220648581.Pdf
Total Page:16
File Type:pdf, Size:1020Kb
• LIST OF MARGINABLE OTC STOCKS 1 AND LIST OF FOREIGN MARGIN STOCKS 2 AS OF • November 12, 1996 • The List of Marginable OTC Stocks and the List of Foreign Margin Stocks are published quarterly by the Board of Governors of the Federal Reserve System (the Board). I. The List of Marginable OTC Stocks is composed of stocks traded in the United States over-the-counter (OTC) that have been determined by the Board to be subject to margin requirements as of November 12, 1996, pursuant to Section 207.6 of Federal Reserve Regulation G, "Securities Credit by Persons Other Than Banks, Brokers, or Dealers," Section 220.17 of Regulation T, "Credit by Brokers and Dealers," and Section 221.7 of Regulation U, "Credit by Banks for the Purpose of Purchasing or Carrying Margin Stocks." It also includes all OTC stocks designated as National Market • System (NMS) securities. Additional NMS securities may be added in the interim between Board quarterly publications; these securities are immediately marginable upon designation as NMS securities. The names of these securities are available at the National Association of Securities Dealers, Inc. and at the Securities and Exchange Commission. This List supersedes the previous List of Marginable OTC Stocks published effective August 12, 1996 . • The List of Foreign Margin Stocks is composed of foreign equity securities that have met the Board's eligibility criteria, pursuant to Regulation T, Section 220.17. These foreign equity securities are eligible for margin treatment at broker-dealers on the same basis as domestic margin securities. This list supersedes the previous List of Foreign Margin Stocks published effective August 12, 1996. CAUTION: It is unlawful for any person to cause any representation to be made that inclusion of a • security on the List of Marginable OTC Stocks or the List of Foreign Margin Stocks indicates that the Board or the Securities and Exchange Commission has in any way approved such security or transaction therein. Also, any refeFence to the Board in connection with these Lists or any securities thereon in an advertisement or similar communication is unlawful. Any inquiry relating to these Lists or to Regulations G, T, U or X should be addressed to the • nearest Federal Reserve Bank. • 1 (Prepared for Purposes of Regulations G, T, U and X) 2 (Prepared for Purposes of Regulation T Only) BOARD OF GOVERNORS • OF THE FEDERAL RESERVE SYSTEM WASHINGTON, D.C . Digitized• for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis • • List of Marginable OTC Stocks 1ST BANCORP (Indiana) ABC RAIL PRODUCTS CORPORATION * ACRODYNE COMMUNICATibNS, INC. $1.00 par common $.01 par common $.01 par common 1ST BERGEN BANCORP ABER RESOURCES LTD . ACT MANUFACTURING, INC. • No par common No par common $.01 par common ABIGAIL ADAMS NATIONAL BANCORP, INC. ACT NETWORKS, INC. 1ST SOURCE CORPORATION $.01 par common $.01 par common $1.00 par common ABINGTON SAVINGS BANK (Massachusetts) ACTEL CORPORATION 1ST UNITED BANCORP (Florida) $.10 par common $.001 par common $.01 par common ABIOMED, INC. ACTION PERFORMANCE COMPANIES, INC. 3-D GEOPHYSICAL, INC. $.01 par common $.01 par