International Journal of Mass Spectrometry 349–350 (2013) 3–8
Contents lists available at ScienceDirect
International Journal of Mass Spectrometry
j ournal homepage: www.elsevier.com/locate/ijms
Mass spectrometry—The early years
∗
K.S. Sharma
Department of Physics and Astronomy, University of Manitoba, Winnipeg, Canada R3T 2N2
a r t i c l e i n f o a b s t r a c t
Article history: In 1913 J.J. Thomson constructed his famous positive-ray parabola apparatus at Cambridge and discovered
Received 21 March 2013
two isotopes of neon. He subsequently discovered other isotopes. His work confirmed the concept of
Received in revised form 22 May 2013
isotopes and provided an explanation for deviations of atomic weights determined through chemical
Accepted 23 May 2013
techniques from the “whole number rule”. This achievement marks the beginning of the field of mass
Available online 5 June 2013
spectroscopy which is celebrating its 100th anniversary in 2013. His student Aston extended this work by
constructing an instrument that we properly term a mass spectrometer and contributed significantly to
Keywords:
our first glimpses into the binding energy of the nucleus. Independently, Dempster constructed a similar
Atomic masses
instrument at the University of Chicago also provided contributions to our knowledge of nuclear masses.
Nuclear physics
The birth of this field of measurement has its roots in nuclear physics and chemistry. It has grown to be
Mass spectrometry
History the driver of a huge international industry and is utilized as a tool in almost every field of science. This
Instrumental paper will recount the early days of the field.
© 2013 Elsevier B.V. All rights reserved.
1. Introduction Studies of these electrical discharges provided us with our
first understanding of the electrical nature of gases and other
Mass spectrometers as their name suggests are instruments substances. In the 1870s, Eugen Goldstein, working at the Berlin
used to analyse beams of ions according to the masses of the ionic Observatory, conducted a series of systematic investigations of
species that are present. It is therefore not surprising that the tech- the constituents of these electrical discharges in a Crookes dis-
nique owes a considerable part of its utility to the techniques of charge tube. He confirmed earlier reports that negatively charged
producing ion beams and the origin of the field is linked to studies rays (cathode rays) were emitted from the cathode and travelled
of the electrical nature of matter. The study of electrical discharges towards the anode of the discharge tube. He surmised that these
in gases provided us with the first glimpse into this aspect of nature. rays carried energy and could be detected by the fluorescence of
One of the first studies of these phenomena was reported in 1675 the glass envelope behind the anode. He also observed that there
by the French astronomer Jean-Felix Picard who observed flashes were also positively charged rays emitted from the anode that trav-
of light in the empty space above the column of mercury in his elled towards the cathode. Holes in the cathode allowed these rays
barometer when the column was agitated [1]. Many investigators to pass through the cathode and excite fluorescence in the glass
tried to determine the cause of the phenomenon. In 1705 Francis envelope of the tube. He named these positive rays “kanalstrahlen”
Hauksbee demonstrated that a small amount of mercury placed in a or canal rays [2]. There were competing explanations of whether
partially evacuated bulb and charged by static electricity could pro- these rays were some form of wave or whether they were made
duce enough light to read by. These events together with advances up of charged corpuscles. Wien deflected the canal rays in mag-
in technology set the stage for the development of low-pressure netic and electric fields and discovered that the positively charged
gas discharge tubes. Heinrich Geissler, a German glassblower, con- rays had a much smaller charge to mass ratio (by a factor of ∼2000)
structed (in 1857) artistic cold-cathode gas discharge tubes that than the cathode rays. Similar studies were conducted by numerous
glowed with many vibrant colours. The technology was further researchers but the results were unclear because of the effects of
developed by French engineer Georges Claude in 1910 and became residual gas pressure inside the discharge tubes, the varying ener-
the basis for the many “neon” signs that we see around us today. gies of the particles and the presence of ions from molecular species
Between 1869 and 1875 William Crookes and others invented and and other contaminants in the gas.
experimented with low pressure discharge tubes that made many
of the scientific experiments on the nature of these phenomena 2. The first mass spectrometers
possible.
Joseph John Thomson (Fig. 1) was born in Manchester in 1856.
