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USE OF FISH BIOMARKERS TO ASSESS THE CONTAMINANT EXPOSURE AND

EFFECTS IN LAKE ERIE TRIBUTARIES

DISSERTATION

Presented in Partial Fulfillment of the Requirements for

the Degree Doctor of Philosophy in the Graduate

School of The Ohio State University

By

Xuan Yang, M.S.

* * * * *

The Ohio State University 2004

Dissertation Committee: Approved by

Dr. Paul C. Baumann, Adviser ______

Dr. Susan W. Fisher, Adviser ______

Dr. Audeen W. Fentiman Advisers

Dr. William I. Notz Environmental Science Graduate Program

Copyright by Xuan Yang

2004

ABSTRACT

As an attempt to assess the ecological status of the Lake Erie system and to evaluate the use of biomarkers in environmental monitoring and assessment, brown bullheads (Ameiurus nebulosus) were collected from ten Lake Erie tributaries, including the industrially contaminated sites: Detroit River (DET), Ottawa River (OTT), Black

River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Presque Isle Bay (PIB),

Buffalo River (BUF) and Niagara River at Love Canal (NIA), and two non-industrialized reference sites: Huron River (HUR) and Old Woman Creek (OWC). Concentrations of polycyclic aromatic hydrocarbon (PAH) metabolites were measured in bile of fish from all the locations except HUR and PIB, and the condition factor (K), the hepatosomatic index (HSI), the gonosomatic index (GSI), the spleen-somatic index (SSI), incidences of external raised lesions (grossly visible tumors) and barbel deformities were surveyed in fish from all the ten locations mainly during 1998-2000. Additionally, two genetic assays, the comet assay and micronucleus assay, were used to examine the genotoxic exposure and effects in fish from ASH relative to those from the Conneaut River (CON) (a reference site) during 2002-2004.

Measurements of both benzo[a] (B[a]P) and (NAPH) - type

PAH metabolites showed significantly higher PAH exposure in fish from the contaminated DET, OTT, BLA, CUY, ASH, and BUF than fish from NIA and the

ii reference site, OWC. Fish from OWC and ASH appeared to be healthier, with lower prevalence of tumors and/or barbel deformities than fish from DET, OTT, HUR, BLA,

CUY, PIB, BUF and NIA. No apparent trend existed between fish from the contaminated and reference sites in K, HSI, SSI and GSI. The comet assay with erythrocytes of brown bullheads revealed that fish from ASH suffered greater genotoxic exposure and damage than fish from the reference site, CON.

Concentrations of PAH metabolites in bile of fish were positively correlated with concentrations of selected sediment PAHs, and prevalence of raised lesions and barbel deformities in fish was positively correlated with concentrations of sediment PAHs and heavy metals. This study demonstrates that biliary PAH metabolites and incidences of external tumors and deformities in brown bullheads are effective indicators of contaminant exposure and impairments. The comet assay showed high sensitivity in assessing genotoxic exposure and damage. In contrast, the micronucleus test with erythrocytes of brown bullheads lacked sensitivity to moderate contamination.

On a basis of the biliary PAH metabolites and prevalence of raised lesions and barbel deformities in brown bullheads as well as concentrations of sediment contaminants, this study suggests that DET, CUY, OTT, and BUF were the most highly impacted sites. BLA and PIB appeared to be moderately impacted and OWC, ASH, HUR and NIA were the relatively least impacted sites. Although ASH was assigned in the same group with the two reference sites, OWC and HUR, it was still exposed to genotoxicants at a higher level according to the comet assay and so deserves future concern. The Niagara River showed improved conditions, which is very likely to have benefited from the extensive remediation undertaken at this site.

iii

Dedicated to my mom

iv

ACKNOWLEDGMENTS

I would like to express my deepest gratitude and appreciation to my advisor, Dr.

Paul C. Baumann, for his devotion, guidance, encouragement, and financial support over

the years. I am very thankful to my co-advisor, Dr. Susan W. Fisher, for providing me with resources, advices, and support in my study and laboratory work. I wish to thank my dissertation committee members, Dr. Audeen W. Fentiman and Dr. William I. Notz for their time, effort, insightful suggestions and comments.

I appreciate the invaluable help from Edith Lin, Susan Cormier, Mary Lowry,

John Meier, and Lina Chang of the U.S. Environmental Protection Agency in performing the bile metabolite analysis and the comet and micronucleus assays. I am grateful to

Steve Smith, John Hickey, Dora Passino-Reader and Vicky Blazer of the U.S. Geological

Survey for their assistance in fish sampling. Many thanks to my colleagues, Michael

Rowan and Dan Peterson, for their pleasant cooperation and sharing the joy of working.

I especially appreciate the Environmental Science Graduate Program and The

Ohio State University for providing me with the precious studying opportunity and cherish the honor of the Fay Graduate Fellowship, established by Dr. Dale Fay and his family. I am grateful to my TA supervisors, Dr. James Christensen and Dr. Mohan Wali, and all my course instructors (too many to list here). My study is not possible without their help, support and instruction.

v Finally, I would like to thank my family members, my husband Shuo Liu, my father Puhua, my two sisters Lin and Qi for their love, patience, understanding, and encouragement. I also want to thank my friends, Yin Jiang, Qi Shen, Jie Xia, Hongxia

Duan and Yan Wang, my host family, Ellin Beard and her daughters Erin and Maria, for their sincere friendship and encouragement.

This research was supported by grants from NAWQA and BEST Program of the

U.S. Geological Survey, U.S. Environmental Protection Agency, and U.S. Fish and

Wildlife Service.

vi

VITA

March 16, 1973 ………..... Born - Mudanjiang, Heilongjiang Province, China

1995 …………………….. B.S., Environmental Biology, Nanjing University, China

1998 …………………….. M.S., Environmental Biology, Nanjing University, China

2003 ……………………... Master of Applied Statistics, The Ohio State University

1995-1999 ………………. Graduate Research Associate, Nanjing University, China

1999-present …………….. Fay Fellow, Graduate Research/Teaching Associate, The

Ohio State University

PUBLICATIONS

1. Yang, X., Peterson, D.S., Baumann, P.C., and Lin, E.L.C. 2003. Fish biliary PAH metabolites estimated by fixed-wavelength fluorescence as an indicator of environmental exposure and effects. Journal of Great Lakes Research 29: 116-123.

2. Jin, H., Yang, X., Yu, H., and Yin, D. 1999. Identification of and volatile phenols as primary toxicants in a coal gasification effluent. Bulletin of Environmental Contamination and Toxicology 63: 399-406.

3. Yang, X., Jin, H., Yin, D., Yu, H., Cheng, H., Lou, X., and Xue, G. 1998. Cause identification of ecotoxicity of chemical industrial wastewater - a case study. Chinese Journal of Applied Ecology 9: 525-528.

4. Yang, X., Jin, H., Yin, D., and Cheng, H. 1998. Application of TIE techniques to the effluent of Nanjing Nitrogenous Fertilizer Plant. Journal of Hohai University 26: 121- 125.

vii 5. Cheng, H., Jin, H., Yin, D., and Yang, X. 1998. of , dichlorophenol and trichlorophenol to the early stage of Carassius auratus and Bufo bufo gargarizans. Journal of Hohai University 26: 112-116.

6. Cheng, H., Jin, H., and Yang, X. 1998. Methodology of derivation of quality standards for protecting aquatic environment. Shanghai Environmental Sciences 4: 10-13.

7. Lou, X., Mei, Z., Xue, G., Xu, M., Xia, Z., Yang, L., and Yang, X. 1998. Application of TIE technique for identifying toxic reason of waste of one chemical plant. The Administration and Technique of Environmental Monitoring 1: 17-20.

8. Yang, L., Jin, H., Yang, X., Lou, X., and Xue, G. 1997. Application of Toxicity Identification Evaluation in electroplating effluent. The Administration and Technique of Environmental Monitoring 5: 11-14.

FIELDS OF STUDY

Major Field: Environmental Science

viii

TABLE OF CONTENTS

Page

ABSTRACT...... ii

DEDICATION...... iv

ACKNOWLEDGMENTS ...... v

VITA...... vii

LIST OF TABLES...... xi

LIST OF FIGURES ...... xv

CHAPTERS:

1. INTRODUCTION ...... 1

Biomarkers...... 1 Lake Erie Tributaries ...... 3 Objectives ...... 6 References...... 9

2. BILIARY PAH METABOLITES IN BROWN BULLHEADS FROM LAKE ERIE TRIBUTARIES...... 14

Introduction...... 14 Methods...... 17 Results...... 20 Discussion...... 22 References...... 24

ix 3. THE CONDITION FACTOR AND ORGANO-SOMATIC INDICES OF BROWN BULLHEADS FROM LAKE ERIE TRIBUTARIES...... 33

Introduction...... 33 Methods...... 36 Results...... 39 Discussion...... 41 References...... 47

4. EXTERNAL RAISED LESIONS AND BARBEL DEFORMITIES IN BROWN BULLHEADS FROM LAKE ERIE TRIBUTARIES...... 65

Introduction...... 65 Methods...... 68 Results...... 71 Discussion...... 73 References...... 78

5. THE COMET ASSAY AND MICRONUCLEUS ASSAY WITH ERYTHROCYTES OF BROWN BULLHEADS FROM THE ASHTABULA AND CONNEAUT RIVERS ...... 90

Introduction...... 90 Methods...... 94 Results...... 97 Discussion...... 100 References...... 104

6. SUMMARY...... 115

Comparisons of Levels of Biomarkers between Lake Erie Tributaries...... 116 Associations between Biomarkers ...... 116 Effectiveness of Biomarkers...... 119 Environmental Status of Lake Erie Tributaries ...... 122 References...... 125

COMPLETE LITERATURE CITED...... 137

x

LIST OF TABLES

Page

Table 2.1. Concentrations of selected PAHs (µg/g dry weight) in sediments of the Detroit River (DET), Ottawa River (OTT), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Buffalo River (BUF), and Niagara River (NIA)...... 29

Table 3.1. Brown bullheads sampled from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 52

Table 3.2. Values of the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI), and spleen-somatic index (SSI) of brown bullheads sampled in May and late April from the Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Ashtabula River (ASH), and Presque Isle Bay (PIB)...... 53

Table 3.3. Values of the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI), and spleen-somatic index (SSI) of brown bullheads sampled in June from the Detroit River (DET), Old Woman Creek (OWC), Cuyahoga River - harbor (CRH) and - upstream (CRU), Buffalo River (BUF), and Niagara River (NIA)...... 54

Table 3.4. Pearson’s correlation coefficients between the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI), and spleen- somatic index (SSI) of brown bullheads...... 55

Table 3.5. Concentrations of selected chemicals (µg/g dry weight) in sediments of the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 56

xi Table 3.6. Spearman’s correlation coefficients between concentrations of sediment contaminants and mean values of the female (F) and male (M) condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI), and spleen-somatic index (SSI) of brown bullheads across the sampling sites...... 57

Table 3.7. Comparisons of the hepatosomatic index (HSI) of brown bullheads from the Black River (BLA), Cuyahoga River (CUY) - harbor (CRH) and - upstream (CRU), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA) with their historical data...... 58

Table 3.8. Comparisons of the condition factor (K) of brown bullheads from the Black River (BLA), Cuyahoga River (CUY) - harbor (CRH) and - upstream (CRU), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA) with their historical data...... 59

Table 4.1. Brown bullheads sampled from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 81

Table 4.2. Relationships between the probability of fish having external raised lesions and barbel deformities and fish sex, age, length, and weight...... 82

Table 4.3. Comparisons between concentrations of selected chemicals (µg/g dry weight) in sediments and prevalence of external raised lesions and barbel deformities in brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 83

Table 4.4. Spearman’s correlation coefficients between concentrations of sediment contaminants and prevalence of raised lesions and barbel deformities in brown bullheads across the ten Lake Erie tributaries...... 84

Table 4.5. Comparisons of the prevalence of external raised lesions (tumors) in brown bullheads from the Detroit River (DET), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Presque Isle Bay (PIB), and Buffalo River (BUF) with their historical data...... 85

xii Table 4.6. Comparisons of the prevalence of barbel deformities in brown bullheads from the Huron River (HUR), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), and Presque Isle Bay (PIB) with their historical data...... 87

Table 5.1. Prevalence of external raised lesions and barbel deformities in fish from the Ashtabula River (ASH) and Conneaut River (CON)...... 107

Table 5.2. Frequencies of micronuclei in polychromatic erythrocytes (MNPCEs) and normochromatic erythrocytes (MNNCEs) and in both types of erythrocytes (MN) of brown bullheads from the Ashtabula River in the autumn of 2002...... 108

Table 6.1. Summary of the mean concentrations of B[a]P and NAPH - type metabolites (µg/mg protein), the mean values of the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI) and spleen- somatic index (SSI), prevalence of external raised lesions and barbel deformities (%) in brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 128

Table 6.2. DNA damage measured by the comet assay in erythrocytes of brown bullheads from the Ashtabula River (ASH) and Conneaut River (CON)...... 129

Table 6.3. Correlations between concentrations of PAH metabolites and the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI) and spleen-somatic index (SSI) in brown bullheads...... 130

Table 6.4. Relationships between the probability of fish having external raised lesions and barbel deformities and concentrations of PAH metabolites, the condition factor (K) and the hepatosomatic index (HSI) in brown bullheads...... 131

Table 6.5. Comparisons between biomarkers including biliary PAH metabolites, the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI) and spleen-somatic index (SSI), external raised lesions and barbel deformities, the comet assay and micronucleus assay of the brown bullhead...... 132

xiii Table 6.6. Ranks for concentrations of contaminants (PAHs, PCBs, DDTs, heavy metals) in sediments, prevalence of external raised lesions and barbel deformities and mean concentrations of biliary B[a]P and NAPH - type metabolites in brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 134

xiv

LIST OF FIGURES

Page

Figure 1.1. Map locations of Great Lakes Areas of Concern...... 13

Figure 2.1. Map locations of the Detroit River (DET), Ottawa River (OTT), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River-harbor (CRH), Cuyahoga River-upstream (CRU), Ashtabula River (ASH), Buffalo River (BUF), and Niagara River (NIA)...... 30

Figure 2.2. Concentrations of B[a]P - type and NAPH - type metabolites in bile of brown bullheads from the Old Woman Creek in 1995 (OWC95), 1996 (OWC96), 1997 (OWC97), 1999 (OWC99) and 2000 (OWC00), and in bile of brown bullheads from the Black River in 1995 (BLA95), 1996 (BLA96) and 1997 (BLA97)...... 31

Figure 2.3. Concentrations of B[a]P - type and NAPH - type metabolites in bile of brown bullheads from the Detroit River in 2000 (DET), Ottawa River in 1999 (OTT), Old Woman Creek in 1997, 1999 and 2000 (OWC), Black River in 1997 (BLA), Cuyahoga River - harbor and upstream in 1999 (CUY), Ashtabula River in 2000 (ASH), Buffalo River in 1998 (BUF), and Niagara River in 1998 (NIA)...... 32

Figure 3.1. Map locations of the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River - harbor (CRH), Cuyahoga River - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 60

Figure 3.2. Values of the condition factor (K) of brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek in 1999 (OWC99) and 2000 (OWC00), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 61

xv Figure 3.3. Values of the hepatosomatic index (HSI) of brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek in 1999 (OWC99) and 2000 (OWC00), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 62

Figure 3.4. Values of the gonosomatic index (GSI) of brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek in 1999 (OWC99) and 2000 (OWC00), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 63

Figure 3.5. Values of the spleen-somatic index (SSI) of brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek in 1999 (OWC99) and 2000 (OWC00), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 64

Figure 4.1. Map locations of the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River - harbor (CRH), Cuyahoga River - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 88

Figure 4.2. Prevalence of external raised lesions and barbel deformities in brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek in 1999 (OWC99) and in 2000 (OWC00), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA)...... 89

Figure 5.1. Map locations of the Ashtabula River and Conneaut River...... 109

Figure 5.2. Measurements of DNA damage in erythrocytes of brown bullheads from the Ashtabula River in the autumn of 2002...... 110

Figure 5.3. Measurements of DNA damage in erythrocytes of brown bullheads from the Ashtabula River and Conneaut River in the summer of 2003...... 111

Figure 5.4. Measurements of DNA damage in erythrocytes of brown bullheads from the Ashtabula River and Conneaut River in the autumn of 2003...... 112

xvi Figure 5.5. Measurements of DNA damage in erythrocytes of brown bullheads from the Ashtabula River and Conneaut River in the spring of 2004...... 113

Figure 5.6. Measurements of DNA damage in erythrocytes of largemouth bass from the Ashtabula River and Conneaut River in the spring of 2004...... 114

Figure 6.1. Cluster analysis of the ten sampling Lake Erie tributaries using concentrations of selected groups of sediment contaminants (PAHs, PCB, DDTs, and heavy metals) and prevalence of external raised lesions and barbel deformities in brown bullheads...... 135

Figure 6.2. Cluster analysis of the eight sampling Lake Erie tributaries using concentrations of selected groups of sediment contaminants (PAHs, PCB, DDTs, and heavy metals), prevalence of external raised lesions and barbel deformities and concentrations of B[a]P and NAPH - type metabolites in brown bullheads...... 136

xvii

CHAPTER 1

INTRODUCTION

Biomarkers

As a result of rapid industrialization and urbanization, increasing quantities of man-produced pollutants have been discharged into the environment. When these pollutants enter water bodies they can have direct or indirect impacts on the biota of aquatic systems. They often interfere with the normal functioning of an organism and its ability to live in harmony with the environment (Adams et al. 1990). The changes they cause in behavior, growth, and reproduction of an organism will eventually result in undesirable effects at higher biological organization levels. Therefore, there is a great need for sensitive and reliable methods to assess the impacts of pollution to the aquatic environment.

Programs to monitor environmental quality were developed in the early 1970s, based on chemical analyses of major contaminants including polycyclic aromatic hydrocarbons (PAHs), polychlorinated biphenyls (PCBs), heavy metals, and organochlorine pesticides in water, sediments, and soils (Kaiser 2001). However, the chemical analyses of contaminants in an ecosystem cannot evaluate the impacts of chemicals on organisms. Most of the available data on harmful effects of contaminants on 1 organisms has been obtained from laboratory toxicity tests (Kaiser 2001). These tests are limited to evaluation of toxicity of certain chemicals to specific species under laboratory- controlled conditions. Since the actual exposure and effects in nature also depend on physicochemical characteristics of the environment and interaction between compounds, the chemical analyses and laboratory toxicity assays have limitations in assessing environmental damage.

The development of biomarkers in the late 1980s provides enormous possibilities for using biological responses to assess environmental exposure and effects. A biomarker can be defined as “a xenobiotically induced variation in cellular or biochemical components or processes, structures, or functions that is measurable in a biological system or sample” (Everaarts et al. 1993). Effects of pollutants are usually expressed first at the molecular/biochemical level. Changes at these levels can induce structural and functional changes at a higher level, such as hormonal regulation, immune system, and metabolism in an organism. These changes may finally impair the growth, reproduction and survival ability of the organism (Adams et al. 1990). A variety of changes observable or measurable at molecular, biochemical, cellular, or physiological levels in individuals have been studied as biomarkers for investigating the present or past exposure of the individuals to pollutants (Kaiser 2001).

The use of biomarkers in environmental monitoring has the following advantages

(McCarthy and Shugart 1990; Kaiser 2001). First, measurements of biomarkers provide scientific evidence for a link between toxicant exposure and relevant biological effects at an individual, a population or a community level. Because changes in biomarkers are often characteristic of exposure to a particular type of pollutant(s), biomarkers help to

2 establish a cause-and-effect relationship between environmental exposure and effects.

Second, biomarkers can indicate the exposure of organisms to toxic chemicals that do not bioaccumulate or are rapidly metabolized and eliminated, such as PAHs. The changes in biomarkers are the integrated consequences of exposure to the parent compounds as well as their metabolites. Third, biomarkers reflect the integrated effects of exposure to complex mixtures of contaminants and other environmental factors such as water temperature, water velocity, sediment, , and food availability. They present the cumulative effects of these factors on the target organism. Fourth, biomarkers at molecular and biochemical levels respond quickly to changes in the environment. The rapid response can offer early warning signals of environmental deterioration and potential effects of toxicants at sites. Because of these properties, the use of biomarkers strengthens assessments of the extent and nature of environmental degradation (Adams et al. 1990).

Lake Erie Tributaries

The Great Lakes system comprises Lakes Erie, Huron, Michigan, Ontario, and

Superior and their connecting waterways. The volume of water stored in Great Lakes

(about 6,020 trillion gallons, or 5,472 cubic miles) represents about 20% of the world and

90% of the Unite States fresh surface water supply. Lake Erie is the smallest of the Great

Lakes in volume (119 cubic miles). However, because of its fertile soils, the Lake Erie basin is intensively farmed and is the most densely populated of the five lake basins

(http://www.great-lakes.net/). Lake Erie and its tributaries are exposed to the greatest impacts from urbanization and agriculture.

3 Contamination by humans in the Great Lakes ecosystem limits its recreational uses and threatens its commercial and sport fisheries (http://www.great-lakes.net/). In

1983, the International Joint Commission (an organization established by the Boundary

Waters Treaty of 1909 between the United States and Canada) reported that 900 chemicals and heavy metals that are potentially dangerous to human health and biota had been identified in Great Lakes. The Commission designated 43 Areas of Concern (AOCs) along the shoreline of Great Lakes (IJC 1987a).

Among the 43 AOCs, eight are located on Lake Eire (Figure 1.1). They are Lake

Erie tributaries including the River Raisin in Michigan, Maumee River, Black River,

Cuyahoga River and Ashtabula River in Ohio, Presque Isle Bay in Pennsylvania, Buffalo

River in New York, and Wheatley Harbor in Ontario, Canada. Four AOCs, the St. Clair

River, Detroit River, Clinton River and Rouge River are located on the connecting channel between Lake Erie and Lake Huron in Michigan and one AOC, the Niagara

River, is located on the connecting channel between Lake Erie and Lake Ontario in New

York.

Surveys focused on the health of benthic fish, in particular brown bullheads

(Ameiurus nebulosus), and concentrations of contaminants in sediments of the Lake Erie

AOCs started in the early 1980s. The very first studies included those conducted at the

Black River (Baumann et al. 1982) and the Niagara River (Black 1983). Both studies found elevated prevalence of tumors in fish from the rivers contaminated with PAHs in comparison with the relatively clean sites. Additional studies followed on the Black,

Cuyahoga, Ashtabula, Detroit, Niagara and Buffalo Rivers, and Presque Isle Bay (Rice et al. 1986; Hickey et al. 1990; Baumann et al. 1991; Maccubbin and Ersing 1991; Mueller

4 and Mac 1993; Smith et al. 1994). Although prevalence of tumors varied among sites,

environmental toxicants, particularly PAHs, were suspected to be a causal factor of fish tumors in those industrially contaminated Lake Erie tributaries.

The Black River at Lorain, Ohio has received a long term study since 1980

(Baumann and Harshbarger 1998). High incidences of liver cancers (> 20%) were observed in the adult (3 years old or older) brown bullhead population in 1980, 1981 and

1982, a time period prior to the closure of an upstream coking facility in 1983. Cancer prevalence declined to 10% in 1987 but increased by about 5 times during 1992-1993, 2 to 3 years after the dredging of contaminated sediments in 1990. This increase is believed to be related to the exposure of fish to buried contaminants released by the dredging. In

1994, the frequency of cancers went down back to the level of 1987. Among age 3 fish

(which were not present during the 1990 dredging) none had liver neoplasms. The changing trend in liver neoplasm epizootics corresponded to the changes in concentrations of sediment PAHs. The long term study demonstrates how industrial operations and remediation could affect the environment and fish health and the necessity of conducting follow-up studies to assess the environmental status after remediation actions.

Various remedial activities have been carried out at the Lake Erie AOCs within the last decade. Highly contaminated sediments were removed from the Detroit, Black, and Niagara Rivers in the 1990s (http://www.epa.gov/glnpo/aoc/sedimentprojects.html).

