KPMG Inc 4 Christiaan Barnard Street, City Centre, Cape Town, 8000, PO Box 4609, Cape Town, 8001, South Africa Telephone +27 (0)21 408 7000 Fax +27 (0)21 408 7100 Docex 102 Cape Town Web http://www.kpmg.co.za/

Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (the “Manager”)

To the unitholders of Old Mutual Core Conservative Fund We have undertaken our limited assurance engagement to determine whether the attached Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ at 31 December 2020 (the “Schedule”) has been prepared in terms of the requirements of Regulation 28 of the Pension Funds Act of South Africa (the “Regulation”) for Old Mutual Core Conservative Fund (the “Portfolio”), as set out on pages 4 to 39. Our engagement arises from our appointment as auditor of the Old Mutual Unit Trust Managers (RF) (Pty) Ltd and is for the purpose of assisting the Portfolio’s unitholders to prepare the unitholder’s Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ in terms of the requirements of Regulation 28(8)(b)(i). The Responsibility of the Directors of the Manager The Directors of the Manager are responsible for the preparation of the Schedule in terms of the requirements of the Regulation, and for such internal control as the Manager determines is necessary to enable the preparation of the Schedule that is free from material misstatements, whether due to fraud or error. Our Independence and Quality Control We have complied with the independence and other ethical requirements of the Code of Professional Conduct for Registered Auditors issued by the Independent Regulatory Board for Auditors (IRBA Code), which is founded on fundamental principles of integrity, objectivity, professional competence and due care, confidentiality and professional behaviour. The IRBA Code is consistent with the corresponding sections of the International Ethics Standards Board for Accountants’ International Code of Ethics for Professional Accountants (including International Independence Standards). KPMG Inc applies the International Standard on Quality Control 1 and accordingly maintains a comprehensive system of quality control including documented policies and procedures regarding compliance with ethical requirements, professional standards and applicable legal and regulatory requirements.

KPMG Incorporated, a South African company with registration number Chairman: Prof W Nkuhlu 1999/021543/21 and a member firm of the KPMG global organisation of Chief Executive: I Sehoole independent member firms affiliated with KPMG International Limited, a Directors: Full list on website private English company limited by guarantee. The company's principal place of business is at KPMG Crescent, KPMG Incorporated is a Registered Auditor, in public practice, in terms of 85 Empire Road, Parktown. the Auditing Profession Act 26 of 2005. Document classification: KPMG Confidential 1 Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (the “Manager”) 31 May 2021

Auditor’s Responsibility Our responsibility is to express a limited assurance conclusion on whether, based on the procedures we have performed and the evidence we have obtained, the Schedule has been prepared in terms of the requirements of the Regulation. We conducted our limited assurance engagement in accordance with the International Standard on Assurance Engagements (ISAE) 3000 (Revised), Assurance Engagements Other Than Audits or Reviews of Historic Financial Information (ISAE) 3000 (Revised) issued by the International Auditing and Assurance Standards Board. That standard requires us to plan and perform this engagement to obtain limited assurance on whether the Schedule has been prepared in terms of the requirements of the Regulation. A limited assurance engagement is substantially less in scope than a reasonable assurance engagement in relation to both risk assessment procedures, including an understanding of internal control, and the procedures performed in response to the assessed risks. The procedures we performed were based on our professional judgement and includes inquiries, observation of processes followed, inspection of documents, analytical procedures, evaluating reporting policies and agreeing or reconciling with underlying records. We completed our audit of the financial statements of the Manager for the year ended 31 December 2020, prepared in accordance with International Financial Reporting Standards, on which we issued an unmodified opinion on 30 March 2021. Our audit was performed in accordance with International Standards on Auditing and not for the purpose of expressing an opinion on the Manager's internal controls. Where appropriate, we have drawn on evidence obtained regarding instances of non-compliance with the Regulation identified during the course of our audit that might materially affect the financial st atements, and have performed such additional procedures as we considered necessary. The procedures performed included: — Re-computing the Schedule’s arithmetical accuracy; — Reviewing the appropriateness of the classification of a sample of the underlying assets; — Agreeing a sample of the fair values on the Schedule to the investment administration system; and — Inspecting whether any instances of non-compliance with the Regulations were correctly disclosed on the Schedule. The procedures performed in a limited assurance engagement vary in nature and timing, and are less in extent than for a reasonable assurance engagement. Consequently, the level of assurance obtained in a limited assurance engagement is substantially lower than the assurance that would have been obtained had we performed a reasonable assurance engagement. Accordingly, we do not express a reasonable assurance opinion about whether the Schedule has been prepared in terms of the requirements of the Regulation.

2 Independent Auditor's Limited Assurance Report of Old Mutual Unit Trust Managers (RF) (Pty) Ltd (the “Manager”) 31 May 2021

We believe that the evidence obtained as part of our limited assurance engagement is sufficient and appropriate to provide a basis for our limited assurance conclusion expressed below. Limited Assurance Conclusion Based on the procedures we have performed and the evidence we have obtained, nothing has come to our attention that causes us to believe that the Schedule IB ‘Assets of the Fund held in compliance with Regulation 28’ at 31 December 2020 by the Old Mutual Core Conservative Fund, has not been prepared in terms of the requirements of Regulation 28 of the Pension Funds Act of South Africa. Restriction on Use and Distribution This report is prepared in terms of the requirements of Regulation 28(8)(b)(i)(aa) and is intended only for the Manager and Portfolio’s unitholders for the purpose indicated in the first paragraph. Consequently, the Schedule and our report may not be suitable for another purpose and is not to be used for any other purpose nor distributed to any other parties.

KPMG Inc.

Per MJ Coelho Chartered Accountant (SA) Registered Auditor Director 31 May 2021

3 SCHEDULE IB ASSETS OF THE FUND HELD IN COMPLIANCE WITH REGULATION 28 OLD MUTUAL CORE CONSERVATIVE FUND as at 12/31/2020 R A Total assets (Schedule IA -Total investments) 228 843 758

B1 Less: Reg 28 compliant investments (certificate received from issuing entity):- B.1.1 Collective Investment Schemes (Reg 28(8)(b)(i)) B.1.2 Linked Policies (Reg 28(8)(b)(ii)) B.1.3 Non-linked policies (Reg 28(8)(b)(iii)) B.1.4 Entity regulated by FSB (Reg 28(8)(b)(iv))

B2 Less: Reg 28 Excluded investments B.2.1 Policies ( Reg 28(3)(c))

C Less: Investments not disclosed /data not available for disclosure [Refer Schedule IAN]

D TOTAL ASSETS FOR REGULATION 28 DISCLOSURE 228 843 758

E Timing Differences - Note 1 374 866

F Value of corresponding Assets per statement of funds and Net Asset Value 229 218 623

R%

1 CASH 100% 48 972 101 21.40% 1.1 Notes, deposits, money market instruments issued by a South African Bank, margin accounts, settlement accounts with an exchange and Islamic liquidity management financial instruments 100% 44 528 481 19.46%

(a) Notes and coins, any balance or deposit in an account held with a South African bank 100% 26 657 107 11.65% ABSA Bank Ltd 25% 249 511 0.11% Accounting Entries - provisions, settlement accoun 25% (5 315) 0.00% Accounting Entries - provisions, settlement accounts, etc 25% (77 005) -0.03% Bank Issuer 25% 906 844 0.40% Bidvest Group Ltd 25% 292 974 0.13% DCAPH21_NC 25% 0 0.00% Firstrand Bank Ltd 25% 196 767 0.09% Investec Bank Ltd 25% 116 424 0.05% JTBU_CB 25% 0 0.00% NAER_CB 25% 127 953 0.06% NAEY_CB 25% 14 303 0.01% NARC_CB 25% 2 890 0.00% OMEQ01_CB 25% 24 201 634 10.58% Pool Corp 25% 944 0.00% Standard Bank of South Africa Ltd 25% 629 183 0.27% (b) A money market instrument issued by a South African bank including an Islamic liquidity management financial instrument 100% 17 864 102 7.81%

ABSA Bank Ltd 25% 2 179 168 0.95% Discovery Bank 25% 863 747 0.38% Firstrand Bank Ltd 25% 1 773 081 0.77% HORIZON PHARMA PLC 25% 1 020 0.00% HSBC Bank plc - Branch 25% 648 351 0.28% Intercompany 25% 33 734 0.01% Investec Bank Ltd 25% 535 232 0.23% Investec Ltd 25% 544 071 0.24% Land And Agricultural Development Bank of South Af 25% 387 700 0.17% Ltd 25% 8 993 096 3.93% Standard Bank of South Africa Ltd 25% 1 904 902 0.83% (c) Any positive net balance in a margin account with an exchange 100% 7 271 0.00% SAFEX 25% 7 271 0.00% (d) Any positive net balance in a settlement account with an exchange, operated for the buying and 100% selling of assets 25%

1.2 Balances or deposits, money market instruments issued by a foreign bank including Islamic liquidity management financial instruments SARB maximum limits 4 443 620 1.94%

(a) Any balance or deposit held with a foreign bank 25% 4 427 476 1.93% BANK OF MONTREAL- 5% 5 637 0.00% Bank of New York 5% 251 133 0.11% Bank of Nova Scotia 5% 3 006 0.00% CANADIAN IMPERIAL BANK TIME DEPOSIT 5% 9 815 0.00% DBS BANK LTD 5% 2 818 0.00% DG BANK NY BRANCH 5% 3 132 0.00% 4 DOW INC 5% 2 231 0.00% EUROPEAN INVT BNK 5% 3 914 0.00% HSBC Bank plc - Johannesburg Branch 5% 163 855 0.07% LLOYDS BANK CORPORATE 5% 3 945 0.00% LLOYDS BANK PLC 5% 3 443 0.00% SKANDINAVISKA ENSKILDA BANKEN TIME DEPOSIT 5% 9 395 0.00% SOCIETE GENERALE 5% 9 017 0.00% Standard Bank of South Africa Ltd 5% 3 701 219 1.62% State Street Bank and Trust 5% 244 581 0.11% SUMITOMO MITSUI BKG CORP 5% 7 203 0.00% Svenska Handelsbanken AB 5% 630 0.00% SWEDBANK 5% 2 503 0.00% (b) Any balance or deposit held with an African bank 25% 5% (c) A money market instrument issued by a foreign bank including an Islamic liquidity management financial instrument 25% 16 144 0.01%

Bank of Nova Scotia 5% 2 506 0.00% COCA COLA FEMSA 5% 2 670 0.00% COOPERATIEVE CENTRALE 5% 1 880 0.00% FEDERAL HOME LOAN BANK 5% 1 253 0.00% TORONTO DOMINION BANK 5% 5 326 0.00% WELLS FARGO + COMPANY 5% 2 509 0.00%

2 DEBT INSTRUMENTS INCLUDING ISLAMIC DEBT INSTRUMENTS 100% issued / guarantee by Republic, otherwise 99 815 105 43.62% 75% 2.1 Inside the Republic 75/100% 99 387 879 43.43% (a) Debt instruments issued by, and loans to, the government of the Republic, and any debt or loan guaranteed by the Republic 100% 76 758 143 33.54%

(b) Debt instruments issued or guaranteed by the government of a foreign country 75% 12 783 754 5.59% CASH MGMT BILL 10% 25 054 0.01% FED FARM CRD DISCOUNT NT 10% 6 263 0.00% FED HOME LN DISCOUNT NT 10% 25 052 0.01% FEDERAL HOME LOAN BANK 10% 3 445 0.00% iShares Global Government Bond 10% 12 653 920 5.53% TREASURY BILL 10% 70 020 0.03%

(c) Debt instruments issued or guaranteed by a South African Bank against its balance sheet:- 75% 357 945 0.16%

(c)(i) Listed on an exchange with an issue market capitalisation of R20 billion or more, or an amount or 75% 357 945 0.16% conditions as prescribed Standard Bank of South Africa Ltd 25% 357 945 0.16%

(c)(ii) Listed on an exchange with an issuer market capitalisation of between R2 billion and R20 billion, or an amount or conditions as prescribed 75%

15%

(c)(iii) Listed on an exchange with an issuer market capitalisation of less than R2 billion, or an amount or conditions as prescribed 75%

10%

(c)(iv) Not listed on an exchange 5% 5%

(d) Debt instruments issued or guaranteed by an entity that has equity listed on an exchange, or debt instruments issued or guaranteed by a public entity under the Public Finance Management Act, 50% 6 958 021 3.04% 1999 (Act No. 1 of 1999) as prescribed:-

(d)(i) Listed on an exchange 50% 3 283 186 1.43% Eskom Holdings Ltd 10% 2 147 041 0.94% Growthpoint Properties Ltd 10% 67 655 0.03% Toyota (SA) Ltd 10% 62 527 0.03% Transnet SOC Ltd 10% 538 663 0.24% Woolworths Holdings Ltd 10% 467 301 0.20%

(d)(ii) Not listed on an exchange 25% 3 674 835 1.61% Bank Issuer 5% 1 978 780 0.86% Land And Agricultural Development Bank of South Af 5% 289 146 0.13% Land And Agricultural Development Bank of South Africa 5% 893 068 0.39% Nedbank Ltd 5% 508 169 0.22% Old Mutual Global Equity Fund 5% 1 0.00% State Street Bank and Trust 5% 5 671 0.00%

5 (e) Other debt instruments:- 25% 2 530 016 1.11% (e)(i) Listed on an exchange 25% 349 496 0.15% Development Bank of SA Ltd 5% 220 070 0.10% Mercedes-Benz South Africa (Pty) Ltd 5% 127 181 0.06% Shanghai Fosun Pharmaceutical Co Ltd 5% 999 0.00% Thekwini Fund 15 (RF) Limited 5% 1 246 0.00% (e)(ii) Not listed on an exchange 15% 2 180 520 0.95% Accounting Entries - provisions, settlement accoun 5% 58 505 0.03% Accounting Entries - provisions, settlement accounts, etc 5% (19) 0.00% Bank Issuer 5% 1 061 517 0.46% China Southern Airlines Co Ltd 5% 894 0.00% Harcourt Street 1 (RF) Ltd 5% 824 422 0.36% Stor-Age Property REIT Ltd 5% 235 201 0.10%

2.2 Foreign SARB maximum limits 427 226 0.19% (a) Debt instruments issued by, and loans to, the government of the Republic, and debt or loan SARB maximum limits guaranteed by the Republic

(b) Debt instruments issued or guaranteed by the government of a foreign country SARB maximum limits 10%

(c) Debt instruments issued or guaranteed by a South African Bank against its balance sheet:- SARB maximum limits

(c)(i) Listed on an exchange with an issuer market capitalisation of R20 billion or more, or an amount or conditions as prescribed SARB maximum limits

25% (c)(ii) Listed on an exchange with an issuer market capitalisation of between R2 billion and R20 billion, or an amount or conditions as prescribed SARB maximum limits

15% (c)(iii) Listed on an exchange with an issuer market capitalisation of less than R2 billion, or an amount or conditions as prescribed SARB maximum limits

10% (c)(iv) Not listed on an exchange 25% 25%

(d) Debt instruments issued or guaranteed by an entity that has equity listed on an exchange SARB maximum limits 59 182 0.03% (d)(i) Listed on an exchange SARB maximum limits 5 639 0.00% Apple Inc 10% 2 505 0.00% BNP Paribas 10% 3 132 0.00% Minor International PCL - Warrants 10% 2 0.00% (d)(ii) Not listed on an exchange 25% 53 543 0.02% Bank of Nova Scotia 5% 1 253 0.00% Exxon Mobil Corp 5% 9 704 0.00% Jazz Pharmaceuticals Inc 5% 17 882 0.01% State Street Bank and Trust 5% 24 704 0.01% (e) Other debt instruments:- 25% 368 044 0.16% (e)(i) Listed on an exchange 25% 5% (e)(ii) Not listed on an exchange 15% 368 044 0.16% ANTALIS S.A 5% 4 384 0.00% AUST & NEW ZEA 5% 2 505 0.00% BARTON CAPITAL CORP. 5% 6 888 0.00% BPCE 5% 6 889 0.00% CAN AST + CAN LTD JT 5% 10 646 0.00% CARGILL INC 5% 7 516 0.00% COOPERATIEVE CENTRALE 5% 3 131 0.00% CREDIT AGRICOLE 5% 3 132 0.00% EUROPEAN INVT BNK 5% 7 232 0.00% FAIRWAY FINANCE CORP 5% 4 693 0.00% FARMER MAC DISCOUNT NOTE 5% 8 142 0.00% FED HOME LN DISCOUNT NT 5% 61 818 0.03% FEDERAL HOME LOAN BANK 5% 3 758 0.00% FEDERATION DES CAISSES 5% 11 269 0.00% FMS Wertmanagement 5% 7 890 0.00% Guangzhou R&F Properties Co Ltd 5% 3 085 0.00% INTL BK RECON + DEVELOP 5% 5 662 0.00% JPMORGAN CHASE + CO 5% 1 004 0.00% LIBERTY FUNDING LLC 5% 8 767 0.00% LLOYDS BANK CORPORATE 5% 3 132 0.00% LMA SA LMA AMERICAS 5% 2 503 0.00% MANHATTAN ASSET FDG. 5% 11 899 0.01%

