THE NATURE of VARIATION in TONE SANDHI PATTERNS of SHANGHAI and WUXI WU by Hanbo Yan Submitted to the Graduate Degree Program In
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THE NATURE OF VARIATION IN TONE SANDHI PATTERNS OF SHANGHAI AND WUXI WU By © 2016 Hanbo Yan Submitted to the graduate degree program in Linguistics and the Graduate Faculty of the University of Kansas in partial fulfillment of the requirements for the degree of Doctor of Philosophy. ________________________________ Chairperson Dr. Jie Zhang ________________________________ Dr. Allard Jongman ________________________________ Dr. Joan Sereno ________________________________ Dr. Annie Tremblay ________________________________ Dr. Yan Li Date Defended: 05/11/2016 ii The Dissertation Committee for Hanbo Yan certifies that this is the approved version of the following dissertation: THE NATURE OF VARIATION IN TONE SANDHI PATTERNS OF SHANGHAI AND WUXI WU ________________________________ Chairperson Dr. Jie Zhang Date approved: 05/26/2016 iii Abstract The primary goal of this dissertation is to understand the variation patterns in suprasegmental processes and what factors influence the patterns. To answer the questions, we investigated the variation patterns of tone sandhi in the Shanghai and Wuxi Wu dialects of Chinese. Shanghai disyllables and trisyllables have been documented to have two different sandhi patterns: tonal extension and tonal reduction. Some items can only undergo tonal extension, some items can only undergo tonal reduction, and some can variably undergo either type of sandhi. Previous works have indicated that the syntactic structure, semantic transparency, and lexical frequency of the items all play a role in the sandhi application. Additionally, the morpheme length of trisyllabic items (1+2, 2+1) is also expected to affect their sandhi application. A variant forms’ goodness rating experiment, together with a lexical frequency rating experiment and a semantic transparency rating experiment, showed that syntactic structure has a primary effect on sandhi application in general. It overrides the effect of semantic transparency, especially in modifier-noun items. The nature of the lexical frequency effect in Shanghai is related to the syntactic structure of the lexical item. Morpheme length effect is not found. Wuxi disyllables and trisyllables also have been observed to have two different sandhi patterns: tonal substitution and no sandhi. Some items can only apply tonal substitution, and some can apply either form variably. Syntactic structure and semantic transparency have been iv reported to affect Wuxi sandhi application, and morpheme length is also expected to have an effect in trisyllabic sandhi application. The three rating experiments conducted in Wuxi found that due to the lexical listedness of the opaque substitution pattern, frequency influences both modifier-noun and verb-noun positively, although modifier-noun prefers tonal substitution form more. Semantic transparency effect is only apparent for verb-noun disyllables. Moreover, morpheme length also distinguishes sandhi application between 1+2 and 2+1 modifier-noun items. In all, by using quantitative rating experiments, the present study shows that tone sandhi variation is regulated by both grammatical factors, such as syntactic structure, morpheme length, phonological opacity, and nongrammatical factors, such as lexical frequency. v Acknowledgements There are so many people I have felt truly grateful to throughout the process of completing my dissertation. First and foremost, I would like to express my deepest gratitude to my amazing advisor, Dr. Jie Zhang. Dr. Zhang has broadened my view of linguistics studies, set the best model for combining theoretical analysis and experimental research, and given me invaluable guidance during my academic life at KU. I would not have been able to complete my dissertation without the training that I received from working with Dr. Zhang. To choose to come to KU and to be supervised by Dr. Zhang was the wisest decision that I have made in my life. Many thanks also go to my other committee members. I owe a debt of gratitude to Dr. Allard Jongman and Dr. Joan Sereno. They have been there for me ever since I began my master’s thesis. Their valuable suggestions on my projects and the training I received in their lectures are the solid foundation I needed to become a real linguist. I would also like to express my gratitude to Dr. Annie Tremblay, for her guidance on statistical analysis and training on eye-tracking techniques. Both of these skills are invaluable, and will continue to be beneficial to my future research. Thank you also to Dr. Yan Li for being the department external member on my committee. Dr. Li not only helped me by proposing questions and providing suggestions regarding my dissertation, but has also set the model for me as an exceptional Chinese teacher. It has truly been my privilege to work with all of you. Moreover, I was really lucky to study in the Linguistics Department at KU. The courses offered were all well-constructed and clearly-given by the professors, which broadened my vi knowledge of linguistics. There is not enough space to list everyone who made my graduate study life better, but I would especially like to thank Dr. Robert Fiorentino, Dr. Utako Minai, and Corinna Johnson for their generous help and support. I also would like to express my appreciation for my friends and fellow colleagues, especially Fanghao Chen, Longcan Huang, Yingjie Li, Jie Liu, Juncheng Lu, and Shasha Zhang for their genuine friendship. I also owe much gratitude to my colleagues, especially Kelly Berkson, Yu-Fu Chien, Katrina Connell, Goun Lee, Mingxing Li, Maite Martínez García, Stephen Politzer-Ahles, and Wen-Chi Yeh. They have listened to my presentations with patience, given useful suggestions, and helped me learn about various linguistic methodologies over the past five years. Last but not least, I highly appreciate my family’s support in every decision I made and being there for me whenever I need them. To my mom, Hong Yi, thank you for taking good care of me and always being supportive. Thank you to my dad, Zhenhai Yan, for always trusting me and supporting me without complaints. I could have never been here without your love and support. Xiexie. vii Table of Contents Chapter I: INTRODUCTION TO TONE SANDHI VARIATION ............................... 1 1.1 Background and purpose ............................................................................................ 1 1.2 Overview of the dissertation ...................................................................................... 2 1.3 Significance of the dissertation .................................................................................. 3 1.4 Variation in phonology .............................................................................................. 4 1.5 Variation in tone sandhi ............................................................................................. 7 Chapter II: SHANGHAI AND WUXI TONE SANDHI ................................................. 14 2.1 Shanghai tone sandhi patterns .................................................................................. 14 2.1.1 Disyllables ........................................................................................................ 15 2.1.2 Trisyllables ....................................................................................................... 19 2.2 Wuxi tone sandhi patterns ........................................................................................ 25 2.2.1 Disyllables ........................................................................................................ 26 2.2.2 Trisyllables ....................................................................................................... 29 2.3 Shanghai & Wuxi tone sandhi comparison .............................................................. 34 2.4 Summary .................................................................................................................. 38 Chapter III: FACTORS AFFECTING TONE SANDHI APPLICATION ................ 39 3.1 Lexical frequency ..................................................................................................... 39 3.2 Semantic transparency ............................................................................................. 47 3.3 Syntactic structure .................................................................................................... 53 viii 3.4 Morpheme length ..................................................................................................... 58 Chapter IV: EXPERIMENTAL INVESTIGATION OF THE NATURE OF TONE SANDHI VARIATION IN SHANGHAI ............................................................................. 64 4.1 Introduction .............................................................................................................. 64 4.2 Research questions ................................................................................................... 64 4.3 Methodology ............................................................................................................ 66 4.3.1 Materials .......................................................................................................... 66 4.3.2 Participants ....................................................................................................... 69 4.3.3 Experiment 1: Variant forms goodness rating ................................................. 69 4.3.4 Experiment 2: Lexical frequency rating .......................................................... 71 4.3.5 Experiment 3: Semantic