Investment Management Software Solutions for today and tomorrow

EN www.profidatagroup.com CONTENT

ABOUT US 4

MARKET FOCUS 5

PROFIDATA GROUP OVERVIEW 6

PROFIDATA AG / PROFIDATA SERVICES AG 8

XENTIS 8

e-AMIS 12

XLAB AG 14

ITECHX GMBH 16

ABRAXAS GMBH 18

PROFIDATA GROUP PRODUCT FAMILY 20

OUR CUSTOMERS 22

OUR LOCATIONS 23

© Profidata Group 4 ABOUT US

Profidata Group has been developing and marketing innovative customised software solutions and services for investment and wealth management for over 30 years. In all aspects of our busi- ness, our group companies are guided by the following principles:

Goals Corporate culture Wherever we market our software products, Our culture is shaped by a collective effort we aim to be one of the top providers. If to produce something special. Our organisa- this is not the case, we will do all we can to tional structures are built around efficiency become the best. and teamwork.

What we stand for Business policy Our professionalism is built on a strong com- Since its foundation, Profidata Group has been mitment to safeguarding our customers’ managed and self-financed by its owners. The interests, delivering competitive solutions and founding family has formulated the business offering expert advice. The real measure of goals and fully supports them. The continu- our success is the benefit our products and ity and stability of the business is assured services bring to customers. through effective succession planning. 5

OUR PRODUCTS IN THE INVESTMENT support and hosting are provided by staff AND WEALTH MANAGEMENT MARKET based in Switzerland and at international Profidata Group not only offers the software branches in Frankfurt, Saarbrücken, Luxem- solutions XENTIS, e-AMIS, xpass, FundLine bourg, London and Singapore. and RiskLine for investment and wealth man- agement, but is also a one-stop provider of Profidata focuses on delivering a high level of services for the financial industry. Our cus- customer satisfaction, and independent sur- tomer base includes asset managers and veys confirm this. fund management companies, investment firms and wealth managers, banks, insurance Profidata Group has offices in the major companies, pension funds and family offices. financial centres of Europe and Asia. It also Our company employs over 170 people and delegates development work to its nearshor- has its headquarters in Urdorf, near Zurich. ing sites, Profidata Development România Services such as system installation, training, SRL and Profidata AG Sucursal em Portugal. 6 PROFIDATA GROUP

Profidata Group is a holding company comprising several subsid- iaries which market their offerings for the investment and wealth management market collectively under the same management team and business policy. The subsidiaries act with a high degree of autonomy and efficiency in their particular area of expertise. The resulting synergies benefit not just our customers, but also the group as a whole.

Profidata Group Management Board

Christian Widmer, Group CEO Roger Wildi, Deputy Group CEO ProfidataAG

ProfidataServices AG

ProfidataXLab AG PROFIDATA GROUP ProfidataManaged Solutions AG

itechx GmbH

abraxas GmbH

7

Profidata AG Profidata Managed Solutions AG Is responsible for the development and mar- Operates the investment management soft- keting of the XENTIS and e-AMIS software ware XENTIS and individual XENTIS applica- solutions. Product management and planning tions as a Software as a Service offering in for strategic development occurs at our head- a standardized cloud infrastructure using quarters in Urdorf. Software development is centralized cloud approaches (dynamization, carried out in close collaboration with our ordering principle, sizing on demand, cen- specialists in Iasi and Lisbon. tralized operation and support). In addition, outsourcing of non-strategic, specialist func- Profidata Services AG tional areas are part of the services offered. Handles all aspects of establishing and foster- ing customer relationships. With all sales pro- itechx GmbH jects, for example, a consulting team is respon- Offers software and consulting services for sible for rolling out the software solutions, financial service providers. The product offer- including all the interfaces and reporting. ing is built around the connectivity and order Local teams of advisors, organised by market platform xpass. A key focus here is the refund region, also provide first-class customer sup- of withholding tax. port with rapid response times. abraxas GmbH Profidata XLab AG Provider of the software products FundLine Profidata XLab AG is the Group’s innovation and RiskLine. The extensive offering is rounded and research centre. The most important off by consulting and support services. project of the future is currently under way, codenamed XENTIS 8.