Strategies to reduce point source contamination (effluents from industry and waste water treatment plants) and/or to control non-point source problems (such as agricultural runoff) have been undertaken at most of the sites. However, studies to evaluate the recent

5 environmental exposure and health of wild fish populations in the Lake Erie system were lacking. Many of the studies in the 1980s and the early 1990s were site specific and concentrated on fish pathology. There is a great need for broader studies to update information for the current ecological status of the Lake Erie.

Objectives

In this research, a suite of biomarkers in a catfish, brown bullhead (Ameiurus nebulosus) were used to assess the contaminant stress and effects at ten Lake Erie tributaries, including eight industrially contaminated AOCs, the Detroit River, Ottawa

River (belonging to the Maumee River system), Black River, Cuyahoga River, Ashtabula

River, Presque Isle Bay, Buffalo River and Niagara River, and two non-industrialized reference sites, Huron River and Old Woman Creek. The brown bullhead was selected as the target organism because: 1) it is fairly ubiquitous and abundant in the Lake Erie system, 2) it is a bottom dwelling species that is sensitive to environmental carcinogens and native to the water being examined, and 3) it is an indicator species selected by the

International Joint Commission (IJC 1987b).

The use of biomarkers to assess the contaminant exposure and effects in fish is addressed in the following five chapters. Chapter 2 is focused on measurements and comparisons of PAH metabolites in bile of brown bullheads sampled from all the sites except the Huron River and Presque Isle Bay during 1995-2000. Associations have been found between concentrations of sediment PAHs, concentrations of PAH metabolites in fish bile, and prevalence of liver lesions in fish, suggesting that PAH metabolites are an effective indicator of PAH exposure (Malins et al. 1984; Krahn et al. 1986; Lin et al.

6 2001). The aim of the Chapter 2 was to assess the exposure of fish to PAHs in the sampling Lake Erie tributaries.

Chapter 3 discusses four physiological variables measured in brown bullheads from all the ten sampling sites during 1998-2000, including the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI), and spleen-somatic index (SSI).

The condition factor and the three organo-somatic indices have been used as indicators of fish health and well-being (Le Cren 1951; Htun-Han 1978; Slooff et al. 1983; Adams and

McLean 1985; Goede and Barton 1990). The objectives of this chapter were to evaluate the health condition of fish from both the contaminated and reference sites and to determine whether or not contamination had impacts on the four variables.

In Chapter 4, prevalence of external raised lesions (grossly visible tumors) and barbel deformities was examined in brown bullheads from all the ten sites during 1998-

2000. This study was intended to reveal the carcinogenic disease and external abnormalities in fish associated with exposure to contaminants.

Chapter 5 demonstrates the use of two genetic assays, the comet assay and micronucleus assay, to investigate genetic damage in fish from the contaminated

Ashtabula River during 2002-2004. The Conneaut River had little industrial pollution and served as a reference site. The comet and micronucleus assays were developed in the

1970s and 1980s as simple and quick methods to evaluate DNA damage and chromosomal aberrations in organisms (Heddle 1973; Schmid 1975; Rydberg and

Johanson 1978; Ostling and Johanson 1984; Singh et al. 1988). They have shown potentials as indicators of genotoxic exposure and effects in fish (Pandrangi et al. 1995;

Nacci et al. 1996; Devaux et al. 1997; Rao et al. 1997).

7 The last chapter, Chapter 6 summarizes the results from Chapters 2 to 5.

Associations between the biomarkers utilized were examined. The environmental status

of the study sites and effectiveness of the biomarkers as indicators of contamination and

effects were evaluated.

On a basis of the biomarkers measured and examination of their relationships as

well as their relationships with sediment contaminants, this study pursued the following

goals:

1) Assess the contaminant exposure and adverse effects in wild fish populations of Lake Erie tributaries in the late 1990s and early 2000s.

2) Gain insights into the cause-and-effect relationship between contaminant exposure and effects.

3) Investigate efficient biomarkers in brown bullheads for environmental monitoring and assessment.

4) Provide first-hand information on the ecological status of the Great Lake tributaries and on the effectiveness of remedial measures undertaken at several AOCs.

8 References

Adams, S. M., and McLean R. B. 1985. Estimation of largemouth bass, Micropterus salmoides Lacepede, growth using the liver somatic index and physiological variables. Journal of Fish Biology 26: 111-126.

Adams, S. M., Shugart, L. R., Southworth G. R., and Hinton, D. E. 1990. Application of bioindicators in assessing the health of fish populations experiencing contaminant stress. In McCarthy, J. F., and Shugart, L. R. (eds): Biomarkers of Environmental Contamination, Lewis Publishers, Inc., Chelsea, MI, USA. pp 333-353.

Baumann, P. C., and Harshbarger, J. C. 1998. Long term trends in liver neoplasm epizootics of brown bullhead in the Black River, Ohio. Environmental Monitoring and Assessment 53: 213-223.

Baumann, P. C., Mac, M. J., Smith, S. B., and Harshbarger, J. C. 1991. Tumor frequencies in walleye (Stitzostedion vitrium) and brown bullhead (Ictalurus nebulosus) and sediment contaminants in tributaries of the Laurentian Great Lakes. Canadian Journal of Fisheries and Aquatic Sciences 48: 1804-1810.

Baumann, P. C., Smith, W. D., and Ribick, M. 1982. Hepatic tumor rates and polynuclear aromatic hydrocarbon levels of two populations of brown bullhead (Ictalulus nebulosus). In Cooke M., Dennis A. J., and Fisher, G. L. (eds): Polynuclear Aromatic Hydrocarbons: Physical and Biological Chemistry. Battelle Press, Columbus, OH, USA. pp 93-102.

Black, J. J. 1983. Field and laboratory studies of environmental in Niagara River fish. Journal of Great Lakes Research 9: 326-334.

Devaux, A., Pesonen, M., and Monod, G. 1997. Alkaline comet assay in rainbow trout hepatocytes. Toxicology in Vitro 11: 71-79.

Everaarts, J. M., Shugart, L. R., Gustin, M. K., Hawkins, W. E., and Walker, W. W. 1993. Biological markers in fish: DNA integrity, hematological parameters and liver somatic index. Marine Environmental Research 35: 101-107.

Goede R. W., and Barton B. A. 1990. Organismic indices and an autopsy-based assessment as indicators of health and condition of fish. In: Adams S. M. (ed): Biological Indicators of Stress in Fish. American Fisheries Society Symposium 8. Bethesda, MD, USA, American Fisheries Society. pp 93-108.

Heddle, J. A. 1973. A rapid in vivo test for chromosome damage. Mutation Research 18: 187-192.

9 Hickey, J. T., Bennett, R. O., and Merckel, C. 1990. Biological indicators of environmental contaminants in the Niagara River: histological evaluation of tissues at the Love Canal-102 Street Dump Site compared to the Black Creek, reference site. U.S. Fish and Wildlife Service Report. Cortland, NY, USA. pp 124.

Htun-Han, M. 1978. The reproductive biology of the dab Limanda limanda (L.) in the North Sea: gonasomatic index, hepatosomatic index and condition factor. Journal of Fish Biology 13: 369-378.

IJC (International Joint Commission). 1987a. Protocol to the Great Lakes Water Quality Agreement. International Joint Commission, Windsor, Ontario, Canada.

IJC (International Joint Commission). 1987b. Guidance on Characterization of Toxic Substance Problems in Areas of Concern in the Great Lakes Basin. Surveillance Work Group. International Joint Commission, Windsor, Ontario, Canada.

Kaiser, J. 2001. Bioindicators and Biomarkers of Environmental Pollution and Risk Assessment. Science Publishers, Enfield, NH, USA. pp 10-20.

Krahn M. M., Rhodes L. D., Meyers M. S., Moore L. K., MacLeod W. D., and Malins D. C. 1986. Associations between metabolites of aromatic compounds in bile and the occurrence of hepatic lesions in English sole (Parophrys vetulus) from Puget Sound, Washington. Archives of Environmental Contamination and Toxicology 15: 61-67.

Le Cren, E. D. 1951. The length-weight relationship and seasonal cycle in gonad weight and condition in the perch (Perca fluviatilis). The Journal of Animal Ecology 20: 201-219.

Lin, E. L. C., Neiheisel, T. W., Flotemersch, J., Subramanian, B., Williams, D. E., Millward, M. R., and Cormier, S. M. 2001. Historical monitoring of biomarkers of PAH exposure of brown bullhead in the remediated Black River and the Cuyahoga River, Ohio. Journal of Great Lakes Research 27: 191-198.

Maccubbin, A. E., and Ersing, N. 1991. Tumors in fish from the Detroit River. Hydrobiologia 219: 301-306.

Malins, D. C., McCain, B. B., Brown, D. W., Chan, S-L., Myers, M. S., Landahl, J. T., Prohaska, P. G., Friedman, A. J., Rhodes, L. D., Burrows, D. G., Gronlund, W. D., and Hodgins, H. O. 1984. Chemical pollutants in sediments and diseases of bottom-dwelling fish in Puget Sound, Washington. Environmental Science & Technology 18: 705-713.

10 McCarthy, J. F., and Shugart L. R. 1990. Biological markers of environmental contamination. In McCarthy, J. F., and Shugart L. R. (eds): Biomarkers of Environmental Contamination. Lewis Publishers, Inc., Chelsea, MI, USA. pp 3- 14.

Mueller, M. E., and Mac, M. J. 1993. Tumor surveys and 10-day bioaccumulation bioassays in the assessment and remediation of contaminated sediments. International Association for Great Lakes Research 36th Conference, June 4-10, 1993. Program and Abstracts. pp 101.

Nacci, D. E., Cayula S., and Jackim E. 1996. Detection of DNA damage in individual cells from marine organisms using the single cell gel assay. 35: 197-210.

Ostling, O., and Johanson, K. J. 1984. Microelectrophoretic study of radiation-induced DNA damages in individual mammalian cells. Biochemical and Biophysical Research Communications 123: 291-298.

Pandrangi, R., Petras, M., Ralph, S., and Vrzoc, M. 1995. Alkaline single cell gel (comet) assay and genotoxicity monitoring using bullheads and carp. Environmental and Molecular Mutagenesis 26: 345-356.

Rao, S. S., Neheli, T., Carey, J. H., and Cairns, V. W. 1997. Fish hepatic micronuclei as an indication of exposure to genotoxic environmental contaminants. Environmental Toxicology and Water Quality 12: 217-222.

Rice, C. L., Putnam, D. J., and Plewa, F. R. 1986. A preliminary survey of tumors in brown bullheads in Presque Isle Bay, Lake Erie, Erie, Pennsylvania. Resource Contaminant Assessment Report No. 86-1. U.S. Fish and Wildlife Service, State College Field Office, State Park, PA, USA. pp 46.

Rydberg, B., and Johanson, K. B. 1978. Estimation of DNA strand breaks in single mammalian cells. In Hanawalt, P. C., Friedberg, E. C., and Fox, C. F. (eds): DNA Repair Mechanisms. Academic Press, NY, USA. pp 465-468.

Schmid, W. 1975. The micronucleus test. Mutation Research 31: 9-15.

Singh, N. P., McCoy, M. T., Tice, R. R., and Schneider, E. L. 1988. A simple technique for quantitation of low levels of DNA damage in individual cells. Experimental Cell Research 175: 184-191.

Slooff, V., Van Kreijl C. F., and Baars A. J. 1983. Relative liver weights and xenobiotic- metabolizing enzymes of fish from polluted surface in the Netherlands. Aquatic Toxicology 4: 1-14.

11 Smith, S. B., Blouin, M. A., and Mac, M. J. 1994. Ecological comparisons of Lake Erie tributaries with elevated incidence of fish tumors. Journal of Great Lakes Research 20: 701-716.

12

Figure 1.1. Map locations of Great Lakes Areas of Concern. The “outlined portion” covers the Areas of Concern on Lake Erie.

13

CHAPTER 2

BILIARY PAH METABOLITES IN BROWN BULLHEADS

FROM LAKE ERIE TRIBUTARIES

Introduction

Polycyclic aromatic hydrocarbons (PAHs) generally refer to hydrocarbons containing two or more fused rings (Neff 1979). They are a group of highly lipophilic chemicals that are ubiquitously present as pollutants in the environment, including air, water, soil, and sediments (IARC 1983a). PAHs with four or more condensed benzene rings are often mutagenic and/or carcinogenic (IARC 1983b). They are the suspected cause of various forms of tumors observed in fish populations

(Baumann 1989; Myers et al. 1994; Baumann et al. 1996). The hypothesis that tumors in wild fish are caused by PAHs has been supported by laboratory studies (Black 1983a,

1983b; Couch and Harshbarger 1985; Varanasi et al. 1987; Metcalfe 1989). Changes in behavior, growth, reproduction, and undesirable effects at higher levels of biological organizations have also been observed in fish when PAHs enter the aquatic environment

(Moore et al. 1989).

14 Although PAHs can be released by natural processes such as marine oil seeps

(Wilson et al. 1974), forest and grass fires (Youngblood and Blumer 1975), or be synthesized by some bacteria, plants, and fungi (Neff 1979), anthropogenic activity is thought the major source for PAHs in the environment (NRC 1983). PAHs are found in coal, fuel oil and other petroleum products and are released into the environment during combustion of fossil fuels or in certain industrial processes (ATSDR 1996).

Manufactured gas plants, coal coking operations, and creosote used in wood treatment have considerably increased the environmental exposure of PAHs. PAHs enter aquatic systems through direct municipal and industrial waste discharge, surface runoff, accidental oil spills, and aerial deposition (Abrajano and Bopp 2001).

Once PAHs get into the aquatic environment, they are rapidly associated with solid particles and are deposited in sediments because of their hydrophobic property

(McElroy et. al. 1989). Therefore, levels of PAHs in sediments have been traditionally used to assess the exposure of fish to PAHs in the aquatic environment. However, questions of heterogeneity or patchiness of PAHs in sediments and differential bioavailability of PAHs raise a valid concern as to whether the sediment PAH levels provide an adequate index of the aquatic environmental quality (Stein et al. 1992).

Measuring concentrations of PAHs accumulated in tissues of aquatic organisms does address the question of bioavailability. But because PAHs are rapidly metabolized to compounds not identifiable by routine analytical techniques, analyses of PAHs in fish tissues do not provide useful information on exposure of fish to PAHs (Krahn et al.

1986b).

15 PAHs are enzymatically transformed in fish to compounds that are more toxic or carcinogenic than the parent compounds including carcinogens (Buhler and Williams

1989). As a result, the toxicological significance of PAH contamination depends in large part on the metabolic fate of the compounds (Steward et al. 1990). The metabolism of

PAHs is believed to be an essential factor in the development of various forms of environmental cancers (Collier and Varanasi 1991). Laboratory studies demonstrate that

PAHs, when taken up by fish from the environment, are rapidly metabolized to a complex group of compounds in the liver that are secreted into the bile (Maccubbin et al.

1988; Varanasi et al. 1989). Therefore, whether the level of biliary PAH metabolites could be used to indicate the PAH exposure has been the subject of many studies in fish including the brown bullhead (Ameiurus nebulosus) (Arcand-Hoy and Metcalfe 1999;

Leadly et al. 1999), English sole (Parophrys vetulus), rock sole (Lepidopsetta bilineata) and starry flounder (Platichthys stellatus) (Krahn et al. 1986b; Stein et al. 1992), carp

(Cyprinus carpio) (Johnston and Baumann 1989; Britvic et al. 1993), hardhead catfish

(Arius felis) and Atlantic croaker (Micropogon undulatus) (Willett et al. 1997).

Several methods have been developed since the middle of 1980s for analyzing

PAH metabolites in the bile of fish. Krahn et al. (1984) created a comparatively rapid and inexpensive high-performance liquid chromatography procedure with fluorescence detection (HPLC/F) to estimate the relative amount of PAH metabolites in fish bile. Since then this method has been widely applied in the study of exposure of fish to PAHs. A decade later, Lin et al. (1994) reported a simpler and less costly method, synchronous fluoremetric (SFS), for bile analysis. Lin et al. (1996) reported another even

16 quicker method, fixed-wavelength fluorescence (FF) which makes possible the

measurement of a large number of samples within a short time.

Sediments in many industrialized tributaries of Lake Erie are contaminated with

organic chemicals such as PAHs, polychlorinated biphenyls (PCBs), and pesticides

(USEPA 2000). Brown bullheads (Ameiurus nebulosus) were sampled from eight Lake

Erie tributaries during 1995 - 2000, including the industrially contaminated Detroit River

(DET), Ottawa River (OTT), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Buffalo River (BUF) and Niagara River at

Love Canal (NIA), and the non-industrialized Old Woman Creek (OWC). Bile was collected from each fish and was analyzed using the FF method. Concentrations of biliary

PAH metabolites were compared between fish sampled from the same site in different years and between fish sampled from different sites. The purposes were to assess the exposure of fish to PAHs in the eight Lake Erie Rivers and to evaluate the effectiveness of biliary PAH metabolites as an indicator of PAH pollution.

Methods

Fish Collection

Brown bullheads were captured in fyke nets or by electro-shocking from eight

Lake Erie tributaries in springs and early summers of 1995 - 2000, including the Detroit

River (DET) in 2000, Ottawa River (OTT) in 1999, Old Woman Creek (OWC) in 1995,

1996, 1997, 1999 and 2000, Black River (BLA) in 1995, 1996, and 1997, Cuyahoga

River - harbor (CRH) and - upstream (CRU) in 1999, Ashtabula River (ASH) in 2000,

Buffalo River (BUF) in 1998, and Niagara River at Love Canal (NIA) in 1998 (Figure

17 2.1). Among these sites, OWC was the only location without industrial pollution and was

selected as a reference site. However, it received agricultural runoff, and PAH

contamination has been found near a highway bridge and a railway bridge with creosote

treated wood (Johnston and Baumann 1989). The rest of the sites were industrially

contaminated. Each was designated by the International Joint Commission as a Great

Lakes Area of Concern. But because the Black River has undergone significant

remediation, it has recently been reclassified as an Area of Recovery.

Fish collected from each site were measured for total length. Those that were

250mm or longer (about 3 years old or older, sexually mature) were euthanized and

necropsied. Bile was extracted by a syringe from the gall bladder of each fish and was

injected into a vial. Bile samples were immediately put in liquid until they could

be transferred to the laboratory and stored at -80ûC. The sex of each fish was identified and at least one pectoral spine was removed for aging according to the methodology in

Baumann et al. (1990) and Kovoscky (2000).

Bile Analysis

Concentrations of PAH metabolites in bile were measured by the fixed- wavelength fluorescence (FF) method (Lin et al. 1996) at the U.S. Environmental

Protection Agency, National Exposure Research Laboratory, Cincinnati, Ohio. Bile samples were first diluted to 1:20 and assayed for protein content by a bicinchoninic acid

(BCA) method adapted for microtiter plates (Redinbaugh and Turley 1986). Each diluted solution was further diluted to 1:1000 for the FF measurement. Concentrations of benzo[a]pyrene (B[a]P) - and naphthalene (NAPH) - type metabolites were determined by fluorescence at 380/430 nm and 290/335 nm excitation/emission wavelengths,

18 respectively. The concentrations of PAH metabolites in bile were normalized by protein

content and reported as micrograms of B[a]P - and NAPH - type metabolites per

milligram of protein. The normalization on the basis of biliary protein can, to a large

extent, account for changes in the levels of PAH metabolites due to differences in the

feeding status of fish (Collier and Varanasi 1991; Stein et al. 1992).

Since compounds other than metabolites of B[a]P and NAPH can also fluoresce at

the fixed wavelengths, the measurements of PAH metabolites are semi-quantitative

(Krahn et al. 1986a, 1986b, 1992; Lin et al. 1996). The concentration of B[a]P - type

metabolites is used to estimate exposure of fish to four and five - ring PAHs (Krahn et al.

1992). Aromatic compounds which fluoresce at 380/430 nm include B[a]P, pyrene,

fluoranthene and their metabolites, etc. (Krahn et al. 1986b). The concentration of NAPH

- type metabolites measures exposure of fish to two-ring PAHs where the majority of chemicals are NAPH and its derivatives (Krahn et al. 1992; Lin et al. 1996). Henceforth, the “type metabolites” should be used to describe the compounds, mostly metabolites of

PAHs, which contribute to the measurements at the fixed wavelengths.

Sediment Collection and Analysis

Sediments were collected and analyzed as described by Smith et al. (2003) and

Passino-Reader et al. (2004). Briefly, five to eight surface sediment samples (top 2-3 cm layer) were collected using a stainless steel Eckman dredge from each site where fish

were sampled. The samples from the same site were mixed in a stainless steel bowl and

stored in chemically clean jars. The mixed samples were freeze-dried, homogenized and

extracted for 12 hours with chloride in a Soxhlet extraction apparatus. The

extracts were treated with copper to remove sulfur and purified by silica/alumina column

19 chromatography to isolate the PAH fractions. PAHs were identified and quantified by capillary gas chromatography with a mass spectrometer detector in the SIM mode.

Statistical Analysis

Statistical analyses were performed using SAS version 8.1 (SAS Institute, Cary,

NC, USA). PAH metabolite data were log transformed to increase normality and homogeneity of variance. The general linear model (GLM) that contained the main effects of the sampling site, fish sex and age was used to detect variables that caused differences in concentrations of PAH metabolites. Tukey's multiple comparison test was conducted to compare the mean concentrations of PAH metabolites between fish from different sites and between fish from the same site sampled in different years. Student t- test was used to compare the mean concentrations of PAH metabolites in fish from BLA and OWC sampled in the same year. The correlation between B[a]P and NAPH - type metabolites in fish was examined by Pearson’s correlation procedure using individual fish data. Associations between fish PAH metabolites and sediment PAHs were examined by Spearman’s rank correlation procedure using the mean concentrations of PAH metabolites and the sediment concentration of PAHs at each site.

Results

The mean concentrations of biliary PAH metabolites in fish sampled from OWC and BLA in different years are shown in Figure 2.2. Concentrations of both B[a]P - and

NAPH - type metabolites in fish of BLA significantly decreased from 1995 to 1997

(Tukey’s test, p < 0.05). The levels of B[a]P - type and NAPH - type metabolites in 1997 were about 1/6 and 1/3 of the levels in 1995, respectively. Fish sampled from OWC in

20 1996 and 1997 had lower concentrations of B[a]P - type metabolites than fish sampled in

1995 and 2000, and fish from OWC in 1997, 1999 and 2000 had lower NAPH - type metabolites than fish from OWC in 1995 and 1996 (Tukey’s test, p < 0.05). In each year of 1995, 1996 and 1997, B[a]P and NAPH - type metabolites were significantly higher in fish from BLA than in fish from OWC (t-test, p < 0.0001), varying from 13 and 3 times higher in 1995, 21 and 2 times higher in 1996, to 7 and 4 times higher in 1997, respectively.

The mean concentrations of biliary PAH metabolites in fish from DET in 2000,

OTT in 1999, OWC in 1997, 1999 and 2000, BLA in 1997, CRH and CRU in 1999, ASH in 2000, BUF in 1998, and NIA in 1998 were compared in Figure 2.3. Fish from CRH and CRU had very similar levels of PAH metabolites (CRH: 0.48 and 58.8 µg/mg protein

B[a]P - and NAPH - type metabolites; CRU: 0.48 and 65.5 µg/mg protein B[a]P - and

NAPH - type metabolites). Therefore bile data from the two locations of the Cuyahoga

River (CUY) were combined. Data from OWC in 1997, 1999 and 2000 were also combined since there was not much variation among these three years and these years were close to the sampling years of the other study sites. BLA in 1997 was selected for the comparison because 1997 was the nearest available sampling year for BLA.

Significant differences were found among all the sites in mean concentrations of

B[a]P - and NAPH - type metabolites (GLM, p < 0.0001). There was no evidence that sex and age could influence PAH metabolite levels (GLM, p > 0.05). Fish from CUY and

BUF had the highest levels of B[a]P-type metabolites, followed by fish from OTT, and then by fish from DET, BLA, and ASH (Tukey’s test, p < 0.05). Fish from CUY and

BUF also had higher levels of NAPH-type metabolites than fish from DET, OTT, BLA,

21 and ASH. Fish from NIA and OWC had the lowest levels of either type metabolites

(Tukey’s test, p < 0.05).