6 MATCHPOINT FINANCE PLC 5% 10 957 0.00% MONT BLANC CAPTL COR 5% 8 765 0.00% MUFG BK LTD N Y BRH DISC COML 5% 10 334 0.00% NATIONAL BK OF CANAD 5% 7 200 0.00% NATIXIS NY 5% 7 200 0.00% NATL AUSTRALIA BK LT 5% 6 262 0.00% NIEUW AMSTERDAM RECV 5% 8 454 0.00% NORDEA BK AB PUBL 5% 3 132 0.00% ONTARIO TEACHERS FINAN 5% 1 253 0.00% PACCAR FINANCIAL COR 5% 1 566 0.00% PACCAR FINANCIAL CORP 5% 1 198 0.00% PRIVATE EXP. FUNDING 5% 7 515 0.00% PROCTOR GAMBLE AND CO 5% 6 074 0.00% PROV. BRITSH COLUMBIA 5% 9 706 0.00% PSP CAPITAL INC. 5% 8 140 0.00% QUEENSLAND TREASURY 5% 7 985 0.00% ROYAL BK CDA 5% 7 514 0.00% STATE STREET 5% 31 317 0.01% State Street Bank and Trust 5% (345) 0.00% SUMITOMO MITSUI TRUST NY 5% 8 756 0.00% SVENSKA HANDLSBNKN A 5% 3 123 0.00% TORONTO-DOMINION 5% 2 507 0.00% TOYOTA FIN AUST CP 5% 4 071 0.00% TOYOTA MOTOR FINANCE 5% 4 384 0.00% TOYOTA MOTOR CREDIT 5% 1 879 0.00% TOYOTA MOTOR CREDIT CORP 5% 1 880 0.00% UNILEVER CAPITAL CRP 5% 11 274 0.00%

3 EQUITIES 75% 65 650 392 28.69% 3.1 Inside the Republic 75% 27 811 786 12.15% (a) Preference and ordinary shares in companies, excluding shares in property companies, listed on an exchange:- 75% 27 520 179 12.03%

(a)(i) Issuer market capitalisation of R20 billion or more, or an amount or conditions as prescribed 75% 24 012 869 10.49% Absa Group Ltd 15% 1 198 639 0.52% African Rainbow Minerals Ltd 15% 54 477 0.02% Alstom SA (Pty) Ltd 15% 523 0.00% Anglo American Platinum Ltd 15% 520 177 0.23% Anglo American Plc 15% 1 592 337 0.70% Anglo Platinum Ltd 15% 6 598 0.00% Anglogold Ashanti Ltd 15% 733 627 0.32% Anheuser-Busch InBev SA/NV 15% 1 163 191 0.51% Aspen Pharmacare Holdings Ltd 15% 70 880 0.03% AVI Ltd 15% 288 623 0.13% Barloworld Ltd 15% 25 690 0.01% BidCorp Ltd 15% 7 902 0.00% Bidvest Group Ltd 15% 553 040 0.24% British American Tobacco Plc 15% 1 614 076 0.71% Capitec Bank Holdings Ltd 15% 200 571 0.09% Clicks Group Ltd 15% 134 114 0.06% Compagnie Financiere Richemont SA 15% 147 356 0.06% Dis-Chem Pharmacies Ltd 15% 23 867 0.01% Discovery Holdings Ltd 15% 103 179 0.05% Distell Group Ltd 15% 13 401 0.01% Exxaro Resources Ltd 15% 561 514 0.25% Firstrand Bank Ltd 15% 1 985 722 0.87% Foschini Group Ltd 15% 962 717 0.42% Glencore International Plc 15% 61 113 0.03% Gold Fields Ltd 15% 154 078 0.07% Harmony Gold Mining Co Ltd 15% 54 130 0.02% HDFC Insurance 15% 982 0.00% Impala Platinum Holdings Ltd 15% 614 194 0.27% Investec Ltd 15% 11 175 0.00% Investec PLC 15% 22 326 0.01% Kumba Iron Ore Ltd 15% 75 693 0.03% Liberty Holdings Ltd 15% 8 181 0.00% Life Healthcare Group Holdings Ltd 15% 472 579 0.21% Mediclinic International PLC 15% 40 655 0.02% MMI HOLDINGS 15% 897 0.00% Momentum Metropolitan Holdings Ltd 15% 41 591 0.02% Mondi Plc 15% 98 475 0.04% Monolithic Power Systems Inc 15% 1 161 0.00%

7 Mr Price Group Ltd 15% 49 211 0.02% MTN Group Ltd 15% 1 166 221 0.51% Multichoice Grp Ltd 15% 122 744 0.05% Naspers Ltd 15% 2 733 135 1.19% Nedbank Group Ltd 15% 3 900 0.00% Nedbank Ltd 15% 98 923 0.04% Netcare Ltd 15% 223 460 0.10% Northam Platinum Ltd 15% 152 569 0.07% Old Mutual Ltd 15% 204 632 0.09% Pepkor Holdings Ltd 15% 29 100 0.01% Pick n Pay Stores Ltd 15% 47 244 0.02% PROSUS NV 15% 318 020 0.14% PSG Group Ltd 15% 6 165 0.00% 15% 56 500 0.02% Rand Merchant Insurance Holdings Ltd 15% 51 889 0.02% Reinet Investments S.C.A. 15% 84 612 0.04% Remgro Ltd 15% 102 501 0.04% SAFEX 15% 0 0.00% Ltd 15% 505 745 0.22% Santam Ltd 15% 237 806 0.10% Sappi Southern Africa (Pty) Ltd 15% 40 270 0.02% Sasol Ltd 15% 754 107 0.33% Shoprite Holdings Ltd 15% 746 503 0.33% Sibanye Stillwater Ltd 15% 681 596 0.30% Spar Group Ltd 15% 77 910 0.03% Standard Bank Group Ltd 15% 15 268 0.01% Standard Bank of South Africa Ltd 15% 1 372 668 0.60% Steinhoff International Holdings Ltd 15% 3 249 0.00% Telkom SA Ltd 15% 19 317 0.01% Tiger Brands Ltd 15% 70 157 0.03% Truworths International Ltd 15% 27 085 0.01% Vereit Inc 15% 383 0.00% Group Ltd 15% 316 436 0.14% Woolworths Holdings Ltd 15% 74 091 0.03%

(a)(ii) Issuer market capitalisation of between R2 billion and R20 billion, or an amount or conditions as prescribed 75% 3 442 327 1.50%

Adcock Ingram Holdings Ltd 10% 3 496 0.00% Advtech Ltd 10% 17 233 0.01% AECI Ltd 10% 38 019 0.02% African Oxygen Ltd 10% 5 878 0.00% African Rainbow Capital Investments 10% 13 875 0.01% Afrimat Ltd 10% 6 539 0.00% Alexander Forbes Ltd 10% 23 800 0.01% Allied Electronics Corporation Ltd 10% 18 983 0.01% ASTRAL FOODS LTD 10% 17 438 0.01% Brait SA 10% 3 529 0.00% Bytes Technology Group Plc 10% 14 874 0.01% Cashbuild Ltd 10% 5 451 0.00% Coronation Fund Managers Ltd 10% 28 449 0.01% CURRO Holdings Ltd 10% 1 318 0.00% Datatec Ltd 10% 8 396 0.00% El Sewedy Electric Co 10% 1 565 0.00% Famous Brands Ltd 10% 3 720 0.00% Firstrand Bank Ltd 10% 5 762 0.00% Grindrod Ltd 10% 2 727 0.00% Hosken Consolidated Investments Ltd 10% 11 715 0.01% Hudaco Industries Ltd 10% 2 511 0.00% Imperial Holdings Ltd 10% 16 733 0.01% Italtile Ltd 10% 566 108 0.25% JSE Ltd 10% 23 175 0.01% KAP International Holdings Ltd 10% 15 155 0.01% Libstar Holdings Ltd 10% 3 304 0.00% Lighthouse Capital Ltd 10% 214 599 0.09% Long4Life Ltd 10% 2 369 0.00% Massmart Holdings Ltd 10% 4 874 0.00% Metair Investments Ltd 10% 7 181 0.00% Montauk Holdings Ltd 10% 52 333 0.02% Motus Holdings Ltd 10% 21 224 0.01% Murray & Roberts Holdings Ltd 10% 3 579 0.00% Oceana Group Ltd 10% 29 362 0.01% Omnia Holdings Ltd 10% 5 531 0.00% Pan African Resources Plc 10% 18 398 0.01%

8 PSG Group Ltd 10% 27 126 0.01% Raubex Group Ltd 10% 254 090 0.11% Reunert Ltd 10% 270 087 0.12% Rhodes Food Group 10% 1 534 0.00% Royal Bafokeng Platinum Ltd 10% 28 833 0.01% Sun International Ltd 10% 2 872 0.00% Super Group Ltd 10% 517 565 0.23% Transaction Capital (Pty) Ltd 10% 667 460 0.29% TSOGO SUN GAMING LTD 10% 8 624 0.00% Tsogo Sun Holdings Ltd 10% 813 0.00% Wilson Bayly Holmes - Ovcon Ltd 10% 441 076 0.19% Zeder Investments Ltd 10% 3 043 0.00%

(a)(iii) Issuer market capitalisation of less than R2 billion, or an amount or conditions as prescribed 75% 64 983 0.03% Barclays Bank of Botswana Ltd 5% 6 910 0.00% Blu Label Telecoms Ltd 5% 1 424 0.00% Capitec Bank Holdings Company Ltd 5% 100 0.00% City Lodge Hotels Ltd 5% 2 808 0.00% Discovery Holdings Ltd 5% 794 0.00% DRD Gold Ltd 5% 12 867 0.01% Gold Fields Ltd 5% 12 104 0.01% Multichoice Grp Ltd 5% 4 733 0.00% NINETY ONE LTD 5% 12 188 0.01% NINETY ONE PLC 5% 8 119 0.00% SPEAR REIT LTD 5% 2 752 0.00% Tiger Brands Ltd 5% 185 0.00%

(b) Preference and ordinary shares in companies, excluding shares in property companies, not listed on an exchange 10% 291 607 0.13%

Old Mutual Equity Fund 2.5% 0 0.00% Standard Bank of South Africa Ltd 2.5% 284 019 0.12% Vodacom Group Ltd 2.5% 7 588 0.00%

3.2 Foreign SARB maximum limits 37 838 606 16.53% (a) Preference and ordinary shares in companies, excluding shares in property companies, listed on an exchange:- SARB maximum limits 37 741 444 16.49%

