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FLEETBOSTON FINANCIAL CORP (Form: 13F-HR, Filing Date: 11/14

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FLEETBOSTON FINANCIAL CORP (Form: 13F-HR, Filing Date: 11/14 SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers Filing Date: 2001-11-14 | Period of Report: 2001-09-30 SEC Accession No. 0000950135-01-503522 (HTML Version on secdatabase.com) FILER FLEETBOSTON FINANCIAL CORP Mailing Address Business Address 100 FEDERAL STREET ONE FEDERAL STREET CIK:50341| IRS No.: 050341324 | State of Incorp.:RI | Fiscal Year End: 1231 BOSTON MA 02210 BOSTON MA 02110 Type: 13F-HR | Act: 34 | File No.: 028-00452 | Film No.: 1786169 6173464000 SIC: 6021 National commercial banks Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FLEETBOSTON FINANCIAL CORPORATION Address: 100 FEDERAL STREET BOSTON, MA 02110 Form 13F File Number: 28-452 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ERNEST L. PUSCHAVER Title: CHIEF ACCOUNTING OFFICER Phone: 617-434-2341 Signature, Place, and Date of Signing: /S/ Ernest L. Puschaver BOSTON, MASSACHUSETTS November 14, 2001 ---------------------- --------------------------- -------------------- (Signature) (City, State) Date Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings of this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: FORM 13F FILE NUMBER NAME 28-297 Columbia Management Co. 28-04157 Columbia Funds Management Company 28-04161 Columbia Trust Company 28-5470 Oechsle International Advisors, L.P. (only with respect to holdings of Galaxy International Equity Fund) FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 7 Form 13F Information Table Entry Total: 6,311 Form 13F Information Table Value Total: $36,756,550 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FORM 13F FILE NUMBER NAME 1. 28-453 Fleet National Bank (entities also included within the numbers presented for Fleet National Bank for purposes of this report include: BancBoston Capital Inc., BancBoston Investments Inc.; BancBoston Ventures Inc., FleetBoston Robertson Stephens Inc.) 2. 28-4528 Fleet Investment Advisors, Inc. 3. 28-3494 Burr, Francis 4. 28-3692 Collidge, Francis L. 5. 28-1930 Fuller, Alfred W., Esq. 6. 28-3488 Grace, Nichols 7. 28-5798 Hammer, Curtis A. <TABLE> <CAPTION> SEC USE ONLY ___________________________ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V COMMON STOCK - DOMESTIC ----------------------- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> A T & T CO COM 001957109 103966726 5386877 X 5060553 0 326324 A T & T CO COM 001957109 76523747 3964961 X 3477457 1950 485554 A T & T LATIN AMER CORP COM 04649A106 880 500 X 500 0 0 AAIPHARMA INC COM 00252W104 86000 5000 X 5000 0 0 AAIPHARMA INC COM 00252W104 34400 2000 X 0 0 2000 AAMES FINCIAL CORP COM NEW 00253A309 869 1100 X 1100 0 0 AAR CORP COM 000361105 160200 20000 X 9050 0 10950 AARON RENTS INC CL B COM 002535201 221650 14300 X 14300 0 0 AB WATLEY GROUP INC COM 000788109 6012 1600 X 1600 0 0 ABBOTT LABS COM 002824100 183193776 3533149 X 3262825 0 270324 ABBOTT LABS COM 002824100 136930924 2640905 X 2457872 0 183033 ABERCROMBIE & FITCH CO COM 002896207 141318 8034 X 1684 0 6350 ABGENIX INC COM 00339B107 90800 4000 X 4000 0 0 ABGENIX INC COM 00339B107 7718 340 X 340 0 0 ABIOMED INC COM 003654100 61145 3500 X 3500 0 0 ABM INDS INC COM 000957100 441351 17100 X 17100 0 0 ABRAXAS PETE CORP COM 003830106 19300 10000 X 0 0 10000 AC MOORE ARTS & CRAFTS INC COM 00086T103 63800 4000 X 4000 0 0 ACCESS PHARMACEUTICALS INC COM 00431M209 135 50 X 50 0 0 ACCLAIM ENTMT INC COM PAR $0.02 004325205 42880 16000 X 16000 0 0 ACCREDO HEALTH INC COM 00437V104 8287880 227689 X 220039 0 7650 ACCREDO HEALTH INC COM 00437V104 207480 5700 X 0 0 5700 ACLARA BIOSCIENCES INC COM 00461P106 16298 2900 X 0 0 2900 ACMAT CORP CL A 004616207 30635 4065 X 0 0 4065 ACT MANUFACTURING COM 000973107 9324 2100 X 0 0 2100 ACTEL CORP COM 004934105 326784 18400 X 17000 0 1400 ACTERNA CORP COM 00503U105 668 210 X 210 0 0 ACTION