Cabinet ministers and parliamentary government: How institutions and internal party politics affect ministerial accountability
Cristina Bucur 1 Dublin City University
Abstract
Ministerial accountability is an important problem in political science. To account for it scholars have usually focused on the prime minister’s ability to hire and fire cabinet members. This paper argues that in parliamentary democracies ministers are accountable not only to prime ministers, but also to their own parties and directly-elected presidents. The hypothesis tested in this paper is that each principal’s ability to hold ministers accountable depends on their formal powers and on the party relations between ministers, presidents and prime ministers. Moreover, the presidents’ and prime ministers’ ability to control cabinet composition under certain institutional conditions is thought to derive from their formal or informal positions as party leaders. This expectation is tested on a unique data set on the tenures of French, Portuguese and Romanian ministers during two legislative terms. Survival analyses of ministerial durability find that presidents and prime ministers who act as de facto party leaders are in a better position to influence the process of ministerial deselection certain institutional conditions. Conversely, the party principal’s ability to sanction agency loss declines when either of the two chief executives is a de facto leader. These findings speak to the debate regarding the challenges faced by the party government model in parliamentary democracies and draw attention to the consequences of increasingly autonomous chief executives for ministerial accountability.
1 Paper prepared for presentation at the workshop “The Evolution of Parliamentarism and Its Political Consequences”, Joint Sessions of Workshops of the European Consortium of Political Research, Salamanca, April 10–15, 2014.
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Introduction
Following his election as President of France in 1995, Jacques Chirac nominated Alain Juppé, one of his closest collaborators, for the presidency of the Rally for the Republic (RPR) party and appointed him as prime minister. Four years later, Nicolas Sarkozy gave up running for the presidency of the Gaullist party after President Chirac warned him that the leader of the majority party would not be prime minister in 2002. Despite Sarkozy’s abandonment of the party leadership race, he was not appointed as prime minister in 2002 when Jacques Chirac was re-elected. In 2004, Sarkozy contested the presidency of the Union for a Popular Movement (UMP) after Alain Juppé stepped down amid accusations of embezzling public funds. Before new party elections were organised, though, Chirac warned that ministers elected as party leaders must give up their cabinet seats to prevent any damage to the prime minister’s authority over cabinet ministers. As a result, Sarkozy stepped down from government in November 2004, when he was elected as UMP leader. Six months later, the Raffarin government resigned following the rejection of the referendum on the European Constitution and Sarkozy was re-appointed in government as interior minister and second in hierarchy only to PM Dominique de Villepin. Apart from illustrating the nature of intraparty competition in France, the events described above raise an important question for students of party politics. Why did President Chirac appoint the leader of the majority party as prime minister in 1995, but refused to do so in 2004 and 2005? And why was Nicolas Sarkozy asked to step down in 2004 as a result of his election as UMP leader, only to be re-appointed in government six months later? President Chirac’s concern about the personal loyalty of prime ministers and leaders of the majority party suggests that party relations should be taken into account when assessing variation in presidential and prime ministerial authority over the cabinet. Therefore, this paper focuses on the way in which both political institutions and internal party politics structure accountability relations between cabinet ministers and their superiors in the government and party hierarchy. My aim is to connect the literature on ministerial accountability to the debate on the challenges faced by the model of party government in modern democracies (Mair 2008). Regardless of the definitions given to the concept of party government, one of the conditions enabling parties to influence government requires that political leaders are selected within parties and held responsible for their actions through parties (Rose 1969; Katz 1986, 1987; Mair 2008). The parties’ ability to place their agents in public office is
