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Financial Disclosure Report

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Filing ID #10026155

financial DiScloSure report

Clerk of the House of Representatives • Legislative Resource Center • 135 Cannon Building • Washington, DC 20515

filer information

name:

Hon. Donna Shalala Member

Status: State/District:

FL27

filing information

filing type: filing year: filing Date:

New Filer Report 2018 05/14/2019

period covered:

01/01/2017– 12/31/2018

ScheDule a: aSSetS anD "unearneD" income

asset

  • owner Value of asset income
  • income income

current year to filing preceding

type(s)

year

Citibank Accounts [BA] Mednax Inc. [OP]
$50,001 - $100,000

  • Interest
  • Not

Applicable
$1 - $200

  • None
  • Capital Gains

Rent

  • Not
  • $100,001 -

Applicable $1,000,000

DESCRIPTION: Options exercised in June 2018.

  • Miami Rental Property [RP]
  • $250,001 -

$500,000

  • Not
  • $15,001 -

Applicable $50,000

LOCATION: Miami, FL, US

Morgan Stanley Active Assets Account (1) ⇒

Blackstone Alternative Alpha Adv [HE]
$100,001 - $250,000

  • Dividends
  • Not

Applicable
None

Morgan Stanley Active Assets Account (2) ⇒

$15,001 - $50,000 None
Algerian MLP ETF (AMLP) [EF]

Morgan Stanley Active Assets Account (2) ⇒

  • None
  • Dividends
  • Not
  • $201 -

  • FT North American Energy INFRA (EMLP) [EF]
  • Applicable $1,000

asset

  • owner Value of asset income
  • income income

current year to filing preceding

type(s)

year

Morgan Stanley Active Assets Account (2) ⇒

ISHARES CORE MSCI EUROPE (IEUR) [EF]
$50,001 - $100,000
None

Morgan Stanley Active Assets Account (2) ⇒

  • $15,001 - $50,000 Dividends
  • Not
  • $1,001 -

  • ISHARES EDGE MSCI MIN VOL EAFE (EFAV) [EF]
  • Applicable $2,500

Morgan Stanley Active Assets Account (2) ⇒

ISHARES EDGE MSCI VOL EMER (EEMV) [EF]
$15,001 - $50,000 Capital Gains,
Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (2) ⇒

  • $1,001 - $15,000 Dividends
  • Not
  • $1 - $200

  • ISHARES INC MSCI JAPAN ETF (EWJ) [EF]
  • Applicable

Morgan Stanley Active Assets Account (2) ⇒

ISHARES RUSSELL 1000 GRW ETF (IWF) [EF]
$50,001 - $100,000
Capital Gains, Dividends

  • Not
  • $2,501 -

Applicable $5,000

Morgan Stanley Active Assets Account (2) ⇒

ISHARES RUSSELL 1000 VALUE ETF (IWD) [EF]
$50,001 - $100,000

  • Dividends
  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (2) ⇒

ISHARES RUSSELL 2000 GRWTH ETF (IWO) [EF]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (2) ⇒

ISHARES RUSSELL 2000 VALUE ETF (IWN) [EF]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (2) ⇒

ISHARES RUSSELL MIDCAP G ETF (IWP) [EF]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $2,501 -

Applicable $5,000

Morgan Stanley Active Assets Account (2) ⇒

ISHARES RUSSELL MIDCAP V ETF (IWS) [EF]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (2) ⇒

Morgan Stanley Private Bank Account [BA]
$1,001 - $15,000 Interest $1,001 - $15,000 Dividends
Not Applicable
$1 - $200

Morgan Stanley Active Assets Account (2) ⇒

Vanguard Dividend Appreciation (VIG) [EF]
Not Applicable
$1 - $200 $1,001 -

Morgan Stanley Active Assets Account (2) ⇒

  • None
  • Dividends
  • Not

  • VANGUARD FTSE EUROPE ETF (VGK) [EF]
  • Applicable $2,500

Morgan Stanley Active Assets Account (2) ⇒

WISDOMTREE TRUST JAPN HEDGE EQ [EF]
$15,001 - $50,000 Capital Gains,
Dividends

  • Not
  • $5,001 -

Applicable $15,000

Morgan Stanley Active Assets Account (3) ⇒

Amgen Inc. (AMGN) [ST]

