August 10, 2021 Alpha Daily Summary
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Page 1 of 2 Reporting Issuer List - Cover Page
Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page Reporting Issuers Default When a reporting issuer is noted in default, standardized codes (a number and, if applicable a letter, described in the legend below) will be appear in the column 'Nature of Default'. Every effort is made to ensure the accuracy of this list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Alberta Securities Commission (ASC) promptly. A reporting issuer’s management or insiders may be subject to a Management Cease Trade Order, but that order will NOT be shown on the list. Legend 1. The reporting issuer has failed to file the following continuous disclosure document prescribed by Alberta securities laws: (a) annual financial statements; (b) an interim financial report; (c) an annual or interim management's discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP); (d) an annual information form; (AIF); (e) a certification of annual or interim filings under National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings (NI 52-109); (f) proxy materials or a required information circular; (g) an issuer profile supplement on the System for Electronic Disclosure By Insiders (SEDI); (h) a material change report; (i) a written update as required after filing a confidential report of a material change; (j) a business acquisition report; (k) the annual oil and gas disclosure prescribed by National Instrument -
DFA Canada Canadian Vector Equity Fund - Class a As of July 31, 2021 (Updated Monthly) Source: RBC Holdings Are Subject to Change
DFA Canada Canadian Vector Equity Fund - Class A As of July 31, 2021 (Updated Monthly) Source: RBC Holdings are subject to change. The information below represents the portfolio's holdings (excluding cash and cash equivalents) as of the date indicated, and may not be representative of the current or future investments of the portfolio. The information below should not be relied upon by the reader as research or investment advice regarding any security. This listing of portfolio holdings is for informational purposes only and should not be deemed a recommendation to buy the securities. The holdings information below does not constitute an offer to sell or a solicitation of an offer to buy any security. The holdings information has not been audited. By viewing this listing of portfolio holdings, you are agreeing to not redistribute the information and to not misuse this information to the detriment of portfolio shareholders. Misuse of this information includes, but is not limited to, (i) purchasing or selling any securities listed in the portfolio holdings solely in reliance upon this information; (ii) trading against any of the portfolios or (iii) knowingly engaging in any trading practices that are damaging to Dimensional or one of the portfolios. Investors should consider the portfolio's investment objectives, risks, and charges and expenses, which are contained in the Prospectus. Investors should read it carefully before investing. Your use of this website signifies that you agree to follow and be bound by the terms and conditions of -
Alphabetical Listing by Company Name
FOREIGN COMPANIES REGISTERED AND REPORTING WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION December 31, 2015 Alphabetical Listing by Company Name COMPANY COUNTRY MARKET 21 Vianet Group Inc. Cayman Islands Global Market 37 Capital Inc. Canada OTC 500.com Ltd. Cayman Islands NYSE 51Job, Inc. Cayman Islands Global Market 58.com Inc. Cayman Islands NYSE ABB Ltd. Switzerland NYSE Abbey National Treasury Services plc United Kingdom NYSE - Debt Abengoa S.A. Spain Global Market Abengoa Yield Ltd. United Kingdom Global Market Acasti Pharma Inc. Canada Capital Market Acorn International, Inc. Cayman Islands NYSE Actions Semiconductor Co. Ltd. Cayman Islands Global Market Adaptimmune Ltd. United Kingdom Global Market Adecoagro S.A. Luxembourg NYSE Adira Energy Ltd. Canada OTC Advanced Accelerator Applications SA France Global Market Advanced Semiconductor Engineering, Inc. Taiwan NYSE Advantage Oil & Gas Ltd. Canada NYSE Advantest Corp. Japan NYSE Aegean Marine Petroleum Network Inc. Marshall Islands NYSE AEGON N.V. Netherlands NYSE AerCap Holdings N.V. Netherlands NYSE Aeterna Zentaris Inc. Canada Capital Market Affimed N.V. Netherlands Global Market Agave Silver Corp. Canada OTC Agnico Eagle Mines Ltd. Canada NYSE Agria Corp. Cayman Islands NYSE Agrium Inc. Canada NYSE AirMedia Group Inc. Cayman Islands Global Market Aixtron SE Germany Global Market Alamos Gold Inc. Canada NYSE Alcatel-Lucent France NYSE Alcobra Ltd. Israel Global Market Alexandra Capital Corp. Canada OTC Alexco Resource Corp. Canada NYSE MKT Algae Dynamics Corp. Canada OTC Algonquin Power & Utilities Corp. Canada OTC Alianza Minerals Ltd. Canada OTC Alibaba Group Holding Ltd. Cayman Islands NYSE Allot Communications Ltd. Israel Global Market Almaden Minerals Ltd. -