Concentrations of B[a]P and NAPH - type metabolites were highly correlated in

fish (rPearson’s = 0.94, p < 0.0001). The mean concentrations of B[a]P - type metabolites in fish were positively associated with concentrations of selected PAHs in sediments (Table

2.1) across the sampling sites (rSpearman’s = 0.81, p < 0.05). The mean concentrations of

NAPH - type metabolites were positively associated with concentrations of selected sediment PAHs with marginal significance (rSpearman’s = 0.64, p < 0.1).

Discussion

Concentrations of PAH metabolites in fish bile were not found to be related to sex

and age, which suggests the robustness of biliary PAH metabolites to these non-

contamination factors. Brown bullheads from the non-industrialized reference site, Old

Woman Creek, had significantly lower concentrations of PAH metabolites in bile than

fish from all the industrialized sites except the Niagara River. PAH metabolites in the bile

of brown bullheads were significantly associated with PAHs in sediments, indicating that

biliary PAH metabolites are an effective indicator of fish exposure to PAHs.

Lin et al. (2001) measured concentrations of PAH metabolites in brown bullheads

from the Old Woman Creek, Cuyahoga and Black Rivers in 1990, 1991, 1993, and 1998

using the synchronous fluorometric spectroscopy technique. Similar to the present study,

fish from the Old Woman Creek showed some variation in concentrations of PAH

metabolites over time. However, this variation was small and PAH metabolites in fish

from the contaminated Cuyahoga and Black Rivers were consistently higher than those

22 from the Old Woman Creek in all the sampling years. Fish from the Cuyahoga and Black

Rivers had significantly decreased levels of PAH metabolites in 1993 and 1998 in comparison to fish in 1990 and 1991. The decrease could result from the shutdown of coking operations in the Cuyahoga River in 1992 and the dredging of contaminated sediments from the Black River in 1990 (Lin et al. 2001).

The bile data of the Black River during 1995-1997 in my study confirmed that fish from the Black River experienced lowered PAH exposure in the late 1990s. It

supports the recent Black River’s reclassification from an Area of Concern to an Area of

Recovery. However, higher concentrations of biliary PAH metabolites were still detected

in fish from the Black River, as well as in fish from the Detroit, Ottawa, Cuyahoga,

Ashtabula, and Buffalo Rivers compared to the reference site Old Woman Creek. This

demonstrates greater PAH exposure at these industrially contaminated sites. Fish from

the Buffalo and Cuyahoga Rivers appeared to be those most highly exposed to PAHs.

Fish from the Niagara River had levels of PAH metabolites as low as fish from

the Old Woman Creek. The Niagara River had been seriously contaminated by toxicants

leaking from Love Canal, a place used as a municipal and chemical dump site from the

1920s to 1950s. However, a variety of remedial measures have been applied since the

1980s. The migration of toxicants into the river from some of the major contaminated

sites was forecasted to be reduced by approximately 80% through the first quarter of

1999 (USEPA and NYSDEC 1998). The low concentrations of PAHs detected in both the

NIA fish and sediments provide evidence for an improved condition at the Niagara River.

23 References

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Baumann P. C. 1989. PAHs, metabolites, and neoplasia in feral fish populations. In Varanasi U. (ed): Metabolism of Polycyclic Aromatic Hydrocarbons in the Aquatic Environment. CRC, Boca Raton, FL, USA. pp 269-289.

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Lin, E. L. C., Cormier, S. M., and Racine, R. N. 1994. Synchronous fluorometric measurement of metabolites of polycyclic aromatic hydrocarbons in the bile of brown bullhead. Environmental Toxicology and Chemistry 13: 707-715.

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Lin, E. L. C., Neiheisel, T. W., Flotemersch, J., Subramanian, B., Williams, D. E., Millward, M. R., and Cormier, S. M. 2001. Historical monitoring of biomarkers of PAH exposure of brown bullhead in the remediated Black River and the Cuyahoga River, Ohio. Journal of Great Lakes Research 27: 191-198.

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McElroy, A. E., Farrington, J. W., and Teal, J. M. 1989. Bioavailibility of polycyclic aromatic hydrocarbons in the aquatic environment. In Varanasi U. (ed): Metabolism of Polycyclic Aromatic Hydrocarbons in the Aquatic Environment. CRC Press Inc., Boca Raton, FL, USA. pp 1-40.

Metcalfe C. D. 1989. Tests for predicting carcinogenicity in fish. CRC Critical Reviews in Aquatic Science 1: 111-129.

Moore, M. N., Livingstone, D. R., and Widdows, J. 1989. Hydrocarbons in marine mollusks: biological effects and ecological consequences. In Varanasi U. (ed): Metabolism of Polycyclic Aromatic Hydrocarbons in the Aquatic Environment. CRC Press Inc., Boca Raton, FL, USA. pp 291-328.

Myers, M. S., Stehr, C. M., Olson, O. P., Johnson L. L., Mccain, B. B., Chan, S.L., and Varanasi, U. 1994. Relationships between toxicopathic hepatic lesions and exposure to chemical contaminants in English sole (Pleuronectes vetulus), starry flounder (Platichthys stellatus), and white croaker (Genyonemus lineatus) from selected marine sites on the Pacific coast, USA. Environmental Health Perspectives 102: 200-215.

Neff, J. M. 1979. Polycyclic Aromatic Hydrocarbons in the Aquatic Environment: Sources, Fates and Biological Effects. Applied Science Publishers, London, UK.

26

NRC (National Research Council). 1983. Polycyclic Aromatic Hydrocarbons: Evaluation of Sources and Effects. National Academy Press, Washington DC, USA.

Passino-Reader, D. R., Rasolofoson, A. J., Nelson, S. R., and Smith, S. B. 2004. Lake Erie Ecological Investigations: Chemical Contaminants in Sediments. Open File Report. U.S. Geological Survey, Reston, VA, USA (In press).

Redinbaugh, M. G., and Turley, R. B. 1986. Adaptation of the bicinchoninic acid protein assay for use with microtiter plates and sucrose gradient fractions. Analytical Biochemistry 153: 267-271.

Smith, S. B., Passino-Reader, D. R., Baumann, P. C., Nelson, S. R., Adams, J. A., Smith, K. A., Powers, M. M., Hudson, P. L., Rasolofoson, A. J., Rowan, M., Peterson, D., Blazer, V. S., Hickey, J. T., and Karwowski, K. 2003. Lake Erie Ecological Investigations: Summary of Findings. Part 1: Sediment, Invertebrate Communities, Fish Communities 1998-2000. Administrative Report: 2003-001. U.S. Geological Survey, Great Lakes Science Center, Ann Arbor, MI, USA.

Stein, J. E., Collier, T. K., Reichert, W. L., Casillas, E., Hom, T., and Varanasi, U. 1992. Bioindicators of contaminant exposure and sublethal effects: studies with benthic fish in Puget Sound, Washington. Environmental Toxicology and Chemistry 11: 701-714.

Steward, A. R., Kandaswami, C., Chidambaram, S., Ziper, C., Rutkowski, J. P., and Sikka., H. C. 1990. Disposition and metabolic fate of benzo[a]pyrene in the brown bullhead. Environmental Toxicology and Chemistry 9: 1503-1512.

USEPA (United States Environmental Protection Agency). 2000. Great Lakes Areas of Concern. http://www.epa.gov/glnpo/aoc.

USEPA (U.S. Environmental Protection Agency), and NYSDEC (New York State Department of Environmental Conservation). 1998. Reduction of Toxics Loadings to the Niagara River from Hazardous Waste Sites in the United States. Niagara River Report. http://www.epa.gov/glnpo/lakeont/nrtmp/report.html.

Varanasi, U., Stein, J. E., and Nishimoto, M. 1989. Biotransformation and disposition of PAH in fish. In Varanasi U. (ed): Metabolism of Polycyclic Aromatic Hydrocarbons in the Aquatic Environment. CRC Press Inc., Boca Raton, FL, USA. pp 93-150.

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27 Willett, K. L., McDonald, S. J., Steinberg, M. A., and Beatty, K. B. 1997. Biomarker sensitivity for polynuclear aromatic hydrocarbon contamination in two marine fish species collected in Galveston Bay, Texas. Environmental Toxicology and Chemistry 16: 1472-1479.

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28

Site DET OTT OWC BLA CUY b ASH BUF NIA

Year 2000 1999 2000 1998 1999 2000 1998 1998

PAHs a 17.42 9.41 5.25 5.42 19.07 3.91 7.59 1.02 a Sediment data were taken from Smith et al. 2003 and Passino-Reader et al. 2004. The concentration of PAHs is the sum of concentrations of , benz[a]anthracene, benzo[a]pyrene, benzo[b]fluoranthene, chrysene, dibenz(a,h)anthracene, fluoranthene, fluorene, naphthalene, C1-, C2-, C3-, and C4- naphthalene, perylene, phenanthrene, and pyrene. These compounds and their metabolites have fluorescent responses at 380/430 nm or/and 290/335 nm wavelengths (Krahn et al. 1986b; Lin et al. 1996). b Concentration was measured in Cuyahoga River-harbor.

Table 2.1. Concentrations of selected PAHs (µg/g dry weight) in sediments of the Detroit River (DET), Ottawa River (OTT), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Buffalo River (BUF), and Niagara River (NIA).

29

Figure 2.1. Map locations of the Detroit River (DET), Ottawa River (OTT), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River-harbor (CRH), Cuyahoga River- upstream (CRU), Ashtabula River (ASH), Buffalo River (BUF), and Niagara River (NIA).

30 160 25 140 B[a]P-type (µg/100mg protein) A' 120 NAPH-type (µg/mg protein) n o i 100 21 at

r B' 80 A' 22 ncent 60 24 o 23 C'

C A 40 A 20 B' 10 20 B 20 C C B' A BBAB A 0 OWC95 OWC96 OWC97 OWC99 OWC00 BLA95 BLA96 BLA97 Site

Figure 2.2. Concentrations of B[a]P - type and NAPH - type metabolites in bile of brown bullheads from the Old Woman Creek in 1995 (OWC95), 1996 (OWC96), 1997 (OWC97), 1999 (OWC99) and 2000 (OWC00), and in bile of brown bullheads from the Black River in 1995 (BLA95), 1996 (BLA96) and 1997 (BLA97). Heights of columns represent mean concentrations and error bars are standard errors. Numbers above bars indicate sample sizes. Mean concentrations with the same letter are not significantly different (Tukey’s test, p > 0.05).

31

120

B[a]P-type (µg/100mg protein) 20 100 A NAPH-type (µg/mg protein) n

o 36

i 80 AB at r 60 22 A A 20 BC

ncent 20 CD o 40 D 20 C B 50 D 20 20 C E C E C D D 0 DET OTT OWC BLA CUY ASH BUF NIA Site

Figure 2.3. Concentrations of B[a]P - type and NAPH - type metabolites in bile of brown bullheads from the Detroit River in 2000 (DET), Ottawa River in 1999 (OTT), Old Woman Creek in 1997, 1999 and 2000 (OWC), Black River in 1997 (BLA), Cuyahoga River - harbor and upstream in 1999 (CUY), Ashtabula River in 2000 (ASH), Buffalo River in 1998 (BUF), and Niagara River in 1998 (NIA). Heights of columns represent mean concentrations and error bars are standard errors. Numbers above bars indicate sample sizes. Mean concentrations with the same letter are not significantly different (Tukey’s test, p > 0.05).

32

CHAPTER 3

THE CONDITION FACTOR AND ORGANO-SOMATIC INDICES OF BROWN

BULLHEADS FROM LAKE ERIE TRIBUTARIES

Introduction

Length-weight relationships have been used to measure relative plumpness or

well-being of fish (Le Cren 1951; Wege and Anderson 1978). A formula, weight = a

constant × lengthn, was found to adequately describe the relationship between length and

weight in most fish (Le Cren 1951). The exponent n usually lies between 2.5 and 4.0, and

n=3 is suggested to be used under the assumption that fish maintain the same shape as

they grow up (Le Cren 1951; Htun-Han 1978; Wege and Anderson 1978). The ratio

between the weight and length of a fish is called a condition factor (K). Various types of

the condition factor have been calculated, and most of them were derived from the

constant in the length-weight formula with n=3, i.e. K = weight / length3 (Le Cren 1951).

Because of the existence of decimal numbers in the K calculated by the above formula, K

= weight / (0.000427 × length3) (Menzies 1920; Le Cren 1951), K= 100 × weight /

length3 (Htun-Han 1978), and K = 105 × weight / length3 (Adams and McLean 1985) have been introduced to obtain integer K values. A variety of factors have been found to

33 introduce changes in the condition factor, such as food availability, species competition, ambient temperature as well as exposure to xenobiotics (Adams and McLean 1985).

Livers play an important role in digesting and storing nutrients and metabolizing and excreting xenobiotics (Hinton and Lauren 1990). The liver is one of the major organs for storing nutrients obtained from gut absorption and providing energy for growth and reproduction of fish (Saborowski and Buchholz 1996). Livers contain a mixed function oxygenase system, cytochrome P-450, which metabolizes some xenobiotics to their toxic forms while inactivates some others. The metabolites of compounds are then carried by bile which is synthesized within hepatocytes and are released into the gut for excretion or enterohepatic recirculation. Because the important role livers play in fish growth and metabolism, livers have been given extensive attention in evaluating fish health as well as environmental quality.

Various biostructural alterations have been observed in livers of fish. Hepatocyte coagulative necrosis, hepatocyte regenerative foci, and neoplasia appear to be associated with exposure to toxic agents (Hinton and Lauren 1990). They involve an increase in cell numbers (hyperplasia) for the overgrowth of hypatocytes. An increase in cell size

(hypertrophy) could also happen in fish that are exposed to polycyclic aromatic hydrocarbons (PAHs) or polychlorinated biphenyls (PCBs) due to proliferation of organelles. Enlargement of livers by hyperplasia or hypertrophy could be reflected in an increased ratio of liver weight to body weight (Slooff et al. 1983; Hinton and Lauren

1990). Therefore, the relative liver weight, i.e. hepatosomatic index (HSI), has been used to indicate the contaminant exposure of fish. Non-contamination factors, such as sex,

34 seasonal change, nutritional status, and infection of parasites might also cause variation in

HSI values (Slooff et al. 1983; Everaarts et al. 1993; Hinton and Lauren 1990).

The gonosomatic index (GSI) (ratio of gonad weight to body weight) and spleen-

somatic index (SSI) (ratio of spleen weight to body weight) are another two organo-

somatic indices which have been used as indicators of fish health. Introduced by Meien in

1927, the GSI has been used to indicate the gonadal development and activity in fish

(Htun-Han, 1978). The GSI varies between females and males and is sensitive to the fish

spawning cycle, seasonal change, nutritional status, and water temperature. Previous

research showed that exposure to pollutants can result in gonadal alterations such as a

decreased GSI and morphological changes (Choudhury et al. 1993; Friedmann et al.

1996).

The spleen is a major hematopoietic organ in fish. It stores red cells and

disintegrates old blood cells. Alterations in the relative spleen size could signal a

dysfunction. A decrease in SSI may result from necrosis and perturbations in cell

processing which impairs an individual’s health. An increase, enlargement or swelling of

the spleen, on the other hand, indicates disease or immune system problems (Goede and

Barton 1990). Changes have been observed in the spleen-somatic index of fish exposed to cadmium and tetrachloroguaiacol (Johansen et al. 1994; Stepanova et al. 1998). The GSI and SSI provide additional information for the well-being and reproductivity of fish.

Brown bullheads (Ameiurus nebulosus) were collected from ten Lake Erie

tributaries during 1998-2000, including the Detroit River (DET), Ottawa River (OTT),

Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River -

harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB),

35 Buffalo River (BUF), and Niagara River (NIA). The condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI), and spleen-somatic index (SSI) were measured in fish from each site. Through comparing the K and the three organo-somatic indices of fish from the contaminated and relatively clean sites, the study was aimed to examine health conditions of fish under contaminant stress and to provide more information regarding the use of the physiological variables as indicators of contaminant exposure and effects.

Methods

Fish Collection

Brown bullheads were captured in fyke nets or by electro-shocking from ten Lake

Erie tributaries in springs and early summers of 1998 - 2000, including the Detroit River

(DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black

River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River

(ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River at Love Canal

(NIA) (Figure 3.1, Table 3.1). Among these sites, HUR and OWC were the only locations without industrial pollution and were selected as reference sites. However, they received agricultural runoff, and PAH contamination has been found at OWC near a highway bridge and a railway bridge with creosote treated wood (Johnston and Baumann

1989). The rest of the sites were industrially contaminated. Each was designated by the

International Joint Commission as a Great Lakes Area of Concern. But because the Black

River has undergone significant remediation, it has recently been reclassified as an Area of Recovery.

36 Fish collected from each site were measured for total length and body weight.

Those that were 250mm or longer (about 3 years old or older, sexually mature) were

euthanized and necropsied. The liver, spleen, and gonad were excised from each fish and

weighed. The sex of each fish was identified and at least one pectoral spine was removed

for aging according to the methodology in Baumann et al. (1990) and Kovoscky (2000).

Calculation of the condition factor and organo-somatic Indices

The condition factor (K) was calculated by K= 105 × weight / length3.

Hepatosomatic index (HSI), gonosomatic index (GSI), and spleen-somatic index (SSI) were calculated by HSI = 100 × liver weight / body weight, GSI = 100 × gonad weight / body weight, and SSI = 100 × spleen weight / body weight.

Sediment Collection and Analysis

Sediments were collected and analyzed according to Smith et al. (2003) and

Passino-Reader et al. (2004). Briefly, the oxidized top 2-3 cm of the fine sediments in

depositional zones were collected using a stainless steel Eckman dredge from the study

sites during 1998-2000. At least five samples were randomly collected from each site and mixed together.

A portion of the sediment samples were digested with aqua regia (3:1 HCl:HNO3) in glass beakers on a hotplate and diluted for the analysis of trace metals. Cold vapor atomic absorption spectrometry (AAS) was used to determine the amount of mercury in the sediment samples, and graphite furnace AAS was used to determine the amount of arsenic, selenium, cadmium, and lead. High concentrations of cadmium and lead were determined by atomic emission using an plasma.

37 Another portion of the sediment samples were freeze-dried and extracted in a

Soxhlet extraction apparatus for the analysis of organic chemicals and pesticides in

sediments. Surrogate standards and methylene chloride were added and the samples were

extracted for 12 hours. The extracts were treated with copper to remove sulfur and were

purified by silica/alumina column chromatography to isolate the aliphatic and

aromatic/pesticide/polychlorinated biphenyl’s fractions. Capillary gas chromatography

(CGC) with an electron capture detector was used to measure concentrations of pesticides

and polychlorinated biphenyls (PCBs), and CGC with a mass spectrometer detector in the

SIM mode was used to measure concentrations of polycyclic aromatic hydrocarbons

(PAHs) in the sediment samples. When pesticide and PCB analyses coelute with each

other in the normal CGC with an electron capture detector, samples were analyzed by

CGC with a mass spectrometer detector in the SIM mode.

Statistical Analysis

Statistical analyses were performed using SAS version 8.1 (SAS Institute, Cary,

NC, USA). HSI and SSI data were log transformed to increase normality and

homogeneity of variance. The general linear model (GLM) that contained the main

effects of the sampling site, fish sex and age was used to detect variables that caused

differences in K, HSI, GSI and SSI. Two-sample t-test was used to compare the K, HSI,

GSI and SSI between females and males at each site (α level for each comparison was

0.008 and the overall α was 0.10 with the Bonferroni adjustment for 12 comparisons).

Tukey's multiple comparison test was conducted to compare the mean values of the K,

HSI, GSI and SSI between different sites. Associations between the K, HSI, GSI and SSI were examined by Pearson’s correlation procedure using individual fish data.

38 Associations between sediment contaminants and the K, HSI, GSI and SSI were examined by Spearman’s rank correlation procedure using concentrations of sediment contaminants and mean values of the four physiological variables at each site.

Results

A total of 455 brown bullheads were collected from the ten Lake Erie tributaries

(Table 3.1). Although fish varied from one site to another in age (GLM, p < 0.001), the mean ages of fish from all sites were between 4.6 and 5.8 (within about one year’s difference), except for the NIA from which fish were averaged at 3.4 (Table 3.1). Fish from the two locations of the Cuyahoga River, CRH and CRU, as well as BLA appeared to be larger in size than fish from the other sites (Table 3.1).

Fish from the 11 locations had different K, HSI, GSI, and SSI values (GLM, p <

0.001). Sex was a significant factor that influenced all the four physiological variables

(GLM, p < 0.01). Age showed some impact on the SSI (GLM, p < 0.05) but not on the K,

HSI, and GSI (GLM, p > 0.1). Since fish from most of the sites were close in age and no extreme influence of age has been demonstrated, age was not taken into consideration in the following analysis. The mean values of the K, HSI, GSI, and SSI of fish from each site were calculated separately in terms of sex and are shown in Figure 3.2-3.5.

There was no apparent variation between female and male fish in the condition factor (Figure 3.2). Only female fish from CRH displayed a significantly higher mean K value than male fish from the same site (t-test, p < 0.008). The mean HSI values of females were significantly higher than those of males in four samplings and significantly lower in one sampling (t-test, p < 0.008 for each comparison) (Figure 3.3). Because fish

39 were sampled in the spawning season, female fish consistently had much higher GSI values than male fish (Figure 3.4). Most sites showed higher male SSI values than female

SSI values but the difference was only significant at CRU (t-test, p < 0.008) (Figure 3.5).

Previous studies demonstrated that the K, HSI, GSI and SSI were sensitive to seasonal changes (Htun-Han 1978; Delahunty and Vlaming 1980; Saborowski and

Buchholz 1996). The four physiological variables, therefore, were compared between sites sampled in the same season as an attempt to reduce the seasonal effects. OTT, HUR,

BLA, ASH and PIB that were sampled in May and OWC that was sampled in the end of

April of 1999 were ascribed into a group for comparison (Table 3.2). The rest sites including DET, OWC in 2000, CRH, CRU, BUF and NIA sampled in June were compared as another group (Table 3.3).

For the sites sampled in May and late April (Table 3.2), both female and male fish from the BLA had higher K values than fish from the rest of the sites. Fish from BLA as well as fish from ASH also had high HSI values. Females from OTT, BLA and ASH had greater GSIs than females from OWC and males from OTT, BLA and ASH had greater

GSIs than males from PIB. No significant difference was found between sites in the male

SSI but OWC and ASH showed higher female SSIs than OTT and HUR.

Sampled in June, females from CRH had the highest K value but males from the same site had the lowest K (Table 3.3). Both female and male fish from NIA had high

HSIs. The mean male GSI and SSI values of OWC were significantly lower than those of

BUF. No significant difference was found between sites in the female GSI and BUF had a significantly higher female SSI than DET, OWC and CRU.

40 The K, HSI, and GSI were positively correlated with each other in fish (Pearson’s

correlation, p < 0.005) (Table 3.4). However, the SSI was not related to the K and HSI

(Pearson’s correlation, p > 0.10) and was negatively associated with the GSI (Pearson’s correlation, p < 0.005). Concentrations of contaminants in sediments varied among sites, with PAHs being the highest in the Detroit River and Cuyahoga Harbor, and PCBs being the highest in the Ottawa River (Table 3.5). PAH concentrations were positively associated with the mean values of male SSI and PCB concentrations were positively associated with the mean values of male GSI across the sampling sites (Spearman’s rank correlation, p ≤ 0.05) (Table 3.6).

Discussion

The physiological variables, K, HSI, GSI, and SSI of brown bullheads varied among the sampling sites. Age did not induce significant variation in the K, HSI and GSI, while sex was an influential factor for all the four variables. The lack of a relationship between age and K, HSI and GSI could result from the control of fish age in sampling

(only 3 years old or older, sexually mature fish were sampled).

Female fish had more than ten times higher GSIs than male fish during the sampling season (spawning period of brown bullheads) as would be expected with mature ovaries. At a number of sites, females had significantly higher HSIs than males. Only one site showed a difference between females and males in the K and SSI.