common $.01 par common • ABLE TELCOM HOLDING CORPORATION ACTIVE APPAREL GROUP, INC. 3-D SYSTEMS CORPORATION $.001 par common $.002 par common $.001 par common ABR INFORMATION SERVICES INC. ACTIVE VOICE CORPORATION 3COM CORPORATION $.01 par common No par common No par common a ABRAMS INDUSTRIES, INC. ACTIVISION, INC. 300 COMPANY. THE $1.00 par common $.0001 par common $.01 par common ABRAXAS PETROLEUM CORPORATION ACXIOM CORPORATION $.01 par common $.10 par common • 4 KIDS ENTERTAINMENT, INC. $.01 par common ABT BUILDING PRODUCTS CORPORATION ADAC LABORATORIES $.01 par common No par common 4FRONT SOFTWARE INTERNATIONAL, INC. No par common tABT GLOBAL PHARMACEUTICAL ADAGE, INC. CORPORATION $.60 par common 4HEALTH, INC. No par common $.01 par common ADAPTEC, INC. Warrants (expire 01-15-98) ACACIA RESEARCH CORPORATION $.001 par common No par common • 50-0FF STORES, INC. ADAPTIVE SOLUTIONS, INC. ACC CONSUMER FINANCE CORPORATION $.01 par common No par common $.001 par common 7TH LEVEL, INC. ADC TELECOMMUNICATlONS, INC. ACC CORPORATION $.20 par common $.01 par common $.015 par common A B ELECTROLUX ACCELINTERNATlONAL CORPORATION ADCO TECHNOLOGIES, INC. Class B, American Depositary Receipts $.10 par common $.01 par common A+ NE"TWORK. INC. ACCENT SOFTWARE INTERNATIONAL ADDINGTON RESOURCES, INC. • No par common $.01 par common Ordinary Shares par NIS .01 ADE CORPORATION A.D.A.M. SOFTWARE, INC. ACCESS ANYTIME BANCORP, INC. (New Mexico) $.01 par common $.01 par common $1.00 par common ACCESS HEALTH, INC. ADECCO S.A. A.S.V.,INC. $.001 par common American Depositary Receipts $.01 par common ACCLAIM ENTERTAINMENT, INC. ADELPHIA COMMUNICATIONS CORPORATION AAON,INC. $.02 par common Class A, $.01 par common • $.001 par common ACCOM,INC. ADEPT TECHNOLOGY. INC. AARON RENTS, INC. $.001 par common No par common $1.00 par common $.50 par common ACCUGRAPH CORPORATION ADFLEX SOLUTIONS, INC. Class A, No par common $.01 par common AASCHE TRANSPORTATION SERVICES, INC. $.0001 par common ACCUMED INTERNATIONAL, INC. ADIA S.A. Warrants (expire 02-09-2000) t No par common $.25 par common t Warrants (expire 10-14-97) • ADOBE SYSTEMS INCORPORATED AAVID THERMAL TECHNOLOGIES, INC. $.01 par common ACCUSTAFFINCORPORATED No par common $.01 par common ADTRAN, INC. ABACAN RESOURCE CORPORATION ACE CASH EXPRESS, INC. $.01 par common No par common $.01 par common tADVANCE PARADIGM, INC. tABACUS DIRECT CORPORATION tACE*COMM CORPORATION $.01 par common $.001 par common $.01 par common • *ADVANCED DEPOSITION TECHNOLOGIES, INC. ABAXIS, INC. ACETO CORPORATION $.01 par common No par common $.01 par common tADVANCED DIGITALINFORMATlON ABC BANCORP (Georgia) ACMAT CORPORATION CORPORATION $1.00 par common Class A, no par common No par common ABC DISPENSING TECHNOLOGIES, INC. ACRES GAMING INCORPORATED ADVANCED ENERGY INDUSTRIES, INC. • $.01 par common $.01 par common $.001 par common *Addition to Ust under Board criteria -1- tAddition to list under NMS designation Digitized• for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis • tADVANCED FIBRE COMMUNICATIONS AG SERVICES OF AMERICA, INC. ALIGN-RITE INTERNATIONAL, INC. $.01 par common No par common $.01 par common • tADVANCED HEALTH CORPORATION AG-CHEM