He entered Trinity College, Cambridge as a minor scholar in 1876
∗
and became a Fellow of Trinity College in 1880 where he remained
Tel.: +1 204 474 6181; fax: +1 204 474 7622.
E-mail address: [email protected] a member of the College for the rest of his life, becoming Lecturer
1387-3806/$ – see front matter © 2013 Elsevier B.V. All rights reserved. http://dx.doi.org/10.1016/j.ijms.2013.05.028
4 K.S. Sharma / International Journal of Mass Spectrometry 349–350 (2013) 3–8
Fig. 2. Cathode ray tube used by Thomson in a measurement of e/m for the electron.
From Science Museum. The electrical discharge was struck in the bulb on the left.
The electrical deflection was effected by the two plates seen in the middle. The coils
used to create the magnetic field are displayed below.
Reproduced with permission from http://www.scienceandsociety.co.uk/results.
asp?image=10324719&itemw=4&itemf=0002&itemstep=1&itemx=4.
conducted by Ernest Rutherford and find expression in the atomic
theory constructed by Bohr.
Early work in Chemistry had, through the laws of simple and
multiple proportions in stoichiometry lead Dalton in 1808 to
conclude that chemical reactions appeared to involve the com-
bination of basic elemental entities termed “atoms”. In 1815 the
English chemist, William Prout, noted that atomic weights of the
elements appeared to be nearly integer multiples of the atomic
Fig. 1. J.J. Thomson at work.
Reproduced from http://commons.wikimedia.org/wiki/File:JJ Thomson %28Nobel weight of hydrogen [4]. These developments motivated Thomson
%29.jpg; by the Nobel Foundation, 1906. to search for a basic building block from which atoms could be
constructed. The existence of some elements that notably deviated
from this whole number rule (like neon and chlorine) was known.
in 1883 and Master in 1918. He was Cavendish Professor of Exper- In 1912 another British radiochemist, Frederick Soddy deduced
imental Physics at Cambridge from 1884 to 1918 and Honorary the existence of isotopes for some radioactive elements that he
Professor of Physics, Cambridge and Royal Institution, London. was studying. He was awarded the Nobel Prize in Chemistry, in
Throughout his career Thomson attempted to discover the funda- 1921, for this discovery. From 1905 to 1914 Thomson turned his
mental structure of matter and its basic building blocks. He was attention to the positively charged canal rays. He built a device,
convinced that the study of cathode and anode rays would reveal shown schematically in Fig. 3, [5] that would deflect the posi-
these fundamental constituents of positive and negative matter. His tive rays with magnetic and electric fields. Thomson was trying
work on “vortex rings” as these fundamental particles inspired his to find a fundamental corpuscle of positive electricity as he had
investigations of the products of gas discharges. He was noted for found with negative electricity. An experimental proof of the exist-
his skill at finding interpretations for complicated scientific obser- ence of these isotopes and an accurate measure of their relative
vations and suggesting new avenues of investigation but did not abundances could be a convincing proof of these theories. His pre-
love the task of carefully constructing scientific apparatus and the conceptions about the structure of matter and technical challenges
travails of coaxing results from it. His visionary approach to sci- with the instrument initially made the results hard to interpret and
ence combined with the superb experimental skills of men who progress difficult (for a more definitive account see [6]). He was
worked with him, like Aston and Rutherford, resulted in some very joined by F.W. Aston in 1910 as a research assistant. Aston’s early
important discoveries about the nature of matter. researches on electrical conduction in gas discharges made him an
In 1897, working with a discharge tube with a much improved expert on the construction and operation of discharge tubes and the
vacuum, J.J. Thomson used electric and magnetic fields to deflect phenomena associated with them. Aston’s superb skills as an exper-
cathode rays (see Fig. 2). Through his results he concluded that imental physicist played a major part in the successes that Thomson
the cathode rays were composed of “charges of negative electricity enjoyed with his positive-ray parabola apparatus. In this apparatus
carried by particles of matter” [3]. He was convinced that these Thomson deflected the positive rays, simultaneously, in two direc-
particles formed a fundamental constituent of matter. Thomson tions perpendicular to their initial direction of travel using parallel,
was awarded the Nobel Prize in 1906 “in recognition of the great coterminous electric and magnetic fields. The deflected ions were
merits of his theoretical and experimental investigations on the detected on a photographic plate.
