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v 33 n 9 CONTENTS s 2018 ® COLUMNS September 2018 Volume 33 Number 9 Molecular Spectroscopy Workbench ...... 12 Advances in Infrared Microspectroscopy and Mapping Molecular Chemical Composition at Submicrometer Spatial Resolution John A. Reffner Infrared microspectroscopy has led to important advances in a wide range of fields, as biologists, chemists, geologists, materials scientists, microscopists, and spectroscopists around the world have awakened to the value of nanotechnology. The small world is getting larger.
Focus on Quality ...... 18 A Flexible Analytical Data Life Cycle? R.D. McDowall Does a one-size-fits-all data life cycle meet laboratory requirements for data integrity? No! The reason is that there are many different types of analytical procedures, which means that a flexible analytical data life cycle is needed.
IR Spectral Interpretation Workshop ...... 24 The C=O Bond, Part VII: Aromatic Esters, Organic Carbonates, and More of the Rule of Three Brian C. Smith Aromatic esters follow the ester Rule of Three, but each of these three peak positions is different for saturated and aromatic esters, which makes them easy to distinguish. Organic Cover image courtesy of carbonates are structurally similar to esters and follow their own Rule of Three. koya979/Shutterstock. ARTICLES
Identification of Graphite Mechanical Behavior and Dislocations ON THE WEB by Micro-Raman Microscopy ...... 30 Ram Krishna and Paul M. Mummery QUIZ: INTERPRETING SPECTRA In this study, micro-Raman microscopy was used to examine graphite mechanical behavior through the evolution of dislocation defect density and the resultant deformation (strain) Take the latest quiz! in graphite components. The increasing strength of the Raman optical phonon modes Are your spectral interpretation skills up to par? linked with a generous number of dislocations indicates the potential capability of Raman Find out by taking the latest quiz from our “IR spectroscopy to help develop a mechanistic understanding of the complex mechanical Spectral Interpretation Workshop” column. behavior of graphite for use in many industries and applications. See the quiz on page 26 of this issue or at: Infrared Spectroscopy: New Frontiers Both Near and Far ...... 34 www.spectroscopyonline.com/ir-spectral-in- Negar Atefi, Tanvi Vakil, Zahra Abyat, Sarvesh K. Ramlochun, Gorkem Bakir, terpretation-workshop-0 Ian M.C. Dixon, Benedict C. Albensi, Tanya E.S. Dahms, and Kathleen M. Gough WEB SEMINARS This article illustrates experience with some new developments in IR spectroscopy, with examples of how this traditional field continues to explode into new territory, enabling rapid Discover How Triple Quadrupole acquisition of huge data sets on the one hand, while permitting exploration of chemical ICP-MS Will Help You Do More and Simplify Your Laboratory Routines composition of targets with nanometer-scale spatial resolution on the other. Daniel Kutscher and Simon Nelms, Thermo Fisher Scientifi c Any Sample, Any Time: The Benefi ts THE APPLICATION NOTEBOOK ...... 43 of Single Reaction Chamber Microwave Digestion for Trace Element Analysis Robert Thomas, Scientifi c Solutions Laura Thompson, Milestone Inc. DEPARTMENTS Products & Resources ...... 39 spectroscopyonline.com/spec/webcasts Ad Index ...... 42
Like Spectroscopy on Facebook: www.facebook.com/SpectroscopyMagazine Spectroscopy (ISSN 0887-6703 [print], ISSN 1939-1900 [digital]) is published monthly by UBM LLC 131 West First Street, Duluth, MN 55802- Spectroscopy Follow Spectroscopy on Twitter: 2065. Spectroscopy is distributed free of charge to users and specifiers of spectroscopic equipment in the United States. is available on a paid subscription basis to nonqualified readers at the rate of: U.S. and possessions: 1 year (12 issues), $74.95; 2 years (24 issues), https://twitter.com/spectroscopyMag $134.50. Canada/Mexico: 1 year, $95; 2 years, $150. International: 1 year (12 issues), $140; 2 years (24 issues), $250. Periodicals postage paid Join the Spectroscopy Group on LinkedIn at Duluth, MN 55806 and at additional mailing offices. POSTMASTER: Send address changes to Spectroscopy, P.O. Box 6196, Duluth, MN 55806-6196. PUBLICATIONS MAIL AGREEMENT NO. 40612608, Return Undeliverable Canadian Addresses to: IMEX Global Solutions, P. O. http://linkd.in/SpecGroup Box 25542, London, ON N6C 6B2, CANADA. Canadian GST number: R-124213133RT001. Printed in the U.S.A. Ethos UP UltraWAVE UltraCLAVE 10 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com Editorial Advisory Board
Fran Adar Horiba Scientific Rachael R. Ogorzalek Loo University of California Los Angeles, David Geffen School of Medicine Russ Algar University of British Columbia Howard Mark Mark Electronics Matthew J. Baker University of Strathclyde R.D. McDowall McDowall Consulting Ramon M. Barnes University of Massachusetts Gary McGeorge Bristol-Myers Squibb Matthieu Baudelet University of Central Florida Linda Baine McGown Rensselaer Polytechnic Institute Rohit Bhargava University of Illinois at Urbana-Champaign Francis M. Mirabella Jr. Mirabella Practical Consulting Solutions, Inc. Paul N. Bourassa Blue Moon Inc. Ellen V. Miseo Illuminate Michael S. Bradley Thermo Fisher Scientific Michael L. Myrick University of South Carolina Deborah Bradshaw Consultant John W. Olesik The Ohio State University Lora L. Brehm The Dow Chemical Company Steven Ray State University of New York at Buffalo George Chan Lawrence Berkeley National Laboratory Jim Rydzak Specere Consulting John Cottle University of California Santa Barbara Jerome Workman Jr. Unity Scientific Lu Yang David Lankin University of Illinois at Chicago, National Research Council Canada College of Pharmacy Barbara S. Larsen DuPont Central Research and Development Spectroscopy’s Editorial Advisory Board is a group of distinguished individuals assembled to help the publication fulfill its editorial mission to promote the effec- tive use of spectroscopic technology as a practical research and measurement tool. Bernhard Lendl Vienna University of Technology (TU Wien) With recognized expertise in a wide range of technique and application areas, board members perform a range of functions, such as reviewing manuscripts, suggesting Ian R. Lewis Kaiser Optical Systems authors and topics for coverage, and providing the editor with general direction and feedback. We are indebted to these scientists for their contributions to the publica- tion and to the spectroscopy community as a whole.
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Molecular Spectroscopy Workbench Advances in Infrared Microspectroscopy and Mapping Molecular Chemical Composition at Submicrometer Spatial Resolution
Although 69 years have passed since infrared spectroscopy and microscopy were first united, these technologies continue to advance. Since 1983, the catalysts for rapid commercial growth and broad applications were Fourier transform infrared (FT-IR) spectrometers, resulting in advances in all reflecting microscope optics and high sensitivity detectors. Today, quantum cascade lasers and scanning microscopy are emerging technologies that are demonstrating the ability that drastically improves resolving power and quality of spectral data collected from sub- micrometer-sized samples. This installment of “Molecular Spectroscopy Workbench” is a brief history and reports on the status of infrared microspectroscopy and its future promise.
John A. Reffner
rt conservationists, biologists, chemists, environmen- spectral data at the highest possible spatial resolution. Recent talists, forensic scientists, geologists and materials sci- discoveries in infrared microspectroscopy are advancing this A entists need the combination of chemical composition approach to new levels of spectral quality and resolving power. and morphological structure to analyze complex matter, solve First, a brief history of infrared microspectroscopy. In problems, or identify small particulates. Scanning electron mi- 1949, two publications (1,2) heralded the practicality of in- croscopy (SEM) provides imaging of morphological structure, frared spectroscopy. Perkin-Elmer Corp. introduced the first and can be combined with X-ray spectroscopy for elemental commercial infrared microspectrometer in 1953, the Model 85 analysis. However, molecular composition may only be in- (3). A single-beam, sodium chloride prism, dispersive infra- ferred from X-ray spectra by quantitative elemental analysis. red spectrometer was coupled to an all-reflective light micro- Infrared microspectroscopy provides both molecular chemical scope. A four-bladed variable aperture located in the primary information and imaging of morphological structure, but is image plane defined the area of the sample that produced the limited for elemental analysis. The success of both of these transmission spectrum. The detector was a bolometer and the techniques is dependent on their ability to provide high quality intensity of transmitted infrared radiation at each wavelength www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 13 was plotted by a strip chart recorder. A string connected to the variable slit in the spectrometer was attached to a car- Tunable dioid cam, increasing the slit width to IR laser maintain a level of incident intensity as the wavelength was increased. However, the spectral resolution varied across the Visible detector spectrum. Obtaining a transmittance Microscope spectrum required recording an Io and objective
Isample single beam spectra, tabulating the intensity of each at periodic wave- Visible laser Visible light lengths, calculating the Isample/Io ratio, and replotting the data. Although this system was a novel research tool, it was Infrared not a commercial success. Microscope Infrared microspectroscopy was es- objective sentially dormant until 1978, when V. Coats introduced the Nanospec IR20 microspectrometer. By combining a microprocessor computer, a liquid ni- trogen–cooled solid-state detector, a variable-wavelength interference filter monochromator, and an all-reflecting Sample optical microscope, Coats resurrected interest in IR microspectroscopy. His revolutionary contribution was over- Figure 1: A schematic diagram illustrating the optical components of the mIRage photothermal shadowed when Fourier transform infra- infrared microspectrometer.