(a)(i) Issuer market capitalisation of R20 billion or more, or an amount or conditions as prescribed SARB maximum limits 32 636 014 14.26% 3i Group Plc 15% 19 026 0.01% 3M Co 15% 122 466 0.05% 3SBio Inc 15% 1 573 0.00% A P Moller - Maersk A 15% 646 0.00% AAC Technologies Holdings Inc 15% 5 763 0.00% ABB LIMITED 15% 62 933 0.03% Abbott Laboratories 15% 10 895 0.00% AbbVie Inc 15% 234 229 0.10% ABIOMED Inc 15% 15 247 0.01% Accenture Plc 15% 202 905 0.09% Accor Sa 15% 6 110 0.00% Accton Technology 15% 7 624 0.00% ACE Ltd 15% 84 374 0.04% ACER 15% 3 596 0.00% Activision Blizzard Inc 15% 88 232 0.04% Adecco Sa 15% 11 101 0.00% Adidas 15% 85 441 0.04% Adobe Inc 15% 296 956 0.13% Advance Auto Parts Inc 15% 8 882 0.00% ADVANCED INFO SERVICE FOR RG 15% 9 078 0.00% Advantest Corp 15% 1 376 0.00% Aegon NV 15% 6 725 0.00% Aeon Co Ltd 15% 26 237 0.01% AES Corp 15% 938 0.00% Aflac Inc 15% 1 018 0.00% 15% 794 0.00% Agilent Technologies Inc 15% 41 105 0.02% AGL Energy Ltd 15% 458 0.00% Agnico Eagle Mines Ltd 15% 25 252 0.01% Agricultural Bank of China Ltd 15% 513 0.00% AIA Group Ltd 15% 8 620 0.00% Air China Ltd 15% 2 004 0.00% Air Liquide SA 15% 90 994 0.04% Air Products & Chemicals Inc 15% 3 117 0.00% Aisin Seiki Co 15% 323 0.00% 9 Ajinomoto Co Inc 15% 17 464 0.01% Akbank 15% 285 0.00% Akzo Nobel 15% 25 204 0.01% Albemarle Corp 15% 1 562 0.00% Aldar Properties PJSC 15% 4 086 0.00% Alexion Pharmaceuticals Inc 15% 2 236 0.00% Alfa Laval AB 15% 579 0.00% Alfa S.A.B. A 15% 3 111 0.00% Alfresa Hldgs Corp 15% 487 0.00% Alibaba Group Holding Ltd 15% 585 602 0.26% Align Technology Inc 15% 48 103 0.02% Alimentation Couche-Tard Inc 15% 40 009 0.02% All Nippon Airways Co Ltd 15% 6 112 0.00% Allegion Plc 15% 18 525 0.01% Alliant Energy Corp 15% 784 0.00% AG Regd 15% 127 422 0.06% Corp 15% 43 585 0.02% Ally Financial Inc 15% 18 421 0.01% Almarai Co Ltd 15% 4 284 0.00% Alnylam Pharmaceuticals Inc 15% 741 0.00% Alphabet Inc 15% 1 322 069 0.58% Altice 15% 386 0.00% Altria Group Inc 15% 4 255 0.00% Amada Co Ltd 15% 285 0.00% Amadeus IT Hldgs S.A 15% 2 041 0.00% Amazon Com Inc 15% 76 482 0.03% AMBEV ON (NEW) 15% 969 0.00% AMBUJA CEMENTS 15% 3 395 0.00% Amerada Hess Corp 15% 1 214 0.00% Amerco Inc 15% 1 836 0.00% Ameren Corp 15% 148 0.00% American Electric Power Co. Inc 15% 2 334 0.00% American Express Co 15% 99 039 0.04% American Financial Group 15% 4 253 0.00% American International Group Inc 15% 38 300 0.02% American Water Works Co Inc 15% 31 396 0.01% Ameriprise Financial Inc 15% 36 359 0.02% AmerisourceBergen Corp 15% 14 406 0.01% Ametek Inc 15% 1 533 0.00% Amgen Inc 15% 166 943 0.07% Amorepacific Group 15% 2 156 0.00% AMP Ltd 15% 332 0.00% Ampol Ltd 15% 329 0.00% Analog Devices Inc 15% 3 414 0.00% Anglo American Plc 15% 2 281 0.00% ANHEUSER BUSCH INBEV SA NV 15% 3 404 0.00% Anhui Conch Cement Co Ltd 15% 575 0.00% Ansys Inc 15% 1 845 0.00% Anthem Inc 15% 4 880 0.00% Antofagasta Ord 15% 1 701 0.00% Plc 15% 57 741 0.03% AP MOLLER - MAERSK SER'B'DKK 15% 1 048 0.00% APA Group 15% 8 367 0.00% Apple Inc 15% 126 541 0.06% Applied Materials Inc 15% 94 222 0.04% Aramark 15% 7 938 0.00% Arch Capital Group 15% 17 107 0.01% Archer Dan Midland 15% 1 926 0.00% Argenx SE 15% 938 0.00% Arista Networks Inc 15% 921 0.00% Aristocrat Leisure Ltd 15% 736 0.00% Arrow Electronics Inc 15% 555 0.00% Asahi Glass Co Ltd 15% 398 0.00% Asahi Group Holdings Ltd 15% 1 746 0.00% Asahi Kasei Corp 15% 22 596 0.01% ASE INDUSTRIAL HOLDING CO LTD 15% 13 127 0.01% Ashtead Group Plc 15% 1 054 0.00% Asm Pacific Technology Ltd 15% 7 632 0.00% ASML Hldg 15% 254 281 0.11% Assicurazioni 15% 20 834 0.01% Assurant Inc 15% 12 003 0.01% Astellas Pharma Inc 15% 36 758 0.02% Astra International 15% 1 013 0.00% 10 AstraZeneca Plc 15% 6 076 0.00% ASUSTEK COMPUTER 15% 791 0.00% ASX Ltd 15% 14 698 0.01% At&T Inc 15% 11 154 0.00% Atacadao SA 15% 943 0.00% Atlantia 15% 965 0.00% Atos SA 15% 10 936 0.00% AU OPTRONICS CORP 15% 5 496 0.00% Auckland International Airport Ltd 15% 10 850 0.00% Aurizon Holdings Ltd 15% 6 396 0.00% AusNet Services Ltd 15% 6 700 0.00% Australia and New Zealand Banking Group Ltd 15% 61 917 0.03% Autodesk Inc 15% 87 403 0.04% Autoliv Inc 15% 467 0.00% Automatic Data Processing Inc 15% 4 132 0.00% Autozone Inc 15% 1 503 0.00% Avery Dennison Corp 15% 786 0.00% 15% 24 327 0.01% SA 15% 61 042 0.03% AXIATA GROUP 15% 3 300 0.00% B2W Cia Digital 15% 3 738 0.00% BAE Systems Plc 15% 1 367 0.00% Baidu Inc 15% 1 800 0.00% Bajaj Finance Ltd 15% 1 208 0.00% Bajaj Finserv Ltd. 15% 844 0.00% Ball Corp 15% 35 297 0.02% Baloise Holding 15% 334 0.00% Banco Bilbao Vizcaya 15% 39 334 0.02% Banco Bradesco S.A. 15% 31 308 0.01% Banco do Brasil 15% 8 375 0.00% Banco Santander SA 15% 3 012 0.00% Bancolombia SA 15% 1 048 0.00% BANK CENTRAL ASIA 15% 31 974 0.01% Bank Hapoalim 15% 13 049 0.01% Bank Leumi 15% 7 400 0.00% Bank Mandiri 15% 10 926 0.00% BANK NEGARA INDONESIA 15% 4 854 0.00% Bank of China Ltd 15% 1 774 0.00% Bank of Communications Co Ltd 15% 271 0.00% Bank of East Asia Ltd 15% 179 0.00% Bank of Montreal 15% 58 730 0.03% Bank of New York Mellon 15% 45 569 0.02% Bank of Nova Scotia 15% 76 614 0.03% Bank Rakyat Indonesia 15% 21 159 0.01% Bankamerica 15% 12 860 0.01% BANORTE GRUPO FINANCIERO BANORTE SAB DE CV 15% 1 179 0.00% Barclays Bank PLC 15% 2 006 0.00% BARRATT DEVELOPM 15% 13 219 0.01% Barrick Gold Corp 15% 2 193 0.00% Basf AG 15% 90 979 0.04% Baxter International Inc 15% 1 113 0.00% Bayer AG 15% 3 377 0.00% Bayerische Motoren Werke AG 15% 44 469 0.02% BB Seguridade Participacoes SA 15% 260 0.00% BBMG Corp Ltd 15% 0 0.00% BCO SANTANDER CHILE (NEW 15% 265 0.00% Becton Dickinson & Co 15% 86 015 0.04% Beiersdorf AG 15% 9 603 0.00% BEIJING SINNET TECHNOLOGY COMPANY LTD 15% 1 063 0.00% Belgacom 15% 223 0.00% Berkeley Group Hldgs Plc 15% 17 990 0.01% Inc 15% 17 935 0.01% Best Buy Co Inc 15% 30 718 0.01% BGF RETAIL (NEW) 15% 1 166 0.00% BHARAT PETROLEUM CORP 15% 3 708 0.00% BHP Billiton Plc 15% 6 106 0.00% BHP Group Plc 15% 688 611 0.30% BHP Steel Ltd 15% 7 095 0.00% Bim Birlesik Magazalar 15% 878 0.00% Biogen Idec Inc 15% 52 712 0.02% Biomarin Pharmaceutical Inc 15% 13 479 0.01% BlackBerry Ltd 15% 2 358 0.00% Blackrock Inc 15% 134 334 0.06% 11 BM&F BOVESPA ON 15% 32 575 0.01% BNP Paribas 15% 3 688 0.00% BOC Aviation Ltd 15% 2 254 0.00% BOC Hong Kong Holdings Ltd 15% 11 801 0.01% Boliden Ab 15% 8 215 0.00% Bollore 15% 168 0.00% Booking Holdings Inc 15% 113 096 0.05% Booz Allen & Hamilton Inc 15% 1 050 0.00% BorgWarner Inc. 15% 9 663 0.00% Boston Scientific Corp 15% 2 893 0.00% Bouygues Sa 15% 13 443 0.01% BP Amoco 15% 4 069 0.00% Brambles Ltd 15% 18 215 0.01% BRASIL FOODS ON 15% 91 0.00% Bridgestone Corp 15% 18 164 0.01% Bristol Myers Squibb Co 15% 280 0.00% Bristol-Myers Squibb Co 15% 169 222 0.07% BRITANNIA INDUSTRIES 15% 7 004 0.00% British American Tobacco Plc 15% 5 092 0.00% Brother Industries Ltd 15% 300 0.00% BROWN & BROWN 15% 1 022 0.00% Brown Forman Corp 15% 1 133 0.00% BT Group Plc 15% 22 472 0.01% Bunge Ltd 15% 16 680 0.01% Bunzl Plc 15% 1 163 0.00% Burberry Group Plc 15% 13 984 0.01% Bureau Veritas SA 15% 978 0.00% BYD Co Ltd 15% 4 089 0.00% Byd Electronic Co. Ltd. 15% 3 679 0.00% C H Robinson Worldwide Inc 15% 19 960 0.01% Cable One 15% 10 423 0.00% Cadence Design Systems 15% 48 897 0.02% Cae Inc 15% 15 501 0.01% Caixabank 15% 15 068 0.01% Campbell Soup Co 15% 8 118 0.00% Canadian Imperial Bank of Commerce 15% 44 317 0.02% Canadian National Railway Co 15% 98 041 0.04% Canadian Natural Resources Ltd 15% 1 918 0.00% Canadian Pacific Railway Ltd 15% 2 696 0.00% Canadian Utilities Ltd 15% 433 0.00% Canon Inc 15% 729 0.00% Canopy Growth Corporation 15% 3 978 0.00% CANSINO BIOLOGICS INC 15% 1 918 0.00% Capcom Co Ltd 15% 8 925 0.00% Capgemini 15% 2 011 0.00% Capital One Financial Corp 15% 2 903 0.00% Cardinal Health Inc 15% 19 807 0.01% CARLSBERG AS-B 15% 477 0.00% CARLYLE GROUP IN 15% 7 122 0.00% Carmax Inc 15% 15 561 0.01% Carrefour SA 15% 17 588 0.01% Carrier Global Corp 15% 1 706 0.00% Casio Computer Co Ltd 15% 2 734 0.00% Caterpillar Inc 15% 121 381 0.05% CATHAY FINANCIAL HLDS 15% 17 910 0.01% CBOE Holdings Inc 15% 13 715 0.01% Celanese Corp Series A 15% 988 0.00% Cemex Sab Cpo 15% 11 545 0.01% CEMIG PN 15% 2 415 0.00% Cenovus Energy Inc 15% 469 0.00% Centene Corp 15% 47 102 0.02% Central Japan Railway Co 15% 30 702 0.01% Century Tel 15% 11 698 0.01% Cerner Corp 15% 28 114 0.01% CEZ CESKE ENERG. ZAVODY 15% 417 0.00% CF Industries Holdings Inc 15% 491 0.00% Charles Schwab Corp 15% 103 855 0.05% Charter Communications Inc 15% 4 839 0.00% Check Point Software Technolog 15% 1 095 0.00% Chevron Corp 15% 11 931 0.01% Chiba Bank Ltd 15% 244 0.00% China CITIC Bank Corp Ltd 15% 4 295 0.00% China Construction Bank Corporation 15% 97 652 0.04% 12 China Eastern Airlines (H) 15% 1 047 0.00% China Eastern Airlines Corp Ltd 15% 2 140 0.00% CHINA EVERBRIGHT BANK H 15% 1 344 0.00% China Gas Holdings Ltd 15% 14 272 0.01% China Co Ltd 15% 1 202 0.00% China Literature (P Chip) 15% 3 063 0.00% CHINA LODGING GRP ADR 15% 542 0.00% China Medical System Holdings 15% 2 019 0.00% China Merchants Bank Co Ltd 15% 511 0.00% China Minsheng Bank 15% 4 073 0.00% China Mobile Ltd 15% 2 240 0.00% China Molybdenum Co Ltd 15% 1 788 0.00% China National Building Ma H 15% 472 0.00% China Petroleum & Chemical Corp 15% 1 416 0.00% China Shenhua Energy Co H 15% 376 0.00% CORP COMMON 15% 13 668 0.01% China Telecom Corp Ltd H 15% 228 0.00% China Unicom Hong Kong Ltd 15% 313 0.00% CHINATRUST FINL HLDGS 15% 15 972 0.01% Chipotle Mexican Grill Inc 15% 1 485 0.00% Christian Hansen Hldg 15% 18 310 0.01% Chubu Electric Power Co Inc 15% 534 0.00% Chugai Pharmaceutical Co Ltd 15% 48 994 0.02% Chugoku Electric Power Co 15% 282 0.00% CO 15% 19 118 0.01% CI Financial Corp 15% 204 0.00% Cie De St Gobain 15% 30 118 0.01% Cie Financiere Richemont SA 15% 59 126 0.03% Cielo Sa 15% 546 0.00% Cigna Corp 15% 92 966 0.04% Cimb Group Holdings Bhd 15% 8 039 0.00% Cincinnati Financial Corp 15% 941 0.00% Cintas Corp 15% 1 568 0.00% Cisco Systems Inc 15% 239 283 0.10% Citibank 15% 6 718 0.00% Citic Ltd 15% 4 435 0.00% Citizens Financial Group 15% 18 814 0.01% Citrix Systems Inc 15% 14 470 0.01% CJ CHEILJEDANG CORP 15% 4 244 0.00% CJ CORP 15% 1 808 0.00% CJ CORP CONVERT PREF 15% 58 0.00% CK Hutchison Holdings 15% 1 150 0.00% Clariant AG 15% 2 558 0.00% Clorox Co 15% 32 262 0.01% CLP Holdings Ltd 15% 586 0.00% CME Group Inc 15% 84 916 0.04% Cms Energy Corp 15% 1 083 0.00% Cnh Industrial 15% 21 371 0.01% CNOOC Ltd 15% 845 0.00% CNP Assurances 15% 3 021 0.00% Coca Cola Co 15% 278 157 0.12% Coca-Cola Amatil Ltd 15% 4 263 0.00% Coca-Cola HBC 15% 5 228 0.00% Cochlear Ltd 15% 11 828 0.01% Cognizant Technology Solutions 15% 3 005 0.00% COHSO 15% 2 289 0.00% Coles Group Ltd 15% 25 902 0.01% Colgate Palmolive Co 15% 82 923 0.04% Coloplast A/S 15% 18 959 0.01% Colruyt Grp 15% 2 545 0.00% Salesforce.com Inc 15% 249 672 0.11% Samba Financial Group 15% 11 261 0.00% Sampo Oyj 15% 764 0.00% Biologics Co Ltd 15% 978 0.00% Samsung Electronics Co. Ltd 15% 20 672 0.01% SAMSUNG FIRE & MARINE 15% 7 495 0.00% 15% 305 0.00% Samsung SDI Co Ltd 15% 42 355 0.02% Samsung SDS Co Ltd 15% 343 0.00% Sands China Ltd 15% 690 0.00% Sandvik 15% 30 961 0.01% Sangfor Technologies (A) (SC SZ) 15% 1 948 0.00% Sanofi-Synthelabo SA 15% 5 894 0.00% 13 Santos Ltd 15% 539 0.00% Sap AG 15% 169 592 0.07% Saputo Inc 15% 408 0.00% Sartorius Stedim Biotech 15% 1 364 0.00% Sartorius Vz Aktie 15% 23 157 0.01% Saudi Electricity Co 15% 1 176 0.00% Savola 15% 3 803 0.00% SBERBANK OF RUSSIA 15% 2 584 0.00% SBI Holdings Inc 15% 466 0.00% Schindler Hldg AG 15% 784 0.00% Schlumberger Limited 15% 39 305 0.02% Schneider Sa 15% 95 014 0.04% Schroders Plc 15% 13 298 0.01% Scor SA 15% 327 0.00% Secom Co Ltd 15% 23 518 0.01% Seek Ltd 15% 7 670 0.00% Seiko Epson Corp 15% 188 0.00% Sekisui Chemical Co. Ltd 15% 12 092 0.01% Sekisui House 15% 16 047 0.01% SEMEN GRESIK 15% 890 0.00% Sempra Energy 15% 43 166 0.02% ServiceNow Inc 15% 5 603 0.00% SES FDR 15% 2 638 0.00% Seven & I Holdings 15% 31 454 0.01% Sgs SA 15% 21 002 0.01% Shanghai International Airport Co Ltd 15% 879 0.00% Shanghai M&G Stationery (A) (SC SH) 15% 1 780 0.00% 15% 2 390 0.00% Shaw Communications Inc 15% 445 0.00% Shennan Circuits (A) (SC SZ) 15% 1 393 0.00% Sherwin-Williams Co 15% 74 308 0.03% Shimadzu Corp 15% 8 409 0.00% Shimizu Corp 15% 3 316 0.00% Shin-Etsu Chemical Co. Ltd 15% 77 493 0.03% SHINHAN FINANCIAL GROUP LTD 15% 17 790 0.01% Shionogi & Co. Ltd 15% 15 444 0.01% Shiseido Co Ltd 15% 38 377 0.02% Shizuoka Bank Ltd 15% 278 0.00% SIAM COMMERCIAL BANK FOREIGN 15% 3 510 0.00% Siemens AG 15% 130 587 0.06% Sika AG 15% 47 550 0.02% SIME DARBY 15% 1 960 0.00% Sina Corp 15% 269 0.00% Singapore Airlines 15% 9 050 0.00% Singapore Exchange Ltd 15% 8 382 0.00% Singapore Technologies Engineering Ltd 15% 372 0.00% Singapore Telecommunications Ltd 15% 14 328 0.01% Sino Biopharmaceutical Ltd 15% 13 209 0.01% SINOPAC HOLDINGS 15% 5 566 0.00% Sinotruk Hong Kong Ltd 15% 2 597 0.00% Sirius XM Holdings Inc 15% 707 0.00% SK C&C Co Ltd 15% 10 837 0.00% SK ENERGY CO 15% 12 965 0.01% Skandinaviska Enskilda Banken 15% 21 994 0.01% Skanska B 15% 16 016 0.01% Skf Ab Ser 'B' 15% 13 596 0.01% Skyworks Solutions Inc 15% 1 163 0.00% SMC Corp 15% 2 319 0.00% Smith & Nephew Plc 15% 20 373 0.01% Smith (AO) Corp 15% 382 0.00% Smurfit Kappa Group Plc 15% 760 0.00% Snam Rete Gas 15% 561 0.00% Snap-On Inc 15% 16 465 0.01% SOCIETE GENERALE 15% 962 0.00% Sodexo SA 15% 382 0.00% Softbank Corp 15% 8 152 0.00% Soho China Ltd 15% 1 089 0.00% Solvay SA 15% 16 210 0.01% Sonic Healthcare Ltd 15% 587 0.00% Sonova Holding 15% 17 362 0.01% Corp 15% 156 063 0.07% South32 15% 497 0.00% SOUTHERN COPPER CORP 15% 3 606 0.00% 14 Southwest Airlines 15% 414 0.00% Spirax-Sarco Engineering plc 15% 21 020 0.01% Splunk Inc 15% 1 400 0.00% Square Inc 15% 5 104 0.00% SS and C Technologies Hldgs Inc 15% 830 0.00% SSE Plc 15% 25 803 0.01% St Microelectronics 15% 1 211 0.00% Standard Chartered Bank 15% 19 988 0.01% Standard Foods 15% 1 223 0.00% STANDARD LIFE ABERDEEN PLC 15% 7 952 0.00% Stanley Black & Decker Inc 15% 39 466 0.02% Stanley Electric Co Ltd 15% 4 495 0.00% Starbucks Corp 15% 155 553 0.07% Start Today Co. Ltd 15% 6 626 0.00% State Bank of India 15% 156 0.00% State Street Bank 15% 32 638 0.01% Statoil Asa 15% 1 172 0.00% Steel Dynamics 15% 10 430 0.00% Stora Enso Oyj (R) 15% 19 227 0.01% Straumann Holding AG 15% 20 152 0.01% Stryker Corp 15% 4 473 0.00% Suedzucker 15% 6 010 0.00% Suez Environnement 15% 467 0.00% Sumisho Computer Systems Corp 15% 6 949 0.00% Sumitomo Chemical Co Ltd 15% 6 235 0.00% Sumitomo Corp 15% 352 0.00% Sumitomo Metal Mining Co Ltd 15% 16 349 0.01% Sumitomo Mitsui Financial Group Inc 15% 1 546 0.00% SUN ART RETAIL GROUP 15% 2 902 0.00% Inc 15% 38 961 0.02% Suncor Energy Inc 15% 2 230 0.00% Suncorp-Metway Ltd 15% 9 984 0.00% Suning Com Co Ltd 15% 736 0.00% Suntory Beverage & Food Ltd 15% 3 844 0.00% SURGUTNEFTEGAS