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in Modern , edited by M. Horisberger and U. Bracco. Nestle Nutrition, Vevey/Raven Press, New York © 1987.

Dietary Phosphatidylcholine as a Precursor of Brain

Jean Mauron and Peter Leathwood

Nestle Research Centre, Nestec Ltd., CH-1000 Lausanne 26, Switzerland

Degeneration of neurons and decreases in cholinergic function occur in several clinical syndromes. In tardive dyskinesia, senile dementia of the Alz- heimer type (SDAT), Huntington's disease, myasthenia gravis, and even in the normal process of growing old, more or less specific cholinergic deficits have been described (1-4). In some cases, treatment with cholinomimetic drugs such as phy- sostigmine have brought improvement (5-7), but the unpleasant side effects, short duration of action, and extreme variability of individual sensitivity to cholinomi- metics means that their use is clinically impractical. Recently, an alternative strat- egy for increasing cholinergic function has been suggested. Several research groups (8-12) have shown in animals that, under appropriate circumstances, treat- ment with or phosphatidylcholine can accelerate acetylcholine synthesis. This has led to the hope that ingestion of these neurotransmitter precursors might influence cholinergic function, without producing the side effects seen with drugs. Studies on elderly animals have produced quite promising results (13—15), but so far, clinical trials have not been very successful (16). Some improvements have been seen in patients with tardive dyskinesia (17) and Alzheimer disease (18), but most have been negative. It is, however, worth remembering that initial trials with L-dopa in the treatment of Parkinson's disease were not very successful either (see ref. 19 for a review). In this chapter, we will examine the rationale for using phosphatidylcholine in the treatment of cholinergic deficiency (with particular reference to treating senile mental decline and senile dementia) and critically review some of the clinical trials.

SYNTHESIS OF ACETYLCHOLINE

Synthesis of the neurotransmitter acetylcholine is catalyzed by the enzyme cho- line acetyltransferase (Fig. 1). Reported values of the KM for choline and for acetyl coenzyme A are 400 to 600 |XM and 6.6 to 18 JJLM, respectively (20). Whole brain levels of choline are 133 134 PHOSPHATIDYLCHOUNE AND ACETYLCHOLINE

RCETYLCOENZYME R CHOLINE

Choiine Rcetyltransferase

COENZYME H * ^ RCETYLCHOLINE

FIG. 1. Synthesis of acetylcholine. The reaction between acetyl coenzyme A and choline is catalyzed by the enzyme choline acetyltransferase. For precursor control to operate, the Mi- chaelis constant (KM) of the enzyme for choline must be similar to or greater than the normal intracellular concentration of choline. usually about 30 |XM, while acetyl coenzyme A varies between 2 and 20 (XM. This combination of observations has suggested to some that choline acetyltransferase must therefore be unsaturated in vivo so that the rate of acetylcholine synthesis will be precursor-dependent (21,22); others disagree (23). As Leathwood and Schlosser (24) have pointed out, the uncertainty about the real values of substrate concentration and kinetic constants within the microenvironment of the cell pre- cludes any strong conclusion from enzyme kinetic analyses about the possibility (or not) of precursor control of acetylcholine synthesis.

SOURCES OF CHOLINE FOR THE CHOLINERGIC NEURON

The cholinergic neuron can obtain choline from (a) de novo synthesis of choline in the brain; (b) reuptake of choline produced in the synaptic cleft by hydrolysis of released acetylcholine; and (c) uptake from the systemic circulation (via the in- terstitial fluid).

Synthesis

It has recently been confirmed that the brain can methylate phosphatidyletha- nolamine to phosphatidylcholine, which can then be broken down to yield choline. The estimated V^ for the synthesis is between 15 and 100 pmol/min/g of brain (25). This is far less than the average rate of synthesis of acetylcholine (about 6 nmol/min/g) (26) or the estimated rate of efflux of choline from the brain (about 4 nmol/min/g) (27). The phosphatidylcholine formed by this synthesis can be bro- ken down to release choline by the action of , by base exchange, or by stepwise deacylation and subsequent breakdown of or . The relative importance of these pathways in vivo is still not PHOSPHATIDYLCHOUNE AND ACEJYLCHOLINE 135 clear (Fig. 2) (25). Blusztajn et al. (21) have speculated that in Alzheimer's dis- ease the (presumed) depletion of intracellular choline due to the high rate of acetyl- choline synthesis in the remaining neurons may lead to autocannibalism of struc- tural phosphatidylcholine. This might explain the specific vulnerability of cholinergic neurons.