Annual changes in the K, HSI and other organo-somatic indices have been investigated by a few studies (Htun-Han 1978; Delahunty and Vlaming 1980; Dawson and Grimm 1980; Adams and McLean 1985; White and Fletcher 1985; Saborowski and

41 Buchholz 1996). Saborowski and Buchholz (1996) observed significantly higher HSI values in female than in male dabs (Limanda limanda) in winter, but the difference decreased in spring and disappeared in summer (June to August). Although they also found a similar pattern with the condtion factor, the difference in K between females and males was smaller than the difference in HSI and was pretty much gone by May

(Saborowski and Buchholz 1996).

The dependence of the HSI and K on the seasonal cycle may explain why female bullheads had significantly higher HSIs than male bullheads in OTT, HUR, OWC of

1999, and ASH (sampled in late April or May, Table 3.1) but not in the other sites (most of which were sampled in June, Table 3.1) and why most sites (sampled in late April,

May and June) had no difference between females and males in the condition factor. The annual variations and variations among populations of the same species in the spleen size

(Ruklov 1979; Lipskaya and Salekhova 1980) may also explain why some site had significant difference between females and males in SSI but others did not.

Positive associations were found between the K, HSI and GSI. The reason for the lack of association between the SSI and K or HSI and the negative association between

SSI and GSI is unclear. One possibility is that the size of the spleen is independent of the other internal organs in brown bullheads. Another possibility is that environmental contaminants were harmful to spleens and led to abnormality in the organ size. The latter hypothesis is supported by the positive association found between the male SSI values and sediment concentrations of PAHs.

The K, HSI, and SSI have received extensive attention as their role in indicating fish health and environmental conditions (Schmitt and Dethloff 2000). Elevated condition

42 factors have been observed in white sucker (Catostomus commersoni) and redbreast sunfish (Lepomis auritus) at sites contaminated with pulp mill effluent (McMaster et al.

1991; Adams et al. 1992). Decreased condition factors have also been found in white sucker and Atlantic cod (Gadus morhua) exposed to metal mixtures and petroleum, respectively (Kiceniuk and Khan 1987; Munkittrick and Dixon 1988; Miller et al. 1992).

Similarly, an increase has been seen in the SSI of redbreast sunfish exposed to bleached kraft pulp mill effluent (Adams et al. 1992) and reduced SSIs occurred in cunners

(Tautogolabrus adspersus) exposed to petroleum and in Atlantic cod exposed to crude oil as well as in gobies (Zosterisessor ophiocephalus) at a site polluted with PCBs, PAHs, and metals (Payne et al. 1978; Kiceniuk and Khan 1987; Pulsford et al. 1995).

More focus has been given to the HSI relative to the K and SSI. Positive associations between HSIs and concentrations of contaminants, in particular PAHs, have been reported in previous studies (Slooff et al. 1983; Fabacher and Baumann 1985;

Gallagher and Di Giulio 1989; Everaarts et al. 1993; Pinkney et al. 2001). To the contrary, decreases were detected in HSIs of fish exposed to specific compounds such as heavy metals and sulfide (Larsson et al. 1984; Hoque et al. 1998).

In this study, although there was no clear trend between the contaminated, recovered, and reference sites in values of the K, HSI, GSI and SSI, positive associations were found between the male SSI and sediment PAHs, and between the male GSI and sediment PCBs. Alterations in spleen morphology have been found to be associated with alterations in the release of erythrocytes into circulation, numbers of intact white blood cells, and degradation of red blood cells in the spleen (Yamamoto and Itazawa 1983;

Peters and Schwarzer 1985; Maule and Schreck 1990). The study on relative abundances

43 of various developmental stages of erythrocytes in brown bullheads at seven of the study sites showed increased proportions of immature red blood cells in fish from polluted sites

(personal contact with Michael W. Rowan of our research group). The current study supports the finding that contamination in Lake Erie tributaries may have impacts on the erythropoiesis and immune system of fish.

Reductions in GSI have been reported in juvenile walleye (Stizostedion vitreum) treated with dietary methylmercury at environmentally exposed levels and in female prespawning white suckers (Catostomus commersoni) sampled at a bleached kraft pulp mill effluent contaminated site (Friedmann et al. 1996; Janz et al. 1997). The reductions in the relative gonad size observed in the above two studies were associated with impaired growth and elevated ovarian follicular apoptosis, respectively. However, a positive association was found in the present study between the male GSI values and concentrations of sediment PCBs. The reason for this increase in GSI is unknown.

Laboratory experiments would be needed to examine whether contamination of PCBs could lead to increased gonadal size or development in male fish.

No significant associations were observed between the K, HSI and concentrations of any selected groups of sediment contaminants (PAHs, PCBs, heavy metals, and pesticides). When the mean HSI values of brown bullheads from the Black, Cuyahoga, and Buffalo Rivers were compared with the three sites’ historical data, the HSI values decreased from the 1980s to the 1990s for each site (Table 3.7). This decrease coincides with the change in levels of PAH pollution (Table 3.7). The same trend occurred for PIB between 1995 and 1998. However, this was not the case for NIA, at which PAH levels were relatively low in both years (Table 3.7). One possible reason for the lack of

44 association in the current study is that variations in exposure levels were not great enough to be a determinative factor for HSI, allowing variations in other factors such as sampling season (or temperature), nutrition, and disease to obscure any relationship. This line of reasoning is consistent with the highest HSI recorded being associated with the highest

PAH concentration (by an order of magnitude, BLA 1982, Table 3.7) and the study by

Vignier et al. (1992) in which the HSI significantly increased in fish exposed to high concentration of oil but not in fish exposed to low concentration of oil compared to the control group.

In comparison with the HSI, the historical comparison of the condition factor demonstrates that brown bullheads sampled from the Black and the Cuyahoga Rivers in the late 1990s had higher K values than fish sampled previously (Table 3.8). This increase corresponds to the decrease in levels of PAH pollution. However, it was not true for PIB, BUF and NIA. Presumably at very high exposure levels, the influence of PAH contamination on the condition factor would increase.

Interactions of various contaminants present in the study sites might be another reason for the absence of associations between contamination and the K and HSI. Since increases and decreases in K and HSI have both been identified in fish following exposure to various toxicants, effects in different directions might offset each other once fish were exposed to a mixture of contaminants.

In summary, no clear change could be seen between the contaminated and reference sites in K, HSI, GSI and SSI values of brown bullheads. However, the male SSI and GSI values appeared to be positively associated with concentrations of PAHs and

PCBs in sediments, respectively. This suggests that exposure to elevated concentrations

45 of PAHs and PCBs in Lake Erie tributaries may cause increases in the relative spleen and testicular sizes. Relationships between K or HSI and pollution were lacking within the study river systems, as were relationships between female SSI or GSI and contaminant levels. While impacts of PAHs on HSI might be apparent when contamination levels are very high, the condition factor and organo-somatic indices in general seem to be affected by too many non-contaminant variables to be useful in delineating mildly from moderately contaminated locations.

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Adams, S. M., Crumby, W. D., Greeley, M. S. Jr., Shugart, L. R., and Saylor, C. F. 1992. Responses of fish populations and communities to pulp mill effluents: a holistic assessment. Ecotoxicology and Environmental Safety 243: 347-60.

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47 Fabacher, D. L., Schmitt, C. J., and Besser, J. M. 1988. Chemical characterization and mutagenic properties of polycyclic aromatic compounds from tributaries of the Great Lakes. Environmental Toxicology and Chemistry 7: 529-543.

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48 Kiceniuk, J. W., and Khan, R. A. 1987. Effect of petroleum hydrocarbons on Atlantic cod, Gadhus morhua, following chronic exposure. Canadian Journal of Zoology 65: 490-4.

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49 Passino-Reader, D. R., Rasolofoson, A. J., Nelson, S. R., and Smith, S. B. 2004. Lake Erie Ecological Investigations: Chemical Contaminants in Sediments. Open File Report. U.S. Geological Survey, Reston, VA, USA (In press).

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51

Site Sampling Sample Age Length (mm) Weight (g)

season size (mean ± S.D.) (mean ± S.D.) (mean ± S.D.)

DET June 2000 16 5.4 ± 1.5 300.7 ± 22.2 372.5 ± 97.6

OTT May 1999 51 4.6 ± 1.2 299.2 ± 23.0 357.4 ± 92.9

HUR May 1998 30 4.6 ± 2.0 310.1 ± 32.1 428.6 ± 140.9

OWC April 1999 a 40 5.3 ± 0.9 296.4 ± 30.6 356.9 ± 123.5

June 2000 47 5.4 ± 0.9 290.0 ± 18.2 327.4 ± 56.9

BLA May 1998 45 4.9 ± 1.4 356.0 ± 26.4 754.0 ± 182.4

CRH June 1999 40 5.6 ± 0.7 360.1 ± 50.2 634.8 ± 155.8

CRU June 1999 16 5.8 ± 1.2 357.7 ± 32.2 673.9 ± 229.3

ASH May 2000 45 4.9 ± 1.6 294.6 ± 26.6 358.6 ± 111.5

PIB May 1998 42 4.7 ± 1.6 310.3 ± 22.8 417.7 ± 99.6

BUF June 1998 43 Not available 305.8 ± 41.2 439.1 ± 139.9

NIA June 1998 40 3.4 ± 1.6 269.4 ± 35.1 284.6 ± 109.7 a Fish were sampled on April 29 and 30, 1999 from OWC.

Table 3.1. Brown bullheads sampled from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA).

52

Site Sampling Sex Mean ± Stand Error

season K HSI GSI SSI

OTT May 1999 Female 1.36±0.03 b 2.56±0.10 b 8.68±0.59 ab 0.09±0.01 b

HUR May 1998 Female 1.39±0.05 b 2.59±0.11 b 6.68±0.85 bcd 0.09±0.01 b

OWC April 1999 Female 1.32±0.03 b 2.77±0.10 ab 3.99±0.27 d 0.13±0.01 a

BLA May 1998 Female 1.67±0.03 a 2.87±0.14 ab 10.8±0.48 a 0.10±0.01 ab

ASH May 2000 Female 1.39±0.04 b 3.36±0.21 a 8.36±0.88 abc 0.14±0.02 a

PIB May 1998 Female 1.37±0.04 b 1.95±0.10 c 5.56±1.00 cd 0.10±0.01 ab

OTT May 1999 Male 1.27±0.02 c 1.67±0.08 b 0.29±0.02 a 0.12±0.01 a

HUR May 1998 Male 1.42±0.03 b 1.78±0.12 b 0.25±0.01 ab 0.09±0.01 a

OWC April 1999 Male 1.35±0.04 bc 1.73±0.09 b 0.23±0.02 ab 0.13±0.01 a

BLA May 1998 Male 1.61±0.07 a 2.98±0.09 a 0.29±0.02 a 0.12±0.01 a

ASH May 2000 Male 1.34±0.02 bc 2.65±0.11 a 0.29±0.02 a 0.12±0.01 a

PIB May 1998 Male 1.39±0.03 bc 1.69±0.08 b 0.21±0.02 b 0.11±0.01 a

Means with the same letter are not significantly different (Tukey’s test, p > 0.05).

Table 3.2. Values of the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI), and spleen-somatic index (SSI) of brown bullheads sampled in May and late April from the Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Ashtabula River (ASH), and Presque Isle Bay (PIB).

53

Site Sampling Sex Mean ± Stand Error

season K HSI GSI SSI

DET June 2000 Female 1.34±0.08 ab 1.83±0.11 bc 9.68±3.25 a 0.07±0.01 c

OWC June 2000 Female 1.30±0.04 b 2.27±0.10 ab 4.28±1.33 a 0.09±0.01 bc

CRH June 1999 Female 1.54±0.03 a 1.95±0.13 bc 9.56±1.57 a 0.12±0.01 ab

CRU June 1999 Female 1.47±0.06 ab 2.01±0.14 abc 5.59±1.84 a 0.08±0.01 bc

BUF June 1998 Female 1.43±0.04 ab 1.65±0.04 c 5.78±1.49 a 0.14±0.01 a

NIA June 1998 Female 1.48±0.06 a 2.43± 0.13 a 8.50±1.76 a 0.11±0.01 ab

DET June 2000 Male 1.34±0.02 ab 1.83±0.12 b 0.24±0.02 ab 0.15±0.05 ab

OWC June 2000 Male 1.36±0.03 ab 2.14±0.09 ab 0.16±0.01 b 0.11±0.01 b

CRH June 1999 Male 1.26±0.07 b 1.95±0.10 ab 0.28±0.02 ab 0.14±0.01 ab

CRU June 1999 Male 1.43±0.04 ab 1.88±0.09 ab 0.27±0.03 ab 0.12±0.01 ab

BUF June 1998 Male 1.46±0.03 a 1.91±0.06 ab 0.29±0.07 a 0.17±0.01 a

NIA June 1998 Male 1.37±0.04 ab 2.34±0.08 a 0.22± 0.02 ab 0.14±0.01 ab

Means with the same letter are not significantly different (Tukey’s test, p > 0.05).

Table 3.3. Values of the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI), and spleen-somatic index (SSI) of brown bullheads sampled in June from the Detroit River (DET), Old Woman Creek (OWC), Cuyahoga River - harbor (CRH) and - upstream (CRU), Buffalo River (BUF), and Niagara River (NIA).

54

K HSI GSI SSI

K 1.000 0.193 a 0.332 0.039

<.0001 b <.0001 0.424

437 431 c 435 431

HSI 0.193 1.000 0.149 0.017

<.0001 0.002 0.726

431 431 429 427

GSI 0.332 0.149 1.000 -0.146

<.0001 0.002 0.002

435 429 435 429

SSI 0.039 0.017 -0.146 1.000

0.424 0.726 0.002

431 427 429 431 a Pearson’s correlation coefficient. b p value. c Sample size.

Table 3.4. Pearson’s correlation coefficients between the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI), and spleen-somatic index (SSI) of brown bullheads.

55

Site a DET OTT HUR OWC BLA CRH CRU ASH PIB BUF NIA

Year 2000 1999 1998 2000 1998 1999 1999 2000 1998 1998 1998

PAHs b 17.42 9.41 1.01 5.25 5.42 19.07 3.33 3.91 2.28 7.59 1.02

PCBs 0.51 2.93 0.04 0.08 0.15 0.46 0.19 1.03 0.13 0.25 0.06

DDTs c 0.082 0.081 0.012 0.033 0.030 0.023 0.025 0.013 0.013 0.028 0.005

Heavy 1.09× 0.88× 0.66× 0.33× 0.69× 1.17× 0.46× 0.65× 1.12× 1.00× 0.35×

metals d 103 103 103 103 103 103 103 103 103 103 103 a Sediment data were taken from Smith et al. 2003; Passino-Reader et al. 2004. b Sum of concentrations of anthracene, benz[a]anthracene, benzo[a]pyrene, benzo[b]fluoranthene, chrysene, dibenz(a,h)anthracene, fluoranthene, fluorene, naphthalene, C1-, C2-, C3-, and C4- naphthalene, perylene, phenanthrene, and pyrene. c Sum of concentrations of o,p'- and p,p'- DDD (dichlorodiphenyldichloroethane), o,p'- and p,p'- DDE (dichlorodiphenyldichloroethylene), o,p'- and p,p'- DDT (dichlorodiphenyltrichloroethane). For the concentration below the detection limit, half of the detection limit was used. d Sum of concentrations of Ba, Cd, Cr, Cu, Hg, Mn, Ni, Pb, Sr, V. For the concentration below the detection limit, half of the detection limit was used.

Table 3.5. Concentrations of selected chemicals (µg/g dry weight) in sediments of the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA).

56

Sediment Sediment Sediment Sediment

PAHs PCBs DDTs heavy metals

F K -0.032 a 0.018 -0.522 0.280

0.922 b 0.957 0.082 0.377

M K -0.460 -0.484 -0.248 -0.168

0.133 0.111 0.437 0.601

F HSI -0.340 -0.154 -0.149 -0.544

0.279 0.632 0.643 0.068

M HSI 0.000 -0.042 -0.263 -0.231

1.000 0.897 0.409 0.470

F GSI 0.466 0.459 0.088 0.508

0.127 0.134 0.786 0.092

M GSI 0.417 0.656 0.102 0.328

0.177 0.021 0.753 0.298

F SSI 0.025 0.035 -0.351 -0.014

0.939 0.913 0.263 0.965

M SSI 0.574 0.370 0.238 0.249

0.051 0.236 0.456 0.436 a Spearman’s correlation coefficient. b p value.

Table 3.6. Spearman’s correlation coefficients between concentrations of sediment contaminants and mean values of the female (F) and male (M) condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI), and spleen-somatic index (SSI) of brown bullheads across the sampling sites.

57

Site Year Female HSI Male HSI Data source of HSI Sediment PAHs

mean ± S.E. mean ± S.E. (µg/g dry

(sample size) (sample size) weight) a

BLA 1982 5.70±0.26 (7) 4.66±0.39 (3) Fabacher and Baumann (1985) 225 b

BLA 1992 2.22±0.07 (49) 1.75±0.09 (32) Paul Baumann (unpublished) 11.5 b

BLA 1993 2.99±0.09 (50) 2.14±0.06 (55) Paul Baumann (unpublished) 11.5b (1992 data)

BLA 1994 2.24±0.15 (20) 2.36±0.08 (29) Paul Baumann (unpublished) 5.3 b

BLA 1998 2.87±0.14 (26) 2.98±0.09 (19) Present study 2.5 c

CUY 1984 2.93±0.12 (33) 2.37±0.09 (56) Paul Baumann (unpublished) 18.2 d

CRH 1999 1.95±0.13 (16) 1.95±0.10 (16) Present study 9.8 c

CRU 1999 2.01±0.14 (6) 1.88±0.09 (7) Present study 1.7 c

PIB 1995 2.47±0.11 (21) 2.49±0.09 (28) Eric Obert (unpublished) 5.6 e (1990 data)

PIB 1998 1.95±0.10 (19) 1.69±0.08 (20) Present study 1.0 c

BUF 1987 2.98±0.20 (12) 2.83±0.18 (13) John Hickey (unpublished) 6.1 f (1989 data)

BUF 1998 1.65±0.04 (18) 1.91±0.06 (23) Present study 3.4 c

NIA 1987 2.33±0.14 (21) 2.12±0.09 (26) John Hickey (unpublished) 1.3 g (1991 data)

NIA 1998 2.43±0.13 (13) 2.34±0.08 (26) Present study 0.5 c a Sum of concentrations of benz[a]anthracene, benzo[a]pyrene, chrysene, phenanthrene, and pyrene. b Baumann and Harshbarger (1998). Concentration of chrysene is not available and therefore not included for BLA in 1994. c Smith et al. (2003); Passino-Reader et al. (2004). d Fabacher et al. (1988). e Rice (1991). f USAED (1993). Concentration reported here is the average of nine locations. For the concentration below the detection limit, half of the detection limit was used. g Eufemia et al. (1997). Concentration is for wet weight instead of dry weight.

Table 3.7. Comparisons of the hepatosomatic index (HSI) of brown bullheads from the Black River (BLA), Cuyahoga River (CUY) - harbor (CRH) and - upstream (CRU), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA) with their historical data.

58

Site Year Female K Male K Data source of K Sediment PAHs

mean ± S.E. mean ± S.E. (µg/g dry

(sample size) (sample size) weight) a

BLA 1992 1.47±0.03 (49) 1.44±0.03 (32) Paul Baumann (unpublished) 11.5 b

BLA 1993 1.46±0.02 (50) 1.43±0.02 (55) Paul Baumann (unpublished) 11.5b (1992 data)

BLA 1994 1.58±0.04 (20) 1.48±0.02 (29) Paul Baumann (unpublished) 5.3 b

BLA 1998 1.67± 0.03(26) 1.61±0.07 (19) Present study 2.5 c

CUY 1984 1.20±0.03 (33) 1.22±0.01 (56) Paul Baumann (unpublished) 18.2 d

CRH 1999 1.54± 0.03(16) 1.26±0.07 (17) Present study 9.8 c

CRU 1999 1.47±0.06 (6) 1.43±0.04 (7) Present study 1.7 c

PIB 1995 1.41±0.04 (33) 1.35±0.02 (34) Eric Obert (unpublished) 5.6 e (1990 data)

PIB 1998 1.37±0.04 (20) 1.39±0.03 (20) Present study 1.0 c

BUF 1987 1.53±0.08 (12) 1.53±0.04 (13) John Hickey (unpublished) 6.1 f (1989 data)

BUF 1998 1.43±0.04 (19) 1.46±0.03 (24) Present study 3.4 c

NIA 1987 1.50±0.04 (21) 1.46±0.04 (26) John Hickey (unpublished) 1.3 g (1991 data)

NIA 1998 1.48±0.06 (14) 1.37±0.04 (26) Present study 0.5 c a Sum of concentrations of benz[a]anthracene, benzo[a]pyrene, chrysene, phenanthrene, and pyrene. b Baumann and Harshbarger (1998). Concentration of chrysene is not available and therefore not included for BLA in 1994. c Smith et al. (2003); Passino-Reader et al. (2004). d Fabacher et al. (1988). e Rice (1991). f USAED (1993). Concentration reported here is the average of nine locations. For the concentration below the detection limit, half of the detection limit was used. g Eufemia et al. (1997). Concentration is for wet weight instead of dry weight.

Table 3.8. Comparisons of the condition factor (K) of brown bullheads from the Black River (BLA), Cuyahoga River (CUY) - harbor (CRH) and - upstream (CRU), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA) with their historical data.

59

Figure 3.1. Map locations of the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River - harbor (CRH), Cuyahoga River - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA).

60 1.9

1.8 Female Male 26 19 1.7 * 16 1.6 6 14 7 19 24 1.5 15 14 7 18 20 20 26 K 23 15 31 9 27 1.4 20 16 17 28 1.3

1.2 1.1

1

T T R 9 0 A H U H B F A E U D OT H C9 C0 BL CR CR AS PI BU NI W W O O Site

Figure 3.2. Values of the condition factor (K) of brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek in 1999 (OWC99) and 2000 (OWC00), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA). Heights of columns represent means and error bars are standard errors. Numbers above bars indicate sample sizes. * depicts significantly higher K in females than in males (t- test, p < 0.008).

61 4.5 4 Female * 18 Male 3.5 * * 2619 * 20 3 15 27 23 13 16 26 I 2.5 31 1616 6 19 7 9 14 7 ** 23 HS 15 2 27 20 18 1.5 1 0.5 0

T T R 9 H U H B F A E 9 00 LA S I I D OT HU C B CR CR A P BU N WC OW O Site

Figure 3.3. Values of the hepatosomatic index (HSI) of brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek in 1999 (OWC99) and 2000 (OWC00), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA). Heights of columns represent means and error bars are standard errors. Numbers above bars indicate sample sizes. * depicts significantly higher HSI in females than in males and ** depicts significantly higher HSI in males than in females (t-test, p < 0.008 each).

62 16 Female 14 7 Male (× 0.1) * * 12 26 16 * * * 14 10 23 18 * * I 8 15 6 * 19 * GS 20 6 * 16 20 24 4 28 19 17 7 27 9 14 15 20 24 31 2

0

T T 9 A H B F A UR 00 RH RU S I DE OT H C9 C BL C C A P BU NI OW OW Site

Figure 3.4. Values of the gonosomatic index (GSI) of brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek in 1999 (OWC99) and 2000 (OWC00), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA). Heights of columns represent means and error bars are standard errors. Numbers above bars indicate sample sizes. GSI values of females were higher than males by an order of magnitude. In order to show data of both sexes in one bar chart, values of males were multiplied by 10 (real GSI values of males should be 0.1 × the values shown by bars). * depicts significantly higher GSI in females than in males (t-test, p < 0.008 each).

