The Societal Metabolism and Resource Curse of Developing Economies: a Comparative Study of Ghana and Ivory Coast

Total Page:16

File Type:pdf, Size:1020Kb

The Societal Metabolism and Resource Curse of Developing Economies: a Comparative Study of Ghana and Ivory Coast The societal metabolism and resource curse of developing economies: a comparative study of Ghana and Ivory Coast Arturo Alfred Andersen Chinbuah Submitted in accordance with the requirements for the degree of Doctor of Philosophy. The University of Leeds School of Earth and Environment Sustainability Research Institute November 2016 The candidate confirms that the work submitted is his own and that appropriate credit has been given where reference has been made to the work of others. This copy has been supplied on the understanding that it is copyright material and that no quotation from the thesis may be published without proper acknowledgement. The right of Arturo Alfred Andersen Chinbuah to be identified as Author of this work has been asserted by him in accordance with the Copyright, Designs and Patents Act 1988. © 2016 The University of Leeds and Arturo Alfred Andersen Chinbuah. ii Acknowledgements Writing this PhD thesis has been a long and difficult process in which I have learned a lot not only about my topic, but also about myself. However, this four year long journey has been possible thanks to a number of people. First and foremost, I would like to thank my supervisors Julia Steinberger and James Van Alstine for the excellent feedback on my work and for their great comments which made this work possible. Their feedback really helped this thesis become feasible as well as providing me with insights that permitted me to take this thesis beyond my own expectations. Additionally, I would also like to thank John Barrett for his supervision and advice during the first year of my PhD. I would like to thank my family, especially my father and his fiancée (Allan and Kirsten), as well as my aunt Mary, for supporting me financially and emotionally during these years in Leeds. Without their support, I would not have been able to embark in this journey. Moreover, I would like to thank my mother, may she rest in peace, for instilling me to become the best version of myself, which led me into the pace of pursuing a PhD. Finally, I would like to thank all the friends I have made in Leeds throughout the years, as well as my lifetime friends from Valencia. They have all supported me through these years by providing me with many evenings full of laughs while enjoying all sorts of cuisine and putting the world to right. iii Abstract This thesis proposes a new analytical framework to analyse the relationship between material and energy use with indicators of well-being and economic growth in developing countries, conducted in the context of debates around the resource curse and development theories. By combining the societal metabolism approach with a historic and political context, this methodology explores the social metabolism and resource curse over time, relying on biophysical indicators of resource abundance. The analytical framework developed in this thesis identifies different aspects that have shaped the development trajectories of currently developing countries. It demonstrates that in order to understand present and future development paths of developing countries, a holistic approach that can combine different sets of data is needed, as it can inform about possibilities and trade- offs of development pathways such as those envisioned by the Sustainable Development Goals. Therefore, the approach developed in this thesis provides the basis to carry out developmental research utilizing a metabolic approach in developing countries where data issues prevent societal metabolism research. In this thesis two case studies are presented to test the methodology, finding that: (1) socio-political stability plays an important role shaping the metabolism of an economy and avoiding the resource curse; (2) well-being can improve without growth in economic activity or resource consumption; (3) international governance has had major impacts shaping the present economic structure of the selected economies. iv Table of Contents 1. Introduction ........................................................................................................................1 1.1. Overview of West Africa ............................................................................................2 1.2. Societal-metabolism research background..................................................................8 1.3. Research purpose.........................................................................................................9 1.4. Research aim and research questions........................................................................12 2. Literature review...............................................................................................................13 2.1. Socio-metabolic development and transitions...........................................................14 2.1.1. The metabolism of the three main socio-metabolic regimes .............................17 2.1.2. Industrialization in a globalized era...................................................................19 2.2. Relationship between energy consumption and economic growth ...........................21 2.2.1. Energetic metabolism of societies .....................................................................21 2.2.1.1. Fuel switching in developing countries ......................................................23 2.2.2. Correlation between energy use and economic development............................24 2.2.3. Causality between energy consumption and economic growth.........................25 2.2.4. Externalities of energy use.................................................................................30 2.3. Material consumption and economic performance ...................................................30 2.3.1. Material metabolism ..........................................................................................31 2.3.2. The resource curse .............................................................................................33 2.3.3. Resource use in Africa.......................................................................................38 2.4. Summary ...................................................................................................................40 3. Methodology and framework ...........................................................................................43 3.1. Integrating qualitative and quantitative research, the research onion .......................43 3.2. Interdependencies between the physical economy and socio-economic performance . ...................................................................................................................................46 