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RESISTANCE MECHANISMS TO BRAF INHIBITION IDENTIFIED BY SINGLE AND CELL-FREE TUMOR DNA MOLECULAR PROFILING IN BRAF-MUTANT NON-SMALL-CELL LUNG

Laura Mezquita1,2*, Marianne Oulhen3,4*, Agathe Aberlenc3,4, Marc Deloger5, Aurélie Honoré6, Marianna Garonzi7, Genny Buson7, Claudio Forcato7, Yann Lecluse8, Mihaela Aldea1, Maud NgoCamus1, Claudio Nicotra1, Karen Howarth9, Ludovic Lacroix6, Luc Friboulet4, Benjamin Besse1,10, Nicolò Manaresi7, David Planchard1$, Françoise Farace3,4,10$ 1 Gustave Roussy, Université Paris-Saclay, Cancer Medicine Department, F-94805, VILLEJUIF France; 2 Institut d'Investigacions Biomèdiques August Pi i Sunyer (IDIBAPS), F-08036, Barcelona, Spain; 3 Gustave Roussy, Université Paris-Saclay, “Rare Circulating Cells” Translational Platform, CNRS UMS3655 – INSERM US23 AMMICA, F-94805, VILLEJUIF France; 4 INSERM, U981 “Identification of Molecular Predictors and new Targets for Cancer Treatment”, F-94805, VILLEJUIF France; 5 Abstract N#598 Gustave Roussy, Université Paris-Saclay, Bioinformatics Platform, CNRS UMS3655 – INSERM US23 AMMICA, F-94805, VILLEJUIF France; 6 Gustave Roussy, Université Paris-Saclay, Genomic Platform, CNRS UMS3655 – INSERM US23 AMMICA, F-94805, VILLEJUIF France; 7 Menarini Silicon Biosystems S.p.A, I-40013, BOLOGNA Italy; 8 Gustave Roussy, Université Paris-Saclay, “ and Imaging” Platform, CNRS UMS3655 – INSERM US23AMMICA, F-94805, VILLEJUIF France; 9 INIVATA Ltd, Babraham Research Park, Cambridge, UK; 10 Univ Paris Sud, Université Paris-Saclay, Faculty of Medicine, F-94270, LE KREMLIN-BICETRE France; *LM and MO contributed equally to the study; $DP and FF contributed equally to the study BACKGROUND RESULTS

§ Combination therapy with dabrafenib + trametinib demonstrated robust activity in Study population & Samples Cancer Pathways altered in CTCs in BRAFV600ENSCLC CTC, cf-DNA & tissue analysis in BRAFV600ENSCLC patients (pts) with BRAF-V600E-mutant advanced non-small cell lung cancer (NSCLC)(1), but its resistance mechanisms are poorly known (2,3). § A total of 7 patients were studied § A higher degree of mutational diversity was also observed in CTCs compared to tumor § Non-invasive methods including circulating tumor cells (CTCs) are crucial to develop § The median of CTC cfDNA Tissue tissue biopsies and cfDNA for the implementation of precision medicine in the treatment of NSCLC. Hoechst33342+/CD45-/pan- MAPK + PI3KCA + DNA repair + Protein kinases + Chromating Protein kinases pathways remodeling + JAK-STAT pathways V600E § components such as CTCs and cell-free (cf) tumor DNA can provide a cytokeratins+ CTCs isolated by § BRAF was only detected in one CTC (N#3) N#1 Yes - Yes 14% 15% (4) patient was 20 (8-28) comprehensive genomic picture of tumor content . N#2 Yes Yes Yes N#7 N#1 § In the 3 patients with an available tumor/liquid biopsy, only one shared mutations § Matched tissue-CTCs for 4 patients N#3 Yes Yes Yes MAPK + Protein AIM N#4 Yes Yes - kinases + Signal between CTCs & matched tumor and cfDNA § Matched tissue-cfDNA-CTC were N#5 Yes Yes - transducters + Tumor § In the 4 patients with an available liquid biopsy for CTC/cfDNA analysis, only one share § Molecular profiling of single CTCs from patients with BRAF-V600E-mutant NSCLC available for 4 patients (Table 1) N#6 Yes Yes Yes Signal