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Russian National Identity and Foreign Policy COVER PHOTO ADOBE STOCK DECEMBER 2016 Russian National Identity 1616 Rhode Island Avenue NW Washington, DC 20036 and Foreign Policy 202 887 0200 | www.csis.org AUTHOR Igor Zevelev A REPORT OF THE CSIS RUSSIA AND EURASIA PROGRAM Blank DECEMBER 2016 Russian National Identity and Foreign Policy AUTHOR Igor Zevelev A Report of the CSIS RUSSIA AND EURASIA PROGRAM About CSIS For over 50 years, the Center for Strategic and International Studies (CSIS) has worked to develop solutions to the world’s greatest policy challenges. Today, CSIS scholars are providing strategic insights and bipartisan policy solutions to help decisionmakers chart a course toward a better world. CSIS is a nonprofit organization headquartered in Washington, D.C. The Center’s 220 full- time staff and large network of affiliated scholars conduct research and analysis and develop policy initiatives that look into the future and anticipate change. Founded at the height of the Cold War by David M. Abshire and Admiral Arleigh Burke, CSIS was dedicated to finding ways to sustain American prominence and prosperity as a force for good in the world. Since 1962, CSIS has become one of the world’s preeminent international institutions focused on defense and security; regional stability; and transnational challenges ranging from energy and climate to global health and economic integration. Thomas J. Pritzker was named chairman of the CSIS Board of Trustees in November 2015. Former U.S. deputy secretary of defense John J. Hamre has served as the Center’s president and chief executive officer since 2000. CSIS does not take specific policy positions; accordingly, all views expressed herein should be understood to be solely those of the author(s). Acknowledgments This report is made possible by the generous support of the Carnegie Corporation of New York. © 2016 by the Center for Strategic and International Studies. All rights reserved. Center for Strategic & International Studies 1616 Rhode Island Avenue, NW Washington, DC 20036 202-887-0200 | www.csis.org Russian National Identity and Foreign Policy Igor Zevelev Executive Summary In 2012–2016, Russian national identity discourse and foreign policy became blended to an extraordinary degree. Moscow began to look for a place in the international system by relying on domestic discourses and “big ideas” emanating from within the country, as well as through reinterpreting Russian history in isolation from world processes. The result has been a seemingly irrational amalgamation of national identity narratives, international security discourses, and domestic security goals. In all three spheres, the Kremlin sees threats coming from the West. Russian foreign policy doctrine today stems more from domestic ideas about Russian identity than from existing conceptualizations of the world order that have developed in the theory and practice of international relations. This has contributed to growing tension in relations between Russia, Western states, and practically all post-Soviet states. President Vladimir Putin’s policies are certainly deeply rooted in history and tradition. Putin operates in a specific intellectual and political context and often gives voice to the elite consensus on Russia’s role in the world. This consensus holds that the special place of Russia on the global stage is predetermined by unique Russian identity based on its history, size, necessity to protect long borders, and the sense of being a great power and center of a distinct civilization. This identity manifests itself in specific interests and the attribution of particular value to independence and sovereignty. All this would make the attempts to redefine Russian national identity difficult for any Russian leader in the foreseeable future. This report analyzes how Russia’s domestic discourses on national identity, including beliefs about the self and the world and interpretations of historic legacies, influence foreign policy and why this impact became particularly strong in 2012–2016. It traces the role of domestic narratives in shaping international behavior to enhance our understanding of how and when major foreign policy shifts take place. Introduction The recent changes in Russian international behavior surprised both Western policymakers and academics. A growing body of literature addresses questions such as “Who is Mr. Putin really? What is his endgame?” The radical and dramatic shift in Russian policies has been often interpreted as part of Putin’s strategy to preserve his regime. Understanding Vladimir | 1 Putin’s personality and his domestic political goals is necessary, but not sufficient for policymakers to decide how best to craft Russia policy and for academics to understand the drivers of Russian behavior on