Part 770—Page 1
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Interpretations Part 770—page 1 containing the bearing is the item subject to export control requirements. Table of Contents (3) An anti-friction bearing or bearing system § 770.1 INTRODUCTION ......................... 1 not incorporated in a segment of a machine prior to shipment, but shipped as a component of a § 770.2 ITEM INTERPRETATIONS......... 1 complete unassembled (knocked-down) § 770.3 INTERPRETATIONS RELATED machine, is considered a component of a TO EXPORTS OF TECHNOLOGY AND machine. In this scenario, the complete machine SOFTWARE TO DESTINATIONS IN is the item subject to export license requirements. COUNTRY GROUP D:1 ............................ 7 (b) Interpretation 2: Classification of “parts” of machinery, equipment, or other § 770.1 INTRODUCTION items (1) An assembled machine or unit of In this part, references to the EAR are references equipment is being exported. In instances to 15 CFR chapter VII, subchapter C. This part where one or more assembled machines or units provides commodity, technology, and software of equipment are being exported, the individual interpretations. These interpretations clarify the component parts that are physically incorporated scope of controls where such scope is not readily into the machine or equipment do not require a apparent from the Commerce Control List (CCL) license. The license or general exception under (see Supplement No. 1 to part 774 of the EAR) which the complete machine or unit of equipment and other provisions of the Export Administration is exported will also cover its component parts, Regulations. provided that the parts are normal and usual components of the machine or equipment being exported, or that the physical incorporation is not § 770.2 ITEM INTERPRETATIONS used as a device to evade the requirement for a license. (a) Interpretation 1: Anti-friction bearing or bearing systems and specially designed parts (2) Parts are exported as spares, re- placements, for resale, or for stock. In in- (1) Anti-friction bearings or bearing systems stances where parts are exported as spares, shipped as spares or replacements are classified replacements, for resale, or for stock, a license is under Export Control Classification Number required only if the appropriate entry for the part (ECCN) 2A001 (ball, roller, or needle-roller specifies that a license is required for the intended bearings and parts). This applies to separate destination. shipments of anti-friction bearings or bearing systems and antifriction bearings or bearing (c) [RESERVED] systems shipped with machinery or equipment for which they are intended to be used as spares or (d) Interpretation 4: Telecommunications replacement parts. equipment and systems (2) An anti-friction bearing or bearing system Control equipment for paging systems (broadcast physically incorporated in a segment of a radio or selectively signalled receiving systems) machine or in a complete machine prior to is defined as circuit switching equipment in shipment loses its identity as a bearing. In this Category 5 of the CCL. scenario, the machine or segment of machinery Export Administration Regulations Bureau of Industry and Security December 31, 2016 Interpretations Part 770—page 2 EEI filing to the AES in sufficient detail to be (e) Interpretation 5: Numerical control identified under the proper ECCN. When systems. commodities declared as “parts,” “accessories,” or equipment are shipped in bulk, or are otherwise (1) Classification of “Numerical Control” not packaged, packed, or sorted in accordance Units. “Numerical control” units for machine with normal trade practices, the Customs Officer tools, regardless of their configurations or may require evidence that the shipment is not architectures, are controlled by their functional scrap. Such evidence may include, but is not characteristics as described in ECCN 2B001.a. limited to, bills of sale, orders and “Numerical control” units include computers correspondence indicating whether the with add-on “motion control boards”. A commodities are scrap or are being exported for computer with add-on “motion control boards” use as “parts,” “accessories,” or equipment. for machine tools may be controlled under ECCN 2B001.a even when the computer alone without (g) Interpretation 7: Scrap arms, “motion control boards” is not subject to ammunition, and implements of war licensing requirements under Category 4 and the “motion control boards” are not controlled under Arms, ammunition, and implements of war, as ECCN 2B001.b. defined in the U.S. Munitions List, and are under the jurisdiction of the U.S. Department of State (2) Export documentation requirement. (22 CFR parts 120 through 130), except for the following, which are under the jurisdiction of the (i) When preparing a license application for a Department of Commerce: numerical control system, the machine tool and the control unit are classified separately. If (1) Cartridge and shell cases that have been either the machine tool or the control unit requires rendered useless beyond the possibility of a license, then the entire unit requires a license. restoration to their original identity by means of If either a machine tool or a control unit is excessive heating, flame treatment, mangling, exported separately from the system, the exported crushing, cutting, or by any other method are component is classified on the license application “scrap”. without regard to the other parts of a possible system. (2) Cartridge and shell cases that have been sold by the armed services as “scrap”, whether or not (ii) When preparing the Electronic Export they have been heated, flame-treated, mangled, Information (EEI) on the Automated Export crushed, cut, or reduced to scrap by any other System (AES), a system being shipped complete method. (i.e., machine and control unit), should be reported under the Schedule B number for each (3) Other commodities that may have been on machine. When either a control unit or a machine the U.S. Munitions List are “scrap”, and therefore is shipped separately, it should be reported under under the jurisdiction of the Department of the Schedule B number appropriate for the Commerce, if they have been rendered useless individual item being exported. beyond the possibility of restoration to their original identity only by means of mangling, (f) Interpretation 6: “Parts,” “accessories,” crushing, or cutting. When in doubt as to and equipment exported as scrap whether a commodity covered by the Munitions List has been rendered useless, exporters should “Parts,” “accessories,” or equipment that are consult the Directorate of Defense Trade being shipped as scrap should be described on the Controls, U.S. Department of State, Washington, Export Administration Regulations Bureau of Industry and Security December 31, 2016 Interpretations Part 770—page 3 D.C. 20520, or the Exporter Counseling Division, Hydroxydiphenylacetic acid Office of Exporter Services, Room 1099A, U.S. Department of Commerce, Washington, D.C. (4) (C.A.S. #107-07-3) 2-Chloroethanol 20230, before reporting a shipment as metal 2-Chloro-1-ethanol scrap. Chloroethanol 2-Chloroethyl alcohol (h) [RESERVED] Ethene chlorohydrin Ethylchlorohydrin (i) [RESERVED] Ethylene chlorhydrin Ethylene chlorohydrin (j) [RESERVED] Glycol chlorohydrin Glycol monochlorohydrin (k) Interpretation 11: Precursor chemicals 2-Hydroxyethyl chloride The following chemicals are controlled by ECCN (5) (C.A.S. #78-38-6) Diethyl ethylphosphonate 1C350. The appropriate Chemical Abstract Ethylphosphonic acid diethyl ester Service Registry (C.A.S.) number and synonyms, (i.e., alternative names) are included to help you (6) (C.A.S. #15715-41-0) Diethyl determine whether or not your chemicals are methylphosphonite controlled by this entry. Diethoxymethylphosphine Diethyl methanephosphonite (1) (C.A.S. #1341-49-7) Ammonium hydrogen 0,0-Diethyl methylphosphonite bifluoride Methyldiethoxyphosphine Acid ammonium fluoride Methylphosphonous acid diethyl ester Ammonium bifluoride (7) (C.A.S. #2404-03-7) Diethyl-N, Ammonium difluoride N-dimethylphosphoro- amidate Ammonium hydrofluoride N,N-Dimethyl-O,O'-diethyl phosphoramidate Ammonium hydrogen bifluoride Diethyl dimethylphosphoramidate Ammonium hydrogen difluoride Dimethylphosphoramidic acid diethyl ester Ammonium monohydrogen difluoride (8) (C.A.S. #762-04-9) Diethyl phosphite (2) (C.A.S. #7784-34-1) Arsenic trichloride Diethoxyphosphine oxide Arsenic (III) chloride Diethyl acid phosphite Arsenous chloride Diethyl hydrogen phosphite Fuming liquid arsenic Diethyo phosphonate Trichloroarsine Hydrogen diethyl phosphite (3) (C.A.S. #76-93-7) Benzilic acid (9) (C.A.S. #100-37-8) N, alpha.,.alpha.-Diphenyl-.alpha.-hydroxyacetic N-Diethylethanolamine acid N,N-Diethyl-2-aminoethanol Diphenylglycolic acid Diethyl (2-hydroxyethyl) amine .alpha.,.alpha.-Diphenylglycolic acid N,N-Diethyl-N-(.beta.-hydroxyethyl) amine Diphenylhydroxyacetic acid N,N-Diethyl-2-hydroxyethylamine .alpha.-Hydroxy-2,2-diphenylacetic acid Diethylaminoethanol 2-Hydroxy-2,2-diphenylacetic acid 2-(Diethylamino) ethanol .alpha.-Hydroxy-.alpha.-phenylbenzeneacetic 2-(Diethylamino)ethyl alcohol acid N,N-Diethylmonoethanolamine Export Administration Regulations Bureau of Industry and Security December 31, 2016 Interpretations Part 770—page 4 (2-Hydroxyethyl) diethylamine Dimethoxymethyl phosphine oxide 2-Hydroxytriethylamine Dimethyl methanephosphonate Methanephosphonic acid dimethyl ester (10) (C.A.S. #5842-07-9) Methylphosphonic acid dimethyl ester N,N-Diisopropyl-.beta.-aminoethane thiol 2-(Diisopropylamino)