Membership List As of June 24, 2005
Total Page：16
File Type：pdf, Size：1020Kb
Load more
Recommended publications
-
List of Marginable OTC Stocks
List of Marginable OTC Stocks @ENTERTAINMENT, INC. ABACAN RESOURCE CORPORATION ACE CASH EXPRESS, INC. $.01 par common No par common $.01 par common 1ST BANCORP (Indiana) ABACUS DIRECT CORPORATION ACE*COMM CORPORATION $1.00 par common $.001 par common $.01 par common 1ST BERGEN BANCORP ABAXIS, INC. ACETO CORPORATION No par common No par common $.01 par common 1ST SOURCE CORPORATION ABC BANCORP (Georgia) ACMAT CORPORATION $1.00 par common $1.00 par common Class A, no par common Fixed rate cumulative trust preferred securities of 1st Source Capital ABC DISPENSING TECHNOLOGIES, INC. ACORN PRODUCTS, INC. Floating rate cumulative trust preferred $.01 par common $.001 par common securities of 1st Source ABC RAIL PRODUCTS CORPORATION ACRES GAMING INCORPORATED 3-D GEOPHYSICAL, INC. $.01 par common $.01 par common $.01 par common ABER RESOURCES LTD. ACRODYNE COMMUNICATIONS, INC. 3-D SYSTEMS CORPORATION No par common $.01 par common $.001 par common ABIGAIL ADAMS NATIONAL BANCORP, INC. †ACSYS, INC. 3COM CORPORATION $.01 par common No par common No par common ABINGTON BANCORP, INC. (Massachusetts) ACT MANUFACTURING, INC. 3D LABS INC. LIMITED $.10 par common $.01 par common $.01 par common ABIOMED, INC. ACT NETWORKS, INC. 3DFX INTERACTIVE, INC. $.01 par common $.01 par common No par common ABLE TELCOM HOLDING CORPORATION ACT TELECONFERENCING, INC. 3DO COMPANY, THE $.001 par common No par common $.01 par common ABR INFORMATION SERVICES INC. ACTEL CORPORATION 3DX TECHNOLOGIES, INC. $.01 par common $.001 par common $.01 par common ABRAMS INDUSTRIES, INC. ACTION PERFORMANCE COMPANIES, INC. 4 KIDS ENTERTAINMENT, INC. $1.00 par common $.01 par common $.01 par common 4FRONT TECHNOLOGIES, INC. -
Fresno County Employees' Retirement Association Performance Review Summary Period Ending: June 30, 2005
Fresno County Employees' Retirement Association Performance Review Summary Period Ending: June 30, 2005 Performance & Risk Measures Quarter One Year Three Years Five Years Standard Deviation Sharpe Ratio Beta Return Rank Return Rank Return Rank Return Rank 3-Years 5-Years 3-Years 5-Years 3-Years 5-Years BRANDYWINE 4.6 36 16.5 39 15.4 54 21.6 13 23.2 22.3 0.6 0.8 1.0 1.0 RUSSELL 2000 VALUE 5.1 23 14.4 62 14.2 77 16.1 78 22.7 20.8 0.6 0.7 Equity Style - Small Value 4.2 15.8 15.6 18.1 22.2 21.9 0.6 0.7 Ten Largest Holdings Sector Weights Portfolio Characteristics Security Market Value Weight Sector Portfolio Benchmark Portfolio Benchmark WPS RESOURCES CORP. 1,620,000 1.31 Materials 3.5 6.1 Average Market Cap $ 1,224 $ 980 AMERUS GROUP COMPANY 1,478,114 1.20 Industrials 5.2 14.4 Median Market Cap $ 445 $ 570 BORDERS GROUP, INC. 1,470,511 1.19 Telecommunications Services 0.7 1.7 P/E 14.4 14.7 WESTERN DIGITAL CORPORATION 1,403,732 1.14 Consumer Discretionary 30.5 15.1 INDYMAC BANCORP, INCORPORATED 1,372,601 1.11 Consumer Staples 7.5 3.8 P/B 2.0 1.9 COMMERCE GROUP, INCORPORATED 1,341,576 1.09 Energy 7.2 4.1 Dividend Yield 1.6 1.8 BJ'S WHOLESALE CLUB INC 1,306,098 1.06 Financials 25.8 33.6 Health Care 1.9 4.6 Earnings Growth 6.7 5.9 UICI 1,271,179 1.03 Information Technology 7.8 11.2 DOWNEY FINANCIAL CORPORATION 1,266,360 1.03 Miscellaneous 0.1 Benchmark: RUSSELL 2000 VALUE AGL RESOURCES, INCORPORATED. -