Profidata Group Board of Directors Christian Widmer, Chairman, Shareholder • Hans-Ulrich Greutert, Owner/Managing Director Arto Holding AG, Baden Oliver Harth, formerly COO Universal-Investment-Gesellschaft mbH, Frankfurt am Main Jack Hertach, formerly CEO InCore Bank AG, Zurich • Marc Widmer, Representative of Shareholding Family XENTIS – all-in-one front to back solution

8 PROFIDATA

XENTIS

XENTIS – INTEGRATED AND MODULAR WHO USES XENTIS? INVESTMENT MANAGEMENT SYSTEM XENTIS users include fund management com- XENTIS is the software of choice for lead- panies and asset managers, investment firms, ing financial service providers. XENTIS fully custodian banks and depositaries, insurance supports the processing of all types of companies and pension funds, private banks, financial instruments, including alternative wealth managers and family offices. investments, and allows the automation of asset and portfolio management, order XENTIS IS A CUSTOMISABLE SOLUTION, management, investment compliance, risk NOT A MASS PRODUCT management, performance measurement, XENTIS can be preconfigured for each cus- investment accounting, fund administration, tomer segment. Thanks to its highly flexi- statutory reporting and individual customer ble parametrisation, XENTIS can effortlessly reporting. accommodate individual, even frequently changing, client requirements.

Profidata AG, Profidata Services AG Profidata Managed Solutions AG Management Board

Oliver Dotzauer, XLab Dr. Frank Jenner, Business Development & Marketing Roger Wildi, CEO Martin Frolik, Customer Services Astrid van Veldhoven, Finance & Controlling Daniel Hümbeli, Development 9

EXPERTISE AND RELIABILITY PROFIDATA GROUP Profidata has built a strong reputation as a ‘Bank Gutmann’s strategic business areas can Profidata AG software provider and has specialised in the be developed in a more systematic manner by investment management market for over 20 using XENTIS as an integrated and compre- ProfidataServices AG years now. The XENTIS success story, along hensive asset management system for our ProfidataManaged Solutions AG with the many long-standing partnerships investment company, custodian bank and with customers, testify to the innovative asset management arm. We’ve found the right ProfidataXLab AG design, strong customer focus and proven business partner in Profidata. This is a com- itechx GmbHGmbH reliability of the software. pany fully capable of completing such a com- plex implementation project on time and with abraxas GmbH LONG-TERM INVESTMENT PROTECTION whom we can work in close cooperation.’ Through a programme of continuous invest- ment, the software’s evolutionary develop- Adolf Hengstschläger Partner and Member of the Management Board, ment concept ensures that XENTIS is always Bank Gutmann, Vienna being upgraded, optimised and re-engi- neered to meet changing market require- ments and customer needs. ______‘The entry into force of the Investment Tax ...What do XENTIS customers say? Reform Act entails a lot of extra work, ties up considerable human resources for all invest- ‘The new service for managing the invest- ment companies affected, and puts us under ments of insurance companies complements time pressure. (…) it is therefore even more the universe of Helaba Invest services. Here it’s important that Profidata has come up with an essential to ensure compliance with legal and appropriate solution incredibly quickly so that internal regulations for the protection of finan- tax treatment can be handled correctly. (...).’ cial assets. The ability of XENTIS to respond quickly and flexibly to constantly changing Stefan Rockel, Managing Director of Universal- regulations is a vital advantage for us. (...).’ Investment-Gesellschaft mbH and Chairman of the Tax Committee of the German federal industry Dr. Christian Popp association Bundesverband Investment und Asset Management Board, Helaba Invest, Frankfurt am Main Management e.V., Frankfurt am Main XENTIS – modular and flexible