the international arena. It is essential to look at broader underlying trends. Putin’s ability to drive Russia’s social and political changes is beyond any doubt. The question is how he does this and why his foreign policy roller-coaster ride became possible. The ease with which Putin has changed Russia’s foreign policy in 2012–2016 cannot be explained by the authoritarian nature of the regime only. This report will look for answers in Russian national identity discourses, particularly in those core elements that shape the parameters of the debates and find their roots and continuity throughout Russian history. Contrary to widespread belief, Putin does not shape national discourses; national discourses shape Vladimir Putin. Why do states change their international strategies? The field of foreign policy change was almost forgotten after Kalevi Holsti’s inquiry of 1982, refreshed by Walter Carlsnaes, Charles Hermann, Kjell Goldmann, and Jacob Gustavsson in the early 1990s, forgotten once again, and revived anew in 2005 by David Welch.1 The latter argues that foreign policy is most likely to change dramatically when leaders expect the status quo to generate continued painful losses. The clearest signals of an impending change are desperation, stridency, and distress. At first glance, Welch’s argument does not look relevant to Putin’s Russia, which portrays itself as a proud “great power” that has overcome profound weaknesses and built up its economic, political, and military capabilities. A closer look at the Russian intellectual scene shows, however, that Moscow feels fundamentally insecure and seeks to defend, using all available means, its official national identity narratives.2 The drastic transformation of Russia’s foreign policy in recent years was driven by a specific worldview and major ideological conceptions rather than just old-fashioned geopolitical considerations. The events of 2012– 2016 brought about fundamental changes in the processes of Russian national identity construction and foreign policymaking. The main feature of Russia’s new foreign policy thinking today is the securitization of identity. In view of the political and historic narratives that have been dominant in the government’s rhetoric for about two decades, what is puzzling in retrospect is not how dramatically Russian foreign policy changed after 2012, but rather why this did not happen sooner. After the collapse of the Soviet Union, a broad range of conceptions about Russia’s identity have surfaced in the official and public discourses, yet in the past several years Russia’s ruling elite eventually opted for ideas that were instrumental in legitimizing the regime, consolidating 1 See Kalevi Holsti, Why Nations Realign: Foreign Policy Restructuring in the Postwar World (London: George Allen & Unwin, 1982). Kjell Goldmann addressed the issue of change and stability in foreign policy at the same time. See his “Change and Stability in Foreign Policy,” World Politics 34 (1982): 230–66. Carlsnaes, Gustavson, Hermann, Rosati et al. revisited this question in the 1990s. Koslowski and Kratochwil made the most important contribution. See Rey Koslowski and Friedrich Kratochwil, “Understanding Change in International Politics: The Soviet Empire’s Demise and the International System,” in International Relations Theory and the End of the Cold War, ed., Richard Ned Lebow and Thomas Risse-Kappen (New York: Columbia University Press, 1995). See also David Welch, Painful Choices: A Theory of Foreign Policy Change (Princeton, NJ: Princeton University Press, 2014). 2 Eugene Rumer argues that Russian elites are guided by a deep-seated sense of vulnerability in security, economic, and political spheres. See Eugene Rumer, Russia and the Security of Europe (Washington, DC: Carnegie Endowment for International Peace, 2016). 2 | Igor Zevelev the country’s sovereignty, and securing the strength and influence of the Russian state. Two ideas have proven critical in this context. The first implies that Russia must be a strong and independent great power, a stronghold for all “conservative” forces that oppose revolutions, chaos, and liberal ideas imposed on the world by the United States and Europe. The second idea claims the existence of a greater Russian World (Russkiy mir) that transcends Russia’s state borders, and of a Russian civilization that differs from Western civilization. These ideas do not easily coexist with the dominant Western discourses and have been perceived in the West as intellectually archaic and atavistic. However, the divergence did not pose any immediate danger to the international system or to the European security architecture until March 2014. This explains why Moscow’s actions with regard to Ukraine were completely unexpected for many Western leaders and
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