Reuptake

Acetylcholine released into the synaptic cleft is rapidly hydrolyzed and the cho- line taken up again by a high affinity (KT = 1 to 3 JAM) transport system and reuti- lized (28). Speth and Yamamura (29) have estimated that, under resting condi- tions, this cycle provides most of the choline needed for synthesis of acetylcholine. When the neuron is firing rapidly, reuptake is no longer sufficient.

Uptake from the Interstitial Fluid

The cholinergic neuron also contains a low affinity transport system for choline. At first it was thought that this system was only used to transport choline into the cell body for synthesis. Later it was shown that in synaptosomes maintained under depolarizing conditions (to ensure that they were releasing ace- tylcholine rapidly), choline taken up by the low-affinity system also contributes to acetylcholine synthesis (30). Evidence that the low-affinity system feeds acetyl- choline synthesis when the neuron is firing rapidly comes from several sources. Bierkamper and Goldberg (8) using the stimulated rat phrenic nerve-hemidia- phragm preparation showed that adding 30 or 60 JAM choline to the medium led to a dose-dependent increase in acetylcholine release. Adding choline to the unstimu- lated preparation had no effect on acetylcholine release. In slices of rat striatum, addition of 5 or 20 JAM choline to the bathing fluid produces a dose-dependent increase in acetylcholine release (21). Evidence for a similar relationship between firing frequency and precursor responsiveness in the whole brain has been obtained by unilaterally destroying some striatal neurons with kainic acid. After this treat- ment, systemic choline administration (sufficient to raise brain choline) had no ef- fect on brain acetylcholine levels in the intact striatum but doubled them in the kainate-lesioned side (11). Similarly, as Wecker and Schmidt (12) showed, atro- pine (5-7 mg/kg) depletes caudal and hippocampal acetylcholine levels by 10% to 15%, presumably by accelerating release to such an extent that resynthesis cannot keep pace. Treatment with choline completely restores acetylcholine levels.

TRANSPORT OF CHOLINE ACROSS THE BLOOD-BRAIN BARRIER

Choline is carried bidirectionally across the blood-brain barrier (BBB) by a spe- cific transport system (26). The carrier has a low affinity for choline with a KT of 0.44 mM so that it is unsaturated in the physiologically possible range of plasma Phos p Phos p

•co 3" 3" 3- O a id y o (B a o \ CO CO T o M B > T > z •^ i -dyl e c z I— • ro UOUI - U|p- |

S y n a p t I c

FIG. 2. Sources of choline for brain neurons. The choline in cholinergic neurons is shown as deriving from three main sources: (i) Choline in extracellular fluid, which is in equilibrium with circulating choline and the choline present in other brain cells and which presumably enters the neuron by a low-affinity transport mechanism (1); (ii) intrasynaptic choline formed by ace- tylcholinesterase (2) from the acetylcholine released by the neuron (3), and then taken up into it by a high-affinity transport mechanism (4); (iii) neuronal phosphatidylcholine, from which the choline is liberated by base exchange (5)—the enzymatic substitution of a serine or an etha- nolamine for the choline—or phospholipase-mediated hydrolyses (6-13). (Other potential PHOSPHATIDYLCHOUNE AND ACETYLCHOUNE 137 choline concentrations. There is also abundant evidence that increasing plasma choline levels can raise brain choline. In rats, it is generally found that a twofold rise in plasma choline (from 10 u-M to 20 U,M) will produce a 20% to 50% rise in brain choline (i.e., from 30 nmol/g to 40 or 50 nmol/g). The exact values vary according to the details of the experimental design and the brain region used (see ref. 24 for a review). It is important to note that the BBB choline transport system is generally thought to produce a net efflux of choline from the brain (25,27,31)—but all au- thors do not agree (26)—and that increasing plasma choline levels raises brain choline by slowing the output. It is not clear where the excess choline leaving the brain actually comes from. The brain can synthesize choline but the amounts are small (usually estimated at less than 10% of the efflux) (26,31). One suggestion is that phosphatidylcholine or lysophosphatidylcholine in plasma may contribute to brain choline (27,31), but Pardridge et al. (26) claim that these molecules cannot be transported across the BBB. They suggest that the "efflux" of choline might be an artefact produced by contamination of venous (jugular) blood from noncerebral sources. Thus, the net loss of choline from the brain (if it really occurs) still lacks a convincing explanation.