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tensity sources, such as the synchrotron or quantum cascade (QC) lasers, have 1.0 PS PS spectrum mirage database match demonstrated improved spectral quality and mapping speed of performance at 0.6 the wavelength diffraction limit. United States Patent 457,709, filed 0.2 April 4, 1994, lists the inventors F. Ca- passo, A.Y. Cho, J. Faist, A.I. Hutchin- 0 son, S. Luryi, C. Sirtori, and D.L. Sivco 1800 1600 1400 1200 1000 900 800 Wavenumber (cm–1) (4). The abstract of this patent states: Poly(styrene) “This application discloses, to the best of our knowledge, the first unipolar laser. An exemplary embodiment of the laser was implemented in the GaInAs/AlInAs 1.0 PET PET spectrum mirage system and emits radiation of about 4.2 database match μm wavelength. Embodiments in other 0.6 material systems are possible, and the lasers can be readily designed to emit at 0.2 a predetermined wavelength in a wide spectral region. We have designated the 0 laser the ‘Quantum Cascade’ (QC) laser.” 1800 1600 1400 1200 1000 900 800 Wavenumber (cm–1) The foundation for the QC laser is the Poly(ethyleneterephthalate) use of intersubband transitions for am- plification of radiation (5). Over the past two decades, an abundance of QC laser research and development has been tak- 1.0 PMMA ing place (6). Today, QC lasers are com- mercially available from several sources. 0.6 The power output has increased, and the operating temperature can be above 0.2 room temperature. They can operate 0 in either a continuous or pulsed mode. 1800 1600 1400 1200 1000 900 800 They are capable of emitting mid-infra- Wavenumber (cm–1) red radiation in the 2857–400 cm-1 range. Poly(methylmethacrylate) The successful application of QC lasers in medical, biological, environmental, Figure 2: Infrared absorption spectra of poly(styrene) (PS), poly(ethyleneterephthalate) (PET), communication, and chemical research and poly(methylmethacrylate) (PMMA), collected using the mIRage photothermal infrared has driven their expanding growth. microspectrometer compared against the KnowItAll FT-IR spectral database (Bio-Rad) (in red). QC laser technology provides a new direction for advancing infrared mi- red (FT-IR) spectrometers became com- limits are dependent on the sample’s crospectroscopy. The major avantages mercially available. Attaching all reflecting area, thickness, and composition. Re- of QC lasers for infrared microspec- microscopes to FT-IR spectrometers let the solving power—the minimal distance troscopy are broad tunablity over the genie out of the bottle. Three decades of of separation of two objects—using vis- mid-infrared wavelength range, in- improvement to FT-IR microspectrome- ible or infrared radiation is limited by tensity, low divergence, and high fre- ters, and sustained growth applications, wavelength, numerical aperture, optics quency rate. Three approaches have established infrared microspectroscopy and contrast. The resolving power of been advanced for improving spatial as a vital analytical technique. spectral maps created using an FT-IR resolution and quality of spectral data The motto “good enough is never microspectrometer is limited by the using QC lasers. The first approach was good enough” is a driving force for ad- wavelength and spectral contrast. The to replace the infrared radiation source vancement. In microspectroscopy, im- spectral quality and contrast of maps with a broadly tunable QC laser for an proving spectral quality, detection lim- are reduced as the dimensions of the all-reflecting microscope. The second its, and resolving power are challenges. sample are reduced. When spectra are approach was to couple the broadly The quality of an infrared spectrum is collected from a diffraction-limited tunable QC laser with scanning probe limited by the intensity of incident ra- point using an FT-IR spectrometer with microscope to detect the photothermal diation, wavelength resolution, sample a 1200 K ceramic source, spectral qual- expansion created by a modulated QC size, and detector sensitivity. Detection ity and contrast are reduced. Higher in- laser beam. The third approach was to www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 15 use a visible light probe to detect the to 1800–900 cm-1. This expanded range of this osculation is a measure of the photothermal expansion created by a was a significant development. The ini- magnitude of the photothermal event. modulated QC laser beam. These three tial applications these advances were in The magnitude of the thermal event approaches are addressed chronologically. label-free histochemical imaging, and plotted against the wavelength infrared Replacing the thermal source with classification in tissues (8–11). radiation to produce a photothermal IR QC lasers was first demonstrated by the Combining QC laser technology (PTIR) spectrum. This unique combi- R. Bhargava research group at University with scanning probe microscopy (SPM) nation of QC laser and scanning probe of Illinois in Urbana, Illinois, in 2012. is the invention of C. Prater and K. technologies produces infrared spectra An in-house infrared microspectrome- Kjoller in 2011 (12–14). This invention that are consistent with spectra collected ter was developed that used an array of makes possible a novel method for ob- by FT-IR. Photothermal IR is also known tunable QC lasers supplied by DRS Day- taining nanometer resolving power as atomic force infrared spectroscopy light Solutions, tunable over the range of and high-resolution infrared spectra. (AFM-IR). 1738 –1570 cm-1 as a transmitted radia- The method includes using infrared AFM-IR advanced infrared spectros- tion source (7). This microspectrometer radiation from a quantum cascade laser copy from a resolving power limited by system demonstrated that major advan- directed onto a small area of a sample. the wavelength of the infrared radiation tage of using the QC laser over FT-IR The QC laser array is tuned over a broad to a limit defined by the tip size of the was the speed of collection spectral maps range of infrared wavelengths. When the scanning probe, a change of scale from using a single wavelength. In 2014, DSR sample adsorbs radiation of a certain ~10 μm to ~10 nm. QC lasers provide Daylight Solutions introduced the first wavelength, the energy of the adsorbed the intensity to produce photothermal commercially available QC laser–pow- photon is transformed into heat, caus- events that the scanning probe micro- ered chemical imaging microscope for ing a thermal expansion of the sample. scope detects to produce infrared spec- IR spectroscopy. The Spero system (DSR This photothermal event is monitored tra at subnanometer spatial resolution. Daylight Solutions) proclaimed real using a scanning probe microscope. The The rapid scanning of the sample, time, high-throughput spectral imag- probe of the microscope is mounted on while the it is exposed to a single wave- ing enabled by ultrahigh-brightness QC a cantilever. The QC laser is operated length of infrared radiation, produces laser technology. The spectral range of in a pulsed mode, creating a periodic molecular composition maps with un- the Spero imaging system was expanded motion of the cantilever. The amplitude precedented resolution.
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frared radiation. This relationship is
12 illustrated in Figure 1. The infrared
11 source is a broadly tunable pulsed QC
10 laser. The photothermal event, pro-
9 duced when the sample absorbs the 8 infrared radiation, creates a change 7 in the reflected or scattered light’s 6 intensity. This change in the visi- 5
Zurich Amp1 (mV) ble light intensity is proportional to 4 the absorption of infrared radiation 3 used to create a photothermal infra- 2
1 red (O-PTIR) spectrum. The O-PTIR
0 spectra, collected using the mIRage 1850 1800 1700 1600 1500 1400 1300 1200 Wavenumber (cm–1) micro, are comparable to spectra in the KnowItAll Spectra FT-IR database Figure 3: (Left) Photothermal infrared spectra collected using the mIRage system. (Right) Micrograph (Bio-Rad). Illustrated in Figure 3, the showing a digital image record of the cross-section of multilayered laminated sample. Two points, 500 nm O-PTIR spectra are well matched to apart, are marked with red and blue X’s. The infrared spectra were collected at the indicated locations. the database spectra, all with a cor- relation factor above 98%. With the optical probe system of the mIRage system, the resolving Acetate power in spectral imaging is im- Acrilan Arnel proved to ~0.45 nm. Importantly, the Bleached cotton resolving power in spectral images is Creslan 61 Dacron 54 limited by the wavelength of the vis- 0.8 in. Dacron 64 ible-light laser and is constant across Nylon 66 Orlon 75 the infrared spectral range. In spec- Spun silk tral images collected using FT-IR or Verel A Viscose QC laser micro spectrometers, the Wool resolving power is a function of the infrared radiation, and therefore var- ies across the spectrum. Operating in the noncontact re- flection mode simplifies sample preparation. For example, Figure 4 shows the spectrum an individual 1900 1800 1700 1600 1500 1400 1300 1200 1100 1000 900 800 fiber in a fabric acquired directly –1 Wavenumber (cm ) with no special sample preparation. Figure 4: Optical image and O-PTIR spectrum of test fabric consisting of 13 different textile Thick samples can be analyzed in the materials all woven together into a single sample. Data collected using the mIRage instrumentThe single point mode. Mapping of large blue cross indicates the location where the O-PTIR spectrum was collected. areas require flat surfaces normal to incident radiation. The variety of samples, improved resolving power, AFM-IR spectroscopy was the basis for visible light probe to detect the pho- quality of O-PTIR spectra and ease the development by Anasys Instruments tothermal event created by the inci- of sample preparation, dramatically of the first commercial instrument, the dent infrared radiation provides a advance microspectroscopy. nanoIR system (Anasys Instruments). new instrumental approach to infra- The nanoIR instrument became available red microspectroscopy. The Anasys Summary in 2012. In the past six years, AFM-IR group developed this approach and There are numerous examples of appli- technology has become a prominent tool created a new company, the Pho- cations of infrared microspectroscopy in in nano research in the biological, med- tothermal Spectroscopy Corp. The all academia, national laboratories, gov- ical, chemical and materials sciences company’s new mIRage instrument ernment agencies, hospitals, industries; (14-16). The best evidence for the success fills the resolving power gap between all of them benefiting from the advances of AFM–IR is the recent acquisition of FT-IR and AFM-IR. At the heart of in the field (17–19). It is stimulating to Anasys Instruments by Bruker. this approach, the photon probe is fo- see the advances of infrared microspec- Replacing the mechanical probe of a cused on the sample’s surface, and is troscopy. The history of progress of this SPM with a focused monochromatic coaxial and confocal with the mid-in- powerful and diverse technology is very www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 17 impressive. It is great to be part of the vol. 8726 8720E-1(2013). 19(21),19942–19947 (2011). evolution from its humble beginnings to (8) K. Yeh, S. Kenkel, J-N. Liu, and R. Bhar- (15) M. Belkin, F. Lu, V. Yakolev, C. Prater, major factor in our growing technology. gava, Anal. Chem. 87(1), 485–493, K. Kjoller, and M. Raschke, US Patent Biologists, chemists, geologists, materi- (2015). US8869602B2, High frequency deflec- als scientists, microscopists, and spec- (9) H. Sreedhar, V.K. Varma, F.V. Gamba- tion measurement of IR absorption troscopists around the world are awak- corta, G. Guzman, and M.J. Walsh, (2014). ening to the values of nanotechnology. Biomed.Opt. Express 7(6), 2419–2424 (16) F Lu, M. Jin and M.A. Belkin, Nature The small world is getting larger. (2016). Photonics 8, 307–312 (2014). (10) J.B. Bird and J. Rowlett, “A Protocol (17) F. Huth, Al. Govyadinov, S. Amarie, W. References for Rapid, Label-free Histochemical Nuansing, F. Keilmann, and R. Hillen- (1) R.C. Gore, Science 110, 710–711 (1949). Imaging of Fibrotic Liver,” Analyst brand, Nano Lett. 12(8), 3973–3978 (2) D.D. Barer, Nature 163, 198–201 (1949). DOI:10.1039/c6an02020a (2016). (2012). (3) V.J. Coats, A. Offner, and E.H. Siegler, (11) C. Kuepper et al., “Quantum Cascade (18) A. Dazzi and C.B. Prater, Chem. Rev. J. Optical Soc. of America 43(11) 984– Laser-Based Infrared Microscopy for 117(7), 5146–5173 (2017). 966 (1953). Label-Free and Automated Cancer (19) J. Chae, Qi. Dong , J. Huang, and A. Cen- (4) F. Capasso et al., US Patent, 5,457,709, Classification in Tissue Sections,” Sci- trone, Nano Lett. 15(12), 8114–8121 Unipolar Semiconductor Laser, 1994. entific Reports, DOI:10.1038/s41598- (2015). (5) F. Capasso et al., US Patent, 5,936,989, 018-26098-w (2018). Quantum, 1997. (12) C. Prater and K. Kjoller, US Patent John A. Reffner is a professor at (6) M.S. Vitiello, Optics Express 23(4), 8,680,467 (2013). John Jay College of Criminal Justice in New 5167–5182 (2015). (13) L. Brown, M. Davanco, Z. Sun, A. Kreti- York, New York. Direct correspondence to: (7) K. Yeh, M. Schulmerich, and R. Bhar- nin, Y. Chen, J.R. Matson, I. Vurgaftman, [email protected] gava, “Mid-infrared Microspectorscopic N. Sharac, A.J. Giles, M.M. Fogler, T. Tan- Imaging with a Quantum Cascade iguchi, K. Watanabe, K.S. Novoselov, For more information on Laser,” in Next Generation Spectro- S.A. Maier, A. Centrone, and J.D. Cald- this topic, please visit: scopic Technologies VI, edited by M.A. well, Nano Lett. 18, 1628–1636 (2018). www.spectroscopymag.com/adar Druy and R.A. Crocombe, Proc. of SPIE (14) F. Lu and M.A. Belkin, Optics Express 18 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com
Focus on Quality A Flexible Analytical Data Life Cycle?
Does a one-size-fits-all data life cycle meet laboratory requirements for data integrity? No! The reason is that there are many different types of analytical procedures, which means that a flexible analytical data life cycle is required.
