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F e d e r a l r e s e r v e B a n k o f D a l l a s DALLAS. 75222

Circular No. 69-2^6 September 25, 19

LIST OF OTC MARKET MAKERS

To All Banks and Others Concerned in the Eleventh Federal Reserve District:

Enclosed is a copy of the list of OTC market makers pub­ lished as of September l6, 1969* The list comprises firms that have filed Form X-17A-12(l) with the Securities and Exchange Com­ mission. in order to qualify as OTC market makers under section 221.3(w) of Regulation U, and the OTC margin stocks in respect of which each has qualified.

The present list includes the initial list published as of July 18, 1969, and the two supplements issued as of August 8 and August 22, 19&9, as well as additional notifications filed with the Securities and Exchange Commission by broker-dealers following issuance of the August 22 supplement and ending September 16 .

Additional copies of the present list will he furnished upon request.

Yours very truly,

P. E. Coldwell

President

Enclosure (l)

This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library ([email protected]) LIST OF OTC MARKET MAKERS

as of September 16, 1969

(Prepared for use by banks in connection with extensions of credit pursuant to section 221.3 (w) of Regulation U)

This list of "OTC market makers" comprises firms that have filed Form X-17A-12(1), the "Notification by OTC market makers in OTC margin securities," with the Securities and Exchange Commission, and the OTC margin stocks in respect of which each such firm had filed such form as of the above date. This list supersedes the ini­ tial list published as of July 18, 1969, as well as the two supple­ ments to the list issued as of August 8 and August 22, 1969.

Part I of this list represents notifications filed through September 10, 1969, in which the broker-dealer commenced making a market in an OTC margin security. Part II represents notifications filed through September 16, 1969, in which the broker-dealer ceased making a market in an OTC margin security since filing the commence­ ment notification. An addendum follows Part II and represents noti­ fications filed between September 11 and 16, inclusive, in which the broker-dealer commenced making a market, such notifications having been received following the compilation of the data contained in Part I.

In determining whether a broker-dealer has filed Form X-17A- 12(1) in respect of OTC margin stock being pledged as collateral to secure credit extended pursuant to section 221.3(w) (but for this pur­ pose only), a bank may rely on the most recent issue of the list of OTC market makers in combination with any supplements thereto. A bank extending such credit must also obtain from the broker-dealer a properly executed Form F.R. U-2, and must accept such form in good faith, as defined in sections 221.3(a) and 221.3(w) of Regulation U.

Copies of issues of the list and of supplements may be obtained from the Federal Reserve Bank of the district in which the head office of the bank extending such credit is situated.

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM WASHINGTON L ist of OTC Market Makers - September 10, 1969 2

Part 1

The following broker-dealers had commenced making a market in the following securities as of August 8, 1969, except as otherwise indicated.

Name of Broker-Dealer Name of Security

Adams & Hinckley Allen & Company (con't) Fidelity Union & Trust Company Georgia International Corporation First Merchants National Bank, Hartford Fire Insurance Co. Asbury Park Horizon Corporation Monmouth County National Bank Indiana Gas Co., Inc. National Newark & Essex Bank Southern Utilities Co. New Jersey National Bank & Trust Co. Kentucky Central Life Insurance Trust Company of New Jersey Company King Resources Company Advest Company Liberty Equities Corporation Addison-Wesley Co. Life Insurance Company of Ba ird-Atomic Inc. Kentucky Bolt, Beranek & Newman Inc. Lilly, Eli and Company Epsco Inc. Lincoln National Corporation* Jamesbury Corp. Lomas & Nettleton Kaman Corp. Class A Financial Corporation Keyes Fibre Co. Monarch Capital Corporation MPB Corp. National Semiconductor Corporation Manufacturers & Traders Trust Co. National Life Insurance Millipore Corp. Company Southern New England Telephone Co. Nationwide Corporation Superior Electric Company New England Gas and Electric Trico Products Corp. Association North Carolina Natural Gas Alger Investors Company Corporation Drew National Corporation Northwest Natural Gas Company (Oregon) Allen & Company Pennsylvania Gas & Water Company American Express Piedmont Natural Gas Company, American Heritage Life Ins. Co. Incorporated (Florida) Public Service Company of North American Re-Insurance Co. Carolina, Incorporated Atlanta Gas Light Company Public Service Company of New Cascade Natural Gas Corporation Hampshire Central Vermont Public Service Corp. Public Service Company of New Commonwealth Telephone Company Mexico Connecticut General Insurance Corp. The Saint Paul Companies, Inc. Cooper Laboratories, Inc. Southern Union Gas Company El Paso Electric Company Southwest Gas Corporation Florida Telephone Corporation Transcontinental Gas Pipe Line Franklin Life Insurance Company, Corporation The (Illinois) Irico Products Corporation Franklin National Bank (New York) Fidelity and Guaranty Gas Service Company, The Company () List of OTC Market Makers - September 10, 1969 3

Allen & Company (con't) Bear,Stearns & Co. (con't) University Computing Company* Bolt, Beranek & Newman Washington Natural Gas Company Citizens & Southern National Bank of Georgia American Securities Corporation Combined Insurance Co. of America American Express Connecticut General Ins. American National Ins. Co. (Tex.) Crocker-National Corporation Bankamericard Corporation Eli Lilly & Co. Bank of New York, The First Bank System Inc. (Minn.) Capital Holding Corporation First National Bank of Boston Cleveland Trust Company, The First National Bank of * Franklin Fire Ins. Co., The (111.) Franklin Life Insurance Gulf Life Holding Company Government Employees Insurance Hartford Life Ins. Co. Hanover Insurance Co. Kentucky Central Life Ins. Co. Hartford Fire Insurance Co. Lilly, Eli and Company Lincoln National Corporation* Manufacturers and Traders Tr. Co. Manufacturers National Bank Monarch Capital Corp. of Republic National Life Insurance Mellon National Bank & Trust Company (Tex.) Monarch Capital Corporation State Street Bank & Trust Co. National Bank of Detroit Pabst Company Arthurs, Lestrange & Co. St. Paul Companies Pennsylvania Engineering Corp. Security Pacific National Bank Western Pennsylvania National Bank U.S. Fidelity & Guaranty University Computing Company* Atlanta Securities Corp. Variable Annuity Life Insurance Clinton Oil Co. Corp. Coastal States Life Ins. Co. Wachovia Corporation Major Realty Corp. Wells Fargo Bank, N.A. Scripto Inc. Becker, A. G. & Co., Inc. Baird & Co. Inc., Robert W. Carson Pirie Scott & Co. Advance Ross Corp. Cornelius Co . , The Kearney & Trecker Corp. Iowa Southern Utilities Co. Management Assistance, Inc. King Resources Company Midas International Management Assistance Inc. Corporation Class A Midas International Corp. North Central Airlines Class A Old Line Life Ins. Co. of America Oil Shale Corporation, The Western Publishing Company Ozite Corporation Power & Light Co. Ransburg Electro-Coating Corp. Seven-Up Company, The Baker, Watts & Co. Titan Group, Inc. Monumental Corporation Unicoa Corporation United States Fidelity & Guaranty Co . Western Publishing Co., Inc.

