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Investment Portfolio 2011

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Investment Portfolio 2011 Teachers’ Retirement System of the City of New York Investment Portfolios June 30, 2011 TEACHERS’ RETIREMENT SYSTEM OF THE CITY OF NEW YORK 55 Water Street, New York, NY 10041 • www.trsnyc.org • 1 (888) 8-NYC-TRS February 2012 The Teachers’ Retirement System of the City of New York (TRS) is pleased to present you with our Investment Portfolios publication for the fiscal year ended June 30, 2011. This publication lists the name and value of each investment that TRS held in its six investment programs at the closing of the fiscal year. Cash, receivables, and collateral from securities-lending transactions are assets of TRS but not of the investment programs; therefore, they are not included in this report. TRS’ investments are described briefly below: The Pension Fund consists of U.S. and international equities and fixed-income instruments, with smaller allocations made to private equity and real estate investments. It contains the City’s contributions toward TRS members’ retirement allowances (pension reserves) and members’ contributions to the Qualified Pension Plan (QPP). It also includes the assets of the Fixed Return Fund, an investment option for members that provides a guaranteed rate of return; the rate is set by the New York State Legislature in accordance with applicable laws. The Diversified Equity Fund invests primarily in U.S. equities. The fund may also invest in international equities and other investments that may exhibit fixed-income characteristics. The objective is to achieve a rate of return comparable to the return of the broad equity market. The Stable-Value Fund invested in Guaranteed Investment Contracts (GICs), wrapped fixed-income securities, and other stable-value investment vehicles. The objectives were to preserve principal and to provide a steady rate of return. (As of January 1, 2012, the Stable-Value Fund became the Bond Fund. For information on the Bond Fund’s objectives and portfolio, please see our Fund Profiles booklet.) The International Equity Fund invests primarily in the stocks of non-U.S. developed-market companies traded on a variety of stock exchanges and denominated in a variety of currencies around the world. The objectives are to provide long-term capital growth and to achieve a rate of return comparable to the return of the non-U.S. developed equity markets over a full market cycle. The Inflation Protection Fund invests in mutual funds and/or directly in assets that may include but are not limited to commodities, real estate securities, and inflation-linked bonds. The objective is to provide, over a full market cycle, a positive real rate of return that exceeds inflation. The Socially Responsive Equity Fund primarily invests in mutual funds and/or directly in U.S. equities. The fund attempts to avoid companies that receive a significant portion of their revenue from alcohol, tobacco, nuclear power, or weapons. The objectives are to achieve, over a full market cycle, positive long-term capital growth and to earn a rate of return comparable to the return of the broader equity market while reflecting social priorities. Together, the Fixed Return Fund, Diversified Equity Fund, Stable-Value Fund (now the Bond Fund), International Equity Fund, Inflation Protection Fund, and Socially Responsive Equity Fund are known as the Passport Funds. The six Passport Funds contain member investments only (no City contributions). They are available to all Tax-Deferred Annuity (TDA) Program participants for investing their TDA funds and to Tiers I/II members for investing the Annuity Savings Fund (ASF) and Increased-Take- Home-Pay (ITHP) portions of their QPP funds. Further information about TRS investments is available from other TRS resources. Our Fund Profiles booklet contains comprehensive information about each Passport Fund, including strategy, performance, and fees and expenses. Updates on our investment programs’ performance and asset allocation are published on our website and in our semiannual newsletters, In-Service News (for in-service members) and Benefits Report (for retirees). Our website includes current and historical data about unit values and investment performance; current unit values are also available by phone at 1 (888) 8-NYC-TRS. TRS’ most recent Annual Report contains a more comprehensive accounting report of both the QPP and TDA Program. All publications mentioned are available on our website. In addition, each year TRS files a full financial disclosure with the Insurance Department of the State of New York. We hope that you will find this Investment Portfolios publication helpful and informative. Sincerely, Nelson Serrano Executive Director Contents Statement of Total Investments for the Pension Fund . .1 Statement