46048-002: Jilin Urban Development Project

Social Monitoring Report

#6 Semiannual Report March 2018

People’s Republic of China: Jilin Urban Development Project

Prepared by Shanghai Yiji Construction Consultants Co., Ltd. for the Jilin Provincial Government and the Asian Development Bank.

CURRENCY EQUIVALENTS (as of 31 March 2018)

Currency unit – Chinese Yuan (CNY) CNY1.00 = $0.16 $1.00 = CNY6.29

ABBREVIATIONS ADB – Asian Development Bank AH affected household AP – affected person BSWTC – Baishan Municipal Solid Waste Treatment Co., Ltd. HH – household ISWM – integrated solid waste management LA – land acquisition LAR – land acquisition and resettlement PMO – project management office PRC – People’s Republic of China RP – resettlement plan

WEIGHTS AND MEASURES mu – 666.67 m2 square meter – m2

NOTE In this report, "$" refers to US dollars.

This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

External Resettlement Monitoring Report No. 6

March 2018

PRC: Jilin Urban Development Project

Prepared by Shanghai Yiji Construction Consultants Co., Ltd. for the Asian Development Bank

Report Director: Wu Zongfa

Report Co-compiler: Wu Zongfa, Su Daoming, Ma Zhenpeng, Zhan Zexiong, Gong Jing, Ling Ke, Chen Yulin, Wu Qinyue

E-mail: [email protected]

CONTENTS

0 THE REPLY TO THE LOAN REVIEW MISSION ...... 1

1 EXECUTIVE SUMMARY ...... 6

1.1 PROJECT DESCRIPTION ...... 6 1.2 RESETTLEMENT POLICY AND FRAMEWORK ...... 11 1.3 PROGRESS OF RESETTLEMENT IMPLEMENTATION ...... 11 1.4 EXTERNAL MONITORING AND EVALUATION ON RESETTLEMENT ...... 13 A. Work Plan and Arrangement for Monitoring and Evaluation ...... 13 B. Work Procedures ...... 13 C. Methods ...... 14 1.5 LAR INSTITUTIONAL ARRANGEMENTS ...... 14 1.6 LAND ACQUISITION PROGRESS ...... 15 D. Land Acquisition Procedures ...... 15 E. Land Acquisition Progress ...... 16 1.7 HOUSE DEMOLITION PROGRESS ...... 16 1.8 RELOCATION OF AFFECTED ENTERPRISES ...... 17 1.9 EXECUTION OF POLICIES ...... 18 1.10 COMPENSATION PAYMENT AND UTILIZATION ...... 18 1.11 EXISTING PROBLEMS AND SOLUTION PLANS...... 19 1.12 SAMPLING SURVEY ...... 23 F. Design of sampling survey ...... 23 G. Sample household surveying ...... 23 1.13 MONITORING AND EVALUATION ...... 24 1.14 SOCIAL AND GENDER ...... 25 1.15 CONCLUSIONS AND SUGGESTIONS ...... 25 H. Conclusions ...... 25 I. Suggestions ...... 25

2 BAISHAN URBAN DEVELOPMENT PROJECT ...... 26

---URBAN WATER SUPPLY SUBPROJECT ...... 26

2.1 OVERALL SITUATION OF RESETTLEMENT ...... 26 2.2 RESETTLEMENT PROGRESS ...... 27 J. Land Acquisition Progress ...... 27 K. Affected Households Progress ...... 27 L. Affected Vulnerable Groups ...... 27 2.3 RELOCATION POLICY ...... 27 M. Land Acquisition Policy ...... 27 2.4 INCOME RESTORATION...... 29

2.5 INFRASTRUCTURE RESTORATION ...... 29 2.6 BUDGET AND FUND FOR RESETTLEMENT ...... 29 2.7 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 29 2.8 COMPLAINTS AND APPEALS ...... 30 2.9 ORGANIZATION AND ADMINISTRATION ...... 31 2.10 ASSISTANCE TO VULNERABLE GROUPS ...... 31 2.11 CONCLUSIONS AND SUGGESTIONS ...... 31 N. Conclusions ...... 31 O. Suggestions ...... 31 2.12 INTERVIEW RECORDS ...... 32

3 BAISHAN URBAN DEVELOPMENT PROJECT ...... 33

--- ISWM SUBPROJECT ...... 33

3.1 OVERALL SITUATION OF RESETTLEMENT ...... 33 3.2 RESETTLEMENT PROGRESS ...... 34 P. Land Acquisition Progress ...... 34 Q. House Construction Progress ...... 35 R. Affected Vulnerable Groups ...... 36 3.3 RELOCATION POLICY ...... 38 S. Land Acquisition Policy ...... 38 T. House Demolition Policy ...... 38 U. Affected Structures and Infrastructure ...... 40 3.4 INCOME RESTORATION...... 40 3.5 HOUSES RELOCATION ...... 41 3.6 INFRASTRUCTURE RESTORATION ...... 41 3.7 BUDGET AND FUND FOR RESETTLEMENT ...... 41 3.9 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 43 3.10 COMPLAINTS AND APPEALS ...... 44 3.11 ORGANIZATION AND ADMINISTRATION ...... 44 3.13 CONCLUSIONS AND SUGGESTIONS ...... 45 V. Conclusions ...... 45 W. Suggestions ...... 45 3.14 INTERVIEW RECORDS ...... 45

4 BAICHENG URBAN DEVELOPMENT PROJECT ...... 49

4.1 OVERALL SITUATION OF RESETTLEMENT ...... 49 4.2 RESETTLEMENT PROGRESS ...... 50 X. Progress of Land Acquisition ...... 50 Y. Progress of House Demolition ...... 50 Z. Affected Vulnerable Groups and Ethnic Minorities ...... 59 4.3 RELOCATION POLICY ...... 62

AA. Policy for Land Acquisition ...... 62 BB. House Relocation Policy ...... 63 4.4 INCOME RESTORATION...... 66 4.5 HOUSE RELOCATION ...... 67 4.6 ENTERPRISES RELOCATION ...... 69 4.7 INFRASTRUCTURE RESTORATION ...... 72 4.8 BUDGET AND FUND FOR RESETTLEMENT ...... 72 4.9 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 73 4.10 COMPLAINS AND APPEALS ...... 73 4.11 ORGANIZATION AND ADMINISTRATION ...... 74 4.12 ASSISTANCE TO VULNERABLE GROUPS ...... 74 4.13 CONCLUSIONS AND SUGGESTIONS ...... 74 4.14 INTERVIEW RECORDS ...... 75

5 GENDER AND SOCIAL ...... 75

5.1 MONITORING OF GENDER ACTION PLAN...... 75 5.2 MONITORING OF SOCIAL ACTION PLAN ...... 75 5.3 CONCLUSIONS AND SUGGESTION ...... 84

APPENDIX 6...... 99

Abbreviations

ADB – Asian Development Bank AH – affected household AP – affected person BSWTC – Baishan Municipal Solid Waste Treatment Co., Ltd. HH – households ISWM – integrated solid waste management LA – land acquisition LAR – land acquisition and resettlement mu – Chinese land area unit of measure, 1 mu = 666.67 m2 PMO – project management office PRC – People’s Republic of China RP – resettlement plan

0 The Reply to the LOAN REVIEW MISSION

A. Land Acquisition and Resettlement

Paragraph 47 of the review mission Memorandum of Understanding (MOU): For Baishan urban water supply subproject, CBSW1 and CBSW2 only induce temporary land occupation impact. Permanent land acquisition has not commenced due to the delayed approval of forest land acquisition. In

December 2015, the Baishan Land Survey and Plan Division conducted surveying and demarcation for the forest land, and the final forest land to be acquired is 63.72 mu. In October 2016, the PIU submitted the forest land acquisition application to the Jilin Forest Department (JFD); however, the JFD did not issue the approval, as the FSR approved in June 2013 with a 3-year validity had expired. The Baishan development and reform commission issued the new approval for the FSR in March 2017, and it is expected that the forest land acquisition will be approved by JFD in September 2017. The detailed design for the plant and distribution network will be completed in October 2017. Permanent land acquisition impact will be increased due to the added access road to the plant. A qualified agency for appraising the standing crops and ground attachments for temporary land occupation will be engaged by the PIU by September 2017. Based on the detailed design, the detailed measurement survey will be conducted in November 2017 and it is agreed that the updated resettlement plans for CBSW3,4,5, and 6 will be submitted to ADB by December 2017.

Reply: The land of water supply plant has not been approved. The resettlement plan will be updated after getting the approval of forest land.

Paragraph 48 of the MOU: The mission noted that there is a difference between the compensation rate in the resettlement plan and the Compensation Rates for Collective Land Acquisition in Hunjiang

District (No.3) issued by Hunjiang District Government on 1 March 2017. The PIU informed the mission that the compensation rate for collective land (CNY60,000/mu) applied in the resettlement plan was not right. According to the resettlement plan, the compensation rate is determined based on the

Unified Annual Output Value Standard of Land Acquisition in Baishan City (2010), however the

compensation rate in this document for Shangdianzi Village is CNY19,750/mu. The resettlement plan needs to be updated based on the new 2017 policy.

Reply: The completed Baishan integrated solid waste landfill subproject updating resettlement plan had revised mistakes, and make new compensation standard.

Paragraph 49 of the MOU: For Baishan integrated solid waste management subproject, there is no progress of land acquisition in 2015 and 2016 due to lack of counterpart funding. House demolition commenced in September 2016. The PIU informed the mission that the counterpart funding was in place in 2017 and all land acquisition and house demolition can be completed by April 2018. Among the 36 HHS affected by house demolition, 27 HHS are affected by CBSSW2 and 9 HHS are affected by

CBSSW3. For CBSSW2, houses of 17 AHS have been demolished and relocated well in

Tienanxincheng and Wangdahuayuan community. For the remaining 19 HHS, negotiation is ongoing.

Cash compensation is based on market value appraisal conducted by a qualified agency, and the external monitor verified that the compensation was higher than in the resettlement plan. Replacement housing is provided based on 1 m2 demolished house for 1 m2 relocation house.

Reply: 31 households had removed; 5 households are still in consultation. Property exchange is adopted for the house resettlement way to sign the agreements. The results of sample show signing the agreements meets the wishes of parties.

Paragraph 50 of the MOU: Detailed design and detailed measurement survey for this project has been completed. It was agreed that the updated resettlement plan with the due diligence report for the completed LAR will be submitted to ADB by November 2017.

Reply: The update of Baishan integrated solid waste landfill subproject resettlement plan is completed, it has get approval.

Paragraph 51 of the MOU: The mission noted that there is a significant difference between the compensation rates in the resettlement plan and the Compensation Rates for Collective Land

Acquisition in Hunjiang District (No.3) issued by Hunjiang District Government on 1 March 2017. The

PIU informed the mission that the compensation rate for dry land (CNY360,000/mu) applied in the resettlement plan were not right. According to the resettlement plan, the compensation rates are based on the Unified Annual Output Value Standard of Land Acquisition in Baishan City (2010), however the compensation rate in this document for Minhua Village is CNY21,625/mu. The resettlement plan needs to be updated based on the new 2017 policy

Reply: The same to 48.

Paragraph 52 of the MOU: For Baicheng urban development project, by 10 August 2017, 378.06 mu land was acquired and 9,304.13 m2 houses were demolished, which is 16.64% and 18% of the planned areas in the original resettlement plan, respectively. The mission was informed by the PMO that negotiation with the AHS took long time due to the following reasons: (i) some AHS require more compensation than the result of appraisal; (ii) some AHS prefer the project to acquire all the remaining land and houses which was not within the boundary of the road; (iii) during implementation, the local government is implementing integrated large-scale land acquisition and house demolition in the area

(east to Xiangyang Street, west to Third Ring Road l, north to Xinhua Xi Road, and south to Chunyang

Road), which makes LAR for CBC2, 5, 6, 7, and 10 take a long time; and (iv) some villagers planted more crops and built houses after the land acquisition and house demolition notice was posted.

Reply: Land acquisition of Baicheng urban development project is in process, the demolishment of

CBC2, 5, 6, 7, and 10 is difficult and goes slowly due to the increasing new illegal buildings.

Paragraph 53 of the MOU: For CBC1, 2, and 3, the detailed measurement survey has been completed.

It's agreed that one updated resettlement plan for these three contract packages will be submitted to

ADB by 30 September 2017. Since land acquisition for one section of CBC3 will be implemented by the New District, the mission reminded that the PIU needs to coordinate with the New District in advance.

Reply: The update of CBC11 Xinggong Road resettlement plan is completed and it’s waiting for approval. The PIU have coordinated with the New District.

Paragraph 54 of the MOU: For CBC4 and 5, on 24 November 2016, the PMO once sent an endorsement letter to ADB to confirm that there is no need to update the resettlement plan. It's agreed that the external monitor will check again if there are changes and reflect them in the external monitoring report to be submitted by 30 September 2017. Permanent land acquisition for CBC4 and 5 has been completed. There are remaining 3 HHS need to be demolished for CBC5, although negotiation with these 3 HHS was commenced 2 years ago. The mission reminded the PMO and PIU to take necessary actions to solve the problem as soon as possible. For CBC4, it's estimated that there are around remaining 20 HHS to be demolished.

Reply: There is no need to update CBC4 and 5. Permanent land acquisition of CBC5 is completed, 3 households haven’t completed yet. The compensation price of state-owned land in CBC4 is too high, it’s inconsistent with current policy and needs to be consulted, there are 20 households need to be demolished.

Paragraph 55 of the MOU: For CBC6 and 7, the updated resettlement plans were discussed during the mission and a list of information required in Chinese was provided to the PIU. ADB's staff consultant will help finalize the updated resettlement plan by 4 September 2017.

Reply: The update of CBC6 and 7 was completed, ADB had approved.

Paragraph 56 of the MOU: For CBC8 and 10, on 14 November 2016, the PMO once sent an endorsement letter to ADB to confirm that there is no need to update the resettlement plans. It was agreed that the external monitor will check again if there are changes and reflect them in the external monitoring report to be submitted by 30 September 2017. For CBC10, the number of remaining HHS affected by house demolition is not available during the mission as more HHS prefer the project to demolish all the remaining main houses which are not within the boundary of the road.

Reply: There is no need to update CBC8 and 10. The affected people of CBC10 require to move back to the shop front-house, it is in consultation.

Paragraph 57 of the MOU: For CBC9 and 11, the resettlement plan will be updated by 31 October

2017. LAR for CBC 12 will be included in CBC2. For CBC14 and 15, LAR will be implemented together with the related road.

Reply: The waste transfer station is cancelled in medium-term adjustment of ADB, so there is no need to update RP. Garden and landscaping work of CBC15 will be implemented after the completion of construction of urban roads, so there is no need to update RP. The civil RP of stormwater and pumping station of CBC16 has been reported to the panel to investigate.

Paragraph 58 of the MOU: Compensation rate for permanent collective land acquisition is based on location. For the area between Chunyang Road (CBC10) and Zhongxing Road it is CNY300/m2, while for other areas it is CNY130/m2. Both rates are higher than the CNY120 /m2 in the original resettlement plan

Reply: Compensation rate for land acquisition is CNY300/m2 in the new resettlement plan.

Paragraph 59 of the MOU: 114 HHS have been relocated well in the two relocation sites as described in the resettlement plan. Cash compensation is based on market value appraisal conducted by a qualified agency, and the external monitor verified that the compensation was higher than in the resettlement plan.

Replacement housing is provided based on 1 m2 demolished house for 1 m2 relocation house (Six-story building) or 1.1 m2 relocation houses (more than six-story building). The government is building a new relocation site (New Zone West Relocation Site) which can deliver 1,488 apartments by June 2018.

Reply: New Zone West Relocation Site is proceeding in an orderly manner, it’s estimated it can be delivered at the end of June, 2018. 70% of the demolished households have been relocated in this new relocation site.

Paragraph 60 of the MOU: The mission noted that, the resettlement cost will be higher than the budget in the resettlement plan. By 10 August 2017, the PIU has disbursed CNY176 million, which is 53.6% of the budget in the resettlement plan, although the completed LAR accounts for around 20%. The mission was informed by the PMO that the estimated cost may be twice of the budget in the resettlement plan due to increased compensation rates and impacts.

Reply: The fund of land acquisition and house demolish is positively raised by PMO.

61. However, with regard to the poor and vulnerable households, the PIU and LAR Office of the

Economic Development Zone stated that they were not aware of the provision of financial support (i.e.,

CNY2,000 per household) stated in the agreed resettlement plan. Despite this, the LAR Office explained that if they found households who need special assistance, they refer them to the concerned agencies to ensure that the affected households are given priority (e.g., provision of 45 m2 relocation houses if the demolished area is less than 45 m2 and be included in the minimum living guarantee system).

Reply: Certain assistance as specified has been provided or will be provided to vulnerable groups i.e., moving assistance (such as provision of vehicles) and priority given for floor selection (particularly for disabled households and women-headed households), and house location selection close to hospital (for households with sick family members).

1 Executive Summary

1.1 Project Description

Jilin Urban Development Project (the Project) financed by the Asian Development Bank

(ADB) is to assist Baicheng and Baishan municipal government, two prefecture level cities in the

less developed area in Jilin Province in the northeast of People’s Republic of China (PRC), to

improve and upgrade their urban infrastructures and municipal services and to improve the

environment and living conditions of the urban areas. It has five subprojects: (i) improve urban

roads, bridges, municipal services in Baicheng; (ii) set up integrated solid waste management

system (ISWM) in Baicheng; (iii)set up ISWM in Baishan; (iv) improve water management in

Baishan; and (v) capacity development and institution arrangement. The subproject

implementation units are shown in Table 1-1. Project component locations and main impacts are

shown in Table 1-2.

Table 1-1 Cities and Components City Subproject Implementation Unit Baishan City Hengda Drainage Engineering Baishan Urban Water Supply Subproject Co., Ltd. Integrated Solid Waste Management Baishan Municipal Solid Waste Treatment Co., Baishan Subproject Ltd. (BSWTC) Baicheng Economic Development Zone Baicheng Urban Development Subproject Investment and Development Limited Corporation

The formality for land usage of the water supply plant in Baishan is being dealt with. The

usage of forest land has not been approved by The Provincial Forestry Bureau. The water supply

plant occupies 4.75 hectare of land in total, including 2.93 hectare of cultivated land, 2.36 hectare

of forest land and construction land remained.

According to the resettlement plans, this project acquires 1,629.17 mu of collective-owned

land and 796.08 mu of state-owned land, affecting 10 communities (villages), 19 units, 727

households, 2,000 persons. The total resettlement expenditure estimated is CNY403.0931 million.

See Table 1-3. (Notes: The results are summary of Baishan RP and Baicheng RP.)

Table 1-2 Project Component Locations and Main Impacts

Subproject Component Description Location Major Project Impacts The Project will acquire permanently a total land of 67.5 mu (4.5 The Project consists of four (4) ha), including (1) 67.5 mu of rural collective land for constructing components: (1): installing 21.14 a new water supply plant; and (2) The collective land consists of km of a new water transmission 65 mu of forest land and 2.5 mu of dry land. The Project will pipeline in Jiangyuan and occupy temporarily a total land of 439.12 mu for installing water Hunjiang districts of Baishan City; transmission and distribution pipelines, including state-owned (2) constructing 50,000 m3/d of a Shangdianzi river channel land of 27.19 mu and 368.17 mu of road land, and new water supply plant in Village of 43.76 mu of collective land, which includes 11.79 mu of forest Water Supply Shangdianzi Village of Hunjiang Hunjiang land, 28.08 mu of farmland and 3.9 mu of waste land. The Project District; (3) installing 55.38 km of District will affect total 103 rural people from 30 households, including 17 a new water distribution system people from 4 households affected by permanent LA, and 86 in Hunjiang District; and (4) four people from 26 households affected by temporary land new pump stations for increasing occupation. The Project will affect two villages in one sub-district water pressure are constructed of Hunjiang District. The Project will not involve any house by using governmental funds. demolition.

