Schedule 14A (Rule 14A-101)
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List of Section 13F Securities
List of Section 13F Securities 1st Quarter FY 2004 Copyright (c) 2004 American Bankers Association. CUSIP Numbers and descriptions are used with permission by Standard & Poors CUSIP Service Bureau, a division of The McGraw-Hill Companies, Inc. All rights reserved. No redistribution without permission from Standard & Poors CUSIP Service Bureau. Standard & Poors CUSIP Service Bureau does not guarantee the accuracy or completeness of the CUSIP Numbers and standard descriptions included herein and neither the American Bankers Association nor Standard & Poor's CUSIP Service Bureau shall be responsible for any errors, omissions or damages arising out of the use of such information. U.S. Securities and Exchange Commission OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET General This list of “Section 13(f) securities” as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of March 15, 2004, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending March 31, 2004. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by Section 13(f)(1) and Rule 13f-1 thereunder. -
Amy Liu, Et Al. V. Credit Suisse First Boston Corp., Et Al. 03-CV-20459
; fL V ~ UNITED STATES DISTRICT COUR ~ 2 0 9 SOUTHERN DISTRICT OF FLORID A Case No. CIV - MARTINE Z AMY LIU on behalf of herself and all others similarly situated, Plaintiff, vs. CREDIT SUISSE FIRST BOSTON CORPORATION, CREDIT SUISSE FIRST BOSTON, INCORPORATED, CREDIT SUISSE FIRST BOSTON-USA, CREDIT SUISSE FIRST BOSTON, CREDIT SUISSE GROUP, FRANK QUATTRONE, GEORGE BOUTROS, WILLIAM BRADY, JOHN M . HENNESSY, ALLEN D . WHEAT, RICHARD THORNBURGH, CHARLES WARD, DAVID A . DENUNZIO, EDWARD COMPLAINT-CLA§S,AGTION NADEL, JOHN HODGE, JACK TEJAVANIJA, JURY TRIAL DEMANDED AIRSPAN NETWORKS, INC ., ERIC D. STONESTROM, JOSEPH J . CAFFARELLI, AT ROAD, INC., KRISH PANU, THOMAS C. HOSTER, OCCAM NETWORKS INC . (formerly "ACCELERATED NETWORKS, INC ."), SURESH NIHALANI, FREDERIC T . BOYER, AVANTGO, INC., RICHARD OWEN, DAVID B . COOPER, JR ., AUTOWEB .COM, INC. (AUTOBYTEL, real party in interest), DEAN A . DEBIASE, SAMUEL M. HEDGPETH III, BSQUARE CORP ., WILLIAM T . BAXTER, BRIAN V. TURNER, BLUE COAT SYSTEMS, INC . (formerly "CACHEFLOW, INC."), BRIAN M. NESMITH, MICHAEL J. JOHNSON, CLARENT CORP. (VERSO TECHNOLOGIES, INC., real party in interest), JERRY SHAW-YAU CHANG, RICHARD J . HEAPS, COMMERCE ONE, INC., MARK B . HOFFMAN, PETER F . PERVERE, CORILLIAN CORP ., TED F. SPOONER, STEVEN SIPOWICZ, CENTILLIUM COMMUNICATIONS, INC., FARAJ AALAEI, JOHN W . LUHTALA, DIGITAL IMPACT, INC ., WILLIAM C. PARK, DAVID OPPENHEIMER, E MACHINES, INC ., \ yV-v STEPHEN A. DUKKER, STEVEN H . MILLER, EFFICIENT NETWORKS, INC., MARK A. FLOYD, JILL S . MANNING, E.PIPHANY, INC ., ROGER S . SIBONI, KEVIN J. YEAMAN, EVOLVE SOFTWARE, INC., JOHN P. BANTLEMAN, DOUGLAS S . SINCLAIR, HANDSPRING, INC., DONNA L. DUBINSKY, BERNARD J . WHITNEY, IMPROVENET, INC ., RONALD B. COOPER, RICHARD G. -
Division of Investment Department of the Treasury State of New Jersey Pension Fund June 30, 2009 and 2008 (With Independent Auditors’ Report Thereon)