2 seen as a form of institutional control that operates for the benefit of the party organisation (Kopecký and Mair 2012: 7). However, party government scholars argue that simply having party members appointed to cabinet is a weak measure of party control over the executive (Andeweg 2000; Müller 2000). Andeweg (2000: 389) argued that only a direct link from parties to individual ministers can prevent the problem of agency loss. However, he found little evidence that the link between parties and their agents goes beyond the appointment of party members to ministerial office and argued that only the use of recalls and reshuffles could indicate that parties effectively control their agents in ministerial office. Thus, the parties’ ability to contain agency loss by firing their minister agents is a good test for the challenges that the model of party government faces in modern parliamentary democracies. To capture variation in ministerial accountability to different principals in the government and party hierarchy, I employ a multiple-principal model of ministerial accountability. One-principal models are the industry standard in the literature of ministerial turnover (Dewan and Dowding 2005; Fischer et al. 2006; Dewan and Myatt 2007, 2010; Huber and Martinez-Gallardo 2008; Indridason and Kam 2008). However, their use outside Westminster systems is problematic. The institutional rules governing the hiring and firing of ministers vary considerably in coalition systems, where ministers report separately to prime ministers and their own parties (Dowding and Dumont 2009; Fischer et al. 2012). The involvement of multiple principals in the origin and survival of cabinets in semi-presidential system further blurs the lines of ministerial responsibility and accountability (Protsyk 2006; Schleiter and Morgan-Jones 2009). Therefore, a multiple-principal approach is a more adequate choice for the study of ministerial accountability outside Westminster systems and one that can also take into account the party relations between ministers-agents and their competing principals. To take advantage of the largest intra- and inter-case variation in principal-agent relations that enable presidents, prime ministers, and political parties to act as competing principals for cabinet members, I test the multiple-principal model of ministerial accountability in three semi-presidential countries, France, Portugal, and Romania. The core of the empirical analysis consists of survival analyses of ministerial durability that take into account personal characteristics and performance indicators such as resignation calls and conflicts with the three principals. I find that chief executives who act as de facto party leaders reduce the party principals’ ability to hold cabinet members accountable. Presidents and prime ministers who deliver electoral victories as party
3 leaders are in a better position to control cabinet composition under certain institutional conditions. These findings highlight the impact that formal and informal hierarchies of party leadership have on the ability of presidents and prime ministers to limit agency loss and explain the discrepancy between the formal powers held by political actors and their actual influence over the cabinet. This paper is structured conventionally. The next section discusses theory, singling out the factors that explain variation in ministerial accountability in semi- presidential systems and outlining the expectations regarding the variation in the authority of presidents, prime ministers and party principals over the cabinet. Then I explain the case selection and the time period under analysis, and I introduce the measures and methods with which I test for the variation in the ability of principals to control cabinet composition. After presenting the survival analysis, which is the main method of empirical analysis, I summarise the findings and I discuss the implications of the results for the comparative study of ministerial accountability in parliamentary democracies.
Theory
To explain variation in ministerial accountability in semi-presidential systems, one needs to focus on the factors that account for the variation in presidential and prime ministerial authority over the political system. Three research approaches are available. The first one adopts a purely institutional view on the relationship between institutional conditions and the extent of presidential and prime ministerial influence. This idea has been inspired by the operation of semi-presidentialism in France. Even before the first occurrence of cohabitation in France, there was an expectation that if the president ever had to put up with an opposing parliamentary majority, then semi-presidentialism would work not as a synthesis of parliamentary and presidential systems, but as an alternation between presidential and parliamentary phases (Duverger 1980: 186). Arend Lijphart also defined semi-presidential systems as an alternation of presidential and parliamentary phases, where the political power shifts from the president to the prime minister depending on whether the president’s party has a majority in the legislature (Lijphart 1992: 8). This argument, according to which presidents are powerful when they are on the same side of the parliamentary majority (a situation known as unified executive) and weak when they oppose the majority (the situation defined as cohabitation), has been embraced by many French scholars (Parodi 1997; Portelli 1997; Ardant and Duhamel 1999; Peyrefitte 1999).
