated Texas Instruments Incorporated 1 1 1 1 4 Belopolsky, Yakov Self Employed Bel Stewart 1 1 0 0 2 Bennett, Michael Lawrence Berkeley National Lab Lawrence Berkeley National Lab 1 1 1 0 3 Booth, Brad Applied Micro (AMCC) AppliedMicro 1 1 0 1 3 Braun, Ralf-Peter Deutsche Telekom AG Deutsche Telekom AG 1 1 1 1 4 Brown, Matthew AppliedMicro Applied Micro 1 1 1 1 4 Bugg, Mark Molex Incorporated 1 1 0 1 3 Busse, Robert Transition Networks, Inc. Transition Networks, Inc. 1 1 1 1 4 Carlson, Steve High-Speed Design Inc. High-Speed Design Inc. 1 1 1 1 4 Carroll, J. Martin Verizon Verizon 1 1 1 1 4 Chaahoub, Faouzi Avago Avago Technologies 1 1 0 1 3 Chadha, Mandeep Vitesse Semiconductor Corporation Vitesse Semiconductor Corporation 1 1 1 0 3 Chalupsky, David Intel Corporation Intel Corporation 0 1 1 1 3 Choudhury, Golam CommScope Solutions Inc. -
Company Backgrounders : Fiji
Company Backgrounder by Dataquest Fuji Electric Co., Ltd. 12-1 Yurakucho 1-chome, Chyoda-ku Tokyo 100, Japan Telephone: Tokyo 211-7111 Telex: J22331 FUJIELEA or FUJIELEB Fax: (03) 215-8321 Dun's Number: 05-667-2785 Date Founded: 1923 CORPORATE STRATEGIC DIRECTION silicon diodes, thyristors, application-specific ICs (ASICs), LSIs, hybrid ICs, surge absorbers, semicon ductors, sensors, photoconductive drums for copiers, Since its founding in 1923, Fuji Electric Co., Ltd., has been supplying high-quality products to a wide printers, hard-disk drives, magnetic recording disks, variety of industries. Expanding outward while main and watt-hour meters. taining its base as a heavy electrical manufacturer, the Company has achieved leading market positions in Products in the Motors, Drives, and Controls Division products such as uninterruptible power supplies, include induction motors, variable-speed controlled inverters, high-voltage silicon diodes, and vending motors, brake and geared motors, pumps, fans and machines. blowers, inverters, servomotor systems, small preci sion motors, magnetic contractors, and molded case circuit breakers. This division accounted for Fuji Electric's business is organized into five divi 20.5 percent of total revenue, or ¥157.6 biUion sions: Heavy Electrical; Systems; Electronic Devices; (US$1.1 billion) for year ended March 1990. Motors, Drives, and Controls; and Vending Machines and Specialty Appliances. The Heavy Electrical Division manufactures ttieimal power plant equip The Vending Machines and Specialty Appliances ment, hydroelectric power plant equipment, nuclear Division accounted for 17.4 percent of revenue, total power plant equipment, electric motors, transformers, ing ¥133.7 billion (US$938.7 million) for fiscal year computer control equipment, and odier heavy electri ended March 1990.