Investigating Confidence-Building Measures in the Asia–Pacific Region

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Investigating Confidence-Building Measures in the Asia–Pacific Region Investigating Confidence-Building Measures in the Asia–Pacific Region Ranjeet K. Singh, editor Report No. 28 May 1999 Copyright©1999 11 Dupont Circle, NW Ninth Floor Washington, DC 20036 phone 202.223.5956 fax 202.238.9604 [email protected] www.stimson.org About the Project The Henry L. Stimson Center has been working to promote confidence-building measures (CBMs) in regions of tension since 1991. Our CBM Project programming now focuses primarily on India, Pakistan, China, and Japan. We have also carried out workshops in Latin America and the Middle East and briefings for officials and visitors from these regions. The Center’s CBM programming has six main components: C First, we hold a series of meetings on CBMs in Washington for diplomats and military attachés, media, executive and legislative officials, and representatives from nongovernmental organizations. These meetings provide an opportunity to discuss problem-solving ideas in a congenial setting. C Second, we commission papers to stimulate thinking and problem-solving CBM approaches within regions of interest. We are interested in developing the theory as well as the practice of CBMs. Towards these ends we compare CBM experiences in different regions. We are also interested in collaborations across borders to encourage networking. We publish commissioned work as funding permits. C Third, with local co-sponsorship, we convene workshops on CBMs within countries of interest, reaching key target audiences: government officials, military officers, journalists, academics, and researchers. C Fourth, we host a Visiting Fellows program, whereby talented individuals from India, Pakistan, Japan, and China carry out research and writing on the theory and practice of CBMs at the Stimson Center. C Fifth, we publish and distribute widely materials on CBMs. We also place our CBM publications and non-published work on the Stimson Center’s website (www.stimson.org). C Sixth, we moderate a cross-border internet dialogue, known as the Southern Asia Internet Forum, designed to generate open dialogue, and broaden the scope of discussion, among individuals working on security issues in the region. Support for The Stimson Center’s CBM Project is provided by the Carnegie Corporation of New York, the W. Alton Jones Foundation, the Ford Foundation, and the William and Flora Hewlett Foundation. Table of Contents About the Project ....................................................... iii Table of Contents ........................................................v List of Abbreviations .................................................... vii Introduction ............................................................ ix Benjamin L. Self and Ranjeet K. Singh China’s Approach to Confidence-Building Measures ............................. 1 Kenneth W. Allen Confidence-Building Measures and Japanese Security Policy ...................... 25 Benjamin L. Self The Spratly Islands Dispute in the South China Sea: Problems, Policies, and Prospects for Diplomatic Accommodation .................................... 53 Christopher C. Joyner Military Confidence-Building Measures Across the Taiwan Strait . 111 Kenneth W. Allen Notes on Contributors List of Abbreviations APEC Asia–Pacific Economic Cooperation ARATS Association for Relations Across the Taiwan Strait ARF ASEAN Regional Forum ASEAN Association of Southeast Asian Nations CAR Central Asian Republics CBMs Confidence-building measures CSCAP Council for Security Cooperation in the Asia Pacific EEZ Exclusive Economic Zone JDA Japan Defense Agency LAC Line of Actual Control LDP Liberal Democratic Party (Japan) LOS 1982 Law of the Sea Convention MSDF Maritime Self-Defense Forces (Japan) ODA Official Development Assistance OSCE Organization for Security and Cooperation in Europe PLA People’s Liberation Army (China) PRC People’s Republic of China (China) ROC Republic of China (Taiwan) ROK Republic of Korea SDF Self-Defense Force (Japan) SEF Straits Exchange Foundation (Taiwan) TMD Theater Missile Defense Introduction Benjamin L. Self and Ranjeet K. Singh The Henry L. Stimson Center has been supporting research and writing on the theory and practice of confidence-building measures (CBMs) since 1991. CBMs are diverse national security toolsCsuch as hotlines, people-to-people exchanges, prior notification of military exercises, and cross-border economic projectsCthat can help defuse tension, resolve misunderstanding, and promote cooperation to address security concerns. The Stimson Center=s Handbook of Confidence-Building Measures for Regional Security, now in its third edition, explores the origins of CBMs during the Cold War in Europe and their adaptation to various regions around