R.D. McDowall
ne of the requirements of the data integrity guidances • Short-Term Retention: Secure storage of the data and in- for regulated laboratories is a data life cycle that cov- formation in a secure but accessible environment for any O ers the birth to death of regulatory records. The data further use—for example, audits, trending, and so on. Note life cycle is defined in the recent MHRA data integrity guid- that GLP requires that all study data be placed in the GLP ance as “All phases in the life of the data from generation and archive at the end of the study (4,5). recording through processing (including analysis, transfor- The inactive phase of the data life cycle consists of the mation or migration), use, data retention, archive/retrieval following tasks: and destruction” (1). • Long Term Archive: The movement of the records into a While this is rather vague and needs a degree of interpre- secure location tation, it gives an outline for a data life cycle. • Data Migration: Migration of data from one system or re- pository to another over the retention period, only neces- A Generic Data Life Cycle, 1 sary for electronic records and not paper After the publication of the MHRA GMP guidance in 2015 • Data/Record Destruction: The formal process of destruc- (2), I developed a data life cycle (3) that consists of two tion at the end of the retention period. phases, active and inactive. The active phase is where most of the laboratory work occurs from acquisition to data use A Generic Data Life Cycle, 2 and short-term retention, but this is the shortest part of the Another data life cycle interpretation was published in the life cycle. The inactive phase is where the data and records GAMP Guide for Records and Data Integrity (6). This inter- are stored for the remainder of the record retention period. pretation, which is consistent with the WHO data life cycle The active phase of the data life cycle consists of the fol- (7), defined a generic life cycle consisting of five phases: lowing tasks: • Creation: Acquisition of data • Data Acquisition: Controlling and recording the observation • Processing: Transforming and interpreting the data and or generating data calculation of the reportable result • Data Processing: Interpretation or processing of the original • Review, Reporting and Use: Consisting of data review, data audit trail review, data reporting, data distribution, and • Generate Reportable Result: Calculation of the reportable result use of the information • Information and Knowledge Use: Using the result to make • Retention and Retrieval: Covering the availability of the a decision records, the security to ensure that unauthorized changes www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 19
®
Study plan or Control analytical procedure FUSION FLUXER Sample management Sample preparation Analysis or data capture Process Data interpretation Generation of the result Reporting Short term retention
Second-person Review review
Figure 1: The active phase of an analytical data life cycle. (Adapted with permission from reference 8.)
are not made, backup and recovery, age data integrity in a laboratory, you physical storage, and security and ar- need to have a good understanding of chiving, as needed each process down to a data and record • Destruction: The formal process of de- level. These two models are not suffi- stroying the records at the end of the ciently detailed, and therefore we need record retention period. an analytical data life cycle. The ana- My main criticism of this model lytical data life cycle described below It’s time is that review, reporting, and use are is essentially an expansion of the first crammed into a single activity. Sec- data life cycle (3), adapted to chemical ond-person review is an integral part analysis. to switch of the creation and processing portion of laboratory work to ensure the quality An Analytical Data Life Cycle and integrity of reportable results. The analytical data life cycle presented from gas here still consists of two phases, active Generic Data Life Cycles and inactive. The active phase of the Don’t Work in the Laboratory analytical data life cycle, shown in Fig- to electric. Generic models are good in that they ure 1, consists of three subphases (8): provide a simple basis for understand- • Control: A study plan, an analyt- VERSATILE. COMPACT. SAFE. ing a data life cycle, but both models ical procedure, and an analytical The X-300 is an automated electric described above (3,6) may be too sim- request that defines the work to be fusion fluxer capable of producing plistic to apply to all situations, espe- performed fused beads (glass disks) for XRF cially in a GXP regulated laboratory. • Process: The analytical process from and solutions for ICP/AA analysis. It I believe that an analytical data life sampling to reportable result comes pre-loaded with customizable cycle must be sufficiently granular • Review: Second-person review to fusion programs for your particular for a laboratory environment. Where ensure the quality and integrity of protocol, and is available with one, is sample management and sample the result. two or three positions. preparation? Are these key analytical Each task within each subphase of aspects all bundled into “data acqui- the life cycle will be described in more BENEFITS OF ELECTRIC. sition” or “capture”? Furthermore, detail below. • SAFETY where do the controlling elements of • TEMPERATURE CONTROL a life cycle, such as a study plan, vali- Controlling the dation plan, or analytical procedure, Analytical Data Life Cycle • POWER CONSUMPTION come into the life cycle? All are key In all instances, there needs to be con- • SIMPLICITY requirements for any regulated labo- trol of the active phase of the analyti- • UNAFFECTED BY ALTITUDE Contact us to discuss. ratory. cal life cycle, and this control is shown I suggest that the two life cycles in Figure 1 as either a study plan or above are not suitable for regulated an analytical procedure to define how laboratories, and that an alternative work will be conducted. Even method approach is required. development under the quality by You may think that I am being very design (QbD) approach advocated by WWW.SPEXSAMPLEPREP.COM/KATANAX critical of the two data life cycle mod- the draft USP chapter <1220> (9) will [email protected] • 1-855-GET-SPEX els above, but if you are going to man- have control by defining the analytical 20 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com
The scope of work may include prepa- ration of reference solutions, buffers, Long-term Paper retention records and mobile phases using instrumenta- tion such as sonic baths, analytical bal-
Synchronization? ances, pipettes, volumetric glassware, Retain homogenizers, and pH meters. Data
E-record Record demonstrating that this work has been data migration destruction performed are essential for demon- strating both the integrity and quality Checks of of the work, including appropriate in- record readability strument calibration checks and asso- ciated instrument log book entries. Like Figure 2: The inactive phase of an analytical data life cycle. (Adapted with permission from sampling, the sample preparation task reference 8.) is not covered in regulatory or industry guidance documents on data integrity. Newton and McDowall, in an article series about data integrity in the chro- Analytical data Sample Sample Analysis or Data Generation of Short-term life cycle Reporting management preparation data capture interpretation the result retention matography laboratory, have discussed Analysis type both sampling and sample preparation
Analysis by Sample Analysis or in more detail for Spectroscopy’s sister Reporting observation management data capture Short-term publication, LCGC North America (10). retention Sampling and Generation of Analysis & Data Reporting interpretation analysis interpretation the result Analysis or Data Capture The spectrum of analytical techniques Second-person review applied to a sample can vary from ob- servation (color, appearance, or odor) Figure 3: Different analytical procedures require a flexible analytical data life cycle. (Adapted through wet chemistry, such as loss on with permission from reference 8.) drying and water content to instrumental techniques such as spectroscopy or chro- target profile (ATP) and controlling the sample containers to be used, sample matography. This task can vary from a development of a procedure. The plan preservation requirements, transport, simple observation through to the setup or procedure must be considered as an and storage in the laboratory. Because of a spectrometer with an appropriate essential part of the analytical data life sampling is the most critical part of the software configuration to protect records, cycle, because it directly determines analytical process, it must be performed calibration, and point-of-use checks. This the data that will be collected and pro- correctly with the right documentation. step is followed by the acquisition of data cessed. In addition to these controlling The integrity of the data gathered here from the sample by following the appli- documents of the analytical life cycle, is essential to support the final re- cable analytical procedure. The data col- there will be standard operating proce- sults of the analysis and these results lected here will include, as appropriate, dures or work instructions for perform- will include any environmental mon- the instrument setup, any system suit- ing component tasks within the overall itoring records of storage conditions ability tests or point of use checks before life cycle. These are not considered in during transport or storage. The major committing the samples for analysis, this discussion, but are an essential part problem is that much of the sampling data values or data files for interpreta- of performing and reviewing the work process is usually manual, can contain tion in the next stage of the analytical carried out in any analytical laboratory. errors, and can be falsified easily. This data life cycle, or just the result. Both life cycle task is not discussed in any sampling and sample preparation can Tasks of an Analytical data integrity guidance. be automated using either an electronic Data Life Cycle laboratory notebook (ELN) or laboratory In Figure 1, underneath the study plan Sample Preparation execution system (LES). or the analytical procedure is the main Preparing the samples for analysis can Newton and McDowall have discussed analytical data life cycle from sampling be as simple as transferring a liquid this task in their article series on data in- to generating reportable results. That sample to a vessel and presenting it to tegrity in the chromatography laboratory, life cycle consists of six analytical tasks an instrument, through dissolving and but the principles described can be easily together with short-term data storage. diluting, to complex liquid–liquid or adapted for spectroscopic analysis (11). solid-phase extraction. Although some Sample Management sample preparation techniques can be Data Evaluation or Interpretation Sample management covers a sampling automated, many of the steps are man- In this step, the data acquired during plan, sampling process, defining the ual and typically recorded on paper. the analysis are interpreted to obtain www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 21 processed data. Where an instrument ble, calculations should be performed reviewer needs to be suitably trained such as a spectrometer is used, the data by a validated software application, and the review will include any instru- need to be interpreted by an analyst to thus avoiding manual data entry. At this ments and computerized systems in- obtain an identity, absorbance at a spe- stage, the outliers can be identified, such volved in the analysis. The aim of the cific wavelength, or peak area counts. as out-of-specification (OOS) results or second-person review is to ensure that It may also involve the comparison of a a value on a time-versus-drug concen- the work has been carried out correctly, sample spectrum with a spectral library tration curve for further investigation procedures have been followed, data to confirm the identity of a sample. This (OOS results, for example) (13,14). have been interpreted correctly, results key task of the analytical data life cycle have been generated accurately, and needs to be controlled carefully to en- Reporting the report is complete. In addition, the sure the integrity of the data. This task Following the calculation of the re- second-person reviewer needs to check is also the subject of rigorous regulatory sults, the next task in the life cycle is that there have not been any data falsi- scrutiny and is the source of many data reporting. There are many forms that fication or poor data management prac- integrity citations and warning letters. the report can take, such as a method tices. The penultimate part of Newton This is the subject of the third part of validation or transfer report, certifi- and McDowall’s series in LCGC North Newton and McDowall’s discourse on cate of analysis (COA), or study report. America covers the review of analytical data integrity (12). Newton and McDowall have discussed data in more detail (15). calculation of the reportable results in Generation of the Results the fourth part of their data integrity Short-Term Retention Following the interpretation of the series (13). Data are retained in a secure manner data, the next task is the generation of regardless if the records are paper or the reportable results. This calculation Second-Person Review electronic. Often, the complete set of can be made by a variety of means, such Before a report or COA is formally is- data is hybrid; consequently, there as manually using a calculator, using a sued, the complete data package needs will be paper and electronic records spreadsheet, or incorporating the data to be subject to a second person review. that need to be synchronized if any into an instrument data system or other This is a critical subphase of the ana- changes are made after the analysis informatics application. Where possi- lytical data life cycle. The laboratory is completed and reported, such as in