63 0.25 Female 9 0.2 Male 23 17 17 18 26 0.15 20 15 27 19 16 7 27 31 20 14 25 ** 20 SSI 22 15 14 16 0.1 6 7

0.05

0

T T R 9 H U H B F A E T 00 LA S U D O HU C9 C B CR CR A PI B NI OW OW Site

Figure 3.5. Values of the spleen-somatic index (SSI) of brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek in 1999 (OWC99) and 2000 (OWC00), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA). Heights of columns represent means and error bars are standard errors. Numbers above bars indicate sample sizes. ** depicts significantly higher SSI in males than in females (t- test, p < 0.008).

64

CHAPTER 4

EXTERNAL RAISED LESIONS AND BARBEL DEFORMITIES IN BROWN

BULLHEADS FROM LAKE ERIE TRIBUTARIES

Introduction

Elevated prevalence of epidermal papillomas in wild fish was described by

Keysselitz in as early as 1908. Lucke and Schlumberger (1941) made the first description of the appearance, distribution, histopathological structure, and development of the lip and mouth tumors in catfish. Dawe et al. (1964) advanced the hypothesis that carcinogenic contaminants might be the cause of the neoplasms they observed in white sucker and brown bullhead from Deep Creek Lake in Maryland. As laboratory and field research on the carcinogenic effects of contaminants in fish proceeded, the use of the prevalence of tumors in wild fish has gained acceptance for evaluating environmental damage to aquatic habitats (IJC 1987).

Higher prevalence of oral, cutaneous and liver tumors has been reported in fish from industrially contaminated sites relative to reference sites (Black and Baumann 1991;

Maccubbin and Ersing 1991; Smith et al. 1994). Significant correlations were found between prevalence of liver neoplasms in fish and concentrations of aromatic hydrocarbons in sediments and concentrations of aromatic compound metabolites in fish

65 bile (Malins et al. 1984; Krahn et al. 1986). Baumann et al. (1996) summarized that skin papilloma prevalence exceeding 25% and liver neoplasm prevalence exceeding 5% in brown bullheads and white suckers could be used as an indicator of environmental degradation in Great Lakes areas. More recent research suggests that liver tumor prevalence of about 5% or less and external tumor prevalence of 12% or less in brown bullheads aged three years old or older is a good criterion for an “Area of Recovery”

(Baumann 2002).

Studies on the carcinogenesis of chemicals in fish demonstrate that the three basic stages of carcinogenesis in mammals (initiation, promotion and progression) are also involved in the formation of tumors in fish (Baumann and Okihiro 2000). The metabolism and carcinogenesis of polycyclic aromatic hydrocarbons (PAHs), particularly benzo[a]pyrene (B[a]P), in fish have been well documented. PAHs are predominantly metabolized in the liver. PAHs are oxidized by cytochrome P-450 monooxygenases in the liver to hydroxyl or epoxide derivatives. Some of these derivatives conjugate with polar endogenous such as and become less toxic and easily excreted from the body. However, some epoxides are active and bind to macromolecules

(DNA, RNA and proteins) (Varanasi et al. 1985). The binding of PAH derivatives to

DNA (DNA adducts) causes genetic changes in cells and initiates the tumor formation.

Although the initiated cells can progress into malignant neoplasms directly, evidence shows that more often tumors pass through an intermediate stage called promotion (Moore and Kitagawa 1986). The changes in DNA induced by adducts are fixed in the genome by mitotic activities and the transformed cells undergo clonal expansion and form preneoplastic foci. These foci have more growth potential than the

66 surrounding normal tissue and finally develop into benign tumors under additional

mutations. In the last stage, progression, the slow growing benign tumors are transformed

into rapidly growing malignant neoplasms that further invade in distant sites through

subsequent metastasis (Baumann and Okihiro 2000).

External abnormalities besides tumors have also been studied as indicators of

environmental exposure. Members of the catfish family, including the brown bullhead,

have long and slender appendages around the mouth area which function as taste organs

called barbels (Smith et. al. 1994). Atema (1971) estimated that there were about 20000

taste buds present in barbels. Bullheads swim with the tips of the barbels touching the

surface of the sediment in order to locate food. Elevated prevalence of various forms of

barbel deformities has been observed in brown bullheads from contaminated sites.

Although the mechanism of the formation of barbel abnormalities is not as clear as that of tumors, Black (1983) reported epidermal hyperplasia were induced on heads and barbels of brown bullheads by repeatedly treating the skin with a PAH containing sediment extract. Smith et al. (1994) found a significant correlation between frequencies of stubbed barbels and concentrations of PAHs in sediments. These findings suggest that prevalence of barbel deformities might be an indicator of environmental exposure and effects as well.

Brown bullheads (Ameiurus nebulosus) were collected from ten Lake Erie

tributaries during 1998-2000, including the Detroit River (DET), Ottawa River (OTT),

Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River -

harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB),

Buffalo River (BUF), and Niagara River at Love Canal (NIA). Fish were observed

67 externally for visible raised lesions, which appeared grossly to be papillomas, and

deformities in barbels. Prevalence of fish with raised lesions and barbel deformities was

compared among the sampling sites. Relationships were examined between the

prevalence of raised lesions and barbel deformities in fish, fish age, sex, length and

weight, and concentrations of contaminants in sediments. The objectives of this study

were to survey incidences of external tumors and barbel deformities in fish of Lake Erie

tributaries, to explore the biological factors that influence or co-vary with the risk of fish

having external lesions and deformities, and to provide additional information for the

future use of external anomaly as indicators of environmental quality.

Methods

Fish Collection and Anomaly Examination

Brown bullheads were captured in fyke nets or by electro-shocking from ten Lake

Erie tributaries in springs and early summers of 1998 - 2000, including the Detroit River

(DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black

River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River

(ASH), Presque Isle Bay (PIB), Buffalo River (BUF) and Niagara River at Love Canal

(NIA) (Figure 4.1, Table 4.1). Among these sites, HUR and OWC were the only locations without industrial pollution and were selected as reference sites. However, they received agricultural runoff, and PAH contamination has been found at OWC near a highway bridge and a railway bridge with creosote treated wood (Johnston and Baumann

1989). The rest of the sites were industrially contaminated. Each was designated by the

International Joint Commission as a Great Lakes Area of Concern. But because the Black

68 River has undergone significant remediation, it has recently been reclassified as an Area

of Recovery.

Fish collected from each site were measured for total length and body weight.

Those that were 250mm or longer (about 3 years old or older, sexually mature) were

examined externally. Visible raised lesions in mouths, on heads and remaining body

surfaces, and deformities including missing, shortening and knobs of scar tissue in nasal,

maxillary, and chin barbels were recorded. Raised lesions appeared grossly to be

papillomas but were not diagnosed by histopathology. Fish were then euthanized and

necropsied. The sex of each fish was identified and at least one pectoral spine was

removed for aging according to the methodology in Baumann et al. (1990) and Kovoscky

(2000). The number of fish with raised lesions and barbel deformities was counted at

each site. Prevalence of raised lesions was calculated by No. of fish with raised lesions ÷

total No. of fish × 100% and prevalence of barbel deformities was calculated by No. of

fish with barbel deformities ÷ total No. of fish × 100%.

Sediment Collection and Analysis

Sediments were collected and analyzed according to Smith et al. (2003) and

Passino-Reader et al. (2004). Briefly, the oxidized top 2-3 cm of the fine sediments in

depositional zones were collected using a stainless steel Eckman dredge from the study

sites during 1998-2000. At least five samples were randomly collected from each site and

mixed together.

A portion of the sediment samples were digested with aqua regia (3:1 HCl:HNO3) in glass beakers on a hotplate and diluted for the analysis of trace metals. Cold vapor atomic absorption spectrometry (AAS) was used to determine the amount of mercury in

69 the sediment samples, graphite furnace AAS was used to determine the amount of

arsenic, selenium, cadmium, and lead. High concentrations of cadmium and lead were

determined by atomic emission using an argon plasma.

Another portion of the sediment samples were freeze-dried and extracted in a

Soxhlet extraction apparatus for the analysis of organic chemicals and pesticides in

sediments. Surrogate standards and methylene chloride were added and the samples were

extracted for 12 hours. The extracts were treated with copper to remove sulfur and were

purified by silica/alumina column chromatography to isolate the aliphatic and

aromatic/pesticide/polychlorinated biphenyl’s fractions. Capillary gas chromatography

(CGC) with an electron capture detector was used to measure concentrations of pesticides

and polychlorinated biphenyls (PCBs), and CGC with a mass spectrometer detector in the

SIM mode was used to measure concentrations of polycyclic aromatic hydrocarbons

(PAHs) in the sediment samples. When pesticide and PCB analyses coelute with each

other in the normal CGC with an electron capture detector, samples were analyzed by

CGC with a mass spectrometer detector in the SIM mode.

Statistical Analysis

Statistical analyses were performed using SAS version 8.1 (SAS Institute, Cary,

NC, USA). Chi-square test was conducted to compare the prevalence of raised lesions and barbel deformities among the sampling sites and to determine if occurrences of raised

lesions and barbel deformities were independent of each other in fish. Logistic regression

analysis was used to evaluate the relationship between the probability of fish having

lesions and deformities and fish sex, age, length and weight. Because fish age, length and

weight were highly correlated, the logistic regression models were run separately with

70 these variables. Associations between prevalence of raised lesions, barbel deformities, and concentrations of sediment contaminants were examined by Spearman’s rank correlation procedure.

Results

Prevalence of raised lesions and barbel deformities in brown bullheads from each site is demonstrated in Figure 4.2. Chi-square test showed significant difference among the study sites in prevalence of both raised lesions and barbel deformities (p < 0.0001).

The two locations of the Cuyahoga River, CRH and CRU, had the highest prevalence of raised lesions (50% and 75%, respectively). BLA was in the middle, with 40% of fish showing raised lesions. The rest sites including the two reference sites, HUR and OWC, had prevalence lower than 25%. In particular, less than 12% of fish from OTT, OWC in

2000, ASH and NIA, and 12% to 25% of fish from DET, HUR, OWC in 1999, PIB and

BUF had raised lesions.

Fish showed higher incidences in barbel deformities than in raised lesions at all the sites except OWC. Greater than 50% of fish from DET, OTT, CRU and NIA, and

25% - 50% of fish from HUR, BLA, CRH, PIB and BUF had deformities in barbels. Less than 25% of fish from ASH and OWC had deformed barbels. Only fish from the reference site, OWC in 2000 had prevalence lower than 12%.

The occurrence of raised lesions was associated with the occurrence of barbel deformities in fish (Chi-square test, p < 0.01). Female and male fish did not demonstrate a difference in the risk of having raised lesions and barbel deformities (Logistic regression, p > 0.5, Table 4.2). However, age had a strong effect on the development of

71 lesions in fish (Logistic regression, p < 0.0001, Table 4.2). The odds ratio for having raised lesions versus having no lesions was estimated to increase by 1.536 times for each year’s growing in age. Fish of larger size (greater length and/or weight) showed increased risk to raised lesions and barbel deformities (Logistic regression, p < 0.0001 for raised lesions, p < 0.01 for barbel deformities, Table 4.2). A millimeter’s increase in total length increased the odds ratio for raised lesions by 1.023 times and increased the odds ratio for barbel deformities by 1.007 times (a centimeter’s increase increased the odds ratios by

1.261 and 1.075 times, respectively). A gram’s increase in body weight increased the odds ratios for raised lesions and barbel deformities by 1.005 and 1.001 times, respectively (a 10 grams’ increase increased the odds ratios by 1.047 and 1.014 times, respectively).

PAHs, PCBs, pesticides, and heavy metals were measured in sediments of all the sampling sites (Smith et al. 2003; Passino-Reader et al. 2004) (Table 4.3). Since fish from both CRH and CRU had high prevalence of raised lesions and barbel deformities, fish from the two locations of the Cuyahoga River (CUY) were combined for the comparison with concentrations of sediment contaminants (Table 4.3). Similarly, fish from OWC in

1999 and 2000 had low prevalence of external lesions and deformities and were combined (Table 4.3).

There appeared to be a positive, although not significant, association between prevalence of raised lesions and sediment concentrations of PAHs (Spearman’s rank correlation procedure, p = 0.117) (Table 4.4). Prevalence of raised lesions was positively correlated with sediment heavy metals and prevalence of barbel deformities was positively correlated with sediment PAHs and heavy metals with marginal significance

72 (Spearman’s rank correlation procedure, p < 0.10) (Table 4.4). No strong association was

revealed between prevalence of raised lesions or barbel deformities and sediment PCBs

or DDTs (Table 4.4).

Discussion

Brown bullheads from the industrially contaminated Cuyahoga River and Black

River had prevalence of raised lesions greater than 25%. In contrast, fish from the contaminated Detroit and Buffalo Rivers and Presque Isle Bay had prevalence bellow

25% and fish from the Ottawa, Ashtabula and Niagara Rivers had prevalence lower than

12%. About 20% and less of fish from the reference sites, Huron River and Old Woman

Creek showed external lesions. These results are consistent with the findings of Baumann et al. (1996) that fish cutaneous papilloma occurred throughout the Great Lakes with no clear-cut delineation between the industrialized sites and less impacted sites, but the prevalence at the less impacted sites was no greater than 20%.

Deformities in barbels were more common in fish than external raised lesions in general. Greater than 25% of fish from all the contaminated sites, except the Ashtabula

River, had abnormal barbels including missing, shortened, and knobbed barbels. Fish from the reference site, Huron River, had prevalence of 30% and only fish from the other reference site, Old Woman Creek, had prevalence less than 12%. Elevation of stubbed barbels (shortened, forked, or missing barbels) in brown bullheads from the contaminated

Lake Erie tributaries has also been reported by Smith et al. (1994). Both studies suggest

that barbels of catfish could be impacted by industrial contamination.

73 Similar to the findings of Smith et al. (1994) and Pinkney et al. (2001), age was a significant factor that affected the susceptibility of fish to tumors. Besides age, length and weight were both related to the risk of fish to have tumors and barbel deformities. Fish of older age and/or larger size appeared to have higher risk than fish of younger age and/or smaller size to lesions and deformities. Different from Pinkney et al. (2001), female fish did not show higher risk for tumors than males in this study.

The age structure of the sampled fish could influence the tumor survey results by a large extent. For example, incidences of external tumors in brown bullheads captured from the Detroit River during 1985-1987 and captured from the Black River in 1980 and

1981 increased by about 10% or more from the group of age 3 and older to the group of age 4 and older (Table 4.5). Therefore, age should be taken into consideration once comparison was made. In the present study, 250mm or longer (about age 3 or older) fish were collected and the mean ages of fish from all the sites except NIA were between 4.6 and 5.8 (within about one year’s difference) (Table 4.1). Most of fish from the study sites

(overall 87%) aged 4 or older. Although fish from the NIA were younger with an average age of 3.4, fish consistently showed low incidence of raised lesions in any age group (in particular, 0% of fish aged 4 or older had lesions). This warrants the comparison of prevalence of external lesions and barbel deformities among the sampling sites in this study.

Incidences of external tumors in brown bullheads from the Presque Isle Bay and

Buffalo River have decreased in comparison with their historical data in the 1980s or early 1990s (Table 4.5). The Detroit River (97% of fish aged 4+ in the current study) showed a similar trend if compared with the age 4+ group in 1980s (Table 4.5). In

74 contrast, fish from the Black River and Cuyahoga River did not show a reduction in prevalence of tumors (Table 4.5). Fish from the Huron River and Old Woman Creek even showed higher rates of tumors in the late 1990s than in the 1980s (Table 4.5). The prevalence of external tumors in fish from both of the reference sites was also higher than the prevalence of external tumors (1.3%) surveyed in 78 bullheads of age 3 and older at the Buckeye Lake in 1980 (Hinton et al. 1992). While the Buckeye Lake is not a Great

Lakes location, it demonstrates how low the lesion prevalence probably should be in less contaminated locations. Frequencies of external tumors in fish of the Ashtabula River did not vary much from the early 1990s to the 2000s (Table 4.5).

Similar to external tumors, fish from the Black and Cuyahoga Rivers did not show an obvious decrease in incidences of barbel deformities (Table 4.6). Relatively more fish from the Huron River and Presque Isle Bay in the late 1990s suffered barbel problems in comparison to fish sampled at earlier time (Table 4.6). Fish from the Ashtabula River varied in prevalence of barbel abnormalities between 1990 and different years in 2000s, while no clear changing pattern could be identified according to the available data (Table

4.6). One explanation for this phenomenon is the presence of sampling variation due to the limited number of fish collected at each year.

According to the historical data, sediment concentrations of PAHs at the Black and Cuyahoga Rivers have greatly decreased from the 1980s to the 1990s (Table 4.5).

However, no improvement was observed in health of fish at these two rivers in terms of the external examination. The discrepancy could result from: 1) variations in conducting the fish external anomaly examination and sediment analysis (variations could be large between research groups, especially when different standards and analysis methods or

75 procedures were used); 2) contribution of other contaminants to the development of tumors; 3) fish of old age and large size (high risk for tumors) being captured from the

Black and Cuyahoga Rivers in this study (Table 4.1) relative to the previous work; and 4) relatively small numbers of fish being sampled at the two rivers in the late 1990s. As a consequence, more surveys on fish health and sediment contamination will be necessary to monitor the current status and changes occurring at the two Lake Erie tributaries.

Positive associations have been found between concentrations of PAHs in sediments and prevalence of tumors and barbel abnormalities in fish (Malins et al. 1984;

Smith et al. 1994). The survey on the ten Lake Erie tributaries showed evidence that incidences of both external raised lesions (tumors) and barbel deformities were positively correlated with concentrations of sediment PAHs and heavy metals. The occurrences of external lesions and barbel deformities also tended to be associated in fish. Further laboratorial and field research would be needed to determine whether or not tumors and barbel deformities have the same causal factors and if heavy metals contribute to the formation of tumors and other deformities in fish.

In summary, brown bullheads from the Black and Cuyahoga Rivers had high incidences of external raised lesions (tumors) (> 25%), followed by fish from the Detroit,

Huron and Buffalo Rivers and Presque Isle Bay (> 12%). Greater than 50% of fish from the Detroit, Ottawa, Cuyahoga, and Niagara Rivers and greater than 25% of fish from the

Huron, Black and Buffalo Rivers and Presque Isle Bay showed deformities in barbels.

Fish from the Ashtabula River and Old Woman Creek appeared to be relatively healthier with lower frequencies of lesions and deformities. Historical comparisons did not show a reduction in prevalence of fish tumors and barbel deformities at the Black and Cuyahoga

76 Rivers from the 1980s to the late 1990s. Although the Black River has been delisted from

“Great Lakes Areas of Concern” and reclassified as an “Area of Recovery”, the survey performed in 1998 showed a high incidence of external tumors still present in fish at this site. The occurrences of external tumors in fish from the Huron River and Old Woman

Creek appeared to have increased from the 1980s to the late 1990s, warning that the quality of habitats at the two relatively clean sites may be decreasing and should also receive concern in future.

77 References

Atema, J. 1971. Structures and functions of the sense of taste in the catfish (Ictalurus natalis). Brain, Behavior and Evolution 4: 273-294.

Baumann P. C. 2002. Fish Tumors and Other Deformities. Report for the Detroit River Delisting Criteria Workshop.

Baumann, P. C., and Harshbarger, J. C. 1998. Long term trends in liver neoplasm epizootics of brown bullhead in the Black River, Ohio. Environmental Monitoring and Assessment 53: 213-223.

Baumann, P. C., and Okihiro, M. S. 2000. Cancer. In Ostrander G. K. (ed): The Laboratory Fish. Academic Press, London, UK. pp 591-616.

Baumann, P. C., Harshbarger, J. C., and Hartman, K. J. 1990. Relation of liver tumors to age structure of brown bullhead from two Lake Erie tributaries. Science of the Total Environment 94: 71-87.

Baumann, P. C., Mac, M. J., Smith, S. B., and Harshbarger, J. C. 1991. Tumor frequencies in walleye (Stitzostedion vitrium) and brown bullhead (Ictalurus nebulosus) and sediment contaminants in tributaries of the Laurentian Great Lakes. Canadian Journal of Fisheries and Aquatic Sciences 48: 1804-1810.

Baumann P. C, Smith I. R., and Metcalfe C. D. 1996. Linkages between chemical contaminants and tumors in benthic Great Lakes fish. Journal of Great Lakes Research 22: 131-152.

Black, J. J. 1983. Epidermal hyperplasia and neoplasia in brown bullheads (Ictalurus nebulosus) in response to repeated applications of a PAH containing extract of polluted river sediment. In Cooke M., and Dennis A. J. (eds): Polynuclear Aromatic Hydrocarbons: Formation, Metabolism, and Measurement. Battelle Press, Columbus, OH, USA. pp 99-112.

Black, J. J., and Baumann, P. C. 1991. Carcinogens and cancers in fresh-water fishes. Environmental Health Perspectives 90: 27-33.

Dawe, C. J., Stanton, M. F., and Schwartz, F. J. 1964. Hepatic neoplasms in native bottom-feeding fish of Deep Creek Lake, Maryland. Cancer Research 24: 1194- 1201.

Fabacher, D. L., Schmitt, C. J., and Besser, J. M. 1988. Chemical characterization and mutagenic properties of polycyclic aromatic compounds from tributaries of the Great Lakes. Environmental Toxicology and Chemistry 7: 529-543.

78 Hinton, D. E., Baumann, P. C., Gardner, G. R., Hawkins, W. E., Hendricks, J. D., Murchelano, R. A., and Okihiro, M. S. 1992. Histopathologic Biomarkers. In Huggett, R. J., Kimerle, R. A., Mehrle, P. M., Jr., and Bergman, H. L. (eds.): Biomarkers: Biochemical, Physiological and Histological Markers of Anthropogenic Stress. Lewis Publishers, Boca Raton, FL, USA. pp 155-209.

IJC (International Joint Commission). 1987. Beneficial Use Impairments, Appendix One of the 1987 Protocol Amending the Great Lakes Water Quality Agreement of 1978.

Johnston, E. P., and Baumann, P. C. 1989. Analysis of fish bile with HPLC-fluorescence to determine environmental exposure to benzo[a]pyrene. Hydrobiologia 188/189: 561-566.

Keysselitz, G. 1908. Über ein epithelioma der barben. Archiv für Protistenkunde 11: 326- 333.

Kocovsky, P. M. 2000. Using scales, spines, and otoliths for estimating ages of teleost fishes from North America. Pennsylvania State University. Mimeo. pp 5.

Krahn, M. M., Rhodes, L. D., Meyers, M. S., Moore, L. K., MacLeod, W. D., and Malins D. C. 1986. Associations between metabolites of aromatic compounds in bile and the occurrence of hepatic lesions in English sole (Parophrys vetulus) from Puget Sound, Washington. Archives of Environmental Contamination and Toxicology 15: 61-67.

Lucke, B., and Schlumberger, H. 1941. Transplantable epitheliomas of the lip and mouth of catfish. The Journal of Experimental Medicine 74: 397-408.

Maccubbin, A. E., and Ersing, N. 1991. Tumors in fish from the Detroit River. Hydrobiologia 219: 301-306.

Malins, D. C., McCain, B. B., Brown, D. W., Chan, S-L., Myers, M. S., Landahl, J. T., Prohaska, P. G., Friedman, A. J., Rhodes, L. D., Burrows, D. G., Gronlund, W. D., and Hodgins, H. O. 1984. Chemical pollutants in sediments and diseases of bottom-dwelling fish in Puget Sound, Washington. Environmental Science & Technology 18: 705-713.

Moore, M. A., and Kitagawa, T. 1986. Hepatocarcinogenesis in the rat: the effect of promoters and carcinogens in vivo and in vitro. International Review of Cytology 101: 125-174.

Obert, E. C. 1994. Presque Isle Bay brown bullhead tumor study conducted from March 29, 1992 to October 7, 1993. Pennsylvania Department of Environmental Resources, Bureau of Water Management, Northwest Region, USA.

79

Ohio EPA (Environmental Protection Agency). 1991. Ashtabula River remedial action plan, Stage 1 investigative report. Ohio Environmental Protection Agency, Division of Water Quality Planning and Assessment, Lake Erie Unit, Columbus, OH, USA.

Passino-Reader, D. R., Rasolofoson, A. J., Nelson, S. R., and Smith, S. B. 2004. Lake Erie Ecological Investigations: Chemical Contaminants in Sediments. Open File Report. U.S. Geological Survey, Reston, VA, USA (In press).