List of Section 13F Securities
List of Section 13F Securities 1st Quarter FY 2004 Copyright (c) 2004 American Bankers Association. CUSIP Numbers and descriptions are used with permission by Standard & Poors CUSIP Service Bureau, a division of The McGraw-Hill Companies, Inc. All rights reserved. No redistribution without permission from Standard & Poors CUSIP Service Bureau. Standard & Poors CUSIP Service Bureau does not guarantee the accuracy or completeness of the CUSIP Numbers and standard descriptions included herein and neither the American Bankers Association nor Standard & Poor's CUSIP Service Bureau shall be responsible for any errors, omissions or damages arising out of the use of such information. U.S. Securities and Exchange Commission OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET General This list of “Section 13(f) securities” as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of March 15, 2004, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending March 31, 2004. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by Section 13(f)(1) and Rule 13f-1 thereunder. -
Amy Liu, Et Al. V. Credit Suisse First Boston Corp., Et Al. 03-CV-20459
; fL V ~ UNITED STATES DISTRICT COUR ~ 2 0 9 SOUTHERN DISTRICT OF FLORID A Case No. CIV - MARTINE Z AMY LIU on behalf of herself and all others similarly situated, Plaintiff, vs. CREDIT SUISSE FIRST BOSTON CORPORATION, CREDIT SUISSE FIRST BOSTON, INCORPORATED, CREDIT SUISSE FIRST BOSTON-USA, CREDIT SUISSE FIRST BOSTON, CREDIT SUISSE GROUP, FRANK QUATTRONE, GEORGE BOUTROS, WILLIAM BRADY, JOHN M . HENNESSY, ALLEN D . WHEAT, RICHARD THORNBURGH, CHARLES WARD, DAVID A . DENUNZIO, EDWARD COMPLAINT-CLA§S,AGTION NADEL, JOHN HODGE, JACK TEJAVANIJA, JURY TRIAL DEMANDED AIRSPAN NETWORKS, INC ., ERIC D. STONESTROM, JOSEPH J . CAFFARELLI, AT ROAD, INC., KRISH PANU, THOMAS C. HOSTER, OCCAM NETWORKS INC . (formerly "ACCELERATED NETWORKS, INC ."), SURESH NIHALANI, FREDERIC T . BOYER, AVANTGO, INC., RICHARD OWEN, DAVID B . COOPER, JR ., AUTOWEB .COM, INC. (AUTOBYTEL, real party in interest), DEAN A . DEBIASE, SAMUEL M. HEDGPETH III, BSQUARE CORP ., WILLIAM T . BAXTER, BRIAN V. TURNER, BLUE COAT SYSTEMS, INC . (formerly "CACHEFLOW, INC."), BRIAN M. NESMITH, MICHAEL J. JOHNSON, CLARENT CORP. (VERSO TECHNOLOGIES, INC., real party in interest), JERRY SHAW-YAU CHANG, RICHARD J . HEAPS, COMMERCE ONE, INC., MARK B . HOFFMAN, PETER F . PERVERE, CORILLIAN CORP ., TED F. SPOONER, STEVEN SIPOWICZ, CENTILLIUM COMMUNICATIONS, INC., FARAJ AALAEI, JOHN W . LUHTALA, DIGITAL IMPACT, INC ., WILLIAM C. PARK, DAVID OPPENHEIMER, E MACHINES, INC ., \ yV-v STEPHEN A. DUKKER, STEVEN H . MILLER, EFFICIENT NETWORKS, INC., MARK A. FLOYD, JILL S . MANNING, E.PIPHANY, INC ., ROGER S . SIBONI, KEVIN J. YEAMAN, EVOLVE SOFTWARE, INC., JOHN P. BANTLEMAN, DOUGLAS S . SINCLAIR, HANDSPRING, INC., DONNA L. DUBINSKY, BERNARD J . WHITNEY, IMPROVENET, INC ., RONALD B. COOPER, RICHARD G. -
Division of Investment Department of the Treasury State of New Jersey Pension Fund June 30, 2009 and 2008 (With Independent Auditors’ Report Thereon)