T 0 15% 349 0.00% Suzuken Co Ltd 15% 458 0.00% Suzuki Motor Corp 15% 881 0.00% SVB Financial Group 15% 21 623 0.01% Svenska Cellulosa 15% 11 527 0.01% Swedish Match AB 15% 897 0.00% Swire Pacific Ltd 15% 3 110 0.00% Hldg 15% 376 0.00% 15% 36 791 0.02% Swisscom AG 15% 14 878 0.01% Sydney Airport Ltd 15% 5 348 0.00% Symrise AG 15% 19 382 0.01% Synchrony Financial 15% 952 0.00% SYSCO Corp 15% 2 385 0.00% Sysmex Corp 15% 24 233 0.01% T Rowe Price Group Inc 15% 44 041 0.02% T&D Holdings Inc 15% 6 349 0.00% T-Mobile US Inc 15% 4 562 0.00% TABCORP HOLDINGS L NPV 15% 994 0.00% Taisei Corp 15% 6 103 0.00% TAISHIN FINANCIAL HLDGS 15% 5 877 0.00% HIGH SPEED RAIL 15% 1 622 0.00% Taiwan Semiconductor Mfg Co Ltd 15% 619 102 0.27% Takeda Pharmaceutical Co Ltd 15% 73 752 0.03% TAL EDUCATION GROUP ADR 15% 1 722 0.00% Target Corp 15% 104 445 0.05% TATNEFT COMMON (RUB) 15% 545 0.00% Taylor Wimpey PLC 15% 14 330 0.01% Tdk Corp 15% 26 012 0.01% TE Connectivity Ltd 15% 1 735 0.00% Techtronic Industries Co. Ltd 15% 1 175 0.00% Teck Resources Ltd 15% 8 970 0.00% Teijin Ltd 15% 4 244 0.00% Tele2 Ab 15% 10 319 0.00% Telecom Corp Of New Zealand Ltd 15% 12 282 0.01% TELEF BRASIL 15% 3 974 0.00% Teleflex Inc 15% 1 043 0.00% Telefonica 15% 27 206 0.01% Telefonica Deutschland Holding AG 15% 4 644 0.00% 15 Telekom Malaysia Bhd 15% 1 649 0.00% TELEKOMUNIKASI INDONESIA 15% 773 0.00% Telenor ASA 15% 18 295 0.01% Telia 15% 14 063 0.01% Telstra Corp Ltd 15% 8 752 0.00% TENAGA NASIONAL 15% 437 0.00% Tenaris SA 15% 3 347 0.00% Teradyne Inc 15% 1 216 0.00% Terumo Corp 15% 1 588 0.00% Tesco Plc 15% 34 565 0.02% Tesla Inc 15% 673 604 0.29% Texas Instruments Inc 15% 183 744 0.08% Textainer Grp Hldgs Ltd 15% 14 819 0.01% Textron Inc 15% 94 0.00% THAI OIL PCL FRGN 15% 2 831 0.00% The Hershey Co 15% 1 062 0.00% The Mosaic Co. 15% 10 632 0.00% The Swatch Group 15% 888 0.00% The Volvo Group 15% 2 432 0.00% Thermo Fisher Scientific Inc 15% 10 250 0.00% Thomson-CSF 15% 372 0.00% Tiffany & Co Inc 15% 11 999 0.01% Tim Participacoes SA 15% 3 546 0.00% Tjx Companies Inc 15% 97 350 0.04% Tobu Railway Co Ltd 15% 7 422 0.00% Toho Gas Co Ltd 15% 9 517 0.00% Tohoku Electric Power 15% 240 0.00% TOKYO ELECTRON LTD 15% 71 769 0.03% Tokyo Gas Co Ltd 15% 7 477 0.00% Tokyu Corp 15% 6 717 0.00% Top Glove Corp 15% 10 758 0.00% Topchoice Medical Investment (A) (SC SH) 15% 1 911 0.00% Toppan Printing Co Ltd 15% 5 968 0.00% Toray Industries Inc 15% 9 239 0.00% Toronto-Dominion Bank 15% 122 438 0.05% Total SA 15% 132 036 0.06% Toto Ltd 15% 6 568 0.00% Toyo Suisan Kaisha Ltd 15% 10 227 0.00% Toyoda Gosei Co. Ltd 15% 3 168 0.00% Toyota Industries Corp 15% 855 0.00% Toyota Motor Corporation 15% 9 916 0.00% Toyota Tsusho Corp 15% 11 466 0.01% TransDigm Inc 15% 2 051 0.00% TransUnion 15% 1 006 0.00% Transurban Group TCL 15% 39 484 0.02% Travelers Cos Inc 15% 44 817 0.02% Trimble Navigation Ltd 15% 15 203 0.01% Tsinghua Unisplendour Co Ltd 15% 1 278 0.00% TURK HAVA YOLLARI 15% 1 134 0.00% Turkiye Garanti Bankasi 15% 222 0.00% TURKIYE IS BANKASI C 15% 296 0.00% Tyson Foods Inc 15% 1 347 0.00% Uber Technologies Inc 15% 2 586 0.00% Ubisoft Entertainment 15% 9 321 0.00% UBS AG 15% 3 100 0.00% UCB SA 15% 17 356 0.01% UGI Corp 15% 9 122 0.00% ULTRAPAR PART ON 15% 5 155 0.00% Uni-Charm Corp 15% 26 854 0.01% UNI-PRESIDENT ENT. 15% 15 956 0.01% SpA 15% 1 033 0.00% UNILEVER INDONESIA 15% 4 848 0.00% Unilever Plc 15% 211 687 0.09% Union Pacific Corp 15% 172 671 0.08% UNITED MICROELECTRONICS 15% 27 350 0.01% United Overseas Bank Ltd 15% 18 836 0.01% United Parcel Service Inc 15% 143 739 0.06% UNITED PHOSPHORUS 15% 4 002 0.00% United Rentals Inc 15% 20 876 0.01% United Tractors 15% 335 0.00% UnitedHealth Group Inc 15% 18 661 0.01% Universal Health Services Inc 15% 871 0.00% UOL Group Ltd 15% 3 304 0.00% 16 UPM Kymmene Oyj 15% 23 060 0.01% US Bancorp 15% 77 758 0.03% Uss Co Ltd 15% 4 256 0.00% Vale SA 15% 3 199 0.00% Valeo 15% 8 683 0.00% Valero Energy Corp 15% 24 320 0.01% VANGUARD INT'L SEMICON 15% 4 834 0.00% Varian Medical Systems Inc 15% 20 001 0.01% Veeva Systems Inc 15% 2 071 0.00% VEOLIA ENVIRONNEMENT 15% 956 0.00% VeriSign Inc 15% 1 339 0.00% Verisk Analytics Inc 15% 1 579 0.00% Verizon Communications Inc 15% 304 608 0.13% Vertex Pharmaceuticals Inc 15% 75 991 0.03% Vestas Wind Systems 15% 56 204 0.02% VF Corp 15% 37 290 0.02% ViacomCBS Inc 15% 1 713 0.00% VIATRIS INC 15% 1 330 0.00% Vifor Pharma AG 15% 410 0.00% Vinci SA 15% 2 899 0.00% Vinda International Holdings 15% 1 121 0.00% Visa Inc 15% 454 841 0.20% Vivendi SA 15% 1 304 0.00% VMWare Inc 15% 14 683 0.01% Vodafone Group Plc 15% 2 537 0.00% voestalpine AG 15% 3 843 0.00% Vopka NV 15% 1 915 0.00% Voya Financial Inc 15% 8 759 0.00% Vulcan Materials Co 15% 1 465 0.00% Wabtec Corp 15% 554 0.00% Wal Mart Stores 15% 11 372 0.00% Wal-Mart de Mexico SAB de CV 15% 704 0.00% Walgreens Boots Alliance Inc 15% 1 564 0.00% Walt Disney Co 15% 404 634 0.18% Waste Management Inc 15% 62 565 0.03% Waters Corp 15% 16 484 0.01% Wayfair Inc A 15% 1 145 0.00% WEC Energy Group Inc 15% 2 012 0.00% WEG Ord 15% 16 888 0.01% Wells Fargo & Co 15% 6 267 0.00% Wendel Investissement 15% 3 212 0.00% Wesfarmers Ltd 15% 2 534 0.00% West Japan Railway Co 15% 16 118 0.01% West Pharmaceutical Services I 15% 24 468 0.01% Western Digital Corporation 15% 1 055 0.00% Western Union Co. 15% 16 973 0.01% Westpac Banking Corp 15% 2 649 0.00% WESTPORTS HOLDINGS BHD 15% 1 342 0.00% Weyerhaeuser Co 15% 36 374 0.02% Wharf Holdings Ltd 15% 5 151 0.00% Whirlpool Corp 15% 20 146 0.01% Whitbread Plc 15% 7 122 0.00% William Demant Holding A/S 15% 3 863 0.00% Williams Cos Inc 15% 24 604 0.01% Willis Towers Watson Plc 15% 30 140 0.01% Wilmar International Ltd 15% 497 0.00% WIN SEMICONDUCTORS 15% 5 565 0.00% WIPRO 15% 6 922 0.00% WISTRON CORP 15% 3 699 0.00% Wolters Kluwer Cva 15% 32 337 0.01% Woodside Petroleum Ltd 15% 22 797 0.01% Woong Jin Coway Co Ltd 15% 241 0.00% WOORI FINANCIAL GROUP INC 15% 6 536 0.00% Workday Inc 15% 2 682 0.00% WPP Plc 15% 16 690 0.01% WR Berkley Corp 15% 337 0.00% WUXI APPTEC CO H 15% 10 979 0.00% Wuxi Biologics Cayman Inc 15% 54 812 0.02% WUXI LEAD INTG A (HK-C) 15% 475 0.00% Xiaomi (P Chip) 15% 2 963 0.00% Xilinx Inc 15% 2 634 0.00% XPO LOGISTICS IN 15% 907 0.00% Xylem Inc 15% 25 150 0.01% 17 Yageo Corp 15% 9 748 0.00% Yakult Honsha Co Ltd 15% 13 562 0.01% Yamada Denki Co Ltd 15% 3 242 0.00% Yamaha Corp 15% 7 456 0.00% Yamaha Motor Co Ltd 15% 6 119 0.00% YAMATO HOLDINGS CO 15% 485 0.00% Yara International 15% 407 0.00% Yaskawa Electric Corp 15% 14 873 0.01% Yokogawa Electric Corp 15% 6 196 0.00% YUANTA FINANCIAL HOLDING 15% 11 136 0.00% Yuhan Corp 15% 3 535 0.00% Yum Brands Inc 15% 1 782 0.00% Yum China Holdings Inc 15% 1 271 0.00% Yunnan Baiyao Group Co Ltd 15% 1 963 0.00% Zebra Technologies Corp 15% 1 218 0.00% Zimmer Holdings Inc 15% 2 060 0.00% Zoetis Inc 15% 92 443 0.04% Zoom Video Communications Inc 15% 3 207 0.00% Zurich Financial Services AG 15% 75 047 0.03% Comcast Corp 15% 13 029 0.01% Commercial International Bank Ltd 15% 6 222 0.00% Commonwealth Bank Of Austral 15% 140 818 0.06% 15% 3 450 0.00% Compass Group Plc 15% 44 571 0.02% Computer Share Ltd 15% 8 635 0.00% Conagra Foods Inc 15% 1 132 0.00% Concordia Financial Grp Ltd 15% 245 0.00% Conocophillips 15% 1 679 0.00% Consolidated Edison Inc 15% 29 713 0.01% Constellation Brds Class A 15% 2 332 0.00% Constellation Software Inc 15% 1 645 0.00% CONTEMPORARY AMP A(HK-C) 15% 9 595 0.00% Continental AG 15% 1 145 0.00% CONTROLADORA NEMAK 15% 573 0.00% Corning Inc 15% 1 486 0.00% Cosan Sa 15% 2 336 0.00% COSCO Shipping Holdings Co Ltd 15% 1 143 0.00% Costco Wholesale Corp 15% 9 376 0.00% COUPA SOFTWARE I 15% 1 504 0.00% Covestro 15% 744 0.00% CP All Pcl 15% 15 042 0.01% Cpfl Energia Sa 15% 1 686 0.00% Credit Agricole Corporate And Investment Bank 15% 17 665 0.01% CREDIT SUISSE GROUP 15% 1 388 0.00% CRH Plc 15% 35 958 0.02% Crown Ltd 15% 381 0.00% CSL Ltd 15% 5 494 0.00% CSX Corp 15% 81 577 0.04% Cummins Inc 15% 35 502 0.02% CVS HEALTH CORPORATION 15% 4 864 0.00% CyberAgent Inc 15% 6 581 0.00% CYFROWY POLSAT SA 15% 2 803 0.00% Dabur India Ltd 15% 4 703 0.00% Dai Nippon Printing Co Ltd 15% 3 555 0.00% Dai-ichi Life Insurance Co Ltd 15% 20 022 0.01% Daikin Industries Ltd 15% 69 070 0.03% Daimler AG 15% 3 028 0.00% Daito Trust Cons 15% 296 0.00% Danaher Corp 15% 7 610 0.00% Danske Bank 15% 843 0.00% Darden Restaurants Inc 15% 17 469 0.01% Dassault Systemes 15% 35 581 0.02% Daum Communications Corp 15% 1 598 0.00% DaVita HealthCare Partners Inc 15% 12 439 0.01% DBS Group Holdings Ltd 15% 41 035 0.02% DCC Plc 15% 9 131 0.00% Deere & Co 15% 100 318 0.04% Technologies Inc 15% 656 0.00% Delphi Automotive Plc 15% 47 946 0.02% Delta Airlines Inc 15% 6 994 0.00% Denso Corp 15% 25 732 0.01% Dentsu Group Inc 15% 339 0.00% Deutsche Bank AG 15% 1 413 0.00% 18 Deutsche Boerse AG 15% 41 785 0.02% Deutsche Post AG 15% 2 878 0.00% Deutsche Telekom AG 15% 3 635 0.00% DexCom Inc 15% 48 705 0.02% Diageo Plc 15% 4 702 0.00% DIGI.COM 15% 4 549 0.00% Discover Financial Services 15% 26 675 0.01% Discovery Communications Inc 15% 15 788 0.01% Dish Network Corporation 15% 608 0.00% Divis Laboratories 15% 9 420 0.00% DNB ASA 15% 1 455 0.00% Dollar General Corp 15% 2 898 0.00% Dollar Tree Inc 15% 1 730 0.00% Dollarama Inc 15% 20 376 0.01% Dominion Energy Inc 15% 3 305 0.00% Dominos Pizza Inc 15% 19 586 0.01% Dover Corp 15% 25 760 0.01% Dr Horton Inc 15% 1 527 0.00% Dsm NV 15% 40 221 0.02% DTE Energy Co 15% 1 308 0.00% DUKE ENERGY CORPORATION 15% 3 784 0.00% E On AG 15% 1 820 0.00% East Japan Railway Co 15% 29 169 0.01% Eastman Chemical Co 15% 763 0.00% Eaton Vance Corp 15% 59 609 0.03% Ebay Inc 15% 45 427 0.02% Ecolab Inc 15% 69 800 0.03% EDF EURO 0.5 15% 507 0.00% Edison Intl 15% 31 547 0.01% Edperbrascan 15% 3 291 0.00% Edwards Lifesciences 15% 72 323 0.03% Eiffage 15% 10 543 0.00% Eisai Co Ltd 15% 21 377 0.01% Electrolux AB 15% 5 225 0.00% Electronic Arts Inc 15% 54 979 0.02% Emera Inc 15% 2 153 0.00% Emerson Electric Co 15% 2 649 0.00% Empire Co Ltd 15% 1 988 0.00% Empresas Copec Sa 15% 4 708 0.00% Enagas 15% 649 0.00% ENBRIDGE INC 15% 83 131 0.04% Endesa SA 15% 464 0.00% Enel Americas Sa 15% 6 903 0.00% Enel Spa 15% 104 200 0.05% Energias de Portugal 15% 959 0.00% Enersis Chile 15% 1 813 0.00% Eni Spa 15% 1 688 0.00% ENN ENERGY HOLDINGS LTD 15% 16 133 0.01% Entergy Corp 15% 886 0.00% EOG Resources Inc 15% 1 783 0.00% Epiroc 15% 580 0.00% Equifax Inc 15% 864 0.00% Ericsson Lm 15% 1 692 0.00% Erste Bank 15% 9 435 0.00% Essilor Intl 15% 56 801 0.02% Estee Lauder Co Inc 15% 72 876 0.03% Etihad Etisalat Co 15% 906 0.00% Eurazeo 15% 2 104 0.00% European Aeronautic Defence and Space Co 15% 4 231 0.00% EVA AIRWAYS CORP 15% 5 0.00% EVEREST RE GROUP COM USD 0.01 15% 445 0.00% EVERGY INC 15% 1 091 0.00% Eversource Energy 15% 33 523 0.01% Exelon Corp 15% 2 595 0.00% Expedia Inc 15% 24 204 0.01% Expeditors International of Washington Inc 15% 18 467 0.01% Experian Plc 15% 1 615 0.00% Exxon Mobil Corp 15% 9 163 0.00% F5 Networks Inc 15% 558 0.00% FACEBOOK INC 15% 36 477 0.02% Fair Isaac Corp 15% 972 0.00% Fairfax Financial Hldgs Ltd 15% 432 0.00% Fanuc Ltd 15% 1 477 0.00% 19 FAR EASTERN NEW CENTURY 15% 3 530 0.00% Fast Retailing Co Ltd 15% 64 995 0.03% Fastenal Co 15% 30 404 0.01% FedEx Corp 15% 3 291 0.00% Ferguson Plc 15% 37 671 0.02% Ferrari NV 15% 1 681 0.00% Ferrovial sa 15% 817 0.00% Fidelity Nationall Information Services 15% 5 100 0.00% Fifth Third Bancorp 15% 1 566 0.00% FIRST FINANCIAL HLDG CO 15% 9 383 0.00% Fiserv Inc 15% 3 387 0.00% FNF Group 15% 496 0.00% FoereningsSparbanken AB 15% 999 0.00% Fomento Economico Mexicano SAB de CV Units 15% 19 249 0.01% Ford Motor Co 15% 2 091 0.00% FORMOSA CHEMICAL FIBERS 15% 516 0.00% FORMOSA PLASTIC CORP 15% 739 0.00% Fortinet Inc 15% 1 506 0.00% Fortis Inc 15% 29 908 0.01% Fortive Corp 15% 1 077 0.00% FORTUM OYJ 15% 558 0.00% Fortune Brands Home & Security Inc 15% 13 189 0.01% FPL Group 15% 7 433 0.00% France Telecom 15% 28 901 0.01% Franco-Nevada Corp 15% 24 580 0.01% Franklin Resources Inc 15% 7 379 0.00% FRASER + NEAVE HOLDINGS BHD 15% 1 296 0.00% Freeport Mcmor C&G 15% 2 187 0.00% Fresenius Medical Care AG & Co 15% 1 348 0.00% FRESENIUS SE + CO KGAA 15% 1 149 0.00% FUBON FINANCIAL HOLDING COMPANY LIMITED 15% 15 723 0.01% Fuji Heavy Industries Ltd 15% 823 0.00% Fuji Photo Film Co 15% 601 0.00% Fujitsu General Ltd 15% 41 047 0.02% Galaxy Entertainment Group Ltd 15% 1 280 0.00% Garmin Ltd 15% 17 215 0.01% Gas Natural SDG 15% 6 775 0.00% Gdf Suez 15% 1 576 0.00% GEA Group AG 15% 371 0.00% Geberit AG 15% 1 772 0.00% Geely Automobile Holdings Ltd 15% 27 168 0.01% Gen Dynamics Corp 15% 1 506 0.00% General Electric 15% 4 941 0.00% General Mills Inc 15% 41 243 0.02% General Motors Co 15% 2 655 0.00% Genmab 15% 30 280 0.01% GENSCRIPT BIOTECH 15% 2 211 0.00% GENTING 15% 266 0.00% Genuine Parts Co 15% 17 485 0.01% Gigadevice Semiconductor Beijing (A) (SC SH) 15% 919 0.00% Gildan Activewear Inc 15% 6 474 0.00% Gilead Sciences Inc 15% 94 787 0.04% Givaudan 15% 49 340 0.02% GlaxoSmithKline Plc 15% 122 528 0.05% Glencore International Plc 15% 1 692 0.00% GODADDY INC 15% 736 0.00% Goertek Inc 15% 1 571 0.00% Goldman Sachs Group Inc 15% 5 004 0.00% GRAINGER WW INC 15% 24 677 0.01% Great Wall Motor (A) (SC SH) 15% 1 348 0.00% Great-West Lifeco Inc 15% 332 0.00% GREENTOWN SERVICE GROUP CO L 15% 1 978 0.00% Grifols SA 15% 486 0.00% Groupe Bruxelles Lambert 15% 451 0.00% Groupe Danone 15% 48 523 0.02% Gruma SA B 15% 2 955 0.00% Grupo Aeroportuario del Sureste SA de CV 15% 5 047 0.00% Grupo Televisa Sab Ser Cpo 15% 392 0.00% GS ENGINEERING & CONSTRUCTION 15% 2 424 0.00% GS HOLDINGS 15% 2 369 0.00% GUIDEWIRE SOFTWARE 15% 1 061 0.00% Gulf Energy Development Public Company Ltd 15% 4 590 0.00% H Lundbeck 15% 2 466 0.00% 20 Halliburton Co. 15% 1 027 0.00% HANA FINANCIAL GROUP 15% 13 168 0.01% Hang Seng Bank Ltd 15% 10 652 0.00% Hankook Tire Co Ltd 15% 3 562 0.00% Hankyu Hanshin Holdings 15% 8 682 0.00% HANWHA CHEMICAL CORP 15% 6 264 0.00% Hartford Financial Services Group 15% 24 217 0.01% Hasbro Inc 15% 19 074 0.01% HCA Holdings Inc 15% 56 916 0.02% HCL Technologies 15% 20 074 0.01% Heineken 15% 2 449 0.00% Hellenic Telecommunication Org 15% 4 681 0.00% Henkel AG & Co. KGaA 15% 35 306 0.02% Hennes And Mauritz 15% 19 283 0.01% Henry Schein Inc 15% 17 632 0.01% Hermes International 15% 1 494 0.00% Hewlett-Packard Co 15% 64 828 0.03% HINDALCO INDUSTRIES 15% 6 743 0.00% Hindustan Petroleum Corp 15% 3 184 0.00% HINDUSTAN UNILEVER 15% 35 372 0.02% Hino Motors Ltd 15% 1 894 0.00% Hirose Electric Co Ltd 15% 1 017 0.00% Hitachi Construction Machinery Co Ltd 15% 3 444 0.00% Hitachi Metals Ltd 15% 2 454 0.00% Hiwin Technologies Corp 15% 5 498 0.00% Holcim 15% 1 567 0.00% Hologic Inc 15% 21 251 0.01% Home Depot Inc 15% 351 712 0.15% HON HAI PRECISION IND CO 15% 2 656 0.00% Honda Motor Co Ltd 15% 56 503 0.02% Honeywell International Inc 15% 8 368 0.00% Hong Kong & China Gas Co Ltd 15% 11 232 0.00% Hongkong Electric Hldgs Ltd 15% 584 0.00% Hormel Foods Corp 15% 16 864 0.01% Howmet Aerospace Inc 15% 12 212 0.01% Hoya Corp 15% 2 628 0.00% HSBC Holdings Plc 15% 6 226 0.00% Huadong Medicine Co Ltd 15% 909 0.00% Hulic Co Ltd 15% 2 086 0.00% Humana Inc 15% 69 396 0.03% HUNTINGTON BANCSHARES 15% 19 627 0.01% Huntington Ingalls Industries Inc 15% 540 0.00% Husqvarna 15% 12 325 0.01% Hydro One Ltd 15% 11 007 0.00% Hynix Semiconductor Inc 15% 2 705 0.00% HYUNDAI ENGR. & CONSTR. 