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Arabesque Prime Global Index Monthly Factsheet | September 2018 Arabesque Asset Management Ltd Arabesque Prime Global Index (EUR) 43 Grosvenor Street Zeppelinallee 15 London W1K 3HL 60325 Frankfurt DE000SLA17L5 AIPG1EUN Index [email protected] www.arabesque.com Index Methodology The Arabesque Prime Global Index (EUR) is an index of Arabesque Asset Management Ltd. and is calculated and distributed by Solactive AG (the "Index Administrator" and "Index Calculator"). Arabesque follows a quantitative investment approach that integrates sustainability data with financial analysis. Arabesque Prime Index is a long-only smart beta investment strategy that uniquely combines sustainability information with a sophisticated fundamental stock selection process. The sustainable equity universe consists of approximately 3,000 individual stocks that passed a rules-based screening process. The strategy is rebalanced quarterly, and aims to be fully invested into a portfolio of approximately 250 - 350 stocks of companies with stable cash flows and strong growth prospects. In addition, the estimates of equity analysts are analyzed to select stocks that have a high likelihood of reporting positive future earnings surprises. Performance (net of fees, data contains historical backtest performance) 450 400 350 300 250 200 150 100 50 2006 2008 2010 2012 2014 2016 2018 MSCI All Country World Index - Net Return Prime Global (EUR) - Net Total Return Versions and Symbols Annual Performance (%) (net of fees, data contains historical backtest performance) Arabesque Prime Global ISIN Bloomberg EUR - Net Total Return DE000SLA17L5 AIPG1EUN Index 40 EUR - Price Return DE000SLA17J9 AIPG1EUP Index 20 0 Quick Facts Index Launch 19. April 2016 20 Index Calculator Solactive AG Index Base Date 12. October 2004 Index Base Value 100 40 Index Sponsor Arabesque Asset Management Ltd. 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 MSCI All Country World Index - Net Return Prime Global (EUR) - Net Total Return Performance Statistics (net of fees, data contains historical backtest performance) Period 1 Month 3 Month 6 Month 12 Month YTD 3 years 5 years Since Base Date Prime Global (EUR) - Net Total Return -0.06% 4.11% 10.51% 13.23% 7.90% 41.01% 85.80% 334.44% MSCI All Country World Index - Net Return 0.61% 4.82% 11.08% 11.73% 7.34% 40.14% 76.58% 188.44% Risk Indicators (net of fees, data contains historical backtest performance) Max. Max. Return Volatility Sharpe Information Max. Beta Correlation Drawdown Drawdown (p.a.) (p.a.) Ratio Ratio Drawdown Start Date End Date Prime Global (EUR) - Net Total Return 11.22% 13.72% 1.05 0.72 0.95 0.70 -53.88% Jul 2007 Dec 2010 MSCI All Country World Index - Net Return 8.05% 12.40% 0.54 -53.06% Jun 2007 Feb 2013 XOT-A-IF-4xi-IFS-I1-00-00 Please note that the charts and the performance and risk figures above may be partly comprised of historical performance based on a backtest. The launch of the Index was on 19. April 2016. Performance as of 28 September 2018. arabesque Monthly Factsheet | September 2018 Arabesque Asset Management Ltd Arabesque Prime Global Index (EUR) 43 Grosvenor Street Zeppelinallee 15 London W1K 3HL 60325 Frankfurt DE000SLA17L5 AIPG1EUN