  • None
  • Capital Gains,

Dividends

  • Not
  • $1,001 -

Applicable $2,500

asset

  • owner Value of asset income
  • income income

current year to filing preceding

type(s)

year

Morgan Stanley Active Assets Account (3) ⇒

Analog Devices, Inc. (ADI) [ST]

  • None
  • Capital Gains,

Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (3) ⇒

Apple Inc. (AAPL) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $2,501 -

Applicable $5,000

Morgan Stanley Active Assets Account (3) ⇒

AT&T Inc. (T) [ST]

  • $1,001 - $15,000 Dividends
  • Not

Applicable
$1 - $200 $1 - $200 $1 - $200 $5,001 -

Morgan Stanley Active Assets Account (3) ⇒

Bank of New York Mellon Corporation (BK) [ST]

  • None
  • Dividends
  • Not

Applicable

Morgan Stanley Active Assets Account (3) ⇒

BlackRock, Inc. (BLK) [ST]

  • $1,001 - $15,000 Dividends
  • Not

Applicable

Morgan Stanley Active Assets Account (3) ⇒

Boeing Company (BA) [ST]

  • None
  • Capital Gains,

Dividends
Not Applicable $15,000

Morgan Stanley Active Assets Account (3) ⇒

Chevron Corporation (CVX) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $5,001 -

Applicable $15,000

Morgan Stanley Active Assets Account (3) ⇒

Chubb Limited (CB) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $201 -

Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

Cisco Systems, Inc. (CSCO) [ST]
$1,001 - $15,000 Dividends $1,001 - $15,000 Dividends $1,001 - $15,000 Dividends $1,001 - $15,000 Dividends

  • Not
  • $201 -

Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

Colgate-Palmolive Company (CL) [ST]

  • Not
  • $201 -

Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

Comcast Corporation - Class A (CMCSA) [ST]
Not Applicable
None

Morgan Stanley Active Assets Account (3) ⇒

ConocoPhillips (COP) [ST]
Not Applicable
$1 - $200 $1,001 -

Morgan Stanley Active Assets Account (3) ⇒

Crown Castle International Corp. (CCI) [ST]

  • None
  • Capital Gains,

Dividends
Not Applicable $2,500

Morgan Stanley Active Assets Account (3) ⇒

DowDuPont Inc. (DWDP) [ST]
$1,001 - $15,000 Capital Gains,
Dividends
Not Applicable
$1 - $200

asset

  • owner Value of asset income
  • income income

current year to filing preceding

type(s)

year

Morgan Stanley Active Assets Account (3) ⇒

FT NORTH AMERICAN ENERGY INFRA (EMLP) [EF]
None None None

  • Dividends
  • Not
  • $201 -

Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

Honeywell International Inc. (HON) [ST]
Capital Gains, Dividends

  • Not
  • $5,001 -

Applicable $15,000

Morgan Stanley Active Assets Account (3) ⇒

International Business Machines Corporation (IBM)

[ST]

Capital Gains, Dividends

  • Not
  • $201 -

Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

Johnson & Johnson (JNJ) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $2,501 -

Applicable $5,000

Morgan Stanley Active Assets Account (3) ⇒

JP Morgan Chase & Co. (JPM) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $5,001 -

Applicable $15,000

Morgan Stanley Active Assets Account (3) ⇒

L Brands, Inc. (LB) [ST]
None None
Capital Gains, Dividends
Not Applicable
$1 - $200 $201 -

Morgan Stanley Active Assets Account (3) ⇒

  • Dividends
  • Not

  • Lockheed Martin Corporation (LMT) [ST]
  • Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

Lowe's Companies, Inc. (LOW) [ST]
$1,001 - $15,000 Dividends $1,001 - $15,000 Dividends
Not Applicable
$1 - $200