3.2.1. Indicator selection..............................................................................................47 3.2.1.1. Economic and demographic indicators.......................................................47 v 3.2.1.2. Well-being indicators .................................................................................48 3.2.1.3. Biophysical indicators ................................................................................49 3.2.1.4. Summary of indicators................................................................................53 3.2.2. Analysis of biophysical and socio-economic data.............................................55 3.3. Investigating the resource curse ................................................................................57 3.3.1. Socio-economic indicators relevant to the resource curse.................................58 3.3.1.1. Political indicators ......................................................................................58 3.3.1.2. Raw resources.............................................................................................59 3.3.1.3. Raw resource data collection......................................................................60 3.3.1.4. Data summary.............................................................................................62 3.4. What is the broader context of the links between socio-economic performance and the biophysical economy?..........................................................................................................63 3.4.1. Qualitative approach: historical and political context of Ghana and Ivory Coast’s development......................................................................................................................63 3.5. Similarities and disparities between the results obtained for both countries ............66 3.6. Framework ................................................................................................................69 4. Socio-economic and biophysical metabolism of Ghana...................................................70 4.1. Past dynamics and interdependencies between socio-economic and biophysical metabolism in Ghana............................................................................................................70 4.2. How does qualitative data inform about the evolution of the development path taken by Ghana?.............................................................................................................................83 4.2.1. Energy supply and income.................................................................................83 4.2.2. Food supply........................................................................................................86 4.2.3. Life expectancy..................................................................................................88
Recommended publications
  • Mobile Leapfrogging and Digital Divide Policy Assessing the Limitations of Mobile Internet Access
    New America Foundation Mobile Leapfrogging and Digital Divide Policy Assessing the limitations of mobile Internet access By Philip M. Napoli and Jonathan A. Obar1 April 2013 This paper examines the emerging global phenomenon of mobile leapfrogging in Internet access. Leapfrogging refers to the process in which new Internet users are obtaining access by mobile devices and are skipping the traditional means of access: personal computers. This leapfrogging of PC-based Internet access has been hailed in many quarters as an important means of rapidly and inexpensively reducing the gap in Internet access between developed and developing nations, thereby reducing the need for policy interventions to address this persistent digital divide. This paper offers a critical perspective on the process of mobile leapfrogging. Drawing upon data on Internet access and device penetration from 34 countries, this paper first shows that while greater access to mobile technologies suggests the possibility of a leapfrog effect, the lack of 3G adoption suggests that mobile phones are not yet acting as functionally equivalent substitutes for personal computers. Next, this paper puts forth a set of concerns regarding the limitations and potential shortcomings of mobile-based Internet access relative to traditional PC-based Internet access. This paper illustrates a number of important relative shortcomings in terms of memory and speed, content availability, network architecture, and patterns of information seeking and content creation amongst users. This paper concludes that policymakers should be cautions about promoting mobile access as a solution to the digital divide, and undertake policy reforms that ensure that communities that rely on mobile as their only gateway to the Internet do not get left further behind.
    [Show full text]
  • Leapfrogging: Look Before You Leap
    UNITED NATIONS CONFERENCE ON TRADE AND DEVELOPMENT No.71 DECEMBER 2018 LEAPFROGGING: LOOK BEFORE YOU LEAP New technologies, such as digital mobile communications, drones for precision agriculture and decentralized renewable energy systems that provide electricity in rural areas far from the grid, open up opportunities for leapfrogging. As developing countries have limited capabilities, opportunities for leapfrogging in these countries are presented primarily through the adoption of technologies. Innovation policies can help developing countries foster and facilitate the deployment of frontier technologies and their adaptation to meet their needs, to promote sustainable development.1 Frontier technologies and Potential for leapfrogging leapfrogging In large part, the experience of the ICT Discussions of the developmental dimension sector has brought increased attention to of frontier technologies, particularly digital leapfrogging. Rapid technological advances technologies, often highlight the possibility and cost reductions in ICT in recent decades have enabled some developing countries, POLICY BRIEF of “leapfrogging”, the concept of “bypassing intermediate stages of technology through notably in Africa and Asia, to skip the Key points which countries have historically passed development of landline infrastructure by 2 moving directly to mobile telecommunications. • Countries engage in during the development process”. The leapfrogging by bypassing traditional notion of “catch-up” refers For example, in the early 2000s, Cambodia, the imtermediate stages of to the narrowing of gaps in income and Côte d’Ivoire, Gambia, Ghana, Mali, Nepal technology in a development technological capabilities between a late- and Timor-Leste had less than three fixed- process. telephone subscriptions per 100 inhabitants, • Rapid technological advances developing country and a front-runner and cost reductions in country.
