Investment Management Software Solutions for Today and Tomorrow

Investment Management Software Solutions for today and tomorrow

EN www.profidatagroup.com CONTENT 3

ABOUT US 4

MARKET FOCUS 5

PROFIDATA GROUP OVERVIEW 6

PROFIDATA 8

XENTIS 8

XDO 12

MANAGED SOLUTIONS 14

e-AMIS 16

ITECHX 18

ABRAXAS 20

ARKUS FS 22

PROFIDATA GROUP PRODUCT FAMILY 24

OUR CUSTOMERS 26

OUR LOCATIONS 27

Profidata Group has been developing and marketing innovative customised software solutions and services for investment and wealth management for over 35 years. In all aspects of our business, our group companies are guided by the following principles:

Goals Corporate culture Wherever we market our software products, Our culture is shaped by a collective effort to we aim to be one of the top providers. If produce something special. Our organisatio- this is not the case, we will do all we can to nal structures are built around efficiency and become the best. teamwork.

What we stand for Business policy Our professionalism is built on a strong com- Since its foundation, Profidata Group has been mitment to safeguarding our customers’ inte- managed and self-financed by its owners. The rests, delivering competitive solutions and founding family has formulated the business offering expert advice. The real measure of goals and fully supports them. The continu- our success is the benefit our products and ity and stability of the business is assured services bring to customers. through effective succession planning. 5

OUR PRODUCTS IN THE INVESTMENT provided by our staff based in Switzerland AND WEALTH MANAGEMENT MARKET and at international branches in Frankfurt, Profidata Group not only offers software Luxembourg, Saarbrücken, London and Sin- solutions such as XENTIS, e-AMIS, xpass, gapore. FundLine/RiskLine and RiskRadar for investment and wealth management, but is also a Profidata focuses on delivering a high level of one-stop provider of services for the financial customer satisfaction, independent surveys industry. Our customer base includes asset confirm. managers and fund management companies, investment firms and wealth managers, Profidata Group has offices in the major finan- banks, insurance companies, pension funds cial centres of Europe and Asia. It also dele- and family offices. Our company employs gates development work to its nearshoring over 190 people and has its headquarters in sites, Profidata Development România SRL Urdorf, near Zurich. Services such as system and Profidata AG Sucursal em Portugal. installation, training, support and hosting are 6 PROFIDATA GROUP

Profidata Group is a holding company comprising several subsidiaries which market their offerings for the investment and wealth management market collectively under the same management team and business policy. The subsidiaries act with a high degree of autonomy and efficiency in their particular area of expertise. The resulting synergies benefit not just our customers, but also the group as a whole.

Profidata Group Management Board

Christian Widmer, Group CEO Roger Wildi, Deputy Group CEO ProfidataAG

ProfidataServices AG

ProfidataManaged Solutions AG

PROFIDATA GROUP ProfidataXLab AG

itechx GmbH

abraxas GmbH

Arkus FS (IRML S.A.)

Profidata AG Profidata XLab AG Profidata Group Is responsible for the development and mar- Profidata XLab AG is the Group’s innovation Board of Directors keting of the XENTIS and e-AMIS software and research centre. The most important pro- solutions. Product management and planning ject of the future, named XENTIS 8, is cur- for strategic development occurs at our head- rently being completed. Christian Widmer quarters in Urdorf. Software development is Chairman, Shareholder carried out in close collaboration with our itechx GmbH specialists in Iasi and Lisbon. Offers software and consulting services for Hans-Ulrich Greutert financial service providers. The product offe- Arto Holding AG, Baden, Profidata Services AG ring is built around the connectivity and order Owner/Managing Director Handles all aspects of establishing and fos- platform ’xpass‘. A key focus here is the tering customer relationships. With all sales refund of withholding tax. Jack Hertach projects, for example, a consulting team is res- InCore Bank AG, Zurich, ponsible for rolling out the software solutions, abraxas GmbH formerly CEO including all the interfaces and reporting. Provider of the software products 'FundLine' Local teams of advisors, organised by market and ’RiskLine‘. The extensive offering is roun- Marc Widmer region, also provide first-class customer sup- ded off by consulting and support services. Representative of Sharholding port with rapid response times. Family Arkus FS (IRML S.A.) ‘Risk as a Service’ provider of portfolio moni- Profidata Managed Solutions AG toring solutions for the asset management Operates the investment management soft- industry. Arkus offers flexible and indepen- ware XENTIS and individual XENTIS applica- dent risk management solutions to asset tions as ‘Software as a Service’ offering in a managers while being supervised by the standardized cloud infrastructure using cen- Commission de Surveillance du Secteur Finan- tral cloud approaches (dynamization, orde- cier (CSSF) in Luxembourg. ring principle, sizing on demand, centralized operation and support). The takeover of non- strategic, specialist functional areas to relieve the customers are also part of the offered services. XENTIS adapts to the customer