Morgan Stanley Active Assets Account (3) ⇒

McDonald's Corporation (MCD) [ST]
Not Applicable
$1 - $200 $2,501 -

Morgan Stanley Active Assets Account (3) ⇒

Microsoft Corporation (MSFT) [ST]
$1,001 - $15,000 Capital Gains,
Dividends
Not Applicable $5,000

Morgan Stanley Active Assets Account (3) ⇒

Morgan Stanley Bank Account [BA]
$100,001 - $250,000

  • Interest
  • Not

Applicable
$1 - $200

Morgan Stanley Active Assets Account (3) ⇒

Nestle SA Sponsored ADR representing Registered Shares Series B (NSRGY) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $201 -

Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

NextEra Energy, Inc. (NEE) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (3) ⇒

Occidental Petroleum Corporation (OXY) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $201 -

Applicable $1,000

asset

  • owner Value of asset income
  • income income

current year to filing preceding

type(s)

year

Morgan Stanley Active Assets Account (3) ⇒

Pepsico, Inc. (PEP) [ST]

  • None
  • Capital Gains,

Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (3) ⇒

Pfizer, Inc. (PFE) [ST]
$15,001 - $50,000 Capital Gains,
Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (3) ⇒

Schlumberger N.V. (SLB) [ST]

  • None
  • Capital Gains,

Dividends
Not Applicable
$1 - $200

Morgan Stanley Active Assets Account (3) ⇒

Sempra Energy (SRE) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (3) ⇒

The Kraft Heinz Company (KHC) [ST]
None None
Dividends Dividends

  • Not
  • $201 -

Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

  • Not
  • $201 -

  • VANGUARD INT DIV APP INDX FD (VIGI) [EF]
  • Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

Verizon Communications Inc. (VZ) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $2,501 -

Applicable $5,000

Morgan Stanley Active Assets Account (3) ⇒

Walmart Inc. (WMT) [ST]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (3) ⇒

Wells Fargo & Company (WFC) [ST]
None None None None None
Dividends Dividends Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (3) ⇒

WISDOMTREE TR ITL HDG QTLY DIV (IHDG] [EF]
Not Applicable
$1 - $200

Morgan Stanley Active Assets Account (3) ⇒

WISDOMTREE TR US S CAP DIV GRW (DGRS) [EF]

  • Not
  • $201 -

Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

WisdomTree U.S. LargeCap Dividend Fund (DLN) [ST]
Capital Gains, Dividends

  • Not
  • $1,001 -

Applicable $2,500

Morgan Stanley Active Assets Account (3) ⇒

  • Dividends
  • Not
  • $201 -

  • WISDOMTREE US MIDCAP DIV FND (DON) [EF]
  • Applicable $1,000

Morgan Stanley Active Assets Account (3) ⇒

WISDOMTREE US SMALLCAP DIV FND (DES) [EF]
$1,001 - $15,000 Capital Gains,
Dividends

  • Not
  • $201 -

Applicable $1,000

Morgan Stanley Active Assets Account (4) ⇒

  • None
  • Interest
  • Not
  • $1 - $200

  • Morgan Stanley Private Bank Account [BA]
  • Applicable

asset

  • owner Value of asset income
  • income income

current year to filing preceding

type(s)

year

Morgan Stanley Basic Securities Account (1) ⇒

Cars.com Inc. (CARS) [ST]

  • None
  • Capital Gains
  • Not

Applicable
$1 - $200 $201 -

Morgan Stanley Basic Securities Account (1) ⇒

Gannett Co., Inc. (GCI) [ST]
$1,001 - $15,000 Dividends $15,001 - $50,000 Dividends
Not Applicable $1,000

Morgan Stanley Basic Securities Account (1) ⇒

  • Not
  • $201 -

  • Lennar Corporation Class A (LEN) [ST]
  • Applicable $1,000

Morgan Stanley Basic Securities Account (1) ⇒

Lennar Corporation Class A (LEN) [ST]
$100,001 - $250,000

  • Dividends
  • Not

Applicable
None

DESCRIPTION: Stock Name: LENNAR CORPORATION A RST

Morgan Stanley Basic Securities Account (1) ⇒

Lennar Corporation Class B (LEN.B) [ST]