conduction of electricity by gases”. He is credited for the discovery Let us assume a perfectly collimated ion beam that is initially
of the electron in his studies of cathode rays in 1897 [3]. The actual travelling in the z direction with a velocity v0. The ions enter a
confirmation of these particles as electrons and a clearer picture region, of length L along the z-direction, where they are acted on
of the structure of matter would come much later in the studies by an electric field, E, directed along the positive y-direction, and
K.S. Sharma / International Journal of Mass Spectrometry 349–350 (2013) 3–8 5
Fig. 3. A schematic view of Thomson’s positive ray parabola apparatus. The ions approach from the left and pass through a region of length L where they are deflected by an
electric, E, and magnetic, B, field. The subsequently travel a distance D through a field free region before striking a photographic plate. The electric field deflects the ions in
the y-direction while the magnetic field deflects them in the x-direction.
a magnetic field, B, directed in the opposite direction. The ions by Thomson to join him in his work on the positive ray parabola
emerge from this region and travel a further distance D, along the apparatus.
z-axis, where they strike a photographic plate. The coordinates of Thomson encouraged Aston to continue the investigations about
the point of impact on the plate are given by: isotopes. Aston built a series of 3 instruments each with improved
characteristics (Figs. 5 and 6). He employed a gas discharge tube as
2
L DL 1 an ion source. A very narrow, well collimated ion beam was pro-
x = R 1 − 1 − + (1)
R2 R 2 2 duced using two narrow slits. The ions were then deflected first by
1 − L /R
a parallel plate deflector and subsequently with a magnetic field.
Both deflections were in the same plane. The combination of the
q E L2 electric and magnetic deflections resulted in a final location for
y = + LD (2)
m 2 2 the ions on the focal plane of the instrument that depended on
v0
the charge-to-mass ratio of the ion but was independent of the ion
m
v0 energy. This was the first mass spectrometer with energy focussing.
R =
where qB
Aston used the first instrument [8] he constructed, in 1919, to fur-
When R L, the deflection along the x axis simplifies to:
ther explore the isotopic nature of chemical and the whole number q BDL
x = (3) m v0
2
From Eqs. (2) and (3) it is easily seen that y ∝ x and each species
of ion present, lands on a locus of points (on a photographic plate)
that form a parabola whose shape is uniquely defined by their
charge to mass ratio. These parabolas were similar to the mass
spectral lines produced by mass spectrometers. These positive ray
spectra allowed an identification of the components even if the gas
was contaminated and could be reliable used for chemical anal-
+ +
ysis. With this apparatus Thomson identified the ions of H , H2 ,
22 20
He and the isotopes Ne and Ne. This was the first confirmation
that isotopes of elements existed. Quantitative determination of
isotopic abundances was difficult with the photographic detector
so Thomson modified the apparatus to include a slit with a faraday
cup behind it to replace the photographic plate. Ions of different
charge-to-mass ratios were brought to the slit sequentially by scan-
ning the magnetic field. This electrical detection technique made
the reliable quantitative measurement of the intensities of different
ions possible [7].
Francis William Aston (Fig. 4) was born in Birmingham in 1877.
He attended what is now the University of Birmingham where he
studied Chemistry and Physics. He conducted researches in organic
chemistry and started working on fermentation chemistry. This
lead to his brief employment by W. Butler &Co. Brewery after which
he returned to the University of Birmingham to study Physics as
an associate with Poynting. It was during this period that Aston
turned his attention to gas discharge tubes. He constructed much
of his own apparatus and became adept at the experimental tech-
niques needed to produce the low pressures needed to conduct his
Fig. 4. F.W. Aston.
experiments. The dark space in the discharge, near the cathode,
Reproduced from http://commons.wikimedia.org/wiki/File:Francis William
was named the Aston dark space after him. In 1910 he was invited Aston.jpg; author unknown, 1922.
6 K.S. Sharma / International Journal of Mass Spectrometry 349–350 (2013) 3–8
Fig. 5. Aston’s first Mass Spectrometer. The large bulb in the foreground is the gas discharge tube that functioned as the ion source. The pole pieces and the coils for the
magnetic form the background.