Bear,Stearns & Co. Bishop & Co. Inc., M. H. American Express Cornelius Company, The Anheuser-Busch Inc. North Central Airlines Bankamerica Corp. Bank of New York L ist of OTC Market Makers - September 10, 1969 4

Blalack/Wells/Associates Inc. Blyth 6c Co., Inc. (con't) Anadite, Inc. Gas Service Company, The Management Assistance Inc. Girard Company, The Titan Group, Inc. Government Employees Ins. Co. Grinnell Corporation Blyth & Company, Inc. Gulf Life Holding Co. Addison-Wesley Publishing Co. Inc. Hanover Ins. Co., The Advance Ross Corporation Hartford Fire Ins. Co. Alexander and Baldwin, Inc. Hoover Company, The American District Telegraph Co. Independent Life 6c Accident Ins. American Express Co. (Fla.) American Greetings Corporation Indiana Gas Co., Inc. American Heritage Life Ins. Co. (Fla.) Iowa Southern Utilities Co. American National Ins. Co. (Tex.) Kaiser Steel Corporation American Pipe 6c Construction Co. Kearney 6c Trecker Corp. American Welding 6e Mfg. Co. King Resources Company Anadite, Inc. Liberty National Life Ins. Co. Anheuser-Busch, Incorporated (Tex.) Arden-Mayfair, Inc. Life Ins. Co. of Kentucky Arvida Corporation Lilly, Eli and Company Bankamerica Corporation Lin Broadcasting Corp. Bank of California, N.A., The Lincoln National Corp.* Betz Laboratories, Inc. Management Assistance Inc. BMA Corporation Manufacturers National Bank of Browning Arms Company Detroit Buckbee-Mears Company Mellon National Bank 6: Trust Co. California-Western States Life Monarch Capital Corporation Ins. Co. Murphy Pacific Marine Salvage Co. Capital Holding Co. National Bank of Detroit Cascade Natural Gas Corp. National City Bank of Cleveland, The Central Vermont Public Service Nationwide Corp. Corp. New England Gas 6c Electric Assoc. Citizens Utilities Company Nielsen, A. C. 6c Co. Class A Clinton Oil Company North American Life 6c Casualty Co. Combined Ins. Co. of America North Carolina Natural Gas Corp. Computer Usage Co., Inc. Northwest Natural Gas Co. (Oregon) Connecticut General Ins. Corp. Ohio Casualty Insurance Co. Continental Bank 6c Trust Co. (Pa.) Otter Tail Power Company Crocker-National Corp. Pabst Brewing Company Cross Company, The Pauley Petroleum, Inc. Detroit Bank 6c Trust Co. Pay'n Save Corp. El Paso Electric Co. Pennsylvania Gas 6c Water Co. Farmers New World Life Ins. Co. Photon, Inc. Farrington Manufacturing Co. Piedmont Natural Gas Co., Inc. Fidelity Corporation (Va.) Public Service Co. of New Hampshire First Bank System, Inc. (Minn.) Public Service Co. of New Mexico First National Bank of Boston, The Publishers Company, Inc. First National Bank of Chicago, The Recognition Equipment, Inc. First National Bank in Dallas Republic National Bank of Dallas Florida Telephone Corporation Safeco Corporation Franklin Life Ins. Co., The (111.) Franklin National Bank (New York) L ist of OTC Market Makers - September 10, 1969 5

Blyth & Company, Inc. (con't) Brown, Allen & Company, Inc. Saint Paul Companies, Inc., The Contran (Formerly Texas Consumer Scott, 0. M. & Sons Co. Finance Corporation) -First National Bank Landa Industries Security Pacific National Bank Southland Corporation Seven-Up Company, The Southern New England Telephone Co. Bullington-Schas & Co. Southern Union Gas Company Federal Company, The Southland Corp., The Downtowner Corporation Southwest Gas Corp. Standard Register Company Burnham & Company TI Corp., The (of California) American Express Tampax Inc. American Heritage Life Ins. Titan Group, Inc. Company (Fla.) Tracor Inc. American National Ins. Co. Transcontinental Gas Pipe Line Corp. (Tex.) United Convalescent Hospitals, Inc. American Re-Insurance Co. United Illuminating Company, The Anheuser-Busch, Inc. United Life & Accident Ins. Co. BMA Corporation (N. H.) Bank of New York, The United States Fidelity & Guaranty Capital Holding Co. (Ky.) Company (Maryland) Combined Ins. Co. of America University Computing Company* Connecticut General Ins. Corp. Valley National Bank of Arizona, The Farmers New World Life Ins. Variable Annuity Life Ins. Co. of Company America Fidelity Corporation Wachovia Corp. (Virginia) Wallace Business Forms Inc. Fidelity Union Life Ins. Washington Natural Gas Co. Co. (Tex.) Wells Fargo Bank, N.A. Franklin Life Insurance Wisconsin Power & Light Company Co., The (111.) Gleason Works Boettcher & Company Government Employees Fidelity Corporation Insurance Co. (Virginia) Government Employees Life King Resources Company Ins. Co. Unicoa Corporation Gulf Life Holding Company Hoover Company, The Brown, Alex. & Sons ISI Corporation American Fidelity Life Ins. Co. Independent Life & Accident (Fla.) Ins. Co. (Florida) American Security & Trust Co. Kaiser Steel Corporation First Virginia Bankshares Corp. Liberty National Life Ins. Co. Gino's Inc. Life Insurance Co. of Kentucky ISI Corporation Lilly, Eli & Company Millipore Corporation Lincoln National Corporation* Monumental Corporation Monarch Capital Corporation Philadelphia Life Ins. Co. Nielsen, A. C. Class A Ransburg Electro-Coating Corp. North American Life & Casualty United States Fidelity & Guaranty Company Company Northwestern National Life Ins. L ist of OTC Market Makers - September 10, 1969 6

Burnham and Company (con't) Cartwright, Valleau & Co. Old Line Life Insurance Co. American Re-Insurance Company of America, The California-Western States Life Pabst Brewing Company Ins. Co. Philadelphia Life Insurance Co. Nationwide Corporation Republic National Life Ins. Co. Class A (Tex.) United States Fidelity & Guaranty Safeco Corporation Co. (Maryland) Saint Paul Companies, Inc., The Seven-Up Company, The City Securities Corporation Unicoa Corporation Jones, Herff Co. (commenced United Life & Accident Ins. Co. August 21, 1969) United Services Life Ins. Co. Ransburg Electro-Coating Corp. United States Fidelity & Guaranty (commenced August 21, 1969) Company (Maryland) Variable Annuity Life Ins. Co. Clark, Dodge & Co., Inc. of America Millipore Corp.