Pinkney, A. E., Harshbarger, J. C., May, E. B., and Melancon, M. J. 2001. Tumor prevalence and biomarkers of exposure in brown bullheads (Ameiurus nebulosus) from the tidal Potomac River, USA, Watershed. Environmental Toxicology and Chemistry 20: 1196-1205.

Rice, C. L. 1991. Chemical analysis of sediments from Presque Isle Bay, Lake Erie, Erie, Pennsylvania. Special Project Report 91-2. U.S. Fish & Wildlife Service, Pennsylvania Field Office, State Park, PA, USA.

Smith, S. B., Blouin, M. A., and Mac, M. J. 1994. Ecological comparisons of Lake Erie tributaries with elevated incidence of fish tumors. Journal of Great Lakes Research 20: 701-716.

Smith, S. B., Passino-Reader, D. R., Baumann, P. C., Nelson, S. R., Adams, J. A., Smith, K. A., Powers, M. M., Hudson, P. L., Rasolofoson, A. J., Rowan, M., Peterson, D., Blazer, V. S., Hickey, J. T., and Karwowski, K. 2003. Lake Erie Ecological Investigations: Summary of Findings. Part 1: Sediment, Invertebrate Communities, Fish Communities 1998-2000. Administrative Report: 2003-001. U.S. Geological Survey, Great Lakes Science Center, Ann Arbor, MI, USA.

USAED (U.S. Army Engineer District). 1993. Pilot-scale demonstration of thermal desorption for the treatment of Buffalo River sediments. Final Report for the Assessment and Remediation of Contaminated Sediments (ARCS) Program, U.S. Environmental Protection Agency, Great Lakes National Program Office, Chicago, Illinois. EPA-905-R93-005. U.S. Army Engineer District, Buffalo, NY, USA. http://www.epa.gov/glnpo/arcs/EPA-905-R93-005/EPA-905-R93-005.html.

USEPA (U.S. Environmental Protection Agency). 1994. Assessment and Remediation of Contaminated Sediments (ARCS) Assessment Guidance Document. EPA-905- B94-002. Great Lakes National Program Office, Chicago, IL, USA.

Varanasi, U., Nishimoto, M., and Stover, J. 1985. Analysis of biliary conjugates and hepatic DNA binding in benzo[a]pyrene-exposed English sole. In Cooke, M. W., and Dennis, A. J. (eds.): Polynuclear Aromatic hydrocarbons: Mechanisms, Methods and Metabolism. Battelle Press, Columbus, Ohio, USA. pp 1315-1328.

80

Sampling Sample Age Length (mm) Weight (g)

Site season size (mean ± S.D.) (mean ± S.D.) (mean ± S.D.)

DET June 2000 16 5.4 ± 1.5 300.7 ± 22.2 372.5 ± 97.6

OTT May 1999 51 4.6 ± 1.2 299.2 ± 23.0 357.4 ± 92.9

HUR May 1998 30 4.6 ± 2.0 310.1 ± 32.1 428.6 ± 140.9

OWC April 1999 40 5.3 ± 0.9 296.4 ± 30.6 356.9 ± 123.5

June 2000 47 5.4 ± 0.9 290.0 ± 18.2 327.4 ± 56.9

BLA May 1998 45 4.9 ± 1.4 356.0 ± 26.4 754.0 ± 182.4

CRH June 1999 40 5.6 ± 0.7 360.1 ± 50.2 634.8 ± 155.8

CRU June 1999 16 5.8 ± 1.2 357.7 ± 32.2 673.9 ± 229.3

ASH May 2000 45 4.9 ± 1.6 294.6 ± 26.6 358.6 ± 111.5

PIB May 1998 42 4.7 ± 1.6 310.3 ± 22.8 417.7 ± 99.6

BUF June 1998 43 Not available 305.8 ± 41.2 439.1 ± 139.9

NIA June 1998 40 3.4 ± 1.6 269.4 ± 35.1 284.6 ± 109.7

Table 4.1. Brown bullheads sampled from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA).

81

Lesions and Logistic regression model Wald’s test for null Point estimate effect

deformities hypothesis: β=0 (95% Wald Confidence Limit)

Raised ln[P(x)/(1-P(x))] = p > 0.5 0.947

lesions -1.4291 - 0.0270 × sex (0.589 - 1.525)

(x) (female: sex=1; male: sex=-1) (female vs male)

ln[P(x)/(1-P(x))] = p < 0.0001 1.536 per year

-3.5964 + 0.4295 × age (1.292 - 1.828)

ln[P(x)/(1-P(x))] = p < 0.0001 1.023 per millimeter

-8.7810+0.0232×length (mm) (1.016 - 1.031)

ln[P(x)/(1-P(x))] = p < 0.0001 1.005 per gram

-3.5656 + 0.0046 × weight (g) (1.003 - 1.006)

Barbel ln[P(x)/(1-P(x))] = p > 0.5 0.905

deformities -0.5117 - 0.0499 × sex (0.614 - 1.334)

(y) (female: sex=1; male: sex=-1) (female vs male)

ln[P(y)/(1-P(y))] = p > 0.5 1.013 per year

-0.5296 + 0.0128 × age (0.886 - 1.159)

ln[P(y)/(1-P(y))] = p < 0.01 1.007 per millimeter

-2.7411+0.0072×length (mm) (1.002 - 1.012)

ln[P(y)/(1-P(y))] = p < 0.01 1.001 per gram

-1.1065 + 0.0014 × weight (g) (1.000 - 1.002)

Table 4.2. Relationships between the probability of fish having external raised lesions and barbel deformities and fish sex, age, length, and weight.

82

Site a DET OTT HUR OWC BLA CUY f ASH PIB BUF NIA

Year 2000 1999 1998 2000 1998 1999 2000 1998 1998 1998

Sediment PAHs b 17.42 9.41 1.01 5.25 5.42 19.07 3.91 2.28 7.59 1.02

Sediment PCBs 0.51 2.93 0.04 0.08 0.15 0.46 1.03 0.13 0.25 0.06

Sediment DDTs c 0.082 0.081 0.012 0.033 0.030 0.023 0.013 0.013 0.028 0.005

Sediment 1.09 0.88 0.66 0.33 0.69 1.17 0.65 1.12 1.00 0.35

heavy metals d ×103 ×103 × 103 ×103 ×103 ×103 ×103 ×103 ×103 ×103

Fish raised 23.5 5.9 20 12.6 e 40 57.1 6.7 14.3 20.9 2.5

lesions (%)

Fish barbel 64.7 70.6 30 10.4 e 40 55.4 22.2 35.7 30.2 52.5

deformities (%) a Sediment data were taken from Smith et al. 2003; Passino-Reader et al. 2004. b Sum of concentrations of anthracene, benz[a]anthracene, benzo[a]pyrene, benzo[b]fluoranthene, chrysene, dibenz(a,h)anthracene, fluoranthene, fluorene, naphthalene, C1-, C2-, C3-, and C4- naphthalene, perylene, phenanthrene, and pyrene. c Sum of concentrations of o,p'- and p,p'- DDD (dichlorodiphenyldichloroethane), o,p'- and p,p'- DDE (dichlorodiphenyldichloroethylene), o,p'- and p,p'- DDT (dichlorodiphenyltrichloroethane). For the concentration below the detection limit, half of the detection limit was used. d Sum of concentrations of Ba, Cd, Cr, Cu, Hg, Mn, Ni, Pb, Sr, V. For the concentration below the detection limit, half of the detection limit was used. e Fish data of OWC were collected in 1999 and 2000. f Concentrations of contaminants were measured in the Cuyahoga River-harbor. Fish data were collected from the Cuyahoga River - harbor and upstream.

Table 4.3. Comparisons between concentrations of selected chemicals (µg/g dry weight) in sediments and prevalence of external raised lesions and barbel deformities in brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA).

83

Sediment Sediment Sediment Sediment

PAHs PCBs DDTs heavy metals

Fish raised lesions 0.527 a 0.067 0.286 0.624

0.117 b 0.855 0.424 0.054

Fish barbel deformities 0.576 0.455 0.353 0.552

0.082 0.187 0.318 0.098 a Spearman’s correlation coefficient. b p value.

Table 4.4. Spearman’s correlation coefficients between concentrations of sediment contaminants and prevalence of raised lesions and barbel deformities in brown bullheads across the ten Lake Erie tributaries.

84

Site Collection Sample External Data source of external tumors Sediment PAHs

date size tumors (%) (µg/g dry weight) b

DET 1985-87 449 10.2 (age 1+) Maccubbin and Ersing (1991) Not available

1985-87 192 13.5 (age 3+) Maccubbin and Ersing (1991) Not available

1985-87 78 29.5 (age 4+) Maccubbin and Ersing (1991) Not available

2000 34 23.5 (age 3+) Current study 7.4 c

HUR 1986-87 282 ~ 5 (age 0+) Smith et al. (1994) 0.6 d

1998 30 20.0 (age 3+) Current study 0.4 c

OWC 1984-88 181 2.8 (age 3+) Baumann, unpublished 0.6 e

1999-00 87 12.6 (age 3+) Current study 2.5 c

BLA 1980 83 35 (age 3+) Baumann, unpublished 675 f

1980 50 44 (age 4+) Baumann, unpublished 675 f

1981 174 20 (age 3+) Baumann, unpublished 225 f

1981 84 33 (age 4+) Baumann, unpublished 225 f

1986-87 818 ~ 10 (age 0+) Smith et al. (1994) 2.0 d

1993 99 27 (age 3+) Baumann, unpublished 11.5 f (data of 1992)

1998 45 40 (age 3+) Current study 2.5 c

CUY 1984 90 8.9 (age 2+) Baumann et al. (1991) 18.2 g

1986-87 431 ~40 (age 0+) Smith et al. (1994) 54.6 d

1999 56 57.1(age 3+) Current study 9.8 c

Table 4.5. Comparisons of the prevalence of external raised lesions (tumors) in brown bullheads from the Detroit River (DET), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Presque Isle Bay (PIB), and Buffalo River (BUF) with their historical data.

(Continued)

85

Site Collection Sample External Data source of external tumors Sediment PAHs

date size tumors (%) (µg/g dry weight)

ASH 1990 98 16 (age 3+) Personal communication a 3.7 h

2000 45 6.7 (age 3+) Current study 1.7 c

2002 27 11.1 (age 3+) Extended study 1.7 c (data of 2000)

2003 48 6.3 (age 3+) Extended study 1.7 c (data of 2000)

2004 24 16.7 (age 3+) Extended study 1.7 c (data of 2000)

PIB 1992 102 56.0 (age 3+) Obert (1994) 5.6 i (data of 1990)

1992 1901 58.8 (age 3+) Personal communication a 5.6 i (data of 1990)

1998 42 14.3 (age 3+) Current study 1.0 c

BUF 1988 100 23.0 (age 3+) Baumann et al. (1996) 6.1 j

1998 43 20.9 (age 3+) Current study 3.4 c a The external tumor data of ASH in 1990 was obtained by personal communication with Mary Ellen Mueller, Great Lakes Science Center, U.S. Geological Survey, and the external tumor data of PIB in 1992 was obtained by personal communication with Eric Obert and Bob Wellington, Pennsylvania Department of Environmental Protection. b Sum of concentrations of benz[a]anthracene, benzo[a]pyrene, chrysene, phenanthrene, and pyrene. c Smith et al. (2003); Passino-Reader et al. (2004). d Smith et al. (1994). e Johnston and Baumann (1989). f Baumann and Harshbarger (1998). g Fabacher et al. (1988). h Ohio EPA (1991); USEPA (1994). Sum of concentrations of benz[a]anthracene, benzo[a]pyrene, and benzo[b]fluoranthene. i Rice (1991). Concentration is the average of 16 samples. j USAED (1993). Concentration is the average of nine locations. For the concentration below the detection limit, half of the detection limit was used.

Table 4.5. Continued.

86

Site Collection Sample Barbel Data source of barbel Sediment PAHs

date size deformities (%) deformities (µg/g dry weight) b

HUR 1986-87 282 ~ 4 (age 0+) Smith et al. 1994 0.6 c

1998 30 30 (age 3+) Current study 0.4 d

BLA 1986-87 818 ~ 40 (age 0+) Smith et al. 1994 2.0 c

1998 45 40 (age 3+) Current study 2.5 d

CUY 1986-87 431 ~ 60 (age 0+) Smith et al. 1994 54.6 c

1999 56 55.4 (age 3+) Current study 9.8 d

ASH 1990 98 35 (age 3+) Personal communication a 3.7 e

2000 45 22.2 (age 3+) Current study 1.7 d

2002 27 29.6 (age 3+) Extended study 1.7 d (data of 2000)

2003 48 58.3 (age 3+) Extended study 1.7 d (data of 2000)

2004 24 45.8 (age 3+) Extended study 1.7 d (data of 2000)

PIB 1992 1901 28.6 (age 3+) Personal communication a 5.6 f (data of 1990)

1998 42 35.7 (age 3+) Current study 1.0 d a The barbel data of ASH in 1990 was obtained by personal communication with Mary Ellen Mueller, Great Lakes Science Center, U.S. Geological Survey and the barbel data of PIB in 1992 was obtained by personal communication with Eric Obert and Bob Wellington, Pennsylvania Department of Environmental Protection. b Sum of concentrations of benz[a]anthracene, benzo[a]pyrene, chrysene, phenanthrene, and pyrene. c Smith et al. (1994). d Smith et al. (2003); Passino-Reader et al. (2004). e Ohio EPA (1991); USEPA (1994). Sum of concentrations of benz[a]anthracene, benzo[a]pyrene, and benzo[b]fluoranthene. f Rice (1991). Concentration is the average of 16 samples.

Table 4.6. Comparisons of the prevalence of barbel deformities in brown bullheads from the Huron River (HUR), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), and Presque Isle Bay (PIB) with their historical data.

87

Figure 4.1. Map locations of the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River - harbor (CRH), Cuyahoga River - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA).

88 90 16 80 Raised lesions 51 Barbel deformities 70 34 ) % 60 40 50 40 45 ence ( 40 42 30 43 eval r 30 45 P 20 40 10 47 0

T T R 9 0 H U H B F A E T U 9 0 LA R R S U I D O H C B C C A PI B N WC OW O Site

Figure 4.2. Prevalence of external raised lesions and barbel deformities in brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek in 1999 (OWC99) and in 2000 (OWC00), Black River (BLA), Cuyahoga River - harbor (CRH) and - upstream (CRU), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA). Numbers above bars indicate sample sizes.

89

CHAPTER 5

THE COMET ASSAY AND MICRONUCLEUS ASSAY WITH ERYTHROCYTES OF

BROWN BULLHEADS FROM THE ASHTABULA AND CONNEAUT RIVERS

Introduction

The Comet Assay

The comet assay, also called the single cell gel assay (SCG) or microgel electrophoresis (MGE), is a method that investigates the DNA damage including single- and double-strand breaks, alkali-labile sites, and delayed repair sites at the cell level

(Rojas et al. 1999; Tice et al. 2000). Rydberg and Johanson (1978) were the first to directly measure DNA damage in individual cells by embedding cells in agarose on slides. To improve the sensitivity of this technique, Ostling and Johanson (1984) modified the method by involving electrophoresis of lysed cells embedded in agarose of slides under neutral conditions. In 1988, Singh et al. advanced an alkaline version of this assay, and since then the breadth of application of this technique has been increased significantly.

In the alkaline version of the comet assay (Singh et al. 1988), cells are suspended in agarose and cast on a microscope slide. The embedded cells are lysed by immersing the slide in lysis solution and then the slide is placed on an electrophoresis unit which has

90 been filled with alkaline electrophoresis buffer. Following electrophoresis, the slide is washed and stained with a fluorescent DNA binding dye and observed under a microscope. The electric current pulls the charged DNA from the nucleus and the broken

DNA fragments migrate further. Cells with increased DNA damage display increased migration and give the appearance of ‘comets’.

The comet assay has been applied in a variety of areas including genotoxicology,

DNA repair studies, environmental biomonitoring and human monitoring (Rojas et al.

1999). The comet assay is a potentially useful biomarker with the following advantages.

First, it could be applied to both animal and plant cells. Because only a small number of cells are needed per sample, any tissue or organ is potentially suitable for this technique.

Second, it has high sensitivity and can detect low levels of DNA damage. Third, the assay is simple, cost effective and takes relatively short time period to complete. Because it provides a direct measure of the genotoxic effects of environmental contaminants on living organisms, it has been suggested to be an ideal technique for environmental exposure studies.

The comet assay on the hepatocytes of rainbow trout (Onchorynchus mykiss) showed that the DNA strand breaks increased in the rainbow trout which had been exposed to (H2O2), benzo[a]pyrene (B[a]P), and organic extracts of river sediments for a certain time relative to the control group (Devaux 1997). Ralph and

Petras (1997) and Clements et al. (1997) respectively published their laboratory and field study results in that they summarized that tadpoles are suitable for the use of the comet assay and for being sentinel organisms for environmental monitoring. Nacci et al. (1996)

91 proved the usefulness of the comet assay in monitoring genotoxic exposure and pollutant- induced health effects in marine fish and invertebrates.

The comet assay has shown a potential as in situ biomarkers for early detection of genotoxicant exposure in brown bullheads (Pandrangi et al. 1995). Pandrangi et al.

(1995) detected increased erythrocytic DNA damage in bullheads after exposure to cyclophosphamide in laboratory using the comet assay. They also found that bullheads collected from contaminated sites had significantly greater DNA damage than bullheads collected from less-contaminated sites.

The Micronucleus Assay

The measurement of micronuclei in bone marrow and peripheral blood is another widely used method for assessing the genotoxicity of chemicals in organisms (Meier et al. 1999). It was first introduced by Heddle (1973) and Schmid (1975) as a simple technique to measure chromosomal aberrations. Micronuclei are small chromatin- containing bodies arising from chromosome fragments or whole chromosomes that were not incorporated into daughter nuclei following mitosis (Mavournin et al. 1990).

Micronuclei are formed in dividing cells during mitosis and at telophase, the lagging fragments and/or whole chromosomes are surrounded by a nuclear envelope and develop the morphology of a nucleus (Fenech 1996). Because they are smaller than the main nuclei in cells, they are called micronuclei.

When stained with acridine orange, micronuclei could be identified under fluorescence microscopy as circular bright-yellow bodies, occupying 1/20 to 1/3 the cell size. The frequency of micronuclei in erythrocytes of animals has been suggested to be used in biomonitoring with a few advantages. First, the measurement of micronuclei is a

92 simple, quick and cost effective method. Because micronuclei are usually caused by chromosomal damage, the micronucleus assay provides a direct measure of genetic damage caused by environmental contaminants in organisms. Second, with acridine orange stain, immature red blood cells, polychromatic erythrocytes (PCEs) can also be differentiated from mature red blood cells, normochromatic erythrocytes (NCEs) by different color fluorescing under microscopy due to the difference in the amount of RNA in the cytoplasm. Evaluation of micronuclei in PCEs and in NCEs separately enables an assessment of short term (e.g., 1-2 days) and relatively long term (the life time of NCEs) damage (Meier et al. 1999).

The micronucleus assay has been used to study the effects of exposure to a variety of chemicals and radiation. It was found that exposure to metal ions such as cadmium and mercury increased the frequency of micronuclei in human lymphocytes (Berces et al.

1993). Positive responses of the micronucleus assay were also observed in small mammals which were exposed to benzene (Boucher et al. 1987). Tice et al. (1987) reported higher rates of micronuclei in bone marrow of white-footed mouse (Peromyscus leucopus) which inhabited a contaminated site relative to the same species at an uncontaminated site.

Smith (1990) performed the micronucleus assay on erythrocytes of brown bullheads (Ameiurus nebulosus) and white suckers (Catostomus commersoni) but did not find an elevated incidence of micronuclei in fish from polluted sites. Arcand-Hoy and

Metcalfe (2000) measured frequencies of hepatic micronuclei in brown bullheads and concluded that the micronucleus assay using hepatocytes may be more sensitive than the assay using erythrocytes for assessing genotoxicity in fish. They suggested that the

93 micronucleus assay has potential as an in situ biomarker for genotoxic contamination but it may not be sufficiently sensitive to detect the effects at moderately contaminated sites.

Brown bullheads (Ameiurus nebulosus) were sampled from the industrially contaminated Ashtabula River and the less contaminated Conneaut River on Lake Erie during 2002-2004 in the present study. Blood samples were collected and the comet and micronucleus assays were performed on erythrocytes of brown bullheads. This study was intended to evaluate the genotoxic damage of fish in the Ashtabula River in comparison to the Conneaut River, and to demonstrate the feasibility and sensitivity of the comet and micronucleus assays as measures of genotoxic exposure in brown bullheads.

Methods

Fish Collection

Brown bullheads were captured by electro-shocking from the Ashtabula River and

Conneaut River of Lake Erie (Figure 5.1) in the autumn of 2002, the summer and autumn of 2003 and the spring of 2004. The Ashtabula River was industrially contaminated and has been designated by the International Joint Commission as a Great Lakes Area of

Concern. The Conneaut River has been a busy harbor site but had little industrial pollution and was selected as a reference site.

Bullheads collected from each site were measured for total length. Those that were 250mm or longer (about 3 years old or older, sexually mature) were anesthetized in a bucket containing 100mg/L tricaine methylsulfonate (MS-222). Visible deformities including missing, shortening, and knobs in nasal, maxillary, and chin barbels and external raised lesions, which appeared grossly to be papillomas, in the mouth and on the

94 head and remaining body surface of each fish were recorded. Mixed arteriovenous blood

was drawn from the caudal artery and vein of each fish into a heparinized vacutainer

tube. Two blood smears were immediately made with drops of blood and fixed in

absolute for 10 minutes for the measurement of micronuclei. About 1mL of the

rest blood was collected in a small vial. Blood samples were shipped in ice

containing coolers (0 to 4 ºC) by overnight express mail to the laboratory for the comet

assay.

As an attempt to compare the sensitivity of different fish species to the comet

assay, the largemouth bass (Micropterus salmoides) was also collected by electro- shocking from the Ashtabula and Conneaut Rivers in the spring of 2004. Blood was drawn from each bass and about 1mL of blood was shipped to the laboratory in a same way as for brown bullheads. Because the brown bullhead is omnivorous (feeding on both animal and vegetable substances) and the largemouth bass is carnivorous (only feeding on animal tissues), this comparison can provide information on the influence of feeding habit on susceptibility of fish to environmental genotoxicants.

Comet Assay

The comet assay was performed at the U.S. Environmental Protection Agency,

National Exposure Research Laboratory, Cincinnati, Ohio on a basis of the method

developed by Singh et al. (1988). Briefly, about 75 uL of 0.5% low agarose

(LMPA) (37°C) mixed with 5-10 uL of the blood sample was added to a slide which was

already coated with a thin layer of 1.0% normal melting point agarose (NMA) according

to Klaude et al. (1996). After the agarose was kept at 4°C and got solidified, a third agarose layer (75 uL LMPA) was added to the slide and was kept at 4°C again for

95 solidification. Slides were then slowly put into cold, freshly made lysing solution (2.5 M

NaCl, 100 mM EDTA, 10 mM Tris, 1% Triton X-100, 10% dimethylsulfoxide, pH 10)

and refrigerated (4°C) for a minimum of 1 hour. Slides were gently removed from the

lysing solution and immersed in freshly made pH>13 electrophoresis buffer (300 mM

NaOH, 1 mM EDTA) for 20-60 minutes to allow unwinding of DNA and expression of

alkali-labile damage.

Electrophoresis was then performed in the same buffer for 10-40 minutes at 25 V.

After eletrophoresis, slides were neutralized with neutralization buffer (0.4 M Tris, pH

7.5) and stained with 100 uL of ethidium bromide of SYBRTM Green I stain (20 ug/mL ethidium bromide diluted by TE buffer (10 mM Tris-Hc1, 1 mM EDTA, pH 7.5) by

10,000 times). Slides were observed under a fluorescent microscope. A Komet analysis system developed by Kinetic Imaging Ltd (Liverpool, UK) linked to a CCD camera was used to quantify the length of DNA migration (tail length) and the percentage of migrated

DNA (% tail DNA). Tail extent moment (= tail length × % tail DNA / 100) and Olive tail

moment (= (tail mean – head mean) × % tail DNA / 100) introduced by Olive et al.