F INANCIAL S TATEMENTS, M ANAGEMENT’ S D ISCUSSION AND A NALYSIS AND S UPPLEMENTAL S CHEDULES Division of Investment Department of the Treasury State of New Jersey Pension Fund June 30, 2009 and 2008 (With Independent Auditors’ Report Thereon) Division of Investment Department of the Treasury State of New Jersey Pension Fund Financial Statements June 30, 2009 and 2008 Contents Independent Auditors’ Report ..........................................................................................................1 Management’s Discussion and Analysis .........................................................................................3 Basic Financial Statements: Statements of Net Assets .................................................................................................................7 Statements of Changes in Net Assets...............................................................................................8 Notes to Financial Statements ..........................................................................................................9 Supplemental Schedules: Schedule 1 – Combining Schedule of Net Assets ..........................................................................31 Schedule 2 – Combining Schedule of Changes in Net Assets .......................................................32 Schedule 3 – Portfolio of Investments – Common Fund A ...........................................................33 Schedule 4 – Portfolio of Investments – Common Fund B ...........................................................57 -
1. ARIN Ipv6 Wiki Acceptable Use
1. ARIN IPv6 Wiki Acceptable Use . 3 2. IPv6 Info Home . 3 2.1 Explore IPv6 . 5 2.1.1 The Basics . 6 2.1.1.1 IPv6 Address Allocation BCP . 6 2.1.2 IPv6 Presentations and Documents . 9 2.1.2.1 ARIN XXIII Presentations . 11 2.1.2.2 IPv6 at Caribbean Sector . 12 2.1.2.3 IPv6 at ARIN XXIII Comment . 12 2.1.2.4 IPv6 at ARIN XXI . 12 2.1.2.4.1 IPv6 at ARIN XXI Main-Event . 13 2.1.2.4.2 IPv6 at ARIN XXI Pre-Game . 14 2.1.2.4.3 IPv6 at ARIN XXI Stats . 14 2.1.2.4.4 IPv6 at ARIN XXI Network-Setup . 18 2.1.2.4.5 IPv6 at ARIN 21 . 21 2.1.3 IPv6 in the News . 21 2.1.3.1 Global IPv6 Survey . 23 2.1.3.2 IPv6 Penetration Survey Results . 23 2.1.4 Book Reviews . 25 2.1.4.1 An IPv6 Deployment Guide . 25 2.1.4.2 Day One: Advanced IPv6 Configuration . 25 2.1.4.3 Day One Exploring IPv6 . 25 2.1.4.4 IPv6 Essentials . 26 2.1.4.5 Migrating to IPv6 . 26 2.1.4.6 Running IPv6 . 26 2.1.4.7 IPv6, Theorie et pratique . 26 2.1.4.8 Internetworking IPv6 With Cisco Routers . 26 2.1.4.9 Guide to TCP/IP, 4th Edition . 26 2.1.4.10 Understanding IPv6, Third Edition . 27 2.1.5 Educating Yourself about IPv6 . -
Report Summarizing Select Media, Event Tech and Retail Tech Activity
REPORT SUMMARIZING SELECT MEDIA, EVENT TECH AND RETAIL TECH ACTIVITY DECEMBER 2018 0 THE MEDIA MONTHLY SPECIAL HIGHLIGHTS IN THIS ISSUE ▪ Amazon’s Advance Into Advertising ▪ The Age of the Distracted Viewer ▪ DOOH at Inflection Point ▪ The Future of Advertising and Why Outdoor is Back ▪ Proof of Play Standardization for Digital Out of Home ▪ AI: Collection of Technologies RECENT PJ SOLOMON TRANSACTIONS PENDING PENDING PENDING PENDING NOVEMBER 2018 A Consortium, including Has been sold to Sale to Has been sold to Sale to Has agreed to acquire Served as strategic and financial Serving as financial advisor to Serving as financial advisor to Best Serving as financial advisor to VSS- Serving as financial advisor to the advisor to Exterion Media and Martin’s Super Markets Market Southern Theatres / Movie Tavern Consortium Platinum Equity OCTOBER 2018 OCTOBER 2018 OCTOBER 2018 OCTOBER 2018 OCTOBER 2018 Sale of Has acquired Has divested Has been sold to Senior Secured Credit Facility to to Served as financial advisor to Served as financial advisor to Served as financial advisor to Served as financial advisor to V.F. Served as financial advisor to Bare SUPERVALU Key Food Hibbett Sports Corporation Necessities MEDIA SERVICES MARK A. BOIDMAN BEN ZINDER JONATHAN BERGER CHRISTIAN BERMEL Managing Director Director Senior Associate Senior Analyst 212.508.1661 (w) 212.508.1621 (w) 646.378.4062 (w) 646.708.8478 (w) 917.526.1092 (m) 646.522.8353 (m) 973.464.8979 (m) 860.371.5882 (m) [email protected] [email protected] [email protected] [email protected] Twitter: @MBoidman CAPITAL MARKETS JOE STEIN Managing Director 212.508.1662 (w) 203.550.2184 (m) [email protected] WWW.PJSOLOMON.COM 1 THE MEDIA MONTHLY AMAZON’S ADVANCE INTO ADVERTISING Amazon Expected to Mount Challenge to Google and Facebook in Digital Advertising ▪ Amazon 2018E ad sales expected to surpass ~$5.8 billion – #3 player in U.S. -