Subproject Component Description Location Major Project Impacts

The overall Project consists of The Project will acquire a total of 164.9 mu. The Project will four (4) components: (1) adding demolish rural houses of 5,506m2, including main houses of garbage collection trash and 2,200 m2, attached houses1 of 3,070m2, and simply-structured Minhua Village transport equipment for sorting houses of 236m2. In addition, the Project will affect some ground of Qidaojiang Integrated solid waste garbage at source; (2) upgrading attachments and infrastructure, such as trees, livestock pens and Town of management 15 existing garbage collection enclosures. It will impact 1 village of 1 town in Hunjiang District. Hunjiang Subproject stations; (3) constructing a The LAR will affect 129 persons from 36 households, including 9 District in garbage integrated treatment persons from 3 households affected only by LA, 100 persons Baishan City. center; and (4) expanding an from 27 households affected only by HD, including 10 existing Tangzigou garbage households with stores and small businesses, and 20 persons landfill. from 6 households affected by both LA and HD. The Project will acquire a total of 2,340 mu of land permanently, The Project comprises three including 791.58 mu of state-owned land and 1,548.33 mu of subprojects: (i) urban collective land. The Project will not occupy temporary land. A development -- road network and 7 villages and total of 1,129 people from 395 households will be partially ancillary facilities; (ii) urban 1 sub-district in affected by the land acquisition (LA) directly. A total of 54,624 m2 environmental health and Urban Development Baicheng of houses will be demolished. A total of 761 people from 305 sustainable development -- urban Project Economic households of both urban and rural residents will be affected by solid waste management; and (iii) Development the urban and rural house demolition, among which 118 people sewage and stormwater pipe Zone from 38 households will also be affected by LA. Therefore, the network and pumping station to Project will affect a total of 1,768 people from 661 households. be constructed simultaneously The Project also involves LA and resettlement of 9 enterprises or with the road network. units, and 309 employees from urban and rural will be affected.

1 It means houses used for non-residential warehouses, etc., without certificated property right.

Table 1-3 Population Affected by Subprojects

Affected Permanently Persons Enterprises State- Households Estimated communit acquired Affected Affected affected House Affected affected by owned affected by resettlement Subproject y collective- households persons by demolition enterprises house City land demolition expenses Component (village) owned land demolition demolition

No. Mu Mu HH Person HH Person m2 No. m2 10,000 CNY

Baishan Water Supply 1 67.5 4.5 30 103 0 0 0 0 0 1,640.43 City Subproject

Integrated Baishan Solid Waste 1 164.9 0 36 129 33 120 5,506 0 0 4,181.39 City Management Subproject

Urban Baicheng Development 8 1,548.33 791.59 700 1,895 305 761 52,035.62 9 2,589.32 32,831.04 City Project

Total 10 1,780.73 796.09 766 2,127 338 881 57,541.62 9 2,589.32 38,652.86

1.2 Resettlement Policy and Framework

The project land acquisition and resettlement (LAR) is implemented in accord with the PRC’s and local governments’ relevant laws, regulations and policies, and requirements of Asian Development Bank (ADB) involuntary resettlement. The laws and regulations include: (i) State Council Document 28 of No. 31: State Council Decision to Deepen Reform and Strictly Enforce Land Administration (October, 2004); (ii) Implementation Stipulations of Land Administration Law of PRC (1998); (iii) Land Administration Law of Jilin Province; (iv) Jilin Guidelines for Implementation of the Urban House Demolition Management Regulation of the PRC; and (v) local relevant laws and regulations.

The LAR purpose is to improve affected people’s (AP) living standard which is at least not lower due to land acquisition. The principles of the compensation and entitlements established for the Project are as follows: (i) compensation and entitlements provided must be adequate to allow APs to at least maintain their pre-project living standard, with the prospect of improvement; (ii) compensation and entitlements provided are based on market value or replacement value and must be adequate; (iii) the area and duration of temporary land occupation should be reduced to the minimum; (iv) lands occupied and structures or attachments built after the deadline regulated by local government will not be compensated; (v) adequate compensation should be provided to the APs timely; (vi) all the APs should be adequately informed about compensation rates and standards, livelihood and income restoration plans and project progress; and (vii) close monitoring and timely actions should be carried out to identify and resolve any problems.

1.3 Progress of Resettlement Implementation

For Urban Development Project, by 28 February 2018, partial land was acquired, and partial house demolition was done by 6 real estate development projects due to real estate development. The House Demolition Center belonging to Planning and Construction Bureau of Baicheng Economic Development Zone and the Land Acquisition Office of the Ecological New Zone are responsible for land acquisition and house demolition.

The Baishan Water Supply Subproject is doing the preparation.

Among 36 affected households by Baishan Integrated Solid Waste Management Subproject, 31 households have been relocated, others are under consultation. A summary of resettlement progress of each project component is listed in Table 1-4.

Table 1-4 Project Resettlement Progress (By 28 February 2018)

Project Resettlement Subproject City Progress Actual Progress Actual Component Plan Plan The report of land surveying and delimited technology has Started on been Water Supply Baishan City 2015.4 September 2014.6 completed. The Subproject 19, 2016. approval of land use formalities will be completed in June 2018. 36 households are affected. other 5 Baishan households are Integrated during Construction Baishan City Solid Waste 2015.4 2014.6 negotiation. It is isn’t started Management predicted that Subproject agreements will be signed before 30 June 2018. Partial land was acquired, and partial house demolition was done by 6 real estate development projects due to real estate development. The House Demolition Center belonging to Urban Baicheng Construction Planning and development 2013.11 2014.9 City has started. Construction Subproject Bureau of Baicheng Economic Development Zone and the Land Acquisition Office of the Ecological New Zone are responsible for land acquisition and house demolition.

1.4 External Monitoring and Evaluation on Resettlement

Shanghai Yiji Construction Consultant Co., Ltd. is an individual external resettlement monitor for the Project. By March 2018, six Monitoring Reports have been completed.

A. Work Plan and Arrangement for Monitoring and Evaluation

The resettlement monitoring and evaluation is conducted semiannually during resettlement implementation and annually after the completion of resettlement (twice in total). During July 2015, August 2015, January 2016, July 2016, January 2017, August 2017, February 2018 the external monitor team conducted monitoring and evaluation on the implementation progress of land acquisition, house demolition, resettlement and relocation. The tasks of external resettlement monitoring and evaluation included:

1) Follow-up investigation of the production and livelihood of villages and villagers affected by land acquisition and house demolition for a better understanding of the progress of land acquisition and the restoration of production and livelihood of APs; 2) Follow-up investigation of enterprises/undertaking units affected by land acquisition and house demolition for a better understanding of LAR impacts on those units and the restoration of production and operation; 3) Understanding of the progress of land acquisition, house demolition, compensation and relocation, and conducting external resettlement monitoring and evaluation against RPs; 4) Collection of APs’ opinions: interview affected villagers, staff of affected enterprises and resettlement implementation units, as well as APs having complaints, for a better understanding of APs’ opinions; informing project resettlement and land acquisition offices about the opinions and suggestions of APs and affected enterprises; providing suggestions to help improve resettlement with a smoother and more effective way of land acquisition and house demolition. 5) Investigation in the temporary land acquisition 6) Investigation in the distribution and usage of the compensation 7) Investigation in the restoration of the life of people affected 8) Investigation in the construction of the resettlements 9) Investigation in the help to the vulnerable group 10) Investigation in the consultant and participation of the public 11) Investigation in complain handling 12) Investigation in the implementation of mitigation measures

B. Work Procedures

1) Prepare the work outline and work plan (program) 13

2) Design sampling method

3) Interview and follow-up investigation

4) Analyze information and data

5) Prepare monitoring and evaluation report

C. Methods

1) Sampling. Sampling scheme and questionnaires were designed. The monitor conducted house-by-house detailed investigation to AHs and different affected groups with utilization of random sampling method and the questionnaires prepared in advance. The content of investigation included family members’ basic information, the structure of family income and expenditure, compensation progress, satisfaction on LAR, and so on.

2) Meeting. Interviews to LAR implementation agencies, relevant units, street offices, affected village committees and AHs were conducted for a better understanding of the progress of LAR and house demolition.

3) Consulting documents. Consulting and verifying documents and materials (files, agreements and statistical statements) in relation to LAR and demolition.

4) Interviewing key informants, such as director of land acquisition and house demolition office, related official of undertaking unit, village head, and head of affected family, women, and senior citizens.

1.5 LAR Institutional Arrangements

In order to implement the project successfully, a project management office at the provincial level was established under Jilin Province for providing overall guidance and coordination for project implementation. Each subproject city government has established local municipal project management office, being responsible for the guidance and coordination to the components. The LAR institutional arrangement for the Project is shown in Figure 1-1 below.

Jilin PMO

External Resettlement Monitoring Project Leading Group

PMO

LAR Implementation Agencies

Subprojects Subprojects

Figure 1-1 LAR Institutional Arrangements

Notes: There are two subprojects in Baishan city and there is one subproject in Baicheng city. Baishan city is taken for example in figure 1-1.

1.6 Land Acquisition Progress

D. Land Acquisition Procedures

The land acquisition procedures under the Project are as follow：

1) Issue pre-announcement of land acquisition;

2) Conduct investigations to lands and ground attachments to be acquired;

3) Prepare announcement of land acquisition scheme and submit it to the government for approval, and post land acquisition scheme in affected villages;

4) Conduct social-economic investigations;

5) Implement compensation and relocation scheme for land acquisition and pay the compensations, as well as implement compensation and relocation scheme for house demolition;

6) Clear ground attachments and hand over the lands to project construction contractors.

E. Land Acquisition Progress

By 28 February 2018, the actual completed land acquisition was 611.77 mu, which was 24.39% of those anticipated in the RPs, as listed in Table 1-5.

Table 1-5 Land Acquisition Progress by Project Components (By 28 February 2018)

Permanent land acquisition Subproject City Component Plan Actual Percentage Mu Mu %

Water Supply Baishan City 72 0 0 Subproject

Integrated Solid Baishan City Waste Management 164.9 164.9 100 Subproject

Urban Development Baicheng City 2,271 446.87 19.68 Subproject

Total 2,507.9 611.7 24.39

1.7 House Demolition Progress

By 28 February 2018, 155 households signed the demolition agreement and the total area of house was 14,833.5 ㎡, which was 46.0% of those anticipated in the RPs, as listed in Table 1-6.

Table 1-6 House Demolition Progress by Project Components (By 28 February 2018) Actual Plan

Subproject Percentage Resettlement City Component Affected Affected Place Area Area households households HH (m2) HH m2 ％ Baishan Water Supply 0 0.00 0 0 0 0 City Subproject Tienan Integrated Xincheng Baishan Solid Waste 5,17 33 5,506.00 31 93.93 Community, City Management 2 Wangda Subproject Garden Eco-Home Community, Siji Huacheng Community, Urban Baicheng 9,66 Modern Yipin Development 305 54,624.94 124 17.7% City 1.5 Community, Subproject No.1 Hecheng Community, New Zone West 14,8 Sub-total 338 60,130.94 155 45.9% 33.5 16

1.8 Relocation of Affected Enterprises

Totally, 9 enterprises are affected by the project. Components are listed in Table 1-7. By 28 February 2018, land acquisition and house demolition agreements with 4 HHs whose demolished house area is 775.1 m2 have been signed and the others are in progress.

Table 1-7 Relocation Progress of Project Components (By 28 February 2018))

Plan Actual

City Subproject Monitoring Resettlement plan Component Affected unit Area Affected unit Area conclusion Water Supply Baishan City 0 0 0 0 Subproject

Integrated Solid Resettled by Baishan City Waste Management 0 0 0 0 themselves. Subproject

Urban Development Resettled by Baicheng City 9 2,589.32 4 775.1 Subproject themselves.

Total 9 2,589.32 4 775.1

1.9 Execution of Policies

Land acquisition and house demolition that have been completed by each subproject all execute the standard of RP. See Table 1-8.

Table 1-8 Land Acquisition and House Execution Standard

Plan Actual

Brick - Brick - Land Brick - Brick - Land Acquisition 2 City Subproject City concrete wood Acquisition concrete wood City house Component house CNY/mu CNY/m2 CNY/m2 CNY/mu CNY/m2 CNY/m2 Water Supply Baishan City 60,000 Subproject Integrated Solid Waste During During Baishan City 360,000 850 400 33,000 Management evaluation evaluation Subproject In general, the policy of Urban ‘’demolish During During Baicheng City Development 80,000 1,400 1,200 200,000 one, give evaluation evaluation Subproject one’’ is implemented.

1.10 Compensation Payment and Utilization

By 28 February 2018, CNY22,145.02 million of resettlement compensation had been paid for the Project, which took up 57.29% of the total. Payment amount of each project component is listed in Table 1-9. The LAR costs can meet the needs of land acquisition and house demolition for the Project.

Table 1-9 Payment of Resettlement Compensation by Project Components (By 28 February 2018）

Plan Actual Percentage Subproject City Component million CNY million CNY %

Water Supply Baishan City 1,640.43 125.00 7.62% Subproject

Integrated Solid Waste Baishan City 4,181.39 620.02 14.83% Management Subproject Urban Baicheng City Development 32,831.04 21,400.00 65.18% Subproject Total 38,652.86 22,145.02 57.29%

1.11 Existing Problems and Solution Plans

By 28 February 2018 each tender of land acquisition and existed problems and solving plans of resettlement are listed on Table 1-10.

Table 1-10 Existing Problems and Solution Plans (By 28 February 2018)

Length of the Content road that have Contact Name of the Contract completed land Completion No. Package Package acquisition time

Subproject A: Baicheng Urban Development Subproject

Length (m)

4,702.188 The houses of 30 households 3rd-Ring Road I (North had been The end of CBC1 Changqing Street – demolished, but October 2018 Mianfang Street) the problem of fruit farm has not been fixed. It is in the west storage area with no detailed plan now. The 3rd-Ring Road II update of The end of 4,318.9 CBC2 (Mianfang Street – RR resettlement October 2018 Beneath culverts) plan was completed; it is waiting for approval There is no temporary plan. The Land 3rd-Ring Road III (RR Acquisition The specific time 2,317.398 CBC3 Beneath culverts – South Office of the hasn’t been Xingfu Street) Ecological New settled. Zone is responsible for land acquisition. 2,240 1163 meters has been completed. Xiangyang Street I several houses CBC4 (3rd-Ring Road –Mianfang still have not Street) been demolished. 2,700 2,000 meters are completed. The Xiangyang Street II construction CBC5 (Mianfang Street-Xinyi condition is Street) ready. Surface cleaning work is just completed, 2,724 1,000 meters are acquired. Land acquisition has Land acquisition started from will be completed CBC 6 West Xinhua Road Xiangyang at the end of Street to Tuwu October 2018. Road. Two households have signed contract. 2,068 15 households At the end of CBC7 Shengli Road have signed October 2018. 20

Length of the Content road that have Contact Name of the Contract completed land Completion No. Package Package acquisition time contract

1,334 Most land acquisition have been completed, North CBC8 only 1 household Xingfu Street is left There are only some roads in the fields. 3,681 The Land Acquisition Office of the Ecological New Nanyi Street and Tao'erhe Zone is CBC9 Road (Include in the responsible for bridge) land acquisition. There are many poplar trees, it hasn’t started. 3,881 The construction is ready from 1000 meters to 1700 meters. The construction CBC10 Chunyang Road of the main road from Guangming street to Tiyu chang street has been completed.

2,979 There is no problem on the whole. Land acquisition will start from March 2018. The At the end of CBC11 Xinggong Road update of October 2018. resettlement plan was completed; it is waiting for approval. Land acquisition of the south side has been completed, while land acquisition of the north side The north side Beneath culverts of hasn’t been will be completed CBC12 3rd-Ring Road completed. at the end of There are October 2018. attachments on the ground in summer, so land acquisition is done in winter.

Length of the Content road that have Contact Name of the Contract completed land Completion No. Package Package acquisition time The site Municipal selection needs CBC13 Solid Waste Composting to be adjusted and Sorting Center due to Military Land use.

CBC 14 Waster Transfer Station Cancelled.

It will start after Garden and Landscaping CBC15 land acquisition Work of road.

Subproject B: Baishan Water Supply

Civil Works

Water-transmission pipeline It hasn’t been CBSW1 (From the Reservoir to implemented the Jiangyuan District) Water-transmission pipeline (From Jiangyuan It hasn’t been CBSW2 District to Hunjiang implemented District)

Water supply plant I (site CBSW3 and civil) It hasn’t been implemented Water supply plant II CBSW4 (processing) Water distribution system I It hasn’t been CBSW5 (Main line) implemented Water distribution system I It hasn’t been CBSW6 (Branch line) implemented Subproject C: Baishan Integrated Solid Waste Management

Subproject

Civil Engineering of CBSSW1 Completed Waster Transfer Station Among 36 affected households, 31 households have been relocated, Civil Engineering of 5 households Municipal are during At the end of CBSSW2 Solid Waste Composting negotiation. June 2018 and Sorting Center Land acquisition has been completed. Due diligence report has been completed.

CBSSW3 Landfill

1.12 Sampling Survey

F. Design of sampling survey

42 sample households have been surveyed for baseline monitoring. Table 1-11 shows geographic distribution of sample households.

Table 1-11: Distribution of Sample Households

County Village Number of Sample HHs Xijiao Xiangyang 39 Hekou Shangdianzi 3 Total 42

G. Sample household surveying

Income survey of sample households is illustrated in Table 1-12. These HHs’ income per capita ranges from CNY933 to CNY9,666 per year.

Sample HHs are distributed in 2 villages belonging to 2 distinct counties, whose average number of persons in a household is 3.11. In 2014, their income was CNY6,206 per capita or CNY19,357 per household. They owned 4 mu of farmland averagely. By 15 July 2016, 0 mu of land per person have been acquired and 0% of total have been acquired (including arable land and non-arable land). Table1-12 shows land area and income of sample households and Appendix Table-1 gives the detail of income and properties of sample households.

Among 42 sample households surveyed in 2014, they had 43 TVs, 34 refrigerators, 41 washing machines, 8 tractors, 16 motorbikes, 38 water pumps, 3 livestock, 15 networks, 77 telephones, and 71 automobiles. The property of these sample households is listed in Table 1-13 and the details are showed in Appendix Table-2.

By 28 February 2018, land acquisition of sample HHs has not started. Sample HHs are living a stable life.

Table 1-12: Land Resources and Income of Sample Households

Income Before Acquisition Land Acquired Number Working Population Agricultural Garden Garden Compensation County Village of HHs in the Sub-total Farmland Dry-land Sub-totalFarmlandDry-land Sub-total Date of payment activities plot plot city CNY CNY CNY Mu Mu Mu Mu Mu Mu Mu Mu CNY Xijiao Xiangyang 39 120 412,500 391,000 804,500 448.05 0 14.1 459.25 0 0 0 0 0 Hekou Shangdianzi 3 11 8,500 0 8,500 67.5 0 0 67.5 0 0 0 0 0 Total 42 131 421,000 391,000 813,000 515.55 0 14.1 526.75 0 0 0 0 0 Per capita 3214 2,985 6,206 4 0 0 4 0 0 0 0 0

Table 1-13: House and Family Property of Sample Households

Number Area of Washing Village House TV Refrigerator Tractor Motorbike Water pump Livestock Internet access Telephone Automobile County of HHs houses machine

No. m2 No. No. No. No. No. No. No. No. No. No. Xijiao Xiangyang 39 150 6,351.62 40 33 38 8 16 38 3 15 74 7 Hekou Shangdianzi 3 9 190 3 1 3 0 0 0 0 0 3 0 Total 42 159 6,541.62 43 34 41 8 16 38 3 15 77 7 Per HH 4 156 1 1 1 0.2 0.4 1 0.1 0.4 2 0.2

1.13 Monitoring and Evaluation

Shanghai Yiji Construction Consultant Co., Ltd. carries out External Resettlement Monitoring for the project. The Monitoring and Evaluation team investigated sample households for their livelihood data. Two methods are applied to the investigation, namely, 1Interviews to LAR affected village committees, involved in the village leaders, and 2Interviews to LAR affected households with sample families.

1.14 Social and Gender

The plan of social and gender is comprehensively implemented as planned. Social benefits are achieved in terms of labor, safety, disease control, and public participation.

