DOCSLIB.ORG

Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page Reporting Issuers Default When a reporting issuer is noted in default, standardized codes (a number and, if applicable a letter, described in the legend below) will be appear in the column 'Nature of Default'. Every effort is made to ensure the accuracy of this list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Alberta Securities Commission (ASC) promptly. A reporting issuer’s management or insiders may be subject to a Management Cease Trade Order, but that order will NOT be shown on the list. Legend 1. The reporting issuer has failed to file the following continuous disclosure document prescribed by Alberta securities laws: (a) annual financial statements; (b) an interim financial report; (c) an annual or interim management's discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP); (d) an annual information form; (AIF); (e) a certification of annual or interim filings under National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings (NI 52-109); (f) proxy materials or a required information circular; (g) an issuer profile supplement on the System for Electronic Disclosure By Insiders (SEDI); (h) a material change report; (i) a written update as required after filing a confidential report of a material change; (j) a business acquisition report; (k) the annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities (NI 51-101) or a technical report for a mineral project required under National Instrument 43-101 Standards of Disclosure for Mineral Projects (NI 43-101); (l) a mandatory news release; (m) corporate governance disclosure as required by National Instrument 58-101 Disclosure of Corporate Governance Practices; (n) audit committee disclosure as required by National Instrument 52-110 Audit Committees; or (o) disclosure in a reporting issuer's MD&A relating to disclosure controls and procedures and/or internal control over financial reporting and their effectiveness that is referred to in a certificate filed under NI 52- 109. 2. The reporting issuer's continuous disclosure does not comply with Alberta securities laws because: (a) financial statements of the reporting issuer, or the auditor’s report accompanying the financial statements, do not comply with the requirements of National Instrument 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards; (b) the reporting issuer has acknowledged that its financial statements, or the auditor’s report accompanying the financial statements, may no longer be relied upon; Please be advised that pursuant to the Securities Amendment Act, 2006, the ASC no longer issues certificates of no default. Individuals seeking information relating to an issuer's status in that regard may wish to refer to this reporting issuer list. Every effort is made to ensure the accuracy of information included in the reporting issuers’ list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the ASC promptly. If appropriate, the list will be revised as necessary. Alberta Securities Commission Page 2 of 2 Reporting Issuer List - Cover Page (c) the reporting issuer's AIF, MD&A, MRFP, information circular, or a business acquisition report does not contain information for each of the items required by NI 51-102 or NI 81-106; or (d) the reporting issuer's technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or NI 51-101; 3. The reporting issuer has failed to pay a fee required by Alberta securities laws. 4. The reporting issuer has failed to comply with a requirement related to continuous disclosure not referred to in 1 to 3, above. Cease Trade Order If a reporting issuer is subject to a cease trade order issued by the ASC or the Executive Director under section 33.1 of the Securities Act (Alberta) (Act) or by the ASC under section 198(1) or (2) of the Act, the existence of that order