Compliance Order, Pre-Trade Check

10 PROFIDATA

XENTIS

FLEXIBILITY IS A MAJOR EXCELLENT FUNCTIONAL COMPETITIVE ADVANTAGE BREADTH AND DEPTH Our customers’ requirements can be extremely Unlike earlier best-of-breed configurations, complex and diverse. The ability of XENTIS to today’s customers expect their software accommodate these needs quickly gives our to have a strong, self-contained functional customers a significant competitive advantage. breadth and as much functional depth as pos- sible. To this end, customers are looking for a BEST-IN-CLASS COMPLIANCE, standard software solution that meets their BROAD REPORTING SPECTRUM individual needs. This is precisely what XENTIS One of the key strengths of XENTIS is the flex- offers. ibility of its basic design. This is particularly evident in the investment compliance module, ROLL OUT MODULES IN STAGES, which has to accommodate constantly chang- ADD FUNCTIONS AS REQUIRED ing legal and individual customer require- Our customers particularly appreciate the mod- ments. ular structure of XENTIS, which lets them start with just a few modules (covering their basic A CENTRAL HUB FOR COMMUNICATING requirements) initially, then gradually add extra WITH CONNECTED SYSTEMS functions later on to cater for other needs. XENTIS can interface with partners such as brokers, depositary banks, clearing houses and subsidiaries, or with most other linked systems.

FRONT OFFICE BACK OFFICE MIDDLE OFFICE INTERNET XENTIS Investment Process Research Asset/Portfolio Trading Investment Controlling/ Distribution Management Accounting Reporting FRONT OFFICE MIDDLE OFFICE BACK OFFICE & DATA MANAGEMENT INTERNET – Market Scenarios – Pre-Trade Compliance – Reconciliation – Market Data Supply Asset/Portfolio Order & Execution Investment Controlling/ – Cash Flow Projection – Order Routing – Cash Management – Performance Measurement Research Management Management Accounting Reporting Distribution – Portfolio Optimisation – Controlling of – Position Keeping – Risk Management – Rebalancing Transaction Status – Fee Simulation – Post-Trade Compliance – Investment Proposal – Matching – NAV-Calculation – Client and Legal Reporting

INVESTMENT COMPLIANCE BUCHHALTUNG INVESTMENT COMPLIANCE ACCOUNTING

Ordereingabe Verwaltung Matching Order Entry Order Administration Matching

– Manuell/automatisch – Ablaufsteuerung – Manuelles Matching – Manual/Automatic – Process Management – Manual Matching über Schnittstelle – Orderhistorie – Automatisches Matching via Interface Simulation – Order History – Automatic Matching – Simulation – Ausführungen – Simulation – Executions – Modellierung – Modelling Import/Export Import/Export Accounting Fees/Taxes Risk/Performance Full Offering

11

STANDARD SOFTWARE Comprehensive accounting of portfolio PROFIDATA GROUP CAN STILL BE CUSTOMISED holdings down to subledger, covering all The concept of flexible data, a comprehen- asset classes Profidata AG sive business risk engine and high degree of – Various parallel bookkeeping/accounting ProfidataServices AG parametrisation enable XENTIS to meet indi- standards, multi-level consolidation vidual customer requirements. – Non-standardised products of the entire ProfidataManaged Solutions AG life cycle of an instrument ProfidataXLab AG Individual structures for – Calculation of ratios in line with legal investors and investments requirements itechx GmbHGmbH – Management of all asset classes in accord- abraxas GmbH ance with country-specific regulations Standard/individual reporting with CI/CD – Third-party/own assets with comprehen- – Different formats and charts sive consolidation – Customer folders with performance and – Instant modelling of new investment types/ cashflow calculations asset classes with special features

Flexible master and market data – Free choice of data provider – Ad-hoc expansion of master and market data in line with legal regulations – Rules-based customisation of data from different sources (golden copy)

