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Azad Jammu & Kashmir • iSdwaterinternatipna AZAD JAMMU& KASHMIR Strategic Provincial Investment Plan and Project Preparation for Rural Water Supply Sanitation and Health. INCEPTION REPORT F;V, i: ••••-.i •::.:•• ;• ' ' • • *'••'• ? ;•••/•• •" ; -i-i; ii sxt. 141/14 2 m |LO: March.1989 Wardrop-Acres Cowater International NESPAK STATK OP AZAU JAMMU AND KASHMIR INCEPTION REPORT Table of Contents Executive Summary PageUp. 1. Introduction 1 2. Project Organization and Methodology 2 2.1 Project Organization and Management 2 2.2 Methodology 2 3 Rural Hater Supply, Sanitation and Health Sector. 4 3.1 Overview of State 4 3..1*1 Physiographic Features 4 3.1.2 Population and Settlement Patterns 5 3.2 Status of the Sector 6 3.2.1 Coverage 6 3.2.2 Water Resources 8 3.2.3 Support of Water Supply and Sanitation Program. 8 3.2.4 Financial Reasources. 10 3.3 Institutions 10 3.3.1 LGRDD and the Community 10 3.3-2 Councils 11 3.3.3 Public Health Engineering Department 11 3.3.4 Non-Government Organizations 13 3.4 Economy 13 3.5 Social 14 3.5.1 Social and Cultural Aspects of AJK 14 3.5.2 Community Involvement 16 3.5.3 Health Services 17 3.5.4 Perceptions, Beliefs and Taboos 18 3.5.5 Education 20 4. Identification of Issues 20 4.1 Water Resources Issues 21 4.2 Water Supply Issues 21 4.3 Sanitation Issues 22 4.4 Drainage Issues 22 4.5 Institutional Issues 23 4.6 Financial Issues 24 4.7 Cost Recovery 24 4.8 Private Sector 25 4.9 Social 25 4.10 Population 25 4.11 Health 26 4.12 Human Resources Development 26 5 Initiatives 26 5.1 Institutional Structure Options 27 5.1.1 District Council Option for Communities with 28 Population less than 1000. 5.1.2 LGRDD Option in Communities with Population 29 less than 1000 5.1.3 The PHED Option in Communities with 30 Population Greater than 1000. 5.1.4 The IiGRDD Option for Communities with 30 Population Greater than 1000 5.1.5 The District Council Option for Communities 31 with Population Greater than 1000 5.2 Program Component Alternatives 31 5.2.1 Sector Data Base 31 5.2.2 Community Financing 31 5.2.3 Support to Hand-Pump Installers and 33 Manufacturers 5.2.4 Latrine Dissemination for Human Wastes 33 Disposal Initiatives 5.2.5 Credit for New Housing Latrines 35 5.2.6 Demonstration Household Latrines 35 5.2.7 Community/Line Department Interaction 36 5.2.8 Base Line Inventory Survey 37 5.2.9 Upgrading Polytechnical Education 38 5.2.10 Informational Programs for Elected 38 Representatives 5.2.11 Development of In-House Training Facilities 39 of LGRDD's 5.2.12 Skills Development and Technical Training 39 6. Workplan 40 6.1 Data Collection 40 6.2 Data Analysis 41 6.3 Synthesis of Information 42 6.4 Formulation of Initiatives 42 6.5 Project Outputs 43 APPENDICES APPENDIX I Project Organization and Management APPENDIX II Methodology 1. Data Collection 2. Data Analysis 3. Synthesis of Information 4. Formulation of Initiatives 5. Project Outputs APPENDIX III Detailed List of Project Activities. EXECUTIVE SUMARY After a brief introduction to the State, discussions were held with the Additional Chief Secretary, and Departments of Planning and Development, Local Government and Rural Development, Public Health Engineering (Circle) and Health. A number of issues were identified and discussed with government and UNICEF. This report presents the issues, preliminary conclusions which have been drawn and potential initiatives as options for consideration. Of particular note is the fact that AJK has developed a substantial delivery capacity within the LGRDD for both rural water supply and sanitation and is making serious attempts at hygiene education. Water supply coverage is reportedly 44%. This significant achievement has been the result of LGRDD*a involvement of the community which has been the principal driving force and supplier of resources behind the program. It is estimated that 30-50% of all capital costs in cash or kind aa well as 100% of operating and maintenance costs come directly from the community. The LGRDD has successfully matched community resources with those resources required from outside i.e pipes and technical assistance. Sanitation and hygiene education are much less advanced but with the help of UNICEF, AJK is making modest achievements. The other agency involved in this sector ia the PHED which has only in the past few years begun to take real responsibility in the urban sector. It is however, intending to reach down to populations of as low aa 1000. Policies and practices of PHED are not the same aa LGRDD. Its program does not utilize the resources of the community. Cost recovery in the urban centres does not cover operation and maintenance costs. As PHED proceeds to assume responsibility for the smaller communities the contrast between the two approaches will become more apparent as higher capital and operation and maintenance costs will have to be absorbed by the State for PHED. A suggestion is made