1.15 Conclusions and Suggestions

H. Conclusions

1) Partial land was acquired, and partial house demolition was done by 6 real estate development projects due to real estate developments. The House Demolition Center belonging to Planning and Construction Bureau of Baicheng Economic Development Zone and the Land Acquisition Office of the Ecological New Zone are responsible for land acquisition and house demolition. 2) People whose houses have been demolished are satisfied with the resettlement community. 3) The compensation for land acquisition of Baicheng Urban Development Subproject is CNY300/m2 (CNY279.2 is for villagers and other CNY20.8 is for village committee). For those who lose land, their incomes mainly come from doing work. 4) For Baicheng Urban Development Subproject, the demolished households in Baoping Village agree that the decoration compensation standard is CNY170/m2. The demolished households have been relocated. The policy of house property exchange is as follows: for main rooms, the exchange rate is 1:1.1, for the attachment rooms, the exchange rate is 1:0.6. The survey shows that villagers are satisfied with this policy. 5) For Baicheng Urban Development Subproject, Baishan City Land Surveying and Planning Bureau conducted land surveying of Urban Water Supply Subproject in December 2015 and issued the technological report. Water Supply Plant covers an area of 42,480 m2 of forest land, which is located in Shangdianzi Village, Hekou Street, Hunjiang District, Baishan City. Now the usage of forest land formalities are being handled and expected to be approved in June, 2018. Pipeline construction are being done. 6) The update of resettlement plan for BSW was completed and approved. Among 36 affected households, 31 households have been relocated,5 households are during negotiation. Land acquisition has been completed. 7) Great attention is paid to public participation. The complaint channel is unblocked.

I. Suggestions

1) The PR of The Baishan Water Supple Subproject should be updated and submitted to ADB before the construction bidding. The reply for the updated PR the presupposition for receiving the construction contract.

2) For Baishan Water Supple Subproject, the formalities of using forest land should be quickened and the fund should be positively raised to complete land acquisition of water plant as soon as possible. 3) For Baishan Integrated Solid Waste Management Subproject, the negotiation process of house demolishment for 5 households should be quickened. 4) The progress of land acquisition and resettlement of Baicheng subproject should be quickened. the transition time should be shortened. It’s very important. 5) Formal system of resettlement records management should be set up and relate staff should do relative word and picture records to enrich the materials of land acquisition and resettlement. 6) In addition to cash compensation, other resettlement compensation measures, such as skill trainings to APs, increasing employment opportunities, need to be further strengthened. 7) Professional trainings to staff working on land acquisition and house demolition should be strengthened; the contents of trainings can include site visit, experience introduction and theories discussion. 8) Safety management during LAR should be paid particular attention to avoid safety accidents, and a safety system for LAR should be established to increase the efficiency. 9) For AHs who have more than 30% of their lands acquired, particular attention should be paid to them and guidance should be provided to them for helping them utilize the cash compensation for land acquisition and allowance for relocation in production and development, so as to improve their income level.

2 Baishan Urban Development Project

---Urban Water Supply Subproject

2.1 Overall Situation of Resettlement

Baishan Urban Water Supply Subproject is updating resettlement plans. Land acquisition and resettlement work doesn’t start. The formalities of using forest land by the water supply plant have not been approved. Now the pipeline construction of the water supply plant starts. The completed length is 13.5 km and along the road, so it doesn’t refer to land acquisition and house demolition. Some villagers need to be compensated due to flood land occupation. The pipeline construction affects some forest land and ground attachments. The evaluation company has been recruited. However, there is difficulty in implementation due to the gap between the evaluation price according to policy and the price raised by affected people. It’s in consultation.

2.2 Resettlement Progress

J. Land Acquisition Progress

By 28 February 2018, the project has occupied 0 mu of land, including 0 mu of cultivated land, 0 mu of construction land and state-owned land 0 mu. Land acquisition affected 0 HH, 0 people, and completed 0%. The summary of project land acquisition is listed on Table 2-1. The construction of water supply plant will occupy the forest land. For Baicheng Subproject, Baishan City Land Surveying and Planning Bureau conducted land surveying of Urban Water Supply Subproject in December 2015, and issued the technological report. Water Supply Plant covers an area of 42,480 m2 of forest land, which is located in Shangdianzi Village, Hekou Street, Hunjiang District, Baishan City. Now the usage of forest land formalities are being handled and expected to be approved in June, 2018. The client has consulted with villagers.

K. Affected Households Progress

By 28 February 2018, the project has completed land acquisition 0 HH. The completion of acquisition is listed on Table 2-2.

L. Affected Vulnerable Groups

Among the APs, one person, who is long-term illness, is defined as vulnerable group. There are 4 people in this family. Only one person of them is labor force.

2.3 Relocation Policy

M. Land Acquisition Policy

The comparison of land acquisition policies is listed on Table 2-1 to Table 2-5.

Table 2-1 Progress of land acquisition (By 28 February 2018)

Planned Actual Acquired District/ Acquired Affected Affected Affected Affected Village Land Town Land Area Household People Household People Area Mu HH Person Mu HH Person Hunjiang/ Hekou Shangdianzi 67.5 4 17 Not start Street The land acquisition Hunjiang 4.4 has not started.

Table 2-2 Households affected by land acquisition (By 28 February 2018)

Land Area before Land Area Acquired (mu) Acquisition (mu) No. of Actual Household Dry land Forest land Dry land Forest land Total Mu Mu Mu Mu Mu 1 5.6 0 2.5 0 2.5 Not start 2 4 6 0 6 6 3 7 40 0 32 32 4 18 97 0 27 27 Total 34.6 142 2.5 65 67.5

Table 2-3 Impacts of Temporarily Occupation (By 28 February 2018)

Plan Actual Area Area Planned Village Occupied Affected Population Occupied Occupation Land Occupation Purpose Land Remark Time Mu (Mu) Household Person (Month) Water-transmission Shangdianzi 14.74 6 20 8 pipeline, and water distribution system Water-transmission Wengquan 29.02 20 66 8 Not start pipeline Total 43.76 26 86

Table2-4 Comparison of Permanent Land Acquisition Policies Plan Actual Land Compensation Land Compensation Resettlement Land type Compensation Subtotal standard for Compensation standard for Subsidy cost young crops cost young crops CNY/Mu CNY/Mu CNY/Mu CNY/Mu CNY/Mu CNY/Mu Collective 24,000 36,000 60,000 865 Not start land Collective 2,162.5 5,190 7352.5 Forest Land

Table2-5 Comparison of Temporarily Land Occupation Plan Actual

Item Land Type Unit Compensation Compensation Standard Standard Land Occupation Farmland CNY/Mu· 865 Not start Compensation Land Reclamation Farmland CNY/Mu· 6,000 Compensation Land Occupation Forest Land CNY/Mu· 432.5 Compensation Land Vegetation Recovery Forest Land CNY/Mu· 4,000 Compensation Road Recovery Urban Road CNY/m2 40 Cost 28

2.4 Income Restoration

By 28 February 2018, the income of affected people has not been directly influenced temporarily.

2.5 Infrastructure Restoration

By 28 February 2018, infrastructure has operated normally.

2.6 Budget and Fund for Resettlement

Funds for land acquisition and resettlement are raised by Baishan City Hengda Drainage Engineering Co., Ltd. The LAR funds can meet the needs of land acquisition and house demolition for the Project now. By 28 February 2018, Baishan City Hengda Drainage Engineering Co., Ltd. has paid CNY1.25 million as tax and fee in total for land acquisition, account for 7.62% of the total budget. By 28 February 2018, executive agency has paid the fees of land acquisition to the implementation unit. The funds paid by Baishan Water Supply Subproject are listed in Table 2-6.

Table 2-6 LAR Funds of Baishan Water Supply Subproject Unit: CNY10,000 (By 28 February 2018) Plan Actual Item Percentage 10,000 CNY 10,000 CNY Compensation 111.01 for LA Compensation 1,016.13 0 0 for LO Vulnerable group 0.2 0 0 subsidy Monitoring & Evaluation 22 0 0 expense Training expense 45 0 0 Taxes and Fees 296.97 125 0 Contingency 149.13 0 0 Total 1,640.43 125 7.62%

2.7 Public Participation and Information Disclosure

Table 2-7 Public Participation (By 28 February 2018) Time Item Conclusion Remark Do the reviews on the Shangdianzi Village Completed at the end July 2014 and Wengquan Done of September 2016 Village and preparation for the

Time Item Conclusion Remark measurement and inventory for the land occupation and attached objects The affected villages The affected villages Do the negotiation agree with the plan of agree with the plan of August 2014 with villages along installment the installment of the the pipeline pipeline in general. pipeline in general. The Client is Agree with the new Decide the place for undergoing the water supply plant the construction of a procedure for will occupy the forest new water supply occupying the forest January 2015 land not the farmland plant in Shangdianzi land, which is and installing the Village of Hunjiang planned to be pipeline along the District completed at the end river. of June 2018. The affected villages agree with the plan of The affected villages Consult villages installment of the agreed with pipeline July 2017 along the pipeline for pipeline in general. construction plan in installment. And compensation general. will be given to ground attachments. Give compensation to ground Compensate attachments due to according to November 2017 installment the evaluated price, it will pipeline,9 people be negotiated if any joined, including 5 disagreements, females

2.8 Complaints and Appeals

Problems in the land acquisition and resettlement are listed in Table 2-8.

Table 2-8 Problems in the Land Acquisition and Resettlement (By 10 August 2017) Time Item Solution Result Approval for land April 2016 Quicken the progress Ongoing usage is going slow The affair of land usage is coordinated July 2016 Quicken the progress with Shangdianzi village. Select the evaluation company by the August 2017 Quicken the progress Done government procurement Large gaps between compensation of In consultation, it had January 2018 ground attachments affected the and the exception of construction affected people

2.9 Organization and Administration

Baishan Municipal Government is the executing agency of the subproject. Baishan Municipal ADB Loan Project Leading Group that represents the Baishan Municipal Government is responsible for monitoring the implement of Project and resettlement plan. Baishan City Hengda Drainage Engineering Co., Ltd. is the implementation unit for this Subproject. Hunjiang District Government, affected Village Committee and Neighborhood Committee are responsible for the implement the resettlement plan. Baishan Municipal ADB Loan Project Leading Group and Baishan City Hengda Drainage Engineering Co., Ltd. have set up the resettlement office.

2.10 Assistance to Vulnerable Groups

Among the APs due to the permanent land acquisition, one person is defined as vulnerable group and has long-term illness. There are 4 people in this family. Only one person of them is in the labor force. This family has received the minimum level guarantee under the government subsidy, every member of the family can receive about CNY55 per month. The annual net income of this family is CNY3,000. The Subproject can ensure that the family can receive propriety to the employment program and will also provide the family with additional assistance of CNY2,000 (there is no special allowance for them, but actually they get more than CNY2,000, for example, the house resettlement rate is higher than 1:1).

2.11 Conclusions and Suggestions

N. Conclusions

1) The construction of this project has started. For some villagers, they should be compensated due to temporarily-occupied land and the compensation standard is still in consultation. 2) Updating report of resettlement plans is in preparation. 3) New water supply plant will occupy the forest land. The Client is undergoing the procedure for acquiring forest land.

O. Suggestions

1) Accelerate the update of Resettlement Report, it’s estimated to be solved at the end of May 2018. 2) The length of water transmission pipeline to be installed is long and it has a certain degree of difficulty for construction which requires the use of favorable climatic conditions and good construction preparation. Due to part of the pipeline through the residential area, it is necessary to communicate with the resident in advance. Especially, it needs to make communication with the shops along the pipeline and inform them to make preparations in advance. 3) Consultation about the compensation standard of temporarily-occupied land should be well done.

2.12 Interview Records

Time: 4 February 2018, Baishan City Hengda Drainage Engineering Co., Ltd., Director Wang, Du Shouxun

The land usage of the water plant is going through formalities, but it goes slowly. It’s estimated that

resettlement plan will be completed before 30 June 2018 according to updated RP. Pipeline is

in construction, but there is large gap between evaluated price and the exception of affected

people, it’s hard to implement and has already affected construction. The process of land

acquisition and resettlement will be further enhanced. Partial plan of installment the pipeline has

changed, the plan is determined and it reduces house demolition.

The interview records before are as follows:

Time: 9 August 2017, Baishan City Hengda Drainage Engineering Co., Ltd., Director Wang, Du Shouxun

The land usage of the water plant is going through formalities and is expected to be completed at the end of September 2017. The pipeline construction is affected because some ground attachments aren’t evaluated. Now the evaluation company is being recruited. Compared with the last monitoring, land acquisition and house demolition haven’t made great progress.

Time: 6 January 2017, Baishan City Hengda Drainage Engineering Co., Ltd., Du Shouxun

The construction of the water supply subproject has started and it is mainly along the road. So there is no permanently-occupied land and there is only temporarily-occupied land. Some flood land is occupied temporarily, which needs compensation. The formalities of land occupied by the water supply plant and flood land haven’t been approved. The formalities are expected to be completed in June 2017.

Time: 15 July 2016, Baishan City Hengda Drainage Engineering Co., Ltd., Du Shouxun

The RP hasn’t been updated. The formality of land usage hasn’t been completed and it is predicted to be finished at the end of September 2016. The leader of the company discusses the affair of land usage with the lead of Shangdianzi village today. The road tour plan of pipeline for water supply has been determined, which will cross 11 villages. So the land occupation should be

published to the public. The construction of civil engineering is hoped to start in December 31, 2016.

Time: 6 January 2016, Baishan City Water Group, Zhao Shunlin

The Water Treatment Plant has completed land surveying and delimited technology. It is expected that the formalities of forest land will be completed in April 2016. There are some changes of water pipeline plan. The preliminary design work is ongoing and will be accelerated.

Time: 14 July 2015, Baishan City Water Group, Zhao Shunlin

In order to occupying less farmland, the new water supply plant will occupy the forest land. The Client is going the procedure for occupying the forest land. The toward of the water transmission pipeline has been basically established which mostly along the river to less occupy farmland. The compensation of occupying farmland will be given to the affected people according to the relevant policy. On the whole, the land acquisition and resettlement is not difficult.

3 Baishan Urban Development project

--- ISWM Subproject

3.1 Overall Situation of Resettlement

For Baishan Integrated Solid Waste Management Subproject, BSWTC makes the plan of house demolition and resettlement within the 1km downstream of Baishan Solid Waste Treatment Plant. 36 households are affected. Among them, 31 households have been relocated and other 5 households are in consultation, land acquisition has completed. 1 household is not in and other 5 households disagree due to low evaluation price). Affected households are satisfied with the resettlement houses chosen by themselves. For those who choose property right exchange, the policy of “demolish one, give one” will be implemented according to the area recorded in the house license. For those who choose to settle at base layer, the difference of each floor will not be calculated, while for those who choose to settle at other floors, the difference of each floor will be calculated. If the area is expanded, the price of the expanded area will be paid according to the sale price. The reasons for not signing the agreements are as follows: some of them are unwilling to move because they disagree with the compensation price; Some of them hope to move back; Some households hope the client can provide better houses in Baishan for them.

3.2 Resettlement Progress

P. Land Acquisition Progress

By 28 February 2018, 164.9 mu of land has been fully acquired with 9 households have been affected. The compensation payment of CNY 20.118 million have been paid to these affected households and villages, affected owners, and real estate developer directly. The summary of project land acquisition is listed on Table 3-1.

Q. House Construction Progress

By 28 February 2018, 36 households are affected. 31 households had moved, the area is 5,172 m2, other 5 households are in consultation. The affected households are listed on Table 3-2, Relocation progress of residents is listed on Table 3-3.

Table 3-1 Progress of Land Acquisition (By 28 February 2018) RP Land Acquisition (mu) Total (mu) House Demolition (m2) AHs APs May 2014 82.25 82.25 5,506 36 129 October 2017 164.9 164.9 5,506 36 129 Increase or Decrease +82.65 +82.65 0 0 0 Completed before October 2017 164.9 164.9 5172 31 111

Table3-2 The Affected Household of Land Acquisition (By 28 February 2018) URP (October Real AHs/APs RP May 2014 2017) No. of AHs/APs affected by Land 3/9 3/9 3/9 Acquisition (LA) No. of AHs/APs affected by House 27/100 27/100 22/82 Demolition (HD) No. of AHs/APs affected by both 6/20 6/20 6/20 LA and HD Total 36/129 36/129 31/111

Table3-3 House Relocation Progress (By 28 February 2018) Plan Actual Hous Impact Impact Brick-concrete Brick-wood Earth-wood Simple Subtotal Impact Impact Street District e Resettlement Notes Place HH Person m2 m2 m2 (m2) (m2) HH Person m2 Tienanxincheng Xicheng Minhua 33 120 68.05 3,795.85 1,405.80 236 5,505.70 31 112 Wangda Street Village 5,172 Garden

R. Affected Vulnerable Groups

36 persons from 10 vulnerable households, accounting for 10.85% of the total affected people, are affected by the Project. All of them are affected only by house demolition. Affected vulnerable groups are listed on Table 3-4

Table 3-4: Affected vulnerable groups (By 28 February 2018) URP (October Actual AHs (APs) RP May 2014 Type of Vulnerability 2017) AHs (APs) AHs (APs) Minimum Living Guarantee 1 (2) 1 (2) 1 (2) Disabled Persons 6 (23) 6 (23) 6 (23) Female-Headed Households 1 (3) 1 (3) 1 (3) Five Guarantee Households 2 (8) 2 (8) 2 (8) Total 10 (36) 10 (36) 10 (36) According to the Land Acquisition and Resettlement Office (LARO), it is confirmed that two (2) ethnic minority households and four (4) vulnerable households have been identified among the affected households. For the four (4) vulnerable households, their houses have been demolished and they have relocated. The two (2) affected ethnic minority households are not poor or low-income households, and they have been affected only by house demolition. Their houses were not demolished until they have moved into the resettlement houses, therefore, their living has not been affected.

Of the four (4) vulnerable households affected only by house demolition, their houses have been demolished and they have moved into the resettlement houses. During the resettlement process, the project management office (PMO), implementation agency (IA) and local government have paid special attention to their resettlement, and will set up vulnerable group assistance fund in the office of Baishan Municipal Solid Waste Treatment Co., Ltd., with CNY2,000 per household in cooperation with the Baishan Labor and Social Security Bureau, Civil Affairs Bureau, and Women’s Federation and other government agencies, which will be used for the following purpose: (a) more vulnerable group will be included in the local minimum living guarantee system if they are entitled, and the Civil Affairs Bureau is responsible for this; (b) urgent cash assistance will be provided if the households have serious illness in addition to the subsidy paid under rural cooperative medical care system; (c) if the vulnerable groups have difficult to support the children’s education, they can apply to Civil Affairs Bureau for fund assistance for their children’s education; and (d) women headed households can apply for assistance to Women’s Federation if they have some difficulties, and (e) other vulnerable households such as the poor or low income households. During implementation, the vulnerable can apply assistance to the village committee, and the village committee will check and endorse the application, and then transfer to the responsible government agencies. In addition, 8 m2 extra house area (or cash equivalent to 8 m2 extra house area) will be provided to the vulnerable group according to the construction cost at CNY860/m2 as stated in May 2014 RP, totaling CNY6,880 per vulnerable household. Up to October

2018, no payment of the funds for vulnerable groups have been made yet, including8 m2 extra house area provision in cash payment for the relocated 4 vulnerable families. Fund payment is in the process and waiting for the fund use approval by the municipal government for those households needed. Also certain assistance as specified in the updated RP has been provided or will be provided to them, i.e., moving assistance (such as provision of vehicles) and priority given for floor selection (particularly for disabled households and women-headed households), and house location selection close to hospital (for households with sick family members).

3.3 Relocation Policy

S. Land Acquisition Policy

Comparison of land compensation standard is listed on Table 3-5.