Powerful business rules engine for new XENTIS AS A CLOUD SOLUTION rules and processes on demand XENTIS cloud (Xcloud) is a hosted solution or – Test rules for pre-/post-trade software as a Service (SaaS), and is operated – Country and sector modules in a computer centre complying with FINMA – Workflow for business processes regulations. It is a particularly attractive and with automation economical alternative for smaller and medi- – Theoretical pricing of instruments, um-sized financial service providers, as they as well as calculation of ratios do not need their own IT resources. e-AMIS – efficient consulting and administration

12 PROFIDATA

e-AMIS

INTUITIVE WEALTH MANAGEMENT risk profile as a basis for defining and con- Family offices, banks, asset managers and tinuously monitoring the client’s investment other financial service providers appreciate strategy. This process is automated in e-AMIS the wide-ranging functionality and intuitive and also supported by comprehensive port- nature of the software. With its flexible archi- folio analysis. Asset allocations as well as tecture and innovative technology, e-AMIS opportunities and risks (exposure) are dis- allows efficient management of investments. played clearly. PortfolioFRONT OFFICE managers and investmentBACK advisors OFFICE MIDDLE OFFICE INTERNET use e-AMIS to improve the quality of their Cash flow projections show future inflows Research Asset/Portfolio Trading Investment Controlling/ Distribution Managementadvice and guarantee optimum customerAccounting and outflows.Reporting A wide range of simulations of FRONT OFFICE MIDDLE OFFICE BACK OFFICE & DATA MANAGEMENT INTERNET support. market and investment scenarios allow well- – Market Scenarios – Pre-Trade Compliance – Reconciliation – Market Data Supply founded decisions. Modelling and optimisa- Asset/Portfolio Order & Execution Investment Controlling/ – Cash Flow Projection – Order Routing – Cash Management – Performance Measurement Research Management Management Accounting Reporting Distribution – Portfolio OptimisationCOMPETENT– Controlling ADVICE of – Position Keeping tion –of Risk portfolios Management on the basis of investment – Rebalancing Transaction Status – Fee Simulation – Post-Trade Compliance – Investment ProposalAND DECISIONS– Matching – NAV-Calculation or reallocation– Client and Legal proposals, Reporting according to differ- Under the rules of professional conduct and ent investment strategies or defined lists of other legal requirements, asset managers are recommendations, can be generated easily obliged to keep a record of the investment during client consultations. advice they provide to clients and draw up a profile describing clients’ risk affinity and SUCCESS MADE VISIBLE risk tolerance. The asset manager uses this e-AMIS meets current requirements for per- formance measurement (GIPS 2010) and cal- culates IRR, MWR and TWR down to position INVESTMENT COMPLIANCE BUCHHALTUNG INVESTMENT COMPLIANCE ACCOUNTING level. Results are made transparent via con- tribution and attribution analyses. Even in its Ordereingabe Verwaltung Matching Order Entry Order Administration Matching standard version, e-AMIS offers high-quality reporting which users can adapt using pre- – Manuell/automatisch – Ablaufsteuerung – Manuelles Matching – Manual/Automatic – Process Management – Manual Matching defined modules and folder structures. In über Schnittstelle – Orderhistorie – Automatisches Matching via Interface Simulation – Order History – Automatic Matching addition, e-AMIS allows customised report- – Simulation – Ausführungen – Simulation – Executions – Modellierung – Modelling ing that meets the client’s corporate design Import/Export Import/Export standards. 13