    [Show full text]
  • The Trajectory of the Anthropocene: the Great Acceleration
    ANR0010.1177/2053019614564785The Anthropocene ReviewSteffen et al. 564785research-article2015 Review The Anthropocene Review 1 –18 The trajectory of the © The Author(s) 2015 Reprints and permissions: Anthropocene: The Great sagepub.co.uk/journalsPermissions.nav DOI: 10.1177/2053019614564785 Acceleration anr.sagepub.com Will Steffen,1,2 Wendy Broadgate,3 Lisa Deutsch,1 Owen Gaffney3 and Cornelia Ludwig1 Abstract The ‘Great Acceleration’ graphs, originally published in 2004 to show socio-economic and Earth System trends from 1750 to 2000, have now been updated to 2010. In the graphs of socio-economic trends, where the data permit, the activity of the wealthy (OECD) countries, those countries with emerging economies, and the rest of the world have now been differentiated. The dominant feature of the socio-economic trends is that the economic activity of the human enterprise continues to grow at a rapid rate. However, the differentiated graphs clearly show that strong equity issues are masked by considering global aggregates only. Most of the population growth since 1950 has been in the non-OECD world but the world’s economy (GDP), and hence consumption, is still strongly dominated by the OECD world. The Earth System indicators, in general, continued their long-term, post-industrial rise, although a few, such as atmospheric methane concentration and stratospheric ozone loss, showed a slowing or apparent stabilisation over the past decade. The post-1950 acceleration in the Earth System indicators remains clear. Only beyond the mid-20th century is there clear evidence for fundamental shifts in the state and functioning of the Earth System that are beyond the range of variability of the Holocene and driven by human activities.
    [Show full text]
  • Leapfrogging Technology
    privateP UBLIC POLICY FORsector THE NOTE NUMBER 254 Leapfrogging Technology Masami Kojima FEBRUARY 2003 Masami Kojima is a lead Cost-Effective Solution for Pollution in Developing Countries? energy and environment specialist at the World Leapfrogging technology makes sense where technological advances Bank focusing on joint are driven by market demand, as in telecommunications and energy, environment, and transport policy issues, information technology. But technological advances driven by the especially fuel quality, need to deal with such externalities as pollution are more vehicle emission control, fuel pricing policy, and the complicated, for they do not inherently increase profitability or health impact of pollution. efficiency. Using air pollution by vehicles as an illustration, this Note She has worked on these issues in Bank programs examines the issues that need to be considered in deciding whether in Latin America, South leapfrogging technology is a cost-effective solution. Asia, Central Asia, and the Caucasus. The pace of technological advance in the past ernment budget, removing one of the potential few decades has opened new possibilities. obstacles to implementation. Consider the technology for controlling emis- sions from cars, buses, and trucks. Government Danger of considering technology-based regulations have driven this technology as much regulations in isolation as the technology has driven regulations, result- The argument is appealing. If all else remained ing in vehicle emission standards in industrial the same, imposing stringent standards that PRIVATE SECTOR AND INFRASTRUCTURE NETWORK countries that have become increasingly require the best available technology would stringent—far more so than those in developing indeed improve air quality, reduce illness, and countries.
