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OTC) Margin Stocks

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OTC) Margin Stocks F e d e r a l R e s e r v e B a n k OF DALLAS ROBERT D. MCTEER, JR. P R E S ID E N T DALLAS, TEXAS AND CHIEF EXECUTIVE OFFICER 75 265-590 6 March 7, 1996 Notice 96-27 TO: The Chief Executive Officer of each member bank and others concerned in the Eleventh Federal Reserve District SUBJECT Over-the-Counter (OTC) Margin Stocks DETAILS The Board of Governors of the Federal Reserve System has revised the list of over-the-counter (OTC) stocks that are subject to its margin regulations, effective February 12, 1996. Included with the list is a listing of foreign margin stocks that are subject to Regulation T. The foreign margin stocks listed are foreign equity securities eligible for margin treatment at broker-dealers. The Board publishes complete lists four times a year, and the Federal Register announces additions to and deletions from the lists. ATTACHMENTS Attached are the complete lists of OTC stocks and foreign margin stocks as of February 12, 1996. Please retain these lists, which supersede the complete lists published as of February 13, 1995. Announcements containing additions to and deletions from the lists will be provided quarterly. MORE INFORMATION For more information regarding marginable OTC stock requirements, please contact Eugene Coy at (214) 922-6201. For additional copies of this Bank’s notice and the complete lists, please contact the Public Affairs Department at (214) 922-5254. Sincerely yours, For additional copies, bankers and others are encouraged to use one of the following toll-free numbers in contacting the Federal Reserve Bank of Dallas: Dallas Office (800) 333 -4460; El Paso Branch In trasta te (800) 592-1631, Intersta te (800) 351-1012; Houston B ra n ch In tra sta te (800) 392-4162, Intersta te (800) 221-0363; San Antonio Branch In tra sta te (800) 292-5810. This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library ([email protected]) List of Marginable OTC Stocks 1ST BANCORP (Indiana) ABRAXAS PETROLEUM CORPORATION ADAPTEC. INC. $1.00 par common $.01 par common $.001 par common 1ST SOURCE CORPORATION ABS INDUSTRIES, INC. ADAPTIVE SOLUTIONS, INC. $1.00 par common No par common No par common 1ST UNITED BANCORP (Florida) ABT BUILDING PRODUCTS CORPORATION ADC TELECOMMUNICATIONS. INC. $.01 par common $.01 par common $.20 par common 1ST WASHINGTON BANCORP, INC. ACC CORPORATION ADCO TECHNOLOGIES. INC. (Washington, D.C.) $.015 par common $.01 par common S.01 par common ACCEL INTERNATIONAL CORPORATION ADDINGTON RESOURCES, INC. 3-D SYSTEMS CORPORATION $.10 par common No par common $.001 par common •ACCENT SOFTWARE INTERNATIONAL ADE CORPORATION 3COM CORPORATION Ordinary Shares par NIS .01 $.01 par common No par common ACCESS HEALTH, INC. ADELPHIA COMMUNICATIONS CORPORATION 3DO COMPANY, THE $.001 par common Class A, $.01 par common $.01 par common tADEPT TECHNOLOGY, INC. ACCLAIM ENTERTAINMENT, INC. No par common 4 KIDS ENTERTAINMENT, INC. $.02 par common $.01 par common ADFLEX SOLUTIONS. INC. ACCOM. INC. $.01 par common 50-OFF STORES, INC. $.001 par common $.01 par common ADIA S.A. ACCUGRAPH CORPORATION $.25 par common 7TH LEVEL, INC. Class A, No par common American Depositary Receipts $.01 par common ACCUSTAFF INCORPORATED ADOBE SYSTEMS INCORPORATED A B ELECTROLUX $.01 par common No par common Class B, American Depositary