F INANCIAL S TATEMENTS, M ANAGEMENT’ S D ISCUSSION AND A NALYSIS AND S UPPLEMENTAL S CHEDULES Division of Investment Department of the Treasury State of New Jersey Pension Fund June 30, 2009 and 2008 (With Independent Auditors’ Report Thereon) Division of Investment Department of the Treasury State of New Jersey Pension Fund Financial Statements June 30, 2009 and 2008 Contents Independent Auditors’ Report ..........................................................................................................1 Management’s Discussion and Analysis .........................................................................................3 Basic Financial Statements: Statements of Net Assets .................................................................................................................7 Statements of Changes in Net Assets...............................................................................................8 Notes to Financial Statements ..........................................................................................................9 Supplemental Schedules: Schedule 1 – Combining Schedule of Net Assets ..........................................................................31 Schedule 2 – Combining Schedule of Changes in Net Assets .......................................................32 Schedule 3 – Portfolio of Investments – Common Fund A ...........................................................33 Schedule 4 – Portfolio of Investments – Common Fund B ...........................................................57 -
1. ARIN Ipv6 Wiki Acceptable Use
1. ARIN IPv6 Wiki Acceptable Use . 3 2. IPv6 Info Home . 3 2.1 Explore IPv6 . 5 2.1.1 The Basics . 6 2.1.1.1 IPv6 Address Allocation BCP . 6 2.1.2 IPv6 Presentations and Documents . 9 2.1.2.1 ARIN XXIII Presentations . 11 2.1.2.2 IPv6 at Caribbean Sector . 12 2.1.2.3 IPv6 at ARIN XXIII Comment . 12 2.1.2.4 IPv6 at ARIN XXI . 12 2.1.2.4.1 IPv6 at ARIN XXI Main-Event . 13 2.1.2.4.2 IPv6 at ARIN XXI Pre-Game . 14 2.1.2.4.3 IPv6 at ARIN XXI Stats . 14 2.1.2.4.4 IPv6 at ARIN XXI Network-Setup . 18 2.1.2.4.5 IPv6 at ARIN 21 . 21 2.1.3 IPv6 in the News . 21 2.1.3.1 Global IPv6 Survey . 23 2.1.3.2 IPv6 Penetration Survey Results . 23 2.1.4 Book Reviews . 25 2.1.4.1 An IPv6 Deployment Guide . 25 2.1.4.2 Day One: Advanced IPv6 Configuration . 25 2.1.4.3 Day One Exploring IPv6 . 25 2.1.4.4 IPv6 Essentials . 26 2.1.4.5 Migrating to IPv6 . 26 2.1.4.6 Running IPv6 . 26 2.1.4.7 IPv6, Theorie et pratique . 26 2.1.4.8 Internetworking IPv6 With Cisco Routers . 26 2.1.4.9 Guide to TCP/IP, 4th Edition . 26 2.1.4.10 Understanding IPv6, Third Edition . 27 2.1.5 Educating Yourself about IPv6 . -
OTC) Margin Stocks
F e d e r a l R e s e r v e B a n k OF DALLAS ROBERT D. MCTEER, JR. P R E S ID E N T DALLAS, TEXAS AND CHIEF EXECUTIVE OFFICER 75 265-590 6 March 7, 1996 Notice 96-27 TO: The Chief Executive Officer of each member bank and others concerned in the Eleventh Federal Reserve District SUBJECT Over-the-Counter (OTC) Margin Stocks DETAILS The Board of Governors of the Federal Reserve System has revised the list of over-the-counter (OTC) stocks that are subject to its margin regulations, effective February 12, 1996. Included with the