the world. It includes an essay by Ralph Cossa, Pacific Forum-CSIS, on CBMs in the AsiaBPacific Region, focusing on region-wide CBMs under the auspices of the ASEAN Regional Forum (ARF) and the Council for Security Cooperation in the Asia Pacific (CSCAP). In 1997, the Stimson Center published a collection of essays by Chinese specialists on arms control and regional security issues, entitled Chinese Perspectives on Confidence-Building Measures. This report further extended the Center=s work on CBMs into East Asia. The present collection of essays, Investigating Confidence-Building Measures in the AsiaBPacific Region, provides detailed analysis of the role of CBMs in crucial regional security challenges and their use by key regional actors. The Stimson Center is particularly interested in the use of CBMs by China and Japan, and the relevance of CBMs to problems such as the South China Sea and relations across the Taiwan Strait. Kenneth Allen=s first essay in this publication, AChina=s Approach to Confidence-Building Measures,@ looks at how the People=s Republic of China (PRC) and the People=s Liberation Army (PLA) have viewed, negotiated and implemented CBMs as part of their security relations with their neighbors. Included in the essay are comparisons of various ways China has used military CBMs in dealing with different countries in the past and how this has evolved over the past two decades. The Chinese foreign military relations program has undergone profound changes which have allowed them to increase their relations by leaps and bounds in the 1990's. As China=s role and involvement continue to be at the forefront of security issues in the AsiaBPacific region as well as its relationship to the West, careful application of CBMs is of increasing importance. x Introduction The second essay, by Benjamin Self, reviews Japan=s application of CBMs in multilateral, bilateral and unilateral contexts, and investigates the usefulness of a CBM-intensive approach to enhance Japanese security. The essay, AConfidence-Building Measures and Japanese Security Policy,@ explores how the Japanese cultural and historical views of defense since World War II have hindered its use of CBMs and its ability to promote trust and security in the region. Japan=s role in its relationship with the US has complicated this picture given the difficulty that goes along with professing to be peaceful yet being protected under the US nuclear umbrella. Use and promotion of CBMs have become essential ingredients in allowing Japan to overcome the barriers which have prevented it from becoming a major player in defense issues, and provide a basis for leadership in building confidence with its neighbors, especially with the rising and potentially revisionist China. With proposals being passed in the Diet on the Self Defense Force, the time is ripe for Japan to adopt a new approach. This essay provides recommendations for CBM use in Japan that will help move Japan into the 21st century. The next two essays discuss the competing claims to territory in the South China Sea and the relationship between China and Taiwan. In AThe Spratly Islands Dispute in the South China Sea: Problems, Policies and Prospects for Diplomatic Accomodation,@ Christopher Joyner of the Georgetown University Law Center first describes the geographic and historical complexity of the Spratly Island dispute, the most significant of the various contested island groups. Placing the claims by each of the seven parties in the context of the United Nations Convention on the Law of the Sea, he then reviews the diplomatic and military aspects of the disputes. Against the backdrop of the energy, environmental, and economic factors that shape the claimants= interests in the potential resources of the South China Sea and their willingness to negotiate and compromise, Professor Joyner explores how CBMs and other forms of preventive diplomacy might help reduce tension and contribute to peaceful resolution of this complex issue. The final essay, AMilitary Confidence-Building Measures Across the Taiwan Strait,@ also by Kenneth Allen, is the most forward-looking, exploring how the increased use of military CBMs by mainland China opens up the possibility for military CBMs across the Taiwan Strait. While the short-term expectations for any such developments remain low, Allen lays out several specific steps that the two sides might take to reduce tension and prevent potentially disastrous mistakes once the political environment becomes conducive. Given the inevitable impact on outside actors of any change in the cross-Strait relationship, the ideas and proposals in this essay merit attention in the entire AsiaBPacific region. This Stimson Center report, like its predecessors, is designed to prompt more analytical Benjamin L. Self and Ranjeet K. Singh xi work in the theory
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