Index [email protected] www.arabesque.com Selection Process Top-10-Holdings % of Total Assets, as of 28/09/2018 ● The Arabesque sustainable equity universe has approximately VISA INC-CLASS A SHARES 1.24% FORTINET INC 0.90% 3,000 stocks screened via a multi-stage selection process based KOHLS CORP 1.16% INTEL CORP 0.89% on Arabesque S-Ray®. MASTERCARD INC-CLASS 1.12% GAP INC/THE 0.89% ● Arabesque S-Ray® is designed to streamline vast amounts of CNOOC LTD 0.98% MACYS INC 0.83% ESG data, and can be used in three unique ways to evaluate LULULEMON ATHLETICA INC 0.94% LYONDELLBASELL INDU-CL 0.78% companies: (1) GC Score: an assessment of each company based on the normative principles of the United Nations Global Market Capitalization Compact. (2) ESG Score: a sector specific analysis of each % of Total Equities company’s performance on material ESG issues. (3) Preferences Filter: an optional process to examine business involvements Large Cap (> $15bn) 48.5% against individual investor values. Mid Cap ($2.5bn – $15bn ) 40.6% ● From the Arabesque sustainable equity universe, a quantitative Small Cap (< $2.5bn) 10.9% investment model selects equities that have stable cashflows and growth, with high likelihood of reporting future earnings surprises. Country Allocation Based on Exchange Country, % of Total Equities United States 60.6% Korea, Republic of 2.1% Japan 8.8% Germany 2.1% Opportunities Hong Kong 7.3% France 1.8% United Kingdom 5.0% Australia 1.6% ● Potential of high risk-adjusted returns. Canada 3.4% Finland 1.1% ● Exposure to stocks that have been screened for their environmental and social impact as well as their governance Sectors practices. % of Total Equities 14.1% Retail Trade 5.0% Risks 11.4% Electronic Technology 10.4% Technology Services 11.3% ● Exposure to market-related price fluctuations and losses. 9.1% 9.3% ● Exchange rate risks in the equity holdings. Energy Minerals 5.6% ● 7.5% The value of the strategy shares may fall below the price at Producer Manufacturing 4.9% which the investor acquired the shares. 6.9% Finance 22.0% 6.1% Non-Energy Minerals 2.2% 5.2% Process Industries 3.2% 4.9% About Arabesque Health Technology 9.1% 3.3% Health Services 1.5% ● Arabesque was founded in June 2013 and is authorised and Industrial Services 3.2% regulated by the Financial Conduct Authority (FCA), the 1.9% 3.2% Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) and the Consumer Non-Durables 7.2% 3.2% Securities and Exchange Commission (SEC). Transportation 2.5% ● 2.6% The majority of Arabesque is owned by its founders and Consumer Durables 3.1% employees. 2.5% Distribution Services 0.9% ● Arabesque Management and Advisory Boards are composed Commercial Services 2.2% of global leaders in the field of sustainable investing and 1.4% Utilities 2.0% quantitative finance. 2.9% 0.6% ● By combining sophisticated and systematic investment Communications 2.9% 0.6% processes with values of the UN Global Compact and the Consumer Services 4.1% Principles of Responsible Investment (PRI), Arabesque aims to 0.0% Government 0.0% make sustainable investing financially attractive. 