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Despite its popularity in France, the idea that one should expect presidential leadership under unified executive and prime ministerial leadership under cohabitation has not received unanimous support. For example, Margit Tavits (2008) reckons that presidents have few incentives to be politically active during periods of unified government, when policy preferences are likely to be compatible across all branches of government. She thinks that presidents are likely to pursue their objectives more actively during periods of cohabitation, when their party is not in power and they face opposition both in the government and parliament (Tavits 2008: 16). Cindy Skach (2005, 2007) also expects presidents to be more active when they do not enjoy the support of the legislature and during periods of minority government. These competing explanations suggest that the variation in presidential and prime ministerial influence under different executive scenarios should not be taken at face value. Moreover, the occurrence of unified executive and cohabitation may not make any difference for the extent of presidential and prime ministerial authority. For example, in countries like Ireland, Austria, Iceland, or Slovenia, presidents are always weak regardless of their relationship with parliamentary majorities and prime ministers have full control over the cabinet (Elgie 2009: 261). Therefore, executive scenarios do not fully capture the variation in presidential and prime ministerial powers in semi-presidential systems. Secondly, some scholars focus on contextual factors. For example, Tavits (2008) does not believe that whether presidents are directly elected or not makes a difference for the extent of their activism. She thinks that the level of presidential activism depends on the framework of political opportunities. Presidents are more likely to be active when the level of political consensus is low, during periods of cohabitation. The incentives for activism should be even stronger under conditions of minority government, irrespective of whether the cabinet is ideologically opposed to the president, as the other policymaking institutions, the government and parliament, are likely to be weak and fragmented (Tavits 2008: 39–40). Using the share of non-partisan ministers as a measure of presidential activism in both parliamentary and semi-presidential systems, Tavits (2008: 49) finds that presidents are more active in the case of minority government and during periods of cohabitation irrespective of their mode of election. Therefore, the determinant for the variation in presidential authority does not always (or necessarily) reside in the institutional structure of semi-presidentialism. The third option is to take into account the combined impact of institutional scenarios and contextual factors on the extent of presidential and prime ministerial
5 powers. Here I focus on internal party politics. The party relations between presidents, prime ministers, and cabinet members play an important role in the process of delegation and accountability in parliamentary democracies. Although political parties take part in each step of the delegation process from voters to elected politicians and bureaucrats, their direct intervention to control agents in public office is often limited by legitimate public concerns regarding the independence of national institutions from anonymous party machines (Müller 2000: 311). As a result, party principals have to share control over cabinet members with presidents and prime ministers who own the formal or informal power to fire ministers. The balance of power between party principals and party agents varies across different types of political systems. In pure parliamentary systems, where political parties retain the power to recall prime ministers, intraparty politics determines who runs the government (Samuels and Shugart 2010: 120). This balance of power can change in semi- presidential systems. A highly valued presidency loosens the party-government relationship, as political parties have no ex-post control mechanisms for their agents in a directly elected presidential office (Schleiter and Morgan-Jones 2009: 668). Under certain circumstances, presidents may be able to keep a strong grip on the cabinet. Samuels and Shugart (2010) argue that the presidents’ influence over the political system derives from their de facto position as party leaders. From a principal-agent perspective, ‘when presidents are de facto party leaders, the importance of parliamentary confidence to the chain of delegation […] vanishes, because the premier becomes an agent of the president’ (Samuels and Shugart 2010: 43). Presidents who carry on in their role as de facto leaders reverse the party-leader principal-agent relationship by turning prime ministers into their own agents, which deprives political parties of the ability to control either of their two agents (Samuels and Shugart 2010: 121). If parties lose control over the prime minister, then they are also likely to lose control over cabinet members to the benefit of the head of state. This is how the party hierarchy between presidents and prime ministers may explain the asymmetry between weak formal powers and de facto control over the executive. To test the hypothesis that the chief executives’ influence over the government derives from their de facto position as party leaders, I operationalise the concept of de facto partisan authority by taking into account the positions held by presidents and prime ministers in the party hierarchy before they take office. Thus, I expect that presidents who step down as party leaders, only to be sworn in as heads of state continue to control their parties. By contrast, I expect that presidents who did not contest the presidential race as
6 party leaders have little or no impact on cabinet composition regardless of executive scenarios. Consequently, I do not expect them to control the cabinet either. This expectation is in line with Duverger’s anticipation that a de facto party leadership position is the sine qua non condition for strong presidents during periods of unified executive: ‘If the president is not the head of the majority party, while belonging to it or coming under it, this means that the party has decided to give its leader the office of prime minister, to whom the real power then belongs’ (Duverger 1980: 184). This is how Duverger explains the figurehead positions of Austrian and Irish presidents, who have never been regarded as leaders of parliamentary majorities, although they have usually been part of it. If presidents are de facto party leaders, then they should also be relatively strong during periods of divided executive. This is the situation when the president and the prime minister belong to different parties in the ruling coalition. This expectation is also supported in the literature. For example, Samuels and Shugart (2010: 101) find that presidents are able to dismiss prime ministers who are not their co-partisans in semi- presidential systems. The president’s unexpected capacity to hold accountable other parties’ agents is put down to the functions of alliance-formation: ‘In multiparty systems, parties sometimes form coalitions in which one party gets the presidency while another gets the premiership. When entering such alliances, parties