15% 250 0.00% Hyundai Heavy Industries Co Ltd 15% 1 598 0.00% Hyundai Marine & Fire Insurance 15% 959 0.00% Hyundai Motor Co Ltd 15% 2 224 0.00% HYUNDAI STEEL CO 15% 252 0.00% Iberdrola SA 15% 111 272 0.05% IBM 15% 138 656 0.06% Idemitsu Kosan Co Ltd 15% 711 0.00% IDEXX Laboratories Inc 15% 51 379 0.02% Illinois Tool Works Inc 15% 80 445 0.04% Illumina Inc 15% 2 908 0.00% Imperial Oil Ltd 15% 300 0.00% Imperial Tobacco Group plc 15% 1 161 0.00% Incyte Corp 15% 1 043 0.00% Ind + Comm Bk Of China H 15% 2 853 0.00% Inditex 15% 41 762 0.02% Indocement Tunggal 15% 641 0.00% INDOFOOD SUKSES MAKMUR 15% 3 237 0.00% INDORAMA VENTURES FOREIGN 15% 1 400 0.00% Industrial Bank Co Ltd 15% 5 074 0.00% Infineon Technologies 15% 3 017 0.00% Informa Plc 15% 16 269 0.01% Infosys Technologies 15% 78 627 0.03% INFRAESTRUCTURA ENERGETICA N 15% 1 963 0.00% Inner Mongolia Yili Industrial Co Ltd 15% 3 094 0.00% Innovent Biologics (P Chip) 15% 1 496 0.00% Inpex Corp 15% 4 067 0.00% Insulet Corp 15% 1 296 0.00% 21 Insurance Australia Grp Ltd 15% 14 210 0.01% Intact Financial Corp 15% 17 977 0.01% Intel Corp 15% 263 424 0.12% InterContinental Hotels Group Plc 15% 13 841 0.01% International Flavors & Fragrances Inc 15% 10 100 0.00% Interpublic Group Of Cos Inc 15% 1 476 0.00% Intertek Group Plc 15% 696 0.00% 15% 46 251 0.02% Intnl Paper Co 15% 1 324 0.00% INTOUCH HOLDINGS PCL-F 15% 5 523 0.00% Intuit Inc 15% 117 462 0.05% Intuitive Surgical Inc 15% 5 216 0.00% INVENTEC CO 15% 2 106 0.00% Invesco Ltd 15% 13 607 0.01% Investor B 15% 2 301 0.00% Investors Group Inc 15% 412 0.00% IPG Photonics Corp 15% 567 0.00% IRPC PCL FOREIGN 15% 716 0.00% Israel Discount Bank Ltd 15% 756 0.00% Isuzu Motors Ltd 15% 6 787 0.00% Itau Unibanco Holding SA 15% 39 023 0.02% Itausa Sa 15% 14 564 0.01% Itochu Corp 15% 1 765 0.00% J Sainsbury Plc 15% 4 454 0.00% J.M.Smucker Co 15% 733 0.00% Jacobs Engineering Group Inc 15% 497 0.00% Japan Post Holdings Co Ltd 15% 779 0.00% Japan Tobacco Inc 15% 1 316 0.00% Jardine Matheson Holdings Ltd 15% 958 0.00% JB Hunt Transport Services Inc 15% 606 0.00% Jbs Sa 15% 909 0.00% JD Sports Fashion Plc 15% 9 366 0.00% JD.Com Inc 15% 4 480 0.00% JFE Holdings Inc 15% 3 492 0.00% Johnson & Johnson 15% 509 478 0.22% Johnson Matthey Plc 15% 9 218 0.00% JPMorgan Chase & Co 15% 21 027 0.01% JS Group Corp 15% 343 0.00% Julius Baer Group Ltd 15% 1 277 0.00% Juniper Networks Inc 15% 399 0.00% JX Holdings Inc 15% 9 873 0.00% Kajima Corp 15% 4 671 0.00% Kansai Electric Power Co Inc 15% 472 0.00% Kansai Paint Co Ltd 15% 5 989 0.00% Kansas City Southern Railway Co 15% 23 459 0.01% Kao Corp 15% 48 856 0.02% KB FINANCIAL GROUP 15% 21 028 0.01% Kddi Corp 15% 54 644 0.02% Keio Corp 15% 7 583 0.00% Kellogg Co 15% 17 751 0.01% KEPCO KOREA ELECT. POWER 15% 666 0.00% Kering 15% 66 616 0.03% Kerry Group Plc 15% 24 118 0.01% KeyCorp 15% 19 815 0.01% Keyence Corp 15% 127 436 0.06% Keysight Technologies 15% 26 452 0.01% KGHM POLSKA MIEDZ 15% 9 180 0.00% Kia Motors Corp 15% 885 0.00% Kikkoman Corp 15% 13 521 0.01% Kimberly-Clark Corp 15% 54 282 0.02% Kinder Morgan Inc 15% 672 0.00% Kingdee International Software Group 15% 13 480 0.01% Kingfisher PLC 15% 15 068 0.01% Kinross Gold Corp 15% 548 0.00% KINTETSU CORP 15% 139 0.00% Kirin Brewery Co Ltd 15% 1 688 0.00% KLA-Tencor Corp 15% 1 969 0.00% Kobayashi Pharmaceutical Co 15% 6 423 0.00% Koc Holding 15% 3 612 0.00% Komatsu Ltd 15% 28 664 0.01% Konami Corp 15% 5 681 0.00% Koninklijke Ahold 15% 40 112 0.02% Koninklijke KPN NV 15% 10 617 0.00% 22 KOREA GAS CORP 15% 1 122 0.00% KOTAK MAHINDRA BANK 15% 1 013 0.00% Kraft Heinz Co 15% 1 276 0.00% Kredietbank NV 15% 16 778 0.01% Kroger Co 15% 1 731 0.00% KT&G CORP(KOREA TOBACCO) 15% 906 0.00% Kubota Corp 15% 27 962 0.01% Kuehne & Nagel International 15% 11 477 0.01% Kuraray Co Ltd 15% 3 167 0.00% Kurita Water Industries Ltd 15% 2 937 0.00% Kyushu Electric Power Co Inc 15% 240 0.00% Kyushu Railway Co 15% 4 271 0.00% L'Oreal 15% 118 690 0.05% Laboratory Corp Of America Hol 15% 29 624 0.01% Lam Research Corp 15% 91 501 0.04% Lamb Weston Holdings Inc 15% 948 0.00% Las Vegas Sands Corp 15% 976 0.00% LAWSON 15% 2 248 0.00% Lear Corp 15% 706 0.00% Legal And General Gp 15% 36 028 0.02% Legrand 15% 1 711 0.00% Leidos Holdings Inc 15% 999 0.00% Lennar Corp 15% 1 111 0.00% Lennox Intl Inc 15% 7 758 0.00% Group Ltd 15% 8 806 0.00% LG Chem Ltd 15% 47 328 0.02% LG CHEM PREF 15% 4 394 0.00% LG Corp 15% 10 782 0.00% LG DISPLAY CO 15% 4 576 0.00% LG ELECTRONICS (NEW) 15% 18 657 0.01% LG Household & Health Care Ltd 15% 18 900 0.01% LG INNOTEK CO 15% 2 961 0.00% Liberty Broadband Corp 15% 21 781 0.01% LIBERTY GLOBAL PLC C 15% 4 793 0.00% Lilly (Eli) & Co 15% 8 435 0.00% LINCOLN NATIONAL 15% 26 988 0.01% Linde Plc 15% 171 689 0.08% LITE-ON TECHNOLOGY CORP 15% 5 032 0.00% Live Nation Entertainment 15% 1 257 0.00% LKQ Corp 15% 10 898 0.00% Lloyds TSB Group Plc 15% 1 730 0.00% Loblaw Companies Ltd 15% 9 393 0.00% Lockheed Martin Corp 15% 4 914 0.00% Loews Corp 15% 10 979 0.00% Group plc 15% 51 497 0.02% Lonza Grp 15% 62 864 0.03% Lowe's Co Inc 15% 153 853 0.07% LUKOIL 15% 11 378 0.00% Lululemon Athletica Inc 15% 56 364 0.02% Lundin Mining Corp 15% 5 776 0.00% LUPIN 15% 3 940 0.00% Lvmh Moet Hennessy 15% 9 418 0.00% LyondellBasell Industries 15% 1 104 0.00% M&T Bank 15% 30 000 0.01% Macquarie Group Ltd 15% 51 448 0.02% MAGAZINE LUIZA 15% 1 413 0.00% Magna International Inc 15% 25 933 0.01% Makita Corp 15% 571 0.00% Malayan Banking 15% 10 606 0.00% Malaysia Airports 15% 1 850 0.00% Malaysia Airports Hldgs Bhd 15% 1 926 0.00% Marathon Petroleum Corp 15% 36 424 0.02% Marico 15% 3 153 0.00% Marine Harvest ASA 15% 12 287 0.01% MARKEL CORP 15% 655 0.00% MarketAxess Hldg Inc 15% 21 856 0.01% Marriott International Class S 15% 2 592 0.00% Marsh + Mclennan Cos 15% 71 509 0.03% Martin Marietta Materials Inc 15% 900 0.00% Marubeni Corp 15% 13 963 0.01% Marui Group Co. Ltd 15% 4 402 0.00% Marvell Tech Group 15% 2 441 0.00% Masco Corp 15% 16 004 0.01% 23 Mastercard Inc 15% 382 697 0.17% Maxim Integrated Products 15% 1 068 0.00% MAXIS BHD 15% 3 231 0.00% Mazda Motor Corp 15% 7 749 0.00% McCormick & Co Inc 15% 27 693 0.01% McDonald's Corp 15% 194 460 0.08% McKesson Corp 15% 1 339 0.00% MEDIATEK INC 15% 53 904 0.02% Medibank Private Ltd 15% 350 0.00% Mediobanca 15% 337 0.00% Medtronic Inc 15% 8 546 0.00% Meiji Holdings Co Ltd 15% 802 0.00% Meinian Onehealth Healthcare Holdings Co Ltd 15% 979 0.00% Mercari Inc 15% 6 632 0.00% Merck & Co Inc 15% 252 323 0.11% Merck KGaA 15% 32 002 0.01% MetLife Inc 15% 1 188 0.00% Metra OY 15% 2 272 0.00% Metro Inc 15% 7 755 0.00% Mettler Toledo Intl inc 15% 34 437 0.02% MG 15% 438 0.00% MGM Resorts International 15% 1 215 0.00% Michelin 15% 23 509 0.01% Micro-Star International 15% 4 262 0.00% Microchip Technology Inc 15% 2 399 0.00% Micron Technology Inc 15% 4 378 0.00% Microsoft Corp 15% 1 995 632 0.87% Millea Holdings Inc 15% 2 216 0.00% Minebea Co Ltd 15% 490 0.00% Mitsubishi Corp 15% 8 913 0.00% Mitsubishi Electric Corp 15% 1 701 0.00% Mitsubishi Heavy Industries 15% 542 0.00% MITSUBISHI TOKYO FIN 15% 2 825 0.00% Mitsubishi Tst&Bnk C 15% 1 299 0.00% Mitsui & Co Ltd 15% 10 570 0.00% Mitsui Chemicals Inc 15% 12 342 0.01% Miura Co Ltd 15% 8 575 0.00% Mizuho Financial Group Inc 15% 36 130 0.02% MMC NORILSK NICKEL OJSC RTS 15% 471 0.00% Mobile Telesystems Pjsc 15% 2 750 0.00% Moderna Inc 15% 1 655 0.00% Mohawk Industies Inc 15% 7 584 0.00% Molson Coors Brewing Co 15% 615 0.00% Moncler S.p.A. 15% 814 0.00% Mondelez International Group Inc 15% 4 198 0.00% Mondi Plc 15% 12 640 0.01% Moneta Money Bank 15% 1 777 0.00% Monster Beverage Co 15% 1 707 0.00% Moodys Corp 15% 57 107 0.02% Morgan Stanley 15% 6 794 0.00% Morrison Supermarkets Plc 15% 13 387 0.01% Motorola Solutions Inc 15% 1 832 0.00% MS&AD Insurance Group Holdings Inc 15% 13 341 0.01% MTR Corp Ltd 15% 8 169 0.00% MTU Aero Engines Holding AG 15% 21 096 0.01% MUNCHENER RUCK 15% 52 826 0.02% Murata Manufacturing Co. Ltd 15% 65 709 0.03% Nabtesco Corp 15% 4 427 0.00% Nagoya Railroad 15% 17 276 0.01% Namco Bandai Holdings Inc 15% 986 0.00% NAN YA PLASTIC 15% 17 013 0.01% NARI Technology Co Ltd 15% 1 561 0.00% NASDAQ OMX Group Inc 15% 22 151 0.01% NAT BANK OF CANADA 15% 1 488 0.00% National Australia Bank Ltd 15% 67 555 0.03% National Commercial Bank SJSC 15% 895 0.00% National Grid Ord 15% 53 829 0.02% Natixis 15% 3 163 0.00% NCsoft Corp 15% 1 027 0.00% NEC Corp SHS 15% 20 934 0.01% Neste Oil 15% 39 461 0.02% Nestle SA 15% 19 793 0.01% NetApp Inc 15% 546 0.00% 24 Netflix Inc 15% 13 071 0.01% NEW FOX A 15% 603 0.00% New Oriental Education & Technology Group 15% 1 531 0.00% Newcrest Mining Ltd 15% 18 518 0.01% Newell Rubbermaid Inc 15% 12 014 0.01% Newmont Mining Corp 15% 49 447 0.02% News Corp 15% 433 0.00% Nexon Co Ltd 15% 1 035 0.00% Next Plc 15% 16 734 0.01% NGK Insulators Ltd 15% 5 877 0.00% NGK Spark Plug Co Ltd 15% 2 299 0.00% NHN Corp 15% 43 946 0.02% Nidec Corp 15% 3 586 0.00% NIKE Inc 15% 217 422 0.10% NIO ADS (N Shares) 15% 68 323 0.03% NIPPON EXPRESS CO 15% 4 999 0.00% Nippon Meat Packers Inc 15% 697 0.00% NIPPON TEL TEL CORP 15% 1 186 0.00% NIPPON YUSEN KABUSHIKI KAISH 15% 2 447 0.00% Nisource Inc 15% 422 0.00% Nissan Motor Co Ltd 15% 801 0.00% Nissin Foods Holdings Co Ltd 15% 7 340 0.00% Nitori Holdings Co Ltd 15% 20 544 0.01% Nitto Denko Corp 15% 21 994 0.01% NKSJ HOLDINGS 15% 17 419 0.01% NMC Health Plc 15% 0 0.00% NN Group N.V. 15% 16 571 0.01% Nokia OYJ 15% 1 537 0.00% Nomura Holdings Inc 15% 1 305 0.00% Nomura Research Institute Ltd 15% 10 439 0.00% Nordea Bank 15% 1 387 0.00% NORILSK NICKEL MMC(RUB) 15% 918 0.00% Norsk Hydro ASA 15% 5 796 0.00% Northern Trust 15% 20 854 0.01% Northrup Grumman 15% 2 920 0.00% Norton LifeLock Inc 15% 906 0.00% Notre Dame Intermedica Sistema de Saude 15% 9 512 0.00% Novartis 15% 11 457 0.01% Novo Nordisk 15% 150 960 0.07% Novozymes AS 15% 14 120 0.01% NSK Ltd 15% 3 061 0.00% NTT DATA CORP 15% 433 0.00% Nucor Corp 15% 16 997 0.01% NVIDIA Corp 15% 397 826 0.17% NVR Inc 15% 20 580 0.01% O'Reilly Automotive Inc 15% 1 948 0.00% OBIC Co Ltd 15% 1 273 0.00% Occidental Petroleum Corp 15% 744 0.00% ODAKYU ELECTRIC RAILWAY 15% 9 990 0.00% Oge Energy Corp 15% 384 0.00% OKTA 15% 2 095 0.00% Old Dominion Freight Line 15% 1 113 0.00% Olympus Corp 15% 1 219 0.00% Omnicom Group 15% 16 938 0.01% Omron Corp 15% 20 007 0.01% OMV AG 15% 4 554 0.00% ONEOK Inc 15% 16 842 0.01% Onex Corp 15% 291 0.00% Ono Pharmaceutical Co Ltd 15% 17 068 0.01% Open Text Corp 15% 13 957 0.01% Oracle Corp 15% 7 780 0.00% Orica Ltd 15% 4 683 0.00% Oriental Land Co Ltd 15% 36 494 0.02% Orion Oyj 15% 5 042 0.00% Orix Corp 15% 24 791 0.01% ORKLA ASA 15% 11 806 0.01% Osaka Gas Co Ltd 15% 6 454 0.00% Otis Worldwide Corp 15% 1 528 0.00% Otsuka Corp 15% 6 406 0.00% Otsuka Holding Co Ltd 15% 1 193 0.00% Oversea-Chinese Banking Corp Ltd 15% 1 457 0.00% Owens Corning 15% 8 315 0.00% PACCAR INC 15% 38 647 0.02% 25 Packaging Corp of America 15% 699 0.00% Pandora 15% 10 558 0.00% Parker-Hannifin Corp 15% 48 697 0.02% Paychex Inc 15% 1 963 0.00% PAYCOM SOFTWARE 15% 1 433 0.00% PayPal Holdings Inc 15% 14 399 0.01% PCCW Ltd 15% 7 650 0.00% Pearson Plc 15% 6 963 0.00% 15% 273 0.00% Pembina Pipeline Corporation 15% 18 358 0.01% Pentair PLC 15% 8 206 0.00% People's Insurance Company (Group) of China (H) 15% 227 0.00% PepsiCo Inc 15% 255 961 0.11% Perkinelmer Inc 15% 1 091 0.00% Pernod-Ricard 15% 2 697 0.00% Persimmon Plc 15% 599 0.00% PERUSAHAAN GAS NEGARA 15% 717 0.00% Petrobras Petroleo Bras 15% 2 382 0.00% PetroChina Co Ltd 15% 530 0.00% Peugeot S.A. 15% 1 124 0.00% Pfizer Inc 15% 11 206 0.00% PG&E Corp 15% 1 003 0.00% Philip Morris International Inc 15% 7 313 0.00% Electronics 15% 64 321 0.03% Phillips 66 15% 40 576 0.02% PI INDUSTRIES 15% 926 0.00% Group Co of China Ltd 15% 5 421 0.00% Pinnacle West Capital Corp 15% 922 0.00% Pioneer Natural Resources Co 15% 1 227 0.00% PKO BANK POLSKI 15% 9 209 0.00% PNC FINANCIAL SERVICES GROUP INC 15% 80 695 0.04% POLSKI KONCERN NAF ORLEN 15% 6 006 0.00% POLYUS GOLD 15% 9 913 0.00% Porsche AG 15% 561 0.00% 15% 1 190 0.00% Power Corp of Canada 15% 816 0.00% POWSZECHNY ZAKLAD UBEZP. 15% 6 834 0.00% PPG Industries 15% 38 124 0.02% PPL Corp 15% 1 221 0.00% PRESIDENT CHAIN STORE 15% 6 245 0.00% Principal Financial Group 15% 20 549 0.01% Procter & Gamble Co 15% 427 964 0.19% Progressive Corp 15% 70 416 0.03% Inc 15% 42 785 0.02% Prysmian Group 15% 1 100 0.00% PTT EXPLORATION + PROD FOR 15% 7 111 0.00% Public Bank Berhad 15% 19 752 0.01% Public Service Enterprise Group Inc 15% 1 938 0.00% Publicis Groupe 15% 11 037 0.00% Pulte Corp 15% 738 0.00% QBE Insurance Group Ltd 15% 363 0.00% Qiagen NV 15% 850 0.00% Qorvo Inc 15% 1 054 0.00% Qualcomm Inc 15% 9 338 0.00% 15% 11 376 0.00% Quest Diagnostics Inc 15% 15 935 0.01% Rakuten Inc 15% 6 698 0.00% Ramsay Health Care Ltd 15% 10 114 0.00% Randstad Hldg 15% 438 0.00% Raymond James Financial 15% 14 454 0.01% Raytheon Technologies Corp 15% 5 660 0.00% REALTEK SEMICONDUCTOR 15% 1 057 0.00% Reckitt Benckiser Group Plc 15% 82 479 0.04% Recruit Holdings Co Ltd 15% 69 117 0.03% Red Electrica Corp SA 15% 6 082 0.00% Reed Elsevier Plc 15% 54 818 0.02% Regeneron Pharmaceuticals Inc 15% 3 365 0.00% Regions Financial Corp 15% 18 218 0.01% Grp of America Inc 15% 8 908 0.00% RenaissanceRe Holdings Ltd 15% 315 0.00% Renault SA 15% 730 0.00% Repsol SA 15% 24 343 0.01% Republic Services Inc 15% 916 0.00% 26 ResMed Inc 15% 38 589 0.02% Resona Holdings Inc 15% 6 005 0.00% Rhb Bank Bhd 15% 2 925 0.00% Richter 15% 4 795 0.00% Ricoh Co Ltd 15% 266 0.00% Rio Tinto PLC 15% 6 396 0.00% Riyad Bank 15% 596 0.00% Robert Half International 15% 13 870 0.01% Roche Holding AG 15% 302 088 0.13% Rockwell Automation Inc 15% 34 691 0.02% Rogers Communications Inc 15% 20 127 0.01% Roku Inc 15% 1 894 0.00% Roper Industries Inc 15% 56 516 0.02% ROSNEFT OIL COMPANY 15% 410 0.00% Ross Stores Inc 15% 55 512 0.02% Royal Bank of Canada 15% 6 204 0.00% Royal Bank of Scotland Grp Plc 15% 395 0.00% Royal Caribbean Cruises 15% 21 822 0.01% Royal Dutch Shell 15% 7 206 0.00% Rpm International Inc 15% 1 151 0.00% RSA Insurance Group Plc 15% 17 015 0.01% Rwe AG 15% 2 109 0.00% Ryman Healthcare Ltd 15% 3 441 0.00% S Oil Corp 15% 3 773 0.00% SABANCI HLDG (HACI OMER) 15% 178 0.00% Safran SA 15% 2 491 0.00% (a)(ii) Issuer market capitalisation of between R2 billion and R20 billion, or an amount or conditions as prescribed SARB maximum limits 47 817 0.02%