Table 3-5 Land Compensation Standards (CNY/Mu)

No. Compensation RP May 2014 Actual URP (October 2017) Category Wrong Correct Compensation Compensation Compensation Compensatio Compensatio Total/ Compensation Total/ Compensation Total/ Compensation Total/ to Affected to Affected to Affected n to AHs/mu n to Affected mu to AHs/mu mu to AHs/mu mu to AHs/mu mu Village/mu Village/mu Village/mu Village/mu 1 Land 288,000 72,000 360,000 17,012 4,253 21,265 29,700 3,300 33,000 29,700 3,300 33,000 Acquisition

T. House Demolition Policy Table 3-6 Comparison of House Compensation Policy 2014 2017 Actual Basic Basic Cost Compensation Category Unit Basic Remarks Cost Unit Price Price Price Cost Price Price 2 Main House CNY/m2 850 CNY/m 3,000 Evaluation The actual rates are determined on Residential Brick-Wood CNY/m2 400 CNY/m2 1,670 the basis of market valuation (no House Mud-Wood CNY/m2 100 CNY/m2 100 discount), and not lower than basic

2014 2017 Actual Basic Basic Cost Compensation Category Unit Basic Remarks Cost Unit Price Price Price Cost Price Price Simple CNY/m2 50 CNY/m2 50 price Brick-wood for CNY/m2 3,200 CNY/m2 3,200 house exchange Relocation 500 One-time payment, which can cover CNY/AH 500 CNY/AH 500 Allowance the costs for 2 times moving Temporary CNY/m2/ CNY/m2/m 5 5 5 Usually 12 months Transit Allowance month onth Other 10,000 Execution Compensation (within 30 The allowance increased in 2017. Award for moving days) Award for moving in advance will be CNY/AH 1,000 CNY/AH in advance 20,000 provided to the AHs if they move out (within 20 before the relocation deadline. days) Execution CNY/AH/ CNY/AH/ Heating subsidy heating 400 heating 400 season season

U. Affected Structures and Infrastructure

Table 3-7 Compensation standards for the ancillary structure and infrastructure URP Actual RP May 2014 (October 2017) Item Unit Compensation No change Compensation rate rate Toilet CNY/No. 100 100 Brick Enclosure CNY/m2 20 20 Manual Well CNY/No. 200 200 Fishpond CNY/m2 90 90 Vegetable CNY/m2 50 50 Cellar Plastic-Covered CNY/m2 50 50 Tunnel (Normal Tunnel) High-voltage No. According to According to Pole the evaluation the evaluation

Table 3-8 Compensation standards for fruit trees and forests Unit: CNY Compensation Rate (CNY) Specifications Type Unit RP May URP (October Actual (DBH, CM) 2014 2017) No. At the fruit-bearing age 50 50 50 Fruit Trees No. Not at the fruit-bearing 10 10 10 age No. Diameter at breast height 2 2 2 ＜3cm No. 3cm＜Diameter at breast 10 10 10 height＜5cm No. 5cm＜Diameter at breast 20 20 20 Timber height＜10cm Forest No. 10cm ＜ Diameter at 30 30 30 breast height＜20cm No. 20cm ＜ Diameter at 40 40 40 breast height＜30cm No. Diameter at breast height 50 50 40 ＞30cm

3.4 Income Restoration

By 28 February 2018, the income of affected people has not been directly influenced temporarily.

3.5 Houses Relocation

By 28 February 2018, 31 households have signed the relocation agreements (including the households have reached the intention) and chosen the resettlement houses. The relocation sites are Tienanxincheng and Wanda Garden. The detailed policy can be seen in Table 3.15.

3.6 Infrastructure Restoration

By 28 February 2018, infrastructure has operated normally.

3.7 Budget and Fund for Resettlement

Funds for land acquisition and resettlement are raised by Baishan Municipal Solid Waste Treatment Co., Ltd. The LAR funds can meet the needs of land acquisition and house demolition for the Project. By 28 February 2018, this Subproject has paid CNY2,011.80 thousands in total for land acquisition and relocation, which accounts for 48.11% of the budget. The funds paid by the subproject are listed in Table 3-9.

Table 3-9 LAR Funds of Integrated Solid Waste Management Subproject

(By 28 February 2018) October 2017 Percentage Revised Resettlement Total No. Item Total Budget Cost Paid Payments (CNY10,000) (CNY10,000) (CNY10,000) Basic LAR 1 3,009.97 2,011.80 Costs Compensation 1.1 for Permanent 653.00 653.00 LA 1.1. LA 544.17 544.17 1 Compensation 1.1. Standing crops 108.83 108.83 2 Compensation 1.2 for House 1,703.81 610.00 Demolition 1.2. House 1,651.80 610.00 1 Demolition Allowance for 1.2. Temporary 33.04 0.00 2 Transit 1.2. Relocation 1.65 0.00 3 Allowance Award of 1.2. Moving in 16.00 0.00 4 Advance

October 2017 Percentage Revised Resettlement Total No. Item Total Budget Cost Paid Payments (CNY10,000) (CNY10,000) (CNY10,000) 1.2. Heating subsidy 1.32 0.00 5 1.3 Ground 653.16 640.00 Attachments 1.3. Livestock 1.42 1 enclosure 1.3. Greenhouse 2.75 2 1.3. Vegetable cellar 0.06 3 1.3. Fishpond 1.80 4 1.3. Well 0.07 5 640.00 1.3. Trees 6.58 6 1.3. Enclosing wall 0.16 7 1.3. Toilet 0.32 8 High-Voltage 1.3. Line (including 640.00 9 Pole) Vulnerable 2 Group 8.88 0.00 Assistance Vulnerable Group 2.1 2.00 0.00 Assistance Fund 8 m2 extra 2.2 house area 6.88 0.00 provision Monitoring 3 and Evaluation 43.30 0.00 Expenses Training 4 50.00 0.00 Expenses Related Taxes 5 and Related 689.11 108.80 Costs Contingency 6 (10% of Total 380.13 0.00 Cost) 7 TOTAL 4,181.39 2,011.80 2,011.80 48.11%

3.9 Public Participation and Information Disclosure

Table 3-10 Public Participation (By 28 February 2018) Time Item Conclusion Remarks The municipal government has The problem of agreed with the Nov. 2014–Dec.2014 relocation of 27 program of 27 listings. affected households Related policies have been initially identified. Some people affected The relocation of 27 by the demolition do March 2015 affected households is not agree with 27 on negation. listings. Some people affected 31 households have The relocation of 27 by the demolition do resettled. other 5 May 2015 affected households is not agree with 27 households are in on negation. listings. consultation.

The Baishan People’s Government Office released the guidance notes on the Monetization of Residential Housing in the Urban Shantytown Renovation Project in Baishan City on 27 May 2017. According to the guidance, Baishan Construction Bureau issued the House Acquisition and Resettlement Plan for the second phase expansion construction of Baishan Integrated Solid Waste Landfill which was approved by the related municipal department. On 13 June 2017, the meeting about house demolition within the project area of Baishan Integrated Solid Waste Landfill was held in Baishan House Acquisition Center. There is no complaint from HHs. This policy is accordance with the policy of ADB.

On 26 June 2017, Changbai Mountain Daily published the notice on the grave relocation of Baishan Integrated Solid Waste Management Project.

3.10 Complaints and Appeals

Problems in the land acquisition and resettlement are listed in Table 3-11.

Table 3-11 Problems in the Land Acquisition and Resettlement (By 28 February 2018) Time Item Solution Result The relocation of 5 August 2017 Further negotiation households.

3.11 Organization and Administration

Treatment Co. Ltd is the implementation unit for this Subproject. Hunjiang District Government, affected town government, affected Village Committee and Neighborhood Committee are responsible for the implement the resettlement plan. Baishan Municipal ADB Loan Project Leading Group and Bashan Municipal Solid Waste Treatment Co. Ltd have set up the resettlement office.

3.13 Conclusions and Suggestions

V. Conclusions

1For Baishan Integrated Solid Waste Management Subproject, the land acquisition is completed. 31 households have moved and other 5 households are still in consultation. 2The PR has been updated and been approved.

W. Suggestions

1Further consult with the 5 households who have not signed the agreements and let them sign the agreements as soon as possible.

3.14 Interview Records

Date: 5 February 2018 Interviewee: Wang Bin, the Director of Baishan Construction Bureau The PR has been updated. 31 households have moved and other 5 households are still in consultation. It’s estimated it will be solved at the end of May 2018. Land acquisition has been completed. The project is in construction this year. The interview records before are as follows.

3.15 House Demolition and Resettlement Plan for Villagers Who Live Within the 1km Downstream of Baishan Solid Waste Treatment Plant

In 2009, in order to improve the living environment around dump, the municipal government decided that Baishan Solid Waste Treatment Plant took the responsibility of resettlement of citizens living within the 1km downstream. From August 11, 2009, citizens started to move according to the agreements. Some citizens who disagreed to move before want to move now. If the superior agrees, compensation standard will be formulated according to the standard in 2009.

1. Period for signing contract: 9 October 2015–7 November 2015 (30 Days)

2. Property exchange is adopted for the resettlement way

(1) Property exchange

According to the No.5 item in “Several Demolition and Resettlement Problems about the Downstream of Baishan Solid Waste Treatment Plant” (issued the Changbaishan Government, No.66, 2009): For solving the problem of property right card, in order to ensure assignment demolition work smoothly, villagers living downstream of Solid Waste Treatment Plant and having property right cards issued by the original suburbs and Badaojiang district can deal with the formalities such as new property right cards according the area in the original property right card.

For those who choose property right exchange, the policy of “demolish one, give one” will be implemented according to the area recorded in the house license. For those who choose to settle at base layer, the difference of each floor will not be calculated, while for those who choose to settle at other floors, the difference of each floor will be calculated. If the area is expanded, the price of the expanded area will be paid according to the sale price.

(2) The base floor: 2nd floor, 6th floor

(3) The price difference between each floor: 3rd floor and 4th floor, CNY150/m2; 5th floor, CNY100/m2.

(4) The price for the base floor is CNY2,400/m2.

3. Resettlement sites: Tienanxincheng, Wandahuayuan

4. Compensation for resettlement

(1) For those whose residential houses are demolished, relocation compensation will be given all at once as the standard of CNY500 for each property right card, while those who don’t move on time will be reduced 50% of the relocation allowance.

(2) For those who sign the contracts within the contract period and move before the deadline of relocation, rewards will be given all at once as the standard of CNY1,000 for each building droit card.

(3) Compensation for small enterprises

a. For individual business owners holding effective industrial and commercial business license and having private houses with lawful property right certificate (the usage is listed in property right card), if the house owners are self-employed and choose property rights

exchange, living subsidies will be given on the basis of workers and transition period, The figures of workers is determined as the following standard: 1 worker for every 10 m2 of business area, The compensation standard is formulated as the standard of the municipal government minimum living allowance, CNY130/person/month.

b. For individual business owners holding effective industrial and commercial business license but don’t have houses, the compensation for workers is accordance with the item a. The compensation period is 2 months.

c. Compensation for the operation profit will be given all at once as 30% of the total annual income tax last year.

(4) Compensation for attachments

Brick-mix houses without property right card: CNY250/m2.

Brick-wood houses without property right card: CNY150/m2.

Wood houses: CNY30/m2.

Brick fence: CNY20 for every extended meter.

Vegetable cellar: CNY50/m2.

Hand pressure type water well: CNY100/well.

Fruit trees reaching production: CNY50/tree.

Fruit trees that haven’t reached production: CNY10/tree.

Trees with the diameter within 5 cm: CNY10/tree.

Trees with the diameter from 5 cm to 10 cm: CNY20/tree.

Trees with the diameter from 10 cm to 20 cm: CNY30/tree.

Trees with the diameter from 20 cm to 30 cm: CNY40/tree.

Trees with the diameter from 30 cm to 40 cm: CNY50/tree.

Toilet: CNY100.

Green crops: CNY 6/m2.

5. Evaluation Items

(1) The choice of evaluation agency adopts the way of public choosing. The name of evaluation agencies will be filled on the advice-collecting sheet and will be determined as the No.1 votes.

(2) Evaluation items include internal decoration, hanging tent, floor tile, floor, etc., to meet the needs of life.

6. Evaluation agency

Baishan Jingwei Real Estate Evaluation Co., Ltd.

Table 3-12 The Sale Price of Tienanxincheng The price The unit price for The unit price for Floor difference for each the middle type the East-west type floor CNY/M2 CNY/M2 CNY/M2 6 2,400 2,450 0 5 2,500 2,550 100 4 2,550 2,600 150 3 2,550 2,600 150 2 2,400 2,450 0

Table 3-13 The Sale Price of Wanda Garden The price The unit price for The unit price for Floor difference for each the middle type the East-west type floor CNY/M2 CNY/M2 CNY/M2 6 2,400 2,450 0 5 2,500 2,550 100 4 2,550 2,600 150 3 2,550 2,600 150 2 2,400 2,450 0

4 Baicheng Urban Development Project

4.1 Overall Situation of Resettlement

PMO takes the responsibilities of land acquisition and demolition of Baicheng Subproject, which has been started. The fund for land acquisition and relocation is the key to the project. CNY214,000,000 of fund has been implemented for Baicheng Economic Development Zone Investment and Development Limited Corporation’s Baicheng Urban Development Subproject.

Within the area of Baicheng Subproject, 6 Real Estate Development Companies have acquired part of land. Those Real Estate Development Companies are as follows: Sijihuacheng Demand Real Estate Development Co., Ltd.(Xinhua Road, Xiangyang Street), Hongdanongji Real Estate Development Company(Third Ring Road), Yongmao Real Estate Development Company(Xiangyang Street, from Zhongxing Road to Haiming Road), Chengyuan Electric Power Company (Third Ring: from Zhongxing Road to Haiming Road), Baicheng Sijishengbao Real Estate Development Company and Baicheng Hongdu Real Estate Development Company (Xingfu Street). The House Demolition Center belonging to Planning and Construction Bureau of Baicheng Economic Development Zone and the Land Acquisition Office of the Ecological New Zone are responsible for land acquisition and house demolition.

The compensation for completed land acquisition of Baicheng Subproject is CNY300/m2 (CNY279.2 is for villagers and other CNY20.8 is for village committee). For those who lose land, their incomes mainly come from doing work. These affected households got their income mainly from land before, now they are mainly employed in secondary and tertiary industries, their income levels are higher than before.

For Baicheng Subproject, the demolished households in Baoping Village agree on the decoration compensation of CNY170/m2. The demolished households have been relocated. Village committee agreed to coordinate. The policy of house property exchange is as follows: for main rooms, the exchange rate is 1:1.1, for the attachment rooms, the exchange rate is 1:0.6. This policy is the same in every village. The survey shows that villagers are satisfied with this policy.

4.2 Resettlement Progress

X. Progress of Land Acquisition

By 28 February 2018, the total land acquisition of this subproject is 446.87 mu (the kinds of land are not differentiated). Table 4-1 illustrates the overall progress of land acquisition, indicating that199

household and 614 persons is affected by the land acquisition progress (45.9% is completed), which is summarized in Table 4-2. The progress of land acquisition of each road is shown in Table 4-3.

Y. Progress of House Demolition

The progress of house demolition is presented in Table 4-4.

Table 4-1: Progress of Land Acquisition (By 28 February 2018)

Plan Actual Contract The Package Arable Homestead Construction Nature Arable Homestead Construction Nature Subtota Name of Village /Street Parkland Woodland Subtotal Parkland Woodland land land land reserves land land land reserves l Street

Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu CBC6 West Erlong Xinhua Village ,Baoping 108.33 61.37 0 87.75 0 0 257.45 103.1 10.736 13.95 127.79 Road Village

Chunyan CBC10 0 3.3 0 1.98 0 0 Chaoyang Village 5.28 5.17 0.77 5.94 g Road North CBC8 34.25 0 0 51 16.1 0 26.75 0 0 51 Xingfu Changqing Village 101.35 16.1 93.85 Road CBC1/ CBC2/CBC3/ CBC12 Erlong Village,Chaoyang Village,Xiangyang Village, Baosheng 3rd-Ring Village, Baping 568.7 36.93 6.89 258.14 482.82 5.07 1358.55 37.04 37.04 Road Village, Changqing Village, Dongxing Village, Baoping Office

CBC9 Tao'erhe Xiangyang Village, 69.3 6.51 107.22 0 183.03 0.00 Road Baosheng Village

Xiangyan CBC4/ CBC5 91.53 0 0 0 5.34 0 Baoping Office 96.87 96.87 96.87 g Street CBC7 Shengli Chaoyang Village, 110.37 58.62 0 38.33 0 0 207.32 85.38 85.38 Road Baoping Village

Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu Mu

Nanyi CBC9 21.1 0.69 0 6.12 0 0 Xiangyang Village 27.91 0.00 Street

Xinggong CBC11 73.66 0 0 0 0 0 Baosheng Village 73.66 0.00 Road CBC13 Househol Baicheng Zhongxing d waste Urban Infrastructure integrated 28.5 0 0 0 0 0 28.5 0.00 Construction Co., treatment Ltd. project

1105.74 160.91 13.4 550.54 504.26 5.07 2339.92 Total 446.87

Table 4-2: Progress of Land Acquisition (By 28 February 2018) Plan Actual Administrative State-owned State-owned Percentage Collective land Subtotal Collective land Subtotal Area land land Mu Mu Mu Mu Mu Mu % Xiangyang Village 268.34 3.98 272.32 37.04 0 37.04 13.60% Baosheng Village 294.15 13.56 307.71 5 0 5.00 2.09% Dongxing Village 96.62 0 96.62 8.26 0 8.26 8.55% Baoping Village 482.2 6.06 488.26 159.02 0 159.02 32.57% Chaoyang Village 220.79 1.8 222.59 15.16 0 15.16 6.81% Erlong Village 109.57 0 109.57 136.04 0 136.04 124.16% Changqing Village 145.52 0 145.52 86.35 0 86.35 59.34% Urban area 0 766.19 766.19 0 0 0.00 0.00% Total 1548.33 791.59 2339.92 446.87 0.00 446.87 19.10%

Table 4-3 Land Acquisition of Each Road Area of No. Road Designed Width of Red Acquired Land Level Name of Road Speed Line Length of Road Total area Completed Ratio km/h m m mu mu % Main 1 Third-ring Road 50 55 11,716.29 449 37.04 3.8% Road Main 2 Xiangyang Street 50 55 4,506.381 1,174 96.87 25.8% Road Main West Xinhua 3 50 55 2,740.756 1,548 127.79 47.4% Road Road Main 4 Shengli Road 50 45 1,759.282 1,264 85.38 0.0% Road Main North Xingfu 5 50 45 1,334.994 1,390 93.85 92.5% Road Street Secondary 6 Main Nanyi Street 40 30 1,024.72 0 0.00 0.0% Road Secondary 7 Main Tao'erhe Road 40 30 2,834.057 0 0.00 0.0% Road 8 Branch Chunyang Road 30 35 3,908.827 113 5.94 0.4% 9 Branch Xinggong Road 30 20 2,985.615 0 0.00 0.0% Main 10 Xiangyang Circle 30 30 596.901 Road Household waste 11 integrated 0 treatment project 33,407.83 5,938 446.866 10.0%

Table 4-4: Summary of Households Affected by Land Acquisition (By 28 February 2018)

Plan Actual Village Household Household Xiangyang Village 65 70 Baosheng Village 61 3 Dongxing Village 65 6 Baoping Village 91 57 Chaoyang Village 83 13 Erlong Village 26 23 Changqing Village 31 15 Baoping Subdistrict Office 12 12 Total 434 199

Table 4-5: Progress of Relocation of Affected Households (By 28 February 2018)

Plan Actual Street/Road Affected by both LA and Affected by LA only Affected by HD only Subtotal HD AHs APs AHs APs AHs APs AHs APs AHs APs West Xinhua 31 86 53 144 Road 63 167 6 21 100 274

Chunyang 14 32 12 39 Road 0 0 0 0 14 32

North Xingfu 5 8 21 69 Street 10 33 8 23 23 64 3rd-Ring 157 383 10 27 Road 157 436 17 54 331 873 Tao'erhe 6 13 0 0 Road 27 75 5 16 38 104

Xiangyang 23 69 14 36 Street 11 28 1 3 35 100 Shengli 15 18 89 299 Road 81 246 1 1 97 265 Nanyi Street 3 10 15 30 0 0 18 40 0 0

Xinggong 43 139 1 4 0 0 Road 0 0 44 143 Total 395 1,134 267 643 38 118 700 1,895 199 614

Table 4-6: Progress of Residential House Demolition (By 28 February 2018)