will be disclosed beside the name of the reporting issuer as “ASC CTO”. If a reporting issuer is subject to a cease trade order issued by another securities regulatory authority in Canada that applies in Alberta as a result of section 198.1 of the Act, and prohibits all trading of the securities of that issuer, the existence of that order will be disclosed beside the name of the reporting issuer as “Reciprocal CTO”. Securities that are subject to an ASC CTO or a Reciprocal CTO cannot be traded in Alberta. To determine if a person or company is the subject of a management cease trade order issued by the ASC, please refer to the “Proceedings, Decisions & Orders – Issuers” section on the ASC website (at www.albertasecurities.com). Additional information may be obtained by: - reviewing the filings made by the reporting issuer on SEDAR (at www.sedar.com); - contacting the reporting issuer directly; - reviewing the Commission website; or - reviewing the national cease trade order database located on the CSA website (at www.csa-acvm.ca). Please be advised that pursuant to the Securities Amendment Act, 2006, the ASC no longer issues certificates of no default. Individuals seeking information relating to an issuer's status in that regard may wish to refer to this reporting issuer list. Every effort is made to ensure the accuracy of information included in the reporting issuers’ list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the ASC promptly. If appropriate, the list will be revised as necessary. Alberta Securities Commission Page 1 of 271 Reporting Issuer List Report Created on: 2020-11-06 Report as of: 2020-11-05 Name Cease Traded Nature of Default 01 COMMUNIQUE LABORATORY INC. 0941092 B.C. LTD. Reciprocal CTO 1a, 1b, 1c, 1e 1011704 BC LTD. Reciprocal CTO 1a, 1b, 1c, 1e 1011705 BC LTD. Reciprocal CTO 1a, 1b, 1c, 1e 1011707 BC LTD. Reciprocal CTO 1a, 1b, 1c, 1e 1011709 BC LTD. Reciprocal CTO 1a, 1b, 1c, 1e 1014379 B.C. LTD. 1020645 B.C. LTD. Reciprocal CTO 1a, 1b, 1c, 1e, 3 1020648 B.C. LTD. Reciprocal CTO 1a, 1b, 1c, 1e 1020650 B.C. LTD. Reciprocal CTO 1b, 1c, 1e 1020651 B.C. LTD. Reciprocal CTO 1a, 1b, 1c, 1e, 3 1024954 B.C. LTD. Reciprocal CTO 1a, 1b, 1c, 1e 1040436 BC LTD. Reciprocal CTO 1a, 1b, 1c, 1e 1040440 BC LTD. Reciprocal CTO 1a, 1b, 1c, 1e 10557510 CANADA CORP. 10557536 CANADA CORP. 1080854 ONTARIO LIMITED ASC CTO 1a, 1b, 1c, 1d, 1e, 1g 1132876 B.C. LTD. 1143990 BC LTD. Reciprocal CTO 1a, 1b, 1c, 1e 1169032 BC LTD. Reciprocal CTO 1169071 BC LTD. 1169077 BC LTD. 1169082 BC LTD. 1246764 B.C. LTD. 1246765 B.C. LTD. 1246768 B.C. LTD. 1246773 B.C. LTD. 1246775 B.C. LTD. 1246777 B.C. LTD. 1246778 B.C. LTD. 1246779 B.C. LTD. 1511419 ONTARIO INC. ASC CTO 1a, 1b, 1c, 1d, 1e 1603546 ALBERTA LTD. ASC CTO 1a, 1b, 1c, 1e 1608557 ONTARIO INC. ASC CTO 1a, 1b, 1c, 1d, 1e 1832 AM INVESTMENT GRADE CANADIAN CORPORATE BOND POOL 1832 AM U.S. $ INVESTMENT GRADE U.S. CORPORATE BOND POOL 1911 GOLD CORPORATION 1933 INDUSTRIES INC 1987 NO 2 MINTAX MINERAL LIMITED PARTNERSHIP ASC CTO Please be advised that pursuant to the Securities Amendment Act, 2006, the ASC no longer issues certificates of no default. Individuals seeking information relating to an issuer's status in that regard may wish to refer to this reporting issuer list. Every effort is made to ensure the accuracy of information included in the reporting issuers’ list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the ASC promptly. If appropriate, the list will be revised as necessary. Alberta Securities Commission Page 2 of 271 Reporting Issuer List Report Created on: 2020-11-06 Report as of: 2020-11-05 Name Cease Traded Nature of Default 2242749 ONTARIO LIMITED Reciprocal CTO 1a, 1b, 1c, 1d, 1e 2583262 ONTARIO INC. 27 RED CAPITAL INC. Reciprocal CTO 1a, 1b, 1c, 1e 2980304 CANADA INC. ASC CTO 1a, 1b, 1c, 1e 3 SIXTY RISK SOLUTIONS LTD. Reciprocal