Burns, Stix, Friedman & Co., Inc. Cooley & Company Associated Coca-Cola Bottling Co., Southern New England Telephone Co. Inc. United Illuminating Co., The Kaman Corporation Class A Collins Securities Corp. Parkview-Gem, Inc. American Nuclear Corporation Energy Resources Corp. Butcher & Sherrard Oil Shale Corp. Cross Company, The Texas American Oil Corp. Duriron Company, Inc., The Webb Resources Corp. Edgcomb Steel Co. Philadelphia Suburban Corp. Conlon and Company, Inc., B.J. Anchor Corp. Carolina Securities Corporation Dalto Electronics Corp. North Carolina Natural Gas Corp. Energy Resources Corp. Piedmont Aviation, Inc. Farrington Manufacturing Co. International Book Corp. Carr & Thompson, Inc. Keystone Custodian Funds, Inc. Baird-Atomic, Inc. King Resources Company Baystate Corp. • Maine Sugar Industries Bolt, Beranek & Newman, Inc. Nationwide Corp. Epsco, Inc. Oil Shale Corporation, The Int'l. Textbook (Intext Inc.) Jamesbury Corp. Courts & Co. Keyes Fibre Company Atlanta Gas Light Company MPB Corporation Citizens & Southern National Bank Narragansett Capital Corp. of Georgia Nationwide Corporation Colonial Stores, Inc. Oil Shale Corp. , The Dalto Electronics Corp. Perini Corp. Interfinancial Inc.* United Life & Accident Ins. Co. Interstate Life & Accident Ins. (New Hampshire) Co. (Tennessee)* L ist o f OTC Market Makers - September 10, 1969 7

Craigie Incorporated Dempsey-Tegeler & Co., Inc. First & Merchants Corp. Banister Continental Corporation United Virginia Bankshares Combined Insurance Co. Virginia Commonwealth Bankshares Erie Technological Products, Inc. Virginia National Bank Franklin Life Insurance Co. (111.) North Central Airlines, Inc. Crilley & Company, Inc. Titan Group, Inc. Arden-Mayfair, Inc. Management Assistance, Inc. Donaldson, Lifkin & Jenrette, Inc. Travelodge Corporation, The Kaiser Steel Corporation National Semiconductor Corp. Cutler, Yantis & Co. TI Corporation of Calif., The American Re-Insurance Co. Gas Service Co. Dryfoos, J. M. St Company North Central Airlines, Inc. American Greetings Corp. Class A Pennsylvania Engineering Corp. (commenced August 27, 1969) Titan Group, Inc. Banister Continental Corp. Wisconsin Power & Light Co. Federal Company First Mortgage Investors Dain, Kalman & Quail, Inc. Gino's Incorporated Applebaums Food Markets, Inc. Perini Corporation Buckbee-Mears Co. Photon, Inc. (commenced August 27, 1969) Cornelius Company, The Ransburg Electro-Coating Corp.* Dayton-Hudson Corporation Ross, Will Inc. First Bank System, Inc. (commenced August 27, 1969) Northwestern National Life Ins. United Convalescent Hospital, Inc. Company Otter Tail Power Company Ebin, Robertson & Company, Inc. Saint Paul Companies, Inc. The Applebaums Food Markets, Inc. Cornelius Company, The Dallas Rupe & Son, Inc. Dayton-Hudson Corporation Contran Corporation International Milling Co., Inc. Republic National Bank of Dallas Fabri-tek, Inc. Tracor, Inc. North American Life & Casualty Co. () Dean Witter & Co., Inc. California-Western States Life Edwards, A. G. St Sons, Inc. Insurance Company Associated Coca-Cola Bottling Capitol International Airways, Company, Inc. Inc. Browning Arms Company Connecticut General Ins. Corp. Clinton Oil Company Fidelity Corp. (Virginia) D. P. A. Inc.* Northwest Natural Gas Co. Farrington Manufacturing Co. (Oregon) Kentucky Central Life Ins. Co. Ozite Corporation Liberty Equities Corp. Tampax Incorporated Oil Shale Corp., The Wallace Business Forms, Inc. Parkview-Gem, Inc. Washington Natural Gas Co. Shop Rite Foods, Inc. University Computing Co.* L ist of OTC Market Makers - September 10, 1969 8

Edwards & Hanley First Boston Corp., The (con't) Oil Shale Corp., The National Bank of Detroit Ormont Drug National City Bank of Cleveland, The Elkins, Morris, Stroud & Co. New England Gas and Electric Fidelity Corp. of Penna., The Association First Pennsylvania Corp., The Pabst Brewing Company Girard Company, The Pittsburgh National Corp. Philadelphia National Bank, The Public Service Company of Philadelphia Suburban Corp. New Mexico Provident National Corporation Public Service Company of North Carolina, Inc. Faulkner, Dawkins & Sullivan Republic National Life Ins. Photon, Inc. Company (Tex.) Recognition Equipment, Inc. Safeco Corporation Tiffany & Company Saint Paul Companies, Inc., The Security Pacific National Bank First Boston Corporation, The Shawmut Association, Inc. American Express Company State Street Bank and Trust Anheuser-Busch, Inc. Company Bank of New York Company Tampax Incorporated Bankamerica Corporation Taylor Wine Company, Inc. Baystate Corporation U. S. Fidelity & Guaranty Central Vermont Public Service Company (Maryland) Corporation Valley National Bank of Citizens & Southern National Arizona, The Bank of Georgia Wells Fargo Bank, N. A. Combined Insurance Company of America First California Company Connecticut General Insurance Bankamerica Corp. Corporation Northwest Natural Gas Corp. Crocker-National Corporation El Paso Electric Company First Manhattan Company Eli Lilly & Company Southern Industries Corp. First National Bank of Boston, The First National Bank of Chicago, The First Corporation Franklin Life Insurance Company Detroit Bank & Trust Co., The (Illinois) Manufacturers National Bank of Gleason Works Detroit Hanover Insurance Company, The National Bank of Detroit Hartford Fire Insurance Co. Hoover Company First New Jersey Securities Co., Inc. Kaiser Steel Corporation First Merchants National Liberty National Life Insurance Bank, Asbury Park Company (Tex.) New Jersey National Bank & Lincoln National Corporation* Trust Company Mellon National Bank & Trust Company First Southeastern Company Monarch Capital Corporation Downtowner Corp., The L ist of OTC Market Makers - September 10, 1969 9