AHs Main House Structure Untitled Houses Total Actual Brick Brick Earth Total Area Simple Area Main concrete timber timber Attached Untitled Rural Urban Subtotal Subtotal structure Subtotal House Street / structure structure structure House Houses (m2) (m2) (m2) Structure road (m2) (m2) (m2) Househo ㎡㎡ Household Household m2 ld ㎡㎡㎡㎡㎡㎡㎡㎡ West Xinhua 37 0 37 224.63 2,297.08 607.78 3,129.49 181.28 0 181.28 3,310.77 1,058.6 37.4 1,096 Road 2,435.2 Chunyang 15 0 15 457.6 1,840.07 273.68 2,571.35 102.59 119.6 222.19 2,793.54 2,302.67 132.54 Road 1 North 1,990.5 Xingfu 13 0 13 128 1,218.88 359.25 1,706.13 129.15 155.29 284.44 1,990.57 1,706.13 284.4 3 Street 3rd-Ring 97 77 174 4,347.26 25,769.88 749.66 30,866.8 1,328.65 971.67 2,300.32 33,167.12 536.18 68.56 604.74 Road Tao'erhe 11 0 11 1,220.2 677 183.56 2,080.76 74.64 183.47 258.11 2,338.87 0 0 0 Road 3,273.3 Xiangyang 24 0 24 866.21 2,045.37 780.69 3,692.27 175.12 103.18 278.3 3,970.57 3,177.89 95.48 Street 7 Shengli 16 0 16 517.01 672.22 327.04 1,516.27 426.35 150.49 576.84 2,093.11 189.5 72.1 261.6 Road Nanyi 14 0 14 158.68 1,933.4 170.58 2,262.66 49.25 0 49.25 2,311.91 0 0 0 Street

Xinggong 1 0 1 0 59.16 0 59.16 0 0 0 59.16 0 0 0 Road 9,661.4 228 77 305 7,919.59 36,513.06 3,452.24 47,884.89 2,467.03 1,683.7 4,150.73 52,035.62 8,970.97 690.48 Total 5

Table 4-7: Demolition of State-owned Enterprises’ Building (By 28 February 2018)

Plan Name of public Brick concrete Street / road Simple structure Subtotal Actual Measure institution structure ㎡㎡㎡

Baicheng Housing Xingfu North Construction 775.1 0 775.1 775.4 Street Company

Not be demolished Baicheng Weather Xiangyang Street 0 341.56 341.56 due to the Bureau planning change. Total 2 775.1 341.56 1,116.66

Table 4-8: Relocation of State-owned Enterprises’ Building (By 28 February 2018)

Plan Actual Number

Original of Affected LA Affected LA HD Sub-component HD area number of women institutions/shops area Land employees area area employees in the Relocation nature APs Mu ㎡ Person Person Person Mu ㎡

Baicheng Urban State-owned Housing Complete 7.59 construction 775.1 8 0 0 7.59 775.1 Construction acquisition land North Xingfu Company Street

Plan Actual Number

Original of Affected LA Affected LA HD Sub-component HD area number of women institutions/shops area Land employees area area employees in the Relocation nature APs Mu ㎡ Person Person Person Mu ㎡ State-owned Baicheng Not be 8.51 construction 0 85 0 0 1 North Xingfu Technician College demolished Street land

Taobei District Wood and Fruit Production 0 Collective 246 2 2 1 Distribution Department 3rd-Ring Road

Taobei District 3rd-Ring Road Baoku Grocery 0 Collective 110 2 2 1 Store

State-owned 3rd-Ring Road Taobei Fruit Farm 159.9 agricultural 0 320 305 114 land State-owned Baicheng No. 1 12.45 agricultural 0 334 0 0 Middle School Tao'erhe Road land Some enterprises Baicheng Academy State-owned Xiangyang have of Agricultural 81.41 agricultural 0 199 0 0 34 Street signed the Sciences land agreement s.

Plan Actual Number

Original of Affected LA Affected LA HD Sub-component HD area number of women institutions/shops area Land employees area area employees in the Relocation nature APs Mu ㎡ Person Person Person Mu ㎡ Baicheng State-owned Xiangyang Not be Meteorological 5.34 construction 341.56 56 0 0 0.648 Street demolished Bureau land

Baicheng Household Zhongxing Urban State-owned waste integrated Infrastructure 28.5 agricultural 0 96 0 0 treatment project Construction Co., land Ltd.

Total 9 303.69 1,472.66 1,099 309 116 43.238 775.1

Z. Affected Vulnerable Groups and Ethnic Minorities

Among the all affected people, 43 people are ethnic minority, who are not vulnerable group. There are 146 households with 182 people are vulnerable groups, 110 households with 146 people of which are these families that enjoy the subsistence allowance, 13 households are there families with disabled, 22 households with 22 people are these families that are headed by females, 1 household with 1 people is the family that enjoys the five guarantees.

Table 4-9: Summary of Directly Affected Ethnic Minority Population (By 28 February 2018) Plan Affected by LA Affected by HD Affected by both Actual Street/Road Total Measure only only LA and HD Person Person Person Person Person West Xinhua Road 0 3 0 3 Normal Chunyang Road 0 1 0 1 North Xingfu Street 6 0 0 6 3rd-Ring Road 3 19 4 26 Tao'erhe Road 3 0 0 3 Xiangyang Street 1 2 0 3 Shengli Road 0 0 0 0 Nanyi Street 1 0 0 1 Xinggong Road 0 0 0 0 Total 14 25 4 43

Table 4-10: Summary of Directly Affected Vulnerable Group (By 10 January 2017)

Plan

Minimum living guarantee Disabled Female household Five-guarantee Actual Measure Street/Road households persons heads households Total

Pers HH Person HH Person HH Person HH Person HH Person HH on

West Xinhua 23 31 1 1 5 5 0 0 29 37 Nor Road mal Chunyang 1 1 0 0 0 0 0 0 1 1 Road North Xingfu 4 5 0 0 0 0 0 0 4 5 Street 3rd-Ring Road 57 75 8 8 11 11 1 1 77 95 Tao'erhe Road 2 2 0 0 1 1 0 0 3 3 Xiangyang 0 0 1 1 1 1 0 0 2 2 Street Shengli Road 22 29 3 3 4 4 0 0 29 36 Nanyi Street 1 3 0 0 0 0 0 0 1 3 Xinggong Road 0 0 0 0 0 0 0 0 0 0 Total 110 146 13 13 22 22 1 1 146 182

The vulnerable households are included in the minimum living guarantee policy, which makes them get care during demolishment

4.3 Relocation Policy

AA. Policy for Land Acquisition

Table 4-11 shows the compensation standard of this land acquisition progress.

Table 4-11: Compensation Standards for Land Acquisition

Planned Actual

Land Resettlement Final Compensation Measure Land Type Compensation Compensation Standard Standard

CNY/Mu CNY/Mu CNY/Mu CNY/Mu

Collective agricultural 32,000 48,000 80,000 200,000 land

State-owned agricultural land and 48,000 48,000 grain ration farmland

Young Group (leek) 3,333

Young Group (other) 2,333

BB. House Relocation Policy

The compensation standard for residents is presented in Table 4-12.

Table 4-12: Compensation Standard for Urban and Rural Houses

Rural / Plan Urban Remark Actual House Compensation category Unit CNY Demolition Brick CNY/m2 1,400 The actual concrete rates are Right Brick timber CNY/m2 1,200 determined on Property the basis of Residential Earth 2 Exchange, CNY/m 900 market housing timber demolish valuation Attached one and CNY/m2 470 (depreciation house give one. not Simple CNY/m2 360 considered) structure Relocation CNY/HH 1,000 subsidies Transition CNY/m2 24 months in 6 6 subsidies /month general Other compensation On the basis of main house Heating CNY/m2 2 area of the 2 subsidies /month houses to be demolished

Rural / Plan Urban Remark Actual House Compensation category Unit CNY Demolition The award will be provided for Award for households Get award moving out that relocate according CNY/HH 5,000 prior to date early within the to the required prescribed policy. resettlement period.

Table 4-13: Compensation Standards for Fruit Trees and Woods

Plan Actual Remark

Type of Compensatio Compensatio Type Unit trees n n

CNY CNY Fruit trees tree Grape 20 20 20 bearing no fruits tree Anli pear 50 50 50 (grown 1 to Other fruit tree 30 30 30 3 years) trees Fruit trees tree Grape 3 3 3 bearing no tree Anli pear 5 5 5 Fruit tree fruits (grown less Other fruit than 1 tree 3 3 3 trees year) tree Grape 100 100 100 Fruit trees bearing tree Anli pear 500 500 500 Other fruit fruits tree 100 100 100 trees Timber tree tree Poplar 350 350 350 Timber Timber tree tree Willow 350 350 350 stands Sapling tree Poplar 1.5 1.5 1.5

Table 4-14: Compensation Standards for Attachments and Infrastructure

Plan Actual Item Unit Remark Compensation Compensation Simple structure (including stone-footed earth wall, CNY/m2 360 360 brick-walled asbestos house and barn) For walls equal to For walls equal or higher than 2 to or higher than 2 meters, meters, compensation of compensation of CNY100 is CNY100 is provided for each provided for each Brick wall CNY/m2 meter in length; for meter in length; for walls of lower than walls of lower than 2 meters, 2 meters, compensation of compensation of CNY50 will be CNY50 will be provided for each provided for each meter in length. meter in length. Hand-operated CNY/well 500 500 well

Well with a 3-inch CNY/well 2,000 2,000 submersible pump or below

Well with a Compensation of Compensation of submersible CNY 2,000 is CNY 2,000 is CNY/well pump of above provided for every provided for every 3 inches inch added inch added

Plastic greenhouse CNY/well 10,853 10,853 (cold canopy)

Plastic greenhouse CNY/well 39,580 39,580 (warm canopy)

4.4 Income Restoration

By 28 February 2018, there is no direct impact on the income of people affected. APS get stable income mainly from doing work.

Table 4-15: Training Plan Actual Measure City Sessions Trainers Content Time Cost Training Source of Cost unit funds CNY:10,000 CNY:10,000 Vegetable workers, nursery workers, poultry workers, Baicheng livestock 1 180 Jun-2014 5.5 City workers, livestock and poultry breeding Baicheng workers and Human reproduction Resources Resettlement workers and Social fund Security Bricklayers, Bureau building painters, concrete Baicheng 1 180 workers, Aug-2014 5.5 City waterproofing workers and masonry workers

Plan Actual Measure City Sessions Trainers Content Time Cost Training Source of Cost unit funds CNY:10,000 CNY:10,000

Welding workers, agricultural machinery Baicheng 1 180 operators, Oct-2014 5.5 City agricultural mechanics and motorcycle repairers

Baicheng Tailors and 1 180 Dec-14 5.5 City housekeepers

Affected people get their income mainly from doing work.

4.5 House Relocation

By 28 February 2018, 114 households have been relocated and steady. The 2 relocation sites have been built and households can live there.

Table 4-16: The Progress of Residential House Relocation (By 28 February 2018) Actual Plan

Community Xjjiao

Eco-Home Siji Huacheng Eco-Home Siji Huacheng Relocation Zone Property Developers Planning Permit Construction Permit Start Building July 2013 April,2012 July 2013 April 2012 Completion Time 30 October 2014 March 2014 Completion Completion June 2018 Home Demolition Household 38 86 Transition Household Relocation Household 38 86

124 households are affected in total and have been relocated in the relocation sites. The households affected are satisfied.

4.6 Enterprises Relocation

By 28 February 2018, the restoration of enterprises is not implemented. The affected enterprises decide the relocation measures by themselves.

Table 4-17: The Resettlement Progress of Affected Enterprises (By 28 February 2018)

Plan Actual Measure Land Compen area sation Land area to be to be City Road Unit Compensation requisitioned Land nature requis itione d (Mu) CNY/㎡ (Mu) CNY/㎡

Taobei District Fruit State-owned 3rd-Ring Road 159.9 72 32 72 Farm agricultural land

Baicheng No. 1 State-owned Tao’erhe Road 12.45 72 0 0 Middle School agricultural land

Baicheng Academy State-owned Baicheng Xiangyang Sreet of Agricultural 81.41 72 81.41 72 agricultural land Sciences

Baicheng Garbage Zhongxing Urban State-owned comprehensive Infrastructure 28.5 72 0 0 agricultural land treatment project Construction Co., Ltd.

Total 282.26 113.41

Table 4-18: The Progress of Affected State-owned Enterprises (By 28 February 2018) Plan Actual Land area to Land area to be be Compensation Compensation City Road Unit Land requisitioned Measure requisitioned nature ㎡ CNY/㎡㎡ CNY/㎡ Baicheng North State-owned Housing Xingfu 775.1 construction 1,400 775.1 1400 Construction Street land Baicheng Company Baicheng State-owned Xiangyang Not be Meteorological 341.56 construction 360 Street demolished Bureau land Total 1,116.66

Table 4-19: The Resettlement Progress of Shop (By 28 February 2018) Plan Actual Area of Area of Resettlement Land Resettlement City Road Village AHs APs shop to be Land Remark AHs APs shop to be arrangement nature arrangement demolished nature demolished

㎡㎡ 3rd-Ring Street shop in The shops Not be Chaoyang 1 2 110 Collective Road Eco-Home involved in demolished HD are both for commercial and residential purposes, City so the HD 3rd-Ring Street shop in Not be Baoping 1 2 246 Collective area has Road Eco-Home been demolished included in the area of residential houses to be demolished. Total 2 4 356 4.7 Infrastructure Restoration By 28 February 2018, the infrastructure has been functioning well.

4.8 Budget and Fund for Resettlement

The fund for land acquisition and resettlement is raised by Baicheng Municipal Government. At present, the fund for land acquisition and resettlement can meet the LAR’s requirement of the construction. By 28 February 2018, Baicheng subproject has already paid CNY214 million for land acquisition and house demolition, making up 65.2% of the total budget. And implementing agency will pay the affected people the cost of land acquisition. Table 4-20 shows the resettlement budget of Baicheng Urban Development subproject.

Table 4-20: Resettlement Budget of Baicheng Urban Development Subproject (By 28 February 2018) Plan Actual Category Percentage CNY10,000 CNY10,000 Compensation for 10,976.06 land acquisition Compensation for 6,779.81 Home Demolition Compensation for 4,584.29 attachments Assistance for affected 29.2 vulnerable groups Special fund for 100 women's entrepreneurship External monitoring expense of 66.53 resettlement plan Training expense 72 Taxation 7,238.53 Contingency 2,984.62 10% of the total cost Total 32,831.04 21,400 65.2%

4.9 Public Participation and Information Disclosure

Land acquisition and house demolition have paid attention to information disclosure.

Before every household signs the agreement, a lot of work has been done, including doing the negotiation with females in their family. The information admitted by the affected people is disclosed.

4.10 Complains and Appeals

Problems in the progress of land acquisition and resettlement are summarized in Table 4-21.

Table 4-21: Problems in the Land Acquisition and Resettlement Time Problem Solution Result Villagers and the real estate company haven’t The demolished come to agreement on Consultation and households in Baoping the decoration actively raise Village agree that the compensation. Villagers construction funds and decoration compensation December 2015 hope the compensation accelerate houses standard is CNY 170/m2. standard for decoration resettlement progress The demolished is CNY300/m2, while the households have been real estate company relocated. raises CNY140/m2. Actively raise The progress of house construction funds and demolition goes too accelerate houses slow. resettlement progress

4.11 Organization and Administration

Baicheng ADB-Financed Infrastructural Construction Project Leading Group Office (BPMO) is the executive agency of the subproject. Baicheng Economic Development Zone Urban Construction Bureau is the implementing unit of the Project. BPMO, subdistrict offices and village committees are responsible for the implementation of the RP and shall establish the corresponding dedicated resettlement offices.

4.12 Assistance to Vulnerable Groups

Vulnerable groups include households that enjoy the five guarantees and minimum living guarantee, have disabled people and are headed by females. There are 146 vulnerable households in the affected district.

The result of monitoring: Vulnerable groups in each village all get help, they get endowment insurance

4.13 Conclusions and Suggestions

CC. Conclusions

(1) PMO takes the responsibilities of land acquisition and demolition of Baicheng Subproject, which has been started.

(2) Partial land was acquired, and partial house demolition was done by 6 real estate development projects due to real estate development. The House Demolition Center belonging to Planning and Construction Bureau of Baicheng Economic Development Zone and the Land Acquisition Office of the Ecological New Zone are responsible for land acquisition and house demolition.

(3) The compensation for land acquisition of Baicheng Subproject is CNY300/m2 (CNY279.2 is for villagers and other CNY20.8 is for village committee). For those who lose land, their incomes mainly come from doing work.

(4) The process of land acquisition and house demolish goes slowly due to the illegal buildings and rush-planting.

(5) The households affected by house demolition are satisfied with relocation communities.

DD. Suggestions

(1) The progress of land acquisition and house demolition should be fastened so that good preparations for construction can be done.

4.14 Interview Records

Interviewee: Xu Yanan, Section chief of the Office for Demolition of Baicheng Economic Development Zone

Time: 7 February 2018

District Government attached great importance to the land acquisition and house demolishment of ADB’s project and it had delivered the announcement of land acquisition to every affected village. A certain person was responsible for a road. There were 33 persons working on house demolish and land acquisition. Regular meeting was held every Monday morning to analyze problems and give solutions. However, the work of land acquisition and house demolishment was so complex that the process went slowly. Illegal buildings and rush-planting had a great impact on promoting the work. We will do the work well according to the policy of state and ADB.

5 Gender and Social

5.1 Monitoring of Gender Action Plan

External Resettlement Monitoring Agency has promoted the Gender Action Plan and built the network to monitor the gender action plan. The Gender Action Plan monitoring refers to the Table 5-1. The Gender Action Plan was implemented by the project construction contractors. The rights of woman were guaranteed.

5.2 Monitoring of Social Action Plan

5.2.1 The social security policy of project construction contractors was implemented

External Resettlement Monitoring Agency has promoted the Social Action Plan and built the network to monitor the Social Action Plan. The Social Action Plan monitoring refers to the Table 5-2.

The construction of Baishan Water Supply subcomponent and Baicheng Urban Roads project has started. All the construction units pay great attention to the effect of the social action plan in the project. All the construction units offer 3-level safety education for machinery workers and conduct safety and disease control training 1-2 times every month. During the construction of the project, 16 items of work will be done, the length of road is 5,225 m, 286 times of people who will take part, 92

people will be employed formally every month with monthly income of CNY7,000 to CNY9,000. 345 people will be employed temporarily every month. Among them, there are 52 technician people, 177 farmer workers, 55 women and 99 people in poverty, 155 times of training. Items below are also included: 71 contracts about safety; 106 times of safety education; 96 safety signs; 42 signs for speed limit. 32,735 tons of local sand, 48,160 tons of stone and 4,520 tons of cement are used.

The typical situation of project construction contractors was summarized as followed:

Jiangxi Zhaohui Urban Construction Co., Ltd is responsible for the construction of Xiangyang Road. Public participation is emphasized in the process of construction. 6 meetings are held with 88 participants, including 30 percent of women. Public participation has concluded that they support the construction of project to reduce the harm to the surrounding environment. 12 formal workers are employed every month with the monthly income of CNY5,500. 42 temporary workers are employed every month, which include 7 technicians, 7 farmer workers, 10 women and 5 poor people. 14 times of training are offered. At the intersection of Xiangyang Road and Xinhua Road, a construction pavement of 1,060 meters is built. There are 30 construction safety contracts, 12 times of safety education, 32 safety signs and 5 speed limits. The dormitory is separated from the office area. The garbage is stored at the fixed point and centrally processed. The protective equipment should be worn while doing special operation. The dormitory should be clean and tidy, and the disease prevention is strengthened. 100 meters of the concrete rainy water pipe is used.

Jilin Yuxin Architecture Co., Ltd is responsible for the construction of North Xingfu Street in Baicheng. Public participation is emphasized in the process of construction. 9 meetings are held with 90 participants, including 30 percent of women. Public participation has concluded that they support the construction of project to reduce the harm to the surrounding environment. Village entrance should be mended at the request of villagers. 10 formal workers are employed every month with the monthly income of CNY8,000. 28 temporary workers are employed every month, which include 15 technicians, 26 farmer workers, 8 women and 21 poor people. 40 times of training are offered. At the intersection of West Minzhu Road and 3rd-Ring Road, a construction pavement of 1,240 meters is built. There are 21 construction safety contracts, 28 times of safety education, 33 safety signs and 16 speed limits. The dormitory is separated from the office area. The garbage is stored at the fixed point and centrally processed. The protective equipment should be worn while doing special operation. The dormitory should be clean and tidy. Disease prevention is strengthened and publicized, disease prevention knowledge is learned, and good living habits are gotten. 12,000 tons of sand, 2,000 tons of stone and 680 tons of cement are used.