CTO 1a, 1b, 1c, 1e 360NETWORKS INC. ASC CTO 1a, 1b, 1c, 1d, 1e, 1g 37 CAPITAL INC. 3DX INDUSTRIES INC. ASC CTO 1a, 1b, 1c, 1d, 1e, 4 3MV ENERGY CORP. ASC CTO 1a, 1b, 1c, 1e, 1k, 3 4 TOUCHDOWNS CAPITAL INC. 3 407 INTERNATIONAL INC. 4404980 CANADA INC. ASC CTO 1a, 1b, 1c, 1e 4504020 CANADA INC. ASC CTO 1a, 1b, 1c, 1d, 1e 48NORTH CANNABIS CORP. 49 NORTH RESOURCES INC. 4FRONT VENTURES CORP. 523976 ALBERTA LTD. ASC CTO 1a, 1b, 1c, 1e 55 NORTH MINING INC. 5N PLUS INC. 79 RESOURCES LTD. 7918534 CANADA INC. 79NORTH INC. 855 BURRARD CAPITAL LIMITED PARTNERSHIP NO. 3 ASC CTO 1a, 1b, 1c, 1e 9 CAPITAL CORP. 9342-8530 QUÉBEC INC. Reciprocal CTO 1a, 1b, 1c, 1e A MAN CALLED INTREPID ASC CTO 1a, 1b, 1c, 1e A&W REVENUE ROYALTIES INCOME FUND A.E. VENTURES LTD. ASC CTO 1a, 1b, 1c, 1e, 1g A.H.A. AUTOMOTIVE TECHNOLOGIES CORPORATION ASC CTO 1a, 1b, 1c, 1e A.I.S. RESOURCES LIMITED A.O.G. AIR SUPPORT INC. ASC CTO 1a, 1b, 1c, 1e A2Z SMART TECHNOLOGIES CORP. AAJ CAPITAL 2 CORP.
Load more

Recommended publications
  • Page 1 of 2 Reporting Issuer List - Cover Page
    Alberta Securities Commission Page 1 of 2 Reporting Issuer List - Cover Page Reporting Issuers Default When a reporting issuer is noted in default, standardized codes (a number and, if applicable a letter, described in the legend below) will be appear in the column 'Nature of Default'. Every effort is made to ensure the accuracy of this list. A reporting issuer that does not appear on this list or that has inappropriately been noted in default should contact the Alberta Securities Commission (ASC) promptly. A reporting issuer’s management or insiders may be subject to a Management Cease Trade Order, but that order will NOT be shown on the list. Legend 1. The reporting issuer has failed to file the following continuous disclosure document prescribed by Alberta securities laws: (a) annual financial statements; (b) an interim financial report; (c) an annual or interim management's discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP); (d) an annual information form; (AIF); (e) a certification of annual or interim filings under National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings (NI 52-109); (f) proxy materials or a required information circular; (g) an issuer profile supplement on the System for Electronic Disclosure By Insiders (SEDI); (h) a material change report; (i) a written update as required after filing a confidential report of a material change; (j) a business acquisition report; (k) the annual oil and gas disclosure prescribed by National Instrument
    [Show full text]
  • DFA Canada Canadian Vector Equity Fund - Class a As of July 31, 2021 (Updated Monthly) Source: RBC Holdings Are Subject to Change
    DFA Canada Canadian Vector Equity Fund - Class A As of July 31, 2021 (Updated Monthly) Source: RBC Holdings are subject to change. The information below represents the portfolio's holdings (excluding cash and cash equivalents) as of the date indicated, and may not be representative of the current or future investments of the portfolio. The information below should not be relied upon by the reader as research or investment advice regarding any security. This listing of portfolio holdings is for informational purposes only and should not be deemed a recommendation to buy the securities. The holdings information below does not constitute an offer to sell or a solicitation of an offer to buy any security. The holdings information has not been audited. By viewing this listing of portfolio holdings, you are agreeing to not redistribute the information and to not misuse this information to the detriment of portfolio shareholders. Misuse of this information includes, but is not limited to, (i) purchasing or selling any securities listed in the portfolio holdings solely in reliance upon this information; (ii) trading against any of the portfolios or (iii) knowingly engaging in any trading practices that are damaging to Dimensional or one of the portfolios. Investors should consider the portfolio's investment objectives, risks, and charges and expenses, which are contained in the Prospectus. Investors should read it carefully before investing. Your use of this website signifies that you agree to follow and be bound by the terms and conditions of