list is a listing of foreign margin stocks that are subject to Regulation T. The foreign margin stocks listed are foreign equity securities eligible for margin treatment at broker-dealers. The Board publishes complete lists four times a year, and the Federal Register announces additions to and deletions from the lists. ATTACHMENTS Attached are the complete lists of OTC stocks and foreign margin stocks as of February 12, 1996. Please retain these lists, which supersede the complete lists published as of February 13, 1995. Announcements containing additions to and deletions from the lists will be provided quarterly. MORE INFORMATION For more information regarding marginable OTC stock requirements, please contact Eugene Coy at (214) 922-6201. For additional copies of this Bank’s notice and the complete lists, please contact the Public Affairs Department at (214) 922-5254. Sincerely yours, For additional copies, bankers and others are encouraged to use one of the following toll-free numbers in contacting the Federal Reserve Bank of Dallas: Dallas Office (800) 333 -4460; El Paso Branch In trasta te (800) 592-1631, Intersta te (800) 351-1012; Houston B ra n ch In tra sta te (800) 392-4162, Intersta te (800) 221-0363; San Antonio Branch In tra sta te (800) 292-5810. -
Report Summarizing Select Media, Event Tech and Retail Tech Activity
REPORT SUMMARIZING SELECT MEDIA, EVENT TECH AND RETAIL TECH ACTIVITY DECEMBER 2018 0 THE MEDIA MONTHLY SPECIAL HIGHLIGHTS IN THIS ISSUE ▪ Amazon’s Advance Into Advertising ▪ The Age of the Distracted Viewer ▪ DOOH at Inflection Point ▪ The Future of Advertising and Why Outdoor is Back ▪ Proof of Play Standardization for Digital Out of Home ▪ AI: Collection of Technologies RECENT PJ SOLOMON TRANSACTIONS PENDING PENDING PENDING PENDING NOVEMBER 2018 A Consortium, including Has been sold to Sale to Has been sold to Sale to Has agreed to acquire Served as strategic and financial Serving as financial advisor to Serving as financial advisor to Best Serving as financial advisor to VSS- Serving as financial advisor to the advisor to Exterion Media and Martin’s Super Markets Market Southern Theatres / Movie Tavern Consortium Platinum Equity OCTOBER 2018 OCTOBER 2018 OCTOBER 2018 OCTOBER 2018 OCTOBER 2018 Sale of Has acquired Has divested Has been sold to Senior Secured Credit Facility to to Served as financial advisor to Served as financial advisor to Served as financial advisor to Served as financial advisor to V.F. Served as financial advisor to Bare SUPERVALU Key Food Hibbett Sports Corporation Necessities MEDIA SERVICES MARK A. BOIDMAN BEN ZINDER JONATHAN BERGER CHRISTIAN BERMEL Managing Director Director Senior Associate Senior Analyst 212.508.1661 (w) 212.508.1621 (w) 646.378.4062 (w) 646.708.8478 (w) 917.526.1092 (m) 646.522.8353 (m) 973.464.8979 (m) 860.371.5882 (m) [email protected] [email protected] [email protected] [email protected] Twitter: @MBoidman CAPITAL MARKETS JOE STEIN Managing Director 212.508.1662 (w) 203.550.2184 (m) [email protected] WWW.PJSOLOMON.COM 1 THE MEDIA MONTHLY AMAZON’S ADVANCE INTO ADVERTISING Amazon Expected to Mount Challenge to Google and Facebook in Digital Advertising ▪ Amazon 2018E ad sales expected to surpass ~$5.8 billion – #3 player in U.S. -