Jilin Jiangong Group Co., Ltd is responsible for the construction of Chunyang Road in Baicheng. Public participation is emphasized in the process of construction. 6 meetings are held with 96 participants, including 30 percent of women. Public participation has concluded that they support the construction of project to reduce the harm to the surrounding environment. Village entrance should be mended at the request of villagers. 10 formal workers are employed every month with the monthly income of CNY6,000. 14 temporary workers are employed every month, which include 14 technicians, 73 farmer workers, 20 women and 8 poor people. 12 times of training are offered. At the intersection of the stadium and Guangming Street, a construction pavement of 660 meters is built. There are 16 construction safety contracts, 50 times of safety education, 64 safety signs and 8 speed limits. The dormitory is separated from the office area. The garbage is stored at the fixed point and centrally processed. The protective equipment should be worn while doing special operation. The dormitory should be clean and tidy. Disease prevention is strengthened and publicized, disease prevention knowledge is learned, and good living habits are gotten. 2,600 tons of sand, 42,000 tons of stone and 4,800 tons of cement are used.

The monitoring of social action plan is shown in Table 5-2. The next work plan is as follows: (1) Baishan Water Supply Service publicizes water conservation and water security in schools and communities. (2) Road safety education is carried out in Baicheng City. (3) Strengthen public participation in water price and solid waste charge reform.

5.2.2 Progress in Implementation of Featured Domestic Garbage Project in Baishan City

1 Baishan City classifies the source of domestic waste, and purchases collection facilities

Due to the aging of some equipment and the expansion of the urban area, some sanitation equipment needs to be added and updated. Taking into account the separate collection of domestic garbage, some sorts of garbage bins are arranged along the streets and residential areas. All residential areas in the city are equipped with two-cassette collection boxes to collect kitchen waste and other domestic garbage and select garbage collection bins in 21 residential communities as pilot projects to store recyclable substances (mainly glass, waste paper and plastic). Each community is equipped with garbage bins. This feature is already realized through purchasing EBSSW1 contract.

EBSSW1 was signed on 26 December 2016 and it has been fully delivered on 13 October 2017. The total number of bins purchased by EBSSW1 is 41,256, of which 1,340 are 240L bins collected separately. Due to the inability to construct in the winter, it is expected that the installation will be completed between April and October 2018. There is a total of 1,560 garbage bins, and 84 have been placed on Boya Road in Jiangbei District in 2017. Due to the inability to construct in winter, it is expected that the installation will be completed between April and October 2018. There are 252 12 L recyclable garbage bins, which have been distributed to 220 communities. There are 38,104 households with 12 L trash cans and 38,000 have been issued.

Getting connected with the residents in the designated community through the active cooperation of the street community, household trash cans were registered and distributed. They were distributed to 21 pilot communities such as Rainbow Home Community, Shanshui Mingjia Community,

Hongqiao Homeland, Longsheng Park Community, and Jinxiu Homeland Community. The 21 residential communities were located in the Jiangbei area of Hunjiang District of Baishan City. The coverage was large and connection was troublesome. So each community has set up a leading group for the delivery of garbage bins. The staff has worked tirelessly and completed tasks in a timely manner.

Jiangbei Street of Hanjiang District, Baishan City started to distribute household trash cans in 40 residential communities in four communities within the jurisdiction on August 9, 2017. Jiangbei Street distributed a total of 38,000 trash cans. The issuance takes three approaches. One is to centralize distribution in the community, the second is to distribute in the residential community, and the third is to use household distribution. Residents are registered at the time of collection. In terms of publicity, we have adopted the first one to conduct publicity at the time of collection, the second is to promote in the media, and the third is to guide through the property. At the same time, the community has also designed thematic activities to ensure effectiveness.

Jiangbei Community, Jiangbei Street, Hanjiang District, Baishan City began to be distributed on the afternoon of 9 August 2017. We distributed at six distribution points at the same time and adopted centralized distribution and delivery cans to the old and the sick. This work has been recognized by residents. They said that the country and the government are more concerned about our living environment and our living environment is getting better and better.

Among them, there are 22 garbage bins in the Jiangbei Shanshui Mingjia Community, and 2,394 trash cans are delivered to the residents. After a short time observation, the environmental sanitation has been greatly improved. The garbage bins have been marked clearly and the residents of the community have actively classified the garbage, loaded it in a bag that is not colored, and threw it into a relative garbage bin, and effectively achieving the purpose of garbage recycling.

After the issuance, the staff members also organized community residents, strengthened publicity education, and patiently explained to some residents with poor awareness of environmental protection, so that residents have a deep understanding of the importance and necessity of environmental protection.

In order to enhance the residents' awareness of environmental protection and improve the living environment of residents, we will be able to separate recycle and non-recyclable rubbish at home from ourselves, so as to protect our homes and protect our planet.

Through the continuous efforts of the staff, the overall environmental sanitation of these 21 pilot communities has been greatly improved in the following aspects, and the majority of residents have unanimously praised the implementation of the ADB loan project. (1) Improve family health conditions. The residents of the pilot residential communities are equipped with two-cassette collection boxes at home to collect kitchen waste and other household garbage, which greatly improves the family sanitation conditions. (2) Carry out publicity education on waste classification through community-specific activities. (3) The work burden on the community sanitation workers has been greatly reduced. Garbage bins for recyclable substances (mainly glass, waste paper and plastic) are placed in the community, which improves the efficiency of the sanitation workers. (4) Demonstration role. The 21 communities are located in the Jiangbei area of Hanjiang District of Baishan City. Through the implementation of the ADB loan solid waste management project, the sanitation conditions in the Jiangbei area have been improved, and the awareness of residents' waste classification has been improved, which plays an exemplary role throughout the city of Baishan.

Figure 5-1: Distributing Garbage Bins Leading Group

Figure 5-2: Distributing Garbage Bins Group

Figure 5-3: August 9, 2017, Jiangbei Community Freely Distributed Sorting Garbage Bins at Rainbow Home Community

Figure 5-5: Jiangbei Community Freely Distributes Sorting Garbage Bins at Longshengyuan Community

Figure 5-7: Garbage bins on Boya Road Figure5-8: Recyclable and non-recyclable garbage bins

Figure 5-9: Two-cassette collection boxes Figure 5-10: Community special activities

2 Construction of Municipal Solid Waste Composting and Sorting Center

A Baishan municipal solid waste comprehensive treatment center will be built 800 m to the south of the Baishan municipal solid waste landfill site. The domestic garbage comprehensive treatment center will occupy a total area of 2.48 hectares and the processing capacity will be 30t/d. It will have sorting facilities and aerobic composting facilities and so on. The municipal waste composting and sorting center civil engineering CBSSW2 and equipment EBSSW3 contracts fulfill this feature. Both CBSSW2 and EBSSW3 were signed on 12 February 2018. The civil construction package of CBSSW2 is expected to start construction in April 2018.

The above characteristics will be continuously implemented and put into use as the project progresses. The improvement brought to the city's appearance and people's lives in Baishan City are significant and long-term.

5.3 Conclusions and Suggestion

EE. Conclusions

(1) The projects under construction focus on public participation, employ vulnerable groups, pay attention to safety, use the local construction materials and promote the local economic and social development.

(2) Garbage classification has been implemented in 21 communities of Baishan, it has produced a good effect and was widely participated by the citizens

FF. Suggestions

(1) Launch the training of Social and Gender Action Plans.

(2) Strengthen the promotion of Social Action Plan and Gender Action Plan along the construction units who won the bid.

(3) Implement the outline of the Social Action Plan further, pay attention to the social problem happened during the construction of the protection, give full play to positive social effects of project and reduce the negative social effects to the minimum.

(4) The construction units should guarantee the safe, control the illness and provide the job for the residents to elaborate the social benefits.

(5) The construction units should reduce the negative influences in the construction plan. It should stick the principle that providing the convenience for the residents and elaborating the social benefits.

(6) The construction units should make records of the implementing of the Social and Gender Action Plans.

(7) The construction units should choice the local building materials during the construction.

(8) Further strengthen the source classification of solid waste.

(9) Further strengthen public water conservation and safe drinking water awareness.

(10) Strengthen public participation in water price and solid waste charge reform.

Table 5-1: The Monitoring of Gender Action Plan Activity Target and Indicators Responsible Party Budget Monitoring Result Time(year) A: Solid Waste Management, Water Supply Service, and Road Construction – All Outputs Salary included in 1.Ensure women employment project civil opportunity in the project Targets: PIUs, contractors August 2017 works cost construction and paid by contractors 2.Ensure women employment is required in construction contracts as 30% job positions for female There are 45 female workers part of contractors’ contractual labors in project construction monthly. obligations 3.Ensure work environment and Ø100% work sites with conditions (any latrines and/or facilities (i.e., latrines) Monitored by LB and washing arrangements, etc.), on Achieved designed particularly for PMOs construction sites are conductive to female workers the participation of women 4.Provide separate HIV/AIDS/STIs 100% female workers get awareness for construction workers Achieved HIV/AIDS/STIs awareness and communities 5.Hold resident information sessions on start and completion Supported by dates, temporary disruption to indicators: Achieved ACWF, CCs services, and safety, prior to commencement of any major works • No. of local women The specific facilities are 6.Ensure equal pay for equal work employed (skilled/ unskilled, designed for nationality and poverty status) females in each workplace. ·No. of female workers • CNY225,000 is paid for Contractors trained females

Cost for No. of female workers 60 times of training are offered • awareness CDC to trained included in females SAP ·No. of female workers • received HIV/AIDS/STIs awareness Achieved and prevention training

Contractors’ training records The specific facilities are

(disaggregated by sex) designed for females in each

Activity Target and Indicators Responsible Party Budget Monitoring Result Time(year) workplace Salary Project 7.Ensure women employment included opportunity during project Targets: in operation operators operations cost and paid by project

operators 30% job positions for 8.Ensure equal pay for equal female workers in project work. Preparing operation

100% female workers 9.Ensure provision of training (labor Monitored by city Achieved law, job skills, safety, sanitation, etc) received training PMOs

Indicators:

· Wages paid to local • Supported by POCs, CNY225,000 is paid for

women ACWF, and LB females.

• No. of female workers trained

POCs’ training records 60 times of training are offered • (disaggregated by sex) to females B. Solid Waste Management Outputs of Baishan and Baicheng Components 10.Ensure public awareness on environmental protection and sanitation management, solid waste Handbook sorting at source, garbage Targets: city PMOs cost collection, transportation and included in sanitary disposal, 3R campaign SAP handbook preparation in communities and schools 21 communities are selected and every community is 21 selected communities in equipped 6 mobile dustbins. Baishan and 20 selected 15 meetings have been held

communities in Baicheng and 60% of participants are women. Each household has 2 classified dustbins. 19,000 households take part.

Activity Target and Indicators Responsible Party Budget Monitoring Result Time(year) 21 communities have set up Supported by PIUs, At least 50% of female the garbage classification CCs, EB, participants groups. 60% of group Consultants members are women. Indicators:

No. of sessions held for • residents in selected communities and in 50 times schools

No. of female • participants (residents, students) 11,400 people

· Amount of kitchen waste 317,100,000 kg collected 11. Ensure women are deeply No cost involved in preparation and Targets: city PMOs required implementation of waste sorting at source Establishment of 21 communities have set up community-based the garbage classification waste sorting groups in groups. selected communities 60% of group members are women. At least 50% of female in Supported by PIUs, group members 0.6 CCs, Consultants

indicators: • No. of total group members 19,000 households

No. of female members 11,400 C. Water Supply Services Outputs of Baishan Component 12.Ensure public awareness on Public awareness Water conservation, drinking water Targets: city PMOs and training Achieved safety in communities and schools cost included in SAP 13.Ensure women participating in Women participate in project project design and preparation design discussion and public Achieved awareness At least 50% of female Project operators At least 60% of female

Activity Target and Indicators Responsible Party Budget Monitoring Result Time(year) 14.Ensure to conduct water participants conservation training to women Indicators:

No. of sessions held for Support by • PIUs, CCs, residents in PDA 50 (communities, schools) EB, Consultants No. of female participants 0.6 (residents, students) D. Road and Related Infrastructure Facilities Outputs of Baicheng Component 15. Ensure women in community consultation and Road safety awareness decision-making Targets: city PMOs, TPB processes related to road and campaign

design features (traffic cost included signal, marks, pedestrian in SAP crossings, etc.)

16. Ensure road safety  100% primary and programs focusing on middle schools in non-motorized transport and DPA (1 primary and 1 Achieved pedestrian safety conducted middle schools) for schools and residents

 At least 70% local 17. Ensure women involved in residents (18,000 Supported by PIU, consultation on public transport residents in Xijiao Street CCs, EB, Achieved services in new route design and Consultants service quality Office of Baicheng)

At least 50% of female participants in road safety program and Achieved consultation on public transport services

Indicators:

No. of sessions held for • residents in PDA

Activity Target and Indicators Responsible Party Budget Monitoring Result Time(year) (communities, schools)

No. of female participants 0.6 (residents, students) E. Project Management 18. Ensure a social city PMOs (gender and public awareness) consultant Consultant including in TA consultant Targets: cost included team during project in implementation to guide SAP GAP/SAP implementation and provide training

19. Ensure at least one staff 100% activities designed in member is allocated GAP are responsibility for social/gender implemented with issues in each PMO and PIU instruction of the Achieved (hereafter referred to as specialist and support “safeguard staff”) of the staff

At least one person 20. Nominate at least one woman in community offices to act as link appointed to this between residents and the PMO, role in each and to attend all project-related PMO/PIU, Achieved public meetings, consultations, etc. and to facilitate effective participation of community all attendees office

Indicators:

No. of social/gender • specialists involved and No. of person-month input

No. of training on GAP/SAP

provided by the specialists No. of • participants in training (disaggregated by sex)

Activity Target and Indicators Responsible Party Budget Monitoring Result Time(year) No. of female member in PMO/IA, and community office F. Capacity Development Outputs 21. Gender awareness training for PMOs and PIUs staff, to include discussion of (i) ADB Consultant Targets: gender policies; Jilin PMOs cost included

(ii) the GAP; and (iii) the in SAP benefits to be derived from gender mainstreaming in infrastructure projects

22 Orientation for staff from 100% staff of PMO and IAs community offices on GAP to receive Achieved establish a working relation that can the training be effective At least 30% female Supported by city representatives PMOs, PIUs, local Achieved in all trainings government

Indicators:

• No. of training

• No. of participants ((disaggregated by sex) 3R = reduce, reuse and recycle, ACWF = All China Women’s Federation, ADB = Asian Development Bank, CB = Construction Bureau, CC = community committees, CDC = Center of disease control, EB = education bureau, EMDP = ethnic minority development plan, GAP = gender action plan, IA = implementing agency, JPMO = Jilin project management office, LB = Labor Bureau, O&M = operation and maintenance, PIU = project implementing unit, PMO = project management office of project cities, POC = project operation company, SAP = social action plan, STI = sexually transmitted infection, TA = technical assistance, TPB = traffic police branch.

Table 5-2: The Monitoring of Social Action Plan Activity Target and Indicators Responsibility Party Budget and Cost Monitoring Result Timing A. ENHANCEMENT MEASURES (Responsibility of Implementing and Operating Agencies)

1. Employment during

Project Construction Included in project civil Targets: city PMOs, PIUs, contractors, with a Total of 3,370 Full works cost and paid by August,2017 local street offices, and Positions contractors township governments

1Ensure employment  At least 30% women for labor in There are 437 people and 4,154 priority to local people in landscaping and civil work. vulnerable groups monthly. 70% of construction contracts with materials are local, including 32,735 tons contractors of local sand, 48,160 tons of stone and 4,520 tons of cement.

2Ensure contractors to use  At least 15% poor for Preparing local construction materials, e.g., unskilled labor in rock, gravel, clay, cement landscaping and civil work produced from Jilin Province

3Ensure training on labor law,  At least 70% local materials Achieved job skills, safety, sanitation, etc., to be provided by contractors

 100% contracted labors get training Achieved

Indicators:

No. of local people employed 284 There are 437 people and 154 vulnerable • (disaggregated by sex, skilled/ groups monthly unskilled, nationality and poverty status)

Wages (disaggregated by sex) 6 CNY2,622,000 is paid, 30% for females • paid to local people

Total amount and value of 47.33333333 including 32,735 tons of local sand, 48,160 • construction materials tons of stone and 4,520 tons of cement. supplied locally

Activity Target and Indicators Responsibility Party Budget and Cost Monitoring Result Timing No. of labors trained (disaggregated by sex) 2. Employment during Project Targets: City PMOs, PIUs, POCs, local Included in project Operation with a Total of street offices, township operation cost and paid 321 Full Time Positions governments, labor bureau, by POCs and urban construction bureau

(1) Ensure employment priority  At least 30% women for labor Preparing to local people in new solid waste management, water supply

services landscaping and road maintenance

(2) Ensure training workers on  At least15% poor for unskilled Preparing labor law, job skills, safety, labor in landscaping, and road sanitation, etc., to be provided by and river maintenance PIUs Indicators:

No. of local people employed Preparing • (disaggregated by sex, skilled/ unskilled, nationality and poverty status)

Preparing Wages (disaggregated by sex) • paid to local people

No. of workers trained (disaggregated Preparing by sex) B. MITIGATION MEASURES (Responsibility of JPMO and PIUs) 3. Protect Local Communities Targets: PIUs, contractors, and local Included in project cost from Construction governments for civil works (refer to Disturbances and Ensure EMP)

Safe Construction Practices

Activity Target and Indicators Responsibility Party Budget and Cost Monitoring Result Timing (1) Prohibit nighttime  0% nighttime construction Achieved construction and adhere to near residence area proposed noise standards near residence area

2Reconstruct public facility  100% public facility recovery Achieved systems such as road, poles and transformers recovery due to pipe installation and road construction

(3) Construction safety Indicators: enhancement, including temporary road traffic (e.g., safe road conditions and proper warning sign) No. and resolution of 1 • complaints on construction (disaggregated by sex)

There is no construction complaint. The No. of public facilities affected and % • quantity of public facilities influence is 16,

recovery with 90% restoring.

No. of safety meeting and participants There are 71contracts about safety; 106 • times of safety education; 96 safety signs; of construction workers 42 signs for speed limit

No. of accidents on temporary

construction roads and on project site 4. Control and Prevention Targets: Awareness training of HIV/AIDS/STI PIUs, contractors, local costs for workers are CDPCs, and local included in contract governments costs

Activity Target and Indicators Responsibility Party Budget and Cost Monitoring Result Timing (1) Ensure local CDPC  100% contractors establish Local CDPCs costs  100% contractors establish provides training to connection with local CDPC included in local health connection with local CDPC worksite health bureau budget at about promoters CNY10,000

(2) Ensure to provide manuals,  100% construction staff and  100% construction staff and workers get HIV/AIDS and workers get HIV/AIDS and STI posters, and drawings STI counseling counseling

Indicators:

• No. of total contractors and contractors connected with local CDPC

No. of manuals, posters or drawing It is implemented in Baishan City with 21 distributed at worker living area communities participating. 60% of participants are females. 20,000 booklets are delivered at two times. There are 38,000 dustbins. 600 people take part in the environment publicity, including 60% of females. C. ENHANCEMENT MEASURES (Responsibility of Participating Local Governments) 5. Strength Solid Waste Targets: city PMOs, BESB, CCs, EB, Bins and containers are Sorting at Source and PIUs included in project construction cost

1Establish a  21 residence communities in It is implemented in Baishan City with 21 management institution led Hunjiang District of Baishan and communities participating. 60% of by PMOs and 20 communities in Taobei District participants are females. 20,000 booklets responsibilities of Baicheng are delivered at two times. There are 38,000 dustbins. 600 people take part in the environment publicity, including 60% of females. 2Provide trash bins  100% primary and middle schools Handbook and consulting Achieved and containers in in DPA (70 primary and 30 middle service cost is included selected communities schools) capacity building of the project at about 94

Activity Target and Indicators Responsibility Party Budget and Cost Monitoring Result Timing CNY810,000

3Design and prepare  At least 50% female participants 60% of females. household garbage 3R Instruction handbook

(4Hold public participation and Indicators: consultation for waste sorting in selected communities

5Public sanitation No. of handbook copies management campaign • including 3R in schools (lecture or picture exhibition, handbooks, etc..)