8 PROFIDATA

XENTIS

XENTIS – INTEGRATED AND MODULAR WHO USES XENTIS? INVESTMENT MANAGEMENT SYSTEM XENTIS users include fund management com- XENTIS is the software of choice for lea- panies and asset managers, investment firms, ding financial service providers. XENTIS custodian banks and depositaries, insurance fully supports the processing of all types of companies and pension funds, private banks, financial instruments, including alternative wealth managers and family offices. investments, and allows the automation of asset and portfolio management, order XENTIS IS A CUSTOMISABLE SOLUTION, management, investment compliance, risk NOT A MASS PRODUCT management, performance measurement, XENTIS can be preconfigured for each cus- investment accounting, fund administration, tomer segment. Thanks to its highly flexi- statutory reporting and individual customer ble parametrisation, XENTIS can effortlessly reporting. accommodate individual, even frequently changing, client requirements.

Management Board Profidata AG Profidata Managed Solutions AG Profidata Services AG

Roger Wildi, CEO Daniel Hümbeli, Development Dr. Frank Jenner, Business Development & Marketing Martin Frolik, Customer Services Oliver Dotzauer, XLab Roman Baselgia, Finance & HR 99

EXPERTISE AND RELIABILITY PROFIDATA GROUP Profidata has built a strong reputation as a ‘Bank Gutmann’s strategic business areas can Profidata AG software provider and has specialised in the be developed in a more systematic manner by investment management market for over 20 using XENTIS as an integrated and compre- ProfidataServices AG years now. The XENTIS success story, along hensive asset management system for our with the many long-standing partnerships investment company, custodian bank and ProfidataManaged Solutions AG with customers, testify to the innovative asset management arm. We’ve found the right ProfidataXLab AG design, strong customer focus and proven business partner in Profidata. This is a com- itechx GmbH reliability of the software. pany fully capable of completing such a complex implementation project on time and with abraxas GmbH LONG-TERM INVESTMENT PROTECTION whom we can work in close cooperation.’ Through a programme of continuous invest- Arkus FS (IRML S.A.) ment, the software’s evolutionary develop- Adolf Hengstschläger Partner and Member of the Management Board, ment concept ensures that XENTIS is always Bank Gutmann, Vienna being upgraded, optimised and re-enginee- red to meet changing market requirements ______and customer needs. ‘The entry into force of the Investment Tax Reform Act entails a lot of extra work, ties up ...What do XENTIS customers say? considerable human resources for all investment companies affected, and puts us under ‘The new service for managing the invest- time pressure. (…) it is therefore even more ments of insurance companies complements important that Profidata has come up with an the universe of Helaba Invest services. Here it’s appropriate solution incredibly quickly so that essential to ensure compliance with legal and tax treatment can be handled correctly. (...). internal regulations for the protection of finan- ’ cial assets. The ability of XENTIS to respond Stefan Rockel, Managing Director of Universal- quickly and flexibly to constantly changing Investment-Gesellschaft mbH and Chairman of regulations is a vital advantage for us. (...).’ the Tax Committee of the German federal industry association Bundesverband Investment und Asset Dr. Christian Popp Management e.V., Frankfurt am Main Management Board, Helaba Invest, Frankfurt am Main XENTIS – modular and flexible

Compliance Order, Pre-Trade Check

10 PROFIDATA

XENTIS

FLEXIBILITY IS A MAJOR EXCELLENT FUNCTIONAL COMPETITIVE ADVANTAGE BREADTH AND DEPTH Our customers’ requirements can be extremely Unlike earlier best-of-breed configurations, complex and diverse. The ability of XENTIS to today’s customers expect their software accommodate these needs quickly gives our to have a strong, self contained functional customers a significant competitive advantage. breadth and as much functional depth as possible. To this end, customers are looking for a BEST-IN-CLASS COMPLIANCE, standard software solution that meets their BROAD REPORTING SPECTRUM individual needs. This is precisely what XENTIS One of the key strengths of XENTIS is the fle- offers. xibility of its basic design. This appears particularly evident in regards to the investment ROLL OUT MODULES IN STAGES, compliance module, which has to accommo- ADD FUNCTIONS AS REQUIRED date constantly changing legal and individual Our customers particularly appreciate the customer requirements. modular structure of XENTIS, which lets them start with just a few modules (covering their A CENTRAL HUB FOR COMMUNICATING basic requirements) initially, then gradually WITH CONNECTED SYSTEMS add extra functions later on to cater for other XENTIS can interface with partners such as needs. brokers, depositary banks, clearing houses and subsidiaries, or with most other linked systems.