Live Analytical Data Management
010010 0101010101011010 101010 10101
Standardize your Automate routine processing Simplify and improve data analytical data, no matter and analysis workflows exchange and collaboration the analytical technique or instrument vendor
ACD/Spectrus Platform
www.acdlabs.com/Spectrus 22 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com response to complaints or regulatory • If the data acquisition is the result, (4) 21 CFR 58 Good Laboratory Practice questions. why do we need the interpretation or for Non-Clinical Laboratory Studies. When the short-term data retention calculation phases? 1978, Food and Drug Administration: period has elapsed, the data are re- To understand this process better, Washington, DC. tained for the applicable retention pe- look at Figure 3. This figure shows six (5) OECD Series on Principles of Good riod mandated either by the regulations analytical phases of the analytical data Laboratory Practice and Compliance or company policy. life cycle model across the top, and Monitoring Number 1, OECD Principles Implicit throughout the whole of the there are two analytical procedures on Good Laboratory Practice. 1998, analytical process is the applicable stan- modeled below it. The first is analysis Organization for Economic Co-opera- dard operating procedures, work instruc- by observation, where a sample is taken tion and Development, Paris, France. tions that describe how work should be and the analysis is by observation of (6) GAMP Guide Records and Data integ- conducted by the analytical staff. These color, odor, or appearance. The obser- rity. 2017, Tampa, FL: International So- should include how results are trended in vation is the reportable result which ciety for Pharmaceutical Engineering. compliance with EU GMP Chapter 6 re- may be compared with a specification (7) WHO Technical Report Series No.996 quirements (16) and the identification of for release. The life cycle is minimal. Annex 5 Guidance on Good Data and OOS or out-of-trend or out-of-expectation The second analysis shown in Figure Records Management Practices. 2016, (OOT and OOE) results (14). 3 is instrumental analysis, followed by World Health Organization: Geneva. data interpretation, which is typified by (8) R.D. McDowall, Data Integrity and Inactive Phase near-infrared identity analysis. The sam- Data Governance: Practical Imple- The inactive phase consists of long-term ple management and sample preparation mentation in Regulated Laboratories retention, possible electronic record data tasks of the analytical data life cycle are (Royal Society of Chemistry, Cam- migration, and the destruction of the re- minimal (the number of containers to bridge, UK, 2018). cords, as shown in Figure 2. In contrast test), because the analysis is usually per- (9) G.P. Martin et al., Pharmacopoeial to the earlier model (3), in this model, this formed in situ in a warehouse, and the Forum, 2017. 43(1), (2017). phase of the data life cycle (8) separates sampling and analysis phases are united (10) M.E. Newton and R.D. McDowall, LCGC paper and electronic records. Typically, in one step as the spectrum of the sam- North Am. 36(1), 46–51 (2018). paper records are stored in an archive or ple is compared to a composite spectrum (11) M.E. Newton and R.D. McDowall, LCGC record storage and are not migrated or in a spectral library. North Am. 36(4), 270-274 (2018). moved during the retention period. Elec- (12) M.E. Newton and R.D. McDowall, LCGC tronic records may have to undergo data Summary North Am. 36(5), 330–335 (2018). migration during the retention period. As can be seen in Figure 3, an analytical (13) M.E. Newton and R.D. McDowall, LCGC Throughout the inactive phase, check data life cycle must be flexible and must North Am. 36(7), 458–462 (2018). that the records are available and can be be adapted to meet any analytical proce- (14) FDA Guidance for Industry Out of accessed. This step applies especially to dure and the data generated by it. This Specification Results. 2006, Food and the paper and electronic records from hy- approach is far preferable to forcing all Drug Administration: Rockville, MD. brid systems, and must include the syn- processes to fit a one-size data life cycle. (15) M.E. Newton and R.D. McDowall, LCGC chronization between the two media, and North Am. 36(8), 527–531 (2018). is the most difficult task in this phase of Acknowledgments (16) EudraLex - Volume 4 Good Manu- the life cycle. I would like to thank Mark Newton and facturing Practice (GMP) Guidelines, Kevin Roberson for their review com- Chapter 6 Quality Control. 2014, Euro- One Analytical Size Fits All? No! ments during preparation of this column. pean Commission: Brussels, Belgium. Although the analytical data life cycle in Figure 1 looks good, there is one References small problem: It does not fit all anal- (1) MHRA GXP Data Integrity Guidance R.D. McDowall yses. The problem is that a “one-size- and Definitions, Medicines and Health- is the Director of RD fits-all” approach does not work be- care Products Regulatory Agency (Lon- McDowall Limited and cause there are many ways to analyze don, England, 2018). the editor of the a sample. Therefore, this life cycle (2) MHRA GMP Data Integrity Definitions “Questions of Quality” needs one more attribute to make it and Guidance for Industry, Medicines column for LCGC Europe, applicable in any regulated labora- and Healthcare Products Regulatory Spectroscopy’s sister tory: flexibility. The analytical data Agency (London, England, 2nd Ed., magazine. Direct correspondence to: life cycle must be able to expand and 2015). [email protected] contract to fit an individual analytical (3) R.D. McDowall, Validation of Chromatog- process. For example: raphy Data Systems: Ensuring Data In- For more information on this topic, • If a sample does not need any prepa- tegrity, Meeting Business and Regulatory please visit our homepage at: ration stage before testing, will a data Requirements (Royal Society of Chemis- www.spectroscopyonline.com life cycle accommodate this situation? try, Cambridge, UK, 2nd Ed., 2017). 2019 SPRING MEETING & EXHIBIT April 22–26, 2019 | Phoenix, Arizona
Abstract Submission Opens September 28, 2018 Abstract Submission Closes CALL FOR PAPERS October 31, 2018
Spring Meeting registrations include MRS Membership July 1, 2019 – June 30, 2020
BROADER IMPACT ENERGY AND SUSTAINABILITY BI01 High Impact Practice—Increasing Ethnic and Gender Diversification Energy Storage in Engineering Education ES01 Organic Materials in Electrochemical Energy Storage ES02 Next-Generation Intercalation Batteries CHARACTERIZATION, PROCESSING AND THEORY ES03 Electrochemical Energy Materials Under Extreme Conditions In Situ CP01 Advances in Experimentation Techniques Enabling Novel and Extreme ES04 Solid-State Electrochemical Energy Storage Materials/Nanocomposite Design Catalysis, Alternative Energy and Fuels CP02 Design and In Situ TEM Characterization of Self-Assembling Colloidal Nanosystems ES05 Cooperative Catalysis for Energy and Environmental Applications CP03 Advances in In Situ Techniques for Diagnostics and Synthetic Design ES06 Atomic-Level Understanding of Materials in Fuel Cells and Electrolyzers of Energy Materials ES07 New Carbon for Energy—Materials, Chemistry and Applications CP04 Interfacial Science and Engineering—Mechanics, Thermodynamics, Kinetics and Chemistry ES08 Materials Challenges in Surfaces and Coatings for Solar Thermal Technologies CP05 Materials Evolution in Dry Friction—Microstructural, Chemical ES10 Rational Designed Hierarchical Nanostructures for Photocatalytic System and Environmental Effects ES11 Advanced Low Temperature Water-Splitting for Renewable Hydrogen Production CP06 Smart Materials for Multifunctional Devices and Interfaces via Electrochemical and Photoelectrochemical Processes CP07 From Mechanical Metamaterials to Programmable Materials ES12 Redox-Active Oxides for Creating Renewable and Sustainable Energy Carriers CP08 Additive Manufacturing of Metals Water-Energy Materials and Sustainability CP09 Mathematical Aspects of Materials Science—Modeling, Analysis and Computations ES09 Advanced Materials for the Water-Energy Nexus ES13 Materials Selection and Design—A Tool to Enable Sustainable Materials ELECTRONICS AND PHOTONICS Development and a Reduced Materials Footprint ES14 Materials Circular Economy for Urban Sustainability Soft Organic and Bimolecular Electronics EP01 Liquid Crystalline Properties, Self-Assembly and Molecular Order Photovoltaics and Energy Harvesting in Organic Semiconductors ES15 Fundamental Understanding of the Multifaceted Optoelectronic Properties EP02 Photonic Materials and Devices for Biointerfaces of Halide Perovskites EP03 Materials Strategies and Device Fabrication for Biofriendly Electronics ES16 Perovskite Photovoltaics and Optoelectronics EP04 Soft and Stretchable Electronics—From Fundamentals to Applications ES17 Perovskite-Based Light-Emission and Frontier Phenomena— EP05 Engineered Functional Multicellular Circuits, Devices and Systems Single Crystals, Thin Films and Nanocrystals ES18 Frontiers in Organic Photovoltaics EP06 Organic Electronics—Materials and Devices ES19 Excitonic Materials and Quantum Dots for Energy Conversion Semiconductor Devices, Interconnects, Plasmonic ES20 Thin-Film Chalcogenide Semiconductor Photovoltaics and Thermoelectric Materials ES21 Nanogenerators and Piezotronics EP07 Next-Generation Interconnects—Materials, Processes and Integration EP08 Phase-Change Materials for Memories, Photonics, Neuromorphic
and Emerging Application QUANTUM AND NANOMATERIALS QN01 2D Layered Materials Beyond Graphene—Theory, Discovery and Design EP09 Devices and Materials to Extend the CMOS Roadmap for Logic and Memory Applications QN02 Defects, Electronic and Magnetic Properties in Advanced 2D Materials Beyond Graphene EP10 Heterovalent Integration of Semiconductors and Applications to Optical Devices QN03 2D Materials—Tunable Physical Properties, Heterostructures and Device Applications EP11 Hybrid Materials and Devices for Enhanced Light-Matter Interactions QN04 Nanoscale Heat Transport—Fundamentals EP12 Emerging Materials for Plasmonics, Metamaterials and Metasurfaces QN05 Emerging Thermal Materials—From Nanoscale to Multiscale Thermal Transport, EP13 Thermoelectrics—Materials, Methods and Devices Energy Conversion, Storage and Thermal Management QN06 Emerging Materials for Quantum Information QN07 Emergent Phenomena in Oxide Quantum Materials QN08 Colloidal Nanoparticles—From Synthesis to Applications www.mrs.org/spring2019 SOFT MATERIALS AND BIOMATERIALS SM01 Materials for Biological and Medical Applications Meeting Chairs SM02 Progress in Supramolecular Nanotheranostics Yuping Bao The University of Alabama SM03 Growing Next-Generation Materials with Synthetic Biology Bruce Dunn University of California, Los Angeles SM04 Translational Materials in Medicine—Prosthetics, Sensors and Smart Scaffolds SM05 Supramolecular Biomaterials for Regenerative Medicine and Drug Delivery Subodh Mhaisalkar Nanyang Technological University SM06 Nano- and Microgels Ruth Schwaiger Karlsruhe Institute of Technology— SM07 Bioinspired Materials—From Basic Discovery to Biomimicry Institute for Applied Materials Subhash L. Shinde University of Notre Dame
Don’t Miss These Future MRS Meetings! ® 2019 MRS Fall Meeting & Exhibit December 1–6, 2019, Boston, Massachusetts 506 Keystone Drive t Warrendale, PA 15086-7573 2020 MRS Spring Meeting & Exhibit Tel 724.779.3003 t Fax 724.779.8313 t [email protected] t www.mrs.org April 13–17, 2020, Phoenix, Arizona 24 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com
IR Spectral Interpretation Workshop The C=O Bond, Part VII: Aromatic Esters, Organic Carbonates, and More of the Rule of Three
In this seventh installment of our study of the infrared spectroscopy of the carbonyl group, we look at aromatic esters and carbonates. We see that aromatic esters follow the ester Rule of Three, but that each of these three peak positions is different for saturated and aromatic esters, which makes them easy to distinguish. Organic carbonates are structurally similar to esters and follow their own Rule of Three.