transducter + N#6 N#2 Suppressor Gene N#7 Yes - - Tumor Suppressor mutations between CTCs & matched cfDNA was performed to carry out a pilot study to identify resistance mutations at § Baseline characteristics of the Pathways Gene pathways 15% failure to dabrafenib + trametinib and to compare the mutations detected on study population is summarized in Table 1. Type of samples available for analysis at 14% CTCs to the mutations found on cfDNA and tumor biopsies the same timepoint of CTC collection Table 2 N#5 MAPK + DNA repair + CTC cfDNA Tissue (NGS) Concordance Concordance N#3 Tumor Suppressor for BRAF mutation for other aterations Age Gender Smoking HIstology N# Line of Progression PFS Treatme CT60C, CTCs, Gene Pathways (years) mts sites therapy to therapy (month nt cellSearc FACs METHODS s) duration h (/30mL) N#4 14% (months) (/7.5mL) N#1 65 Female Non- Adeno ≤2 1st line Dabrafenib + 35 46 0 25 Tumor Suppressor N#1 BRAFV600E: not detected - BRAFV600E: detected § Eight patients with advanced BRAF-V600E-mutant NSCLC at failure to dabrafenib plus smoker Trametinib Gene pathway Other mutations: FGFR, JAK3, Other mutations: NRAS, AKT1, Non Non N#2 69 Female Smoker Adeno ≤2 2nd line Dabrafenib + 13 17 14 16 ABL1, SMARCB1 NRAS trametinib were prospectively enrolled between Jul 2018 and Mar 2019 at Gustave Trametinib 14% N#3 58 Male Smoker Adeno ≤2 1st line Dabrafenib + 10 13 NA 23 N#2 BRAFV600E: not detected BRAFV600E: detected BRAFV600E: detected Non Non Roussy (IDRCB2008-A00585–50). Bloods samples (30-50mL) were collected and Trametinib Protein kinases + Cell junction Others: EGFR, NRAS, KRAS, No other mutations No other mutations matched tissue-cfDNA were available for some patients N#4 62 Male Smoker Adeno ≤2 2nd line Dabrafenib + 49 30 0 17 Organization Pathways PTPN11, FLT3, MET, TP53, FBXW7 Trametinib 14% N#5 68 Male Smoker Adeno >2 2nd line Dabrafenib + 6,4 7 0 8 N#3 BRAFV600E detected BRAFV600E: detected BRAFV600E: detected § Single CTC isolation strategy included RosetteSep enrichment, immunofluorescent Trametinib Others: TP53, ATM Others: TP53 Others: TP53 Yes Yes N#6 81 Female Non- Adeno ≤2 1st line Dabrafenib + 14 16,4 3 26 (ATM: not covered) (for TP53 variant) staining (Hoechst33342/CD45/pan-cytokeratins) and fluorescence activated cell- smoker Trametinib sorting (Fig. 1) N#7 69 Male Non- Adeno ≤2 2nd line Dabrafenib + 60 ongoing 0 23 N#4 BRAFV600E: not detected - smoker Trametinib Figure 3. Cancer pathways involved, according to the genomic alterations identified in each patient (molecular profiling of 1-6 Others: EGFR, FGFR1, CSF1R, None detected Non Non CTC/patient); each sector correponds to one patient. MET, TP53, CDH1 Table 2. Baseline characteristics of the study population. N#6 BRAFV600E: not detected BRAFV600E: detected - Others: IDH2, TP53 Others: KRAS, TP53 Non Yes (for TP53 variant) V600E High heterogeneity in CTCs at PD to BRAFi + MEKi Genomic alterations detected in CTCs in BRAF NSCLC N#7 BRAFV600E: not detected - - NA NA Others: KDR, AKT1, ALK, PDGFRA, Figure 1. CTC isolation process PI3KCA, ATM § A wide spectrum of mutations in CTCs was observed at treatment failure § In the same CTC, several mutations were observed in 5/7 patients, commonly involving more that were involved in the main cancer pathways than one cancer pathways Table 4. CTCs, cfDNA and tissue