apparently accept a deal in which the president determines how long the premier and the cabinet stay in office’ (Samuels and Shugart 2010: 105). Hellwig and Samuels (2007: 70) also assume that the president leads the government when s/he and the prime minister belong to the same ruling coalition but not necessarily to the same party. Unless the president enjoys formal constitutional powers over the government and/or individual ministers, I do not expect partisan sources of authority to matter for her ability to hold cabinet members accountable under cohabitation. Intra-party politics are likely to matter more under this executive scenario, when presidents lack both formal and partisan means of influence over the cabinet. As a result, ministers no longer need to act as presidential agents. To sum up, once de facto leadership positions are taken into account, one may expect presidents to be less influential during periods of divided executive than under unified executive, but more powerful than under cohabitation. Similarly, prime ministers who are party leaders should be able to keep a tighter grip on the cabinet. If prime ministers are not party leaders, then I expect them to be relatively weak irrespective of whether there is unified executive, divided executive, or cohabitation. However, as opposed to presidents, prime ministers enjoy a range of formal
7 powers over the cabinet, including the right to fire ministers. Due to this institutional feature, I expect that prime ministers who are party leaders take advantage of both constitutional powers and intraparty mechanisms of control and hold cabinet members accountable irrespective of executive scenarios. However, their authority may decrease during periods of divided executive if they share executive power with presidents who also act as de facto party leaders. Lastly, due to their centrality in the chain of democratic delegation in representative democracies, party principals should retain a certain amount of influence over the cabinet under all circumstances, as long as they can hold accountable their agents in government, including the president and the prime minister. Thus, if neither the president, nor the prime minister is a party leader, I expect party principals to keep a tight grip over cabinet ministers at all times. However, if the president and/or the prime minister are party leaders, then party principals will lack the means of sanctioning agency loss during periods of unified executive and divided executive. All else equal, party principals should be more influential under cohabitation even when the president and the prime minister are party leaders. In this case, the president is opposed to the parliamentary majority and has fewer means to compete for control over the cabinet, while parties can sanction agency loss by replacing the prime minister. Table 1 summarises the expectations outlined above.
Table 1 Presidential, prime ministerial, and party influence over cabinet ministers across executive scenarios and as a function of de facto party leadership
PRESIDENT Unified Divided Cohabitation Y +++ ++ + President party leader? N 0 0 0 PM Unified Divided Cohabitation Y +++ ++ +++ PM party leader? N 0 0 0 PARTY Unified Divided Cohabitation Y 0 0 + President and PM party leaders? N +++ +++ +++
Controlling for the party hierarchy between presidents and prime ministers allows one to determine to what extent and under what circumstances de facto party leadership positions account for the discrepancy between the formal powers held by political actors
8 and their actual influence over the decision-making system. The distinct focus on the joint impact of executive scenarios and internal party politics on the balance of power between party principals and party agents differentiates this study from other works that associate the variation in the authority of presidents and prime ministers over cabinets with the occurrence of executive scenarios.
Case selection, data and variables
The empirical analysis is carried out on a new data set on the tenure of French, Portuguese and Romanian ministers. These countries have been selected according to the principles of the most-similar system design. They belong to the premier-presidential sub- type of semi-presidential systems, where cabinet members are formally accountable only to the legislature (Shugart and Carey 1992). The aim of the empirical analysis is to account for the cross-country variation in the ministers’ accountability to presidents, prime ministers and party principals despite a common institutional framework. The three countries vary in ways that illustrate and put to the test the theoretical expectations outlined above. The alternation of dual-executive scenarios in France, Portugal and Romania and the variation in the party leadership roles played by presidents and prime ministers in these countries provide significant variation in the key explanatory variables. The time period under analysis in France includes one spell of cohabitation and one of unified executive. The most recent period of cohabitation occurred between 1997 and 2002, when the Gaullist President Jacques Chirac and the Socialist PM Lionel Jospin shared executive power. To control for different styles of prime ministerial leadership, the period of unified executive included in the analysis is that between 2007 and 2012, when President Sarkozy of the UMP shared executive power with Prime Minister Fillon for the entire length of the term. Had the second presidential term of President Chirac between 2002 and 2007 been included in the analysis, it would have been more difficult to account for different prime ministerial leadership styles as two prime ministers held office during this period of time (Jean-Pierre Raffarin between 2002 and 2005 and Dominique de Villepin between 2005 and 2007). The time period under analysis in Portugal spans from 2002 until 2009 and includes two spells of cohabitation and one of unified executive. President Mário Soares of the Socialist Party cohabited with the Social-Democratic cabinets led by Manuel Durrão Barroso and Pedro Santana Lopes between 2002 and 2005. The Socialist Party’s
9 victory in the 2005 general election generated a period of unified executive, which lasted until March 2006, when Ánibal Cavaco Silva of the Social Democratic Party succeeded Mário Soares as President of Portugal. The time period under analysis in Romania includes the governments that were formed between 2000 and 2008. The Social-Democratic government that took office in December 2000 operated under a scenario of unified executive, as President Iliescu and PM N ăstase of the Social Democratic Party shared executive power until 2004. The new government formed after the 2004 elections started off under a scenario of divided executive, as President Traian B ăsescu of the Democratic Party appointed C ălin Popescu- Tăriceanu of the National Liberal Party as the prime minister of a coalition cabinet that was dominated by the two parties. The period of divided executive ended in April 2007, when President B ăsescu’s party left the government coalition. This event triggered the onset of a period of cohabitation that lasted until new legislative elections were organised in December 2008. Table 2 maps the cabinets, the occurrence of executive scenarios, and the time period under analysis in the three countries.