    [Show full text]
  • Vertical Innovation Industry Development to Enable Leapfrogging, Superior Competitiveness and Innovation
    BACKGROUND NOTE Vertical Innovation Industry Development to Enable Leapfrogging, Superior Competitiveness and Innovation René Rohrbeck, Olga Kokshagina, and Susann Roth DISCLAIMER This background paper was prepared for the report Asian Development Outlook 2020: What Drives Innovation in Asia? It is made available here to communicate the results of the underlying research work with the least possible delay. The manuscript of this paper therefore has not been prepared in accordance with the procedures appropriate to formally-edited texts. The findings, interpretations, and conclusions expressed in this paper do not necessarily reflect the views of the Asian Development Bank (ADB), its Board of Governors, or the governments they represent. The ADB does not guarantee the accuracy of the data included in this document and accepts no responsibility for any consequence of their use. The mention of specific companies or products of manufacturers does not imply that they are endorsed or recommended by ADB in preference to others of a similar nature that are not mentioned. Any designation of or reference to a particular territory or geographic area, or use of the term “country” in this document, is not intended to make any judgments as to the legal or other status of any territory or area. Boundaries, colors, denominations, and other information shown on any map in this document do not imply any judgment on the part of the ADB concerning the legal status of any territory or the endorsement or acceptance of such boundaries. VERTICAL INNOVATION INDUSTRY DEVELOPMENT To Enable Leapfrogging, Superior Competitiveness, and Innovation René Rohrbeck, Olga Kokshagina, and Susann Roth1 A.
    [Show full text]
  • The Trajectory of the Anthropocene: The
    ANR0010.1177/2053019614564785The Anthropocene ReviewSteffen et al. 564785research-article2015 Review The Anthropocene Review 1 –18 The trajectory of the © The Author(s) 2015 Reprints and permissions: Anthropocene: The Great sagepub.co.uk/journalsPermissions.nav DOI: 10.1177/2053019614564785 Acceleration anr.sagepub.com Will Steffen,1,2 Wendy Broadgate,3 Lisa Deutsch,1 Owen Gaffney3 and Cornelia Ludwig1 Abstract The ‘Great Acceleration’ graphs, originally published in 2004 to show socio-economic and Earth System trends from 1750 to 2000, have now been updated to 2010. In the graphs of socio-economic trends, where the data permit, the activity of the wealthy (OECD) countries, those countries with emerging economies, and the rest of the world have now been differentiated. The dominant feature of the socio-economic trends is that the economic activity of the human enterprise continues to grow at a rapid rate. However, the differentiated graphs clearly show that strong equity issues are masked by considering global aggregates only. Most of the population growth since 1950 has been in the non-OECD world but the world’s economy (GDP), and hence consumption, is still strongly dominated by the OECD world. The Earth System indicators, in general, continued their long-term, post-industrial rise, although a few, such as atmospheric methane concentration and stratospheric ozone loss, showed a slowing or apparent stabilisation over the past decade. The post-1950 acceleration in the Earth System indicators remains clear. Only beyond the mid-20th century is there clear evidence for fundamental shifts in the state and functioning of the Earth System that are beyond the range of variability of the Holocene and driven by human activities.
    [Show full text]
  • Read an Abstract of Her Msc Dissertation
    Abstract How may innovation policies and the length of cycle of technologies determine the ability of developing states to achieve technological leapfrogging? Author: Olayinka Bandele Supervisor: Professor Daniele Archibuigi Year of Award: 2018 Keywords: technological leapfrogging, technology transfer, patents, short-cycle industries, innovation, decision-making firms, technological turning point, catching-up, Purpose of the Study This study explores the phenomena of ‘technological leapfrogging’ of developing states and asks the question ‘what are the predictors of technological transformation of these economies?’ The study builds on analyses of short-cycle technologies as a pathway to technological upgrading and the convergence of middle-income economies with developed states. A gap in the literature reveals a lack of research on decision-making of domestic firms within developing states, particularly as influenced by national innovation systems and government policy. Bridging this gap in the literature could further understanding of how these firms navigate competitive forces as they seek to upgrade technology or move into new technologies? This paper considers whether predictions may be made of the point at which a country passes a ‘technological leapfrogging marker or turning point?’ Whilst a number of studies in the literature present concepts on how technological transformation and leapfrogging may occur, there is limited research analysis presented on the theoretical prediction of the leapfrogging phenomena. Further research would enrich understanding of the technological transformation process within key sectors of developing states. Research Design Methodology and Findings The research utilizes a quantitative research methodological approach. A regression analysis was undertaken utilizing patent data of 46 countries over a 25-year period sourced from the US patent classification agency, the National Bureau of Economic Research (NBER).