It is implemented in Baishan City with 21

communities participating. 60% of • No. of bins and containers participants are females. 20,000 booklets are delivered at two times. There are 38,000 dustbins. 600 people take part in the environment publicity, including 60% of females. No. of schools and communities •

Amount of composted waste •

• No. of participants (disaggregated by It is implemented in Baishan City with 21 sex, communities participating. 60% of students, residents) in two districts participants are females. 20,000 booklets are delivered at two times. There are 38,000 dustbins. 600 people take part in the environment publicity, including 60% of females. 6. Strength Water Targets: BWAB and PIUs, and EB New water supply plant Conservation and Safe and control system Drinking Water Public cost is included in Awareness project construction cost 95

Activity Target and Indicators Responsibility Party Budget and Cost Monitoring Result Timing

1Install sensors on pipe  New water supply plant and pipe Preparing network to monitor leakage and network pressure with advanced control system

2Introduce water-saving taps  30% urban households in the Campaign material cost is Preparing and toilet and provide technical project district to receive water included capacity building instruction conservation awareness of the project at about CNY200,000

3Prepare and deliver  100% primary and middle schools Preparing water- saving campaign in DPA (28 primary and 13 middle materials schools)

4Public water conservation  At least 35% local residents Preparing campaign in schools (lecture or (150,000 urban residents in picture exhibition, etc.) DPA of two districts)

5Public water conservation and  At least 50% female participants Preparing safe drinking water campaign in urban area of DPA (poster, picture exhibition, etc.) Indicators:

Preparing

• Reduction of non-revenue loss

• Reduction of water consumption of Preparing average urban households

No. of households with Preparing • water-saving taps or toilet

Activity Target and Indicators Responsibility Party Budget and Cost Monitoring Result Timing Preparing • No. of campaign material copy

No. of schools and communities Preparing

No. of participants (disaggregated by Preparing

sex, students, residents) in two districts 7. Strength Traffic Road Target: New signal and mark Safety and Public cost is included in Awareness project construction EB and TPB, PIUs cost

1raffic signal and marks on  100% signal and marks on newly Achieved street constructed roads and roads near

school

2set up special traffic signs  100% primary and middle Picture exhibition cost is Achieved near the schoo schools in DPA (1 primary and 1 included capacity building

middle schools) of the project at about CNY120,000 (3) Road safety campaign in  At least 70% local residents Achieved schools (picture exhibition, etc..) (18,000 residents in Xijiao Street

Office of Baicheng)

4Road safety  At least 50% female 60% campaign in DPA (picture participants (rural and urban exhibition, etc..) residents)

5Road construction safety Indicators:

• No. of schools and communities

• · No. of participants (disaggregated by • sex, students, residents)

Activity Target and Indicators Responsibility Party Budget and Cost Monitoring Result Timing No. of traffic accidents (death and

injured) in three counties 8. Strength Public Target: No budget need Participation in Tariff city PMO, FB, PB Reform of Water and Solid Waste

1Participation of women  At least 30% female participants Achieved

and low-income people in tariff hearings

2 Provide subsidy for  At least 15% low-income Achieved low-income inhabitants when participants water and solid waste treatment prices are increased

 100% urban low-income Preparing. inhabitants in two project cities to be provided subsidy for tariff increment

Ø Indicators

No. of participants (disaggregated Preparing. • by sex, low- income, residents)

Preparing. • No. of low-income people to receive

subsidy

ACWF = All China Women’s Federation, AP = affected persons, BESB = Baishan municipal environment and sanitation bureau, BWAB = Baishan municipal water affair bureau, CAB = Civil Affairs Bureau, CC = Community committees, CDPC = centers for disease prevention and control, DRC = Development and Reform Commission, EA = executing agency, EB = Education Bureau, FB = Finance Bureau, HB = Health Bureau, HH = household, GAP = gender action plan, IA = implementing agency, JPMO = Jilin project management office, DPA = Direct Project Area, PADO = Poverty Alleviation and Development Office, PB = Price Bureau, PMOs = Baishan or/and Baicheng project management office, PIUs = Project Implementing Units, POCs = Project Operation Companies, PPC = public participation and consultation, STI = sexually transmitted infection, TPB = traffic police branch, UPA = urban planning agency.

Appendix 6

Appendix Table-1: Income and Land Resources of Sample Households in Details

Income Before Acquisition Land Acquired

Guorong 2 7,000 5,000 12,000 8.7 0.3 6.1 Liu

Baojun 5 12,000 8,000 20,000 13.05 0.4 13.45 Tian

Jinquan 4 15,000 8,000 23,000 17.4 0.5 17.9 Li

Zhanmin 4 11,000 10,000 22,000 13.05 0.6 13.65 Liu

Boqing 3 15,000 8,000 23,000 17.4 0.3 17.7 Liang

Xuewen 3 8,000 6,000 14,000 8.7 8.7 Wang

Chunfu 2 8,000 8,000 8.7 0.5 9.2 Liang

Xuemin 3 11,500 11,500 13.05 0.5 13.55 Shi Fengwe n 2 9,000 7,000 16,000 8.7 0.5 9.2 Hu 1 4,000 7,000 11,000 4.35 0.3 4.65 Shukun Wen Lin 2 9,000 8,000 17,000 8.7 0.4 9.1 Chen 2 8,000 3,000 11,000 8.7 0.4 9.1 Yujiang Ding 3 12,000 11,000 23,000 13.05 0.6 13.65 Shuxian Lv Fu 4 16,000 12,000 28,000 17.4 17.4 Lv 3 11,000 10,000 21,000 13.05 0.8 13.85 Guomin

Income Before Acquisition Land Acquired

Family Agricultur Workin Date of Sub-tot Farmlan Dry-lan Garde Sub-tot Farmlan Dry-lan Garde Sub-tot Compensati Ethnic Job County Village Name membe al g in the payme al d d n plot al d d n plot al on Minorities content r activities city nt CNY CNY CNY Mu Mu Mu Mu Mu Mu Mu Mu CNY Person Shi Bin 3 9,000 11,000 20,000 8.7 0.3 9 Shi 3 12,000 15,000 27,000 13.05 0.3 13.35 Guojun Bai 3 11,000 13,000 24,000 13.05 13.05 Yuchun Sun 3 12,000 14,000 26,000 13.05 13.05 Jiayan Zhao 4 16,000 12,000 28,000 17.4 17.4 Kuiyi Liang 3 11,000 18,000 29,000 13.05 13.05 Xuefeng Sheng 2 6,000 5,000 11,000 4.35 4.35 Guikun Fu Yuzhi 4 12,000 15,000 27,000 13.05 0.3 13.35 Shi 3 11,000 16,000 27,000 13.05 13.05 Fengmei Shi 2 9,000 9,000 8.7 0.5 9.2 Qinglu Zhang 2 8,000 4,000 12,000 8.7 0.4 9.1 Zhiguo Liu 3 12,000 13,000 25,000 13.05 0.5 13.55 Guoen Song 3 11,000 18,000 29,000 13.05 0.4 13.45 Wenjin Wei 6 16,000 22,000 38,000 17.4 0.8 18.2 Wenjun Zhang 5 12,000 21,000 33,000 13.05 0.7 13.75 Xiyou Yuan 2 8,000 8,000 8.7 0.5 9.2 Qinghe Zhu 6 12,000 7,000 19,000 13.05 0.5 13.55 Wanjun Wang 3 11,000 12,000 23,000 13.05 0.4 13.45 Ride Zhou 3 12,000 18,000 30,000 13.05 13.05 Guocai Zhao 3 11,000 20,000 31,000 8.7 0.6 9.3 Yujun

100

Income Before Acquisition Land Acquired

Appendix Table-2: Property of Sample Households in Details Washin Ethnic g Minoriti House T Refrigerat Machin Tract Moto Pum Livesto Networ Telepho Automobi es s Area V or e or r p ck k ne le Count se Other y Village Name person room M2 t set set set set set set set set set s Chen Xijiao Xiangyang Gengyu 4 160 n 1 1 1 1 1 Shi Guoron 3 90 g 1 1 1 1 Liu 8 144 Baojun 2 1 1 1 1 1 1 2 1 Tian 5 108 Jinquan 1 1 1 2

101

Washin Ethnic g Minoriti House T Refrigerat Machin Tract Moto Pum Livesto Networ Telepho Automobi es s Area V or e or r p ck k ne le Count se Other y Village Name person room M2 t set set set set set set set set set s Li Zhanmi 6 230 n 1 1 1 1 1 1 3 1 Liu 3 66.6 Boqing 1 1 1 1 1 1 1 3 Liang Xuewe 3 120 n 1 1 1 1 1 2 1 Wang 4 88.2 Chunfu 1 1 1 1 1 Liang 5 120 Xuemin 1 1 1 1 1 2 1 Shi Fengwe 4 144 n 1 1 1 1 1 2 Hu 3 115.3 Shukun 1 1 1 1 Wen

Lin Chen 2 48.16 Yujiang 1 1 1 1 Ding Shuxia 3 76.6 n 1 1 1 1 1 1 2 Lv Fu 4 158.5 1 1 1 1 3 1 Lv 7 202.5 Guomin 1 1 1 1 1 2 Shi Bin 4 124.5 1 1 1 1 1 1 2 Shi 4 160 Guojun 1 1 1 1 1 1 1 3 1 Bai Mongolia 4 117.6 Yuchun 1 1 1 1 1 1 2 Sun 4 160 Jiayan 1 1 1 1 1 2 Zhao 6 160 Kuiyi 1 1 1 1 1 2 Liang 4 162.6 Xuefen 1 1 1 1 2

102

Washin Ethnic g Minoriti House T Refrigerat Machin Tract Moto Pum Livesto Networ Telepho Automobi es s Area V or e or r p ck k ne le Count se Other y Village Name person room M2 t set set set set set set set set set s g Sheng 2 50 Guikun 1 1 1 1 Fu Manchu 4 220 Yuzhi 1 1 1 1 1 3 Shi Fengm 4 160 ei 1 1 1 1 2 Shi 4 110 Qinglu 1 1 1 1 1 Zhang 3 928.2 Zhiguo 1 1 1 1 2 Liu 3 120 Guoen 1 1 1 1 1 2 Song 4 782.8 Wenjin 1 1 1 1 1 1 3 2 Wei 4 112 Wenjun 1 1 1 1 1 1 1 4 Zhang 5 64 Xiyou 1 1 1 1 1 3 Yuan 3 80 Qinghe 1 1 1 1 1 Zhu Mongolia 3 120 Wanjun 1 1 1 1 1 1 Wang 4 90.2 Ride 1 1 1 1 1 1 2 Zhou 4 250 Guocai 2 1 1 1 1 2 1 Zhao 4 160 Yujun 1 1 1 1 1 2 Cui You 4 160 1 1 1 1 1 1 2 Xin 3 120 Jinqin 1 1 1 1 1 2 Zhao 2 67.86 Kuiyi 1 1 1 1 1 Subtota 6,351.6 150 40 33 38 8 16 38 3 15 74 7 0 l 2

103

Washin Ethnic g Minoriti House T Refrigerat Machin Tract Moto Pum Livesto Networ Telepho Automobi es s Area V or e or r p ck k ne le Count se Other y Village Name person room M2 t set set set set set set set set set s Hekou Shangdian Guo 3 60 zi Yuehai 1 1 1 1 Hekou Shangdian Chen zi Yonghu 3 62 i 1 1 1 Hekou Shangdian Zhang 3 68 zi Jie 1 1 1 Sub-tot 9 190 3 1 3 0 0 0 0 0 3 0 0 al 6,541.6 Total 159 43 34 41 8 16 38 3 15 77 7 0 2

Appendix Table-3 The compensation for demolished houses in Baishan Solid Waste Treatment Subproject The compensation for No. Name The area of the house Structure the attachments m2 CNY

1 1 Li Jiaxiang 72 Brick and tile 7,072.9

2 2 Ma Ruiyong 51.35 Brick and wood 1,600

3 3 Tang Xichang 280.92 Brick and wood 46,457.5

4 4 Wu Dianyu 80.33 Brick and wood 24,199.5

5 5 Lu Shutao 61.08 Brick concrete 12,540.1

104

The compensation for No. Name The area of the house Structure the attachments m2 CNY

6 6 Lv Wanfu 78 Brick and tile 24,802.38

7 7 Li Fuchen 56.35 Brick and wood 27,292.3 8 8 Lv Dianchun 54.4 Brick and wood 25,340 Kang Tongyou 9 9 Kang Tongli 182.7 Brick and wood 104,792.7 Kang Tongcai 10 10 Guo Jun 91 Brick and wood 37,334.5 Shao Baojun 11 11 58.8 Brick and wood 17,586 Ni Jinxiang 12 12 Zhu Jingming 78 Brick and wood 7,112.2 Total 1,144.93 336,130.08

Appendix Table-4 The House Resettlement of Baishan Solid Waste Treatment Subproject Previo Price The Reloca Previou The Compensatio Name of Relocati us Difference Enlarged Total Name tion s House Unit n of Price Date relocation area on Area House between Area Compe Type Area Price Difference Type Floors nsation CNY m2 m2 CNY m2 CNY CNY /m2 Brick Multila 29 September Li Jiaxiang Wangda 75.33 72 and 10,800 3.33 2,550 8,491.5 19,291.5 yer 2015 wood Brick Ma Multila Tienanxincheng 68.23 51.35 and 0 16.88 2,400 40,512 40,512 19 October 2015 Ruiyong yer wood Brick Tang Multila Wangda 75.46 84 and 11,319 0 0 11,319 9 October 2015 Xichang yer tile Brick Tang Multila Wangda 69.13 59.5 and 10,206 1.09 2,550 2,779.5 12,985.5 9 October 2015 Xichang yer tile

105

Previo Price The Reloca Previou The Compensatio Name of Relocati us Difference Enlarged Total Name tion s House Unit n of Price Date relocation area on Area House between Area Compe Type Area Price Difference Type Floors nsation CNY m2 m2 CNY m2 CNY CNY /m2 Brick Tang Multila Wangda 75.33 112 and 11,299.5 0 0 0 11,299.5 9 October 2015 Xichang yer wood Brick Tang Multila Wangda 75.33 25.42 and 9,313.5 13.24 2,550 33,762 43,075.5 9 October 2015 Xichang yer wood Brick Wu Multila Tienanxincheng 86.76 80.33 and 8,033 6.43 2,500 16,075 24,108 10 October 2015 Dianyu yer wood Brick Multila Lu Shutao Tienanxincheng 64.79 61.08 concre 6,108 3.71 2,500 9,275 15,383 10 October 2015 yer te Brick Multila Lv Wanfu Wangda 76.97 and 0 76.97 150 11,545.5 11,545.5 10 October 2015 yer wood Li Fuchen Brick Multila (Chu Tienanxincheng 52.79 56.35 and 7,918.5 0 7,918.5 29 September 2015 yer Hongyan) wood Li Fuchen Brick Multila (Chu Tienanxincheng 49.92 48 and 4,992 0 4,992 29 September 2015 yer Hongyan) wood Brick Lv Multila Tienanxincheng 68.02 54.4 and 5,543 13.62 2,500 34,050 39,593 10 October 2015 Dianchun yer wood Brick Lv Multila Tienanxincheng 49.25 42 and 6,300 7.25 2,550 18,487.5 24,787.5 10 October 2015 Dianchun yer wood Kang Tongyou Brick Kang Multila Tienanxincheng 66.36 62 and 9,300 4.36 2,550 11,118 20,418 10 October 2015 Tongli yer wood Kang Tongcai

106

Previo Price The Reloca Previou The Compensatio Name of Relocati us Difference Enlarged Total Name tion s House Unit n of Price Date relocation area on Area House between Area Compe Type Area Price Difference Type Floors nsation CNY m2 m2 CNY m2 CNY CNY /m2 Kang Tongyou Brick Kang Multila Tienanxincheng 85.58 80.7 and 8,070 4.88 2,500 12,200 20,270 10 October 2015 Tongli yer wood Kang Tongcai Kang Tongyou Brick Kang Multila Tienanxincheng 81.81 80.8 and 12,120 1.01 2,550 2,575.5 14,695.5 10 October 2015 Tongli yer wood Kang Tongcai Brick Multila Guo Jun Wangda 75.33 91 and 11,299.5 0 11,299.5 10 October 2015 yer wood Shao Brick Baojun Multila Tienanxincheng 66.36 188 and 7.56 2,400 18,144 18,144 26 November 2015 Ni yer wood Jinxiang Brick Zhu Multila Wangda 49.83 78 and 7,474.5 0 7,474.5 10 October 2015 Jingming yer wood Brick Zhu Multila Tienanxincheng 49.48 43.84 and 4,384 5.64 2,500 14,100 18,484 10 October 2015 Jingming yer wood 1362.06 1370.77 144,480.5 165.97 233,116 377,596

107

Continued Appendix Table-4 The Land Acquisition of Baishan Solid Waste Treatment (sample of February 2018) Compensation Allowance Young Name Land for Land for Total Time Groups Acquisition Relocation 10,000 CNY 10,000 CNY 10,000 10,000 Mu CNY CNY Wu 25 33 41.25 5.5 79.75 20171108 Dianyu Li Xuewen 16 21.12 26.4 3.36 50.88 20171108 Li Yunyou 14 18.48 23.1 2.94 44.52 20171108

Continued Appendix Table-4 The House demolition of Baishan Solid Waste Treatment Previous Replacement Name House Compensation Area Area m2 m2 CNY Chu 56.35 52.79 49.92 12,910.5 Hongyan Zhu 49.83 78 7,474.5 Jingming Lv Wanfu 78 76.97 68.02 11,545.5 Ma 51.35 68.23 40,512 Duanyong Lu 61.08 64.79 15,383 Shuqing

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Appendix: Due Diligence on 6 Real Estate Development Companies Acquiring Part of Road Land.

Within the area of Baicheng Subproject, 6 Real Estate Development Companies have acquired part of land. Those Real Estate Development Companies are as follows: Sijihuacheng Demand Real Estate Development Co., Ltd.(Xinhua Road, Xiangyang Street), Hongdanongji Real Estate Development Company(Third Ring Road), Yongmao Real Estate Development Company (Xiangyang Street, from Zhongxing Road to Haiming Road), Chengyuan Electric Power Company (Third Ring: from Zhongxing Road to Haiming Road), Baicheng Sijishengbao Real Estate Development Company and Baicheng Hongdu Real Estate Development Company (Xingfu Street).

The compensation for land acquisition of Baicheng Subproject is CNY300/m2 (CNY279.2 is for villagers and other CNY20.8 is for village committee). For those who lose land, their incomes mainly come from doing work.

For Baicheng Subproject, the demolished households in Baoping Village agree on the decoration compensation of CNY170/m2. The demolished households have been relocated. Village committee agreed to coordinate. The policy of house property exchange is as follows: for main rooms, the exchange rate is 1:1.1, for the attachment rooms, the exchange rate is 1:0.6. The survey shows that villagers are satisfied with this policy. Surveys on sample households are shown in Appendix Table 5 to Table 10.

Conclusion: 6 Real Estate Development Companies acquired part of road land, which is accordance with the policy of ADB. The living standard of APs doesn’t decrease.