First Southeastern Co. (con't) Fox, P. F. & Company, Inc. (con't) Great Commonwealth Life Ins. Co. Associated Coca-Cola Bottling Interfinancial Inc. Company, Inc. Scripto, Inc. Delhi Australian Petroleum Ltd. Diamond Crystal Salt Company First Southwest Company Farrington Manufacturing Co. American Greetings Corp. Class A Florida Telephone Corporation American National Insurance Co. Class A (Texas) Gleason Works Dallas Airmotive, Inc. Graphic Controls Corporation El Paso Electric Company Keystone Custodian Funds, Inc. Fidelity Union Life Ins. Co. Cldbd A (Texas) Management Assistance, Inc. First National Bank in Dallas North Carolina Natural Gas Corp. Franklin Life Ins. Co. (111.) Pennsylvania Gas & Water Company Great Commonwealth Life Ins. Co. Piedmont Natural Gas Company, Inc. Gulf Life Holding Company Seven-Up Company, The Lomas & Nettleton Financial Corp. Simon & Schuster, Inc. Public Service Co. of New Mexico Southern Union Gas Company Recognition Equipment Inc. Southwest Gas Corporation Republic National Bank of Dallas Standard Register Company, The Republic National Life Ins. Co. Taylor Wine Company, Inc. (Texas) Tiffany & Company Scientific Control Corporation Trico Products Corporation Shop Rite Foods, Inc. Wallace Business Forms Inc. Southern Union Gas Company Western Publishing Co., Inc. Southland Corporation, The Tracor, Inc. Frankel, Wm. V. & Co., Inc. Trancontinental Gas Pipe Line Horizon Corp. Corporation University Computing Company* Fulton, Reid & Staples, Inc. Coastal States Life Ins. Co. First of Texas, Duriron Company, Inc., The Oil Shale Corp., The Erie Technological Products, Inc. Recognition Equipment, Inc. North American Life & Casualty Co,. Scientific Control Corp. Texas International Airlines, Funk, Hobbs & Hart, Inc. Inc. Texas International Airlines, Inc,. Transcontinental Gas Pipe Panoil Company Line Corporation Garrett, Robert & Sons, Inc. Fox, P. F. & Company Citizens & Southern National Addison-Wesley Publishing Co., Bank Georgia, The Inc. Class B First Mortgage Investors (Mass.) Allegheny Beverage Corp. Gino's, Inc. Class A American Maize-Products Company Monumental Corporation American Welding & Manufacturing Co. United States Fidelity & Guaranty Anchor Corporation Class B Company (Maryland) Arkansas Western Gas Company Arvida Corporation L ist of OTC Market Makers - September 10, 1969 10

Ginberg, Frank & Co., Inc. Howard, Weil, Labouisse, Friedrichs First National Life and Company Ins. Co. of Ala. Allegheny Beverage Corporation Associated Coca-Cola Bott. Co. Goelzer & Co., Inc. Inc. Herff Jones Co. Louisiana & Southern Life Ins. Co. Ocean Drilling & Exploration Co. Goldman, Sachs & Co. Southern Industries Corporation American District Telegraph Co. Texas International Airlines, Inc. American Express Co. Tidewater Marine Service Inc. American Greetings Corp. Class A Anheuser-Busch, Inc. Jones, June S. Company Bankamerica Corporation Northwest Natural Gas Co. Baystate Corporation Brush Beryllium Company, The Jones, Hinton & Co., Inc. Combined Ins. Co. of America Cascade Natural Gas Connecticut General Ins. Corp. Franklin Life Ins. Co. (111.), The Keefe, Bruyette & Woods, Inc. Gulf Life Holding Co. Bankamerica Corporation Hartford Fire Ins. Co. Bank of California, N. A., The Hoover Company, The Bank of New York Co., Inc. Horizon Corporation Baystate Corporation Lilly, Eli & Company Citizens & Southern National Lincoln National Corporation* Bank of Georgia, The Monarch Capital Corporation Cleveland Trust Company, The Nielsen, A. C. Class A Crocker-National Corporation Pabst Brewing Company Detroit Bank & Trust Co., The Saint Paul Companies, Inc. The First & Merchants Corp. Tampax, Incorporated First Bank System, Inc. United States Fidelity & Guaranty First National Bank of Boston, The Company (Maryland) First National Bank of Chicago, The First National Bank in Dallas Haight & Company First National Holding Corp. Disc Inc. Class A (Memphis) Drew National Corp. First Pennsylvania Corp. Manufacturers National Bank of Hallowell, Sulzberger, Jenks & Co. Detroit General Aircraft Corp. Mellon National Bank & Trust Co. National Bank of Detroit Hartzmark & Co., Inc. National City Bank of Cleveland, King Resources Company The Pittsburgh National Corp. Hay, Fales & Co., Inc. Republic National Bank of Dallas Great Commonwealth Life Ins. Co. Seattle-First National Bank Lin Broadcasting United Virginia Bankshares, Inc. National Western Life Ins. Co. Valley National Bank of Arizona, The Hayden, Stone Incorporated Virginia Commonwealth Bankshares Anadite Incorporated Virginia National Bank ISI Corp. Wachovia Corp. King Resources Company Wells Fargo & Company L ist of OTC Market Makers - September 10, 1969 11

Kelly & Morey, Inc. Lehman Brothers (con’t) Webb Resources Lilly, Eli & Company, Inc. Nielsen, A. C. & Company Class A Kidder, Peabody & Co., Inc. Northwest Natural Gas Co. (Oregon) American Express Pabst Brewing Company Arden-Mayfair, Inc. Southland Corporation Clinton Oil Company Standard Register Company Commonwealth Telephone Co. University Computing Continental Bank & Trust Co. Company* (Pa.) Cross Company, The Diamond Crystal Salt Company Lentz, Newton & Company Edgcomb Steel Company Lomas & Nettleton Financial Corp. Fidelity Corporation of Penna., The Ling & Company, Inc. First Pennsylvania Corp. Empire Life Ins. Co. of America Florida Telephone Corporation (Texas) Gino's Inc. First National Life Ins. Co. Girard Company, The (Ala.) Class A Gulf Life Holding Company Great Commonwealth Life Ins. Co. Heath Tecna Corporation Republic National Life Ins. Co. Keystone Custodian Funds, Inc. (Texas) King Resources Company Scientific Control Corp. Lomas & Nettleton Financial Corporation Loeb, Rhoades & Co. Mohawk Rubber Company, The Cross Company, The North Carolina Natural Gas Corp. First National Bank in Dallas Ozite Corporation National Life Ins. Co. of Pennsylvania Gas & Water Company Florida Philadelphia Life Ins. Co. Ransburg Electro-Coating Corp. Philadelphia National Bank, The Scott, 0. M. & Sons Philadelphia Suburban Corp. Provident National Corporation Mabon, Nugent Sc Company Seattle-First National Bank American Pipe & Construction Co. University Computing Company* Trico Products Corp. Washington Natural Gas Co. Madoff, Bernard Lawrence King & Co., Charles Allegheny Beverage Corp. Computer Usage Co., Inc. Energy Rescources Corp. Louisiana & Southern Life Ins. Kirkpatrick, Pettis, Smith Polian Inc. Company Washington Natural Gas Co. Pennsylvania Engineering Corp. Roberts Company Lehman Brothers American District Telegraph Co. Maguire, J. B. & Co., Inc. American Express Company Addison-Wesley Publishing Co. American Greetings Corp. Class A* Inc., Class B Anheuser-Busch, Inc. American District Telegraph Brush Beryllium Co. Company De Luxe Check Printers, Inc. L ist of OTC Market Makers - September 10, 1969 12