EFFECT OF INGESTED PHOSPHATIDYLCHOLINE ON PLASMA CHOLINE LEVELS

Plasma choline is influenced both by phosphatidylcholine (and choline) in food and by synthesis and breakdown of choline in the . The diet usually furnishes 0.1 to 1 g of choline per day (22,32), with most in the form of phosphatidylcho- line or and less than 5% as free choline (Fig. 3). sources not shown include membrane and sphingomyelin.) The phosphatidyl- choline in neurons is shown as being formed either by the incorporation of preexisting choline [by way of base-exchange (5) or cytidine diphosphatidyl-choline (14-16) pathways] or by its de novo synthesis. The latter process can be initiated by the base-exchange substitution of a serine molecule for the choline in phosphatidylcholine (5) yielding , which is then decarboxylated to (17). The latter, which can also be formed from ethanolamine through the base-exchange or CDP-ethanolamine pathway (18-20) is con- verted to phosphatidylcholine by phosphatidylethanolamine A/-methyltransferase, which cata- lyzes its stepwise (21, a and b), with S-adenosylmethionine as methyl donor. Cho- line is acetylated to acetylcholine by choline acetyltransferase (22). The numbers on the figure and in parenthesis in this legend refer to the following enzymes and transport processes: (1) Low-affinity uptake of choline; (2) acetylcholinesterase (E.C. 3.1.1.7); (3) mechanism of acetyl- choline release into the synapse; (4) high-affinity uptake of choline; (5) base-exchange en- zyme; (6) phospholipase D (E.C. 3.1.4.4); (7) (E.C. 3.1.4.3); (8) phospholi- pases A, (E.C. 3.1.1.32) or A2 (E.C. 3.1.1.4); (9) lysophospholipase D (E.C. 3.1.4.39); (10) lysophospholipase (E.C. 3.1.1.5); (11) glycerophosphocholine cholinephosphodiesterase (E.C. 3.1.4.38); (12) glycerophosphocholine phosphodiesterase (E.C. 3.1.4.2); (13) alkaline phos- phatase (E.C. 3.1.3.1); (14) (E.C. 2.7.1.32); (15) phosphocholine cytidylyltrans- ferase (E.C. 2.7.7.15); (16) cholinephosphotransferase (E.C. 2.7.8.2); (17) phosphatidylserine decarboxylase (E.C. 4.1.1.65); (18) ethanolamine kinase (E.C. 2.7.1.82); (19) phosphoetha- nolamine cytidylyltransferase (E.C. 2.7.7.14); (20) ethanolaminephosphotransferase (E.C. 2.7.8.1); (21) phosphatidylethanolamine W-methyltransferase (forms 1 and 2) (E.C. 2.1.1.17); (22) choline acetyltransferase (E.C. 2.3.1.6). Reactions that are believed to be reversible are indicated with two-way arrows. (From ref. 25.) 138 PHOSPHATIDYLCHOUNE AND ACETYLCHOLINE

DIET- PCh Choiine

synthTesti s T

LIVER ^^ PCh ^n Choiine

breakdown

BLOOD PCh Choiine

BBB

synthes i s

ECF'NCN ^ pch Choiine bre akdoujn

(6)

synthes i s PCh Choiine breakdown NEURON

HCh

SYNRPTIC CLEFT RCh—Ch

FIG. 3. The pathway from phosphatidylcholine in the diet to acetylcholine in the brain. [1] Most of the choline in the diet occurs as phosphatidylcholine. [2] After ingestion phosphatidyl- choline is deacylated by phospholipase A2 and the lysophosphatidylcholine absorbed across the mucosa where it may be reacylated or degraded. [3] For some authors plasma (lyso)phos- phatidylcholine is a major source of brain choline. Others disagree. [4] There appears to be a net efflux of choline from the brain. [5] The brain can synthesize phosphatidylcholine but ca- pacity is low. [6] It is unlikely that phosphatidylcholine per se is transferred across the neuronal membrane, but phospholipases in the membrane may release choline from phosphatidylcho- line into the extracellular space where it becomes available for transport back into the cell. [8] Choline can enter the cell via high- or low-capacity transport systems. [7] Acetylcholine re- leased into the synapse is hydroiyzed, and the choline is taken up by the high-affinity transport system: PCH, phosphatidylcholine; ECF, extracellular fluid; NCN, noncholinergic neurons; ACh, acetylcholine; Ch, choline. PHOSPHATIDYLCHOUNE AND ACETYLCHOUNE 139

In both rats and humans, consuming laige amounts of choline or phosphatidyl- choline will increase plasma choline levels (24). Thus, in humans, a 3-g load of choline chloride will briefly double blood choline while phosphatidylcholine (con- taining the same amount of choline) produces a sustained rise persisting for about 12 hr (22) (Fig. 4). There is, however, a major problem with the use of choline salts as a means of raising plasma choline levels. When large amounts (2 g or more) are consumed, much of the choline is metabolized by intestinal bacteria to trimethylamine, which has an unpleasant rotten fish odor and which is toxic. Phosphatidylcholine does not produce this effect (10). On the other hand, the molecule contains only 12% to 15% choline (which means that large amounts must be consumed), and its waxy texture is difficult to adapt into a pleasant edible form.