concordance in the study population § The process to identify CTC mutations included Ampli1 whole- amplification, quality controls, multiplex targeted PCR with the Ampli1 CHPCustomBeta cancer § The most common genomic alterations were TP53, followed by EGFR, ATM and genes involved § Among them, panel developed by (Menarini Silicon Biosystems) and next-generation sequencing on the MAPK pathway (NRAS, KRAS, BRAF) CONCLUSION - MAPK pathway (n=3; NRAS, KRAS,…) (NGS) (Fig. 2) Ampli1 CHP Custom Panel - Protein kinase pathways (n=4; EGFR, ALK,...) Genes ABL1 ERBB2 IDH2 PIK3CA 9 § Single CTC profiling reveals a wide spectrum of therapeutic resistance mutations not detected by AKT1 ERBB4 JAK3 PTEN - DNA repair pathways (n=2; AKT1, ATM,…), ALK EZH2 KDR PTPN11 APC FBXW7 KIT RB1 V600E ATM FGFR1 KRAS RET 8 other analyses in pts with BRAF -mutant NSCLC at failure to dabrafenib plus trametinib BRAF FGFR2 MAP2K1 SMAD4 - (n=5; TP53) CDH1 FGFR3 MET SMARCB1 CDKN2A FLT3 MLH1 SMO CSF1R GNA11 MPL SRC 7 CTNNB1 GNAS NOTCH1 STK11 § Importantly, our results also highlighted the high CTC mutational heterogeneity present at DDR2 HNF1A NRAS TP53 V600E EGFR IDH1 PDGFRA VHL CTCs, Molecular BRAF MAPK PI3KCA DNA Protein Signal Chromatin Tumor JAK-STAT FACs profiling detected pathway pathway repair kinases transducers remodeling suppressor pathway 6 V600E Figure 2. CTC molecular profiling (/30mL) genes resistance to dabrafenib plus trametinib in patients with BRAF -NSCLC

N#1 25 3 CTC - 5 § Liquid biopsies (cfDNA) were analyzed using InVisionFirst®-Lung § Integration of single CTC sequencing to tumor & cfDNA analysis, provides important perspectives to N#2 16 5 CTC - 4 V600E § Tissue samples were analyzed using targeted NGS in the MATCH-R trial (Recondo G; assess heterogeneous resistance mechanisms and to guide precision medicine in BRAF - NSCLC N#3 23 3 CTC 3 NPJ Precis Oncol 2020) Yes N#4 17 5 CTC - 2 § REFERENCES Clinical data: clinical and molecular data were collected N#5 8 1 CTC - 1 1. Planchard D, Smit EF, Groen HJM, et al. Dabrafenib plus trametinib in patients with previously untreated BRAFV600E-mutant metastatic non-small-cell lung cancer: an open-label, phase 2 trial. Lancet Oncol. 2017 Oct;18(10):1307-1316. N#6 26 2 CTC - 0 [email protected] 2. Facchinetti F, Lacroix L, Mezquita L, et al. Molecular mechanisms of resistance to BRAF and MEK inhibitors in BRAFV600E non-small cell lung cancer. Eur J Cancer. 2020 N#7 23 6 CTC - Jun;132:211-223. ALK TP53 ATM KDR FLT3 MET IDH2 JAK3 ABL1 EGFR NRAS BRAF KRAS FGFR1 AKT1 CSF1R CDH1 3. Ortiz-Cuaran S, Mezquita L, Swalduz A, et al. Circulating Tumor DNA Genomics Reveal Potential Mechanisms of Resistance to BRAF-Targeted Therapies in Patients @LauraMezquitaMD PTPN11 PDGFRA PI3KCA NOTCH SMARCB1 with BRAF-Mutant Metastatic Non-Small Cell Lung Cancer. Clin Cancer Res. 2020 Dec 1;26(23):6242-6253. doi: 10.1158/1078-0432.CCR-20-1037. Table 3. Cancer pathways involved in CTC samples by patient (molecular profiling of 1-6 CTC/patient) Figure 4. Description of the genomic alterations identified in the overall population (Number of cases) 4. Pailler E, Faugeroux V, Oulhen M, et al . Acquired Resistance Mutations to ALK Inhibitors Identified by Single Circulating Tumor Cell Sequencing in ALK-Rearranged Non- Small-Cell Lung Cancer. Clin Cancer Res. 2019 Nov 15;25(22):6671-6682.