FRONT OFFICE BACK OFFICE MIDDLE OFFICE INTERNET XENTIS Investment Process Research Asset/Portfolio Trading Investment Controlling/ Distribution Management Accounting Reporting FRONT OFFICE MIDDLE OFFICE BACK OFFICE & DATA MANAGEMENT INTERNET Market enarios rerae ompliane eoniliation Market Data uppl Asset/Portfolio Order & Execution Investment Controlling/ as lo roetion rer outing as Management erormane Measurement Research Management Management Accounting Reporting Distribution ortolio ptimisation ontrolling o osition eeping isk Management ealaning ransation tatus ee imulation ostrae ompliane nvestment roposal Mating alulation lient an egal eporting

INVESTMENT COMPLIANCE BUCHHALTUNG INVESTMENT COMPLIANCE ACCOUNTING

Ordereingabe Verwaltung Matching Order Entry Order Administration Matching

Manuellautomatis – Ablaufsteuerung – Manuelles Matching Manualutomati – Process Management – Manual Matching er nittstelle – Orderhistorie – Automatisches Matching via nterae imulation – Order History – Automatic Matching imulation – Ausführungen imulation – Executions Moellierung Moelling Import/Export Import/Export Accounting Fees/Taxes Risk/Performance Full Offering

1111

STANDARD SOFTWARE PROFIDATA GROUP CAN STILL BE CUSTOMISED Powerful business rules engine for new The concept of flexible data, a comprehen- rules and processes on demand Profidata AG sive business risk engine and high degree of – Test rules for pre-/post-trade ProfidataServices AG parametrisation enable XENTIS to meet indi- – Country and sector modules vidual customer requirements. – Workflow for business processes ProfidataManaged Solutions AG with automation ProfidataXLab AG – Theoretical pricing of instruments, Individual structures for as well as calculation of ratios itechx GmbHGmbH investors and investments abraxas GmbH – Management of all asset classes in accordance with country-specific Comprehensive accounting of portfolio Arkus FS (IRML S.A.) regulations holdings down to subledger, covering all – Third-party/own assets with comprehen- asset classes sive consolidation – Various parallel bookkeeping/accounting – Instant modelling of new investment standards, multi-level consolidation types/asset classes with special features – Non-standardised products of the entire life cycle of an instrument – Calculation of ratios in line with legal Flexible master and market data requirements – Free choice of data provider – Ad-hoc expansion of master and market data in line with legal regulations Standard/individual reporting with CI/CD – Rules-based customisation of data – Different formats and charts from different sources (golden copy) – Customer folders with performance and cashflow calculations Profidata Managed Solutions – XENTIS Application and Business Services – One-Stop-Shop

12 PROFIDATA

Managed Solutions

PROFIDATA MANAGED SOLUTIONS – your entire investment value chain. Required HIGHER EFFICIENCY GAINS THROUGH services can be aligned individually according CONSISTENT OUTSOURCING to your business needs and strategy. Profidata is taking responsibility for technical and business functions along your process Profidata offers you an optimal structure of chain. your process landscape, based on the comprehensive operational know-how, that has The range of services offered by Profidata been continuously built up since 2014, along Managed Services includes IT infrastruc- with many years of experience in consulting ture operations in XENTIS cloud, application and implementation projects. management and professional services along

MANAGED SOLUTIONS

SaaS BPO BPaaS Software as a Service Application/Business Services Optimise your cost base through Cloud Computing 1313