Afterpay Ltd 10% 1 086 0.00% Annaly Capital Management Inc 10% 761 0.00% BAIC Motor (H) 10% 1 064 0.00% Barito Pacific Timber 10% 3 457 0.00% Canadian Apartment Props REIT 10% 5 714 0.00% China Overseas Property Holdings Ltd 10% 1 070 0.00% Church & Dwight Co Inc 10% 1 327 0.00% Compagnie Financiere Richemont SA 10% 287 0.00% Enphase Energy Inc 10% 1 557 0.00% ETSY INC 10% 1 128 0.00% Evolution Gaming Group 10% 1 501 0.00% KOSSAN RUBBER IND 10% 2 006 0.00% KWG Living Group Holdings Ltd 10% 688 0.00% Lindt & Sprüngli 10% 12 136 0.01% MSCI Inc 10% 2 561 0.00% OCEANWIDE HLDGS A (HK-C) 10% 1 050 0.00% REPSOL SA-RTS 10% 828 0.00% Seagen Inc 10% 1 332 0.00% Shenzhen Expressway (H) 10% 851 0.00% SHENZHEN INOVANC A(HK-C) 10% 2 081 0.00% Supermax Corp 10% 3 068 0.00% Teamviewer Ag 10% 950 0.00% TOHO CO 10% 401 0.00% Weichai Power Co Ltd 10% 872 0.00% Weston George Ltd 10% 39 0.00% (a)(iii) Issuer market capitalisation of less than R2 billion, or an amount or conditions as prescribed SARB maximum limits 5 057 614 2.21% A-Living Services Co Ltd 5% 3 597 0.00% ABOITIZ EQUITY VENTURES 5% 192 0.00% ABOITIZ POWER 5% 972 0.00% Abu Dhabi Commercial Bank 5% 6 701 0.00% ACS, Actividades De Construccion Y Servicios SA 5% 1 123 0.00% ADVANTECH CO 5% 6 309 0.00% Adyen NV 5% 3 206 0.00% Aena SA 5% 564 0.00% African Minerals Ltd 5% 446 0.00% AGUAS ANDINAS 5% 1 511 0.00% Air China Ltd 5% 889 0.00% AIR WATER 5% 563 0.00% AIRPORTS OF THAILAND PCL-FOR 5% 11 483 0.01% Al Rajhi Banking & Investment Corp 5% 941 0.00% Alcon Inc 5% 37 313 0.02% Algonquin Power & Utilities Corp 5% 11 759 0.01% Alibaba Health Information Technology Ltd 5% 16 786 0.01% ALIBABA PICTURES GROUP 5% 322 0.00% Altice 5% 151 0.00%