3Rd Quarter, 2000
RUN DATE:10/06/00 ** LIST OF SECTION 13F SECURITIES ** PAGE 1 RUN TIME:14:34 IVMOOl CUSIP NO. ISSUER NAME ISSUER DESCRIPTION STATUS B49233 10 7 ICOS VISION SYS CORP N V ORD B5628B 10 4 * LERNOUT & HAUSPIE SPEECH PRODS COM B5628B 90 4 LERNOUT & HAUSPIE SPEECH PRODS CALL B5628B 95 4 LERNOUT & HAUSPIE SPEECH PRODS PUT D1497A 10 1 CELANESE AG ORD D1668R 12 3 * DAIMLERCHRYSLER AG ORD D1668R 90 3 DAIMLERCHRYSLER AG CALL D1668R 95 3 DAIMLERCHRYSLER AG PUT F9212D 14 2 TOTAL FINA ELF S A WT EXP 080503 G0070K 10 3 * ACE LTD ORD G0070K 90 3 ACE LTD CALL G0070K 95 3 ACE LTD PUT GO2602 10 3 * AMDOCS LTD ORD GO2602 90 3 AMDOCS LTD CALL GO2602 95 3 AMDOCS LTD PUT GO2995 10 1 AMERICAN SAFETY INS GROUP LTD ORD GO3910 10 9 * ANNUITY AND LIFE RE HLDGS ORD GO3910 90 9 ANNUITY AND LIFE RE HLDGS CALL GO3910 95 9 ANNUITY AND LIFE RE HLDGS PUT GO4074 10 3 APEX SILVER MINES LTD ORD GO4074 11 1 APEX SILVER MINES LTD WT EXP 110402 GO4397 10 8 * APW LTD COM ADDED GO4397 90 8 APW LTD CALL ADDED GO4397 95 8 APW LTD PUT ADDED GO4450 10 5 ARAMEX INTL LTD ORD GO5345 10 6 ASIA PACIFIC RES INTL HLDG LTD CL A G0535E 10 6 ASIA PACIFIC WIRE & CABLE CORP ORD GO5354 10 8 ASIACONTENT COM LTD CL A 620045 20 2 CENTRAL EUROPEAN MEDIA ENTRPRS CL A NEW G2107X 10 8 CHINA TIRE HLDGS LTD COM G2108N 10 9 * CHINADOTCOM CORP CL A G2108N 90 9 CHINADOTCOM CORP CALL G2108N 95 9 CHINADOTCOM CORP PUT 621082 10 5 CHINA YUCHAI INTL LTD COM 623257 10 1 COMMODORE HLDGS LTD ORD 623257 11 9 COMMODORE HLDGS LTD WT EXP 071501 623773 10 7 CONSOLIDATED WATER CO INC ORD G2422R 10 9 * CORECOMM LTD ORD G2422R 90 9 CORECOMM LTD CALL G2422R 95 9 CORECOMM LTD PUT G2519Y 10 8 CREDICORP LTD COM G2706W 10 5 DELPHI INTERNATIONAL LTD ORD 627545 10 5 DF CHINA TECHNOLOGY INC ORD G2759W 10 1 DIGITAL UNITED HOLDINGS LTD ORD ADDED 628471 10 3 DSG INTL LTD ORD 629526 10 3 EK CHOR CHINA MOTORCYCLE CO COM 629539 14 8 ELAN PLC R T 630177 10 2 * EL SIT10 INC ORD 630177 90 2 EL SIT10 INC CALL RUN DATE:10/06/00 ** LIST OF SECTION 13F SECURITIES ** PAGE 2 RUN TIME:14:34 IVMOOl CUSIP NO. -
The Flash Crash: Effects on S&P 500 Index Versus Non-Index Stocks
The Flash Crash: Effects on S&P 500 Index versus non-Index stocks Aaron Carlton The Leonard N. Stern School of Business Glucksman Institute for Research in Securities Markets Faculty Advisor: Jeffrey Wurgler April 1, 2011 I. INTRODUCTION On the afternoon of May 6, 2010, the US stock markets experienced a sudden crash and an almost equally sudden recovery. This “Flash Crash” occurred without any obvious external news, and while some firms experienced a complete drop in market capitalization, other firms experienced equally impressive gains during the same time period. In many ways, this 2010 crash is reminiscent of the crash that began on October 19, 1987 when the market declined 20% also without any obvious villains to blame. This paper focuses on two findings from the October 1987 and investigates whether the same anomalies were present, and to what degree, in the Flash Crash. The two findings in question are whether the S&P 500 was more adversely affected by the crash than the broader market, and if ‘beta’ was the best predictor of stock vulnerability during a sudden crash. Preliminary