    [Show full text]
  • Alphabetical Listing by Company Name
    FOREIGN COMPANIES REGISTERED AND REPORTING WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION December 31, 2015 Alphabetical Listing by Company Name COMPANY COUNTRY MARKET 21 Vianet Group Inc. Cayman Islands Global Market 37 Capital Inc. Canada OTC 500.com Ltd. Cayman Islands NYSE 51Job, Inc. Cayman Islands Global Market 58.com Inc. Cayman Islands NYSE ABB Ltd. Switzerland NYSE Abbey National Treasury Services plc United Kingdom NYSE - Debt Abengoa S.A. Spain Global Market Abengoa Yield Ltd. United Kingdom Global Market Acasti Pharma Inc. Canada Capital Market Acorn International, Inc. Cayman Islands NYSE Actions Semiconductor Co. Ltd. Cayman Islands Global Market Adaptimmune Ltd. United Kingdom Global Market Adecoagro S.A. Luxembourg NYSE Adira Energy Ltd. Canada OTC Advanced Accelerator Applications SA France Global Market Advanced Semiconductor Engineering, Inc. Taiwan NYSE Advantage Oil & Gas Ltd. Canada NYSE Advantest Corp. Japan NYSE Aegean Marine Petroleum Network Inc. Marshall Islands NYSE AEGON N.V. Netherlands NYSE AerCap Holdings N.V. Netherlands NYSE Aeterna Zentaris Inc. Canada Capital Market Affimed N.V. Netherlands Global Market Agave Silver Corp. Canada OTC Agnico Eagle Mines Ltd. Canada NYSE Agria Corp. Cayman Islands NYSE Agrium Inc. Canada NYSE AirMedia Group Inc. Cayman Islands Global Market Aixtron SE Germany Global Market Alamos Gold Inc. Canada NYSE Alcatel-Lucent France NYSE Alcobra Ltd. Israel Global Market Alexandra Capital Corp. Canada OTC Alexco Resource Corp. Canada NYSE MKT Algae Dynamics Corp. Canada OTC Algonquin Power & Utilities Corp. Canada OTC Alianza Minerals Ltd. Canada OTC Alibaba Group Holding Ltd. Cayman Islands NYSE Allot Communications Ltd. Israel Global Market Almaden Minerals Ltd.
    [Show full text]
  • Current List of All Non-U.S. Issuers 515 NYSE and NYSE MKT-Listed Non-U.S
    Current List of All Non-U.S. Issuers 515 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2015) Global Market Capitalization Share Country Issuer † Symbol ($M USD) Market Industry Listed Type IPO #N/A 12/31/2015 ARGENTINA (10 ADR Issuers and 4 non-ADR Issuers ) Adecoagro S.A. AGRO $ 1,487 NYSE Consumer Goods 1/28/11 O IPO Arcos Dorados Holdings Inc. ARCO $ 655 NYSE Travel & Leisure 4/14/11 O IPO Banco Marco S.A. BMA $ 3,339 NYSE Banks 3/24/06 A IPO BBVA Banco Francés S.A. BFR $ 3,414 NYSE Banks 11/24/93 A IPO Empresa Distribuidora y Comercializadora Norte S.A. (Edenor) EDN $ 795 NYSE Electricity 4/26/07 A IPO GeoPark Limited GPRK $ 155 NYSE Oil & Gas Producers 2/7/14 O IPO Globant S.A. GLOB $ 1,276 NYSE Software & Computer Services 7/18/14 O IPO IRSA-Inversiones y Representaciones, S.A. IRS $ 712 NYSE Real Estate Investment & Services 12/20/94 A IPO Nortel Inversora S.A. NTL $ 2,032 NYSE Fixed Line Telecommunications 6/17/97 A IPO Pampa Energia S.A. PAM $ 1,394 NYSE Electricity 10/9/09 A Petrobras Argentina S.A. PZE $ 1,119 NYSE Oil & Gas Producers 1/26/00 A Telecom Argentina S.A. TEO $ 3,115 NYSE Fixed Line Telecommunications 12/9/94 A Transportadora de Gas del Sur, S.A. TGS $ 968 NYSE Oil Equipment, Services & Distribution 11/17/94 A YPF Sociedad Anónima YPF $ 6,183 NYSE Oil & Gas Producers 6/29/93 A IPO AUSTRALIA (6 ADR Issuers ) Alumina Limited AWC $ 2,420 NYSE Industrial Metals & Mining 1/2/90 A BHP Billiton Limited BHP $ 65,005 NYSE Mining 5/28/87 A IPO James Hardie Industries N.V.