EQUIPMENT CO., INC. ALKERMES, INC. $.01 par common $.01 par common $.01 par common ADVANCED LIGHTING TECHNOLOGIES, INC. AGOURON PHARMACEUTICALS, INC. ALL AMERICAN COMMUNICATIONS, INC. $.0001 par common $.001 par common No par common Class B. non-voting, $.0001 par common ADVANCED LOGIC RESEARCH, INC. AGRI-NUTRITION GROUP LIMITED ALL AMERICAN SEMICONDUCTOR, INC. $.01 par common $.01 par common $.01 pat common • ADVANCED MARKETING SERVICES, INC. AHI HEALTHCARE SYSTEMS, INC. ALL SEASONS GLOBAL FUND, INC. $.001 par common $.01 par common $.01 par common ADVANCED POLYMER SYSTEMS, INC. AIR CANADA CORPORATION ALLCITY INSURANCE COMPANY $.01 par common Class A, non-voting par common $1.00 par common ADVANCED SEMICONDUCTOR MATERIALS AIR EXPRESS INTERNATIONAL CORPORATION INTERNATIONAL N.V. $.01 par common ALLEGIANT BANCORP, INC. Common stock (NLG .03) $.01 par common AIR METHODS CORPORATION • ADVANCED TECHNOLOGY LABORATORIES, INC. $.06 par common ALLEN ORGAN COMPANY $.01 par common Class B, $1.00 par common AIR-CURE TECHNOLOGIES, INC. ADVANCED TECHNOLOGY MATERIALS, INC. $.01 par common ALLERGAN LIGAND RETINOID THERAPEUTICS $.01 par common Units (expire 06-05-97) AIRNET SYSTEMS, INC. AWANCE COMMUNICATIONS CORPORATION ADVANCED TISSUE SCIENCES, INC. $.01 par common $.01 par common Class B. non-voting, no par common AIRPORT SYSTEMS INTERNATIONAL, INC. $.01 par common AWANCE GAMING CORPORATION • ADVANTA CORP. Class A, $.01 par common $.10 par common Class B. non-voting, $.01 par common AIRSENSORS, INC. Series B, 15% non-voting senior special stock Depositary Shares $.001 par common Warrants (expire 11-07-97) AWANCE PHARMACEUTICAL CORP. ADVANTAGE BANCORP, INC. (Wisconsin) $.01 par common $.01 par common AIRWAYS CORPORATION $.01 par common AWANCE SEMICONDUCTOR CORPORATION ADVENT SOFTWARE, INC. $.01 par common $.01 par common AJAY SPORTS, INC. • Series C, 10% par cumulative convertible AWED BANKSHARES, INC. (Georgia) AEGIS CONSUMER FUNDING GROUP, THE preferred $1.00 par common $.01 par common AKORN,INC. AWED CAPITALADVISERS,INC. AEP INDUSTRIES, INC. No par common $.001 par common $.01 par common AKSYS, LTD. AWED CAPITAL COMMERCIAL CORPORATION AEQUITRON MEDICAL, INC. $.01 par common $.0001 par common $.01 par common AKZO NOBEL N.V. AWED CAPITAL CORPORATION • AER ENERGY RESOURCES, INC. American Depositary Receipts $1.00 par common No par common ALABAMA NATIONAL BANCORPORATION AWED CAPITAL CORPORATION II AEROVOXINCORPORATED $1.00 par common $1.00 par common $1.00 par common ALADDIN KNOWLEDGE SYSTEMS LTD. AWED CAPITAL LENDING CORPORATION AES CHINA GENERATING CO., LTD. Ordinary Shares, NIS .01 par value $.0001 par common Class A, $.01 par common ALBANK FINANCIAL CORPORATION AWED GROUP, INC. AES CORPORATION, THE $.01 par common No par common • Warrants expire 2001 ALCIDE CORPORATION AWED HEALTHCARE PRODUCTS, INC. AETRIUM INCORPORATED $.01 par common $.01 par common $.001 par common ALDILA, INC. AWED HOLDINGS INC. AFC CABLE SYSTEMS, INC. $.01 par common No par common $.01 par common ALEXANDER BALDWIN, INC. AWED LIFE FINANCIAL CORPORATION AFFILIATED COMMUNITY BANCORP, INC. & No par common No par common $.01 par common • AWED WASTE INDUSTRIES, INC. AFFILIATED COMPUTER SERVICES,