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Form 990-PF Return of Private Foundation

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Form 990-PF Return of Private Foundation r , Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust Department of the Treasury Treated as a Private Foundation Internal Revenue Service Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements. 2009 For calendar year 2009 , or tax year beginning , and ending G Check all that apply: Initial return L_J Initial return of a former public charity L_J Final return EJ Amended return L Address change = Name change Name of foundation A Employer identification number Use the IRS label. Otherwise , HE UNZ FOUNDATION 20-7181582 print Number and street (or P O box number 0 mail is not delivered to street address) Room/suite B Telephone number ortype . 555 BRYANT STREET 1371 (650) 853-0367 See Specific Clty or town, state , and ZIP code C If exemption application is pending , check here Instructions . ► ALO ALTO, CA 94301 D 1- Foreign organizations, check here p Foreign organizations meeting the 85% test, H Check type of organization: LXJ Section 501(c)(3) exem t private foundation check here and attach com p utation 0 Sec tio n 4947(a)(1) nonexem pt charitable trust = Other taxable p rivate foundation E If private foundation status was terminated Accrual I Fair market value of all assets at end of year J Accounting method: LXJ Cash L_J under section 507(b)(1)(A), check here ► 0 (from Part ll, col (C), line 16) = Other (specify) F If the foundation is in a 60-month termination (Part 1, column (d) must be on cash basis) ► $ 1,030,552 . under section 507(b)(1)(B), check here Part I Ana lysis of Revenue and Expenses (a) Revenue and (b ) Net investment (c) Adjusted net (d) Disbursements (The total of amounts in columns (b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a)) ex penses p er books income income (cash basis only) 1 Contributions, gifts, grants, etc., received N / A 2 Check ► a if the foundation is not required to attach Sch B 3 Interest on savings and temporary cash investments 2 4 ,892. 24,892 . 4 Dividends and interest from securities 5a Gross rents b Net rental income or (loss) 6a Net gain or ( loss) from sale of assets not on line 10 -^'W Gross safes price for all - t^ b assets on line 6a d Capital gain net income (from Part IV, line 2) 4): 7 0 . cc 8 Net short-term capital gain C =Ii 9 Income modifications O Gross sales less returns C 10a C and allowances b Less Cost of goods sold c Gross profit or (loss) 11 Other income C 12 Total. Add lines 1 through 11 24,892. 24,892. 13 Compensation of officers, directors , trustees , etc 0 . 0 . 0 14 Other employee salaries and wages 15 Pension plans, employee benefits y 16a Legal fees STMT 1 8, 5 6 4. 0. 0. s b Accounting fees STMT 2 3,200. 0. 0. V W c Other professional fees STMT 3 2,000. 0 . 0 17 Interest 18 Taxes 19 Depreciation and depletion E 20 Occupancy 4 21 Travel, conferences, and meetings 22 Printing and publications 0 23 Other expenses 24 Total operating and administrative expenses . Add lines 13 through 23 13 ,764 . 0 . 0 . 0 25 Contributions, gifts, grants paid 355,000. 355,000. 26 Total expenses and disbursements. Add lines 24 and 25 368, 764. 0. 355, 000. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements -343,872 . b Net investment income (e negative, enter -0-) 24,892. c Adjusted net income (if negative, enter -0-) N/A 9f-oz-1o LHA For Privacy Act and Paperwork Reduction Act Notice , see the instructions. Form UUU-I'F (2009) 1 794095 151400.1 2009.03051 THE UNZ FOUNDATION 15140001 08500513 C1 Form S90-PF (2009) THE UNZ FOUNDATION 20-7181582 Paget chedschedules andamounts inthedescnpbon Beginning of year End of year Part II Balance Sheets " column should be for end -of-year amounts only (a) Book Value (b) Book Value (c) Fair Market Val ue 1 Cash - non-interest-bearing 9,570. 5,807. 5,807. 2 Savings and temporary cash investments 1,364,854. 1, 024,745. 1,024,745. 3 Accounts receivable ► Less: allowance for doubtful accounts ► 4 Pledges receivable ► Less: allowance for doubtful accounts ► 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other disqualified persons 7 Other notes and loans receivable ► Less: allowance for doubtful accounts ► U) 8 Inventories for sale or use N 9 Prepaid expenses and deferred charges a 10a Investments - U.S. and state government obligations b Investments - corporate stock c Investments - corporate bonds 11 Investments - land, buildings , and equipment basis ► Less accumulated depreciation ► 12 Investments - mortgage loans 13 Investments - other 14 Land, buildings, and equipment basis ► Less accumulated depreciation ► 15 Other assets (describe ► 16 Total assets (to be completed by all filers) 1,374,424. 1,030,552. 1,030,552. 17 Accounts payable and accrued expenses 18 Grants payable u) 19 Deferred revenue •'= 20 Loans from officers , directors , trustees , and other disqualified persons R 21 Mortgages and other notes payable 22 Other liabilities (describe ► 23 Total liabilities (add lines 17 through 22) 0. 0. Foundations that follow SFAS 117, check here ► and complete lines 24 through 26 and lines 30 and 31. W 24 Unrestricted cc 25 Temporarily restricted m 26 Permanently restricted r_ Foundations that do not follow SFAS 117, check here iii. F ' and complete lines 27 through 31. y 27 Capital stock, trust principal, or current funds 0. 0. y 28 Paid-in or capital surplus, or land, bldg , and equipment fund 0. 0. a 29 Retained earnings, accumulated income, endowment, or other funds 1,374,424. 1,030,552. Z 30 Total net assets or fund balances 1,374,424. 1,030,552. 31 Total liabilities and net assets/fund balances 1,374,424. 1, 0 3 0, 5 52. Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 1 1,374,424. 2 Enter amount from Part I, line 27a 2 -343,872. 3 Other increases not included in line 2 (itemize) ► 0. 4 Add lines 1, 2, and 3 1,030,552. 5 Decreases not included in line 2 (itemize) ► 0. 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 1,030,552. Form 990-PF (2009) 923511 02-02-10 2 08500513 794095 151400.1 2009.03051 THE UNZ FOUNDATION 15140001 Form 990-PF (2009) THE UNZ FOUNDATION 20-71815 82 Page 3 Part IV Capital G ains and osses or Tax on Investment I ncome (a) List and describe the kind(s) of property sold (e.g., real estate, How acquire (c) Date acquired (d) Date sold Purchase (mo., yr.) yr.) 2-storyry brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation day, (mo., day, la b NONE C d e Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (f) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus not less than -0-) or (j) Adjusted basis (k) Excess of col. (i) col. (k), but Losses (from col. (h)) (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (I), if any a b c d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6). If gain, also enter in Part I, line 8, column (c). If ( loss ), enter -0- in Part I, line 8 3 Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Inco m e (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? El Yes No If 'Yes," the foundation does not qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see instructions before making any entries. a Base period years Distribution ratio Calendar year (or tax year beginning in) Adjusted qualifying(distributions Net value of noncharitable -use assets (col. (b) divided by col. (c)) 2008 337,529. 1,517,618. .222407 2007 194,157. 1,724,702. .112574 2006 0. 48,642. .000000 2005 2004 2 Total of line 1, column (d) 2 .334981 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 .111660 4 Enter the net value of noncharitable-use assets for 2009 from Part X, line 5 4 1,204,705. 5 Multiply line 4 by line 3 5 134 ,517. 6 Enter 1% of net investment income (1% of Part I, line 27b) 6 249.
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