109

Appendix Table-5 The compensation for other ground attachments on collective land of Third Road, Baicheng Compensatio Compensation for Area of Cultivated Compensation Ground Compensation Name Area of Dry Land n for Ground Other Ground Land Standard Attachments Fees Attachments Attachments m2 m2 CNY/m2 CNY CNY Lv Wenying, Rong Yuanyuan, 11,200 11,200 120 1,344,000.00 Rong Weiwei, Rong Helei Zhang He, Zhang Lin, 8,700 8,700 120 1,044,000.00 Yu Xiuchun Zhang Ruiguang, 8,400 8,400 120 1,008,000.00 Zhang Lu, Shi Jinxia Green Crops, Ai Degui 11,200 11,200 120 20,960 1,364,960.00 wells Zhu Long 8,700 8,700 120 1,044,000.00 Zheng 8,700 8,700 120 Wells 12,000 1,056,000.00 Renzhong Zheng Wells, Yang 14,439.1 14,439.1 120 26,152 1,758,844.00 Jiang Trees, pears Zheng 3,100 3,100 120 372,000.00 Renhui Zheng 2,500 2,500 120 300,000.00 Renhui Yang Dan 120 12,000.00 0.00 Wan 120 0.00 0.00 Qingcai Zhang 120 477,866.59 0.00 Xixin Wu 120 0.00 0.00

110

Compensatio Compensation for Area of Cultivated Compensation Ground Compensation Name Area of Dry Land n for Ground Other Ground Land Standard Attachments Fees Attachments Attachments m2 m2 CNY/m2 CNY CNY Guimei Zhang 120 23,450.00 0.00 Yongfa Liu Yu 120 107,571.81 0.00 Zhang 120 213,391.69 0.00 Yabo Zhang 120 382,000.00 0.00 Yaxuan Jin 120 328,100.00 0.00 Guangbin Zhu 120 42,146.28 0.00 Hongbo Le 120 181,846.28 0.00 Changshui Liu 120 0.00 0.00 Hongshi Qian 120 244,000.00 0.00 Fengxia Hong 120 144,875.41 0.00 Shuyuan Zhang 120 18,175.70 0.00 Yaxia Wang 120 33,200.00 0.00 Xiurong Xie 120 19,660.51 0.00 Jiancheng Yue Changfen 120 442,158.32 0.00 g Yue Changfen 120 0.00 0.00 g Total 76,939.1 76,939.1 59,112 2,670,442.59 5,895,804

111

Appendix Table-6 The Compensation for House Demolition of Third-ring Road, Baicheng The Area of Monthly Compensatio Monthly Resettlement House with Name Compensation Fees Compensation n for Heating Compensation Compensation Temporoary Fees Supply Fees Compensation Wang Hui 1000 32.73 6 196.38 2 65.46 Li 0 30.45 6 182.7 2 60.9 Weidong Li 1000 73 6 438 2 146 Tianwen Subtotal 2000 136.18 817.08 272.36

Appendix Table-7 The Compensation for Other Ground Attachments on Cultivated Land of Xiangyang Street, Baicheng Name Compensation CNY Yue Changjiang 167,650.00 Liu Fengyan 142,800.00 Hu Shuzhong 146,500.00 Hou Xizhuang 464,000.00 Liu Yun 770,500.00 Li Xiucheng 719,904.04 Xie Jianguang 130,920.00 Xie Jianguang 299,000.00 Zeng Fanjun 252,373.58 Zeng Fanjun 525,388.32 Xu Changwen 516,775.00 Jiang Hongcheng 24,000.00 Hou Xiyan 652,415.65

112

Name Compensation CNY Hou Xiyan 335,736.00 Yang Yiming 357,500.00 Yang Yiming 5,855.33 Yang Dan 12,000.00 Ni Kun 4,000.00 Li Yuhe 111,600.00 Zhang Bao’an 49,750.00 Li Chunhua 2,000.00 Chen Shuangguo 54,673.16 Zhang Yalei 1,018,000.00 Wan Qinggui 572,000.00 Wan Qingbao 412,000.00 Zhu Zhengchun 68,050.00 Li Yunmei 129,850.00 Liu Fengming 114,500.00 Li Jun 4,500.00 Yue Wen 17,800.00 Yue Wen 24,600.00 Yang Yilin 133,700.00 Zhao Yan 14,000.00 Yang Dianbao 99,859.00 Zhang Guiming 38,747.18 Wu Guolin 58,000.00 Zhang Guibin 39,566.90 Zhan Guozhong 23,081.10 Liu Zhongsheng 122,120.00 Zhang Guimin 20,617.90 Leng Yanshuang 10,000.00 Zhao Jian 8,000.00

113

Name Compensation CNY Zhu Shaoqing 13,078.44 Qiao Ronghai 9,404.21 Wang Hui 6,300.00 Zhao Chengbang 56,304.00 Zhao Chengbang Yue Changfeng 442,158.32 Wang Xiurong 33,200.00 Hong Shuyuan 20,280.00 Hong Shuyuan 124,595.41 Zhang Yaxia 18,175.70 Zhong Fengxia 244,000.00 Zhang Zhanquan 4,863.00 Yue Changshui 34,802.12 Liu Hongshi 29,500.00 Yue Changshui 147,044.16 Zhu Hongbo 42,146.28 Jin Changchun 305,500.00 Jin Changchun 22,600.00 Zhang Yahua 382,000.00 Zhang Yabo 213,391.69 Liu Yu 87,696.94 Liu Yu 19,874.87 Zhang Yongfa 23,450.00 Wu Guimei 304,155.23 Zhang Xixin 466,866.59 Wan Qingcai 12,300.00 Subtotal 11,757,680.63

114

Appendix Table-8 House Compensation and Resettlement for Xiangyang Street, Baicheng Area Monthl Monthly Enjoying y Compe Area of The Compens Compe Area of Returned temporary Comp Compen nsation Resettlement Remainin Added Price of ation for nsation Name Resettle Money for resettleme ensati sation for Houses Chosen g Area Area Added Demolitio for ment Villagers nt on Fees Heating by villagers Area n Heating compensa Standa Supply Supply tion rd CNY/ CNY/ m2 m2 m2 m2 CNY CNY m2 CNY CNY/ m2 CNY m2 m2 Ni Jun 41.24 45 0 0 1,500 0 4,500 6 0 2 0 Li Yuefa 45 45 0 0 0 0 0.00 0 6 0 2 0 Li Guowei 75 75 0 0 0 0 1,000.00 68.18 6 409.08 2 1 36.36 Qin Hongmei 75 75 0 0 0 0 1,000.00 68.18 6 409.08 2 136.36 Qin Shangguo 75 75 0 0 0 0 0.00 31.51 6 189.06 2 63 .02 Jiang Shuhua 90 90 0 0 0 0 1,000.00 81.82 6 490.92 2 163.64 Jiang Meng 75 75 0 0 0 0 0.00 68.18 6 409.08 2 136. 36 Li Guiyan 65 65 0 0 0 0 0.00 57.82 6 346.92 2 115.64 Zhang Yade 90.49 90 0.49 0 1,500 735 0.00 59.78 6 358.68 2 119.56 Zhang Yuhe 90 90 0 0 0 0 1,000.00 81.82 6 490.92 2 163.64 Zhang Guijun 45 45 0 0 0 0 0.00 5.89 6 35.34 2 11.7 8 Zhan Jinzhi 56 56 0 0 0 0 1,000 50.91 6 305.46 2 10 1.82 Zhao Yan 74.98 75 0 0.02 0 0 2,000 48 6 288 2 96 Li Xiaohui 79.99 80 0 0.01 0 0 1,000 42.06 6 252.36 2 84.12 Li Xiaohui 80 80 0 0 0 0 0 72.73 6 436.38 2 145.46 Li Chunyou 80 80 0 0 0 0 1,000 72.73 6 436.38 2 145 .46 Chang 80 80 0 0 0 0 0 72.73 6 436.38 2 145.46 Junrong Sun Xishan 81.24 80 1.24 0 1,500 1,860 1,000 31.27 6 187.62 2 62.54 Zhao Minghai 65 65 0 0 0 0 1,000 59.09 6 354.54 2 1 18.18 Zhao Mingli 65 65 0 0 0 0 0 8.04 6 48.24 2 16.08 Xu Chen 59.48 65 0 5.52 0 0 0 3.52 6 21.12 2 7.04 Xu Chen 75 75 0 0 0 0 1,000 68.18 6 409.08 2 136.36

115

Area Monthl Monthly Enjoying y Compe Area of The Compens Compe Area of Returned temporary Comp Compen nsation Resettlement Remainin Added Price of ation for nsation Name Resettle Money for resettleme ensati sation for Houses Chosen g Area Area Added Demolitio for ment Villagers nt on Fees Heating by villagers Area n Heating compensa Standa Supply Supply tion rd CNY/ CNY/ m2 m2 m2 m2 CNY CNY m2 CNY CNY/ m2 CNY m2 m2 Yang Dianbao 75 75 0 0 0 0 1,000 68.18 6 409.08 2 1 36.36 Yang Lihui 56 56 0 0 0 0 0 37.12 6 222.72 2 74.24 Yang Peng 75 75 0 0 0 0 1,000 68.18 6 409.08 2 136. 36 Yang Peng 56.01 56 0 0.01 0 0 0 14.31 6 85.86 2 28. 62 Zhao Yuming 80 80 0 0 0 0 1,000 72.73 6 436.38 2 14 5.46 Xie Jiancheng 75.01 75 0.01 0 0 0 0 11.27 6 67.62 2 22.54 Liu Fengyan 80 80 0 0 0 0 0 31.27 6 187.62 2 62.54 Zhang 140.02 140.02 0 0 0 0 1,000 140.76 6 844.56 2 281.52 Guiming Xu Changjun 90 90 0 0 0 0 1,000 81.82 6 490.92 2 16 3.64 Li Shubin, Hou 90 90 0 0 0 0 1,000 81.82 6 490.92 2 163.64 Lijuan Li Shubin, Hou 50 65 0 15 0 0 0 45.45 6 272.7 2 90.9 Lijuan Gao Qingrong 65 65 0 0 0 0 0 59.09 6 354.54 2 118.1 8 Feng 64.98 65 0 0.02 0 0 1,000 32.68 6 196.08 2 65.36 Zhongjuan Xu Changyu 144.99 144.99 0 0 0 0 1,000 190.07 6 1140.42 2 380.14 Gao Shuhong 165 165 0 0 0 0 2,000 0 6 0 2 0 Yan Jiaying 112.4 80 32.4 0 1,500 48,600 1,000 48.18 6 289.08 2 96.36 Wu Ji 90 90 0 0 0 0 0 81.82 6 490.92 2 163.64 Zhang Guibin 80.01 80 0.01 0 1,500 15 2,000 4.84 6 29.04 2 9.68 Zhang Yu 90 90 0 0 0 0 0 81.82 6 490.92 2 163.64 Zhang Yu 90 90 0 0 0 0 0 81.82 6 490.92 2 163.64 Zhan Yanhua 64.88 65 0 0.12 0 0 0 1.17 6 7.02 2 2.3 4 Zhan 65 65 0 0 0 0 1,000 59.09 6 354.54 2 118.18

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Area Monthl Monthly Enjoying y Compe Area of The Compens Compe Area of Returned temporary Comp Compen nsation Resettlement Remainin Added Price of ation for nsation Name Resettle Money for resettleme ensati sation for Houses Chosen g Area Area Added Demolitio for ment Villagers nt on Fees Heating by villagers Area n Heating compensa Standa Supply Supply tion rd CNY/ CNY/ m2 m2 m2 m2 CNY CNY m2 CNY CNY/ m2 CNY m2 m2 Guozhong Li Zhongsheng 80 80 0 0 0 0 2,000 0 6 0 2 0 Liu Zhenbo 80 80 0 0 0 0 1,000 72.55 6 435.3 2 145. 1 Zhou Shuhua 80 80 0 0 0 0 2,000 0 6 0 2 0 Liu Zhenping 80.19 80 0.19 0 1,500 285 0 56.68 6 340.08 2 113.36 Zhao 80 80 0 0 0 0 1,000 72.73 6 436.38 2 145.46 Chengbang Zhang Guimin 90 90 0 0 0 0 1,000 81.82 6 490.92 2 1 63.64 Zhang Guimin 45 45 0 0 0 0 0 4.31 6 25.86 2 8.62 Liu 89.98 90 0 0.02 1,500 0 1,000 81.8 6 490.8 2 163.6 Guangsheng Leng 64.99 65 0 0.01 0 0 0 59.08 6 354.48 2 118.16 Yanshuang Wu Zhencai 90 90 0 0 0 0 1,000 81.82 6 490.92 2 163 .64 Zhao Jian 67.05 65 2.05 0 1,500 3075 1,000 60.95 6 365.7 2 121.9 Zhao Jian 45.01 45 0.01 0 1,500 15 0 12.05 6 72.3 2 24.1 Jiang Zhanwen 65 65 0 0 0 0 0 3.18 6 19.08 2 6.36 Jiang Ming 90 90 0 0 0 0 1,000 81.82 6 490.92 2 163 .64 Zhu Yueshan 80 80 0 0 0 0 1,000 72.73 6 436.38 2 14 5.46 Zhu Yueshan 82.8 80 2.8 0 1,500 4200 0 75.27 6 451.62 2 150.54 Zhu Shaoqing 75 75 0 0 0 0 1,000 53.18 6 319.08 2 1 06.36 Zhu Hongmei 90 90 0 0 0 0 0 81.82 6 490.92 2 163.64 Zong Wenfu 80 80 0 0 0 0 1,000 72.73 6 436.38 2 145 .46 Zong Wenfu 77.71 80 0 2.29 0 0 0 17.27 6 103.62 2 3 4.54 Fu Lingyun 80 80 0 0 0 0 0 9.08 6 54.48 2 18.16

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Area Monthl Monthly Enjoying y Compe Area of The Compens Compe Area of Returned temporary Comp Compen nsation Resettlement Remainin Added Price of ation for nsation Name Resettle Money for resettleme ensati sation for Houses Chosen g Area Area Added Demolitio for ment Villagers nt on Fees Heating by villagers Area n Heating compensa Standa Supply Supply tion rd CNY/ CNY/ m2 m2 m2 m2 CNY CNY m2 CNY CNY/ m2 CNY m2 m2 Wang 90 90 0 0 0 0 1,000 81.82 6 490.92 2 163.64 Hongyang Zhan Jinzhi 56 56 0 0 0 0 0 50.91 6 305.46 2 101.82 Zhang Guijun 45 45 0 0 0 0 0 5.89 6 35.34 2 11.78 Qiao Ronghai 75 75 0 0 0 0 0 65.82 6 394.92 2 131.6 4 Qiao Rongjun 75 75 0 0 0 0 1,000 68.18 6 409.08 2 1 36.36 Zhu Shaohe 85 85 0 0 0 0 1,000 77.27 6 463.62 2 154 .54 Li Guiyan 65 65 0 0 0 0 0 57.82 6 346.92 2 115.64 Li Yuefa 45 45 0 0 0 0 0 0 6 0 2 0 Li Guowei 75 75 0 0 0 0 1,000 68.18 6 409.08 2 136. 36 Li Jie 31.5 36 0 4.5 0 0 0 0 6 0 2 0 Li Jie 75 75 0 0 0 0 1,000 60.4 6 362.4 2 120.8 Qin Hongmei 75 75 0 0 0 0 1,000 68.18 6 409.08 2 13 6.36 Qin Shangguo 75 75 0 0 0 0 0 31.51 6 189.06 2 63.02 Jiang Shuhua 90 90 0 0 0 0 1,000 81.82 6 490.92 2 1 63.64 Jiang Meng 75 75 0 0 0 0 0 68.18 6 409.08 2 136.36

Appendix Table-9 Compensation for other ground attachments on West Xinhua Road, Baicheng Name Compensation CNY Wang Shulan 21,400.00 Li Jingzhi 340,080.00 Qu Guozhu 974,000.00 Qu Shuhua 70,000.00

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Name Compensation CNY Jie Chunling 186,400.00 Jiang Xiuying 35,000.00 Jiang Xiuying 81,000.00 Zhang Guicheng 428,800.00 Ma Yingcai 450,296.00 Ma Changhai 813,722.00 Ma Yingjun 423,169.00 Ma Yingtian 771,410.31 Zhang Yuying 29,900.00 Wu Xingyou 75,000.00 Zhang Yuying 500.00 Wang Guozhong 272,800.00 Zhang Fengmei 62,549.81 Zhang Fengmei 1,098,696.75 Wu Xingyou 317,800.00 Total 6,452,523.87

Appendix Table-10 House Resettlement for West Xinhua Road, Baicheng Area of Compensation Resettlement The Price of Returned Name Resettlement Remaining Area Added Area for Other House Type Remaining Area Money House Attachments m2 m2 m2 m2 CNY/ m2 CNY CNY Qu Shuhua 75 75 0 0 0 0 70,000.00 Qu Guozhu 90 90 0 0 0 0 974,000.00 Gu Hongyu 76.16 80 0 3.84 0 0 0.00 Qu Shuhua 15 56 0 41 0 0 0.00 Ma Yingcai 60 65 0 5 0 0 450,296.00 Ma Changhai 36 36 0 0 0 0 813,722.00 Ma Changjiang 87.25 80 7.25 0 0 10,875 771,410.31

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Area of Compensation Resettlement The Price of Returned Name Resettlement Remaining Area Added Area for Other House Type Remaining Area Money House Attachments m2 m2 m2 m2 CNY/ m2 CNY CNY Zhang Fengmei 65 65 0 0 0 0 1,161,246.56 Wu Xingyou 41.71 45 0 3.29 0 0 0.00 Huo Xudan 64.06 65 0 0.94 0 0 0.00 Wang Zhongguo 65 65 0 0 0 0 272,800.00 Zhang Junfeng 29.04 36 0 6.6 0 0 0 Total 704.22 758 7.25 60.67 10,875 4,513,474.87

Appendix Table-10(2) House Demolition of Baicheng Project (Samples in August 2017)

Main House without Resettlement Compensation Ground Name Price Difference House License Area for Relocation Attachments

M2 M2 M2 CNY CNY/Month Clearing, retreat more Shi Yufan4 46.2 34.63 97 510.00 May 29, 2017 and fill less Clearing, retreat more Shi Yufan3 80.83 0 97 489.98 May 29, 2017 and fill less Clearing, retreat more Shi Yufan2 80.83 97 489.98 May 29, 2017 and fill less Clearing, retreat more Shi Yufan1 80.83 97 489.98 May 29, 2017 and fill less Clearing, retreat more Liu Jintao 80.83 97 484.98 May 15, 2017 and fill less Clearing, retreat more Yan Changshan 63.59 38.15 5,000.00 May 24, 2017 and fill less Yang Hongtao, Clearing, retreat more 27.17+82.46 73.83 163.02 May 15, 2017 Liu Liyog and fill less Clearing, retreat more Tong Zhuhui 115.62 69.37 May 15, 2017 and fill less Clearing, retreat more Wang Wenzhe 48.5 582.00 May 29, 2017 and fill less Shi Yufan5 42.5 85 Clearing, retreat more 510.00 May 29, 2017

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Main House without Resettlement Compensation Ground Name Price Difference House License Area for Relocation Attachments

and fill less Clearing, retreat more Shi Yufan6 42.5 85 510.00 May 29, 2017 and fill less Clearing, retreat more Shi Yufan7 42.5 85 510.00 May 29, 2017 and fill less Clearing, retreat more Shi Yufan8 42.5 85 510.00 May 29, 2017 and fill less Clearing, retreat more Shi Yufan9 42.5 85 510.00 May 29, 2017 and fill less Clearing, retreat more Shi Yufan10 32.5 65 390.00 May 29, 2017 and fill less Clearing, retreat more Shi Yufan11 22.34 44.68 268.08 May 29, 2017 and fill less Notes: The original area of resettlement will not calculate the price difference, while the reasonable increased area will calculate the price difference with CNY1,900/m2. The other increased area will calculate the price difference according to the market price when the acquisition decision was issued (For first to fifth floor, the market price is CNY3,400/m2; for sixth to ninth floor, the market price is CNY3,450/m2; for tenth to seventeenth floor, the market price is CNY3,500/m2; for eighteenth floor, the market price is CNY3,350/m2). The remaining area will calculate the price difference with CNY1,900/m2.

Appendix Table-10(3) Samples of Acquired Land of Baicheng Project (August 2017) Name Location Area Evaluation Price Attachments Subtotal Date M2 CNY CNY CNY North Wang Xingfu 8,370.64 2,330,802 95,520 2,426,322 15 June 2017 Wenzhe Street Changqing North village Xingfu 139,13.95 4,174,185 4,174,185 12 April 2017 committee Street Chengfeng North village Xingfu 5,171.97 1,551,591 1,551,591 12 April 2017 committee Street

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