Reproduced with permission from http://www.scienceandsociety.co.uk/results.asp?image=10313936&itemw=4&itemf=0001&itemstep=1&itemx=3, 1927.
rule for atomic masses. More than 50 elements were analysed with deviations from the whole number rule were properly interpreted
this instrument and small deviations from the whole number rule as an expression of the binding energy of the nucleus and these
were noted. A large deviation approaching 1% was observed for accurate results made it possible to predict the energies involved
1
H. Successive instruments with better characteristics were built in nuclear reactions. This launched the field of nuclear chemistry.
to explore this effect more carefully. Aston was awarded the Nobel Prize in Chemistry, in 1922, “for his
The second, more refined, instrument designed by Aston [9] was discovery, by means of his mass spectrograph, of isotopes, in a large
capable of a precision of 1 part in 10,000 and incorporated the number of non-radioactive elements, and for his enunciation of
focussing properties of sector electric and magnetic fields. Using the whole number rule”. In his lecture to the History of Science
16
the mass of O as a standard (defined to have a mass of 16 units) Committee in 1936 Aston speculated about nuclear reactions and
the ‘packing fractions’ of a large number of elements were deter- nuclear energy.
mined and the results reported in his Bakerian Lecture given in At the same time as the first activities of Aston and Thomson
1927. Aston’s third instrument [10] improved the precision of his at Cambridge, Arthur Jeffrey Dempster, a Canadian working at the
measurements by another order of magnitude. At this time the University of Chicago, constructed an instrument that could be
Fig. 6. A replica of Aston’s third mass spectrometer.
Reproduced from http://commons.wikimedia.org/wiki/File:Early Mass Spectrometer (replica).jpg, by Jeff Dahl September 2009.
K.S. Sharma / International Journal of Mass Spectrometry 349–350 (2013) 3–8 7
characterized as the first modern mass spectrometer [11]. Demp- design of ion-optical systems for the transport of charged particle
ster was born (into a family that is famous across Canada for its beams as well. As progress was made in ion-optics, quadrupolar
bakeries) in Toronto, Canada in 1886. He received his Bachelor and and other higher order fields found use in the correction of aberra-
Master degree from the University of Toronto in 1910. He briefly tions. Improved apparatus for vacuum systems, ion sources and the
joined Wien’s group at the University of Wuerzburg to study gas detection of ions became available and the field of mass spectrom-
discharges for his doctoral studies but returned to Canada at the etry expanded enormously. The advent of commercial instruments
outbreak of World War I. He completed his doctorate at the Uni- in the 1950s brought mass spectrometers out of specialized labo-
versity of Chicago in 1916 where he replicated Thomson’s parabola ratories and made them a common analytic tool in many fields.
apparatus and equipped it with a gas discharge ion-source employ- The advances in the design of ion-optical systems were accom-
ing a Wehnelt cathode to produce ions with slower and better panied by the construction of many instruments with ever
defined velocities [12]. An added benefit was that the pressure in increasing performance in Germany, the UK, the United States
the gas discharge tube could be lower and better controlled. Follow- of America, Canada, Japan and other locations worldwide. An
ing a brief service in the army, he joined the Physics Department excellent summary of the progress made can be found in Mass
there in 1919 and constructed the first of his mass spectrometers. Spectroscopy by Duckworth, Barber and Venkatasubramanian [16].
Dempster’s first mass spectrometer employed the direction
o
focussing properties of 180 deflection in a magnetic field. The ions
3. Mass spectrometry in nuclear physics
were produced by surface ionization or electron-bombardment
ion-sources allowing the study of ions from solid samples. The
In the ensuing period, numerous instruments were constructed
accuracy of the mass determination was superior to that obtained
which rapidly furnished highly precise values for the nuclear bind-
by Thomson’s parabola apparatus. While the direction focussing
ing energies for the approximately 340 nuclides that are found
properties of the instrument improved its performance it required
naturally. When combined with other data available from nuclear
a relatively monoenergetic ion beam which limited its applica-
reaction and decay studies this forms a body of accurately known
tion to particular ion sources. Dempster used this instrument for
data on the masses of nuclides that lie at the bottom of the valley
abundance studies of isotopes of magnesium and later of lithium,
of stability which has been called the “backbone of well-known
potassium, calcium and zinc. To investigate elements that were
masses” and reveals considerable detail about the structure of
hard to ionize with standard techniques, Dempster turned to a high
nuclei. Significant mass spectrometric contributions were made
frequency oscillating spark source. The large spreads in the ener-
by the groups in Manitoba (headed by H.E. Duckworth and R.C.