Current List of All Non-U.S. Issuers 515 NYSE and NYSE MKT-Listed Non-U.S
Current List of All Non-U.S. Issuers 515 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2015) Global Market Capitalization Share Country Issuer † Symbol ($M USD) Market Industry Listed Type IPO #N/A 12/31/2015 ARGENTINA (10 ADR Issuers and 4 non-ADR Issuers ) Adecoagro S.A. AGRO $ 1,487 NYSE Consumer Goods 1/28/11 O IPO Arcos Dorados Holdings Inc. ARCO $ 655 NYSE Travel & Leisure 4/14/11 O IPO Banco Marco S.A. BMA $ 3,339 NYSE Banks 3/24/06 A IPO BBVA Banco Francés S.A. BFR $ 3,414 NYSE Banks 11/24/93 A IPO Empresa Distribuidora y Comercializadora Norte S.A. (Edenor) EDN $ 795 NYSE Electricity 4/26/07 A IPO GeoPark Limited GPRK $ 155 NYSE Oil & Gas Producers 2/7/14 O IPO Globant S.A. GLOB $ 1,276 NYSE Software & Computer Services 7/18/14 O IPO IRSA-Inversiones y Representaciones, S.A. IRS $ 712 NYSE Real Estate Investment & Services 12/20/94 A IPO Nortel Inversora S.A. NTL $ 2,032 NYSE Fixed Line Telecommunications 6/17/97 A IPO Pampa Energia S.A. PAM $ 1,394 NYSE Electricity 10/9/09 A Petrobras Argentina S.A. PZE $ 1,119 NYSE Oil & Gas Producers 1/26/00 A Telecom Argentina S.A. TEO $ 3,115 NYSE Fixed Line Telecommunications 12/9/94 A Transportadora de Gas del Sur, S.A. TGS $ 968 NYSE Oil Equipment, Services & Distribution 11/17/94 A YPF Sociedad Anónima YPF $ 6,183 NYSE Oil & Gas Producers 6/29/93 A IPO AUSTRALIA (6 ADR Issuers ) Alumina Limited AWC $ 2,420 NYSE Industrial Metals & Mining 1/2/90 A BHP Billiton Limited BHP $ 65,005 NYSE Mining 5/28/87 A IPO James Hardie Industries N.V. -
Sandstorm Gold Ltd
SANDSTORM GOLD LTD. ANNUAL INFORMATION FORM FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2017 MARCH 29, 2018 Suite 1400, 400 Burrard Street Vancouver, B.C. V6C 3A6 SANDSTORM GOLD LTD. ANNUAL INFORMATION FORM FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2017 TABLE OF CONTENTS INTRODUCTORY NOTES ............................................................................................................................ 2 CORPORATE STRUCTURE ........................................................................................................................ 4 GENERAL DEVELOPMENT OF THE BUSINESS ...................................................................................... 4 Public Offerings ................................................................................................................................ 4 Credit Facility ................................................................................................................................... 5 Normal Course Issuer Bid ................................................................................................................ 5 Mineral Interests ............................................................................................................................... 6 Corporate Takeovers ..................................................................................................................... 13 Change of Auditor .......................................................................................................................... 15 DESCRIPTION -
Top News Before the Bell Stocks to Watch
TOP NEWS • Barrick adj. profit jumps on higher prices, trims gold 2020 output Barrick Gold reported a nearly 55% rise in quarterly adjusted profit, benefiting from a surge in gold prices fueled by concerns over global economic growth. • Shopify posts surprise adjusted profit as lockdowns drive merchants online Shopify posted a surprise adjusted profit for the first quarter and beat revenue estimates as more users visited its platform after lockdowns led merchants to move their businesses online. • CVS Health first-quarter profit beats on COVID-19 stockpiling CVS Health posted first-quarter profit above Wall Street estimates, as its pharmacy benefits management business and its drugstores benefited from customers stockpiling medicines due to COVID-19 lockdowns. • AstraZeneca diabetes drug gets U.S. nod to treat heart failure AstraZeneca's diabetes drug Farxiga has become the first in its class to win U.S. approval as a treatment for heart failure, opening up a major new market opportunity outside of the medicine's established field. • China says tariffs should not be used as a weapon after U.S. threats China said tariffs should not be used as a weapon after U.S. President Donald Trump threatened to impose more of them in retaliation for China's handling of the novel coronavirus. BEFORE THE BELL Canada’s main stock index futures rose as oil prices jumped on hopes for a recovery in demand. U.S. stock index futures advanced, supported by easing of coronavirus-driven restrictions by many countries. Most European indexes gained on a jump in healthcare stocks. China shares ended higher as trading resumed after a week-long holiday. -