XCLOUD | SaaS quality and security standards are proven by PROFIDATA GROUP Best practice ISAE accreditation. Consequently, you will for Asset Management receive a system landscape that is optimally Profidata AG With the XENTIS cloud solution, Managed coordinated in all components and meets the ProfidataServices AG Services takes the responsibility of the entire highest regulatory security requirements. ProfidataManaged Solutions AG IT infrastructure of the Profidata applications – Provision and operational management of the and operates them for you. The Xcloud is IT infrastructure ProfidataXLab AG operated on a highly secure private cloud – Monitoring of the IT infrastructure itechx GmbH infrastructure that complies with the require- – Backup Management ments of the regulatory authorities. Highest – Service Times SLA abraxas GmbH

Arkus FS (IRML S.A.) XBPO | BPaaS XBPO | BPaaS Application Management Business Process as a Service as a Service Business Your non core business tasks are With the Application Management Service, handled in a standardised, cost optimised Profidata offers application support around and professional setup within the Business XENTIS. Managed Solutions implements pro- Process Service. This offers you the option cesses for you and enables a standardised to outsource individual specialist tasks to straight-through process with a high degree Profidata. We are continually expanding our of automation. range of services to include shadow accoun- – XENTIS Run Service ting, investment compliance, master data – XENTIS Change Service and price data services. In addition, you can – Interface Service Run use our ad-hoc service, which is available for – Interface Service Change short-term individual data analysis. – Shadow Fund Accounting/IBOR – XICS – XENTIS Investment Compliance as a Service – Securities Service WM/Bloomberg/SIX – Analysis Service – Master and Price/Market Data Service – Reporting-Service XDO – Order Management anytime, anywhere

14 PROFIDATA

XDO -- XENTIS DirectOrder

ORDER MANAGEMENT ON THE GO – XDO allows the user to follow the life cycle of ANYTIME AND ANYWHERE his orders in real time. From the order creation via the pre-trade investment limit check up to With XENTIS DirectOrder (XDO) we present (partial) execution, the user is always informed the first module developed in our XLab. about the current status. There is always the possibility to display the current composition XDO allows the user to enter, buy and sell of a portfolio including cash and other security orders quickly and easily via the Internet. positions. Various limit types as well as a wide range of ’ securities and foreign exchange transactions XDO integrates seamlessly into our existing are supported. If required, very large orders XENTIS offering, but as an independent can be transmitted conveniently via Excel or supplementary module, it has its own com- BVI sheet. plete product and development cycle and can therefore be maintained and developed independently.

ENTRY MONITORING Since XDO is offered as a SaaS solution, use and operation do not tie up any additional Fast full text search across the Status changes in real time resources for clients. As a native cloud solution, entire data universe Presentation of the investment the service can be aligned to the customer’s Support of collective orders limit test requirements. BVI – Sheet upload Partial executions in real time XDO is capable of assimilating our customer’s corporate design and is developed in such a STOCK OVERVIEW MODIFICATIONS way that it can be integrated into existing authentication and authorization solutions. Currently planned stocks Cancellation Thus, it fits seamlessly into an already exis- Positions and securities Change of limit, amount, validity ting offer (Single-Sign-On) and offers the Excel-export Placement before/after best possible ‘user experience’ for end users. 1515

XLAB AG – THE INNOVATION LAB Instead of a single, all-encompassing applica- PROFIDATA GROUP With Profidata XLab AG (XLab), we are expan- tion, we want to develop a family of indivi- ding the Profidata Group with an additional dual, specialised modules that can be seam- Profidata AG development unit that will help us in our lessly combined. By focusing on specific ProfidataServices AG role as an innovation driver to continuously functionalities and independent implementa- expand and improve our product offering. tion, it is possible to react faster to our custo- ProfidataManaged Solutions AG To this end, we develop new product ideas mers‘ needs and reduce the ‘time to market’. ProfidataXLab AG in XLab, evaluate them on the basis of our ’ own prototypes and finally implement them Coming from the same company, all new itechx GmbHGmbH as production-ready software solutions. modules work together with other solutions abraxas GmbH from Profidata AG and are openly designed The resulting components are independent in order for other third-party systems to be Arkus FS (IRML S.A.) of our existing solutions and can therefore go connected as well. their own way, both technically and in terms of user guidance.