gies of the ions so produced lead him to construct an improved
Barber) and the group in Minnesota (headed by W.H. Johnson).
mass spectrometer. Based on calculations performed by Bartky
◦ ◦ The enormous task of examining this huge collection of data and
[13], a 90 electric sector was added to the 180 magnetic sector
extracting a set of self-consistent data was carried out by Mattauch
to construct an instrument that focussed the ions both in direc-
and collaborators in their formulation of the first Atomic Mass Eval-
tion and energy. With this instrument Dempster was able to study
235 uation in 1965 [17]. The AME was enthusiastically carried out in
ions from the heavier elements and discovered U. The nuclear
an approximately 4 year cycle by Wapstra till he passed away in
binding energies of these species were soon to be of consider-
2006. It was then conducted by Audi and is currently being carried
able strategic importance to the world. Many North American mass
out by Audi and Wang [18]. The technique was extended to mea-
spectroscopists like Duckworth and Bainbridge found their start in
surements among radioactive nuclei at ISOLDE in the 1970s. In the
Dempster’s work and subsequently spawned productive research
1980s, techniques using Penning traps to measure the cyclotron
programmes of their own. Dempster remained at the University of
frequencies of trapped ions came into use. Since then the focus has
Chicago till his death in 1950. He was appointed the director of the
shifted to detailed studies of the masses of nuclei far from stability
Argonne National Laboratory’s Division of Mass Spectroscopy and
using Penning traps. An excellent review of these techniques can
Crystallography in 1946.
be found in the review by Klaus Blaum [19]. The extreme sensi-
The works of Thomson, Aston, Dempster and Bainbridge were
tivity and their immunity to systematic errors have added to this
conducted despite grave limitations in the available technology and
progress. The highest precision to which the charge-to-mass ratio
were based on rudimentary principles of ion optics. The first appli- 11
of an ion is approaching 1 part in 10 [20], 3 orders of magnitude
cation of the focussing properties of a magnetic sector fields was by
better than the typical result from measurements using conven-
Dempster. These properties were most likely known to Aston but
tional mass spectrometers. These new achievements imply that
are not mentioned in his papers. This situation began to change
new opportunities for the exploration of fundamental physics may
in the 1930s with the work by Herzog that put ion optics on a
be on the horizon.
firm analytical footing. His approach treated the focussing prop-
erties of electric and magnetic sector fields in a 1st order, paraxial
approximation that was similar to that used in the design of optical 4. Conclusion
systems. The analysis was extended to 2nd order by for combi-
nations of cylindrical electrostatic analysers and uniform magnetic The search for a model to explain the fundamental structure
field sectors by Hintenberger and Koenig [14] who published a table of matter was undertaken by physicists and chemists in the late
of suggested geometries for instruments. The designs described 1800s. The advances made were the result of a combination of
in this table allowed the construction of several notable instru- insights from the results of investigations in both chemistry and
ments including the one constructed by Barber at the University of physics. Several types of instruments and techniques arose from
Manitoba in the early 1960s [15]. With the improvement of com- this work and mass spectrometry is one of them. Elements of mod-
puting capabilities, the approximations were upgraded to include ern deflection-type mass spectrometers are recognizable in the
2nd order terms. Matrix methods for calculating the properties of instruments used by Wein, Thomson, Aston and Dempster. They
ion-optical systems were employed by Brown, Wollnik, Enge and all incorporate the deflection of charged particles in a combination
others in the 1960s. The analysis was advanced to 3rd order by of electric and magnetic fields. Thomson‘s positive-ray parabola
Wollnik, Matsuda, Matsuo and others in the 1970s. This progress apparatus was the first to have identifiable mass spectral lines and
in the systematic description of the trajectories of particles in elec- later incorporated some form of electronic detection for the ion
tric and magnetic fields made great improvements in the design of current. Aston’s and Dempster’s mass spectrometers bear an even
mass spectrometers possible and found many applications in the stronger resemblance to modern instruments. In 1951 Dempster
8 K.S. Sharma / International Journal of Mass Spectrometry 349–350 (2013) 3–8
was granted a US patent 2,572,600 in 1951 for a “mass spectro- I would also like to acknowledge my many conversations with
graph”. These early instruments can clearly be identified as the my Ph.D. supervisor Dr. R.C. Barber for instilling in me a sense of
progenitor of modern mass spectrometers. In writing this article the history of this field and with the late Dr. H.E. Duckworth who
I have been fairly loose in calling instruments mass spectroscopes, pioneered the field of mass measurements in Canada.