0.0% Miscellaneous 0.0% Index Global Universe XOT-A-IF-4xi-IFS-I1-00-00 arabesque Monthly Factsheet | September 2018 Arabesque Asset Management Ltd Arabesque Prime Global Index (EUR) 43 Grosvenor Street Zeppelinallee 15 London W1K 3HL 60325 Frankfurt DE000SLA17L5 AIPG1EUN Index [email protected] www.arabesque.com ISIN Name Currency Weight 1 US4581401001 INTEL CORP USD 1.07% 2 US92826C8394 VISA INC-CLASS A SHARES USD 1.06% 3 US3647601083 GAP INC/THE USD 0.97% 4 US8825081040 TEXAS INSTRUMENTS INC USD 0.95% 5 US5002551043 KOHLS CORP USD 0.95% 6 CH0102993182 TE CONNECTIVITY LTD USD 0.93% 7 US57772K1016 MAXIM INTEGRATED PRODUCTS USD 0.88% 8 US0893021032 BIG LOTS USD 0.79% 9 US64110D1046 NETAPP INC USD 0.77% 10 US57636Q1040 MASTERCARD INC-CLASS A USD 0.76% 11 CA25675T1075 DOLLARAMA INC CAD 0.75% 12 HK0883013259 CNOOC LTD HKD 0.75% 13 US34959E1091 FORTINET INC USD 0.71% 14 US00724F1012 ADOBE SYSTEMS INC USD 0.71% 15 GB0006825383 PERSIMMON PLC GBP 0.69% 16 US40434L1052 HP INC USD 0.68% 17 US4612021034 INTUIT COM USD 0.68% 18 US79466L3024 SALESFORCE.COM INC USD 0.67% 19 US30219G1085 EXPRESS SCRIPTS HOLDING CO USD 0.66% 20 NL0009434992 LYONDELLBASELL INDU-CL A USD 0.66% 21 US5218652049 LEAR CORP USD 0.65% 22 JP3888300005 MITSUI CHEMICALS INC JPY 0.62% 23 US7782961038 ROSS STORES USD 0.62% 24 US5500211090 LULULEMON ATHLETICA INC USD 0.60% 25 US4370761029 HOME DEPOT INC USD 0.60% 26 DE0006062144 COVESTRO AG EUR 0.59% 27 US55616P1049 MACYS INC USD 0.58% 28 ES0177542018 INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA GBP 0.58% 29 IE00B8KQN827 EATON CORP PLC USD 0.56% 30 US5184391044 ESTEE LAUDER COMPANIES INC USD 0.54% 31 KYG3066L1014 ENN ENERGY HOLDINGS LTD HKD 0.53% 32 US5745991068 MASCO CORP USD 0.52% 33 US2310211063 CUMMINS INC USD 0.52% 34 US0865161014 BEST BUY CO INC USD 0.50% 35 US4878361082 KELLOGG CO USD 0.49% 36 US1220171060 BURLINGTON STORES INC USD 0.49% 37 US0997241064 BORGWARNER INC USD 0.49% 38 US6974351057 PALO ALTO NETWORKS INC USD 0.49% 39 CNE1000002Q2 CHINA PETROLEUM & CHEMICAL CORP HKD 0.48% 40 FR0000121147 FAURECIA SA EUR 0.48% 41 CH0114405324 GARMIN LTD USD 0.48% 42 US91324P1021 UNITEDHEALTH GROUP INC USD 0.47% 43 JP3366800005 SHOWA SHELL SEKIYU KK ORD JPY 0.47% 44 JP3788600009 HITACHI LTD JPY 0.47% 45 US38526M1062 GRAND CANYON EDUCATION INC USD 0.47% 46 US7434241037 PROOFPOINT INC USD 0.47% 47 US28176E1082 EDWARDS LIFESCIENCES CORP USD 0.46% 48 US5949181045 MICROSOFT CORP USD 0.46% 49 CA8911605092 TORONTO-DOMINION BANK CAD 0.46% 50 US45778Q1076 INSPERITY INC USD 0.46% As of 2018-06-29 Monthly Factsheet | September 2018 Arabesque Asset Management Ltd Arabesque Prime Global Index (EUR) 43 Grosvenor Street Zeppelinallee 15 London W1K 3HL 60325 Frankfurt DE000SLA17L5 AIPG1EUN Index [email protected] www.arabesque.com ISIN Name Currency Weight 51 JP3898400001 MITSUBISHI CORP JPY 0.46% 52 US2910111044 EMERSON ELECTRIC CO USD 0.45% 53 GB0032089863 NEXT PLC GBP 0.45% 54 HK0011000095 HANG SENG BANK LTD ORD HKD 0.45% 55 US7565771026 RED HAT INC USD 0.44% 56 US87612E1064 TARGET CORP USD 0.44% 57 AU000000CTX1 CALTEX AUSTRALIA LTD ORD AUD 0.44% 58 US6512901082 NEWFIELD EXPLORATION CO USD 0.44% 59 US5950171042 MICROCHIP TECHNOLOGY INC USD 0.43% 60 US67066G1040 NVIDIA CORP USD 0.43% 61 US98138H1014 WORKDAY INC USD 0.42% 62 US9285634021 VMWARE INC-CLASS A USD 0.42% 63 US58933Y1055 MERCK & CO.
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