27 Amcor Plc 5% 18 981 0.01% AMERICA MOVIL L 5% 1 749 0.00% American Tower Corp 5% 125 523 0.05% Ammb Holdings Bhd 5% 2 621 0.00% AMOREPAC CORP PREF (NEW) 5% 1 247 0.00% Amorepacific Group 5% 7 191 0.00% Amphenol Corp 5% 1 629 0.00% Amundi 5% 7 059 0.00% Anta Sports Products Ltd 5% 1 607 0.00% APOLLO GLOBAL MA 5% 931 0.00% Arkema 5% 905 0.00% Asia Cement Corp 5% 789 0.00% ASIAN PAINTS 5% 18 160 0.01% Assa Abloy Ser B 5% 29 084 0.01% Atlas Copco Grp 5% 65 181 0.03% Atmos Energy Corp 5% 16 492 0.01% Auto Trader Group Plc 5% 433 0.00% AUTOHOME INC ADR 5% 1 263 0.00% AVALARA INC 5% 941 0.00% AXA Equitable Holdings Inc 5% 15 252 0.01% Axalta Coating Systems Ltd 5% 5 772 0.00% Axis Bank 5% 25 473 0.01% AYALA CORP 5% 7 326 0.00% Ayala Land Inc 5% 9 290 0.00% B GRIMM POWER PUBLIC COMPANY LIMITED 5% 2 072 0.00% B2Gold Corp 5% 8 050 0.00% Baker Hughes Inc 5% 12 790 0.01% BANCO BRADESCO ON 5% 391 0.00% Banco Santander Brasil 5% 5 725 0.00% BANCOLOMBIA PREF 5% 10 118 0.00% BANGKOK DUSIT MED SERVICE F 5% 18 271 0.01% BANK OF PHIL ISLANDS 5% 3 859 0.00% BANK OF SHANGHAI CO LTD 5% 835 0.00% BANK PEKAO 5% 4 108 0.00% BANK ZACHODNI WBK 5% 3 057 0.00% BANQUE SAUDI FRANSI 5% 6 914 0.00% BAOSHAN IRON + STEEL CO A 5% 142 0.00% BDO UNIBANK 5% 5 765 0.00% Beijing Enterprises Water Group (Red Chip) 5% 1 799 0.00% Beijing Oriental Yuhong Waterproof Technology (A) 5% 1 731 0.00% Beijing Originwater Technology (A) (SC SZ) 5% 988 0.00% BERGER PAINTS INDIA 5% 3 556 0.00% BEST INC ADR 5% 570 0.00% Bharti Airtel 5% 11 879 0.01% Biomerieux 5% 1 077 0.00% BRE BK ROZWOJU EKSPORTU 5% 1 544 0.00% Broadcom Inc 5% 9 202 0.00% Broadridge Financial Solutions Inc 5% 777 0.00% BTS Group Holdings PCL - Warrants 5% 0 0.00% BTS GROUP HOLDINGS PCL FORGN 5% 2 583 0.00% BUMRUNGRAD HOSPITAL FOREIGN 5% 2 032 0.00% Burlington Stores Inc 5% 18 088 0.01% BYD Co Ltd 5% 22 696 0.01% Cabot Oil & Gas Corp 5% 62 0.00% Cameco Corp 5% 8 716 0.00% Canadian Tire Corp Ltd 5% 7 908 0.00% Capitaland Ltd 5% 5 051 0.00% Carl Zeiss Meditec 5% 991 0.00% Carnival Plc 5% 535 0.00% Catalent Inc 5% 1 913 0.00% Catcher Technology Co Ltd 5% 6 152 0.00% CBRE Group Inc 5% 25 579 0.01% CCL Industries Inc 5% 288 0.00% Ccr Sa 5% 301 0.00% CD Projekt SA 5% 6 403 0.00% CDW Corp/DE 5% 1 002 0.00% CELLNEX TELECOM 5% 1 542 0.00% Celltrion Inc 5% 1 967 0.00% Cencosud Sa 5% 170 0.00% CenterPoint Energy Inc 5% 15 186 0.01% Central Pattana Public Co Ltd 5% 3 958 0.00% Century Tokyo Leasing Corp 5% 9 614 0.00% CGI GROUP A 5% 19 452 0.01% 28 CGN Power (H) 5% 194 0.00% CHAILEASE HOLDING 5% 11 538 0.01% CHANGSHA ZOOMLION H 5% 2 897 0.00% Charoen Pokphand Foods PCL 5% 4 919 0.00% Cheil Industries Inc 5% 508 0.00% CHENG SHIN RUBBER IND 5% 3 505 0.00% Cheniere Energy Partners LP Holdings LLC 5% 11 536 0.01% Cheung Kong Infrastructure Holdings Ltd 5% 204 0.00% CHICONY ELECTRONICS CO 5% 1 954 0.00% Chimei Innolux Corporation 5% 3 830 0.00% China Cinda Asset Management (H) 5% 155 0.00% China Communications Servi H 5% 324 0.00% China Conch Venture Holdings (P Chip) 5% 9 339 0.00% CHINA DEV FINANCIAL HLDS 5% 348 0.00% China Everbright International (Red Chip) 5% 2 613 0.00% China Evergrande Group 5% 426 0.00% China Jushi (A) (SC SH) 5% 1 862 0.00% CHINA LESSO GROUP HOLDINGS L 5% 2 444 0.00% CHINA LIFE INSURANCE CO 5% 294 0.00% China Mengniu Dairy Co 5% 21 766 0.01% China Merchants Bank Co Ltd 5% 32 543 0.01% China Merchants Hldgs (Intl) Co Ltd 5% 341 0.00% China Molybdenum (H) 5% 2 896 0.00% China National Software & Service (A) (SC SH) 5% 396 0.00% China Overseas Land and Investment Ltd 5% 10 206 0.00% China Pacific Insurance Co Ltd 5% 566 0.00% China Pharmaceutical Group (Red Chip) 5% 12 101 0.01% China Resources Enterprise 5% 1 284 0.00% China Resources Gas Group (Red Chip) 5% 6 120 0.00% China Resources Land Ltd 5% 1 726 0.00% China Resources Pharmaceutical Group (Red Chip) 5% 1 176 0.00% China Resources Power Holdin 5% 423 0.00% China Taiping Insurance Hold 5% 247 0.00% China Tower Corp Ltd 5% 619 0.00% Cia Brasileira de Distribuicao 5% 3 710 0.00% Cia Saneamento Basico De Sp 5% 586 0.00% CIFI Holdings Group Co Ltd 5% 3 701 0.00% CIPLA 5% 443 0.00% CITIC Securities (H) 5% 857 0.00% City Developments Ltd 5% 1 927 0.00% Cloudflare Inc 5% 1 513 0.00% Coca-Cola Enterprises 5% 10 118 0.00% Coca-Cola West Co. Ltd 5% 652 0.00% Cognex Corp 5% 14 830 0.01% Colbun Sa 5% 0 0.00% Colgate 5% 3 540 0.00% COMMERCIAL BANK OF QATAR 5% 2 846 0.00% Concho Resources Inc 5% 596 0.00% Corteva Inc 5% 1 556 0.00% CoStar Group 5% 2 343 0.00% Country Garden Holdings Co Ltd 5% 710 0.00% Credicorp Ltd 5% 624 0.00% Croda International Plc 5% 15 451 0.01% Crowdstrike Holdings Inc 5% 2 282 0.00% Crown Castle International Corp 5% 3 346 0.00% CTRIP COM INTERNATIONAL LTD 5% 935 0.00% DAEWOO SECURITIES CO 5% 573 0.00% Daifuku 5% 11 998 0.01% Daiichi Sankyo Co Ltd 5% 70 630 0.03% Daiwa House Industry Co Ltd 5% 18 335 0.01% Dali Foods Group Co Ltd 5% 1 279 0.00% DATADOG INC A 5% 998 0.00% Davide Campari 5% 348 0.00% DELIVERY HERO AG 5% 21 475 0.01% Inc 5% 24 602 0.01% DENTSPLY SIRONA Inc 5% 19 444 0.01% Deutsche Annington 5% 2 690 0.00% Dialog Group 5% 4 554 0.00% Direct Line Insurance Grp 5% 303 0.00% Disco Corp 5% 1 280 0.00% DLF 5% 3 180 0.00% DocuSign Inc 5% 2 395 0.00% DON QUIJOTE CO 5% 704 0.00% 29 DONG Energy 5% 44 897 0.02% Dongfeng Motor Grp Co Ltd H 5% 443 0.00% DOOSAN BOBCAT 5% 1 576 0.00% DSV A/S 5% 2 508 0.00% Du Pont (Ei) De Nemours 5% 65 852 0.03% Dubai Islamic Bank 5% 2 810 0.00% E.SUN FINANCIAL HOLDINGS 5% 14 324 0.01% ECOPETROL 5% 172 0.00% Edenred EUR 5% 1 163 0.00% Eicher Motors Ltd 5% 6 880 0.00% ELECTRICITY GEN PUB CO FOR R 5% 566 0.00% Elisa 5% 8 141 0.00% EMART CO 5% 235 0.00% Embotelladora Andina B 5% 1 107 0.00% EMBOTELLADORAS ARCA 5% 3 394 0.00% EMIRATES NBD PJSC 5% 8 882 0.00% EMIRATES TELECOM CORP 5% 10 344 0.00% Empresa Nacional De Telecom 5% 1 283 0.00% Empresas Cmpc Sa 5% 3 437 0.00% ENERGISA SA 5% 2 236 0.00% ENERGY ABSOLUTE PCL-FOREIGN 5% 3 249 0.00% Epam Systems 5% 909 0.00% Epiroc 5% 803 0.00% EQUATORIAL ENERGIA ON 5% 452 0.00% Erie Indemnity Co 5% 5 961 0.00% Essential Utilities Inc 5% 15 718 0.01% Essity AB 5% 22 904 0.01% EVE Energy (A) (SC SZ) 5% 2 044 0.00% EVERGREEN MARINE CORP 5% 5 375 0.00% Evolution Mining Ltd 5% 6 680 0.00% EXACT SCIENCES CORP 5% 1 092 0.00% SpA 5% 595 0.00% FactSet Research Systems Inc 5% 9 415 0.00% Falabella Sa 5% 3 288 0.00% FAR EASTONE TELECOM. CO 5% 4 331 0.00% FinecoBank 5% 949 0.00% First Republic Bank San Francisco 5% 35 021 0.02% Fisher & Paykel Healthcare Corp Ltd 5% 15 648 0.01% FleetCor Technologies Inc 5% 1 210 0.00% FMC Technologies Inc 5% 874 0.00% Formosa Chemicals + Fibre 5% 1 126 0.00% FORTESCUE METALS 5% 45 598 0.02% Fosun International Ltd 5% 5 554 0.00% GALLAGHER (ARTHUR J.) 5% 24 638 0.01% GALP Energia Group 5% 4 737 0.00% Gartner Inc 5% 711 0.00% GAZPROM OAO 5% 45 387 0.02% GDS Holdings Ltd 5% 1 009 0.00% Generac Holdings Inc 5% 1 009 0.00% Genting Malaysia 5% 170 0.00% Global Payments Inc 5% 3 121 0.00% GLOBANT 5% 8 289 0.00% GN Store Nord 5% 11 679 0.01% Godrej Consumer Products 5% 451 0.00% GPO. INVER. SURAMERICANA 5% 263 0.00% Grasim Industries Ltd 5% 5 053 0.00% Groupe Eurotunnel 5% 13 996 0.01% Grupo Bimbo Sab Series A 5% 4 972 0.00% GVC Holdings Plc 5% 977 0.00% Haitong Securities (H) 5% 181 0.00% Hakon Invest AB 5% 7 067 0.00% Halma plc 5% 2 287 0.00% Hamamatsu Photonics KK 5% 580 0.00% Hang Lung Properties 5% 418 0.00% HAP SENG CONSOLIDATED 5% 1 186 0.00% Hargreaves Lansdown Plc 5% 366 0.00% Hartalega Holdings Bhd 5% 7 248 0.00% HAVELLS INDIA LTD 5% 3 479 0.00% Heico Cl A 5% 1 261 0.00% Heidelberg Cement AG 5% 17 825 0.01% Henderson Land Development Co Ltd 5% 329 0.00% Hengan International Group Co Ltd 5% 494 0.00% HERO HONDA MOTORS 5% 6 600 0.00% 30 Hexagon AB 5% 1 616 0.00% Hikma Pharmaceuticals 5% 7 355 0.00% HILTON WORLDWIDE HLDGS 5% 38 940 0.02% Hitachi Ltd 5% 2 246 0.00% HKT Trust and HKT Ltd 5% 3 936 0.00% HOME PRODUCT CENTER PCL-FOR 5% 3 603 0.00% Honam Petrochemical Corp 5% 6 318 0.00% Hong Kong Exchanges and Clearing Ltd 5% 83 029 0.04% Hongkong Land Holdings Ltd 5% 272 0.00% Hoshizaki Electric Co. Ltd. 5% 291 0.00% COMPANY 5% 8 932 0.00% HOUSING DEV FINANCE CORP 5% 79 959 0.03% HUA NAN FINANCIAL HLDGS 5% 7 203 0.00% Huatai Securities (H) 5% 195 0.00% HUISHAN DAIRY 5% 98 0.00% HUTCHISON CHINA ADR 5% 263 0.00% Hyundai Robotics 5% 3 218 0.00% IA Financial Corporation Inc 5% 793 0.00% Iac Interactivecor 5% 840 0.00% ICICI BANK 5% 2 299 0.00% IDEX Corp 5% 12 087 0.01% IHH Healthcare 5% 4 479 0.00% IHS Inc 5% 37 526 0.02% Iliad Sa 5% 90 0.00% Indah Kiat Pulp & Paper 5% 2 562 0.00% Indian Oil 5% 602 0.00% Industrias Peñoles S.A.B. de C.V 5% 3 374 0.00% INDUSTRIES QATAR 5% 419 0.00% ING GROEP NV 5% 47 444 0.02% INGERSOLL-RAND 5% 743 0.00% INTER PIPELINE 5% 8 121 0.00% INTER RAO UES 5% 561 0.00% Intercontinental Exchange Group Inc 5% 74 238 0.03% Ionis Pharmaceuticals Inc 5% 788 0.00% IQVIA Holdings Inc 5% 2 498 0.00% IRON MOUNTAIN 5% 6 593 0.00% ISRACARD LTD 5% 0 0.00% ITC 5% 639 0.00% James Hardie Industries Plc 5% 805 0.00% Jerónimo Martins 5% 4 437 0.00% JG SUMMIT HOLDINGS 5% 6 078 0.00% Jiangsu Express Co Ltd H 5% 57 0.00% Johnson Controls Inc 5% 47 278 0.02% JSR Corporation 5% 970 0.00% JSW STEEL 5% 526 0.00% KALBE FARMA 5% 2 825 0.00% KANGWON LAND 5% 463 0.00% KASIKORNBANK FGN 5% 8 877 0.00% Keihan Electric Railway Co Ltd 5% 425 0.00% Keikyu Corp 5% 271 0.00% Keisei Electric Railway Co Ltd 5% 686 0.00% Keppel Corp Ltd 5% 10 254 0.00% Keyera Corp 5% 6 832 0.00% Kimberly Clark De Mexico A 5% 3 844 0.00% Kingspan Group Plc 5% 14 720 0.01% Kinnevik Ab B 5% 19 836 0.01% Kirkland Lake Gold Inc 5% 523 0.00% KKR & Co Inc 5% 1 257 0.00% KOITO MANUFACTURING CO 5% 474 0.00% KOMERCNI BANKA 5% 807 0.00% Kone Corporation 5% 1 266 0.00% Korea Aerospace Industries Ltd 5% 101 0.00% KOREA INVESTMENT HLDG 5% 386 0.00% KUALA LUMPUR KEPONG 5% 3 535 0.00% Kweichow Moutai Co Ltd 5% 1 162 0.00% KWG Property Holdings Ltd 5% 2 312 0.00% L3Harris Technologies Inc 5% 2 301 0.00% Land and Houses Public Co Ltd 5% 2 493 0.00% Lanxess 5% 941 0.00% Co Ltd 5% 721 0.00% Larsen & Toubro Limited 5% 762 0.00% Lasertec Corp 5% 1 338 0.00% Lee + Man Paper Manufacturin 5% 1 447 0.00% 31 Legend Holdings (H) 5% 628 0.00% Lend Lease Corp Ltd 5% 10 633 0.00% Li Ning Co Ltd 5% 1 176 0.00% Liberty Broadband Series A 5% 999 0.00% Liberty SiriusXM Group 5% 412 0.00% Lindt & Spruengli - PC 5% 14 217 0.01% Localiza Rent A Car 5% 12 308 0.01% Logan Property Holdings Co Ltd 5% 4 528 0.00% Logitech International 5% 1 477 0.00% Lojas Americanas SA 5% 205 0.00% Lojas Renner SA 5% 9 112 0.00% Longfor Properties Co Ltd 5% 13 543 0.01% LOTOS GROUP 5% 1 225 0.00% Lotte Confectionery Co Ltd 5% 981 0.00% LUKOIL 0AO T 0 5% 27 612 0.01% M3 Inc 5% 2 034 0.00% MAGNIT OJSC SPON GDR REGS 5% 428 0.00% MAHINDRA & MAHINDRA 5% 10 413 0.00% MANILA ELECTRIC CO 5% 1 288 0.00% MARUTI SUZUKI INDIA 5% 1 062 0.00% Match Group Inc 5% 2 597 0.00% Matsushita Electric Industrial Co Ltd 5% 29 298 0.01% McDonald's Holdings Company (Japan) Ltd 5% 829 0.00% McGraw Hill Financial Inc 5% 96 116 0.04% Meituan Dianping (P Chip) 5% 183 371 0.08% Melco Crown Entertainment Ltd 5% 329 0.00% Melrose Plc 5% 813 0.00% Mercadolibre Inc 5% 92 339 0.04% Meridian Energy Ltd 5% 8 711 0.00% Meritz Sec 5% 84 0.00% METROPOLITAN BANK &TRUST 5% 2 360 0.00% MicroPort Scientific Corp 5% 5 112 0.00% MINOR INTERNATIONAL PCL FOR 5% 3 957 0.00% Minor International Public Company Limited 5% 60 0.00% MITSUBISHI ESTATE CO LTD 5% 22 783 0.01% Mizrahi Tefahot Bank Ltd 5% 5 489 0.00% MOL MAGYAR OLAJ GAZIPARI 5% 2 629 0.00% MOMO INC-SPON ADR 5% 248 0.00% MONGODB A 5% 1 365 0.00% Motherson Sumi Systems 5% 512 0.00% MUANGTHAI CAPITAL PCL 5% 1 748 0.00% NAT'L BANK OF ABU DHABI 5% 12 920 0.01% NATURA COSMETICOS ON 5% 11 939 0.01% Nestle (Malaysia) Berhad 5% 2 696 0.00% Nestle India 5% 11 134 0.00% Netease.com Inc 5% 2 732 0.00% NEUROCRINE BIOSCIENCES 5% 729 0.00% (H) 5% 240 0.00% NEW FOX B 5% 207 0.00% New World Development Company Limited 5% 583 0.00% NEWMONT GOLDCORP CORP 5% 1 412 0.00% Nibe Industrier AB 5% 1 081 0.00% Nice Systems Ltd 5% 1 505 0.00% Nielsen Hldgs 5% 3 0.00% Nihon M&A Center Inc 5% 1 186 0.00% Nintendo Co Ltd 5% 86 170 0.04% Nippon Paint Co Ltd 5% 17 398 0.01% Nippon Shinyaku Co Ltd 5% 5 705 0.00% Nisshin Seifun Group Inc 5% 574 0.00% Nomura Real Estate Holdings Inc 5% 1 968 0.00% Nomura Real Estate Master Fund Inc 5% 8 249 0.00% Norfolk Southern Corp 5% 70 290 0.03% Northern Star Resources Ltd 5% 7 331 0.00% NOVATEK OAO SPONS GDR REG S 5% 601 0.00% NOVOLIPETSK STEEL PJSC 5% 5 422 0.00% NRGSB 5% 785 0.00% Nutrien Ltd 5% 30 840 0.01% NXP Semiconductors 5% 2 822 0.00% Obayashi Corp 5% 9 675 0.00% Ocado Group Plc 5% 1 277 0.00% Occidental Petroleum Corp 5% 0 0.00% Oil & Gas Development 5% 1 099 0.00% OIL SEARCH LTD 5% 869 0.00% 32 OMEGA HEALTHCARE 5% 967 0.00% OOREDOO 5% 2 272 0.00% Origin Energy Finance Ltd 5% 365 0.00% Osaka Securities Exchange (OSE) 5% 761 0.00% OTP Bank Plc 5% 13 469 0.01% Pacific Century Premium Developments Ltd 5% 145 0.00% Paddy Power Plc 5% 1 923 0.00% Palo Alto Networks Inc 5% 1 352 0.00% Pan American Silver Corp 5% 874 0.00% PARKLAND CORPORATION 5% 8 464 0.00% Partners Group Hlg 5% 1 119 0.00% Peloton Interactive Inc. 5% 2 019 0.00% Perrigo Co Ltd 5% 4 834 0.00% Petronas 5% 4 076 0.00% PETRONAS DAGANGAN 5% 1 923 0.00% PHOSAGRO OAO GDR REG S 5% 1 493 0.00% Picc Property + Casualty H 5% 331 0.00% PIDILITE INDUSTRIES LTD 5% 4 160 0.00% Pinduoduo ADS (N Shares) 5% 4 279 0.00% Ping An Healthcare and Technology (P Chip) 5% 8 903 0.00% PINTEREST INC 5% 2 047 0.00% PIRAMAL HEALTHCARE 5% 2 837 0.00% Poly Property Development Co Ltd 5% 1 263 0.00% Polymetal International 5% 6 930 0.00% PPB GROUP 5% 4 458 0.00% PRESS METAL ALUMINIUM HOLDIN 5% 3 539 0.00% Prosus 5% 64 896 0.03% Prudential Corp Plc 5% 64 614 0.03% PTT GLOBAL CHEMICAL PCL FOR 5% 5 957 0.00% PTT PCL/FOREIGN 5% 970 0.00% QATAR ELECT & WATER CO 5% 527 0.00% QATAR FUEL CO 5% 1 530 0.00% QATAR ISLAMIC BANK 5% 916 0.00% QATAR NATIONAL BANK 5% 29 205 0.01% RAIADROGASIL 5% 965 0.00% RELIANCE INDUSTRIES 5% 103 236 0.05% Rentokil Initial Plc 5% 15 872 0.01% Restaurant Brands International Inc 5% 736 0.00% RINGCENTRAL INC CLASS A 5% 1 681 0.00% Ritchie Brothers Auctioneers 5% 11 908 0.01% Rohm Co Ltd 5% 9 554 0.00% Russell Investments Sterling Liquidity Fund 5% 4 259 0.00% Ryohin Keikaku Co Ltd 5% 258 0.00% Sage Group Plc 5% 17 029 0.01% SAMSUNG CARD CO 5% 1 203 0.00% Samsung Electro-Mechanics Co Ltd 5% 12 842 0.01% Samsung Electronics Co. Ltd 5% 2 403 0.00% Santen Pharmaceutical Co Ltd 5% 5 434 0.00% SAREPTA THERAPEUTICS 5% 432 0.00% Saudi Arabian Mining Co-Maaden 5% 6 530 0.00% SAUDI ARAMCO 5% 1 019 0.00% Saudi Basic Industries Corp 5% 32 535 0.01% Saudi Kayan Petrochemical Co 5% 1 098 0.00% Saudi Telecom Co 5% 2 073 0.00% SBI Life Insurance 5% 822 0.00% Scentre Group 5% 246 0.00% Schibsted B 5% 10 129 0.00% SEB SA 5% 7 411 0.00% Sega Sammy Holdings Inc 5% 5 992 0.00% SEI Investments Co 5% 437 0.00% Sensata Technologies Holding 5% 568 0.00% SESA GOA 5% 363 0.00% SG Holdings Co Ltd 5% 11 237 0.00% Shandong Weigao Gp Medical H 5% 7 399 0.00% Shanghai Industrial Hldg Ltd 5% 674 0.00% Shanghai Pharmaceuticals Holding (H) 5% 2 153 0.00% Shanghai Zhangjiang Hi-Tech Park Development Co Ltd 5% 748 0.00% Shanxi Xishan Coal and Electricity Power Co Ltd 5% 1 253 0.00% Shenzhen International Hdgs (Red Chip) 5% 675 0.00% Shenzhen Investment Ltd 5% 1 142 0.00% SHENZHEN MINDRAY A(HK-C) 5% 5 352 0.00% Shenzhou International Group Holdings 5% 1 069 0.00% Shimano Inc 5% 887 0.00% 33 Shimao Property Holdings Ltd 5% 293 0.00% Shopify Inc 5% 147 906 0.06% Shree Cements 5% 3 731 0.00% SIAM CEMENT FGN 5% 13 001 0.01% Siasun Robot&Automation (A) (SC SZ) 5% 1 074 0.00% Siemens Energy AG 5% 791 0.00% SIEMENS INDIA 5% 2 201 0.00% Sime Darby Plantation 5% 208 0.00% Sino Land Co Ltd 5% 281 0.00% Sino Ocean Group Holding Ltd 5% 1 115 0.00% Sinopharm Group Co H 5% 4 175 0.00% SK TELECOM CO 5% 11 205 0.00% Slack Technologies Inc 5% 991 0.00% SM INVESTMENTS 5% 7 519 0.00% SM Prime Holdings Inc 5% 10 116 0.00% SMIC 5% 556 0.00% Snap Inc A 5% 2 444 0.00% Soc Quimica Y Minera Chile B 5% 7 502 0.00% SOHGO SECURITY SVCS CO 5% 5 031 0.00% St. James's Place Plc 5% 478 0.00% Steris Plc 5% 16 776 0.01% Sumitomo Electric Industries Ltd 5% 570 0.00% Sun Hung Kai Properties Ltd 5% 450 0.00% Sun Pharmaceutical Industries Ltd 5% 543 0.00% Sunac China Holdings Ltd 5% 1 030 0.00% SUNNY OPTICAL TECH 5% 1 526 0.00% Suzano Papel e Celulose SA (ON) 5% 729 0.00% Svenska Handelsbanken AB 5% 22 020 0.01% Swire Properties 5% 2 766 0.00% TAIWAN BUSINESS BANK 5% 1 473 0.00% CORP 5% 506 0.00% TAIWAN COOPERATIVE FIN 5% 548 0.00% 5% 7 498 0.00% TAKE TWO INTERACTIVE SOFTWARE INC 5% 1 449 0.00% TAKEAWAY.COM 5% 1 000 0.00% Tata Consultancy Services Ltd 5% 48 715 0.02% TATA MOTORS 5% 326 0.00% TCL CORPORATION 5% 1 232 0.00% TECH MAHINDRA 5% 11 412 0.00% TELADOC HEALTH INC 5% 26 088 0.01% Teledyne Tech 5% 12 685 0.01% Teleperformance 5% 24 717 0.01% Telus Corp 5% 14 354 0.01% Temenos Group 5% 575 0.00% Tencent Holdings Ltd 5% 558 854 0.24% Terna Grp 5% 979 0.00% Teva Pharmaceutical 5% 1 534 0.00% THAI UNION GROUP PCL-F 5% 1 946 0.00% The Blackstone Group Inc 5% 2 424 0.00% The Cooper Companies, Inc 5% 921 0.00% Titan Industries Ltd 5% 10 719 0.00% Tokyu Fudosan Holdings Corp 5% 334 0.00% Topicus.com 5% 9 0.00% TOTAL ACCESS COMM FOREIGN 5% 832 0.00% TPSA TELEKOM POLSKA 5% 1 333 0.00% TRADE DESK INC/THE CLASS A 5% 2 031 0.00% TRANE TECHNOLOGIES 5% 45 032 0.02% TRANSCANADA CORPORATION 5% 1 776 0.00% Travelsky Technology (H) 5% 2 527 0.00% Treasury Wine Estates 5% 311 0.00% Trencor Ltd 5% 693 0.00% TRUE CORPORATION PCL 5% 2 748 0.00% TRUIST FINANCIAL CORP 5% 79 221 0.03% Tryg A/S 5% 6 284 0.00% TURKCELL ILETISIM HIZMET 5% 2 915 0.00% TWILIO INC A 5% 1 931 0.00% Twitter Inc 5% 2 231 0.00% Tyler Technologies 5% 1 107 0.00% UMICORE SA 5% 14 284 0.01% United Internet AG 5% 268 0.00% UNITED URBAN INVESTMENT 5% 235 0.00% Universal Robina 5% 240 0.00% Vail Resorts 5% 17 987 0.01% 34 Valeant Pharmaceuticals International Inc 5% 342 0.00% Via Varejo SA 5% 5 253 0.00% Vicinity Centres 5% 7 273 0.00% Vipshop Holdings Ltd 5% 13 883 0.01% Volkswagen 5% 2 451 0.00% VTB Bank 5% 157 0.00% WANGSU SCIENCE A (HK-C) 5% 1 262 0.00% Want Want China Holdings Ltd 5% 349 0.00% WASTE CONNECTIONS 5% 2 080 0.00% WEIBO CORP-SPON ADR 5% 182 0.00% Welltower Inc 5% 36 492 0.02% WESTROCK COMPANY 5% 993 0.00% WH Group Ltd 5% 481 0.00% Wharf Real Estate Investment Co Ltd 5% 858 0.00% Wheaton Precious Metals Co 5% 28 987 0.01% Wix.Com Ltd 5% 792 0.00% Woolworths Group Ltd 5% 2 575 0.00% Worldline 5% 1 481 0.00% WSP Global 5% 7 275 0.00% Wynn Macau Ltd 5% 204 0.00% Wynn Resorts 5% 501 0.00% Xcel Energy Inc 5% 2 210 0.00% Xinjiang Goldwind Science & Technology (H) 5% 2 485 0.00% XL AXIATA TBK 5% 1 291 0.00% Yahoo Japan Corp 5% 21 221 0.01% Yandex Nv A 5% 1 412 0.00% YES BANK 5% 1 215 0.00% YIHAI INTL HLDG 5% 846 0.00% Ytl Corp Bhd 5% 832 0.00% Zalando SE 5% 1 123 0.00% ZENDESK INC 5% 998 0.00% ZHEJIANG EXPRESSWAY H 5% 304 0.00% Zhejiang Huayou Cobalt Co Ltd 5% 986 0.00% Zhejiang NHU (A) (SC SZ) 5% 1 459 0.00% Zillow Group Inc 5% 1 810 0.00% ZTO Express ADS (N Shares) 5% 924 0.00%