(1990) were also calculated as measures of the extent of DNA migration. Two slides

were prepared for each fish and 50 cells were scored on each slide.

Micronucleus Assay

The micronucleus assay was also performed at the U.S. Environmental Protection

Agency, National Exposure Research Laboratory, Cincinnati, Ohio as previously

described by Meier et al. (1999). One of the two blood smears prepared for each fish was

stained in acridine orange according to the method of Tinwell and Ashby (1989). The

remaining blood smear was saved in case further scoring was needed. Blood smears were

96 examined by microcopy (Olympus BH-2 microscope (B & B Microscopes, Warrendale,

PA) with fluorescence attachment and blue excitation cube, excitation range of 435-490 nm) under 400 × magnification. Frequencies of micronuclei in polychromatic erythrocytes (MNPCEs) and in normochromatic erythrocytes (MNNCEs) were determined by scoring about two thousand erythrocytes in total.

Statistical Analysis

Statistical analyses were performed using SAS version 8.1 (SAS Institute, Cary,

NC, USA). The general linear model (GLM) that contained the main effects of the sampling site, sampling season, sex and length (as a measure of age) of the brown bullhead was used to detect variables that affected the extent of DNA damage measured by the comet assay (tail length, % tail DNA, tail extent moment and Olive tail moment).

The nonparametric Mann-Whitney-Wilcoxon Rank-Sum test was conducted to compare the tail length, % tail DNA, tail extent moment and Olive tail moment of erythrocytes of fish from the Ashtabula and Conneaut Rivers in each sampling season. Fisher’s exact test was used to compare the prevalence of external raised lesions and barbel deformities in fish from the Ashtabula and Conneaut Rivers.

Results

The tail length, % tail DNA, tail extent moment and Olive tail moment measured in erythrocytes of brown bullheads using the comet assay did not seem to vary with fish sex and length (GLM, p > 0.05). However, they varied with the sampling season and site

(GLM, p < 0.0001). The mean tail length, % tail DNA, tail extent moment and Olive tail moment measured in the summer and autumn of 2003 were higher than those measured

97 in the autumn of 2002 and in the spring of 2004 (Figure 5.2-5.5). In particular, the % tail

DNA, tail extent moment and Olive tail moment of the Ashtabula River were 2 to 4 times higher in 2003 than those in 2002 and 2004. The % tail DNA, tail extent moment and

Olive tail moment of the Conneaut River were 4 to10 times higher in 2003 than in 2004.

Brown bullheads from the Ashtabula River had significantly higher tail length, % tail DNA, tail extent moment and Olive tail moment than fish from the Conneaut River in the summer of 2003 and the spring of 2004 (Wilcoxon Rank-Sum test, p < 0.05 and p <

0.001 for each comparison in 2003 and 2004, respectively) (Figure 5.3 and 5.5). It suggests that fish from the Ashtabula River suffered greater DNA damage than fish from the reference site Conneaut River in these two seasons. There was no such difference between fish from the two sites in the autumn of 2003 (Wilcoxon Rank-Sum test, p >

0.50) (Figure 5.4).

No statistically significant difference existed between bullheads from the

Ashtabula and Conneaut Rivers in prevalence of external raised lesions and barbel deformities in any season (Table 5.1) (Fisher’s exact test, p > 0.1). However, fish from the Ashtabula River did show higher frequencies of raised lesions and barbel deformities than fish from the Conneaut River in the summer of 2003 and spring of 2004. This variation coincides with the variation in the comet assay between the two sites. To the contrary, prevalence of raised lesions was higher in the Conneaut River than that in the

Ashtabula River in the autumn of 2003. It may explain why there was no difference between the two sites in the comet assay at this season.

Largemouth bass showed lower comet assay responses than brown bullheads in the spring of 2004, ranging from 1/10 of the tail extent moment to 1/3 of the tail length of

98 bullheads at the Ashtabula River and from 1/3 of the tail extent moment to 2/3 of the % tail DNA of bullheads at the Conneaut River (Figure 5.5 and 5.6). Largemouth bass from the Ashtabula River had significantly greater tail length and tail extent moment than bass from the Conneaut River (Figure 5.6), supporting the finding that fish in the Ashtabula

River endured higher genotoxic exposure than fish in the Conneaut River. However, no significant difference was found between the two sites in % tail DNA and Olive tail moment. The lack of difference in partial comet assay responses of bass between the two sites as well as the much lower DNA migration in bass compared to bullheads from the contaminated Ashtabula River suggest that the brown bullhead is more susceptible to genotoxicants and is a better indicator species for the comet assay.

Low frequencies of micronuclei (with high standard errors) were observed in erythrocytes of brown bullheads sampled from the Ashtabula River in the autumn of

2002 (Table 5.2). Two fish out of twenty four were found to have micronuclei, with one having 1 MNPCE and 6 MNNCEs and the other one having 1 MNNCE over an examination of 2000 red blood cells in each fish. These two, however, showed no raised lesions and barbel deformities. Instead, other fish with no micronucleated erythrocytes had lesions. Similarly low frequencies of erythrocytic micronuclei were measured in brown bullheads sampled from the Cuyahoga River and Old Woman Creek by Michael

W. Rowan of our research group (personal contact). Because of the low rate of micronuclei and lack of association between occurrences of micronuclei and external anomaly, no more tests were performed on fish from the Ashtabula and Conneaut Rivers in other sampling seasons.

99 Discussion

The comet assay showed that brown bullheads from the industrially contaminated

Ashtabula River had greater DNA damage than brown bullheads from the relatively clean

Conneaut River in the summer of 2003 and the spring of 2004. This result is consistent

with the finding of Pandrangi et al. (1995) that bullheads from polluted sites had higher

DNA damage than bullheads from relatively clean sites. A similar result has also been

obtained by Michael W. Rowan of our research group who performed the comet assay on

erythrocytes of brown bullheads collected from the Cuyahoga River and Old Woman

Creek (personal contact). The current study as well as the previous work support that the comet assay is a suitable tool for evaluating contaminant exposure and genotoxic effects in brown bullheads.

Fish sex and length did not show effects on tail length, % tail DNA, tail extent moment and Olive tail moment measured in erythrocytes of brown bullheads by the comet assay. It suggests that fish regardless of sex and size (or age) are feasible for the comet assay. The higher DNA damage measured in fish from the Ashtabula River relative to fish from the Conneaut River was associated with the higher prevalence of raised lesions (grossly visible tumors) and barbel deformities observed in the summer of

2003 and the spring of 2004. Since significant difference was found in the comet assay but not in the prevalence of external lesions and barbel deformities between the two sites, the comet assay appeared to provide a more sensitive means to measure the genotoxic exposure and effects in fish.

Different from the samples in the summer of 2003 and the spring of 2004, there was no significant difference between the Ashtabula and Conneaut Rivers in DNA

100 damage in the autumn of 2003. No apparent degradation was observed in health of fish from the Ashtabula River in this season, either. The seasonal disparity could come from a sampling variation (sampling variation could be large when sample sizes are small).

Greater DNA immigration was measured in fish of 2003 than in fish of 2002 and

2004. The greater measurements might be caused by cell damaging during sampling and shipping (cells would be damaged once the temperature during sampling and shipping was out of the range 0 - 4 ºC). An extent of cell damage has been observed in the samples of 2003 during the comet assay but not in the samples of 2002 and 2004. To ensure good comet assay results, blood samples should better be kept in a mixture of ice and water (~

4 ºC) right after collection. Toward the end of the sampling, all the samples can be wrapped by thick paper towels, placed into ziplock bags, and left in coolers packed with ice for shipping. Direct contact of blood with ice should be avoided as much as possible for it can freeze cells (do not bury blood samples under ice). Blood samples need to be processed within 1-2 days after collection.

Brown bullheads showed higher sensitivity than largemouth bass to the comet assay. The brown bullhead is a bottom feeder that feeds largely on insect larvae and other invertebrates. Invertebrates in general metabolize PAHs slowly and thus usually reflect

PAH levels in sediments. Also brown bullheads have no scales and are exposed to contaminants in sediments through direct skin contact. However, largemouth bass have scales and adult largemouth bass feed mostly on fish. Because most vertebrates

(including fish) can metabolize compounds such as PAHs to less bioaccumulative metabolites, the largemouth bass would be less exposed to PAH through food and

101 sediment contact than the brown bullhead. Its lower trophic level makes the brown

bullhead a suitable species for the comet assay.

Erythrocytes of brown bullheads from the Ashtabula River had low frequency of

micronuclei. Michael W. Rowan of our research group observed a similarly low

incidence of micronuclei in erythrocytes of brown bullheads from the Cuyahoga River

and 0‰ of micronuclei in fish from the Old Woman Creek (personal contact). In contrast,

the spontaneous micronucleus frequencies of 15 strains of mice varied from 0.34 to 9.79

per thousand bone marrow and peripheral red blood cells (Mavournin et al. 1990).

Micronuclei in bone marrow PCE of mice following chemical treatments in laboratories

could go up to as high as 50‰ (Meier et al. 1999). The butterfish (Pholis gunnellus) from

contaminated sites and a cleaner site showed medians of 7 to 1 per thousand red blood

cells (Bombail et al. 2001) and the carp (Cyprinus carpio) demonstrated 10-30 ‰

micronucleated peripheral erythrocytes after exposure to 20.0 mg/L or higher

concentration of Hg0 for a period of time (Nepomuceno et al. 1997).

The low occurrence of micronuclei in erythrocytes of brown bullheads might

result from removal of micronucleated cells from the circulating blood by spleens, a

phenomenon that has been observed in some species (e.g., rats and humans) and impairs

the usefulness of the micronucleus test (Meier et al. 1999). Another possibility is that the

brown bullhead has a large number of minute chromosomes (Pandrangi et al. 1995),

which might lead to unobservable micronuclei. The low frequencies of spontaneous

micronuclei observed in both erythrocytes and hepatocytes of the brown bullhead (about

0 ‰) (Rao et al. 1997; Arcand-Hoy and Metcalfe 2000) support the latter line of

102 reasoning. Whether micronucleated red blood cells are removed by spleens from the

circulating system of brown bullheads needs further laboratory experiments to examine.

Smith (1990) found no elevated incidence of micronuclei in erythrocytes of

brown bullheads from polluted sites. Williams and Metcalfe (1992) developed an in vivo

hepatic micronucleus assay by inducing a regenerative response in the liver of fish using

a hepatic necrogen, allyl formate. On a basis of this method, Rao et al. (1997) observed

higher rate of micronucleated hepatocytes in brown bullheads from a contaminated site

(Hamilton Harbor) with visible external lesions than fish from two non-industrial sites

showing no lesions. They found that treating fish with allyl formate could increase the

incidence of micronuclei by 4 times.

Using a similar method, Arcand-Hoy and Metcalfe (2000) observed a higher

frequency of hepatic micronuclei in bullheads from the Black River compared to

bullheads from the Old Woman Creek. However, they did not observe any micronuclei in

fish from the Hamilton Harbor with and without the treatment of allyl formate. They

concluded that the micronucleus test may not be sufficiently sensitive for moderate

contaminant exposure. Laboratory experiments obtained a similar result that exposure at

a low concentration (2 mg/l) of Hg0 did not cause a significant increase in incidence of micronuclei in fish but exposure at higher concentrations (20 and 200 mg/l) did

(Nepomuceno et al. 1997). The current study, together with the previous research, suggests that the micronucleus assay with erythrocytes of brown bullheads has limited use in assessing the genotoxic exposure. The feasibility of the micronucleus assay for assessing genotoxicity may be increased by using hepatocytes of brown bullheads with the allyl formate treatment.

103 References

Arcand-Hoy, L. D., and Metcalfe, C. D. 2000. Hepatic micronuclei in brown bullheads (Ameiurus nebulosus) as a biomarker for exposure to genotoxic chemicals. Jounal of Great Lakes Research 26: 408-415.

Berces, J., Otos, M., Szirmai, S., Crane-Uruena, C., and Koteles, G. J. 1993. Using the micronucleus assay to detect genotoxic effects of metal ions. Environmental Health Perspectives Supplements 101: 11-13.

Bombail, V., Aw, D., Gordon, E., and Batty, J. 2001. Application of the comet and micronuleus assays to butterfish (Pholis gunnellus) erythrocytes from the Firth of Forth, Scotland. Chemosphere 44: 383-392.

Boucher, R., Luke, C. A., Ormiston, B. G., Paquette, D. E., and Tice, R. R. 1987. Comparative sensitivity of Peromyscus leucopus and Mus musculus to benzene- induced bone marrow damage. Environmental and Molecular Mutagenesis 9: 18.

Clements, C., Ralph, S., and Petras, M. 1997. Genotoxicity of select herbicides in Rana catesbeiana tadpoles using the alkalines single-cell gel DNA electrophoresis (comet) assay. Environmental and Molecular Mutagenesis 29: 277-288.

Devaux, A., Pesonen, M., and Monod, G. 1997. Alkaline comet assay in rainbow trout hepatocytes. Toxicology in Vitro 11: 71-79.

Fenech, M. F. 1996. The cytokinesis – block micronucleus technique. In Pfeifer, G. P. (ed): Technologies for Detection of DNA Damage and Mutations. Plenum Press, NY, USA. pp 25-34.

Heddle, J. A. 1973. A rapid in vivo test for chromosome damage. Mutation Research 18: 187-192.

Klaude, M., Eriksson, S., Nygren, J., and Ahnstrom, G. 1996. The comet assay: mechanisms and technical considerations. Mutation Research 363: 86-89.

Mavournin, K. H., Blakey, D. H., Cimino, M. C., Salamone, M. F., and Heddle, J. A. 1990. The in vivo micronucleus assay in mammalian bone marrow and peripheral blood. A report of the U.S. Environmental Protection Agency Gene-Tox Program. Mutation Research 239: 29-80.

Meier, J. R., Wernsing, P., and Torsella, J. 1999. Feasibility of micronucleus methods for monitoring genetic damage in two feral species of small mammals. Environmental and Molecular Mutagenesis 33: 219-225.

104 Nacci, D. E., Cayula, S., and Jackim, E. 1996. Detection of DNA damage in individual cells from marine organisms using the single cell gel assay. Aquatic Toxicology 35: 197-210.

Nepomuceno, J. C., Ferrari, I., Spano, M. A., and Centeno, A. J. 1997. Detection of micronuclei in peripheral erythrocytes of Cyprinus carpio exposed to metallic mercury. Environmental and Molecular Mutagenesis 30: 293-297.

Olive, P. L., Banath, J. P., and Durand R. E. 1990. Heterogeneity in radiation-induced DNA damage and repair in tumor and normal cells using the “comet” assay. Radiation Research 122: 86-94.

Ostling, O., and Johanson, K. J. 1984. Microelectrophoretic study of radiation-induced DNA damages in individual mammalian cells. Biochemical and Biophysical Research Communications 123: 291-298.

Pandrangi, R., Petras, M., Ralph, S., and Vrzoc, M. 1995. Alkaline single cell gel (comet) assay and genotoxicity monitoring using bullheads and carp. Environmental and Molecular Mutagenesis 26: 345-356.

Ralph, S., and Petras, M. 1997. Genotoxicity monitoring of small bodies of water using two species of tadpoles and the alkaline single cell gel (comet) assay. Environmental and Molecular Mutagenesis 29: 418-430.

Rao, S. S., Neheli, T., Carey, J. H., and Cairns, V. W. 1997. Fish hepatic micronuclei as an indication of exposure to genotoxic environmental contaminants. Environmental Toxicology and Water Quality 12: 217-222.

Rojas, E., Lopez, M. C., and Valverde, M. 1999. Single cell gel electrophoresis assay: methodology and applications. Journal of Chromatography B 722: 225-254.

Ryberg, B., and Johanson, K. B. 1978. Estimation of DNA strand breaks in single mammalian cells. In Hanawalt, P. C., Friedberg, E. C., and Fox, C. F. (eds): DNA Repair Mechanisms. Academic Press, NY, USA. pp 465-468.

Schmid, W. 1975. The micronucleus test. Mutation Research 31: 9-15.

Singh, N. P., McCoy, M. T., Tice, R. R., and Schneider, E. L. 1988. A simple technique for quantitation of low levels of DNA damage in individual cells. Experimental Cell Research 175: 184-191.

Smith, I. 1990. Erythrocytic micronuclei in wild fish from Lakes Superior and Ontario that have pollution-associated neoplasia. Journal of Great Lakes Research 16: 139-142.

105 Tice, R. R., Agurell, E., Anderson, D., Burlinson, B., Hartmann, A., Kobayashi, H., Miyamae, Y., Rojas, E., Ryu, J. C., and Sadaki, Y. F. 2000. Single cell gel/comet assay: guidelines for in vitro and in vivo genetic toxicology testing. Environmental and Molecular Mutagenesis 35: 206-221.

Tice, R. R., Ormiston, B. G., Boucher, R., Luke, C. A., and Paquette, D. E. 1987. Environmental biomonitoring with feral rodent species. In: Sandhu, S. S., DeMarini, D. M., Mass, M. M., Moore, M. M., and Mumford, J. S. (eds): Short- term Bioassays in the Analysis of Complex Mixtures. Plenum Press, NY, USA. pp 175-180.

Tinwell, H., and Ashby, J. 1989. Comparison of acridine orange and Giemsa stains in several mouse bone marrow micronucleus assays-including a triple dose study. Mutagenesis 4: 476-481.

Williams, R. C., and Metcalfe, C. D. 1992. Development of an in vivo hepatic micronuleus assay with rainbow trout. Aquatic Toxicology 23: 193-202.

106

Season Autumn 2002 Summer 2003 Autumn 2003 Spring 2004

Site ASH ASH CON ASH CON ASH CON

Sample No. 27 24 5 24 14 24 24

Raised lesions (%) 11.11 8.33 0 4.17 14.29 16.67 8.33

Barbel deformities (%) 29.63 79.17 60.00 37.50 21.43 45.83 20.83

Table 5.1. Prevalence of external raised lesions and barbel deformities in fish from the Ashtabula River (ASH) and Conneaut River (CON).

107

Sample MNPCEs (‰) MNNCEs (‰) MN (‰) size (mean ± standard error) (mean ± standard error) (mean ± standard error)

24 3.47 ± 3.47 0.15 ± 0.13 0.17 ± 0.15

Table 5.2. Frequencies of micronuclei in polychromatic erythrocytes (MNPCEs) and normochromatic erythrocytes (MNNCEs) and in both types of erythrocytes (MN) of brown bullheads from the Ashtabula River in the autumn of 2002.

108

Figure 5.1. Map locations of the Ashtabula River and Conneaut River.

109 50 3 Ashtabula Autumn 2002 40

30

20 3

10 3 3 0 Tail Length (µm) Tail DNA (%) Tail Extent Moment Olive Tail Moment (µm) (µm)

Figure 5.2. Measurements of DNA damage in erythrocytes of brown bullheads from the Ashtabula River in the autumn of 2002. Heights of columns represent means and error bars are standard errors. Numbers above bars indicate the sample size. No fish were captured from the Conneaut River at the same season.

110 90

80 23 Ashtabula Summer 2003 Conneaut Summer 2003 70 5 23 60 23 50 5 40 5 30 23 20 5 10 0 Tail Length (µm) Tail DNA (%) Tail Extent Moment Olive Tail Moment (µm) (µm)

Figure 5.3. Measurements of DNA damage in erythrocytes of brown bullheads from the Ashtabula River and Conneaut River in the summer of 2003. Heights of columns represent means and error bars are standard errors. Numbers above bars indicate sample sizes. Fish from the Ashtabula River had significantly greater tail length, % tail DNA, tail extent moment, and Olive tail moment than fish from the Conneaut River (Wilcoxon Rank-Sum test, p < 0.05 for each comparison).

111 60 24 14 Ashtabula Autumn 2003 50 24 14 Conneaut Autumn 2003 40

30 24 14 20

24 14 10

0 Tail Length (µm) Tail DNA (%) Tail Extent Moment Olive Tail Moment (µm) (µm)

Figure 5.4. Measurements of DNA damage in erythrocytes of brown bullheads from the Ashtabula River and Conneaut River in the autumn of 2003. Heights of columns represent means and error bars are standard errors. Numbers above bars indicate sample sizes. There was no significant difference between fish from the Ashtabula River and fish from the Conneaut River in tail length, % tail DNA, tail extent moment, and Olive tail moment (Wilcoxon Rank-Sum test, p > 0.50 for each comparison).

112 50 24 Ashtabula Spring 2004 40 Conneaut Spring 2004

30 24

23 20 24 23 10 24 23 23 0 Tail Length (µm) Tail DNA (%) Tail Extent Moment Olive Tail Moment (µm) (µm)

Figure 5.5. Measurements of DNA damage in erythrocytes of brown bullheads from the Ashtabula River and Conneaut River in the spring of 2004. Heights of columns represent means and error bars are standard errors. Numbers above bars indicate sample sizes. Fish from the Ashtabula River had significantly greater tail length, % tail DNA, tail extent moment, and Olive tail moment than fish from the Conneaut River (Wilcoxon Rank-Sum test, p < 0.001 for each comparison).

113 18 23 16 Ashtabula Spring 2004 14 Conneaut Spring 2004 12 24 10 8 23 24 6 4

2 23 24 23 24 0 Tail Length (µm) Tail DNA (%) Tail Extent Moment Olive Tail Moment (µm) (µm)

Figure 5.6. Measurements of DNA damage in erythrocytes of largemouth bass from the Ashtabula River and Conneaut River in the spring of 2004. Heights of columns represent means and error bars are standard errors. Numbers above bars indicate sample sizes. Fish from the Ashtabula River had significantly greater tail length and tail extent moment than fish from the Conneaut River (Wilcoxon Rank-Sum test, p ≤ 0.01 for each comparison). No difference existed between the two sites in % tail DNA and Olive tail moment (Wilcoxon Rank-Sum test, p > 0.5 for each comparison)

114

CHAPTER 6

SUMMARY

Biomarkers including benzo[a]pyrene (B[a]P)- and naphthalene (NAPH)- type biliary polycyclic aromatic hydrocarbon (PAH) metabolites, the condition factor (K), the hepatosomatic index (HSI), the gonosomatic index (GSI), the spleen-somatic index (SSI), external raised lesions (grossly visible tumors) and barbel deformities were measured in brown bullheads (Ameiurus nebulosus) from Lake Erie tributaries mainly during 1998-

2000, including the Detroit River (DET) in Michigan, Ottawa River (OTT), Huron River

(HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY) and

Ashtabula River (ASH) in Ohio, Presque Isle Bay (PIB) in Pennsylvania, Buffalo River

(BUF) and Niagara River (NIA) in New York. All the sites except HUR and OWC were industrially contaminated and have been designated by the International Joint

Commission as Great Lakes Areas of Concern. However, the Black River has undergone significant remediation and has been recently reclassified as an Area of Recovery.

Similarly extensive remediation has been applied to the Niagara River, particularly at the

Love Canal location used in this study. HUR and OWC received no known industrial pollution and were selected as reference sites. Additionally, two genetic assays, the comet assay and micronucleus assay, were used to examine the genotoxic exposure and effects

115 in brown bullheads from the Ashtabula River and the Conneaut River (CON) (a reference

site) in Ohio during 2002-2004. The major goals of this study were to assess the stress

and adverse effects of contaminants on fish in the Lake Erie system and to evaluate the

use of biomarkers in environmental monitoring and assessment.