that PHED begins now to draw on community resources for lower unit costs and long term system suatainability in the future. Several other potential initiatives presented are presented as options in this report. Some of them, such as the institutional framework and sharing of responsibilities between existing institutions, are intended to open a full range of alternatives aimed at cost effectiveness of services delivery while responding directly to the needs of the community. Unsolved questions of inequitable distribution of benefits, such as those households able to gain access to house connections without paying a higher.price, or the distribution of water supply schemes being influenced by political considerations are also highlighted. Various options are given for hygiene education and sanitation although these do not stray far from the existing UNICEF/LGRDD model. One of the primary constraints to sector development is financing. To a large extent LGRDD, operating in the smaller communities, has already established and proven its implementation methodology. However, human resources and institutional strengthening will be required before major expansion in rates of delivery can be expected. This strengthening can be made on a sound institutional and policy base. In this light, increased levels investment could usefully be made in the relatively near future. Currently the ADP allocations to this sector through the LGRDD are approaching Rs 30 million. This could be substantially expanded. 11 1. INTRODUCTION The Government of Pakistan has embarked on an ambitious program to improve the country's rural infrastructure including water supply and sanitation. In 1987, a team of Pakistani and international consultants undertook a national review of the Sector. They presented a Sector Report to the Government in June, 1988. As a result of the Sector Review, the World Bank, initiated this Strategic Provincial Investment Planning and Project Preparation Process to assist the Provincial Government in the development of an investment strategy and identification of projects for implementation starting in 1990. The goal of the projects is to contribute to the betterment of health and overall quality of life of the rural populace through more cost effective and sustainable water supply, sanitation and hygiene education initiatives while maximising community involvement. In late 1988, the World Bank, with the financial support of CIDA, engaged the project team of Wardrop-Acres in association with NESPAK, and Cowater International, as Consultants for the project. The purpose of this report is to present the Project Team's approach to the work as a basis for discussion with the Government and the World Bank. An outline of the project organisation and methodology is presented and critical issues in the sector and their root causes are identified. A set of preliminary initiatives with implementation options are proposed as a preview of the likely direction of the investment plans. As set out in the workplan in this report, the focus of the Team's activities in the next phase will be on refinement of the issues and initiatives through more detailed examination of existing data, some limited field checks and discussions with GOP staff. The preliminary initiatives will b§ reevaluated and additional initiatives will likely emerge. The specific initiatives that evolve will form the basis of the investment plan and the formulation of projects. Pf=IOJECT ORGANISATION FOR AZAD JAMMU & KASHMIR WORKS AND STEERENG L GRDD P & D COMMUNICATE! COMMITTEE DEVELOPMENT SECRETARY SECRETARY COMMISSIONER PWD CENTRA L TEAM CHIEF SUPERVISOR MANAGEMENT GROUP DIRECTOR - STRATEGIC TECHIN1CAL PLANNING GROUP RESOURCES 5R0UP PH ED I AZAD KASHMIR DEPUTY DIRECTOR LIAISON OFFICER SR. ENGINEER | TEAM 1-— f PHED LGRDD SECONDED STAFF SECONDED STAFF 2. PROJECT ORGANIZATION AND METHODOLOGY 2.1 Project Organization and Management The Project is organised into teams of staff based in Islamabad and the Provinces. Responsibility for Project activities in AJK rests with the Islamabad team, led in this instance, by the twq Deputy Project Managers, Quratul Ain Bakhteari and Sohail Abid. They will draw on the other members of the team as necessary. A detailed presentation of the project staffing and individual responsibilities is presented in Appendix I. 2.2 Methodology The project utilizes a Strategic Planning approach to the work programme in which key issues are identified and are used to focus the activities for the duration of the project term. The process is designed to quickly lead to programmes and initiatives which can be implemented and which will have a reasonable likelihood of success. The process is an ongoing one in which data is collected, analyzed and used to arrive at an understanding of the strengths which can be built on and the weaknesses which neecl to be overcome.
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