Table 2 Countries, cabinets, time period, and executive scenarios
France Portugal Romania
Scenario Cabinet Time period Cabinet Time period Cabinet Time period
Unified 17/05/2007 12/03/2005 28/12/2000 Fillon Socrates Năstase executive 10/05/2012 11/03/2006 28/12/2004 Divided 29/12/2004 Tăriceanu 1 executive 05/04/2007 17/05/2002 Barroso 17/07/2004 2/06/1997 17/07/2004 06/04/2007 Cohabitation Jospin Santana Lopes Tăriceanu 2 6/05/2002 13/12/2004 22/12/2008 11/0 3/2006 Socrates 26/10/2009
Table 3 classifies the cabinets under study according to executive scenarios and the party leadership positions held by presidents and prime ministers before taking office.
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Table 3 Executive scenarios and party leadership positions before elections SCENARIO Unified Cohabitation Divided (RO) Năstase (2000/04) PR (FR) Fillon (2007/12) (PT) Barroso (2002/04) PM (PT) Socrates (2005/06) (PT) Santana Lopes (2004) (PT) Socrates (2006/09)
LEADERSHIP LEADERSHIP (FR) Jospin (1997/02) (RO) Tăriceanu 1 PR, PM (RO) Tăriceanu 2 (2004/07) (2007/08) Neither
The distribution of party leadership roles across the three countries confirms the expectation that if the presidency is a highly valued office, then political parties are likely to nominate their leaders as presidential candidates. This is the case in France and Romania. The French and the Romanian cases also vary as far as the party leadership positions held by prime ministers before and after elections are concerned. While Lionel Jospin stepped down from the presidency of the Socialist Party after he became prime minister, newly appointed PM Năstase succeeded Ion Iliescu as president of the Social- Democratic Party. Party relationships do not vary in Portugal, where political parties do not nominate their leaders as presidential candidates. Although the Portuguese presidents covered in this study had also been party leaders at some point during their political career, they had not contested the presidency of the country from this position. The importance of party leadership roles in Portugal is borne out by the fact that all prime ministers included in the analysis held the presidency of their parties before and after elections, regardless of the executive scenario under which their government operated. The data set covers 232 ministerial appointments and includes all ministers and delegated ministers who served in the two governments under study. State secretaries are excluded from the analysis because their subordination to specific ministries rules out their accountability to multiple principals. The data set includes the exact dates when ministers take and leave office. The dependent variable records the length of ministerial tenure. A ministerial spell is defined as the uninterrupted length of time served by the minister upon appointment. The ministers’ observed tenure is right-censored if they leave office collectively as a result of a government termination. The duration in office is not interrupted if ministers are assigned to different portfolios. However, if the same
11 ministers leave the cabinet and return after a certain period of time, they are recorded as new cases. Of the 232 ministerial appointments included in the analysis, 120 were early exists 2 from office. While the units of observation in the data set are the 232 ministers, the units of analysis are the events experienced by ministers. Overall, 5,058 observations related to the events experienced by ministers were recorded from 50,921 full-text articles published in Le Figaro , Diário de Notícias , and Evenimentul zilei . The articles were accessed through the newspapers’ online archives and using LexisNexis and were selected using a similar range of keywords 3. Two types of events that are used as indicators of ministerial performance and measures of principal-agent relationships make up the main explanatory factors. The indicator of individual performance is the number of resignation calls experienced by ministers while in office. A resignation call is recorded each time a cabinet member is asked to resign over a personal, professional, departmental, policy, or party issue. Multiple resignation calls over the same issue are recorded only if different actors ask for the minister’s resignation or if new information is added to the case. The Resignation calls variable records 374 episodes of this type across the three countries. The literature that uses single-principal models to study agency relationships at cabinet level sees resignation calls as one of the main instruments that prime ministers can use to decide how long cabinet members can continue in office (Dewan and Dowding 2005; Fischer et al. 2006; Berlinski et al. 2010, 2012). The relationship between resignation calls and firing decisions is not as straightforward in multiple-principals models, where this indicator of ministerial performance cannot indicate the principal who decides on when ministers should go. To identify who can hold ministers accountable a direct measure of each principal-agent relations is needed. The chosen measures for principal-agent relations are three explanatory variables that record conflicts between