(b) Preference and ordinary shares in companies, excluding shares in property companies, not listed on an exchange 10% 97 162 0.04%

Advanced Micro Devices Inc 2.5% 6 336 0.00% Akamai Technologies Inc 2.5% 1 264 0.00% Associated British Foods Plc 2.5% 18 392 0.01% Copart Inc 2.5% 30 791 0.01% KLABIN UNIT 2.5% 4 219 0.00% Kobe Bussan Co Ltd 2.5% 1 547 0.00% Synopsys Inc 2.5% 1 998 0.00% Tractor Supply Co 2.5% 16 334 0.01% Ulta Salon Cosmetics & Fragrances Inc 2.5% 16 193 0.01% X 5 RETAIL GROUP NV REGS GDR 2.5% 89 0.00%

4 IMMOVABLE PROPERTY 14 406 160 6.30% 4.1 Inside the Republic 25% 13 370 801 5.84% (a) Preference shares, ordinary shares and linked units comprising shares linked to debentures in property companies, or units in a Collective Investment Scheme in Property, listed on an 25% 13 370 801 5.84% exchange

(a)(i) Issuer market capitalisation of R10 billion or more, or an amount or conditions as prescribed 25% 9 012 492 3.94%

Growthpoint Properties Ltd 15% 2 795 355 1.22% HAMMERSON PLC 15% 10 010 0.00% MAS Real Estate Inc 15% 362 916 0.16% NEPI. Rockcastle PLC 15% 2 711 511 1.18% Redefine International PLC 15% 6 534 0.00% Redefine Properties Ltd 15% 1 282 538 0.56% Resilient Property Income Fund Ltd 15% 916 430 0.40% Sirius Real Estate Ltd 15% 430 893 0.19% Vukile Property Fund Ltd 15% 496 306 0.22%

(a)(ii) Issuer market capitalisation of between R3 billion and R10 billion, or an amount or conditions as prescribed 25% 4 288 763 1.87%

Attacq Ltd 10% 238 466 0.10% Echo Polska Properties 10% 345 797 0.15% Emira Property Fund Ltd 10% 142 998 0.06% Equities Property Fund Ltd 10% 653 101 0.29%

35 Fortress Income Fund Ltd 10% 1 262 825 0.55% Hyprop Investments Ltd 10% 525 416 0.23% Investec Property Fund Ltd 10% 339 858 0.15% Liberty Two Degrees Ltd 10% 81 587 0.04% Octodec Investments Ltd 10% 5 553 0.00% SA Corporate Real Estate Ltd 10% 308 223 0.13% Stenprop Ltd 10% 44 282 0.02% Stor-Age Property REIT Ltd 10% 340 657 0.15%

(a)(iii) Issuer market capitalisation of less than R3 billion or an amount or conditions as prescribed 25% 69 546 0.03%

Arrowhead Properties Ltd 5% 37 597 0.02% Capital Shopping Centres Group Plc 5% 23 476 0.01% Growthpoint Properties Ltd 5% 4 081 0.00% Indluplace Properties Ltd 5% 4 391 0.00%

(b) Immovable property, preference and ordinary shares in property companies, and linked units comprising shares linked to debentures in property companies, not listed on an exchange 15%

5%

4.2 Foreign 25% 1 035 359 0.45% (a) Preference shares, ordinary shares and linked units comprising shares linked to debentures in property companies, or units in a Collective Investment Scheme in Property, listed on an 25% 1 032 998 0.45% exchange

(a)(i) Issuer market capitalisation of R10 billion or more, or an amount or conditions as prescribed 25% 223 551 0.10%

Alexandria Real Estate Equity 15% 35 238 0.02% China Vanke Co Ltd 15% 1 542 0.00% Country Garden Services Holdings (P Chip) 15% 12 466 0.01% Deutsche Wohnen AG 15% 21 585 0.01% Equity LifeStyle Properties Inc 15% 723 0.00% Essex Prop Trust 15% 752 0.00% GOODMAN GROUP 15% 28 284 0.01% Greenland Holdings Corp Ltd 15% 879 0.00% HEALTHPEAK PROPERTIES INC 15% 18 593 0.01% Invitation Homes Inc 15% 828 0.00% Liberty Global Plc 15% 12 562 0.01% Financial Corp 15% 50 657 0.02% Medical Properties Trust 15% 1 616 0.00% NIPPON PROLOGIS REIT INC 15% 11 354 0.00% RUENTEX DEVELOPMENT CO 15% 1 390 0.00% UDR 15% 10 927 0.00% UNIBAIL RODAMCO WESTFIELD 15% 11 164 0.00% Unibail-Rodamco 15% 662 0.00% WP CAREY 15% 1 253 0.00% Yuzhou Properties Co Ltd 15% 1 076 0.00% (a)(ii) Issuer market capitalisation of between R3 billion and R10 billion, or an amount or conditions as 25% 362 439 0.16% prescribed Investec Australia Property Fund 10% 362 439 0.16% (a)(iii) Issuer market capitalisation of less than R3 billion or an amount or conditions as prescribed 25% 447 007 0.20% Ascendas REIT 5% 4 122 0.00% AvalonBay Communities Inc 5% 1 330 0.00% Boston Properties Inc 5% 15 020 0.01% British Land Co Plc 5% 6 540 0.00% Camden Property Trust 5% 443 0.00% CAPITAMALL TRUST 5% 6 953 0.00% China Merchants Shekou Industrial Zone 5% 1 173 0.00% China Vanke Co Ltd 5% 8 738 0.00% CK Asset Holdings 5% 1 041 0.00% DB RREEF Trust 5% 10 861 0.00% Duke Realty Corp 5% 709 0.00% Emaar Properties 5% 277 0.00% Equinix Inc 5% 76 902 0.03% Equity Residential 5% 31 326 0.01% Extra Space Storage Inc 5% 734 0.00% Fonciere Des Regions 5% 8 514 0.00% GECINA SA 5% 13 092 0.01% GPT Group 5% 11 923 0.01% Host Hotels & Resorts 5% 9 279 0.00% JAPAN REAL ESTATE INVESTMENT 5% 402 0.00% JAPAN RETAIL FUND INVESTMENT 5% 7 185 0.00%

36 Klepierre 5% 4 985 0.00% Land Securities Group Plc 5% 8 768 0.00% Link REIT 5% 1 039 0.00% Mid-America Apartment Comm 5% 803 0.00% Mirvac Group 5% 7 944 0.00% Mitsui Fudosan Co Ltd 5% 27 118 0.01% NEPI. Rockcastle PLC 5% 3 303 0.00% Nippon Building Fund Inc 5% 6 766 0.00% Poly Real Estate Group Co Ltd 5% 2 390 0.00% Prologis Inc 5% 88 077 0.04% Public Storage 5% 1 951 0.00% Realty Income Corp 5% 1 261 0.00% Regency Centers Corp 5% 462 0.00% SBA Communications Corp 5% 34 859 0.02% Segro Plc 5% 25 551 0.01% Simon Property Group Inc 5% 1 941 0.00% Stockland Corp Ltd 5% 10 245 0.00% Swiss Prime Site AG 5% 425 0.00% Ventas Inc 5% 1 169 0.00% VICI Properties Inc 5% 1 002 0.00% Vornado Realty Trust 5% 379 0.00%

(b) Immovable property, preference and ordinary shares in property companies, and linked units comprising shares linked to debentures in property companies, not listed on an exchange 15% 2 361 0.00%

DIGITAL REALTY TRUST INC 5% 2 361 0.00%

5 COMMODITIES 10% 5.1 Inside the Republic

(a) Kruger Rands and other commodities on an exchange, including exchange traded commodities 10%

(a)(i) Gold (including Kruger Rands) 10%

(a)(ii) Other commodities 5% 5%

5.2 Foreign 10% (a) Gold and other commodities on an exchange, including exchange traded commodities 10%

(a)(i) Gold 10%

(a)(ii) Other commodities 5% 5%

6 INVESTMENTS IN THE BUSINESS OF A PARTICIPATING EMPLOYER INSIDE THE REPUBLIC IN TERMS OF:-

(a) Section 19(4) of the Pension Funds Act 5% (b) To the extent it has been allowed by an exemption in terms of section 19(4A) of the Pension Funds Act 10%

7 HOUSING LOANS GRANTED TO MEMBERS IN ACCORDANCE WITH THE PROVSIONS OF SECTION 19(5) 95%

8 HEDGE FUNDS, PRIVATE EQUITY FUNDS AND ANY OTHER ASSET NOT REFERRED TO IN 15% THIS SCHEDULE 8.1 Inside the Republic 15% (a) Hedge fund 10% (a)(i) Funds of hedge funds 10% 5% (a)(ii) Hedge funds 10% 2.5%

(b) Private equity funds 10% (b)(i) Funds of private equity funds 10% 5% (b)(ii) Private equity funds 10% 2.5%

37 (c) Other assets not referred to in this schedule and excluding a hedge fund or private equity fund 2.5%

8.2 Foreign 15% (a) Hedge fund 10% (a)(i) Funds of hedge funds 10% 5% (a)(ii) Hedge funds 10% 2.5%

(b) Private equity funds 10% (b)(i) Funds of private equity funds 10% 5% (b)(ii) Private equity funds 10% 2.5%

(c) Other assets not referred to in this schedule and excluding a hedge fund or private equity fund 2.5%

TOTAL ASSETS - REGULATION 28 (D above) 228 843 758 100.00%

INVESTMENT SUMMARY (REGULATION 28) Percentage of Fair Percentage of Percentage of Fair Local Foreign (Excluding Africa) Africa Total value Fair value value

R% R %R%R

1 Balances or deposits, money market instruments issued by a bank including 44 528 480.69 19.46% 4 443 620.15 1.94% 48 972 100.84 Islamic liquidity management financial instruments 2 Debt instruments including Islamic debt 86 604 124.49 37.84% 13 210 980.22 5.77% 99 815 104.71 instruments 3 Equities 27 595 622.09 12.06% 37 808 873.38 16.52% 245 896.79 0.11% 65 650 392.25

4 Immovable property 13 370 801.10 5.84% 1 035 358.69 0.45% 14 406 159.79

5 Commodities 0.00 6 Investment in the business of a participating 0.00 employer 7 Housing loans granted to members - section 0.00 19(5) 8 Hedge Funds, private equity funds and any other assets not referred to in this schedule 0.00

9 Fair value of assets to be excluded in terms of sub-regulations3(c ) and (8)(b) of 0.00 Regulation 28 10 Investments not disclosed/data not 0.00 available for disclosure TOTAL (equal to the fair value of assets) 172 099 028.36 75.20% 56 498 832.43 24.69% 245 896.79 0.11% 228 843 757.59

Note: Maximum Foreign limits and disclosure in terms of South African Reserve Bank requirements.

38 Total (Inside & Foreign) Percentage of Fair Regulation 28 limits value

R% Asset Limits in terms of sub regulation 3(f) Other debt instruments not listed 2 548 564 1.11% Equities not listed 388 770 0.17% Immovable properties not listed 2 361 0.00% Hedge funds , Private Equity funds and other assets

TOTAL 2 939 694 1.28% 35% Asset Limits in terms of sub regulation 3(g) Equities not listed 388 770 0.17% Private Equity funds

TOTAL 388 770 0.17% 15% Asset Limits in terms of sub-regulation 3(h) Cash and deposits with a South African Bank

TOTAL Asset Limits in terms of sub-regulation 3(i) Foreign (excluding Africa) 56 498 832 24.69% 30% Africa 245 897 0.11% 10% TOTAL 56 744 729 24.80% 40%

NOTES: 1 Difference due to a timing difference between the portfolio of assets used for financial statement reporting purposes and the portfolio of assets used for Regulation 28 reporting purposes. 2 Credit balance in current accounts must be included in item 1. 3 If the investments exceed the limit per institution/company/individual and no exemption has been obtained, the details below must be completed for each institution/company/individual in each category of assets.

Investments in institution/company/individual Item % of Fair Value Fair Value ( R)

4 EXEMPTIONS GRANTED BY THE REGISTRAR

Item Max % Date of letter Fair Value ( R)

39