SIMPLE REPRESENTATION ...What do e-AMIS customers say? PROFIDATA GROUP OF COMPLEX STRUCTURES Asset managers – and family offices in par- ‘With this new platform we are clearly Profidata AG committed to further enhance our aspiration ticular – face the common challenge of hav- ProfidataServices AG ing to individually manage investments held for excellence and care towards clients. It in different associated companies or trusts. will also ensure efficiency and flexibility to ProfidataManaged Solutions AG support future growth.’ (…) ‘Next to the invest- At the same time, they are required to pro- ProfidataXLab AG duce consolidated valuations of these assets ment management features, we are especially and provide investors with periodic updates convinced by the strong reporting capabilities, itechx GmbHGmbH the first level support on the ground and the in the form of a transparent report. In the abraxas GmbH case of complex ownership structures, pro- entrepreneurial price model. (…) The fact ducing a breakdown of asset allocation, risk that the project was delivered smoothly and management and performance measure- successfully has proven that in e-AMIS and ment for the investor’s entire wealth can be Profidata we have found the a very laborious task. But there is a solution: right solution and the right business partner...’ e-AMIS offers a function for modelling own- Peter Stilli ership structures. Chief Executive Officer for Helvetic Investments, Singapore EASY TO USE ______The modern design of e-AMIS offers high ‘The ICM investment approach requires a levels of user comfort. Navigation is easy to technical platform able to meet the demands learn. A wide variety of search and filter crite- of flexible and high-quality asset manage- ria are provided for quick and targeted access ment. In e-AMIS we’ve found a solution that to the required information. The software is can be integrated with ease into the existing multi-lingual and users can select their pre- system landscape and provides us with a ferred language at any time. All functions are much-needed efficient design of investment usable not just in relation to individual port- processes.’ folios, but to any number of consolidated portfolios, which are frequently held at mul- Matthias Smektalla tiple depositary banks. Head of Customer Service, ICM, Liechtenstein XENTIS 8 – planning for tomorrow

14 XLAB

XENTIS 8

THE FUTURE OF INVESTMENT The foundation is provided by the huge pool SOFTWARE SOLUTIONS of know-how acquired by Profidata’s experts Profidata XLab AG (XLab) is Profidata Group’s who are able to contribute their knowledge autonomous research unit, overseeing the across the entire spectrum of market require- evaluation and implementation of future ments, functionality, structuring and future technologies, entire systems or product com- technologies to the many concepts in the ponents. Undisturbed by the daily business pipeline. and the pressure of deadlines, XLab’s job is to lay the basis for Profidata’s future product What’s more, we carefully analyse the ideas, portfolio that is intended to be on the market wishes and problems of our customers that in five or ten years’ time. arise during the course of doing business with their own end clients, and ensure that Our mission is to keep abreast with what are these are taken into consideration in future in some cases immense advances in the IT planning. For one thing is quite clear: we domain. The challange here is to distinguish must develop IT tools that allow our custom- between fundamental changes and short- ers to provide an impressive service perfor- term trends, draw the right conclusions and mance and help to strengthen the business continuously improve our products so that relationship with their own end clients. In our portfolio can claim to offer the lead- order to grow in the face of stiff competition, ing-edge product for many years to come. they have to be able to offer more attrac- tive services than their competitors. Last but not least, the increasingly strict regulations imposed by supervisory authorities place heavy demands on the quality of data and also the efficiency of their processing, as well as generating additional costs. 15

XENTIS 8 XENTIS as a platform PROFIDATA GROUP Profidata has launched the development The individual XENTIS components should be project for the next generation of XENTIS designed and described by an interface (API) Profidata AG software, codenamed ‘XENTIS 8’. As well as in a way that allows them to be replaced by ProfidataServices AG improving the development process, expand- alternative implementations. This allows our ing the level of automation and system moni- customers to cater for special requests in cer- ProfidataManaged Solutions AG toring, some of the issues we are addressing tain areas and to implement these along with ProfidataXLab AG include: the other standard XENTIS components. This means XENTIS can be embedded much more itechx GmbHGmbH Web-based solution easily and seamlessly even in very heteroge- abraxas GmbH We will design XENTIS as a web application. neous system landscapes. This not only eliminates software distribution problems and allows the use of ‘thin clients’, XENTIS as a cloud solution but also offers the opportunity to make cer- We want to continue to build XENTIS into tain functionalities available to our customer’s a first-class Software as a Service offering. own end clients. It should be possible to offer the customer either the complete system, as well as just Greater modularity individual subcomponents, as a turnkey, The aim is to split XENTIS into several individ- hosted solution. We hope to achieve this by ual components that are independent of each modifying the architecture in such a way that other. By removing this (release) dependency, XENTIS is conceived as a cloud solution from the components can be extended and main- the ground up. tained separately, while at the same time reducing both the complexity and the risk with each release. This will in turn help to make the system more robust. On top of that, there is the possibility of installing individual components on different virtual or physical machines. xpass – straight-through securities processing