Maguire, J. B. & Co., Inc. (con't) Marks, Carl & Co., Inc. (con't) Atlanta Gas Light Company Food Fair Properties, Inc. Baird-Atomic, Inc. Hawaiian Airlines, Inc. Banister Continental Corporation Honolulu Gas Company, Ltd. Bolt, Beranek, 6c Newman, Inc. Horizon Corporation Central Vermont Public Service ISI Corp. Corporation Kaman Corp. Colonial Stores Incorporated Narragansett Capital Corporation Commonwealth Telephone Co. Ocean Drilling & Exploration Co. Computer Usage Co., Inc. Southwest Gas Producing Co., Inc. El Paso Electric Company Tidewater Marine Service Inc. Epsco Incorporated Webb Resources, Inc. Erie Technological Products, Inc. Farrington Manufacturing Co. Martin J. Joel & Co. Florida Telephone Corp. Class A Drew National Corporation General Aircraft Corporation Green Mountain Power Corporation May & Company, Inc. Grinnell Corporation Heath-Tecna Integon Corporation Iowa Southern Utilities Co. Mayer 6c Schweitzer, Inc. Jamesbury Corporation Allegheny Beverage Corp. Keyes Fibre Company Clinton Oil Company MPB Corporation Food Fair Propoerties, Inc. Management Assistance Inc. Major Realty Corp. Millipore Corporation New England Gas & Electric McKee, C. S. 6c Company, Inc. Association Duriron Company, Inc., The Nicholson File Company WPNB Corporation Otter Tail Power Company Perini Corporation Me Master, 6c Co. Photon, Inc. Federal Company, The Public Service of New Hampshire United Services Life Ins. Co. Public Service Co. of North Will Ross, Inc. Carolina, Inc. Publishers Company, Inc. Meyers, John J. 6c Company Southern New England Telephone American District Telegraph Company Grinnell Corporation United Illuminating Company, The United Life & Accident Ins. Co. Company, The (NeW Hampshire) NorthCentral Airlines, Inc. Wisconsin Power 6c Light Co. Marantette & Company American Presidents Life Ins. Co. Mitchum, Jones 6c Templeton, Inc. Chesapeake Instrument Corp. California-Western States Life Gelman Instrument Co. Insurance Co. ISI Corporation Marks, Carl & Co., Inc. Kaiser Steel Corporation Alexander & Baldwin, Inc. King Rescources Company Delhi Australian Petroleum Ltd. First Mortgage Investors (Mass.) L ist of OTC Market Makers - September 10, 1969 13

Morgan, Kennedy & Co., Inc. Rauscher Pierce Securities Corp. (con' Allegheny Beverage First National Life Ins. Co, Drew National Landa Industries, Inc. Ormont Drug Panoil Company Republic National Bank of Dallas Morrissey, F. J. & Company Shop Rite Foods, Inc. Continental Bank (Norristown, Pa.) Southern Union Gas Company Fidelity Corporation of Penna., Texas American Oil Corp. The First Pennsylvania Corp., The Richter, Henry J . 6c Company Girard Company, The Alpine Geophysical Associates, Philadelphia National Bank Inc. Philadelphia Suburban Corp. American National Ins. Co. (Tex.) Provident National Bank Anheuser-Busch, Inc. California-Western States Life O'Donnell, R. C. & Company Ins. Co. American Presidents Life Ins. Co. Clinton Oil Co. Farrington Manufacturing Co. Paine, Webber, Jackson & Curtis Gas Service Co., The Acushnet Co. ISI Corporation American Pipe & Construction Co. Liberty Equities Corporation Associated Coca-Cola Bottl. Co. Nationwide Corporation BMA Corp. Parkview-Gem, Inc. Buckbee-Mears Co. Travelodge Corporation, The Carson, Pirie, Scott & Co. Central Vermont Public Service Corp. Roberts, Scott 6e Company First Mortgage Investors Kaman Corporation Class A Hardee's Food System Inc. King Resources Company Nationwide Corp. North American Life & Casualty Co. Robinson-Humphrey Company, Inc., The Parkview-Gem, Inc. Atlanta Gas Light Co. Public Service Co. of New Hampshire Bibb Manufacturing Co. Citizens 6c Southern National Bank Parker & Weissenborn, Inc. of Georgia American Presidents Life Ins. Co. Coastal States Life Ins. Co. Fidelity Union Trust Company Colonial Stores Monmouth County National Bank Federal Company National Newark & Essex Bank Georgia International Corp. Trust Company of New Jersey Interfinancial Inc. Scripto, Inc. Class A Peet, H. 0. & Company Parkview-Gem, Inc. Rosenthal, F. M. Co., Inc. Banister Continental Corp. Rauscher Pierce Securities Corp. American National Ins. Co. (Tex.) Rotan, Mosle-Dallas Union, Inc. Contran Corporation American National Ins. Co. (Texas) Empire Life Ins. Co. of America D.P.A., Inc.* First National Bank in Dallas First National Bank in Dallas L ist of OTC Market Makers - September 10, 1969 14

Rotan, Mosle-Dallas Union, Inc. (con't) Salomon Brothers 6c Hutzler (con't) Franklin Life Insurance Co. First Bank System, Inc. (111.), The (Minnesota) Recognition Equipment Inc. First National Bank of Republic National Life Ins. Co. Boston, The (Texas) First National Bank of Texas International Airlines, Inc. Chicago, The Tracor, Inc. First National Bank in Dallas First Pennsylvania Corp. Rowe & Pitman, Inc. Girard Company, The Travelodge Corp., The Kaiser Steel Corporation Manufacturers National Bank of Rowles, Winston & Co. Detroit Landa Industries Manufactures 6c Traders Trust Co. Texas International Airways (New York) Mellon National Bank 6c Trust Co. Rutner, Jackson & Gray, Inc. National City Bank of Cleveland, Baird-Atomics, Inc. The Pabst Brewing Company Ryan, John J. & Co., Inc. Philadelphia National Bank, The Fidelity Union Trust Co. Pittsburgh National Corporation (New Jersey) Republic National Bank of Dallas First Merchants National Seattle-First National Bank Bank, Asbury Park Security Pacific National Bank Monmouth County National Valley National Bank of Arizona, Bank The National Newark & Essex Bank Virginia National Bank New Jersey National Bank & Wachovia Corporation Trust Company Wells Fargo Bank, N. A. Trust Company of New Jersey, The Samuel, John E. 6c Company Clinton Oil Company Sade 6c Company Oil Shale Corporation Variable Annuity Life Ins. Co. of America Sanders 6c Company, Inc. Contran Corporation Salomon Brothers 6c Hutzler Landa Industries, Inc. American Express Company Lomas 6c Nettleton Financial Anheuser-Busch, Inc. Corp. Bank of California, N. A. Republic National Life Ins. Co. Bank of New York Company (Texas) Bankamerica Corporation Tracor, Inc. Baystate Corporation Citizens 6c Southern National Saxton, G. A. 6c Company, Inc. Bank of Georgia Addison-Wesley Publishing Co. Cleveland Trust Co., The Class B Crocker-National Corp. Allegheny Beverage Corp. Detroit Bank 6c Trust Co., The Alpine Geophysical Associates, Fidelity Corp. of Penna., The Inc. L ist of OTC Market Makers - September 10, 1969 15