All new modules are implemented as web applications and can thus be conveniently executed via brow- ser. They are designed from the ground up as a cloud solution and are provided as a Software as a Service solution ‘SaaS’. e-AMIS – efficient consulting and administration

16 PROFIDATA

e-AMIS

INTUITIVE WEALTH MANAGEMENT risk profile as a basis for defining and con- Family offices, banks, asset managers and tinuously monitoring the client’s investment other financial service providers appreciate strategy. This process is automated in e-AMIS the wide-ranging functionality and intui- and also supported by comprehensive port- tive nature of the software. With its flexi- folio analysis. Asset allocations as well as ble architecture and innovative technology, opportunities and risks (exposure) are dis- e-AMIS allows efficient management of played clearly. investments.FRONT OFFICE Portfolio managers andBACK invest OFFICE- MIDDLE OFFICE INTERNET ment advisors use e-AMIS to improve the Cash flow projections show future inflows Research Asset/Portfolio Trading Investment Controlling/ Distribution Managementquality of their advice and guaranteeAccounting opti- and outflows.Reporting A wide range of simulations of FRONT OFFICE MIDDLE OFFICE BACK OFFICE & DATA MANAGEMENT INTERNET mum customer support. market and investment scenarios allow well- Market enarios rerae ompliane eoniliation Market Data uppl founded decisions. Modelling and optimisa- Asset/Portfolio Order & Execution Investment Controlling/ as lo roetion rer outing as Management erormane Measurement Research Management Management Accounting Reporting Distribution ortolio ptimisationCOMPETENT ontrolling ADVICE o osition eeping tion of isk portfolios Management on the basis of investment ealaning ransation tatus ee imulation ostrae ompliane nvestment roposalAND DECISIONS Mating alulation or reallocation lient an egal proposals, eporting according to diffe- Under the rules of professional conduct and rent investment strategies or defined lists of other legal requirements, asset managers are recommendations, can be generated easily obliged to keep a record of the investment during client consultations. advice they provide to clients and draw up a profile describing clients’ risk affinity and SUCCESS MADE VISIBLE risk tolerance. The asset manager uses this e-AMIS meets current requirements for performance measurement (GIPS 2010) and cal- culates IRR, MWR and TWR down to position INVESTMENT COMPLIANCE BUCHHALTUNG INVESTMENT COMPLIANCE ACCOUNTING level. Results are made transparent via con- tribution and attribution analysis. Even in its Ordereingabe Verwaltung Matching Order Entry Order Administration Matching standard version, e-AMIS offers high-quality reporting which users can adapt using pre- Manuellautomatis – Ablaufsteuerung – Manuelles Matching Manualutomati – Process Management – Manual Matching defined modules and folder structures. In er nittstelle – Orderhistorie – Automatisches Matching via nterae imulation – Order History – Automatic Matching addition, e-AMIS allows customised reporting imulation – Ausführungen imulation – Executions Moellierung Moelling that meets the client’s corporate design stan- Import/Export Import/Export dards. 1717

SIMPLE REPRESENTATION ...What do e-AMIS customers say? PROFIDATA GROUP OF COMPLEX STRUCTURES Asset managers – and family offices in parti- ‘With this new platform we are clearly Profidata AG committed to further enhance our aspiration cular – face the common challenge of having ProfidataServices AG to individually manage investments held in for excellence and care towards clients. It different associated companies or trusts. will also ensure efficiency and flexibility to ProfidataManaged Solutions AG support future growth.’ (…) ‘Next to the invest- At the same time, they are required to pro- ProfidataXLab AG duce consolidated valuations of these assets ment management features, we are especially and provide investors with periodic updates convinced by the strong reporting capabilities, itechx GmbHGmbH the first level support on the ground and the in the form of a transparent report. In the abraxas GmbH case of complex ownership structures, pro- entrepreneurial price model. (…) The fact ducing a breakdown of asset allocation, that the project was delivered smoothly and Arkus FS (IRML S.A.) risk management and performance measu- successfully has proven that in e-AMIS and rement for the investor’s entire wealth can Profidata we have found the be a very laborious task. But there is a solu- right solution and the right business partner...’ tion: e-AMIS offers a function for modelling Peter Stilli ownership structures. Chief Executive Officer for Helvetic Investments, Singapore

______EASY TO USE ‘The ICM investment approach requires a tech- The modern design of e-AMIS offers high nical platform able to meet the demands of levels of user comfort. Navigation is easy flexible and high-quality asset management. to learn. A wide variety of search and filter In e-AMIS we’ve found a solution that can be criteria are provided for quick and targeted integrated with ease into the existing system access to the required information. The soft- landscape and provides us with a much-nee- ware is multilingual and users can select their ded efficient design of investment processes. preferred language at any time. All functions ’ are usable not just in relation to individual Matthias Smektalla portfolios, but to any number of consolida- Head of Customer Service, ICM, Liechtenstein ted portfolios, which are frequently held at multiple depositary banks. xpass – straight-through securities processing