3Rd Quarter, 2000
RUN DATE:10/06/00 ** LIST OF SECTION 13F SECURITIES ** PAGE 1 RUN TIME:14:34 IVMOOl CUSIP NO. ISSUER NAME ISSUER DESCRIPTION STATUS B49233 10 7 ICOS VISION SYS CORP N V ORD B5628B 10 4 * LERNOUT & HAUSPIE SPEECH PRODS COM B5628B 90 4 LERNOUT & HAUSPIE SPEECH PRODS CALL B5628B 95 4 LERNOUT & HAUSPIE SPEECH PRODS PUT D1497A 10 1 CELANESE AG ORD D1668R 12 3 * DAIMLERCHRYSLER AG ORD D1668R 90 3 DAIMLERCHRYSLER AG CALL D1668R 95 3 DAIMLERCHRYSLER AG PUT F9212D 14 2 TOTAL FINA ELF S A WT EXP 080503 G0070K 10 3 * ACE LTD ORD G0070K 90 3 ACE LTD CALL G0070K 95 3 ACE LTD PUT GO2602 10 3 * AMDOCS LTD ORD GO2602 90 3 AMDOCS LTD CALL GO2602 95 3 AMDOCS LTD PUT GO2995 10 1 AMERICAN SAFETY INS GROUP LTD ORD GO3910 10 9 * ANNUITY AND LIFE RE HLDGS ORD GO3910 90 9 ANNUITY AND LIFE RE HLDGS CALL GO3910 95 9 ANNUITY AND LIFE RE HLDGS PUT GO4074 10 3 APEX SILVER MINES LTD ORD GO4074 11 1 APEX SILVER MINES LTD WT EXP 110402 GO4397 10 8 * APW LTD COM ADDED GO4397 90 8 APW LTD CALL ADDED GO4397 95 8 APW LTD PUT ADDED GO4450 10 5 ARAMEX INTL LTD ORD GO5345 10 6 ASIA PACIFIC RES INTL HLDG LTD CL A G0535E 10 6 ASIA PACIFIC WIRE & CABLE CORP ORD GO5354 10 8 ASIACONTENT COM LTD CL A 620045 20 2 CENTRAL EUROPEAN MEDIA ENTRPRS CL A NEW G2107X 10 8 CHINA TIRE HLDGS LTD COM G2108N 10 9 * CHINADOTCOM CORP CL A G2108N 90 9 CHINADOTCOM CORP CALL G2108N 95 9 CHINADOTCOM CORP PUT 621082 10 5 CHINA YUCHAI INTL LTD COM 623257 10 1 COMMODORE HLDGS LTD ORD 623257 11 9 COMMODORE HLDGS LTD WT EXP 071501 623773 10 7 CONSOLIDATED WATER CO INC ORD G2422R 10 9 * CORECOMM LTD ORD G2422R 90 9 CORECOMM LTD CALL G2422R 95 9 CORECOMM LTD PUT G2519Y 10 8 CREDICORP LTD COM G2706W 10 5 DELPHI INTERNATIONAL LTD ORD 627545 10 5 DF CHINA TECHNOLOGY INC ORD G2759W 10 1 DIGITAL UNITED HOLDINGS LTD ORD ADDED 628471 10 3 DSG INTL LTD ORD 629526 10 3 EK CHOR CHINA MOTORCYCLE CO COM 629539 14 8 ELAN PLC R T 630177 10 2 * EL SIT10 INC ORD 630177 90 2 EL SIT10 INC CALL RUN DATE:10/06/00 ** LIST OF SECTION 13F SECURITIES ** PAGE 2 RUN TIME:14:34 IVMOOl CUSIP NO. -
FLEETBOSTON FINANCIAL CORP (Form: 13F-HR, Filing Date: 11/14
SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers Filing Date: 2001-11-14 | Period of Report: 2001-09-30 SEC Accession No. 0000950135-01-503522 (HTML Version on secdatabase.com) FILER FLEETBOSTON FINANCIAL CORP Mailing Address Business Address 100 FEDERAL STREET ONE FEDERAL STREET CIK:50341| IRS No.: 050341324 | State of Incorp.:RI | Fiscal Year End: 1231 BOSTON MA 02210 BOSTON MA 02110 Type: 13F-HR | Act: 34 | File No.: 028-00452 | Film No.: 1786169 6173464000 SIC: 6021 National commercial banks Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLEETBOSTON FINANCIAL CORPORATION Address: 100 FEDERAL STREET BOSTON, MA 02110 Form 13F File Number: 28-452 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ERNEST L. PUSCHAVER Title: CHIEF ACCOUNTING OFFICER Phone: 617-434-2341 Signature, Place, and Date of Signing: /S/ Ernest L. -
Sa Funds Investment Trust
SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2007-11-29 | Period of Report: 2007-09-30 SEC Accession No. 0001104659-07-086055 (HTML Version on secdatabase.com) FILER SA FUNDS INVESTMENT TRUST Mailing Address Business Address 3055 OLIN AVENUE SUITE 3055 OLIN AVENUE SUITE CIK:1075065| IRS No.: 770216379 | State of Incorp.:DE | Fiscal Year End: 0630 2000 2000 Type: N-Q | Act: 40 | File No.: 811-09195 | Film No.: 071275109 SAN JOSE CA 95128 SAN JOSE CA 95128 408-260-3100 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09195 SA Funds Investment Trust (Exact name of registrant as specified in charter) 3055 Olin Avenue, Suite 2000 San Jose, California 95128 (Address of principal executive offices) (Zip code) Steven K. McGinnis, Esq. Chief Legal Officer SA Funds Investment Trust 3055 Olin Ave., Suite 2000 San Jose, CA 95128 (Name and address of agent for service) Copies to: Julie Tedesco R. Darrell Mounts Senior Vice President and Senior Counsel Counsel to the Trust State Street Bank and Trust Company Kirkpatrick & Lockhart Preston Gates Ellis LLP 2 Avenue de Lafayette, 6th Floor 1601 K Street, N.W. Boston, Massachusetts 02111 Washington, D.C. 20006 Registrants Telephone Number, Including Area Code: (408) 260-3100 Date of fiscal year end: June 30 Date of reporting period: September 30, 2007 Item 1. -
List of Section 13F Securities, First Quarter 2003
OFFICIAL LIST OF SECTION 13(F) SECURITIES USER INFORMATION SHEET General This list of "Section 13(f) securities" as defined by Rule 13f-I (c) [17 CFR 240.13f-l(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [I5 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.1 3f-11 under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of Marchl5, 2003, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending March 30, 2003. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by [ Section 13(f)(l) and Rule 13f-I] thereunder. Features (1) Additions and Deletions: Revisions made to the list of Section 13(f) securities are indicated in a column titled "STATUS." The word "ADDED" in the status column opposite the name of a security indicates that the security has become a Section 13(f) security. The word "DELETED" in the status column opposite the name of a security indicates that the security ceases to be a 13(f) security since the date of the last list. (2) List of options: An asterisk is placed next to the name of any security having a listed option and each option is individually listed with its own CUSlP number immediately below the name of the security having the option. -
Division of Investment Department of the Treasury State of New Jersey Pension Fund June 30, 2011 and 2010 (With Independent Auditors’ Report Thereon)
F INANCIAL S TATEMENTS, M ANAGEMENT’ S D ISCUSSION AND A NALYSIS AND S UPPLEMENTAL S CHEDULES Division of Investment Department of the Treasury State of New Jersey Pension Fund June 30, 2011 and 2010 (With Independent Auditors’ Report Thereon) Ernst & Young LLP Division of Investment Department of the Treasury State of New Jersey Pension Fund Financial Statements June 30, 2011 and 2010 Contents Independent Auditors’ Report ..........................................................................................................1 Management’s Discussion and Analysis .........................................................................................3 Basic Financial Statements: Statements of Net Assets .................................................................................................................7 Statements of Changes in Net Assets...............................................................................................8 Notes to Financial Statements ..........................................................................................................9 Supplemental Schedules: Schedule 1 – Combining Schedule of Net Assets ..........................................................................26 Schedule 2 – Combining Schedule of Changes in Net Assets .......................................................27 Schedule 3 – Portfolio of Investments – Common Fund A ...........................................................28 Schedule 4 – Portfolio of Investments – Common Fund B ...........................................................47 -