    [Show full text]
  • Economic Challenges in the Anthropocene
    Ignazio Musu, Ca’ Foscari University of Venice. Economic challenges in the Anthropocene. 1 What is Anthropocene. •Nobel laureate Paul Crutzen (2002): for the past three centuries, profound shift between humans and the rest of nature; unprecedented influence of human action. •The Earth system has left the interglacial (Holocene) era and entered a new one: Anthropocene. •The qualitative shift was determined by the industrial era. •Energy bottleneck in the final stage of Holocene removed by diffusion of fossil fuels. 2 During Holocene: •Impact of preindustrial human societies on environment (through hunting, gathering and, later on, agriculture) within the bounds of environment’s natural variability (Steffen and al., 2007). •Constraints to energy available: • Water and wind power only in favorite locations and limited by importable technologies (of watermills, sailing ships and windmills). • Energy from animals (and through them from plants) limited by land suitable for crops and forage. 3 • Fossil fuels removed the energy bottleneck by offering access to carbon stored from millions of years of photosynthesis. • Industrial societies use four or five times as much energy as did agrarian societies , which in turn used three or four times as much as did hunting and gathering societies (Steffen and al., 2007). • Examples of scientific and technological progress based on fossil fuels: • Invention (and refinement) of the steam engine by James Watt in the 1780s; • Ammonia synthesis from atmospheric nitrogen pioneered by Fritz Haber (the Haber-Bosch synthesis) in the early 20th century. 4 Summary on energy transitions (Scott Taylor, 2012) •Biomass (old green power) to Coal •Coal to Liquid Fuels – Oil and Natural Gas •Liquid Fuels – New Green Power (?) •Past transitions were very slow and of relatively small magnitude.
    [Show full text]
  • T Technology Leapfrogging for Developing Countries
    Category: Global Information Technology 3707 Technology Leapfrogging for Developing T Countries Michelle W. L. Fong Victoria University, Australia INTRODUCTION BACKGROUND Information and communication technologies (ICTs) have “Technology leapfrogging” refers to the adoption of ad- been acknowledged, in research works on developed and vanced or state-of-the-art technology in an application area industrialized countries, for their potential in opening up where immediate prior technology has not been adopted. development opportunities. At firm level, ICTs can facilitate Discussions of ICT leapfrogging have largely focused on communications and coordination of processes within a firm developing countries, which generally lag behind on tech- or between firms in a supply chain such as through e-col- nology adoption, and unlike the developed countries, are laboration (Fong, 2005; Hammant, 1995; Jin, 2006; Porter, not inhibited by entrenched intermediate technology. New 2001; Porter & Millar, 1985). These technologies can also and advanced technology provides developing countries improve management decision-making process through bet- with the opportunity to accelerate economic development ter and faster marshalling of information. Gains from these (Hanna, Guy, & Arnold, 1995; Prayag, 2001; OECD, 2005; applications may be in the form of scale economies, cost-sav- UNDP, 2001b). In addition, the advancement of ICTs has ings, increased productivity, and improved competitiveness reduced costs and imposed lesser demands on the skill (Bourlakis & Bourlakis, 2006; Farrell, 2003; Hammant, 1995; of the users due to user-friendly features (Ensley, 2005). Howgego, 2002; Pilat, 2004; Porter & Millar, 1985). At in- The possibility of achieving significant economic growth dustry level, ICTs can improve the functioning or governance through advanced and less costly technology thus seems of market (James, 2000; Malone, Yates, & Benjamin, 1989; exceptionally attractive to developing countries.