    [Show full text]
  • Sandstorm Gold Ltd
    SANDSTORM GOLD LTD. ANNUAL INFORMATION FORM FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2017 MARCH 29, 2018 Suite 1400, 400 Burrard Street Vancouver, B.C. V6C 3A6 SANDSTORM GOLD LTD. ANNUAL INFORMATION FORM FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2017 TABLE OF CONTENTS INTRODUCTORY NOTES ............................................................................................................................ 2 CORPORATE STRUCTURE ........................................................................................................................ 4 GENERAL DEVELOPMENT OF THE BUSINESS ...................................................................................... 4 Public Offerings ................................................................................................................................ 4 Credit Facility ................................................................................................................................... 5 Normal Course Issuer Bid ................................................................................................................ 5 Mineral Interests ............................................................................................................................... 6 Corporate Takeovers ..................................................................................................................... 13 Change of Auditor .......................................................................................................................... 15 DESCRIPTION
    [Show full text]
  • Top News Before the Bell Stocks to Watch
    TOP NEWS • Barrick adj. profit jumps on higher prices, trims gold 2020 output Barrick Gold reported a nearly 55% rise in quarterly adjusted profit, benefiting from a surge in gold prices fueled by concerns over global economic growth. • Shopify posts surprise adjusted profit as lockdowns drive merchants online Shopify posted a surprise adjusted profit for the first quarter and beat revenue estimates as more users visited its platform after lockdowns led merchants to move their businesses online. • CVS Health first-quarter profit beats on COVID-19 stockpiling CVS Health posted first-quarter profit above Wall Street estimates, as its pharmacy benefits management business and its drugstores benefited from customers stockpiling medicines due to COVID-19 lockdowns. • AstraZeneca diabetes drug gets U.S. nod to treat heart failure AstraZeneca's diabetes drug Farxiga has become the first in its class to win U.S. approval as a treatment for heart failure, opening up a major new market opportunity outside of the medicine's established field. • China says tariffs should not be used as a weapon after U.S. threats China said tariffs should not be used as a weapon after U.S. President Donald Trump threatened to impose more of them in retaliation for China's handling of the novel coronavirus. BEFORE THE BELL Canada’s main stock index futures rose as oil prices jumped on hopes for a recovery in demand. U.S. stock index futures advanced, supported by easing of coronavirus-driven restrictions by many countries. Most European indexes gained on a jump in healthcare stocks. China shares ended higher as trading resumed after a week-long holiday.
    [Show full text]
  • Annual-Information-Form 2020.Pdf
    SANDSTORM GOLD LTD. ANNUAL INFORMATION FORM FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2019 MARCH 30, 2020 Suite 1400, 400 Burrard Street Vancouver, B.C. V6C 3A6 SANDSTORM GOLD LTD. ANNUAL INFORMATION FORM FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2019 TABLE OF CONTENTS INTRODUCTORY NOTES ............................................................................................................................ 2 CORPORATE STRUCTURE ........................................................................................................................ 4 GENERAL DEVELOPMENT OF THE BUSINESS ...................................................................................... 