LINK BETWEEN SENILE MENTAL DECLINE AND CHANGED CHOLINERGIC FUNCTION

There is strong evidence that a decrease in cholinergic function often occurs in elderly animals (16). Deficits have been observed in choline acetyltransferase, in muscarinic receptor densities, and, most convincing, in the measured rate of ace- tylcholine synthesis (2). There is some evidence of cholinergic deficits in normal elderly people (16), and patients with Alzheimer's disease show profound deficits in the number of cholinergic neurons in the nucleus basalis of Meynert, a brain area providing a major cholinergic input to the cortex (33). On the other hand, neurotransmitter deficits in old age (or in Alzheimer's disease) are not limited to the cholinergic system, and several research groups have reported age-related changes in other neurotransmitter systems (4,16), particularly in catecholamine levels. The tendency for deficits in mental function to occur in advanced age is also well established. Elderly monkeys show deficits in short-term memory (34), old

o 2.3g choline as ChCI • 2.3g choline as E \ — 30 0 FIG. 4. Effects of consuming cho- E l line or phosphatidylcholine on plasma C choline. Ten healthy subjects con- sumed either 3 g of choline chloride " A— —"(ChCI) or 100 g of lecithin granules (containing about 16 g phosphatidyl- choline and thus about 2.3 g cho- line). Subjects fasted for the follow- Ch o 1 i n

1 C ing 12 hours. (Adapted from ref. 22.) E 3 A 1. UI

6 12 Hours Hfter Choline Inqestion 140 PHOSPHAT1DYLCHOUNE AND ACETYLCHOUNE rats and mice show a decreasing ability to learn active and passive avoidance re- sponses or to learn multiple T mazes (24), and difficulty in remembering recent events and in orienting in time and space are common problems in old people. The work of Drachman and colleagues has provided a link between the known deficits in cholinergic and mental function with age. They first showed that the patterns of deficits in memory storage and in cognitive function in old people are surprisingly similar to those produced by giving young people , an acetylcholine antagonist (35—36). In addition, the cholinergic agonist physostig- mine improves scores both in elderly people and in young adults treated with sco- polamine (5,37).

USE OF PRECURSOR THERAPY

Animal Studies

Although cholinomimetics do tend to improve performance in several behavioral tests in both animals and humans, they also produce unpleasant side effects such as tachycardia and intestinal hypermotility. So even if they are behaviorally suc- cessful, they are therapeutically unusable. As pointed out in the earlier sections of this review, there does seem to be a chance that treatment with phosphatidylcho- line may increase the rate of acetylcholine formation, especially when synthesis is marginally unable to keep pace with output. In turn, this might improve behavioral deficits due to reduced cholinergic function. We have used two-way avoidance learning in mice as a model for studying the effects of precursor treatment on behavior in old age. The rationale for this ap- proach was as follows: the cholinergic agonist improves two-way avoid- ance acquisition in strains of mice that are poor avoidance performers, while high- performing strains are unaffected (38). Mice in the high-performing strains show a marked decline in avoidance acquisition with age and a decrease in the rate of brain acetylcholine synthesis (2,38). If this age-related deficit in avoidance perfor- mance is due to inadequate cholinergic function and if increasing availability of choline to the brain does improve inadequate acetylcholine synthesis, then treat- ment with large doses of phosphatidylcholine should improve performance in older mice. As can be seen from Fig. 5, phosphatidylcholine (8% in the diet) had no effect on avoidance performance in young mice but significantly improved it in older ani- mals. The dose level required was extremely high (almost 9 g/kg/day—equivalent to 1.2 g choline/kg/day) (15). In subsequent studies, Golczewski et al. (14) measured learning in a multiple T maze in 23- to 31-month-old mice fed a 25% phosphatidylcholine diet for 4 days before testing began. They observed a significant decrease in both error scores and in the number of trials to learn the maze. More recently, R. Oettinger (in prepara- tion, 1987) has shown that lysophosphatidylcholine (10% in the diet) and nicotine (0.2 mg/kg intraperitoneally) both increased locomotor activity of 27-month-old rats in a complex tunnel maze. PHOSPHATIDYLCHOUNE AND ACETYLCHOUNE 141

FIG. 5. Avoidance performance of male SEC/1 ReJ mice during five daily sessions of 100 trials each. Each point represents the mean (±SEM) of eight mice. Top: At 6 months; (o) controls; (A) 8% phos- phatidylcholine. Bottom: At 17 months; (•) controls; (•) 8% phosphatidylcholine. (Adapted from ref. 15.)