Membership List As of June 24, 2005
MEMBERSHIP LIST AS OF JUNE 24, 2005 AAON AAON INC ARC AFFORDABLE RESIDENTIAL AIR AAR CORP ATAC AFTERMARKET TECHNOLOGY ABCB ABC BANCORP AGIL AGILE SOFTWARE CORP ABXA ABX AIR INC AGYS AGILYSYS INC ACMR A C MOORE ARTS & CRAFTS ADC AGREE REALTY CORP ADEX ADE CORP AAI AIRTRAN HOLDINGS INC ABM ABM INDUSTRIES INC AIRN AIRSPAN NETWORKS INC AFCE AFC ENTERPRISES INC ALAB ALABAMA NATIONAL BANCORP AG AGCO CORP ALG ALAMO GROUP INC AKS AK STEEL HOLDING CORP ALK ALASKA AIR GROUP INC AMCS AMICAS INC ALSK ALASKA COMMUNICATIONS AML AMLI RESIDENTIAL PPTYS AIN ALBANY INTERNATIONAL AHS AMN HEALTHCARE SERVICES AMRI ALBANY MOLECULAR RESRCH ASVI A S V INC AWGI ALDERWOODS GROUP INC ATMI ATMI INC ARS ALERIS INTERNATIONAL INC ATPG ATP OIL & GAS CORP ALX ALEXANDERS INC RNT AARON RENTS INC ARE ALEXANDRIA REAL ESTATE AIC AAMES INVESTMENT CORP ALXN ALEXION PHARMACEUTICALS ASTM AASTROM BIOSCIENCES INC ALFA ALFA CORP ABAX ABAXIS INC ALCO ALICO INC ABGX ABGENIX INC ALGN ALIGN TECHNOLOGY INC ABMD ABIOMED INC ALKS ALKERMES INC ACAD ACADIA PHARMACEUTICALS ALE ALLETE INC AKR ACADIA REALTY TRUST AGI ALLIANCE GAMING CORP LEND ACCREDITED HOME LENDERS AIQ ALLIANCE IMAGING INC ACW ACCURIDE CORP AOI ALLIANCE ONE INTL INC AACE ACE CASH EXPRESS INC AHCI ALLIED HEALTHCARE INTL ACTL ACTEL CORP ALOY ALLOY INC ATU ACTUANT CORP MDRX ALLSCRIPTS HEALTHCARE AYI ACUITY BRANDS INC ANR ALPHA NATURAL RESOURCES ACXM ACXIOM CORP ALO ALPHARMA INC ADPT ADAPTEC INC ATRS ALTIRIS INC ADZA ADEZA BIOMEDICAL CORP EPAX AMBASSADORS GROUP INC ASF ADMINISTAFF INC ACO AMCOL INTERNATIONAL CORP ADLR ADOLOR CORP -
GAO-06-1053R Financial Restatement Database
A United States Government Accountability Office Washington, D.C. 20548 On March 5, 2007, this August 31, 2006 correspondence was reissued to amend selected company The Honorable Paul S. Sarbanes shares outstanding. Please Ranking Minority Member select this link to GAO-06-678 Committee on Banking, Housing, and Urban Affairs for more information. United States Senate Subject: Financial Restatement Database Dear Senator Sarbanes: On July 24, 2006, we issued a report to you entitled, Financial Restatements: Update of Public Company Trends, Market Impacts, and Regulatory Enforcement Activities.1 That report included a listing of 1,390 financial restatement announcements that we identified as having been made because of financial reporting fraud and/or accounting errors between July 1, 2002, and September 30, 2005.2 As part of that work, you asked that we provide a limited update of that database for the period October 1, 2005, through June 30, 2006. This updated database, along with the database included in our July 2006 report, can be viewed at http://www.gao.gov/cgi-bin/getrpt?GAO-06-1079SP. This correspondence provides information about restatement announcements since October 2005. We encourage researchers and the public to consider our objective, scope, and methodology (enc. I) and engage in their own analyses of the data contained in our restatements database (enc. II). Enclosure II provides the name of each company associated with a restatement announcement, the company’s stock (or ticker) symbol, the primary listing market for the stock at the time of the announcement, and the date of the announcement. This correspondence does not include any type of economic analysis of the effect of financial restatement announcements on companies’ stock prices.