  • None
  • Capital Gains,

Dividends
Not Applicable
$1 - $200 None

Morgan Stanley Basic Securities Account (1) ⇒

Mednax, Inc. (MD) [ST]
$50,001 - $100,000

  • Dividends
  • Not

Applicable

Morgan Stanley Basic Securities Account (1) ⇒

Medtronic plc. Ordinary Shares (MDT) [ST]

  • None
  • Capital Gains,

Dividends

  • Not
  • $2,501 -

Applicable $5,000

Morgan Stanley Basic Securities Account (1) ⇒

Morgan Stanley Private Bank Account [BA]
$1,001 - $15,000 Interest $15,001 - $50,000 Dividends $1,001 - $15,000 Dividends
Not Applicable
$1 - $200

Morgan Stanley Basic Securities Account (1) ⇒

TEGNA Inc (TGNA) [ST]

  • Not
  • $201 -

Applicable $1,000

Morgan Stanley Basic Securities Account (1) ⇒

Teva Pharmaceutical Industries Limited American Depositary Shares (TEVA) [ST]
Not Applicable
None

Morgan Stanley Basic Securities Account (1) ⇒

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  • The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete

    The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete

    The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0006 FORM 13F Expires: July 31, 2015 Estimated average burden FORM 13F COVER PAGE hours per response: 23.8 Report for the Calendar Year or Quarter Ended: 03-31-2019 Check here if Amendment Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AMALGAMATED BANK Address: 275 SEVENTH AVENUE 9TH FLOOR NEW YORK, NY 10001 Form 13F File 028-04148 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GREGORY W SPOCK VICE PRESIDENT - TRUST COMPLIANCE Title: OFFICER Phone: 212-895-4836 Signature, Place, and Date of Signing: GREGORY W SPOCK NEW YORK, NY 05-15-2019 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT.
  • Arabesque Prime Global Index

    Arabesque Prime Global Index

    Monthly Factsheet | September 2018 Arabesque Asset Management Ltd Arabesque Prime Global Index (EUR) 43 Grosvenor Street Zeppelinallee 15 London W1K 3HL 60325 Frankfurt DE000SLA17L5 AIPG1EUN Index [email protected] www.arabesque.com Index Methodology The Arabesque Prime Global Index (EUR) is an index of Arabesque Asset Management Ltd. and is calculated and distributed by Solactive AG (the "Index Administrator" and "Index Calculator"). Arabesque follows a quantitative investment approach that integrates sustainability data with financial analysis. Arabesque Prime Index is a long-only smart beta investment strategy that uniquely combines sustainability information with a sophisticated fundamental stock selection process. The sustainable equity universe consists of approximately 3,000 individual stocks that passed a rules-based screening process. The strategy is rebalanced quarterly, and aims to be fully invested into a portfolio of approximately 250 - 350 stocks of companies with stable cash flows and strong growth prospects. In addition, the estimates of equity analysts are analyzed to select stocks that have a high likelihood of reporting positive future earnings surprises. Performance (net of fees, data contains historical backtest performance) 450 400 350 300 250 200 150 100 50 2006 2008 2010 2012 2014 2016 2018 MSCI All Country World Index - Net Return Prime Global (EUR) - Net Total Return Versions and Symbols Annual Performance (%) (net of fees, data contains historical backtest performance) Arabesque Prime Global ISIN Bloomberg EUR - Net Total Return DE000SLA17L5 AIPG1EUN Index 40 EUR - Price Return DE000SLA17J9 AIPG1EUP Index 20 0 Quick Facts Index Launch 19. April 2016 20 Index Calculator Solactive AG Index Base Date 12. October 2004 Index Base Value 100 40 Index Sponsor Arabesque Asset Management Ltd.
  • September 2020