Using a slightly different approach, Bartus et al. (13) have produced evidence that it might be possible to retard the onset of these changes by feeding choline from early middle age through into old age. They gave mice approximately 1 g/kg/day of choline beginnning at an age of 8.5 months. At 13 months, retention scores in the treated animals were significantly better than in controls (receiving 100 mg/kg/day of choline) and far superior to those of choline-deficient animals (less than 50 mg/kg/day) (Fig. 6). In summary, these animal studies confirm that it is possible to influence behav- ior in elderly animals by precursor therapy. The dose levels needed are, however, rather high, and, as choline is itself an effective cholinergic agonist (39), there is no absolute guarantee that the effect really is mediated by increases in acetylcho- line synthesis.

Clinical Studies

As pointed out above, several clinical studies have shown improvement in mem- ory or in learning in normal old people and in patients with Alzheimer's disease treated with cholinomimetic drugs (5,16,37,40-42), suggesting that if precursor treatment really does increase acetylcholine availability, it will be useful in treating both senile mental decline and the early stages of Alzheimer's disease. (In ad- 142 PHOSPHAT1DYLCHOUNE AND ACETYLCHOUNE

ChoI i ne enri ched u / diet u I VI FIG. 6. Latencies to enter the shock -200 Controls chamber 24 hr after training in C57B1/6 j mice. The 13-month-old choline defi- cient mice performed as poorly as 23- month-old controls, while with choline 100 enrichment, performance was no worse c than in 6-month-old controls. (Adapted 10 i et from ref. 13.) v r

6 9 13 23 Rge (months) vanced Alzheimer's disease, marked structural changes in the brain have occurred and the patient is almost certainly beyond help.) Of the 15 clinical trials reported that have used choline (see ref. 16 for sum- mary), in only one (43) was there an improvement reported. This should not really be surprising, since consuming choline is not a very efficient method of increasing plasma choline levels. Nevertheless, choline has produced some positive results in the treatment of tardive dyskinesia (3). Results of the trials using phosphatidylcho- line to treat Alzheimer's disease are ambiguous (see refs. 16 and 44 for a detailed review). Most studies have found no detectable effect. Some reported no further deterioration (40), while in others, objective tests showed no detectable improve- ment although families and caretakers reported improvements (45,46). In still others, there were no clearcut treatment effects, although subgroups of the test population showed improvements (18,47) that developed over several months. This is not what one would expect if phosphatidylcholine was acting as an imme- diate choline source for acetylcholine synthesis. The slow response could be due to the progressive repair of the neuronal membrane structure and be interpreted in terms of the autocannibalism hypothesis of Maire and Wurtman (48) for the patho- genesis of Alzheimer's disease. The latter attributes the selective vulnerability of certain cholinergic brain neurons that characterizes the disorder to the breakdown of their choline- in order to provide choline for acetylcholine synthe- sis. Be that as it may, it is of course impossible to draw conclusions about thera- peutic efficiency using post hoc (and unpredicted) groupings. The number of con- ditions that must be satisfied so that phosphatidylcholine could work is large and complex. In addition, cholinergic deficits are certainly not the only causes of senile mental decline. In these circumstances, it is to be expected that only a small sub- population of patients should respond to phosphatidylcholine therapy. Nevertheless there is seductive evidence from drug studies that increasing cholinergic release may improve mental function. This means that it is still worth trying to identify PHOSPHAT1DYLCHOUNE AND ACETYLCHOUNE 143 subgroups of older people who may benefit from precursor therapy and, at the same time, to manipulate the phosphatidylcholine molecule so that it is more easily administered and is more efficient as a source of choline. Lastly, it should be remembered that so far, none of the clinical trials have at- tempted to improve nutritional status in the patients. A variety of nutrition defi- ciencies common in old age could influence the outcome of treatments with phos- phatidylcholine. For example, thiamine is involved in synthesis of acetyl coenzyme A, which in turn is a precursor of acetylcholine (49). There is little use in trying to accelerate the rate of acetylcholine synthesis by feeding choline precur- sors if the other precursor is rate limiting. In conclusion, although most clinical trials of phosphatidylcholine have not been very successful there still seems to be a reasonable possibility that by using a more nutritional approach and with improved forms of phosphatidylcholine, neurotrans- mitter therapy may one day be useful in treating senile mental decline.

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