Saxton, G. A. & Co., Inc. (con’t) Saxton, G. A. & Co., Inc. (con't) American Express Major Realty Corporation American Greetings Corp. Class A Management Assistance Inc. American National Ins. Co. Midas Interantional Corp. Anchor Corporation Class B Class A Anheuser-Busch, Inc. Nationwide Corporation Arkansas Western Gas Class A Arvida Corporation Nielsen, A. C. & Company Baird Atomic, Inc. Class A Betz Laboratories, Inc. North American Life & Casualty Browning Arms Company Company Brush Beryllium Co. North Carolina Natural Gas Corp. Capital International Airways Northwest Natural Gas Co. Carson Pirie Scott & Co. Oil Shale Corp., The Cascade Natural Gas Corp. Pabst Brewing Co. Citizens Utilities Co. Class A Parkview-Gem, Inc. Citizens Utilities Co. Class B Perini Corporation Clinton Oil Company Photon, Inc. Coastal States Life Ins. Co. Piedmont Aviation Continental Computer Assoc., Piedmont Natural Gas Co. Inc. (Name change to Public Service Co. of New Banister Continental Corp.) Mexico Dallas Airmotive, Inc. (commenced Publishers Company August 11, 1969) Ransburg Electro-Coating Corp. Diamond Crystal Salt Company Recognition Equipment Inc. Drew National Corporation Roberts Company El Paso Electric Co. Scott, 0. M. & Sons Co. Class A Energy Resources Corp. Scripto, Inc. Class A First Mortgage Investors Seven Up Company, The Food Fair Properties, Inc. Simon 6e Schuster, Inc. Gleason Works Southern Union Gas Co. Gyrodyne Co. of America, Inc. Southland Corporation Hardee's Food System, Inc. Southwest Gas Corporation Hartford Fire Ins. Co. Sovereign Industries, Inc. Heath Tecna Corp. Standard Register Company Herff Jones Co. State Street Bank 6c Trust Co. Hoover Company, The Tiffany 6c Company Horizon Corporation Tidewater Marine Service, Inc. Indiana Gas Company Titan Group, Inc. Intext Inc. Transcontinental Gas Pipe Line ISI Corporation Corporation Jamesbury Corporation Travelodge Corporation, The Kaiser Steel Corporation United Convalescent Hospitals, Kentucky Central Life Ins. Co. Inc. Keystone Custodian Funds, Inc. United Life 6c Accident Ins. Co. Class A U. S. Banknote Corporation King Resources U. S . Fidelity 6c Guaranty Co. Landa Industries University Computing Co.* MPB Corporation Maine Sugar Industries, Inc. List of OTC Margin Stocks - September 10, 1969 16

Schapiro, M. A. & Company, Inc. Schapiro, M. A. & Co., Inc. (con't) American Security & Trust Co. Virginia Commonwealth Bankshares Bankamerica Corporation Virginia National Bank Bank of California, N. A., The Wachovia Corporation Bank of New York Company, The Wells Fargo Bank, N. A. Baystate Corporation Citizens & Southern National Sellin, Sherman & Company Bank of Georgia, The Edgcomb Steel Co. (commenced Cleveland Trust Company, The August 14, 1969)* Crocker-National Corporation Detroit Bank & Trust Company, Shropshire, Frazer & Company The Southern Industries Corp. Fidelity Corporation of Penna., The Siegel, Sidney A. & Company Inc. Fidelity Union Trust Company Cognitronics Corporation (New Jersey) Food Fair Properties, Inc. First Bank System, Inc. (commenced August 15, 1969) First Merchants National Bank, King Resources Co. (commenced Asbury Park August 20, 1969) First National Bank of Boston, Midas Intl. Corp. Class A The First National Bank of Chicago, Singer & Mackie, Inc. The Alpine Geophysical Associates, First National Bank in Dallas, Ins. The Allegheny Veverage Corp. First Pennsylvania Corp., The American Nuclear Corp. First Virginia Bankshares Corp. Arvida Corporation Franklin National Bank (New York) Baird-Atomic, Inc. Girard Company, The Clinton Oil Company Manufacturers & Traders Trust Co. Cognitronics Corp. Manufacturers National Bank Delhi Australian Petroleum, Ltd. of Detroit Farrington Manufacturing Co. Mellon National Bank & Trust Co. Food Fair Properties, Inc. Monmouth County National Bank Gyrodyne Company of America, Inc. National Bank of Detroit Horizon Corp. National City Bank of Cleveland, Interfinancial Inc. The Jamesbury Corporation National Newark & Essex Bank Jet Avion Corp. New Jersey National Bank & Trust King Resources Co. Company Lin Broadcasting Corp. Philadelphia National Bank, The Major Realty Corp. Pittsburgh National Corporation Management Assistance Inc. Provident National Corporation National Semiconductor Corp. State Street Bank & Trust Company North Central Airlines, Inc. Seattle First National Bank Oil Shale Corp., The Republic National Bank of Dallas Panoil Company Trust Company of New Jersey, The Pennsylvania Engineering Corp. United Virginia Bankshares, Inc. Perini Corp. Valley National Bank of Arizona, Photon, Inc. The Recognition Equipment Inc. L ist of OTC Market Makers - September 10, 1969 17

Singer & Mackie, Inc. (con't) Smith, Barney & Co., Inc. (con't) Scripto, Inc. Superior Electric Co., The Simon & Schuster Inc. TI Corp., The (of California) Sovereign Industries, Inc. Tampax Inc. Texas American Oil Corp. Taylor Wine Co., Inc. Texas International Airlines, Tiffany & Co. Inc. (commenced August 14, Tracor Inc. 1969) Travelodge Corp., The Titan Group, Inc. University Computing Co.* United States Banknote Corp. Wisconsin Power & Light Co. Webb Resources Smith, Burris & Co. Smith, Barney & Co., Inc. Barber-Green Company Alexander & Baldwin, Inc. Carson Pirie Scott & Co. American Express Life Insurance Co. of Kentucky American Pipe & Construction Company Stephens, Inc. Anchor Corp. Class B Arkansas Missouri Power Co. Bangor Hydro-Electric Co. Arkansas Western Gas Co. Bankamerica Corp. Southwest Gas Producing Co. Beecham, Inc. Capitol International Airways, Stern Brothers & Co. Inc. Gas Service Company, The Combined Insurance Co. of America Sterne, Agee & Leech, Inc. Cooper Laboratories, Inc. Liberty National Life Ins. Co. Cornelius Company, The Dallas Airmotive Inc. Swift, Henke & Co., Inc. Dayton-Hudson Corp. Barber-Greene Company Federal Company, The Carson Pirie Scott & Co. First Pennsylvania Banking & Coastal States Life Ins. Co. Trust Co. Erie Technological Products Inc. Hartford Fire Ins. Co. North Central Airlines Inc. Heath Tecna Corp. Old Line Life Ins. Co., of Hoover Compnay, The America, The Kearney & Trecker Corp. Ozite Corporation King Resources Co. Pettibone Corp. Life Ins. Co. of Kentucky Standard Register Company., The Lilly, Eli & Company Unicoa Corp. Management Assistance Inc. United Life & Accident Ins. Co. Millipore Corp. Will Ross, Inc. Mohawk Rubber Compnay, The National Semiconductor Corp. Tabor Securities Co. Nielsen, A. C. & Co. Class A Franklin Life Ins. Co., The (111.)* Ozite Corp. Philadelphia National Bank, The Tatro, Edwin L. Co. Publishers Co., Inc. Bank of New York Co., The Republic National Life Ins. Co. Capital Holing. Co. (Texas) Fidelity Union Life Ins. Co. (Texas) L ist of OTC Market Makers - September 10, 1969 18