findings indicate that the S&P 500 was more adversely impacted during the Flash Crash, although to a much smaller degree than the 7% difference seen in 1987. Additionally, the significance of beta appears to be consistent with the findings from 1987. II. BACKGROUND AND HYPOTHESIS II.1 1987 October Crash On October 19, 1987, commonly referred to as Black Monday, the stock market dropped more than 20%, resulting in a loss of close to $1 trillion in market capitalization in the US markets. -
NCR Savings Plan
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark one) x Annual Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for fiscal year ended December 31, 2008. OR ¨ Transition Report pursuant to Section 15(d) of the Securities Exchange Act of 1934. Commission File Number 001-00395 A. Full title of the plan and the address of the plan, if different from that of the issuer named below: NCR Savings Plan B. Name and issuer of the securities held pursuant to the plan and the address of its principal executive office: NCR Corporation 1700 South Patterson Boulevard, Dayton, OH 45479 Table of Contents NCR Savings Plan Financial Statements and Supplemental Schedule December 31, 2008 and 2007 Table of Contents NCR Savings Plan Index December 31, 2008 and 2007 Page(s) Report of Independent Registered Public Accounting Firm 1 Financial Statements: Statements of Net Assets Available for Benefits 2 Statement of Changes in Net Assets Available for Benefits 3 Notes to Financial Statements 4-10 Supplemental Schedule: Schedule H, Line 4i—Schedule of Assets Held (At End of Year)* 12 * Other schedules required by Section 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable. Table of Contents Report of Independent Registered Public Accounting Firm To the Participants and Administrator of the NCR Savings Plan In our opinion, the accompanying statements of net assets available for benefits and the related statement of changes in net assets available for benefits present fairly, in all material respects, the net assets available for benefits of the NCR Savings Plan (the “Plan”) at December 31, 2008 and December 31, 2007, and the changes in net assets available for benefits for the year ended December 31, 2008 in conformity with accounting principles generally accepted in the United States of America. -
FLEETBOSTON FINANCIAL CORP (Form: 13F-HR, Filing Date: 11/14
SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers Filing Date: 2001-11-14 | Period of Report: 2001-09-30 SEC Accession No. 0000950135-01-503522 (HTML Version on secdatabase.com) FILER FLEETBOSTON FINANCIAL CORP Mailing Address Business Address 100 FEDERAL STREET ONE FEDERAL STREET CIK:50341| IRS No.: 050341324 | State of Incorp.:RI | Fiscal Year End: 1231 BOSTON MA 02210 BOSTON MA 02110 Type: 13F-HR | Act: 34 | File No.: 028-00452 | Film No.: 1786169 6173464000 SIC: 6021 National commercial banks Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLEETBOSTON FINANCIAL CORPORATION Address: 100 FEDERAL STREET BOSTON, MA 02110 Form 13F File Number: 28-452 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ERNEST L. PUSCHAVER Title: CHIEF ACCOUNTING OFFICER Phone: 617-434-2341 Signature, Place, and Date of Signing: /S/ Ernest L.