Brian C. Smith
n our last installment (1), I introduced you to the ester Structurally, organic carbonates look like two esters functional group. As a review, the molecular structure and the squished together, as is shown in Figure 2. I naming of the atoms in an ester group are shown in Figure 1. As you can see in Figure 2, carbonates are symmetrical, Recall that there are two types of esters, depending on the and each half can be thought of as an ester, with each half identity of the alpha carbon. If the alpha carbon is saturated, having a carbonyl carbon, an ester oxygen, and an alpha the ester is saturated. If the alpha carbon is aromatic, the carbon. Note that the carbonyl carbon has not one oxygen ester is aromatic. In the last column, I only had room for a attached to it, as in an ester, but two. This means there are discussion of saturated esters. In this installment, we will two ester oxygens and two alpha carbons. There are three finish our discussion of esters by covering aromatic esters. types of carbonates: saturated, where both alpha carbons are Organic carbonates as a functional group are similar to saturated, aromatic, where both alpha carbons are aromatic, esters, and so it is appropriate to group them with aromatic and mixed, where one alpha carbon is saturated and one is esters. The chemical term carbonate is a little confusing. aromatic. Given the structural similarity between esters and 2- There exist inorganic carbonates that contain the CO3 ion. organic carbonates, we might expect them to follow the Rule Although this functional group contains a carbon atom, it of Three, and as we will see they do. As we will also see, acts inorganic, since it forms ionic bonds and makes up rocks we can distinguish between the three types of carbonates such as limestone, rather than typical organic compounds. based on their infrared spectra, and, in general, distinguish Organic carbonates also contain a carbon atom with three between esters and carbonates based on their spectra. oxygens bonded to it, but the bonding is covalent, and the functional group is considered organic. Therefore, it is always The Infrared Spectroscopy of Aromatic Esters important to use the term organic carbonates when discuss- In the last column (1), we saw that esters have a memorable pat- ing the covalent version of this moiety. tern of three intense peaks at ~1700, ~1200, and ~1100 from the www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 25
Carbonyl carbon O O Ester C Alpha C oxygen Alpha Alpha carbon carbon OO carbon C O C C C
Figure 1: The molecular structure of the ester Figure 2: The molecular framework of an functional group. organic carbonate.
1.0 O 1280 1725 B
0.8 C O CH3 711 0.6 1112 C A 0.4 1453 1436 Absorbance 2954 3034 3070 1602 2846
0.2 688 3002
0.0
3500 3000 2500 2000 1500 1000 500 Wavenumber (cm–1)
A 1725 C=O stretch B 1280 C-C-O stretch C 1112 O-C-C stretch
Figure 3: The infrared spectrum of methyl benzoate, an aromatic ester. 1230 0.4 CH3 O C O CO n B 0.3 CH3 1777
0.2 1505 C Absorbance
2969 A 0.1 Fiber probes for any 2921 spectroscopy method
0.0 XVHGLQNjPUDQJH IRUFOLQLFDOGLDJQRVWLFV 4000 3500 3000 2500 2000 1500 1000 Wavenumber (cm–1)
A 1777 C=O stretch B 1230 C-O stretch C 1015 O-C-C stretch visit us at:
Figure 4: The infrared spectrum of the aromatic carbonate Lexan. artphotonics.com 26 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com
Quiz Section: Answer to the July Quiz and a New Interpretation Challenge
The Last Quiz O O
1240 O O 1.0 O
0.8 CH 1738 H3C 3 1763 0.6 1036 1445 3461 1369
0.4 3399 H Absorbance 2627 909.4 1490 2951 1628 969.4 874 0.2 5905 + 7969 – N Cl 0.0 H
3500 3000 2500 2000 1500 1000 500 CH3 Wavenumber (cm-1)
Figure i: The problem spectrum from the last installment. Figure ii: The molecular structure of heroin hydrochloride hydrate.
The acetate ester we discovered is part of the structure of Table i: Peak positions for the last installment’s spectral interpretation challenge the notorious controlled substance heroin. This spectrum is in fact that of heroin hydrochloride hydrate, the structure 3431, 3391 1763, 1738 1240 is of which shown in Figure ii. 2951 1490, 1445 1036 Note that there are not one but two acetate groups in heroin, which is why the acetate C-C-O stretch at 1240 is 2700–2400 1369 so intense. The two carbonyl stretching peaks at 1768 and 1735 are a bit confusing. I believe they are both from the Figure i shows the problem infrared spectrum from the last acetate groups, and they are different because the acetates column. Your task was to determine the whether this com- are attached to different parts of the molecule. pound contains an ester, and, if so, what type. Table i shows the relevant peak positions. I also mentioned that this is the Your Next Infrared Spectral Interpretation Challenge spectrum of a notorious controlled substance. Using everything you have learned in this and previous Remembering that the first of the Rule of Three peaks columns, determine the functional groups present and is a C=O stretch, the first place you should look to solve try to discover the chemical structure of this compound. this problem is between 1800 to 1600, where carbonyl Remember that inclusion of a peak position in the table groups absorb. There are two large peaks here at 1763 and does not necessarily mean that it will be useful in the 1738. We learned in the last column that saturated esters structural determination. have a C=O stretch from 1750 to 1735. The peak at 1738 is a candidate to be this. The next thing to do is to find
the C-C-O stretch, the second of the Rule of Three peaks. 1.0 1262 1749
For saturated esters, this peak typically falls from 1210 to 0.8 1160. There is no peak in this range in Figure i. However, 0.6 1022
there is a huge peak at 1240, which is, in fact, the biggest 1375 0.4 793 2988 peak in the spectrum. Recall (1) that acetate esters have Absorbance 856 a special high wavenumber C-C-O stretch that falls at 0.2 1470 ~1240. This peak is certainly that, indicating not only that 0.0 we have a saturated ester, but that it is an acetate. Lastly, 3500 3000 2500 2000 1500 1000 500 Wavenumber (cm–1) the O-C-C stretch for saturated esters is found between 1100 and 1030. The peak at 1036 fits the bill here. There- 2988 1470 1262 856 2940 1375 1022 793 fore, we have a saturated ester as identified by its Rule of Three peaks: the C=O stretch at 1738, the acetate C-C-O stretch at 1240, and the O-C-C stretch at 1036. Figure iii: The infrared spectrum of a solid.
C=O and two C-O stretches, and hence The Rule of Three peaks in Figure peak falls between 1730 and 1715, and follow what I call the Rule of Three (2). 3 are labeled A, B, and C, and are easy is lower than that of saturated esters be- We also saw that saturated esters follow to spot, sticking up like three long fin- cause of conjugation (1). Peak B at 1280 the Rule of Three. Aromatic esters also gers in the middle of the spectrum. The is the C-C-O stretch, which is normally follow the Rule of Three, but all three peak labeled A at 1725 is the unmistak- found from 1310 to 1250. Lastly, peak peaks for aromatic esters fall in different able C=O stretch, and is almost always C is the O-C-C stretch, which ranges wavenumber ranges than the peaks of the most intense peak in the spectrum. from 1130 to 1100. These three peaks saturated esters do (Figure 3). In general, for aromatic esters this follow the intensity pattern we have THANK YOU for making this the largest Cannabis Science Conference ever! We never dreamed of having over 2,500 aƩendees and 160 sponsors/exhibitors at our third conference! Together we are advancing cannabis science, and who knew that doing the impossible could be so much fun! - Josh Crossney President, CSC Events, LLC
CSC Events, LLC, is small team, but we are dedicated to hosting truly spectacular events. Our team has created many interesting and innovative additions, from the Canna Boot Camp pre-conference workshop to exciting, interactive panels. We are devoted to serving our customers and providing a conference experience with maximum impact and networking. (CSC Events, LLC, team pictured with Montel Williams, our 2017 plenary speaker.) 28 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com
Table I: The Rule of Three peak positions for saturated and aromatic esters of mixed and aromatic carbonates mean they will never be confused with esters. Vibration Saturated Esters Aromatic Esters Conclusions C=O stretch 1750–1735 1730–1715 Like saturated esters, aromatic esters follow the Rule of Three with intense C-C-O stretch 1210–1160 1310–1250 peaks at ~1700, 1200, and 1100 from C=O, C-C-O, and O-C-C stretches. O-C-C stretch 1100–1030 1130–1100 However, as shown in Table I, saturated and aromatic esters have unique Rule of Three peaks, and any of these peaks Table II: The Group wavenumbers of organic carbonates can be used to distinguish these two types of esters from each other. Saturated Mixed Aromatic Vibration Carbonates are similar structurally Carbonates Carbonates Carbonates to esters and also follow their own Rule C=O stretch 1740 ± 10 1790–1760 1820–1775 of Three with peaks from C=O, O-C-O, and O-C-C stretches. Carbonates can O-C-O stretch 1280–1240 1250–1210 1230–1205 be distinguished from esters and each other using the peaks listed in Table II. O-C-C stretch 1060–1000 1060–1000 1060–1000 References (1) B.C . Smith, Spectroscopy 33(7), seen before for esters, where the first 1760, and for saturated carbonates this 20–23 (2018). two Rule of Three peaks are more in- peak is seen at 1740 ± 10. (2) B.C. Smith, Infrared Spectral Inter- tense than the third. Table I lists the Esters have a C-C-O stretch that pretation: A Systematic Approach Rule of Three peak positions for aro- falls around 1200 (1). Carbonates have (CRC Press, Boca Raton, Florida, matic esters, and compares them to instead have an O-C-O bond, and the 1999). those for saturated esters. asymmetric stretch of this bond is seen Note in Table I that, for each of the at 1230 in Figure 4. For mixed carbon- three vibrations listed, the ranges for ates, it falls from 1250 to 1210, and, saturated and aromatic esters are dif- for saturated carbonates, from 1280 ferent. Each ester type has a unique set to 1240. Lastly, carbonates contain Brian C. Smith, of Rule of Three peaks, and any of the an O-C-C moiety whose asymmetric PhD, has more than peaks can be used to distinguish sat- stretch can be seen at 1015 in Figure 4. three decades of urated and aromatic esters from each This peaks falls between 1060 and 1000 experience as an infrared other. for all types of carbonates. spectroscopist. He has To review, then, carbonates follow published numerous peer The Infrared Spectra the Rule of Three like esters with three reviewed papers and has of Organic Carbonates intense peaks at ~1700, 1200, and 1000. written three books on the As discussed above, organic carbonates These peaks are from the C=O, O-C- subject: Fundamentals of FTIR and Infrared come in saturated, aromatic, and mixed O, and O-C-C stretches. The first two Spectral Interpretation, both published by forms. The infrared spectrum of an ar- are sensitive to the type of carbonate; CRC Press, and Quantitative Spectroscopy: omatic carbonate, the common polymer the O-C-C stretch is not. A summary Theory and Practice published by Elsevier. Lexan (2,2-bis[4-hydroxyphenyl]propane of the group wavenumbers for organic As a spectroscopy trainer, he has helped polycarbonate), is shown in Figure 4. carbonates is shown in Table II. Note thousands of people around the world Lexan is an aromatic carbonate be- that the saturated carbonate C=O improve their infrared analyses. He cause the two alpha carbons are part stretch falls in the same range as that earned his PhD in physical chemistry from of benzene rings. The peak at 1777 is of saturated esters (Table I). However, Dartmouth College. He can be reached at: undoubtedly a C=O stretch based on saturated carbonates have their O-C-O [email protected] its strength and position. The carbonyl peak from 1280 to 1240, whereas for stretch of aromatic carbonates in general saturated esters, the C-C-O peak is falls from 1820 to 1775. This region is lower, from 1210 to 1160. It is the rel- higher than that of any ester, and makes ative position of these two peaks that For more information on this topic, it easy to distinguish between aromatic allows one to distinguish saturated es- please visit our homepage at: esters and carbonates. The C=O stretch ters and carbonates from each other. www.spectroscopyonline.com of mixed carbonates falls from 1790 to The high-wavenumber C=O stretches CONNECT WITH SPECTROSCOPY ON SOCIAL MEDIA
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Identification of Graphite Mechanical Behavior and Dislocations by Micro-Raman Microscopy
Using micro-Raman microscopy, we examine graphite mechanical behavior through the evolution of dislocation defect density and the resultant deformation (strain) in graphite components. The strengthening of the Raman-active G and D phonon modes observed in the Raman spectrum under loading condition is attributed to an increase in the number of dislocations in the graphite structure. The increasing strength of the Raman optical phonon modes linked with a generous number of dislocations indicates the potential capability of the Raman spectroscopy technique to help develop a mechanistic understanding of the complex mechanical behavior of graphite for use in many industries and applications. The identification of deformation behavior and a dislo- cation-mediated deformation process in graphite is the ultimate aim of our research as well as to develop a better understanding of the graphite mechanical behavior, which is important to clean nuclear fission energy technologies.
