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. Or C a Urposes U -s Form "990,pF Return of Private Foundation 05555551555-5552 1 or Section 4947(a)(1) Nonexempt Charitable Trust Depanmemonneiiiiemai Revenue service Note. The foundation neaswy may be able to use a Treatedcopy of this return to satisfyas statea repomngPrivate requirements. Foundation For calendaryear 2009, ortax year beginning ,and ending G Check all that apply: I Initial return M Initial return of a former public charity 111 Final return 1:1 Amended return lj Address change lj Name change use the IRS Name of foundation A Employer identification number Othianiise,I b I. HE UNZ FOUNDATION 20-7181582 print Number and sueel (or P O box number if mail is not delivered to street address) Room/suite B Telephone number 01111153 I 5 5 5 BRYANT STREET 371 (650) 853-0367 City Of" ALOt0Wfl, ALTO S1318, ,and CA ZIP 9 4 C0dB 3 0 1 C D lf 1-exemption Foreign application organizations, is pending, check check here herePD H Check type of organization: LX) Section 501(c)(3) exempt private foundation " check2 Foreign hem organizations and ami, meeting C.,,,,,,.,iai.,,., the 85% test " ill-I 1:1 Section 4947(a)(1) nonexempt charitable trust E Other taxable private foundation E If nn,/ate fnundanon status was terminated l Fair market value of all assets at end of year J Accounting method: LXJ Cash 111 Accrual under section 507(b)(1)(A), check here Pm ("0/" Pa" //i C0/ (C)- //"9 75) Cl other (SPECIW) F If the foundation is in a 60-month termination 1 0 3 0 5 5 2 (P8ff/ CO/Um" (U) /TIUSI be 0" CBS/1 DHSIS) under section 507(b)(1)(B) check here DE I Part, I I (Qgfffliflrfoixfsnlgifgflgngfgmfiid$ I nn may notI (a) Revenue and* (b) Net investment I (c) Adiusted neti 1 (dthffbbjgesmenls necessarily equal the. amounts . inor column (a)) cexpenses a per books urposes Income Income (gash basis only) 1 Contributions, gifts, grants, etc., received N/A 2 CNSC* P il theloundaiion is not required to attach Sch B Interest on savings and temporary 3 cash investments 24,892. 24,892. 4 Dividends and interest from securities 5a Gross rents /. b Net rental income or (loss) kr/ - ix.Q09 J 63 Net gain or (loss) from sale of assets not on line 10 ../59"?/*x*./* b Grossassets saleson line price 6a tor all / 5 7 Capital gain net income (from Part IV, line 2) 0. .­ 8 Net short-term capital gain . 5* 9 Income modifications Gross sales less returns v ici 103 and allowances X D Less Cost of goods sold 4 "i c Gross profit or (loss) ,. 11 Other income 12 TotaI.Add lines 1 through 11 24,892. 24,892. 13 Compensation of officers, directors, trustees, etc 14 Other employee salaries and wages 0. 0. 0. 15 Pension plans, employee benefits 16a Legal fees STMT 1 b Accounting fees STMT 2 8,564.3,200. 0. 0. c Other professional fees STMT 3 17 Interest 2,000. 0. 0. 18 Taxes 19 Depreciation and depletion 20 Occupancy 21 Travel, conferences, and meetings 22 Printing and publications 23 Other expenses 24 Total operating and administrative expenses. Add lines 13 through 23 13,764. 0. 0. 25 Contributions, gifts, grants paid 355,000. 355,000. 26 Total expenses and disbursements. Add lines 24 and 25 368,764. 0. 355,000. 27 Subtract line 26 from line 12: 3 Excess of revenue over expenses and disbursements -343,872. b Net investment income in negative. enter -0-I 24,892. c Adjusted net income tit negative. enter -0-l N/A 923301oz-oz-io LHA For Privacy Act and Paperwork Reduction Act Notice, see the instructions. Form 990-PF (2009) 1 08500513 794095 15l400.1 2009.03051 THE UNZ FOUNDATION 15140001 - 1-.SCANNED I/1/-X - tl Y 132010 Operat ng and Adm n strat ve Expenses Revenue ge X it ,-ta5 V 1 F0fm 990-PF (2009) THE UNZ FOUNDATION 2 0 - 7 1 8 1 5 8 2 P296 2 Balance Sheets Attached schedules and amounts in thedescnption Beginning of year End of Year column1 Cash should he - fornon-interest-bearing endol-yeaiamounls only (3) Book 9Value , 570 (b) Book - 5 Value I 807 (5) Fa" - Marker5 I 8 Value 07 ­ 2 Savingsandtemporarycashinvestments 1,364,854. 1,024,745. 1,024,745. 