Annual-Information-Form 2020.Pdf
SANDSTORM GOLD LTD. ANNUAL INFORMATION FORM FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2019 MARCH 30, 2020 Suite 1400, 400 Burrard Street Vancouver, B.C. V6C 3A6 SANDSTORM GOLD LTD. ANNUAL INFORMATION FORM FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2019 TABLE OF CONTENTS INTRODUCTORY NOTES ............................................................................................................................ 2 CORPORATE STRUCTURE ........................................................................................................................ 4 GENERAL DEVELOPMENT OF THE BUSINESS ...................................................................................... 4 Public Offerings ................................................................................................................................ 4 Credit Facility ................................................................................................................................... 5 Normal Course Issuer Bid ................................................................................................................ 5 Mineral Interests ............................................................................................................................... 6 Corporate Takeovers ..................................................................................................................... 15 Listing on the New York Stock Exchange ...................................................................................... 16 Early Warrant Exercise -
Présentation Powerpoint
A Capital Opportunity A Global Market for Mining Companies Disclaimer This document is for information purposes only. While the information herein is collected and compiled with care, neither TMX Group Limited nor any of its affiliated companies represents, warrants or guarantees the accuracy or the completeness of the information. You agree not to rely on the information contained herein for any trading, legal, accounting, tax, investment, business, financial or other purpose. This information is provided with the express condition, to which by making use thereof you expressly consent, that no liability shall be incurred by TMX Group Limited and/or any of its affiliates as a result of any errors or omissions herein or any use or reliance upon this information. 2 © 2014 TSX Inc. All rights reserved. Do not sell or modify without the prior written consent of TSX Inc. Canada and TSX: Strong Fundamentals Economically stable • Canada is the fifth largest equity market by float capitalization in the MSCI World Index • World’s soundest banking system • Lowest debt-to-GDP among G7 • Strong equity culture • ~$2.4 Trillion in market cap • $270 billion in equity capital raised in last 5 years Resource rich • World’s largest producer of zinc and uranium and major producer of gold, nickel, aluminum and lead • #1 in resource listings 3 The World Lists on TSX and TSXV TSX and TSXV International Listings by Country/Region Total International Listings as at December 31 2013= 314 TSX = 164 Listings | QMV=$151 B TSXV = 150 Listings | QMV= $2.8 B 4 The World -
Catalyst Holdings
CATALYST FUNDS CATALYST SMALL-CAP INSIDER BUYING FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCK - 98.6 % AUTOMOTIVE - 7.8 % 19,280 XPEL, Inc. * ^ $ 502,822 CONSUMER SERVICES - 4.9 % 9,210 2U, Inc. * ^ 311,851 E-COMMERCE DISCRETIONARY - 2.6 % 6,200 Stitch Fix, Inc. * ^ 168,206 ENGINEERING & CONSTRUCTION - 4.4 % 3,900 Exponent, Inc. 280,917 ENTERTAINMENT CONTENT - 0.7 % 280 Take-Two Interactive Software, Inc. * 46,262 INTERNET MEDIA & SERVICES - 5.2 % 2,400 Fiverr International Ltd. * 333,552 MEDICAL EQUIPMENT & DEVICES - 4.4 % 124 Repligen Corporation * 18,295 15,250 Zynex, Inc. * ^ 266,112 284,407 METALS & MINING - 23.8 % 23,800 Eldorado Gold Corporation * 251,090 47,500 Hecla Mining Company 241,300 59,000 IAMGOLD Corporation * 225,970 26,500 Osisko Gold Royalties Ltd. 313,495 59,450 Sandstorm Gold Ltd. * 501,758 1,533,613 SEMICONDUCTORS - 0.7 % 400 Inphi Corporation * 44,900 SOFTWARE - 34.3 % 3,650 Cerence, Inc. * ^ 178,375 3,000 CyberArk Software Ltd. * ^ 310,260 7,100 Digital Turbine, Inc. * 232,454 2,000 Everbridge, Inc. * ^ 251,460 8,100 Mimecast Ltd. * ^ 380,052 8,550 Nutanix, Inc. * 189,639 60 Paylocity Holding Corporation * 9,685 356 Red Violet, Inc. * 6,572 1,150 RingCentral, Inc. * 315,801 8,860 Upland Software, Inc. * 334,022 2,208,320 SPECIALTY FINANCE - 6.7 % 75,960 Paysign, Inc. * 431,453 TECHNOLOGY HARDWARE - 2.8 % 4,450 PAR Technology Corporation * ^ 180,270 CATALYST FUNDS CATALYST SMALL-CAP INSIDER BUYING FUND PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) September 30, 2020 Shares Value COMMON STOCK - 98.6 % (Continued) TELECOMMUNICATIONS - 0.3 % 1,220 8x8, Inc. -