Ram Krishna and Paul M. Mummery
raphite is a potential material for the development The progressive evolution of dislocations in graphite of next-generation nuclear energy systems (1). The bulk crystals leads to little gross plastic deformation before Gphysical processes characterizing the failure of failure under externally applied stresses. At a microscopic graphite structures require experimental insights to de- level, deformation resulting from cumulative movement of scribe nucleation and propagation of dislocations and dislocations involves cracking and reformation of inter- their interaction. There is little data describing the physical atomic carbon bonds, contributing to the Raman D-peak. mechanisms responsible for initiating failure in graphite. The characteristic nature of dislocation motion in specific The aim of this research is to explore the Raman spectros- directions and planes provides deformation of components. copy and microscopy techniques to better understand how The existing dislocations and defects, crystal boundaries, dislocations deform the bulk crystals associating to the cracks, and pores in the structure are important in initi- graphite mechanical behavior and the way graphite struc- ating and propagating deformation and a potential reason ture accommodates the strain before failure. The developed for a dramatic increase in the number of dislocations and technique is used for graphite materials to quantify disloca- growth of preexisting cracks. tion density in the structure derived from the strengthen- ing and shifting of Raman peaks dependent on the loading Experimental conditions. The applied external stress involves the start Materials and Compression Test of movement of the existing dislocations, the generation of A distinct laminar structure of graphite composed of a new dislocations, and the subsequent interaction among two-dimensional (2D) material known as graphene. The them through the Frank-Read mechanism (2). The motion layered structure is constituted of basal planes where and interaction of dislocations tend to happen on available strong sp2-hybridized carbon atoms form hexagons in a slip planes along various directions in a hexagonal crystal honeycomb structure. The basal layers are held together system for components failure (3). through weak interlayer dispersion forces. The weak inter- www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 31 layer forces allow the crystallographic graphitic planes to adiabatic shear over each other, promoting the crys- tallographic defects in the bulk of 140 2 crystals while maintaining the sp ) Dislocation defect density connectivity. Samples of graphite -1 120 grade that are suitable for nuclear energy applications were used for 100 the present study. Quasistatic compression tests were 80 conducted using a 5KN Deben Micro tester (Deben UK Ltd.). A minia- 60 ture compression stage specifically designed to test microcomponents and a real-time observation of com- 40 pressed region of a test sample were used under micro-Raman micros- 20
copy’s enclosure. Compression tests (cm Raman G-peak broadening were performed at ambient tempera- 0 ture inside the Raman spectrometer 12 13 14 15 16 17 18 enclosure using a controlled load log dislocation defect density (m-2) cell by an external controlling unit 10 through electronic cabling.
Raman Microscopy Figure 1: Calibration of the Raman G-peak broadening as a function of dislocation density in Raman spectroscopy has been consid- graphite predicted from a physical model based on graphite material properties. Adapted with ered as an effective technique to non- permission from reference 3. 32 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com
orientation, although the process is
500 cumbersome for an arbitrary grain 2.83 MPa orientation. It may provide a wrong 450 G-Peak 13.58 MPa interpretation if grain orientation in-
400 20.37 MPa formation is neglected. Therefore, it
24.05 MPa is essential before the measurement 350 26.17 MPa to know what the grain orientation 300 in the component is. In the present work, we used a known grain ori- 250
Counts D-Peak entation of polycrystalline graphite 200 developed during the manufacturing
150 process, marked as axial, radial, and azimuthal directions. 100 The graphite deformation behav-
50 ior information derived from the Raman data is shown in Table I. The 0 1000 1100 1200 1300 1400 1500 1600 1700 1800 1900 2000 full width half maximum (FWHM) Wavenumber (cm-1) of the G-peak strengthened during Figure 2: Evolution of Raman spectrum under applied external stresses. Applied external stress loading conditions, and the Raman increases the FWHMs of the Raman peaks (D and G) (shown by arrows), which are linked to spectra have been analyzed to quan- dislocation density accumulation and generation of micro-cracking in the structure. tify the crystallite lateral size and dislocation density for each loading condition. The derived dislocation Table I: Raman spectral analysis for graphite deformation behavior data at different stress values (Table Stress (MPa) 2.83 13.58 20.37 24.05 26.17 (failure stress) I) show a nonlinear trend. Disloca- Raman G-peak (cm-1) 1578.0 1576 1577 1579.5 1580 tions in the graphite microstructure in preexisting conditions (before Raman G-width (FWHM) 28.33 30.53 32.76 32.93 36.95 the application of loading) was 7.5 x Dislocation density [×1015] (m-2) 9.62 12.8 16.5 16.8 24.7 1014 m-2. It is important to note that A /A (integral area ratio) 0.55 0.637 0.689 0.726 0.779 continuous increases in the disloca- D G tion population in the elastic region In-plane crystallite size, L (nm) 34.43 30.20 27.9 26.49 24.68 a and further increases of dislocations and microcrack formation in the plas- destructively evaluate local internal with a 532-nm wavelength excitation tic deformation region are connected stresses (4) and material structural laser in a confocal mode of operation to stress increments (8). changes in graphite (5). Moreover, any at a spatial resolution of 0.8 μm. Figure 2 shows Raman spectra in- disorder in the spatial arrangement of dicating D and G peaks with an in- sp2-hybridized carbons in hexagonal Results and Discussion crease in applied external stresses. rings and the optical phonon disper- The strengthening of the Raman The applied external stresses develop sion of graphite provide information G-peak in stressed graphite is linked a strained crystallite region and are in the Raman spectra that could be to the dislocation population in the characterized by the changes in the used to derive failure property of a structure over the scanned volume, Raman phonon frequencies as the component (6). which resulted in a strained crystal- carbon–carbon bonding lengths and Raman spectra of carbon and its lite region. To quantify the number of angles alter as a material response to derivatives are well documented in dislocations introduced in the struc- the straining effect. the literature. The sp2-bonded car- ture, a physical model is developed Quantification of dislocation den- bons exhibit symmetry allowed by and detailed methodology is provided sity reveals that stresses imposed on the E2g first-order graphite (G) band in the literature (3). Figure 1 shows the structure increases dislocation in- at a wavenumber of 1580 cm-1 and a the calibration of Raman G-peak teraction and reach a sufficiently high disorder-induced (D) A1g band at a broadening as a function of disloca- value before failure (Table I). The cal- wavenumber of 1350 cm-1. First-order tion population in graphite predicted ibration data shows that dislocations Raman spectra are commonly used to using the model based on graphite do not appear to saturate at high characterize defect and disorder in physical properties (3,4). G-peak broadening (Figure 1), which graphite microstructure (7). The deformation strains concom- indicates that during deformation a Micro-Raman spectroscopy was itant with Raman G-peak shift (4) relative shearing of basal layers in conducted using a Senterra Raman and their quantification is relatively an organized manner is a prominent microscope (Bruker Optics, Inc.), straightforward for a known grain process for generating dislocations. www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 33
An increase in applied stress results polycrystalline material and plastic havior was discussed. This material in cumulative movement of disloca- deformation corresponds to distor- information is of great importance tions, subsequently developing a plas- tion of the individual crystallites by from a point of fracture and in terms tic deformation in the structure. It is means of slip. Further, note that in of gaining knowledge of the charac- well known that slip directions and polycrystalline material crystallites teristic property of materials. The de- slip planes are important to know for may or may not be favorable for slip velopment in modern optics including a crystal system because edge dislo- and each crystallite provides a mutual diode lasers, improved detector capa- cations move by slip and climb while geometrical constraint on one other. bilities, and fiber-optic coupling have screw dislocations can be moved by Therefore, plastic deformation does led to a rapid increase in the use of slip or cross-slip. The onset of defor- not exist at low applied stresses and to the Raman technique, and it is grad- mation involves the motion of disloca- initiate plastic deformation, a higher ually becoming a mature technique. tions where they interact among them- stress is required depending upon the selves. Dislocation interaction is very orientation of crystallites. According References complex depending on the number to von Mises criterion, a minimum of (1) T.R. Allen, K. Sridharan, L. Tan, W.E. of slip planes available and for a hex- five independent slip systems must be Windes, J.I. Cole, D.C. Crawford, and agonal system only a limited number operative to maintain crystal bound- G.S. Was, Nucl. Technol. 162(3), 342– of slip planes exists. For example, in ary integrity and exhibit ductile be- 357 (2008). a hexagonal crystal system, the basal havior, which is not the case for most (2) B. Kelly, Physics of Graphite (Applied plane is the most common slip plane hexagonal crystal systems and graph- Science Publishers, London, 1981). and prismatic or pyramidal planes are ite material. Therefore, polycrystalline (3) R. Krishna, J. Wade, A.N. Jones, M. less common slip occurrence planes. graphite never shows ductile behavior, Lasithiotakis, P.M. Mummery, and B.J. In both slip planes, close packed direc- although small plastic deformation Marsden, Carbon 124(Supplement C), tions are the slip directions. may be noticeable because of twinning 314–333 (2017). Dislocations either annihilate or or a favorable preferred orientation (9). (4) R. Krishna, A.N. Jones, R. Edge, and repel depending on their nature and Understanding the graphite defor- B.J. Marsden, Radiat. Phys. Chem. 111, subsequently affect the strain energy mation behavior through the capabil- 14–23 (2015). of accommodating material. A large ity of the Raman technique provides a (5) R. Krishna, T.J. Unsworth, and R. Edge, fraction of dislocations do not an- better insight about the deformation Materials Science and Materials Engi- nihilate completely because they are physical processes characterizing neering (Elsevier, 2016). situated on neighboring slip planes, crack initiation, propagation, and (6) M.A. Pimenta, G. Dresselhaus, M.S. resulting in the formation of a row of subsequent failure. Raman spectral Dresselhaus, L.G. Cancado, A. Jorio, vacancies or interstitial atoms. The analysis shows an increase in the and R. Saito, Phys. Chem. Chem. Phys. hindrances to dislocation motion in- concentration of dislocation with a 9(11), 1276–1290 (2007). clude crystallite boundaries, pores, reduction in graphite crystal size (see (7) A.C. Ferrari, Solid State Commun. cracks and change in the structure Table I). The orientations of crystal- 143(1), 47–57 (2007). because of crystallographic orienta- lites are mostly misaligned and thus, (8) T. Oku, T. Usui, M. Eto, and Y. Fukuda, tion or phase change (binder to filler it is difficult for a dislocation moving Carbon 15(1), 3–8 (1977). or vice-versa). The consequence of on a common slip plane in one crys- (9) J.F. Nye, Physical Properties of Crys- these hindrances of dislocation mo- tallite to pass over to a similar slip tals: Their Representation by Tensors tion is the movement of dislocations plane in another crystallite. In addi- and Matrices (Oxford University Press, at higher stresses. Dislocation can tion, the crystallites are separated by Great Britain, 1985). generate from preexisting disloca- a thin noncrystalline region, which is tions, defects, disorder, crystallite the characteristic of a crystal boundary. Ram Krishna and Paul M. Mummery boundaries, and surface irregu- Such atomic disorder at the boundary are with the Nuclear Graphite Research larities. Because of the presence of causes discontinuity in the slip planes. Group, School of Mechanical, Aerospace these imperfections in abundance The smaller the crystallite size, the more & Civil Engineering, at The University of in graphite, the dislocation popula- frequent the pile up of dislocations is. Manchester in Manchester, UK. tion dramatically increases during Hence, dislocations are stopped by a Direct correspondence to: the onset of plastic deformation. Be- crystal boundary, pile up against it, and [email protected] ◾ cause further motion of dislocations show a rise in the ultimate stress. requires an increase in stress, cross- ing the yield stress of material and Concluding Remarks reaching an ultimate strength before Raman microscopy is a reliable, fast, failure occurs. Therefore, a nonlinear and sensitive technique for monitor- For more information on this topic, relationship between Raman peaks ing graphite deformation behavior please visit our homepage at: and graphite microstructural infor- and in the present research a practi- www.spectroscopyonline.com mation was observed. Graphite is a cal application of the deformation be- 34 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com
Infrared Spectroscopy: New Frontiers Both Near and Far
Until very recently, the conventional optical resolution limits for far-field infrared (IR) imaging were ~5–10 μm, given the 2–25 μm wavelengths and the typical optics of mid-IR microscopes. In 2011, the diffraction limit for far-field IR was achieved with synchrotron source light, high numerical aperture (NA) optics, and a focal plane array detector. Comparable capability for thermal-source IR microscopes is now commercially available. Single-wavelength scanning, with quantum cascade lasers, and fast, full spectrum imaging, with focal plane array detectors, permit collection of infra- red images on samples with dimensions on the order of centimeters, within minutes. Near-field IR techniques embody a conceptual paradigm shift, preserving the analytical power of IR spectrosco- py, while breaking the diffraction limit constraints for a 100-fold improvement in spatial resolution. Exploration of the chemistry of materials at micrometer and nanometer scales leads to a better macroscopic perspective, as illustrated here with examples from our ongoing research in materials, environmental, and biomedical applications.