Receipts ACE CASH EXPRESS, INC. ADTRAN, INC. A+ NETWORK, INC. $.01 par common $.01 par common $.01 par common ACETO CORPORATION tADVANCED ENERGY INDUSTRIES, INC. tA.D.A.M. SOFTWARE. INC. $.01 par common $.001 par common $.01 par common ACMAT CORPORATION tADVANCED LIGHTING TECHNOLOGIES, INC. AAON, INC. Class A, no par common $.001 par common $.001 par common ACME METALS INC. ADVANCED LOGIC RESEARCH. INC. AARON RENTS, INC. $1.00 par common $.01 par common $1.00 par common Class B, $.50 par common ACRES GAMING INCORPORATED ADVANCED MARKETING SERVICES, INC. $.01 par common $.001 par common AASCHE TRANSPORTATION SERVICES, INC. $.0001 par common ACROSS DATA SYSTEMS, INC. ADVANCED NMR SYSTEMS. INC. t Warrants (expire 02-09-2000) $.01 par common $.01 par common Wanants (expire 08-30-2000) tABACAN RESOURCE CORPORATION ACT MANUFACTURING. INC. No par common $.01 par common ADVANCED POLYMER SYSTEMS. INC. $.01 par common ABAXIS, INC. ACT NETWORKS. INC. ADVANCED PROMOTION TECHNOLOGIES, INC. No par common $.01 par common $.01 par common ABC BANCORP (Georgia) ACTEL CORPORATION ADVANCED SEMICONDUCTOR MATERIALS $1.00 par common $.001 par common INTERNATIONAL N.V. Common stock (NLG .03) ABC RAIL PRODUCTS CORPORATION ACTION PERFORMANCE COMPANIES, INC. $.01 par common $.01 par common ADVANCED TECHNOLOGY LABORATORIES. INC. $.01 par common ABER RESOURCES LTD. •ACTIVE APPAREL GROUP. INC. No par common $.002 par common ADVANCED TECHNOLOGY MATERIALS, INC. $.01 par common ABINGTON SAVINGS BANK (Massachusetts) ACTIVE VOICE CORPORATION $.10 par common No par common ADVANCED TISSUE SCIENCES, INC. $.01 par common ABIOMED, INC. ACTIVISION. INC. $.01 par common $.0001 par common ADVANTA CORP. Class A, $.01 par common ABLE TELCOM HOLDING CORPORATION ACXIOM CORPORATION Class B, non-voting. $.01 par common $.001 par common $.10 par common Depositary Shares ABR INFORMATION SERVICES INC. ADAC LABORATORIES ADVANTAGE BANCORP, INC. (Wisconsin) $.01 par common No par common $.01 par common ABRAMS INDUSTRIES, INC. ADAGE, INC. ADVANTAGE HEALTH CORPORATION $1.00 par common $.60 par common $.01 par common 'Addition to List under Board criteria fAddition to List under NMS designation tADVENT SOFTWARE, INC. AKORN, INC. ALUED CAPITAL ADVISERS. INC. $.01 par common No par common $.001 par common AEGIS CONSUMER FUNDING GROUP, THE AKZO NOBEL N.V. ALUED CAPITAL COMMERCIAL CORPORATION $.01 par common American Depositary Receipts $.0001 par common AEL INDUSTRIES. INC. ALABAMA NATIONAL BANCORPORATION ALUED CAPITAL CORPORATION Class A, $1.00 par common $1.00 par common $1.00 par common AEP INDUSTRIES, INC. ALADDIN KNOWLEDGE SYSTEMS LTD. ALUED CAPITAL CORPORATION II $.01 par common Ordinary Shares. NIS .01 par value $1.00 par common AEQUITRON MEDICAL, INC. ALANTEC CORPORATION ALUED CAPITAL LENDING CORPORATION $.01 par common $.001 par common $.0001 par common AER ENERGY RESOURCES, INC. ALATENN RESOURCES. INC. ALUED GROUP, INC. No par common $.10 par common No par common AEROVOXINCORPORATED ALBANK FINANCIAL CORPORATION ALUED HEALTHCARE PRODUCTS. INC. $1.00 par common $.01 par common $.01 par common AES CHINA GENERATING CO., LTD. ALCIDE CORPORATION ALUED HOLDINGS INC. Class A, $.01 par common $.01 par common No par common AES CORPORATION. THE $.01 par common ALDILA, INC. ALUED UFE FINANCIAL CORPORATION $.01 par common No par common AETRIUM INCORPORATED $.001 par common ALEXANDER & BALDWIN. INC. ALUED WASTE INDUSTRIES. INC. No par