Week 4: Ending January 29, 2021 S&P/TSX Composite Index Recap by the Sunday Investor
The Sunday Investor Week 4: Ending January 29, 2021 S&P/TSX Composite Index Recap By The Sunday Investor It was a good week for Canada judging by the economic reports released, but unfortunately the S&P/TSX Composite Index joined global equities and dropped 509 points, or 2.85% to end up negative for the month of January. Amateur investors on Reddit proved they are a quick study as they continued their fight against Wall Street hedge funds, driving up “stonks” to unreal prices as market participants lie in wait to see what additional regulatory interventions will be made. In Canada, every sector except for Health Care ended up in the red, with Energy (-5.63%) and Technology (-4.45%) being hit the hardest. The Materials sector did its job in limiting the pain with only a 1.02% loss, but commodities in general were either flat or down. Despite a huge draw in U.S. crude oil inventories, the price of WTI remained still again at just over $52, while the discount on Western Canadian Select narrowed a dollar to $13.12. The Canadian – U.S. dollar pair fell 0.33% to 0.7827, and the price of gold fell $6 to $1,850. Volatility for TSX stocks was steady again at about 5%. Canadian GDP was 0.7% on a 0.4% forecast, which gave a little boost to government bond yields. With all the news this week about short-sellers, I decided to compile some data on Canada’s most shorted stocks in case the situation down south crosses the border. -
Global Research Published by Raymond James & Associates
Global Research Published by Raymond James & Associates January 2015 © 2015 Raymond James & Associates, Inc., member New York Stock Exchange/SIPC. All rights reserved. International Headquarters: The Raymond James Financial Center | 880 Carillon Parkway | St. Petersburg, Florida 33716 | 800-248-8863 Contents Consumer Healthcare Real Estate USA .......................... 19 USA .......................... 47 USA .......................... 61 CAN .......................... 23 CAN .......................... 63 EUR .......................... 23 EUR .......................... 65 LAT ........................... 65 Energy Industrial Technology & Communications USA .......................... 26 USA .......................... 51 USA .......................... 67 CAN .......................... 33 CAN ......................... 52 CAN .......................... 76 EUR .......................... 35 EUR .......................... 54 EUR .......................... 77 LAT ........................... 36 LAT ........................... 77 Financial Services Mining & Natural Resources Transportation USA .......................... 37 CAN ......................... 55 USA .......................... 78 LAT ........................... 45 EUR .......................... 58 CAN .......................... 80 LAT .......................... 59 EUR .......................... 81 Analyst Index ................................................................................3 Research Analysts and Sales & Trading Directories Upcoming Events ..........................................................................4 -
Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page
Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page Reporting Issuers Default When a reporting issuer is noted in default, standardized codes (a number and, if applicable a letter, described in the legend below) will be appear in the column 'Nature of Default'. Every effort is made to ensure the accuracy of this list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Alberta Securities Commission (ASC) promptly. A reporting issuer’s management or insiders may be subject to a Management Cease Trade Order, but that order will NOT be shown on the list. Legend 1. The reporting issuer has failed to file the following continuous disclosure document prescribed by Alberta securities laws: (a) annual financial statements; (b) an interim financial report; (c) an annual or interim management's discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP); (d) an annual information form; (AIF); (e) a certification of annual or interim filings under National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings (NI 52-109); (f) proxy materials or a required information circular; (g) an issuer profile supplement on the System for Electronic Disclosure By Insiders (SEDI); (h) a material change report; (i) a written update as required after filing a confidential report of a material change; (j) a business acquisition report; (k) the annual oil and gas disclosure prescribed by National Instrument