    September 2020

    UTAH SEPTEMBER 2020 Utah’s economic recovery is still near the best in the nation. Only Idaho is closer to returning to its 2019 economic levels than Utah, where employment declined only 1.8% over the last year. The state currently has the second-lowest unemployment rate in the nation at 4.1%. Utah lost 25,300 jobs over the past year, with the construction (+8,400); trade, transportation, and utilities (+5,200); and financial activities (+1,400) sectors gaining the most jobs. Leisure and hospitality (-26,600); professional and business services (-6,000); and government (-4,000) lost the most jobs year over year. Annual housing price growth continues to accelerate, rising from 7.2% in July to 7.9% in August. UTAH’S LABOR MARKET CONTINUES RECOVERY UNITED STATES EMPLOYMENT FACTS August 2020 September 2020 TOTAL EMPLOYMENT: 1,538,500 MONTHLY JOBS ADDED: 661,000 EMPLOYMENT LOSSES: -1.8% UNEMPLOYMENT: 4.1% EMPLOYMENT CHANGE: -6.4% UNEMPLOYMENT: 7.9% Sources: Bureau of Labor Statistics LARGEST ECONOMIC CONTRACTION ON RECORD Change in U.S. Gross Domestic Product Q2 2019 Q3 2019 Q4 2019 Q1 2020 Q2 2020 Source: U.S. Bureau of Labor Statistics 2.0% 2.1% 2.1% -5.0% -31.4% Note: Shaded area represents recession Source: Bureau of Economic Analysis UTAH COUNTIES’ JOB LOSSES MODERATE ANNUAL INDUSTRY GROWTH MIXED August 2019 - August 2020 August 2019 - August 2020 12-Month 12-Month INDUSTRY Total Change % Change Natural Resources & Mining -1,100 -11.5% Construction 8,400 7.4% Manufacturing -1,200 -0.9% Trade, Trans., Utilities 5,200 1.8% Information -1,600
  • Numerical.Pdf

    Numerical.Pdf

    DTC PARTICPANT REPORT (Numerical Sort ) Month Ending - July 31, 2021 NUMBER PARTICIPANT ACCOUNT NAME 0 SERIES 0005 GOLDMAN SACHS & CO. LLC 0010 BROWN BROTHERS HARRIMAN & CO. 0013 SANFORD C. BERNSTEIN & CO., LLC 0015 MORGAN STANLEY SMITH BARNEY LLC 0017 INTERACTIVE BROKERS LLC 0019 JEFFERIES LLC 0031 NATIXIS SECURITIES AMERICAS LLC 0032 DEUTSCHE BANK SECURITIES INC.- STOCK LOAN 0033 COMMERZ MARKETS LLC/FIXED INC. REPO & COMM. PAPER 0045 BMO CAPITAL MARKETS CORP. 0046 PHILLIP CAPITAL INC./STOCK LOAN 0050 MORGAN STANLEY & CO. LLC 0052 AXOS CLEARING LLC 0057 EDWARD D. JONES & CO. 0062 VANGUARD MARKETING CORPORATION 0063 VIRTU AMERICAS LLC/VIRTU FINANCIAL BD LLC 0065 ZIONS DIRECT, INC. 0067 INSTINET, LLC 0075 LPL FINANCIAL LLC 0076 MUFG SECURITIES AMERICAS INC. 0083 TRADEBOT SYSTEMS, INC. 0096 SCOTIA CAPITAL (USA) INC. 0099 VIRTU AMERICAS LLC/VIRTU ITG LLC 100 SERIES 0100 COWEN AND COMPANY LLC 0101 MORGAN STANLEY & CO LLC/SL CONDUIT 0103 WEDBUSH SECURITIES INC. 0109 BROWN BROTHERS HARRIMAN & CO./ETF 0114 MACQUARIE CAPITAL (USA) INC. 0124 INGALLS & SNYDER, LLC 0126 COMMERZ MARKETS LLC 0135 CREDIT SUISSE SECURITIES (USA) LLC/INVESTMENT ACCOUNT 0136 INTESA SANPAOLO IMI SECURITIES CORP. 0141 WELLS FARGO CLEARING SERVICES, LLC 0148 ICAP CORPORATES LLC 0158 APEX CLEARING CORPORATION 0161 BOFA SECURITIES, INC. 0163 NASDAQ BX, INC. 0164 CHARLES SCHWAB & CO., INC. 0166 ARCOLA SECURITIES, INC. 0180 NOMURA SECURITIES INTERNATIONAL, INC. 0181 GUGGENHEIM SECURITIES, LLC 0187 J.P. MORGAN SECURITIES LLC 0188 TD AMERITRADE CLEARING, INC. 0189 STATE STREET GLOBAL MARKETS, LLC 0197 CANTOR FITZGERALD & CO. / CANTOR CLEARING SERVICES 200 SERIES 0202 FHN FINANCIAL SECURITIES CORP. 0221 UBS FINANCIAL SERVICES INC.
  • View Annual Report