18 ITECHX

XPASS AND CONSULTING

XPASS BY ITECHX XPASS – STATE-OF-THE-ART The xpass transaction workflow engine deve- FEATURES loped by itechx is based on platform architec- – User administration (centralised/ ture for order and trade management. It decentralised) fully integrates internal and external entities – Full audit security and automates the entire work processes. – Modelling of all standard market xpass offers straight-through processing in transfer routes the front, middle and back office for all the – Existing interfaces to numerous systems it runs on, and also for all the parties trading and general ledger systems involved, such as customers, brokers, stock – Control of the entire order and exchanges and trading platforms. transaction workflows on the system

XPASS – STATE-OF-THE-ART CONSULTING – EXPERIENCE, CONNECTIVITY COMMITMENT AND EXPERTISE – SWIFT standards ISO 15022 and 20022 The very diversified portfolio of our Con- – FIX standards sulting arm ranges from compliance issues – BVI sheets to sector strategy development and classic – WP2 connection project management. itechx supports digital transformation especially in the area of business process reengineering and in developing and implementing target operating models for our clients.

Frank Linker, Tina Hofmann Managing Directors itechx GmbH 19

OPERATIONAL SERVICES PROFIDATA GROUP itechx Operational Services develops indivi- The clear goal is taking over operational acti- dual long-term outsourcing solutions for defi- vities and processes with a high quality stan- Profidata AG ned parts of the customer’s value chain. dard with transparent and scalable costs. ProfidataServices AG

ProfidataXLab AG

ProfidataManaged Solutions AG

itechx GmbHGmbH

abraxas GmbH

Arkus FS (IRML S.A.) xpass Transaction Workflow Engine

Front Ofﬁce (FO) XENTIS Front Ofﬁce (FO) XENTIS – Eingang Orderauftrag – Entry of orders placed – Integration in marktübliche Handelsnetzwerke BB Trader – Integration into common trading networks BB Trader – Allokation von Blocktrades – Allocation of block trades – Abbildung Sammelorder XETRA – Modelling of bulk orders XETRA Connectivity Layer Connectivity Layer

Middle Ofﬁce (MO) Middle Ofﬁce (MO) – Eingang ausgeführte Order – Entry of orders executed – Gebührenberechnung und -prüfung – Calculating and checking charges – Broker Matching Asset Mgr. – Broker matching Asset Mgr. – Marktgerechtigkeitsprüfung und Settlement – Market conformity check and settlement

Back Ofﬁce (BO) Back Ofﬁce (BO) – Devisendisposition – Currency positions – Verbuchung juristisches Hauptbuch Abwicklungs- – Booking to the general ledger systeme Settlement systems – Reconciliation – Reconciliation – Reporting Hauptbuch – Reporting General ledger FundLine/RiskLine – automation and quality assurance

20 ABRAXAS

FUNDLINE AND RISKLINE

FUNDLINE The core functions of FundLine-R include: FundLine-R supports the automation of all intelligent contract management, safety activities related to the settlement of trailer mechanisms to reduce the risk of overpay- fees. Full coverage is provided not only for ment, configurable calculation types using a the payment of trailer fees, but also the audit- calculation method generator, calculation of proof receipt and distribution of commissions complex investment fund fees, simulation for in accordance with the Markets in Financial past and future periods, correction calcula- Instruments Directive (MiFID). tions/reversals, distribution of commissions within multilevel distributor/recipient hier- archies and an integrated task management system.

Auswertungen Reporting Forecasting Prognose und Datenimport and simulation Data import Simulation

Task- Task- Management management Verteilung System Allocation system Datenprüfung Data validation (z.B. RiskLine-P) (e.g. RiskLine-P) Einhaltung Compliance Beschwerden/ Revisions- regula- Complaints/ with Neuberechnung protokoll FundLine-R torischer/ recalculation Audit log FundLine-R regulatory/ gesetzlicher legal Vorschriften requirements Intelligentes Intelligent contract $ Vertragsmanagement Payment/ $ management Zahlung/ € € Abrechnung und settlement Offene and invoicing Open Fakturierung Datenschicht data layer