2 While in some cases ministers may be ‘pulled’ from the cabinet to be promoted to prestigious positions in international organizations (Dowding and Dumont 2009: 12), most resignations follow overt criticism from political actors and mass media and are seen as ‘pushed’ resignations (Fischer et al. 2006: 712). Due to the lack of theoretical criteria that could be used to differentiate between different types of early exists from the cabinet, I have preferred to lump together resignations and dismissals. 3 Year-by-year searches were carried out for each ministerial appointment included in the data set for as long as the ministers held office. Each search included the full name of the minister and a list of keywords. The keywords used for the selection of articles on French ministers were: animosit!, arbitrag!, bras de fer, critiq!, confli!, contr*d!, contest!, démiss!, demett!, destit!, désac!, discord!, dissens!, élimin!, écart!, erreur, revoc!, revoq!, reman!, responsab!. The keywords used for the selection of articles on Portuguese ministers were: demissao, demitir-se, remodelacao, erro, acusacao, responsabilidade, conflito, divergencia, contestacao, protesto, queda, polemica. Where possible, the searches included wildcard characters in order to maximise the number of articles returned.
12 ministers and presidents (PR Conflicts), prime ministers (PM Conflicts) and party principals (PARTY Conflicts). This data is collected in the same way as the resignation calls and indicates the number of times ministers are criticised by their principals, as reported in the press. Similarly to resignation calls, one conflict for each issue over which ministers are criticised by their principals is recorded. I assume that the risk of losing office increases when conflicts are made public. The accumulation of conflicts between ministers, presidents, prime ministers and parties is therefore a proxy for agency loss that each principal should aim to contain. If the principals have the power to fire agents, then they should be in a position to do so when the level of conflict with their agents increases. If the ministers’ risk of losing office does not increase in the presence of conflicts with principals, then I assume that the latter do not have the ability to sanction agency loss. 4 The remaining variables included in the analysis of ministerial durability control for other events that ministers may experience during their time in office. The Reshuffles variable records individual shifts from one portfolio to another. To check whether personal characteristics influence the risk of deselection I control for gender and political experience. Cabinet experience indicates the ministers who have previously served as full cabinet members. Parliamentary experience records the number of ministers who were selected from among incumbent parliamentarians 5 and who were not at their first legislative mandate at the moment of appointment. Local office is a proxy for experience in local administration and records ministers who held an elective position in local administration at the moment of appointment. Next are the party experience variables. Party executive controls for the importance of political partisanship as a channel for ministerial appointments and equals one for ministers who are members in their parties’
4 Several alternative explanations regarding the conditions under which conflicts between ministers and their principals can be observed must be considered. While public evidence of conflicts between ministers and their principals is a strong indicator of agency loss, some principals choose to keep some conflicts outside the public arena and may see it in their best interest not to take action even when they make other conflicts public. For example, presidents, prime ministers and parties outside public office may not wish to harm their electoral chances by publicly exposing the mismanagement errors of their representatives in government. In this case, the reasons for the ministers’ demotion may be difficult to observe. Unpopular principals may also find it disadvantageous to criticise or sanction popular ministers. Principals who lack the formal power to fire ministers, such as presidents under a situation of cohabitation, may criticise cabinet members simply to draw attention upon themselves. By contrast, principals who can actively exercise the power to fire may choose not to criticise their ministers in public. Other strategic reasons might determine principals to keep ministers who perform badly in office so that they suffer long-term damage (Dowding and Dumont 2009: 15). Overall, while there are numerous reasons why some conflicts are made public while others are not, their systematic recording can provide valuable information about the circumstances under which principals decide to make public their perception of agency loss and to sanction their agents. 5 Romanian senators are included in this category, due to perfect bicameralism of the Romanian Parliament. However, French senators are excluded from this count, due to the fundamental differences between the methods of election and the powers of the Chamber of Deputies and the Senate in this country.