16 ITECHX

XPASS AND CONSULTING

XPASS BY ITECHX XPASS – STATE-OF-THE-ART The xpass transaction workflow engine devel- FEATURES oped by itechx is based on platform archi- – User administration (centralised/ tecture for order and trade management. It decentralised) fully integrates internal and external entities – Full audit security and automates the entire work processes. – Modelling of all standard market xpass offers straight-through processing in transfer routes the front, middle and back office for all the – Existing interfaces to numerous systems it runs on, and also for all the parties trading and general ledger systems involved, such as customers, brokers, stock – Control of the entire order and exchanges and trading platforms. transaction workflows on the system

XPASS – STATE-OF-THE-ART CONSULTING – EXPERIENCE, CONNECTIVITY COMMITMENT AND EXPERTISE – SWIFT standards ISO 15022 and 20022 The very diversified portfolio of our Con- – FIX standards sulting arm ranges from compliance issues – BVI sheets to sector strategy development and classic – WP2 connection project management. itechx supports digital transformation especially in the area of busi- ness process reengineering and in developing and implementing target operating models for our clients.

Volker Braunberger Managing Director itechx GmbH 17

PROFIDATA GROUP OPERATIONAL SERVICES itechx Operational Services develops indi- The clear goal is taking over operational activ- Profidata AG vidual long-term outsourcing solutions for ities and processes with a high quality stand- ProfidataServices AG defined parts of the customer’s value chain. ard, with transparent and scalable costs. ProfidataManaged Solutions AG

ProfidataXLab AG

itechx GmbHGmbH

abraxas GmbH

xpass Transaction Workflow Engine

Front Office (FO) XENTIS Front Office (FO) XENTIS – Eingang Orderauftrag – Entry of orders placed – Integration in marktübliche Handelsnetzwerke BB Trader – Integration into common trading networks BB Trader – Allokation von Blocktrades – Allocation of block trades – Abbildung Sammelorder XETRA – Modelling of bulk orders XETRA Connectivity Layer Connectivity Layer

Middle Office (MO) Middle Office (MO) – Eingang ausgeführte Order – Entry of orders executed – Gebührenberechnung und -prüfung – Calculating and checking charges – Broker Matching Asset Mgr. – Broker matching Asset Mgr. – Marktgerechtigkeitsprüfung und Settlement – Market conformity check and settlement

Back Office (BO) Back Office (BO) – Devisendisposition – Currency positions – Verbuchung juristisches Hauptbuch Abwicklungs- – Booking to the general ledger systeme Settlement systems – Reconciliation – Reconciliation – Reporting Hauptbuch – Reporting General ledger FundLine/RiskLine – automation and quality assurance

18 ABRAXAS

FUNDLINE AND RISKLINE

FUNDLINE The core functions of FundLine-R include: FundLine-R supports the automation of all intelligent contract management, safety activities related to the settlement of trailer mechanisms to reduce the risk of overpay- fees. Full coverage is provided not only for ment, configurable calculation types using a the payment of trailer fees, but also the audit- calculation method generator, calculation of proof receipt and distribution of commissions complex investment fund fees, simulation for in accordance with the Markets in Financial past and future periods, correction calcula- Instruments Directive (MiFID). tions/reversals, distribution of commissions within multilevel distributor/recipient hier- archies and an integrated task management system.