of Total Investments for the Diversified Equity Fund . .5 Statement of Total Investments for the Stable-Value Fund . .95 Statement of Total Investments for the International Equity Fund . .99 Statement of Total Investments for the Inflation Protection Fund . .115 Statement of Total Investments for the Socially Responsive Equity Fund . .119 Summary of Investment Managers . .123 Statement of Total Investments for the PensionFund 1 PENSION FUND TOTAL INVESTMENTS AS OF JUNE 30, 2011 MARKET VALUE BOOK VALUE BONDS U.S. GOVERNMENT OBLIGATIONS U.S. TREASURY BONDS $890,767,479 $887,621,580 GOVERNMENT AGENCIES 4,401,715,232 4,343,622,100 TOTAL U.S. GOVERNMENT OBLIGATIONS $5,292,482,711 $5,231,243,680 CORPORATE INDUSTRIAL & MISCELLANEOUS $3,078,985,497 $2,968,036,669 FINANCIAL 1,140,100,173 1,080,705,976 TOTAL CORPORATE $4,219,085,670 $4,048,742,645 FOREIGN BONDS $38,516,417 $36,245,834 SUBTOTAL $9,550,084,798 $9,316,232,159 SHORT TERM SECURITIES $3,425,114,783 $3,425,095,896 PROMISSORY NOTES 20,154,670 20,154,670 TOTAL BONDS $12,995,354,251 $12,761,482,726 MUTUAL FUNDS EAFE INDEX (INTERNATIONAL) $7,817,705,163 $7,124,061,071 TREASURY INFLATION-PROTECTED SECURITIES (TIPS) MTA 1,456,365,530 1,323,805,875 MORTGAGE 240,048,286 235,112,124 TOTAL MUTUAL FUNDS $9,514,118,979 $8,682,979,070 EQUITY CORP. STOCKS & WARRANTS $19,028,574,756 $12,852,103,273 ALTERNATIVE INVESTMENTS (P.E.) 3,142,186,934 2,814,945,268 TOTAL EQUITY $22,170,761,690 $15,667,048,541 TOTAL INVESTMENTS $44,680,234,921 $37,111,510,337 SUMMARY OF TOTAL INVESTMENTS MARKET VALUE BOOK VALUE QUALIFIED PENSION PLAN 71.23% $31,827,164,407 $26,435,719,127 TAX-DEFERRED ANNUITY PROGRAM 28.77% $12,853,070,514 $10,675,791,210 TOTAL INVESTMENTS $44,680,234,921 $37,111,510,337 3 Statement of Total Investments for the Diversified EquityFund 5 DIVERSIFIED EQUITY FUND TOTAL INVESTMENTS AS OF JUNE 30, 2011 MARKET VALUE CUSIP # COMMON STOCKS - DOMESTIC QPP TDA 68243Q106 1-800-FLOWERS.COM INC $13,290 $23,599 336901103 1ST SOURCE CORP 51,322 91,129 88554D205 3D SYSTEMS CORP 85,867 152,470 88579Y101 3M CO 8,866,070 15,743,015 65440K106 99 CENTS ONLY STORES 116,617 207,070 808194104 A SCHULMAN INC 91,859 163,109 03739T108 A123 SYSTEMS INC 41,350 73,423 000360206 AAON INC 63,774 113,239 000361105 AAR CORP 317,151 563,149 002535300 AARON'S INC 251,292 446,205 002567105 ABAXIS INC 385,354 684,253 002824100 ABBOTT LABORATORIES 14,103,833 25,043,436 002896207 ABERCROMBIE & FITCH CO 874,270 1,552,396 003654100 ABIOMED INC 27,430 48,706 000957100 ABM INDUSTRIES INC 131,535 233,560 00374N107 ABOVENET INC 176,589 313,559 003881307 ACACIA RESEARCH - ACACIA TECHN 167,740 297,847 004239109 ACADIA REALTY TRUST 97,838 173,726 00430U103 ACCELRYS INC 61,172 108,621 G1151C101 ACCENTURE PLC IRELAND SHS CL A 5,754,105 10,217,261 00081T108 ACCO BRANDS CORP 61,709 109,574 00438V103 ACCRETIVE HEALTH INC 109,811 194,985 004397105 ACCURAY INC 354,361 629,220 00439T206 ACCURIDE CORP 48,692 86,461 H0023R105 ACE LIMITED SHS 2,812,544 4,994,087 004446100 ACETO CORP 23,146 41,099 00448Q201 ACHILLION PHARMACEUTICALS INC 68,936 122,405 004498101 ACI WORLDWIDE INC 386,899 686,995 004764106 ACME PACKET INC 420,679 746,978 00484M106 ACORDA THERAPEUTICS INC 133,625 237,270 00507V109 ACTIVISION BLIZZARD INC 1,411,066 2,505,555 00508X203 ACTUANT CORP 216,894 385,127 00508B102 ACTUATE CORP 58,163 103,276 00508Y102 ACUITY BRANDS INC 276,039 490,147 005125109 ACXIOM CORP 342,284 607,776 00724F101 ADOBE SYSTEMS INC 2,815,910 5,000,064 00738A106 ADTRAN INC 1,046,949 1,859,013 00739W107 ADVANCE AMERICA CASH ADVANCE C 79,807 141,708 7 DIVERSIFIED EQUITY FUND TOTAL INVESTMENTS AS OF JUNE 30, 2011 MARKET VALUE CUSIP # COMMON STOCKS - DOMESTIC QPP TDA 00751Y106 ADVANCE AUTO PARTS INC $1,347,682 $2,393,008 00752J108 ADVANCED ANALOGIC TECHNOLOGIES 15,597 27,695 007973100 ADVANCED ENERGY INDUSTRIES INC 84,098 149,328 007903107 ADVANCED MICRO DEVICES INC 517,321 918,579 007974108 ADVENT SOFTWARE INC 139,591 247,865 00762W107 ADVISORY BOARD CO 115,584 205,237 00766T100 AECOM TECHNOLOGY CORP 336,392 597,313 001031103 AEP INDUSTRIES INC 21,556 38,275 007865108 AEROPOSTALE INC 174,485 309,823 008073108 AEROVIRONMENT INC 75,432 133,941 00130H105 AES CORP 4,310,263 7,653,507 00817Y108 AETNA INC 2,746,651 4,877,084 00104Q107 AFC ENTERPRISES INC 522,296 927,413 008252108 AFFILIATED MANAGERS GROUP INC 1,785,378 3,170,202 00826A109 AFFYMAX INC 14,964 26,570 00826T108 AFFYMETRIX INC 90,019 159,842 001055102 AFLAC INC 3,520,610 6,251,361 001084102 AGCO CORP 537,451 954,324 EB7266159 AGEAS V VPR STRIP 9 15 00846U101 AGILENT TECHNOLOGIES INC 3,072,756 5,456,132 00847J105 AGILYSYS INC 38,396 68,178 001204106 AGL RESOURCES INC 360,467 640,062 008492100 AGREE REALTY CORP 19,951 35,426 00912X302 AIR LEASE CORP 80,522 142,979 009128307 AIR METHODS CORP 99,242 176,219 009158106 AIR PRODUCTS & CHEMICALS
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