Tatro, Edwin L. Co. (con't) Troster, Singer & Company (con't) Franklin Life Ins. Co., The Georgia International Corp. (111.) Green Mountain Power Corp. Franklin National Bank Grinnell Corp. (New York) Hardee's Food System, Inc. Integon Corp. Hoover Company, The Monumental Corp. Indiana Gas Co., Inc. Philadelphia Life Inc. Co. Kearney & Trecker Corp. Republic National Life Ins. Co. Kentucky Central Life Ins. Co. (Texas) King Resources Company United Services Life Ins. Co. Landa Industries, Inc. (Washington, D. C.) Maine Sugar Industries, Inc. Major Realty Corp. Torpie & Saltzman, Inc. Mallinckrodt Chemical Works International Book Corp. Mohawk Rubber Company, The Kaman Corp. Class A Monmouth County National Bank Major Realty Corp. Nationwide Corporation Oil Shale Corp. New England Gas & Electric Assoc. Ormont Drug & Chemical Co. North Carolina Natural Gas Corp. Troster, Singer & Company Oil Shale Corporation, The American Furniture Co., Inc. Ormont Drug & Chemical Co., Inc. American District Telegraph Co. Panoil Co. American-Maize Products Co. Pauley Petroleum Inc. American Nuclear Corp. Pennsylvania Engineering Corp. Atlanta Gas Light Co. Perini Corporation Bio-Dynamics, Inc. Photon, Incorporated Bolt, Beranek, & Newman, Inc. Piedmont Aviation, Inc. Brush Beryllium Co. Public Service Co. of North Buckbee-Mears Co. Carolina, Inc. Clinton Oil Co. Public Service Co. New Mexico Cognitronics Corp. Publishers Company, Inc. Computer Usage Co., Inc. Simon & Schuster, Inc. Contran Corp. Southwest Gas Producing Co., The Cooper Laboratories, Inc. Sovereign Industries, Inc. Cross Company, The Tampax, Inc. Dalto Electronics Corp. United States Banknote Corporation Diamond Crystal Salt Co. Will Ross, Inc. Eastern Shopping Center, Inc. Energy Resources Corporation Underwood, Neuhaus & Co., Inc. Epsco Incorporated Contran Corporation Erie Technological Products, Inc.. Fabri-Tek Inc. Universal Securities Corp. Farrington Manufacturing Company American Heritage Life Ins. First Mortgage Investors (Mass.) Co. (Fla.) (commenced Florida Telephone Corp. August 22, 1969) Food Fair Properties, Inc. Downtowner Corp., The Gas Service Company, The Empire Life Ins. Co. of America Gelman Instrument Co. (Ala.) (commenced August 13, General Aircraft*6brp. 1969) L ist of OTC Market Makers - September 10, 1969 19

Universal Securities Corp. (con't) Weber, Hall, Cobb 6c Caudle, Inc. (con't) Fidelity Corporation (Va. Southland Corporation (commenced August 22, 1969) First National Life Ins. Co. Weeden 6c Co. Franklin Life Ins. Co. (111.) Arden-Mayfair, Inc. (commenced August 22, 1969) Bankamerica Corporation Great Commonwealth Life Ins. Co. Bank of California, N.A., The Gulf Life Holding Co. Central Vermont Public Service Kentucky Central Life Ins. Co. Corp. Liberty National Life Ins. Co. Crocker-National Corporation Life Ins. Co. of Kentucky First National Bank of Boston, The (commenced August 22, 1969) Green Mountain Power Corporation Major Realty Corporation New England Gas 6c Electric (commenced August 19, 1969) Public Service Co. of New Hampshire National Western Life Ins. Co. Public Service Co. of New Mexico (commenced August 22, 1969) Security Pacific National Bank North American Life & Casualty Shawmut Association Inc. Co. (Minnesota) (commenced Southern New England Telephone Co. August 22, 1969) TI Corporation, The (of Calif.) Southern Industries Corp. Valley National Bank of Arizona, The Wells Fargo Bank, N.A. Unterberg, C. E. Towbin Co. United Convalescent Hospitals, Wheat 6c Company, Inc. Inc. American Furniture Co., Inc. Brenco, Inc. Walker, Austin & Waggener, Inc. Fidelity Corp. (Virginia) Republic National Bank of Dallas First and Merchants Corp. (Va.) First Virginia Bankshres Corp. Walker, G . H. 6c Company United Virginia Bankshares, Inc. Clinton Oil Company Virginia Commonwealth Bankshares Maine Sugar Industries, Inc. Virginia National Bank Narragansett Capital Corp. New England Gas 6c Electric Woodard-Elwood 6c Company Associates Cornelius Company, The Nicholson File Company International Milling Public Service Co. of New Hampshire Woolard 6c Company, Inc. Advance Ross Corporation Walston 6c Company, Inc. International Milling Bankamerica Corp. Corporation Midas International Corporation Weber, Hall, Cobb 6c Caudle, Inc. Nationwide Corporation Contran Corporation Texas American Oil Corporation Empire Life Ins. Co. of America Landa Industries, Inc. Lomas 6c Nettleton Financial Corp. Scientific Control Corp.

See ceased notification in Part II. L ist of OTC Market Makers - September 16. 1969 20

Part II

The following broker-dealers had ceased to make a market in the following securities as of the dates indicated.

Name of Broker-Dealer Date Name of Security Ceased

Allen & Company Lincoln National Corporation ** University Computing Company **

Bear, Stearns 6c Company First National Bank of Chicago August 18, 1969 Lincoln National Corporation August 20, 1969 University Computing Company **

Blyth 6c Company, Inc. Lincoln National Corporation ** University Computing Company

Burnham 6c Company Lincoln National Corporation **

Butcher 6c Sherrerd Edgcomb Steel Company September 9, 1969

Courts and Company Interfinancial Inc. September 5, 1969 Interstate Life 6c Accident Ins September 5, 1969 Company

Dryfoos, J . M . 6c Co. Ransburg Electro Coating Corp. August 8, 1969

Edwards, A . G . 6c Sons, Inc. D. P. A. Inc. ** University Computing Company **

First Boston Corporation, The Lincoln National Corporation **

First Southwest Company University Computing Company August 27, 1969

Goldman, Sachs 6c Company ** Lincoln National Corporation L ist of OTC Market Makers - September 16, 1969

Name of Broker-Dealer Date Name of Security Ceased

Kidder, Peabody & Company, Inc. University Computing Co. • k it

Lehman Brothers American Greetings Corporation Class A August 8, 1969 University Computing Company August 13, 1969

Naddeo, V. F. & Co., Inc. Maine Sugar Industries, Inc. August 25, 1969

Rotan, Mosle-Dallas Union, Inc. D. P. A. Inc. **

Saxton, G. A. & Co., Inc. University Computing Co. August 18, 1969

Sellin, Sherman & Company Edgcomb Steel Company August 27, 1969

Smith, Barney & Co., Inc. University Computing Co. **

Tabor Securities Co., Franklin Life Insurance Co., The (111.) August 21, 1969

Deleted From List of OTC Margin Stocks September 4, 1969, by virtue of listing on a national securities exchange. L ist of OTC Market Makers - September 16. 1969 22

ADDENDUM

The following broker-dealers had commenced making a market in the following securities as of the dates shown, as indicated by notification forms filed by broker-dealers with the Securities and Exchange Commission during the period from September 11 through 16, 1969.