Comparisons of Levels of Biomarkers between Lake Erie Tributaries

Measurements of B[a]P and NAPH - type metabolites in bile of brown bullheads

showed significantly higher PAH exposure in fish from the contaminated DET, OTT,

BLA, CUY, ASH, and BUF than in fish from the NIA and the reference site, OWC

(Table 6.1). Fish from OWC and ASH appeared to be healthier, with lower prevalence of

tumors and barbel deformities, than fish from DET, OTT, HUR, BLA, CUY, PIB, BUF,

and NIA (Table 6.1). No apparent trend existed between fish from the contaminated and

reference sites in the K, HSI, SSI and GSI (Table 6.1). The comet assay with erythrocytes

of brown bullheads revealed that fish from ASH suffered greater genotoxic exposure and

damage than fish from the reference site, CON (Table 6.2).

Associations between Biomarkers

Concentrations of biliary B[a]P-type and NAPH-type metabolites were highly

correlated in brown bullheads (rPearson’s = 0.94, p < 0.0001, Chapter 2). The K, HSI, and

GSI were positively correlated with each other and the SSI was negatively correlated with the GSI (rPearson’s between K and HSI = 0.193, p < 0.0001; rPearson’s between K and

GSI = 0.332, p < 0.0001; rPearson’s between HSI and GSI = 0.149, p < 0.005; rPearson’s between GSI and SSI = -0.146, p < 0.005, Chapter 3). The occurrence of raised lesions

116 tended to be associated with the occurrence of barbel deformities in bullheads (Chi-

square test, p < 0.01, Chapter 4).

Concentrations of both biliary B[a]P and NAPH - type metabolites were

negatively correlated with the HSI (rPearson’s between B[a]P-type metabolite and HSI = -

0.24, p < 0.005; rPearson’s between NAPH-type metabolite and HSI = -0.18, p < 0.05)

(Table 6.3). The negative association between PAH metabolites and the HSI is different

from the previous finding that PAH contamination led to elevated HSI (Slooff et al. 1983;

Fabacher and Baumann 1985; Gallagher and Di Giulio 1989; Everaarts et al. 1993;

Pinkney et al. 2001). The cause for the negative relationship is not clear. However,

because the correlation coefficients were small (|r| < 0.25, r2 < 0.0625), PAHs should not contribute much to the variation in HSI, at least at the concentrations seen in this study.

Clearly elevated HSIs have been noted at extreme sediment PAH concentrations in the historical literature (Table 3.7, Chapter 3). No significant associations existed between

PAH metabolites and the K, GSI and SSI (Pearson’s correlation procedure, p > 0.1)

(Table 6.3).

As an attempt to evaluate the associations between occurrences of raised lesions

(grossly visible tumors), barbel deformities and concentrations of PAH metabolites, logistic regression models were developed (Table 6.4). Because B[a]P-type and NAPH- type metabolites were highly correlated, they were run separately in the logistic models.

Concentrations of B[a]P and NAPH - type metabolites were both positively related to the odds ratio of fish having external raised lesions and to the odds ratio of fish having barbel deformities (Table 6.4). An increase of 1 µg/mg protein in B[a]P-type metabolites was estimated to increase the odds ratio of fish having raised lesions by 17.8 times and to

117 increase the odds ratio of fish having barbel deformities by 6.6 times. While an increase in NAPH-type metabolites could also increase the odds ratios, its effect was much less than that of B[a]P-type metabolites. An increase of 1 µg/mg protein in NAPH-type metabolites increased the odds ratios of raised lesions and barbel deformities by 1.02 and

1.01 times, respectively. Corresponding to the concentrations of both types of metabolites present in fish bile (Table 6.1), an increase of 0.1 µg/mg protein in B[a]P-type metabolites increased the odds ratios of raised lesions and barbel deformities by 1.33 and

1.21 times and an increase of 10 µg/mg protein in NAPH-type metabolites increased the odds ratios by 1.18 and 1.12 times, respectively.

Logistic models were also developed with the K, HSI, GSI, and SSI to evaluate associations between the probability of fish having external raised lesions and barbel deformities and these four physiological variables. The backward selection was used to choose the significant independent variables. Only the K and HSI were significantly related to the odds ratios of raised lesions and barbel deformities and left in the models, respectively (Table 6.4). A unit of increase in the K increased the odds ratio of raised lesions by 4.4 times and a unit of increase in the HSI reduced the odds ratio of barbel deformities by 27%. Fish of larger K (plumper fish) and fish of smaller HSI (relatively smaller liver) appeared to have higher chance to develop tumors and deformities in barbels. Plumper fish have greater surface area and take in larger amount of food, both of which could result in greater contaminant exposure and higher risk for tumors. In contrast, an increase in liver size may be associated with an increase in detoxification function and reduced risk for contaminant-induced abnormalities.

118

Effectiveness of Biomarkers

The uses of biomarkers including biliary PAH metabolites, the condition factor

(K), hepatosomatic index (HSI), gonosomatic index (GSI) and spleen-somatic index

(SSI), external raised lesions (grossly visible tumors) and barbel deformities, the comet assay and micronucleus assay are compared and summarized in Table 6.5.

Concentrations of PAH metabolites in fish bile were positively associated with concentrations of selected PAHs in sediments and occurrences of external lesions and deformities in fish. The fix-wavelength fluorescence (FF) method used in the present study is simple, quick, low-cost, and does not need any complicated extraction or chromatographic separation. A number of previous studies demonstrated that changes in

PAH exposure were measurable in the form of metabolites in fish bile within a few days

(Table 6.5). My research, together with the previous studies, suggests that the

measurement of biliary PAH metabolites in fish using the FF method is an effective

method for monitoring short-term exposure of fish to PAHs in the environment.

Prevalence of tumors in fish has been widely used and accepted by the

International Joint Commission (IJC 1987) as an indicator of carcinogenic exposure and

damage. Occurrences of grossly visible tumors and barbel deformities in brown bullheads

were strongly associated with concentrations of PAH metabolites in fish bile and

positively associated with concentrations of sediment PAHs and heavy metals (Table

6.5), supporting the use of tumors and abnormalities in barbels of bullheads as an

effective indicator of the contamination status and effects. However, the laboratory study

by Black (1983a; 1983b) indicated that the formation of tumors took a long time. In his

119 experiment, brown bullheads were treated by skin painting with extracts of sediments

from an industrialized reach of the Buffalo River. After 18 months’ exposure, papillomas

were developed and observable in the treated area of fish. The long time required for

development of tumors makes external lesions an undesirable biomarker for short-term

exposure. In addition, because incidences of tumors are highly related to fish age, the age of fish has to be controlled and taken into consideration when comparisons are made between different populations. Also a “tumor” identified by gross examination could be hyperplasia, a papilloma, or a cancer if diagnosed by histopathology. Such diagnoses should greatly increase the usefulness of external lesions as biomarkers.

Compared with the survey of prevalence of external tumors in fish, the comet assay provides a promising tool for assessing recent genotoxic exposure. The comet assay is extremely sensitive and responds quickly to genotoxicants (even in hours) (Table 6.5).

It is a cost-effective method and does not require very complex procedures. The comet assay using erythrocytes of brown bullheads from the Ashtabula and Conneaut Rivers showed higher sensitivity compared to the survey of tumors in the same fish (Chapter 5).

As opposed to the comet assay, the micronucleus test with erythrocytes of brown bullheads did not show effectiveness as a contamination indicator in my study.

The K, HSI, GSI and SSI differed between female and male fish and could be affected by a variety of natural factors such as seasonal cycling (temperature and sexual maturation), nutritional condition, competition between species, and interactions between different chemical compounds in the environment. Because these factors vary from an ecosystem to another and are hard to control, it is not reliable to assess the contamination status based purely on measurements of some or all of these physiological variables.

120 However, despite these problems, the K, HSI, GSI, and SSI are easy and inexpensive to measure, and therefore still have value in evaluating the health and reproductive status of fish. In my study, I found a positive association between the occurrence of raised lesions and the K and a negative association between the occurrence of barbel deformities and the HSI (Table 6.5). No clear trend could be seen between the industrially contaminated and reference sites in the mean values of K, HSI, GSI, and SSI, however, the positive associations between the male GSI and sediment polychlorinated biphenyls (PCBs) and between the male SSI and sediment PAHs imply that contamination in Lake Erie tributaries may have impacts on fish health (Chapter 3). Historical comparisons of the

HSI of bullheads between 1980s and 1990s at the same sites suggest that impacts of contaminants on organo-somatic indices become more apparent once the contamination level is high (Chapter 3).

Overall, the present study demonstrates that concentrations of biliary PAH metabolites, prevalence of external tumors and barbel deformities, and the comet assay are effective measures of contaminant exposure and effects in brown bullheads.

Especially the biliary PAH metabolites and the comet assay appear to be desirable biomarkers for evaluating recent environmental status due to their high sensitivity, rapid response, relatively low cost and simpleness of procedures.

From the present study, the use of biomarkers with bullheads showed the following advantages in assessing environmental status. First, they reflect not only the exposure but also the impairments of contaminants in ecological systems. Second, biomarkers are measured in individual fish, so more data points can be obtained and available for statistical comparisons. It could increase the possibility for developing

121 models to investigate the risk factors and the cause and effect relationship between the contamination and adverse effects. Third, levels of biomarkers (concentrations of PAH metabolites and prevalence of external lesions and deformities) were associated with concentrations of sediment contaminants, demonstrating that these biomarkers are indicative of the sediment contamination.

Further work would be needed to standardize the methodology for measurements of PAH metabolites in bile, surveys of tumors in fish, and the comet assay to increase the comparability of theses biomarkers estimated by different groups. In particular, a number of methods have been used to analyze PAH metabolites, including the high-performance liquid chromatography with a fluorescence detector (HPLC/F) (Krahn et al. 1984), the synchronous fluoremetric spectroscopy (SFS) (Lin et al. 1994), and the fixed-wavelength fluorescence (FF) (Lin et al. 1996). Since determinations of concentrations of PAH metabolites by these methods are semiquantitative, concentrations measured using different techniques are not comparable and could differ by orders of magnitude (Lin et al. 1994; 1996). Similarly the procedures and standards used in the fish anomaly examination varied between investigators. Standardization of the methodology would increase the usefulness of data and help improve the efficiency and accuracy of environmental monitoring.

Environmental Status of Lake Erie Tributaries

External anomaly and biliary PAH metabolites in brown bullheads have shown their effectiveness as indicators of environmental exposure and effects. To evaluate the status of the sampling Lake Erie tributaries, ranks were given to each site for its

122 prevalence of external raised lesions (tumors) and barbel deformities and concentrations

of B[a]P and NAPH - type metabolites in fish, as well as concentrations of selected

groups of sediment contaminants (PAHs, PCBs, DDTs, and heavy metals) (Table 6.6).

Cluster analysis was performed using Ward's linkage method to categorize the ten

study sties into groups of similar environmental status. When prevalence of fish external

raised lesions and barbel deformities and concentrations of sediment contaminants were

considered, the ten sampling sites were divided into three major groups (Figure 6.1). The

Detroit, Cuyahoga, and Ottawa Rivers had the highest ranks and appeared to be the most

highly impacted sites. The Old Woman Creek, Ashtabula, Huron and Niagara Rivers ranked the lowest and were impacted relatively the least. The Black and Buffalo Rivers as well as the Presque Isle Bay had ranks between the two groups and were moderately impacted.

When concentrations of PAH metabolites measured in bile of fish from eight of the ten Lake Erie tributaries (the Presque Isle Bay and Huron River had no data) were considered in addition to the prevalence of fish external anomaly and concentrations of sediment contaminants, cluster analysis showed a similar three groupings: the highly impacted sites, the Detroit, Ottawa, Cuyahoga and Buffalo Rivers; the moderately impacted site, the Black River; and the relatively least impacted sites, the Old Woman

Creek, Ashtabula and Niagara Rivers (Figure 6.2). The only difference brought in by

PAH metabolites is that the Buffalo River was moved from the moderately impacted group to the highly impacted group. Buffalo River bullheads had the highest concentrations of B[a]P and NAPH - type metabolites in this study (Table 6.6),

123 demonstrating that they were exposed to elevated levels of PAHs during the sampling time period (June 1998).

In conclusion, surveys of incidences of external anomaly and measurements of biliary PAH metabolites in brown bullheads together with the available sediment contaminant data during 1998-2000 suggest that the ten study Lake Erie tributaries were impacted at three different levels. The Detroit, Cuyahoga, Ottawa, and Buffalo Rivers appeared to be the most highly impacted sites. The Black River and Presque Isle Bay were moderately impacted and the Old Woman Creek, Ashtabula, Huron and Niagara

Rivers belonged to the relatively least impacted sites.

Historical studies on concentrations of PAHs in bile of brown bullheads from the

Black River showed that PAH exposure at the Black River was decreasing during the

1990s (Chapter 2). The present study suggests that the Black River is experiencing recovery but its status was still worse than the reference sites, the Old Woman Creek and

Huron River, in the late 1990s. While the Ashtabula River was categorized in the same group with the two reference sites, the comet assay indicated that fish from the Ashtabula

River suffered higher genetic damage (Chapter 5). Thus concern should be still given to this site. The contaminated Niagara River showed low concentrations of sediment contaminants and fish PAH metabolites and low prevalence of fish tumors, providing evidence that the extensive remediation applied at the notoriously contaminated Love

Canal, a municipal and chemical dump site in the 1920s-1950s, has significantly improved the river’s ecological status. Future studies will be valuable to continuously investigate the changes occurring in the Lake Erie system and to evaluate the effects of remedial activities.

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126 from the tidal Potomac River, USA, Watershed. Environmental Toxicology and Chemistry 20: 1196-1205.

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127

Site DET OTT HUR OWC BLA CUYd ASH PIB BUF NIA

Year 2000 1999 - 97,99,00 1997 1999 2000 - 1998 1998

Sample No. 20 20 - 50 22 36 20 - 20 20

B[a]P-type a 0.129 0.207 - 0.036 0.114 0.482 0.076 - 0.483 0.032

NAPH-type a 25.8 32.7 - 13.7 40.4 61.7 21.7 - 80.5 13.9

Year 2000 1999 1998 99, 00 1998 1999 2000 1998 1998 1998

Sample No. 16 51 30 87 45 56 45 42 43 40

Female K b 1.34 1.36 1.39 1.31 1.67 1.52 1.39 1.37 1.43 1.48

Male K b 1.34 1.27 1.42 1.36 1.61 1.31 1.34 1.39 1.46 1.37

Female HSI b 1.83 2.56 2.59 2.55 2.87 1.96 3.36 1.95 1.65 2.43

Male HSI b 1.83 1.67 1.78 2.01 2.98 1.93 2.65 1.69 1.91 2.34

Female GSI b 9.68 8.68 6.68 4.12 10.8 8.48 8.36 5.56 5.78 8.5

Male GSI b 0.24 0.29 0.25 0.18 0.29 0.28 0.29 0.21 0.29 0.22

Female SSI b 0.07 0.09 0.09 0.11 0.10 0.11 0.14 0.10 0.14 0.11

Male SSI b 0.15 0.12 0.09 0.11 0.12 0.13 0.12 0.11 0.17 0.14

Year 2000 1999 1998 99, 00 1998 1999 2000 1998 1998 1998

Sample No. 34 51 30 87 45 56 45 42 43 40

Lesions c 23.5 5.9 20 12.6 40 57.1 6.7 14.3 20.9 2.5

Deformities c 64.7 70.6 30 10.4 40 55.4 22.2 35.7 30.2 52.5 a Discussed in Chapter 2. b Discussed in Chapter 3. c Discussed in Chapter 4. d Fish collected from the Cuyahoga River - harbor and upstream were combined.

Table 6.1. Summary of the mean concentrations of B[a]P and NAPH - type metabolites (µg/mg protein), the mean values of the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI) and spleen-somatic index (SSI), prevalence of external raised lesions and barbel deformities (%) in brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA).

128

Site Year Sample Tail Length Tail DNA Tail extent moment Olive tail moment

No. (µm) (%) (µm) (µm)

ASH 2004 24 39.92 23.25 11.52 4.32

CON 2004 23 18.24 9.43 2.59 1.23

Discussed in Chapter 5.

Table 6.2. DNA damage measured by the comet assay in erythrocytes of brown bullheads from the Ashtabula River (ASH) and Conneaut River (CON).

129

K HSI GSI SSI

B[a]P-type metabolites 0.11828 a -0.24273 0.02758 0.03469

0.1326 b 0.0020 0.7275 0.6602

163 c 160 162 163

NAPH-type metabolites 0.12346 -0.18489 -0.05298 0.05324

0.1164 0.0193 0.5032 0.4997

163 160 162 163 a Pearson’s correlation coefficient. b p value. c Sample size.

Table 6.3. Correlations between concentrations of PAH metabolites and the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI) and spleen-somatic index (SSI) in brown bullheads.

130

Lesions Logistic regression model Wald’s test for Point estimate effect

and null hypothesis: (95% Wald

deformities β=0 Confidence Limits)

Raised ln[P(x)/(1-P(x))] = -2.035 + 2.878 × B[a]P- p < 0.0001 17.775 per µg/mg

lesions type metabolites (µg/mg protein) (4.089 – 77.258)

(x) ln[P(x)/(1-P(x))] = -1.966 + 0.017 × NAPH- p < 0.005 1.017 per µg/mg

type metabolites (µg/mg protein) (1.006 - 1.027)

ln[P(x)/(1-P(x))] = -3.432 + 1.484 × K p < 0.05 4.409 per unit

(1.284 – 15.134)

Barbel ln[P(y)/(1-P(y))] = -0.615 + 1.890 × B[a]P- p < 0.01 6.616 per µg/mg

deformities type metabolites (µg/mg protein) (1.677 – 26.098)

(y) ln[P(y)/(1-P(y))] = -0.626 + 0.012 × NAPH- p < 0.05 1.012 per µg/mg

type metabolites (µg/mg protein) (1.001 - 1.022)

ln[P(y)/(1-P(y))] = 0.197 - 0.320 × HSI p < 0.05 0.726 per unit

(0.533 – 0.989)

Table 6.4. Relationships between the probability of fish having external raised lesions and barbel deformities and concentrations of PAH metabolites, the condition factor (K) and the hepatosomatic index (HSI) in brown bullheads.

131

Biomarker Association with Association with other biomarkers Relation with non-

sediment contaminants contamination factors

B[a]P and Both types of PAH Both types of PAH metabolites were Neither sex nor age

NAPH - type metabolites were positively associated with the odds influenced either type metabolites a positively associated ratios of raised lesions and barbel of PAH metabolites.

with sediment PAHs. deformities.

K, HSI, GSI, Male GSI and SSI were The K was positively associated with The K, HSI, GSI and and SSI b negatively associated the odds ratio of raised lesions and SSI varied between

with sediment PCBs the HSI was negatively associated female and male fish.

and PAHs, respectively. with the odds ratio of barbel Age only seemed to

deformities. affect SSI.

External Marginal evidence for See above and bellow. Sex had no influence raised lesions positive associations on occurrences of and barbel between prevalence of lesions and deformities c raised lesions and deformities. Fish of

barbel deformities and larger size had higher

sediment PAHs and risk for lesions and

heavy metals. deformities.

Comet and Not available The comet assay (but not the Neither sex nor fish micronucleus micronucleus assay) was associated size influenced the assays d with incidences of raised lesions and comet assay.

barbel deformities.

Table 6.5. Comparisons between biomarkers including biliary PAH metabolites, the condition factor (K), hepatosomatic index (HSI), gonosomatic index (GSI) and spleen- somatic index (SSI), external raised lesions and barbel deformities, the comet assay and micronucleus assay of the brown bullhead.

(Continued)

132

Biomarker Cost Complexity of Effectiveness as Indicator of short or

measurements an indicator long term exposure

B[a]P and NAPH - Fairly low Fairly simple and Very effective Short term exposure type metabolites a quick and sensitive (a few days) e

K, HSI, GSI, and SSI b Low Simple and quick Not very Fairly short term

sensitive. exposure (a few weeks

or months) f

External raised lesions Low Simple and quick Very effective Long term exposure and barbel deformitiesc and somewhat (> 1 year) g

sensitive

Comet and Fairly low Fairly simple and Comet assay: Comet assay: short term micronucleus assays d quick. The comet very effective exposure (a few hours,

assay is more and sensitive; days, or weeks) h;

complex and takes Micronucleus Micronucleus assay:

longer time than assay: not very fairly short term

the micronucleus effective for the exposure (a few days,

assay brown bullhead. weeks, or months) i a Discussed in Chapter 2. b Discussed in Chapter 3. c Discussed in Chapter 4. Histopathology was not involved in the present study. If histopathology is conducted, the cost and complexity of lab work will increase. d Discussed in Chapter 5. e Krahn et al. 1986; Hellou and Payne 1987; Collier and Varanasi 1991; Britvic et al. 1993; Leadly et al. 1999; Schanke et al. 2001. f Vignier et al. 1992; Friedmann et al. 1996. g Black 1983a ; 1983b. h Pandrangi et al. 1995; Devaux et al. 1997; Rajaguru et al. 2003; Buschini et al. 2004. i Nepomuceno et al. 1997; Farah et al. 2003 ; Buschini et al. 2004.

Table 6.5. Continued.

133

Site DET OTT HUR OWC BLA CUY ASH PIB BUF NIA

Sediment PAHs 9 8 1 5 6 10 4 3 7 2

Sediment PCBs 8 10 1 3 5 7 9 4 6 2

Sediment DDTs 10 9 2 8 7 5 3.5 3.5 6 1

Sediment metals 8 6 4 1 5 10 3 9 7 2

Average rank 8.8 8.3 2 4.3 5.8 8 4.9 4.9 6.5 1.8

Raised lesions 8 2 6 4 9 10 3 5 7 1

Barbel deformities 9 10 3 1 6 8 2 5 4 7

Average rank 8.5 6 4.5 2.5 7.5 9 2.5 5 5.5 4

Biliary B[a]P-type 5 6 - 2 4 7 3 - 8 1

Biliary NAPH-type 4 5 - 1 6 7 3 - 8 2

Average rank 4.5 5.5 - 1.5 5 7 3 - 8 1.5

Average of the first 8.7 7.2 3.3 3.4 6.7 8.5 3.7 5.0 6 2.9

two average ranks

Average of all the 7.3 6.6 - 2.8 6.1 8 3.5 - 6.7 2.4

three average ranks

The values for concentrations of sediment contaminants and fish PAH metabolites and prevalence of external anomaly are shown in Figure 2.3 and Table 4.3. Higher ranks correspond to higher concentrations and prevalence.

Table 6.6. Ranks for concentrations of contaminants (PAHs, PCBs, DDTs, heavy metals) in sediments, prevalence of external raised lesions and barbel deformities and mean concentrations of biliary B[a]P and NAPH - type metabolites in brown bullheads from the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA).

134 0.5

S e 0.4 m i - P a r 0.3 t i a l R - 0.2 S q u a r e d 0.1

0.0 DET CUY OTT OWC ASH HUR NIA BLA BUF PIB

Name of Observation or Cluster

Rank 8.7 8.5 7.2 3.4 3.7 3.3 2.9 6.7 6.0 5.0

Figure 6.1. Cluster analysis of the ten sampling Lake Erie tributaries using concentrations of selected groups of sediment contaminants (PAHs, PCB, DDTs, and heavy metals) and prevalence of external raised lesions and barbel deformities in brown bullheads. The ten sampling Lake Erie tributaries include the Detroit River (DET), Ottawa River (OTT), Huron River (HUR), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Presque Isle Bay (PIB), Buffalo River (BUF), and Niagara River (NIA).

135 0.5

S e 0.4 m i - P a r 0.3 t i a l R - 0.2 S q u a r e d 0.1

0.0 DET OTT CUY BUF OWC ASH NIA BLA

Name of Observation or Cluster

Rank 7.3 6.6 8 6.7 2.8 3.5 2.4 6.1

Figure 6.2. Cluster analysis of the eight sampling Lake Erie tributaries using concentrations of selected groups of sediment contaminants (PAHs, PCB, DDTs, and heavy metals), prevalence of external raised lesions and barbel deformities and concentrations of B[a]P and NAPH - type metabolites in brown bullheads. The eight sampling Lake Erie tributaries include the Detroit River (DET), Ottawa River (OTT), Old Woman Creek (OWC), Black River (BLA), Cuyahoga River (CUY), Ashtabula River (ASH), Buffalo River (BUF), and Niagara River (NIA).

136

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