4 Public Offerings ................................................................................................................................ 4 Credit Facility ................................................................................................................................... 5 Normal Course Issuer Bid ................................................................................................................ 5 Mineral Interests ............................................................................................................................... 6 Corporate Takeovers ..................................................................................................................... 15 Listing on the New York Stock Exchange ...................................................................................... 16 Early Warrant Exercise
    [Show full text]
  • Présentation Powerpoint
    A Capital Opportunity A Global Market for Mining Companies Disclaimer This document is for information purposes only. While the information herein is collected and compiled with care, neither TMX Group Limited nor any of its affiliated companies represents, warrants or guarantees the accuracy or the completeness of the information. You agree not to rely on the information contained herein for any trading, legal, accounting, tax, investment, business, financial or other purpose. This information is provided with the express condition, to which by making use thereof you expressly consent, that no liability shall be incurred by TMX Group Limited and/or any of its affiliates as a result of any errors or omissions herein or any use or reliance upon this information. 2 © 2014 TSX Inc. All rights reserved. Do not sell or modify without the prior written consent of TSX Inc. Canada and TSX: Strong Fundamentals Economically stable • Canada is the fifth largest equity market by float capitalization in the MSCI World Index • World’s soundest banking system • Lowest debt-to-GDP among G7 • Strong equity culture • ~$2.4 Trillion in market cap • $270 billion in equity capital raised in last 5 years Resource rich • World’s largest producer of zinc and uranium and major producer of gold, nickel, aluminum and lead • #1 in resource listings 3 The World Lists on TSX and TSXV TSX and TSXV International Listings by Country/Region Total International Listings as at December 31 2013= 314 TSX = 164 Listings | QMV=$151 B TSXV = 150 Listings | QMV= $2.8 B 4 The World
    [Show full text]
  • Catalyst Holdings
    CATALYST FUNDS CATALYST SMALL-CAP INSIDER BUYING FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCK - 98.6 % AUTOMOTIVE - 7.8 % 19,280 XPEL, Inc. * ^ $ 502,822 CONSUMER SERVICES - 4.9 % 9,210 2U, Inc. * ^ 311,851 E-COMMERCE DISCRETIONARY - 2.6 % 6,200 Stitch Fix, Inc. * ^ 168,206 ENGINEERING & CONSTRUCTION - 4.4 % 3,900 Exponent, Inc. 280,917 ENTERTAINMENT CONTENT - 0.7 % 280 Take-Two Interactive Software, Inc. * 46,262 INTERNET MEDIA & SERVICES - 5.2 % 2,400 Fiverr International Ltd. * 333,552 MEDICAL EQUIPMENT & DEVICES - 4.4 % 124 Repligen Corporation * 18,295 15,250 Zynex, Inc. * ^ 266,112 284,407 METALS & MINING - 23.8 % 23,800 Eldorado Gold Corporation * 251,090 47,500 Hecla Mining Company 241,300 59,000 IAMGOLD Corporation * 225,970 26,500 Osisko Gold Royalties Ltd. 313,495 59,450 Sandstorm Gold Ltd. * 501,758 1,533,613 SEMICONDUCTORS - 0.7 % 400 Inphi Corporation * 44,900 SOFTWARE - 34.3 % 3,650 Cerence, Inc. * ^ 178,375 3,000 CyberArk Software Ltd. * ^ 310,260 7,100 Digital Turbine, Inc. * 232,454 2,000 Everbridge, Inc. * ^ 251,460 8,100 Mimecast Ltd. * ^ 380,052 8,550 Nutanix, Inc. * 189,639 60 Paylocity Holding Corporation * 9,685 356 Red Violet, Inc. * 6,572 1,150 RingCentral, Inc. * 315,801 8,860 Upland Software, Inc. * 334,022 2,208,320 SPECIALTY FINANCE - 6.7 % 75,960 Paysign, Inc. * 431,453 TECHNOLOGY HARDWARE - 2.8 % 4,450 PAR Technology Corporation * ^ 180,270 CATALYST FUNDS CATALYST SMALL-CAP INSIDER BUYING FUND PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) September 30, 2020 Shares Value COMMON STOCK - 98.6 % (Continued) TELECOMMUNICATIONS - 0.3 % 1,220 8x8, Inc.