common $.01 par common AFC CABLE SYSTEMS. INC. $.01 par common ALEXANDER ENERGY CORPORATION ALLSTATE FINANCIAL CORPORATION $.03 par common No par common tAFFIUATED COMMUNITY BANCORP, INC. $.01 par common ALFA CORPORATION ALLTRISTA CORPORATION $1.00 par common No par common AFFILIATED COMPUTER SERVICES. INC. Class A, $.01 par common ALGOMA STEEL INC. ALOETTE COSMETICS. INC. No par common No par common •AFFINITYTELEPRODUCTIONS, INC. $.01 par common AUCO, INC. ALPHA MICROSYSTEMS $1.00 par common No par common AG ASSOCIATES. INC. Warrants (expire 09-01-98) No par common ALIGN-RITE INTERNATIONAL, INC. $.01 par common ALPHA TECHNOLOGIES GROUP, INC. AG SERVICES OF AMERICA, INC. $.03 par common No par common ALKERMES, INC. $.01 par common ALPHA-BETA TECHNOLOGY, INC. AG-CHEM EQUIPMENT CO., INC. $.01 par common $.01 par common ALL AMERICAN COMMUNICATIONS, INC. $.0001 par common ALPHAREU INC. AGOURON PHARMACEUTICALS. INC. t Class B, non-voting, $.0001 par common No par common No par common ALL AMERICAN SEMICONDUCTOR. INC. ALPINE LACE BRANDS. INC. AGRI-NUTRITION GROUP LIMITED $.01 par common $.01 par common $.01 par common ALL SEASONS GLOBAL FUND, INC. ALPNET, INC. AGRIDYNE TECHNOLOGIES INC. $.01 par common No par common $.06 par com mon ALLCITY INSURANCE COMPANY ALTA GOLD CO. AGRIUM INC. $1.00 par common $1.00 par common No par common ALLEGIANCE BANC CORPORATION (Maryland) ALTEON INC. AHI HEALTHCARE SYSTEMS, INC. $1.00 par common $.01 par common $.01 par common ALLEGIANT PHYSICIAN SERVICES. INC. ALTERA CORPORATION TAIR CANADA CORPORATION $.001 par common No par common Class A, non-voting par common ALLEN ORGAN COMPANY ALTERNATIVE RESOURCES CORPORATION AIR EXPRESS INTERNATIONAL CORPORATION Class B, $1.00 par common $.01 par common $.01 par common ALLERGAN LIGAND RETINOID THERAPEUTICS ALTRON INCORPORATED AIR METHODS CORPORATION Units (expire 06-05-97) $.05 par common $.06 par common ALLIANCE GAMING CORPORATION AMAT1 COMMUNICATIONS CORPORATION AIRPORT SYSTEMS INTERNATIONAL. INC. $.10 par common $.20 par common $.01 par common ALLIANCE PHARMACEUTICAL CORP. AMBANC CORPORATION AIRSENSORS. INC. $.01 par common $10.00 par common $.001 par common Warrants (expire 11-07-97) ALLIANCE SEMICONDUCTOR CORPORATION tAMBANC HOLDING CO., INC. $.01 par common $.01 par common AIRWAYS CORPORATION $.01 par common ALLIED BANK CAPITAL, INC. (North Carolina) AMBAR, INC. $1.00 par common $.01 par common * AJAY SPORTS, INC. Series C. 10% par cumulative convertible ALUED BANKSHARES, INC. (Georgia) AMBASSADORS INTERNATIONAL. INC. preferred $1.00 par common $.01 par common "Addition to Ust under Board criteria -2— TAddition to List under NMS designation AMCOL INTERNATIONAL CORPORATION AMERICAN FEDERAL BANK, FSB AMERICAN SOFTWARE. INC. $1.00 par common (South Carolina) Class A. $.01 par common $1.00 par common AMCOR LIMITED AMERICAN STUDIOS, INC. American Depositary Receipts AMERICAN FILTRONA CORPORATION $.001 par common $1.00 par common AMCORE FINANCIAL, INC. AMERICAN SUPERCONDUCTOR CORPORATION $.50 par common AMERICAN FREIGHTWAYS CORPORATION $.01 par common $.01 par common AMERCO AMERICAN TELECASTING, INC. S.25 par common AMERICAN GREETINGS CORPORATION $.01 par common Class A. $1.00 par common AMERIANA BANCORP (Indiana) AMERICAN TRAVELLERS CORPORATION $.01 par common $1.00 par common AMERICAN HEALTH PROPERTIES, INC. No par depositary shares AMERICAN UNITED GLOBAL, INC.
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