Negar Atefi, Tanvi Vakil, Zahra Abyat, Sarvesh K. Ramlochun, Gorkem Bakir, Ian M.C. Dixon, Benedict C. Albensi, Tanya E.S. Dahms, and Kathleen M. Gough
nfrared (IR) spectroscopy has been a reliable workhorse new techniques to imaging of heterogeneous materials, at in research, industry, and education for many decades. length scales that range from several centimeters down to I The basic principles are well understood (1), and are em- nanometers. This article illustrates our experiences with bedded in various ways through commercial and in-house a few of these new developments, with some examples of designed instruments. Whether acquired in transmission how this traditional field continues to explode into new or transflection, attenuated total internal reflection, diffuse territory, enabling rapid acquisition of huge data sets on reflectance, or grazing angle incidence, in bulk, or through the one hand, while permitting exploration of chemical an infrared microscope, the strengths and weaknesses have composition of targets with nanometer-scale spatial res- been well defined for decades. Recently, several transforma- olution on the other. tive conceptual breakthroughs and innovations that work beyond the traditional instrumental designs have opened Methods up exciting new avenues for application. Targets In far-field IR spectromicroscopy, imaging and even over- Samples for high spatial resolution, and for large-scale, rapid sampling relative to the diffraction limit was only achieved imaging, are taken from our studies on biological targets. in 2011 (2). Despite these advances, all IR spectromicroscopy Sample acquisition and tissue preparation are described else- has been subject to the fundamental physical limitations of where for snap-frozen mouse brain tissue (3) and rat heart (4). diffraction; to be specific, the inescapable fact that the size Healthy rat heart was cryosectioned at 7 μm from a frozen and separation of resolvable features is directly proportional block that had been embedded in optimal cutting tempera- to the IR wavelengths, at best ~1 μm for the OH, NH stretch ture medium (TissueTek OCT, Sakura). Normal mouse brain region, and 3–5 μm for the fingerprint region. The transfor- (C57BL/6) was similarly embedded and cryosectioned onto mative breakthrough of near-field IR is based on coupling the low-e reflective slides (MirrIR, Kevley Technologies). Near- nanoscale focus of atomic force microscopy with infrared il- field IR spectra and images have been used to assess yeast cell lumination. In my laboratory, we have applied some of these walls (Saccharomyces cerivisiae). Cells were grown in standard www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 35 agar medium overnight; a few drops of Results tract and release, pumping blood through purified (MilliQ) water were placed onto High Spatial Resolution Imaging the vessels. The myocytes are arranged on the new growth, removed, and deposited We have been testing the detail that can be a thin collagenous matrix (6,7). onto either a gold-coated silicon wafer or achieved to distinguish physically distinct The spectral signature of collagen a BaF2 window. A purified water rinse entities; in this case, that would be skeins Type I is well known, and is readily dis- was used to remove traces of medium. of collagenous webbing that hold cardio- tinguished from normal muscle, given myocytes in heart muscle. For the nor- the differences in the amide bands, as High Spatial Resolution Imaging mal magnification, far-field conventional well as the absence of lipid bilayer mem- Experiments for high spatial resolu- microscope images (25x, 3.3 μm) exam- branes in the collagen (Figure 1a). The tion imaging on a conventional Fou- ple, healthy rat heart was cryosectioned cardiomyocytes were characterized by rier transform infared (FT-IR) micro- at 7 μm and mounted on a BaF2 window. the symmetric CH2 stretching band at scope with high numerical aperture The structure of the heart is designed for 2852 cm-1, and the collagen by the unique (NA) optics and focal plane array optimal torque as the cardiomyocytes con- profile of the amide III region, with (FPA) detection were performed on a commercial FT-IR microscope (Agi- lent Cary 620, with either 64x64 or 128x128 FPA, located in our lab at the University of Manitoba and the Ad- vanced Light Source, Lawrence Berke- ley National Laboratory, respectively). With 25x objectives (NA= 0.81) and a 128×128 FPA detector, image pix- els have a nominal geometric spatial resolution of 3.3 μm. Optionally, ad- ditional magnification in front of the detector reduces this resolution value to a nominal 0.7 μm/pixel. Spectral acquisition and data processing were accomplished with the Resolutions- Pro FT-IR spectroscopy software.
Rapid Imaging of Large Tissue Sections Experiments for rapid imaging of entire tissue sections were conducted with a prototype rapid scan instrument (Agilent Laser Direct Infrared [LDIR] Imaging An- alyzer), equipped with a tunable quantum 3D Raman image of a pharmaceutical ointment. cascade laser (QCL), rapid scanning op- tics, and a single-point thermoelectrically cooled detector, and with conventional far- field IR microscopes, as described above. 3D Ram sSNOM-Style Near-Field gg IR Nanospectroscopy NFIR spectra and images have been Turn ideas into discoveries acquired with the in-house designed or built synchrotron infrared nano- Let your discoveries lead the scientifi c future. Like no other spectroscopy (SINS) end station and a system, WITec’s confocal 3D Raman microscopes allow for commercial scattering scanning near- cutting-edge chemical imaging and correlative microscopy with AFM, SNOM, SEM or Profi lometry. Discuss your ideas field optical microscopy (sSNOM) in- with us at [email protected]. strument (Neaspec, GmbH), located at the Advanced Light Source, Lawrence Berkeley National Laboratory. Both in- struments are illuminated by broad- Raman AFM SNOM RISE www.witec.de band synchrotron radiation. MADE IN GERMANY 36 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com
sample size that is common to numerous types of tissue section, whether heart, (a) Muscle Blood vessel exterior brain, or biopsy, and that size has pre- Collagen matrix 1.0 sented significant challenges for infra- Collagen fibers, bulk red imaging. By binning multiple pix- 0.5
Absorbance els, or imaging at preset large pixel sizes (20–50 μm), it is possible to cover the en- 0.0
1700 1500 1300 1100 tire section, but depending on the setup, Wavenumber (cm–1) acquisition can still take several hours (b)Visible image Collagen (c) and the image pixilation becomes in- false color 0.55 High creasingly crude, so that critical infor- 1 1 mation is lost. Two different solutions 0.35 are shown here. Absorbance
0.15 200 μm 2 QCL, Single-Wavelength 2 1400 1300 1200 1100 Wavenumber (cm–1) Contrast Imaging Low A section mounted on a low-e glass slide Figure 1: High spatial resolution imaging of cardiac section from rat heart reveals collagen (Figure 2a), imaged with the processed anchoring blood vessels and binding myocytes to establish structure–function relationship. QCL image (Figure 2b), shows the gray matter and white matter contrast ob- tained from the intensity recorded at 1735 cm-1 (fatty acid ester carbonyl) (a) (c) 0.35 relative to intensity at two baseline
0.3 points. Pixel size is close to the dif- 500 fraction limit for this wavelength, at 0.25 5 μm. The imaged area, 6.420 mm x 1000 0.2 15.070 mm, consists of 3.87 x 106 pix- 14000 12000 10000 8000 6000 4000 2000 0.15 (b) 1500 els, and the elapsed time to acquire the
0.1
0040 6000 4000 2000 image was only 10 min. In this simple 2000 0.05 contrast image, the darker pixels cor-
0 respond to low lipid content, typical of 2500 cell bodies, and the white regions cor- -0.05 500 1000 1500 2000 2500 3000 respond to high lipid content, typical of white matter. The detail achievable Figure 2: Single-wavelength contrast image of mouse brain section obtained with QCL tuned to lipid carbonyl at 1735 cm-1 against two baseline points. Pixel size: 5 μm; total pixels: 3.87M; is further highlighted in the expanded, total time: 10 min. higher resolution image of the cerebel- lum, with data collected as a sum of peaks at 1204, 1240, 1284, and 1337 cm-1. (1, blue spectrum); the collagen matrix three scans, a nominal pixel dimen- The structure–function relationship is supports and defines the overall struc- sion of 3 μm, and a total scan time of evident in the white light photomontage ture (2, black spectrum) (Figure 1d). 7.3 min (Figure 2c). This approach, and of the left ventricle (Figure 1b), where the Note: we found that the pixels with the other instruments based on QCL (7), arc of muscle cells indicates the direc- 15x objective (5.5 μm) were too large, allow for tissue imaging in effectively tion of torsional action. The black box because collagen signal was lost within real time. Different implementations outlines the region imaged at 25x, nor- the adjacent cardiomyocytes, whereas of this approach can result in scatter- mal magnification; the mosaic has been use of the higher magnification optics ing artifacts, but these can be addressed processed on the 1204 cm-1 collagen (1.1 μm at 15x, or 0.7 μm at 25x) had a either with a focused beam, rapid scan band. Although the heart muscle cells poorer signal-to-noise ratio, and again instrument such as the one used here, are thick and their infrared signature the collagen was hard to discern. These or with post-processing of the specu- is easily discerned, it is much more dif- results illustrate some of the tradeoffs lar scatter that arises from nonfocused ficult to detect the slender collagenous and choices required for such imaging, QCL beams. Operation in transflec- webbing that defines the heart structure. including considerations of key features tance mode introduces other scatter The white light image shows regions that in heterogeneous targets. anomalies. However, whether in trans- might be collagen but the 25x objective mission or transflection, some scatter with 3.3-μm pixels is required to isolate Rapid Imaging of persists. Mathematical analyses and this faint tracery (red boxes 1 and 2, Large Tissue Sections physical models to address these issues Figures 1c and 1d). Structural collagen A saggital section of mouse brain is sev- are being developed in tandem, but are holds blood vessels to the muscle cells eral millimeters in length and width, a beyond the scope of this article. www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 37
(a)
(b) (c)
0.5 Gray matter White matter
Absorbance (d)
0.1
3500 3000 2500 2000 1500 1000 Wavenumber (cm–1)
Figure 3: Conventional FT-IR mosaic image of mouse brain section mounted on low-e slide; processed on the integrated intensity of the symmetric CH stretch band at 2852 cm-1.