    View Annual Report

    Increasing YEAR IN REVIEW Improving Investing A COLLECTION OF GREAT BANKS Zions Bancorporation is one of the nation’s premier financial services companies, consisting of a collection of great banks in select western markets. Zions operates its banking businesses under local management teams and community identities in 11 western and southwestern states: Arizona, California, Colorado, Idaho, Nevada, New Mexico, Oregon, Texas, Utah, Washington, and Wyoming. Zions is a national leader in small business lending and public finance advisory services, and received 31 “Excellence” awards by Greenwich Associates for the 2015 survey — the most of all banks in the United States. Zions Bank Nevada State Bank Salt Lake City, UT; Boise, ID; Las Vegas, NV Jackson, WY $4 billion assets $20 billion assets Amegy Bank of Texas Vectra Bank Colorado Houston, TX Denver, CO $14 billion assets $3 billion assets INTEREST EARNING ASSET MIX California Bank & Trust The Commerce Bank of Washington San Diego, CA The Commerce Bank of Oregon Cash $12 billion assets Portland, OR / Seattle, WA 14% $1 billion assets Securities 13% Loans 73% National Bank of Arizona Phoenix, AZ $5 billion assets FINANCIAL HIGHLIGHTS 2015/2014 (In millions, except per share amounts) Change 2015 2014 2013 2012 FOR THE YEAR Net interest income (A) 2% $ 1,715.3 $ 1,680.0 $ 1,696.3 $ 1,731.9 Noninterest income (B) –26% 377.1 508.6 337.4 419.9 Total net revenue (A+B) –4% 2,092.4 2,188.6 2,033.7 2,151.8 Noninterest expense –4% 1,600.5 1,665.3 1,714.4 1,595.0 Provision for loan losses 141% 40.0
  • August 2019 Dear UMB Federal Funds “As Agent” Customer

    August 2019 Dear UMB Federal Funds “As Agent” Customer

    August 2019 Dear UMB Federal Funds “As Agent” Customer: Attached is an extract of certain reported financial information taken from the most current Call Report data (dated as of March 31, 2019) of the banks that are currently on the “Approved List” provided to participants in our “As Agent” Federal Funds Program. As a participant in that Program, you have appointed us as your agent to place your funds with banks listed on the Approved List, all as provided for in, and governed by, the UMB “As Agent” Federal Funds Program Agreement that you executed with us at the time you started participating in our “As Agent” Program. By allocating your funds among all of the banks identified on the Approved List, you are able to help reduce your concentration of credit with any given individual bank on the list. We suggest that you present and review this information (together with the terms of your executed UMB “As Agent” Federal Funds Program Agreement) with your Board of Directors, and retain both for your permanent records and regulatory and audit review, since you and your Board of Directors have the ultimate responsibility to track and approve those banks to whom your federal funds are sold. We are also pleased to provide the following information for UMB Bank, n.a. as of June 30, 2019, which you should also retain related to the requirements of Regulation F. UMB Bank, n.a. Tier 1 Risk-based Capital Ratio 11.51 % Total Risk-based Capital Ratio 12.11 % Tier 1 Leverage Ratio 8.80 % * Full Reg F disclosure on second page I appreciate that you have elected to appoint us as your agent to facilitate your federal funds transactions under our “As Agent” program.