    [Show full text]
  • Technological and Environmental Leapfrogging in China
    Leapfrogging in China's Renewable Electricity Development Pathway? The roles of policy frameworks, innovation and international cooperation partnerships in fostering renewable electricity by Patrick Schroeder A thesis submitted to Victoria University of Wellington in fulfilment of the requirements for the degree of Doctor of Philosophy in Environmental Studies Victoria University of Wellington 2010 1 Abstract The topic of this thesis is China‘s transition to a sustainable and low-carbon energy system based predominantly on renewable electricity supply. The specific focus is the concept of leapfrogging, frequently proposed as an alternative development strategy for China and other large developing countries to bypass the historical energy-intensive and polluting stages of development of the already industrialised countries. The thesis poses the question whether leapfrogging in China‘s renewable electricity sector occurred in the period from 2005 to 2010 and what the future potential for leapfrogging is. The specific technology focus of the thesis is renewable electricity and to some lesser degree renewable energy for heating. In this context five main areas have been looked at in detail: decentralised renewable energy technologies for rural development, innovative capacity and development of China‘s emerging renewable energy companies, application of renewable electricity and electricity saving technologies in China‘s cities, application and use of renewable technologies for large-scale electricity generation and China‘s national energy system as a whole. Two main bodies of theory are used as a conceptual framework to support the analysis: socio- technical innovation systems and global environmental governance with a focus on multi-stakeholder partnerships. This multi-disciplinary approach is applied to identify and analyse the roles of domestic policies, socio-technical innovation and international cooperation partnerships for renewable electricity development.
    [Show full text]
  • Innovation and Leapfrogging in the Chinese Automobile Industry: Examples from Geely, BYD and Shifeng Hua Wang, Chris Kimble
    Innovation and Leapfrogging in the Chinese Automobile Industry: Examples from Geely, BYD and Shifeng Hua Wang, Chris Kimble To cite this version: Hua Wang, Chris Kimble. Innovation and Leapfrogging in the Chinese Automobile Industry: Exam- ples from Geely, BYD and Shifeng. Global Business and Organizational Excellence, Wiley, 2013, 32 (6), pp.6-17. 10.1002/joe.21510. halshs-00859483 HAL Id: halshs-00859483 https://halshs.archives-ouvertes.fr/halshs-00859483 Submitted on 8 Sep 2013 HAL is a multi-disciplinary open access L’archive ouverte pluridisciplinaire HAL, est archive for the deposit and dissemination of sci- destinée au dépôt et à la diffusion de documents entific research documents, whether they are pub- scientifiques de niveau recherche, publiés ou non, lished or not. The documents may come from émanant des établissements d’enseignement et de teaching and research institutions in France or recherche français ou étrangers, des laboratoires abroad, or from public or private research centers. publics ou privés. Innovation and Leapfrogging in the Chinese Automobile Industry: Examples from Geely, BYD and Shifeng Hua Wang and Chris Kimble Abstract History provides numerous examples of incumbent market leaders being leapfrogged by newcomers that have exploited the opportunities offered by new technologies. In light of the growing number of ecological threats linked to the use of the internal combustion engine, can Chinese auto manufacturers, which are newcomers to the industry, beat out the established Japanese, European, and North American automakers in the race to produce a less environmentally damaging form of transport? Three case studies from the Chinese automobile industry reveal the different ways in which this leapfrogging might take place and highlight the impact that such developments might have on automobile manufacturers in Japan and the West, both for conventional and electric vehicles.
    [Show full text]
  • Energy Transitions and Technology Change: “Leapfrogging” Reconsidered
    Energy Transitions and Technology Change: \Leapfrogging" Reconsidered T. Robert Fetter∗ January 2018 Preliminary Draft Please do not cite or circulate without permission Abstract Innovations in energy production, conversion and efficient use create oppor- tunities for low-income nations to skip or \leapfrog" over older technologies that dominated the development paths of today's industrialized countries. Nonethe- less, countervailing trends, policy choices, or institutional features may hinder the ability of low-income countries to take advantage of these opportunities. Understanding the relationship between economic growth, energy consump- tion, and pollution provides an important guide for forecasting energy use and environmental impacts. Some prior research suggests that the energy intensity of economic growth is higher for today's developing countries than developing countries of the past. I assemble an unbalanced panel of energy consumption for 124 countries, extending as far back as 1861 for some countries; this long time series allows me to analyze changing relationships between energy use and economic growth at a timescale more appropriate for the long-term nature of energy investment. Using methods consistent with prior research, but a longer time series, I find evidence that the energy intensity of economic growth is in fact lower for today's developing countries. In ongoing research, I analyze how the relationship among economic output, energy use, and pollution has changed over time, as well as heterogeneous institutional, financial and environmental factors that predict greater or lesser energy intensity with respect to economic growth. ∗Nicholas Institute for Environmental Policy Solutions, Duke University: Gross Hall, 140 Science Drive, Suite 101, Durham NC 27708; [email protected].
    [Show full text]