mass spectrographs and mass spectrometers. In general I have tried
to reserve the term spectroscopes for those instruments where the References
observations were made directly by eye. Instruments using pho-
[1] J.F. Picard, Journal des Savants (Paris edition) (May) (1676) 112.
tographic plates for a detector are called spectrographs. Where
[2] E. Goldstein, Analen der Physik 300 (1) (1898) 38.
electrical detection is employed I have used the term spectrometer.
[3] J.J. Thomson, Philosophical Magazine 44 (1897) 293.
[4] W. Prout, Annals of Philosophy 6 (1915) 321–330.
Acknowledgements [5] J.J. Thomson, Philosophical Magazine 21 (1911) 225.
[6] I. Falconer, http://www.jstor.org/stable/27757604?origin=JSTOR-pdf; also see
Historical Studies in the Physical and Biological Sciences, vol. 18, no. 2 p. 265
In writing this article I have made use of many resources both (1988).
[7] J.J. Thomson, Philosophical Magazine 24 (1912) 209.
in print and online to try and define the sequence of events that
[8] F.W. Aston, Philosophical Magazine 38 (1919) 707.
brought mass spectrometry to its current status. I have tried where
[9] F.W. Aston, Proceedings of the Royal Society of London Series A 115 (1927)
possible to identify documents that describe particular advances 487.
but these must necessarily be incomplete in a historical article [10] F.W. Aston, Proceedings of the Royal Society of London Series A 163 (1937)
391.
like this. My apologies if I have omitted some of your favourite
[11] A.J. Dempster, Physical Review 11 (1918) 316.
characters.
[12] Measuring mass: from positive rays to proteins, in: M.A. Grayson (Ed.), ASMS
These are some of the resources that I have found particularly 50th Anniversary Volume, American Society for Mass Spectrometry, Chemical
helpful: Heritage Press, Philadelphia, USA, 2002.
[13] W. Bartky, A.J. Dempster, Physical Review 33 (1929) 1019.
[14] H. Hintenberger, L.A. Koenig, in: J.D. Waldron (Ed.), Advances in Mass Spec-
•
The historical posters prepared by the American Society for trometry, vol. 1, Pergamon Press, London, 1959, p. 16.
[15] R.C. Barber, R.L. Bishop, J.O. Meredith, F.C.G. Southon, P. Williams, H.E. Duck-
Mass Spectrometry (for their 50th anniversary) found online at
worth, P. van, Rookhuyzen, Review of Scientific Instruments 42 (1971) 1.
http://www.asms.org/publications/historical
[16] H.E. Duckworth, R.C. Barber, V.S. Venkatasubramanian, Mass Spectroscopy, 2nd
•
The information provided on the website for the Nobel Prize: ed., Cambridge University Press, Cambridge, UK, 1986.
www.nobelprize.org [17] J.H.E. Mattauch, W. Thiele, A.H. Wapstra, Nuclear Physics 67 (1965) 1.
• [18] G. Audi, M. Wang, A.H. Wapstra, F.G. Kondev, M. MacCormick, X. Xu, B. Pfeiffer,
Mass Spectroscopy by Duckworth, Barber and Venkatasubrama-
Chinese Physics C(HEP & NP) 36 (12) (2012) 1287.
nian [16]. [19] K. Blaum, Physics Reports 425 (2006) 1.
• [20] W. Shi, M. Redshaw, E.G. Myers, Phys. Rev. A 72 (2005), 022510.
The ever ubiquitous wikipedia.