Buchführung Provisionsberechnung Accounting Fee calculation

Abstimmung Reconciliation 21

RISKLINE Riskline-P from abraxas has several unique PROFIDATA GROUP The RiskLine product family supports the con- features: solidation and quality assurance of financial The OTC module uses artificial intelligence Profidata AG market data, automated checking of market methods to select a fair market price for an ProfidataServices AG conformity and calculations of fair value. instrument traded over the counter, based on all the prices that have been delivered. ProfidataXLab AG ProfidataManaged Solutions AG RiskLine-M allows the market conformity of The COTC module supports the valuation transactions to be checked against indepen- of illiquid bonds, either using the compara- itechx GmbHGmbH dent market data. The components include: ble bond research engine and/or a powerful abraxas GmbH manual checking option, checking against spread engineering module. an alternative market price (market check) Arkus FS (IRML S.A.) or against a computed price (fair value), and The synthetic system fills any gaps in mar- classifying the transactions by transaction ket data. Examples include the calculation of type and volume. spread curves, transformation of yield curves, discount factor structures and volatility areas. RiskLine-P automates market data supply while incorporating different data providers, with highly effective validation methods and data provider comparisons. The offering also includes different tolerance and structure checks, manual validation options, automatic distribution to target systems and audit-proof process modelling.

Patrick Lorenz, Daniel Schaum Managing Directors abraxas GmbH Independent Risk Monitoring and Governance

22 ARKUS FINANCIAL SERVICES

RiskRadar

RISKRADAR – INTERACTIVE PLATFORM The highly interactive and flexible platform FOR MONITORING THE RISK PROFILES provides users with a detailed risk break- OF INVESTMENT PORTFOLIOS. down, uniquely analysing risk exposures to RiskRadar is an online interactive platform create meaningful reports for all types of risk that encapsulates 17+ years of managing (Market Risk, Liquidity, Counterparty Concen- and monitoring portfolio risk for all types of tration etc…) in adherence to the regulatory fund structures and investment strategies. requirements and / or bespoke client needs. Our proprietary risk system encompasses the The multifunctional monitoring platform capability of hosting multiple risk engines and enables users to easily customise risk dash- focussing their analytical strengths to bring a boards in line with visual preferences, whilst unique picture of portfolio risk. also being able to add or remove widgets, all under a safe and secure system.

Dr. Martin Ewen Chief Risk Officer Arkus FS 23

The scalable platform enables us to inter- risk monitoring to specific needs and provide PROFIDATA GROUP face with any fund administrator/custodian users access to risk reports and relevant data bank, receive data in any format, customise online from any location at any time. Profidata AG ProfidataServices AG

ProfidataXLab AG

ProfidataManaged Solutions AG

itechx GmbHGmbH

abraxas GmbH

RISKRADAR DATA PROCESS: Arkus FS (IRML S.A.)

DATA PROCESS

Risk Engine Fund Admin 1

Analysts set up assets in RiskRadar and send to risk engines to create risk and performance metrics

Data received from 3 Delivery Acesses administrators and Database Server external data sources - via EMAIL HISTORICAL REPORTS Fund Admin 2 or and - SFTP TRANSFER RELEVANT ANALYTICS

DATA PROCESS Broad and compatible offering

24 PROFIDATA GROUP PRODUCT FAMILY

SOLUTIONS AS MULTI-FACETED management process more efficient. The AS OUR CUSTOMERS’ NEEDS standard software solutions offered by Pro- The combination of falling margins and incre- fidata Group are designed to satisfy precisely asing cost pressure is a major challenge for this demand. What’s more, the high degree the entire financial service industry. More of parametrisation enables the software to and more companies are standardising and cater for the very diverse needs of different ultimately optimising their processes, while market players. searching for ways of making the investment

PROFIDATA GROUP PRODUCTS XENTIS e-AMIS xpass FundLine RiskLine RiskRadar

TARGET MARKETS

Insurance Companies and Pension Funds ✓ ✓ ✓ ✓ ✓ ✓ ✓

Asset / Investment Management ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓

Custodians and Depositories ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓

Private Banks ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓

Wealth Mangement ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓

Family Offices ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓

Fond Service Providers/Transfer Agents ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ 25

Marktdaten Market Data

Depotbank A Depositary Bank A

KVG KVG

XENTIS e-AMIS xpass FundLine RiskLine RiskRadar

Depotbank B Depositary Bank B

Depotbank C Depositary Bank C

Asset Management Asset Management

Insurance Company Versicherung Vermögensverwaltung Property Management

Depotbank D Depositary Bank D 26 CUSTOMERS WHO TRUST US

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