    [Show full text]
  • Week 4: Ending January 29, 2021 S&P/TSX Composite Index Recap by the Sunday Investor
    The Sunday Investor Week 4: Ending January 29, 2021 S&P/TSX Composite Index Recap By The Sunday Investor It was a good week for Canada judging by the economic reports released, but unfortunately the S&P/TSX Composite Index joined global equities and dropped 509 points, or 2.85% to end up negative for the month of January. Amateur investors on Reddit proved they are a quick study as they continued their fight against Wall Street hedge funds, driving up “stonks” to unreal prices as market participants lie in wait to see what additional regulatory interventions will be made. In Canada, every sector except for Health Care ended up in the red, with Energy (-5.63%) and Technology (-4.45%) being hit the hardest. The Materials sector did its job in limiting the pain with only a 1.02% loss, but commodities in general were either flat or down. Despite a huge draw in U.S. crude oil inventories, the price of WTI remained still again at just over $52, while the discount on Western Canadian Select narrowed a dollar to $13.12. The Canadian – U.S. dollar pair fell 0.33% to 0.7827, and the price of gold fell $6 to $1,850. Volatility for TSX stocks was steady again at about 5%. Canadian GDP was 0.7% on a 0.4% forecast, which gave a little boost to government bond yields. With all the news this week about short-sellers, I decided to compile some data on Canada’s most shorted stocks in case the situation down south crosses the border.
    [Show full text]
  • Global Research Published by Raymond James & Associates
    Global Research Published by Raymond James & Associates January 2015 © 2015 Raymond James & Associates, Inc., member New York Stock Exchange/SIPC. All rights reserved. International Headquarters: The Raymond James Financial Center | 880 Carillon Parkway | St. Petersburg, Florida 33716 | 800-248-8863 Contents Consumer Healthcare Real Estate USA .......................... 19 USA .......................... 47 USA .......................... 61 CAN .......................... 23 CAN .......................... 63 EUR .......................... 23 EUR .......................... 65 LAT ........................... 65 Energy Industrial Technology & Communications USA .......................... 26 USA .......................... 51 USA .......................... 67 CAN .......................... 33 CAN ......................... 52 CAN .......................... 76 EUR .......................... 35 EUR .......................... 54 EUR .......................... 77 LAT ........................... 36 LAT ........................... 77 Financial Services Mining & Natural Resources Transportation USA .......................... 37 CAN ......................... 55 USA .......................... 78 LAT ........................... 45 EUR .......................... 58 CAN .......................... 80 LAT .......................... 59 EUR .......................... 81 Analyst Index ................................................................................3 Research Analysts and Sales & Trading Directories Upcoming Events ..........................................................................4
    [Show full text]
  • American Century Investments® Quarterly Portfolio Holdings Avantis
    American Century Investments® Quarterly Portfolio Holdings Avantis® International Equity ETF (AVDE) November 30, 2020 Avantis International Equity ETF - Schedule of Investments NOVEMBER 30, 2020 (UNAUDITED) Shares/ Principal Amount ($) Value ($) COMMON STOCKS — 99.7% Australia — 6.5% Accent Group Ltd. 14,526 23,059 Adairs Ltd. 9,223 21,547 Adbri Ltd. 12,481 28,274 Afterpay Ltd.(1) 48 3,354 AGL Energy Ltd. 8,984 89,075 Alkane Resources Ltd.(1)(2) 41,938 31,367 Alliance Aviation Services Ltd.(1) 5,187 13,148 ALS Ltd. 2,039 14,302 Altium Ltd. 1,563 40,787 Alumina Ltd. 16,346 20,996 AMA Group Ltd.(1) 16,885 9,258 AMP Ltd. 223,348 280,458 Ampol Ltd. 2,595 58,421 Ansell Ltd. 1,333 36,644 APA Group 16,232 123,383 Appen Ltd. 1,821 42,222 ARB Corp. Ltd. 3,172 64,616 Ardent Leisure Group Ltd.(1) 22,550 13,624 Aristocrat Leisure Ltd. 12,775 300,907 ASX Ltd. 1,422 80,525 Atlas Arteria Ltd. 5,725 27,252 Atlassian Corp. plc, Class A(1) 2,086 469,454 Aurelia Metals Ltd. 60,190 18,351 Aurizon Holdings Ltd. 113,756 355,100 AusNet Services 71,401 97,009 Austal Ltd. 23,896 51,252 Australia & New Zealand Banking Group Ltd. 67,427 1,121,525 Australian Agricultural Co. Ltd.(1) 32,331 25,519 Australian Ethical Investment Ltd. 3,654 13,530 Australian Finance Group Ltd. 21,308 37,254 Australian Pharmaceutical Industries Ltd. 29,606 26,147 Bank of Queensland Ltd.
    [Show full text]