3 Accounts receivable P Less: allowance for doubtful accounts P 4 Pledges receivable P Less: allowance for doubtful accounts P 5 Grants receivable 6 Receivables due from ofticers, directors, trustees, and other disqualified persons 7 Other notes and loans receivable , Less: allowance for doubttul accounts P Inventories for sale or use 9 Prepaid expenses and deferred charges 10a Investments - U.S. and state government obligations b Investments - corporate stock c Investments - corporate bonds 11 Investments-land,buildings,and equipment basis * Less accumulated depreciation , 12 Investments - mortgage loans 13 Investments - other 14 Land, buildings, and equipment basis P Less accumulated depreciation , 15 Other assets (describe P 16Total assets 1,374,424. (to be completed by all filers) 1,030,552. 1,030,552. 17 Accounts payable and accrued expenses 18 Grants payable 19 Deferred revenue 20 Loans from officers, directors, trustees, and other disqualilied persons ) I 2221 Mortgages Other and other liabilities notes payable (describe b ) 23 Total liabilities(add lines 17through 22) 0 . 0 . Foundations that follow SFAS 117, check here P 1.-.1 and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted 25 Temporarily restricted 26 Permanently restricted Foundations that do not follow SFAS 117, check here P il and complete lines 27 through 31. 27 Capital stock, trust principal, or current funds 0. 0. 28 Paid-in or capital surplus, or land, bldg ,and equipment fund 0. 0. 29 Retained earnings, accumulated income, endowment, or other funds 1,374,424. 1,030,552. 30 Total net assets or fund balances 1,374,424. 1,030,552. at Tomi iiaiiiiiiies and neiasseis/fund balances 1 , 374 , 424 . 1 , 0 30 , 552 . part in Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part ll, column (a), line 30 (must agree with end-of-year figure reponed on prior year"s return) 1,374,424. 2 Enter amount from Pan I, line 27a -343,872. 3 Other increases not included in line 2 (itemize) P 0. 4 Add lines 1, 2, and 3 1,030,552. 5 Decreases not included in line 2 (itemize) P 0. 6 Total net assets or fund balances at end of year (line 4 minus line 5)- Part ll, column Q), line 30 1 , 030 , 552 . Form 990-PF (2009) 92351 1 02-02- 10 08500513 794095 151400.1 2009.03051 THE UNZ FOUNDATION 15140001 Net Assets or Fund Ba HNCBS L"ab t es Assets U3U1&0JlNJ-A Form 990-PF (2009) THE UNZ FOUNDAT I ON 20-7181582 Page3 I Part IV I Capital Gains and-Losses-for Tax on Investment Income I (a) List and describe the kind(s) of property sold (e.g., real estate, -Ol)/Ilfcclflaugge (c) Date acquired (d) Date sold 2-story brick warehouse, or common stock, 200 shs. MLC Co.) D , Donanon (m0-. day. YF-I (010-, GGY. YF-) NONE (f) Depreciation allowed (9) Cost or other basis (h) Gain or (loss) (e) Gross sales price lor allowable) plus expense of sale (e) plus (f) minus (g) Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus , (j) Adiusted basis (k) Excess of col. (i) col. (k), but not less than -0-) or (ll F-M-V- as 0* 12/31/59 as of 12/31/69 over col. (I), if any Losses (from col. (h)) lf gain, also enter in Part l, line 7 2 Capital gain net income or (net capital loss) if (logs), enter -0- In Pan il line 7 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6). lf gain, also enter in Pan l, line 8, column (c). lf loss enter 0- in Part l line 8 I 5art V I Qualification Under Section 4"9T0"(E)-for Reduced"T ax on Net lgvestment Income (For optional, use by domestic private- foundations sub iect to the ,section 4940(a) tax on net3 investment income.) lf section 4940(d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? II Yes No lf "Yes," the foundation does not qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each yearg see instructions before making any entries. Calendar Baseyear (0, lax yea, pew() begmmng ln) Adiusted years qualifying (b) distributions (C) Net valueDlSIflblIEOft of noncharitable-use assets (C01, Ib)IEIIIO dmded by COL (CI) zoos 337,529. 1,517,618. 222407 2007 194,157. 1,724,702. 112574 2006 0. 48,642. .000000 2005 2004 2 Total of line 1, column (d) " 2 .334981 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 .111660 4 Enter the net value of noncharitable-use assets for 2009 from Part X, line 5 4 1,204,705. 5 Multiply line 4 by line 3 5 134,517. 6 Enter 1% of net investment income (1% of Part l, line 27b) 6 249.
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