(a) 1 Far field IR – cells (b) (c) 2 sSNOM – near field IR 0.2 3 sSNOM – near field IR
0.1 2 Absorbance
0.0
1700 1400 1100 3 Wavenumber (cm–1)
Figure 4: Far-field and near-field spectra from a cell of the common yeast Saccharomyces cerevisiae. Far-field IR spectra of cells were obtained in transmission for cells on a BaF2 window and sSNOM-SINS spectra were acquired at the Advanced Light Source.
Far-Field, Full-Spectrum FT-IR Imag- and a close-up of the cerebellum is shown ing with Conventional IR Microscope in Figure 3c (visible image) and Figure and Focal Plane Array 3d (processed on the integrated intensity Similar images, in transflectance or trans- of the same band). Although this image mission mode, can be obtained nearly as took about 50 min to acquire, the ad- rapidly with a conventional FT-IR instru- vantage here is that the entire spectrum ment and a large-area FPA detector. (4000–900 cm-1) is obtained at each pixel, The mosaic in Figure 3a was acquired allowing assessment of possible scattering at a nominal 5-μm pixel resolution, and and background issues, and the images consists of 130 tiles, or ~ 2.1 x 106 spectra. are obtained in far less time than would The false color image shows distribution be required if full spectra were sought with of gray and white matter with the usual the QCL approach. The latter approach is rainbow false-color processing from high most useful when speed of acquisition is (red) to low (blue), based on the lipid CH critical and potential variations in the tar- stretch band. By choosing a shorter wave- gets are well-characterized. length, the sample image has been over- sampled. Smaller pixels are still feasible, sSNOM-Style Near-Field and fewer scans can still provide desired IR Nanospectroscopy information. Spectra recorded at 8 cm-1 Near-field IR techniques couple infrared from this image are shown in Figure 3b, light (synchrotron source or laser) to the 38 Spectroscopy 33(9) September 2018 www.spectroscopyonline.com tip of an atomic force microscope for spatially resolved IR spec- Abyat, Sarvesh Ramlochun, and Gorkem Bakir. Heart tissue troscopy, and imaging well beyond the diffraction limit (8,9). Sev- was generously donated by Professor Ian Dixon, University eral implementations are now possible; we have used the sSNOM of Manitoba; brain tissue was donated by Professor Benedict approach to achieve what appears to be the maximum resolution Albensi, University of Manitoba. Thanks to Dr. Hans Bechtel to date, with a probe voxel edge on the order of 20 nm (10). (ALS, LBNL, Berkeley) for assistance in the collection of near- A typical spectrum of the S. cerevisiae cell wall, extracted from field IR data and images; this research used resources of the the far-field FT-IR image, shows the expected protein amide Advanced Light Source, which is a DOE Office of Science User bands and contributions from sugars, phosphates, and other cell Facility under contract no. DE-AC02-05CH11231. Thanks are content (Figure 4a, spectrum 1, blue), taken from the region inside also extended to Dr. Chris Moon and Dr. Matthew Kole, Agilent the blue box in Figure 4b. In contrast, two near-field IR spectra Technologies. ZA and GB are supported by University of Mani- acquired with the sSNOM SINS set up at Advanced Light Source toba GETS scholarships; NA and TV have received University of are dominated by the polysaccharide wall composition (red and Manitoba Faculty of Science Undergraduate Research Awards. black spectra, Figure 4a) recorded at the budding tips (locations 2 This work is funded by NSERC Canada and CIHR. and 3, Figure 4c). The ovoid shape of these cells made it difficult to obtain good spectra; however, these are the first such spectra References obtained by sSNOM and improvements can be envisioned. (1) P.R. Griffiths and J.A. de Haseth, Fourier Transform Infrared Spectrometry (John Wiley & Sons, New York, New York, 2006). Conclusion (2) M.J. Nasse, M.J. Walsh, E.C. Mattson, R. Reininger, A. Kajdacsy- Rapid, detailed imaging of relatively large targets with far-field Balla, V. Macias, R. Bhargava, and C.J. Hirschmugl, Nat. Methods IR generates massive amounts of data. Near-field IR is still in its 8(5), 413–416 (2011). infancy, but is evolving quickly. Developments in both areas are (3) C.R. Findlay, R. Wiens, M. Rak, J. Sedlmair, C.J. Hirschmugl, J. creating excellent opportunities for new exploration at microm- Morrison, M. Kansiz, and K.M. Gough, Analyst 140, 2493–2503 eter and nanometer length scales, ultimately for better macro- (2015). scopic understanding. (4) K.M. Gough, D. Zielinski, R. Wiens, M. Rak, and I.M.C. Dixon, Analytical Biochem. 316, 232–242 (2003). Acknowledgments (5) H.C. Ott, T.S. Matthiesen, S.K. Goh, L.D. Black, S.M. Kren, T.I. Data collection and figure preparation were conducted by sev- Netoff, and D.A. Taylor, Nat. Medicine 14(2), 213–221 (2008). eral members of my group: Negar Atefi, Tanvi Vakil, Zahra (6) K.T. Weber, J. Am. Coll. Cardiol. 13(7), 1637–1652 (1989). (7) C. Kuepper, A. Kallenbach-Thieltges, H. Juette, A. Tannapfel, F. Großerueschkamp, and K. Gerwert, Sci. Rep. 8, 7717 (2018). (8) H.A. Bechtel, E.A. Muller, R.L. Olmon, M.C. Martin, and M.B. The Spectroscopy Raschke, PNAS 111(20), 7191–7196 (2014). (9) F. Huth, A. Govyadinov, S. Amarie, W. Nuansing, F. Keilman, and R. Specialists Hillenbrand, Nano Lett. 12, 3973−3978 (2012). (10) R. Wiens,C. R. Findlay, S. G. Baldwin, L. Kreplak, J. M. Lee, S. P. Veres and K. M. Gough, Farad. Discuss. 187, 555–573 (2016).
Pathlengths from 0.01mm to 100mm Kathleen Gough is a professor with the Department of Chemistry, Volumes from 0.6ul to 35ml and the Biomedical Engineering Program, at The University of Manitoba, Far UV & NIR Quartz Winnipeg, MB, Canada. Direct correspondence to: kathleen.gough@ Glass & Borosilicate umanitoba.ca. Tanya E.S. Dahms is a professor at the Department of Chemistry and Biochemistry, University of Regina, Regina, SK, Can- ada. Benedict C. Albensi is a professor, and Manitoba Dementia Research Chair, at The University of Manitoba, Winnipeg, MB, Can- ada. Ian M.C. Dixon is a Principal Investigator Molecular Cardiol- ogy, Institute of Cardiovascular Sciences and Professor, Department of Physiology and Pathophysiology, at the University of Manitoba, Winnipeg. MB, Canada. Negar Atefi, Tanvi Vakil, Zahra Abyat, Sarvesh K. Ramlochun, and Gorkem Bakir are students with the Department of Chemistry, and the Biomedical Engineering Pro- gram, at The University of Manitoba, Winnipeg, MB, Canada.
Starna Cells, Inc. PO Box 1919 Atascadero, CA 93423 For more information on this topic, please visit our Phone: (800) 228-4482 USA or (805) 466-8855 outside USA homepage at: www.spectroscopyonline.com [email protected] www.starnacells.com www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 39 PRODUCTS & RESOURCES Wavelength calibration sources Terahertz Raman high-throughput screening Ocean Optics’ spectrometer wavelength system calibration sources are designed in con- Ondax’s TR-WPS automated figurations that span the ultraviolet to the well-plate measurement sys- near infrared. According to the company, tem is designed to combine the wavelength calibration source series high-throughput screening with (-2 models) include mercury-argon (253– low-frequency THz-Raman tech- 1700 nm), krypton (427–893 nm), neon nology to identify and screen (540–754 nm), argon (696–1704 nm), polymorphic compounds and and xenon (986–1984 nm) gas-discharge co-crystals, or quantify degree of emission sources. crystallinity in pharmaceuticals. Ocean Optics, Largo, FL; According to the company, the https://oceanoptics.com/product/spec- system is compatible with standard well plates and custom substrates. trometer-wavelength-calibration-sources/ Ondax, Monrovia, CA; www.ondax.com
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Optical isolators Raman analyzer EOT’s compact Tornos Series The RamanRXN2 Multichannel analyzer from optical isolators are designed to Kaiser is designed to provide high-resolution, provide high transmission in the research-grade Raman spectra on a portable forward direction while strongly platform for process development monitoring attenuating light traveling in the and control. According to the company, a reverse direction. According to single analyzer can collect Raman data from the company, the isolators allow four channels, addressable by fiber-optic for isolation and transmission at probes capable of direct in situ liquid or solid a specific wavelength within the measurements in applications ranging from spectral bandwidth of the isolator. from raw materials identification to process Electro-Optics Technology, Inc., control in a manufacturing environment. Traverse City, MI; Kaiser Optical Systems, Inc., www.eotech.com Ann Arbor, MI; www.kosi.com
Fluorescence instruments & accessories Portable hydraulic press PerkinElmer’s FL 6500 The Pixie portable hydraulic press from PIKE and FL 8500 fluorescent Technologies is designed for making high- spectrometers are designed for quality KBr pellets. According to the company, sample testing. According to users can make pellets by turning a knob, and the company, the instruments the press’s small footprint makes it suitable use interchangeable, plug- for limited bench-space environments and and-play accessories, intuitive glove boxes, and for ease of storage. The press software, and support services. reportedly is capable of applying a force of as PerkinElmer, Inc. high as 2.5 tons. Waltham, MA PIKE Technologies, www.perkinelmer.com Madison, WI; www.piketech.com
Raman polymer analysis application note Polymer fluorescent references An application note from Starna’s second-generation Renishaw describes how Raman polymer fluorescent references imaging provides the power are designed for wavelength and flexibility to investigate calibration and the monitoring all polymer types to provide of instrument performance chemical information and in fluorescent applications. high-resolution 2D and 3D According to the company, the chemical images. According new references are based on to the company, applications new proprietary dyes and provide range from investigation of increased stability and resistance to photobleaching, allowing for their use polymer crystallinity, and understanding coating layers, to identification of as relative photometric intensity references. microplastic contamination in the environment. Starna Cells, Inc., Atascadero, CA; Renishaw, Hoffman Estates, IL; www.renishaw.com/polymers www.starnacells.com
Portable Raman analyzer I nverted confocal 3D Raman imaging B&W Tek’s Carbon Raman microscope analyzer is designed as WITec’s alpha300 Ri confocal aportable system with 532- Raman imaging microscope is nm laser excitation and a designed with an inverted beam fiber-optic sampling probe. path. According to the company, According to the company, the ability to view and investigate the analyzer is suitable for samples from below is an materials in powdered forms, advantage when working with and eliminates the need for aqueous solutions and oversized sample preparation or for a samples, and the microscope is microscope. suitable for studies in life sciences, B&W Tek, biomedicine, pharmaceuticals, and geosciences. Newark, DE; WITec GmbH, Ulm, Germany; www.bwtek.com/products/portable-carbon-raman-analyzer www.witec.de www.spectroscopyonline.com September 2018 Spectroscopy 33(9) 41
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