PERFORMANCE COS INC COM 004933107 209415 11500 X 11500 0 0 ACTIVISION INC COM 004930202 42599 1565 X 465 0 1100 ACTIVISION INC COM 004930202 81660 3000 X 0 0 3000 ACTRADE FINANCIAL TECH COM 00507P102 9185 500 X 500 0 0 ACTUANT CORP CL A COM 00508X203 4392 242 X 0 0 242 ACTUATE SOFTWARE COM 00508B102 215881 51523 X 38423 0 13100 ACXIOM CORP 005125109 4632320 492800 X 338900 0 153900 ADAPTEC INC 00651F108 655917 83450 X 71900 0 11550 ADC TELECOMMUNICATIONS INC COM 000886101 2548143 730127 X 668392 0 61735 ADC TELECOMMUNICATIONS INC COM 000886101 61075 17500 X 11500 0 6000 ADE CORP MASS COM 00089C107 2434365 258975 X 254675 0 4300 ADELPHIA BUSINESS SOLUTIONS CL A COM 006847107 15715 14825 X 14825 0 0 ADELPHIA COMM CORP CL A COM 006848105 54390 2450 X 750 0 1700 ADELPHIA COMM CORP CL A COM 006848105 22200 1000 X 1000 0 0 ADMINSTAFF INC COM 007094105 512200 19700 X 19700 0 0 ADOBE SYS INC COM 00724F101 1419280 59186 X 35450 0 23736 ADOBE SYS INC COM 00724F101 326128 13600 X 11600 0 2000 </TABLE> <TABLE> <CAPTION> SEC USE ONLY ___________________________ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V COMMON STOCK - DOMESTIC ----------------------- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADOLOR CORPORATION COM 00724X102 3444070 203430 X 202430 0 1000 ADOLOR CORPORATION COM 00724X102 33572 1983 X 1983 0 0 ADVANCE PCS COM 00790K109 2174934 30300 X 30000 0 300 ADVANCED DIGITAL INFO CORP COM 007525108 17527 1700 X 100 0 1600 ADVANCED ENERGY INDS INC COM 007973100 380827 22900 X 22900 0 0 ADVANCED FIBER COMMUNICATIONS COM 00754A105 420768 28800 X 10000 0 18800 ADVANCED FIBER COMMUNICATIONS COM 00754A105 2922 200 X 200 0 0 ADVANCED MARKETING SVCS INC COM 00753T105 27630 1800 X 1800 0 0 ADVANCED MARKETING SVCS INC COM 00753T105 155419 10125 X 10125 0 0 ADVANCED MICRO DEVICES INC COM 007903107 389635 47808 X 38320 0 9488 ADVANCED MICRO DEVICES INC COM 007903107 8150 1000 X 1000 0 0 ADVANCED TECHNICAL PRODUCTS INC COM 007548100 8635481 474477 X 313977 0 160500 ADVANCED TISSUE SCIENCES INC COM 00755F103 172175 48500 X 48500 0 0 ADVENT SOFTWARE INC COM 007974108 271080 7200 X 0 0 7200 ADVENT SOFTWARE INC COM 007974108 3765 100 X 100 0 0 ADVO INC COM 007585102 13977570 411105 X 269005 0 142100 AEROFLEX INC COM 007768104 2287846 207986 X 207386 0 600 AES CORP COM 00130H105 20927894 1632441 X 1573616 0 58825 AES CORP COM 00130H105 532556 41541 X 37171 0 4370 AETHER SYSTEMS INC COM 00808V105 1524 243 X 0 0 243 AETNA INC COM NEW 00817Y108 6394541 221341 X 187373 0 33968 AETNA INC COM NEW 00817Y108 4723342 163494 X 156815 0 6679 AFFILIATED COMPUTER SVCS COM 008190100 195384 2400 X 400 0 2000 AFFILIATED COMPUTER SVCS COM 008190100 252371 3100 X 400 0 2700 AFFILIATED MANAGERS GROUP COM 008252108 110780 1950 X 0 0 1950 AFFILIATED MANAGERS GROUP COM 008252108 90896 1600 X 0 0 1600 AFFYMETRIX INC COM 00826T108 273235 17024 X 0 0 17024 AFFYMETRIX INC COM 00826T108 2568 160 X 160 0 0 AFLAC INC COM 001055102 9177813 339919 X 225261 0 114658 AFLAC INC COM 001055102 2784402 103126 X 79226 0 23900 AG SVCS AMER INC COM 001250109 58000 5000 X 5000 0 0 AG SVCS AMER INC COM 001250109 44231 3813 X 2000 0 1813 AGERE SYSTEMS INC CL A COM 00845V100 10758995 2598791 X 2419080 0 179711 AGERE SYSTEMS INC CL A COM 00845V100 449488 108572 X 108572 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 17325171 886198 X 802527 0 83671 AGILENT TECHNOLOGIES INC COM 00846U101 10577879 541068 X 506772 962 33334 AGL RESOURCES INC COM 001204106 222106 11122 X 4676 0 6446 AGL RESOURCES INC COM 001204106 100090 5012 X 4612 0 400 AGREE RLTY CORP COM 008492100 18400 1000 X 1000 0 0 AIR PRODS & CHEMS INC COM 009158106 22617409 586247 X 537169 0 49078 AIR PRODS & CHEMS INC COM 009158106 13181899 341677 X 328377 2000 11300 AIRBORNE INC COM 009269101 4775 500 X 500 0 0 AIRBORNE INC COM 009269101 13370 1400 X 1400 0 0 </TABLE> <TABLE> <CAPTION> SEC USE ONLY ___________________________ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A.
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