13 national executive bodies, while Local party leader indicates the ministers leading local party organisations at the moment of appointment. Table 4 provides summary statistics for events and fixed characteristics across executive scenarios.
Table 4 Average events and personal characteristics across executive scenarios
Unified Divided Cohabitation Overall
Std. Std. Std. Std. Variables Mean Mean Mean Mean dev. dev. dev. dev. N. Ministers 105 37 111 253 N. Failures 44 29 47 120 Length of 762.64 459.12 446.34 267.70 838.81 556.45 759.55 504.49 tenure (days) Personal characteristics
Gender 0.21 0.41 0.14 0.35 0.16 0.37 0.18 0.38 Cabinet 0.27 .0.45 0.14 0.35 0.26 0.44 0.25 0.43 experience MPs & 2 0.43 0.50 0.24 0.44 0.37 0.48 0.38 0.49 mandates Local office 0.39 0.49 0.17 0.38 0.31 0.46 0.32 0.47 Party executive 0.25 0.44 0.41 0.50 0.27 0.45 0.28 0.45 Local party 0.16 0.37 0.21 0.41 0.06 0.24 0.12 0.33 leader Events
Conflicts PR 1.02 1.99 1.03 1.94 1.07 2.17 1.05 2.06 Conflicts PM 0.79 1.19 1.45 2.56 0.93 2.12 0.94 1.88 Conflicts PARTY 2.15 3.72 1.55 1.99 1.47 2.90 1.75 3.17 Resignation 1.74 2.78 2.07 2.59 1.39 2.63 1.61 2.68 calls Reshuffles 0.48 0.86 0.03 0.19 0.23 0.53 0.30 0.67
The length of ministerial tenure and the risk of losing office appear relatively balanced under unified executive and cohabitation. By comparison, ministers incur a much greater risk of losing office during periods of divided executive. The variation in the mean length of tenure observed under unified executive and cohabitation on the one hand and during periods of divided executive on the other hand is explained by the existence of only one spell of divided executive in the data set. The breakup of the Romanian ruling coalition in April 2007 resulted in the simultaneous stepping down of several ministers and triggered a change of executive scenario outside a general or
14 presidential election. Hence the decrease in the length of mean observed tenure corresponding to the spell of divided executive. The data related to fixed characteristics shows that the ministers included in this study make up a relatively homogenous population. About one fifth of the ministers appointed under each executive scenario were women. One quarter of the cabinet members were experienced ministers and around one third had some experience as parliamentarians. About one third of the ministers also had an elective position in local administration at the moment of appointment. As far as the experience in a political party is concerned, at least one quarter of the ministers in office under any of the three executive scenarios were holding a position in their party’s national leadership. The relative homogeneity of personal characteristics across the three executive scenarios reduces the risk that the results might be driven by idiosyncratic factors related to the process of ministerial appointment at different moments of time.
Model specification
The technique used to estimate the impact of principal-agent relationships on the likelihood of ministerial deselection is parametric survival analysis. Exponential, Gompertz, Weibull, log normal and log-logistic models were tested for goodness of fit according to the Akaike Information Criterion across the hazard of ministerial deselection in the three countries under study. As the Weibull model performed best, the analysis is presented in the form of Weibull regressions in the relative hazard metric. Simply summing up events and conflicts between ministers and their principals might overestimate the extent of career-control powers. In this context, a simple additive model is completely oblivious to the passing of time and fails to take into account the relativity of the principals’ powers because it has no capacity to ‘forget’. As a result, the influence of a particular conflict on the resulting risk of ministerial deselection cannot be observed since all conflicts are equipotent. The additive model can be improved by adding a specification that allows it to ‘forget’ events when the time of their occurrence is sufficiently far back into the past with respect to the moment of ministerial deselection. The use of decay functions is a common modelling strategy in the study of civil war durations, as it allows scholars to estimate the declining utility of third party interventions over time (see for example Regan 2006 and Gent 2008). To weigh the impact of events on the hazard of early exits from the cabinet by the time left until the moment of
15 deselection or collective government termination, we use the following exponential decay function