Auswertungen Reporting Forecasting Prognose und Datenimport and simulation Data import Simulation

Task- Task- Management management Verteilung System Allocation system Datenprüfung Data validation (z.B. RiskLine-P) (e.g. RiskLine-P) Einhaltung Compliance Beschwerden/ Revisions- regula- Complaints/ with Neuberechnung protokoll FundLine-R torischer/ recalculation Audit log FundLine-R regulatory/ gesetzlicher legal Vorschriften requirements Intelligentes Intelligent contract $ Vertragsmanagement Payment/ $ management Zahlung/ € € Abrechnung und settlement Offene and invoicing Open Fakturierung Datenschicht data layer

Buchführung Provisionsberechnung Accounting Fee calculation

Abstimmung Reconciliation 19

RISKLINE Riskline-P from abraxas has several unique PROFIDATA GROUP The RiskLine product family supports the con- features: solidation and quality assurance of financial The OTC module uses artificial intelligence Profidata AG market data, automated checking of market methods to select a fair market price for an ProfidataServices AG conformity and calculations of fair value. instrument traded over the counter, based on all the prices that have been delivered. ProfidataManaged Solutions AG RiskLine-M allows the market conformity of ProfidataXLab AG transactions to be checked against independ- The COTC module supports the valuation ent market data. The components include: of illiquid bonds, either using the compara- itechx GmbHGmbH manual checking option, checking against ble bond research engine and/or a powerful abraxas GmbH an alternative market price (market check) spread engineering module. or against a computed price (fair value), and classifying the transactions by transaction The synthetic system fills any gaps in mar- type and volume. ket data. Examples include the calculation of spread curves, transformation of yield curves, RiskLine-P automates market data supply discount factor structures and volatility areas. while incorporating different data providers, with highly effective validation methods and data provider comparisons. The offering also includes different tolerance and structure checks, manual validation options, automatic distribution to target systems and audit-proof process modelling.

Patrick Lorenz, Daniel Schaum Managing Directors abraxas GmbH Broad and compatible offering

20 PROFIDATA GROUP PRODUCT FAMILY

SOLUTIONS AS MULTI-FACETED management process more efficient. The AS OUR CUSTOMERS’ NEEDS standard software solutions offered by Profi- The combination of falling margins and data Group are designed to satisfy precisely increasing cost pressure is a major challenge this demand. What’s more, the high degree for the entire financial service industry. More of parametrisation enables the software to and more companies are standardising and cater for the very diverse needs of different ultimately optimising their processes, while market players. searching for ways of making the investment

PROFIDATA GROUP PRODUCTS XENTIS e-AMIS xpass FundLine RiskLine

TARGET MARKETS

INSURANCE COMPANIES AND PENSION FUNDS ✓ ✓ ✓ ✓ ✓

ASSET / INVESTMENT MANAGEMENT ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓

CUSTODIANS AND DEPOSITORIES ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓

PRIVATE BANKS ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓

WEALTH MANAGEMENT ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓

FAMILY OFFICES ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓

FUND SERVICE PROVIDERS/TRANSFER AGENTS ✓ ✓ ✓ ✓ ✓ ✓ 21

Marktdaten Market Data

Depotbank A Depositary Bank A

KVG KVG

XENTIS e-AMIS xpass FundLine RiskLine FL

Depotbank B Depositary Bank B

Depotbank C Depositary Bank C

Asset Management Asset Management

Versicherung Insurance Company Vermögensverwaltung Property Management

Depotbank D Depositary Bank D 22 OUR CUSTOMERS

SWITZERLAND – Frankfurter Service Kapitalanlage-Gesellschaft mbH – AFB Anlagen AG – Hauck & Aufhäuser Privatbankiers KGaA – Altrafin AG – Helaba Invest Kapitalanlagegesellschaft mbH – Anderes Finanzberatung AG – HM Trust AG – Berner Kantonalbank AG – IDS GmbH – Cape Capital AG – ING-Diba AG – DC Bank – LBBW Asset Management Investmentgesellschaft mbH – F. Jakober Vermögensverwaltungs AG – Metzler Investment GmbH – Gebäudeversicherung des Kantons Graubünden – MFI Asset Management GmbH – LLB Swiss Investment AG – Steyler Bank GmbH – LUKB Expert Fondsleitung AG – SÜDWESTBANK AG – Markant Finanz AG – Union Investment GmbH – PMG Fonds Management AG – Universal-Investment-Gesellschaft mbH – Pernet von Ballmoos AG – W & L Asset Management AG – Rivora Sammelstiftung – Warburg Invest Kapitalanlagegesellschaft mbH – Schweizerische Mobiliar Asset Management AG – Solufonds AG LUXEMBOURG – Sulzer Management AG – Citco Fund Services (Luxembourg) S.A. – DZ Privatbank S.A. GERMANY – Hauck & Aufhäuser Fund Services S.A. – Allianz Global Investors Europe GmbH – International Financial Data Services Ltd. – Athora Deutschland Holding GmbH & Co.KG – Kneip Communication S.A. – BayernInvest Kapitalverwaltungsgesellschaft mbH – Lombard International Assurance S.A. – Bayerische Landesbank – LRI Invest S.A. – BNY Mellon Asset Servicing GmbH – M.M. Warburg & Co. Luxembourg S.A. – Consorsbank – navAXX S.A. – DAB BNP Paribas – State Street Bank Luxembourg S.C.A. – Deka Investment GmbH – The Bank of New York Mellon – DZ Bank AG – UBS Europe SE, Luxembourg Branch S.A. – Evangelische Bank eG – UniCredit Bank AG – FIL Fondsbank GmbH SWITZERLAND Profidata AG Profidata Services AG Profidata Managed Solutions AG In der Luberzen 40 8902 Urdorf +41 44 736 47 47

Profidata XLab AG Technoparkstrasse 1 8005 Zurich +41 44 736 47 47

GERMANY Profidata Services AG Profidata Managed Solutions AG Stephanstrasse 3 60313 Frankfurt am Main +49 69 297 28 95 0

itechx GmbH Innovationsring 20 66115 Saarbrücken +49 681 7 61 87 0 23

abraxas GmbH Altenkesseler Str. 17 66115 Saarbrücken +49 681 97 61 85 0

AUSTRIA LUXEMBOURG – Allgemeine Sparkasse Oberösterreich Bankaktiengesellschaft Profidata Services AG – BTV Vier Länder Bank 1B rue Gabriel Lippmann – Bank Gutmann AG 5365 Munsbach – Erste Asset Management GmbH +352 270 737 1 – Raiffeisen Bank International AG – Raiffeisen Capital Management UNITED KINGDOM – Raiffeisen Salzburg Invest GmbH Profidata Services AG – Security Kapitalanlage AG 2nd Floor, Titchfield House – Spängler IQAM Invest GmbH 69-85 Tabernacle Street London EC2A 4RR LIECHTENSTEIN +44 20 7096 3754 – Adurion KG – Bank Frick & Co. AG SINGAPORE – Credit Suisse Life & Pensions AG Profidata Asia Pte. Ltd. – ICM International Capital Management AG 9 Temasek Boulevard – IFM Independent Fund Management AG 31/F Suntec Tower 2 – Salmann Investment Management AG Singapore 038989 – W & L Asset Management AG +65 6559 6165

SINGAPORE ROMANIA – Covenant Capital Pte Ltd Profidata Development – Helvetic Investments Pte. Ltd. România SRL 700032 Iasi IRLAND – International Financial Data Services Ltd. PORTUGAL – Metzler Ireland Ltd. Profidata AG Sucursal – State Street Bank Luxembourg S.C.A. em Portugal 2740-278 Porto Salvo UNITED KINGDOM – International Financial Data Services Ltd. [email protected] www.profidatagroup.com

5.9.2019 www.profidatagroup.com