Name of Broker-Dealer Date Commenced Name of Security

Adams & Peck Publishers Company, Inc. February 6, 1967

Bear, Stearns & Company American Re-Insurance Co. September 4, 1969 BMA Corporation September 9, 1969 Liberty National Life Insurance September 4, 1969 TI Corporation (of California), The September 9, 1969 United Life & Accident Insurance Co. (N.H.) September 9, 1969

Cook Investment Company Advance Ross Corporation Augus t 22, 1969 Barber-Greene Co. August 22, 1969 Beecham, Inc. August 22, 1969 Combined Insurance Co. of America Augus t 22, 1969 Delhi Australian Petroleum Ltd. Augus t 22, 1969 De Luxe Check Printers, Inc. August 22, 1969 Erie Technological Products, Inc. August 22, 1969 Fabri-tek, Inc. Augus t 22, 1969 Herff Jones Co. Augus t 22, 1969 Management Assistance, Inc. August 22, 1969 Midas International Corporation Augus t 22, 1969 Oil Shale Corporation, The August 22, 1969 Otter Tail Power Co. August 22, 1969 Ozite Corporation Augus t 22, 1969 Pennsylvania Engineering Corp. August 22, 1969 Tracor Inc. Augus t 22, 1969 Will Ross, Inc. Augus t 22, 1969 Wisconsin Power & Light Co. Augus t 22, 1969

Crilley & Co., Inc. ISI Corporation September 8, 1969

Dryfoos, J.M. & Co. King Resources Company September 8, 1969 L ist of OTC Market Makers - September 16. 1969 23

Name of Broker-Dealer Date Commenced Name of Security

Eastman Dillon, Union Securities & Co. American Express July 10 1969 American National Ins. Co. (Fla.) July 10 1969 Anchor Corp. July 10 1969 Anheuser-Busch, Inc. July 10 1969 Arkansas-Missouri Power Co. July 10 1969 Arvida Corp. July 10 1969 Bankamerica Corp. July 10 1969 Betz Laboratories, Inc. July 10 1969 Brush Beryllium Co. July 10 1969 Cascade Natural Gas Corp. July 10 1969 Central Vermont Public Service Corp. July 10 1969 Citizens & Southern National Bank of Georgia July 10 1969 Citizens Utilities Co. July 10 1969 Combined Insurance Co. of America July 10 1969 Capital Holding Co. July 10 1969 Commonwealth Telephone Co. July 10 1969 Connecticut General Insurance Corp. July 10 1969 Crocker-National Corp. July 10 1969 El Paso Electric Co. July 10 1969 Fabri-Tek Inc. July 10 1969 Fidelity Corp. (Virginia) July 10 1969 First Mortgage Investors (Mass.) Septembe r 9, 1969 First National Bank of Boston July 10 1969 First National Bank of Chicago July 10 1969 First National Bank in Dallas July 10 1969 Food Fair Properties, Inc. July 10 1969 Gas Service Co., The July 10 1969 Gino's Inc. Class A July 10 1969 Girard Company, The July 10 1969 Hartford Fire Insurance Co. July 10 1969 Integon Corp. July 10 1969 Iowa Southern Utilities Co. July 10 1969 Kaman Corp. July 10 1969 Lilly, Eli & Co. July 10 1969 Lomas & Nettleton Financial Corp. August , 1969 Mallinckrodt Chemical Works July 10 1969 Monarch Capital Corp. July 10 1969 National Bank of Detroit July 10 1969 New England Gas & Electric As sec. July 10 1969 Northwest Natural Gas Co. (Oregon) July 10 1969 L ist of OTC Market Makers - September 16, 1969 24

Name of Broker-Dealer DateCommenced Name of Security

aan Dillon, Union Securities & Co..(conft) Northwestern National Life Ins. Co. (Minnesota) July 10 1969 Ozite Corp. July 10 1969 Pabst Brewing Co. July 10 1969 Rival Manufacturing Co. July 10 1969 Safeco Corp. July 10 1969 Seattle-First National Bank July 10 1969 Seven-Up Co., The July 10 1969 Southern New England Telephone Co. July 10 1969 Southern Union Gas Co. July 10 1969 Southland Corp. July 10 1969 Southwest Gas Corp. July 10 1969 Southwest Gas Producing Co., Inc. July 10 1969 Tidewater Marine Service,Inc. July 10 1969 Transcontinental Gas Pipe Line Corp. July 10 1969 United Illuminating Co., The July 10 1969 Wachovia Corp., N.A. July 10 1969 Western Publishing Co., Inc. July 10 1969

& Co. American Heritage Life Ins. Co. (Fla.) July 8, 1969 BMA Corp. July 8 , 1969 Baird-Atomic, Inc. September 10, 1969 Banister Continental Corp. July 8, 1969 Bolt, Beranek & Newman, Inc. September 10, 1969 Fidelity Corporation (Va.) July 8, 1969 Franklin Life Insurance Co. (111.) July 8, 1969 Gulf Life Holding Co. July 8, 1969 Independent Life and Accident Ins. Co. (Florida) July 8, 1969 Kentucky Central Life Insurance Co. July 8, 1969 Life Insurance Company of Kentucky July 8, 1969 National Life Insurance Company of Florida, The July 8, 1969 National Western Life Insurance Co. July 8, 1969 Old Line Life Insurance Company of America July 8, 1969 Philadelphia Life Insurance Co. July 8, 1969 Unicoa Corporation July 8, 1969 United States Fidelity and Guaranty Co. (Md.) July 8, 1969 Variable Annuity Life Ins. Co. of America July 8, 1969 List of OTC Market Makers - September 16, 1969 ______25

Name of Broker-Dealer Date Commenced Name of Security

Lehman Brothers American Greetings Corp. Class A September 3, 1969 Tampax, Inc. September 4, 1969

Loeb, Rhoades & Co. Clinton Oil Co. June 27, 1969

Maguire, J.B. & Co., Inc. King Resources Co. September 10, 1969 Murphy Pacific Marine Salvage Co. August 29, 1969

McDonald & Company American Greetings Corp. Class A During the year of 1952 Brush Beryllium Co., The During the year of 1956 Cleveland Trust Co., The During the year of 1963

Naddeo, V.F. & Co., Inc. Allegheny Beverage Corp. May 31, 1969 Clinton Oil Company November 19, 1968 Disc, Inc. November 13, 1968 Drew National Corp. May 7, 1969 Food Fair Properties, Inc. May 26, 1969 Jet Avion Corporation April 9, 1969 Ormont Drug & Chemical Co., Inc. January 13, 1969 Perini Corporation August 8, 1969 Titan Group, Inc. January 15, 1968

Paine, Webber, Jackson & Curtis Friendly Ice Cream Corp. August 9, 1968

Saxton, G.A. & Co., Inc. Ozite Corporation September 11, 1969 Rival Manufacturing Co. September 11, 1969

Scott & Stringfellow United Virginia Bankshares, Inc. January 1, 1966 Virginia Commonwealth Bankshares January 1, 1966

Singer & Mackie, Inc. Tassette, Inc. July 8, 1969