UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries.
Institutional Investment Manager Filing this report:
Name: John Hancock Advisers, Inc.
Address: 101 Huntington Avenue
Boston, MA 02199
13F File Number: 28-3222
The Institutional Investment Manager Filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit is, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person signing this report on behalf of reporting manager:
Name: Susan S. Newton
Title: Vice President and Secretary
Phone: 617-375-1702
Signature, Place, and Date of Signing:
/s/Susan S. Newton 101 Huntington Ave., Boston, MA June 30, 2000 ------Signature Place Date
Report Type (Check only One): [ x ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT
List of other managers reporting for this manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of other included managers:
Form 13F information table entry total:
Form 13F information table value total:
List of other included managers:
------
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document No. 13F File number Name ------
As Of June 30, 2000 Form 13F Reporting Manager-John Hancock Advisers, Inc.
Report Code: imwb_13F_all.rpt
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
Title of Cusip Fair Shrs/Prin Inv Discretion Voting Authority (Shrs) Name of Issuer Class Number Market Value Amount Sole Shrd Othr Mgr A-Sole B-Shrd C-None
ABC BANCORP Com 000400101 2,993 311,000 X 01 311,000 0 0 ADC TELECOMMUNICATIONS Com 000886101 3,115 37,135 X 01 37,135 0 0 AFLAC CORP Com 001055102 104,596 2,276,910 X 01 2,276,910 0 0 AMFM INC Com 001693100 18,600 269,560 X 01 269,560 0 0 AMR CORP - DEL Com 001765106 5,350 202,348 X 01 202,348 0 0 AT & T CORP Com 001957109 1,411 44,602 X 01 44,602 0 0 AT & T LIBERTY MEDIA GROUP Com 001957208 53,383 2,201,350 X 01 2,201,350 0 0 AT&T WIRELESS GROUP Com 001957406 4,440 159,300 X 01 159,300 0 0 ATMI INC COM Com 00207R101 20,711 445,400 X 01 445,400 0 0 AXA FINL INC Com 002451102 75,293 2,214,500 X 01 2,214,500 0 0 ABBOTT LABORATORIES Com 002824100 37,083 832,165 X 01 832,165 0 0 ABN AMRO NORTH AMER INC PFD 1 SER 8.75 PFD 003714102 3,640 3,500 X 01 3,500 0 0 ABN AMRO NORTH AMER INC 6.5900% Series 144A PFD 003714854 3,635 4,000 X 01 4,000 0 0 ABITIBI-CONSOLIDATED INC Com 003924107 11,747 1,253,000 X 01 1,253,000 0 0 ACCELERATED NETWORKS INC Com 00429P107 422 10,000 X 01 10,000 0 0 ACCRUE SOFTWARE INC Com 00437W102 16,195 456,200 X 01 456,200 0 0 ACME COMMUNICATION INC Com 004631107 14,172 776,550 X 01 776,550 0 0 ACNIELSON CORP Com 004833109 22,686 1,031,200 X 01 1,031,200 0 0 ACTRADE INTERNATIONAL LTD Com 004931101 5,759 280,950 X 01 280,950 0 0 ACTIVE SOFTWARE INC Com 00504E100 23,306 300,000 X 01 300,000 0 0 ADELPHIA BUSINESS SOL PFD 12.875% PFD 006847305 3,686 3,985 X 01 3,985 0 0 ADELPHIA COMM PFD 006848303 5,055 50,300 X 01 50,300 0 0 ADVANCED FIBRE COMMUNICATIONS Com 00754A105 15,869 350,215 X 01 350,215 0 0 ADVANCED RADIO TELECOM CORP Com 00754U101 15,736 1,075,990 X 01 1,075,990 0 0 ADVANCED SEMICONDUCTOR ENGR DR 00756M107 1,110 72,000 X 01 72,000 0 0 AEROFLEX INC COM Com 007768104 38,292 770,664 X 01 770,664 0 0 ADVENT SOFTWARE INC Com 007974108 33,855 524,890 X 01 524,890 0 0 AFFILIATED MANAGERS GROUP COM Com 008252108 14,007 307,850 X 01 307,850 0 0 AFFYMETRIX INC. Com 00826T108 3,723 22,545 X 01 22,545 0 0 AGILENT TECHNOLOGIES INC Com 00846U101 29,715 402,911 X 01 402,911 0 0 AIR PRODUCTS & CHEMICALS Com 009158106 26,639 864,552 X 01 864,552 0 0 AIRGATE PCS INC Com 009367103 18,917 359,900 X 01 359,900 0 0 ALABAMA NATL BANCORPORATION DE Com 010317105 4,339 219,000 X 01 219,000 0 0 ALABAMA PWR CO PFD 010392595 22,463 1,166,900 X 01 1,166,900 0 0 ALASKA COMMUNICATIONS SYS GRP Com 01167P101 8,767 845,000 X 01 845,000 0 0 ALBERTSON'S INC Com 013104104 15,550 467,681 X 01 467,681 0 0 ALCOA INC Com 013817101 857 29,568 X 01 29,568 0 0 ALEXION PHARMACEUTICALS INC Com 015351109 29,176 408,050 X 01 408,050 0 0 ALKERMES INC Com 01642T108 41,900 889,120 X 01 889,120 0 0 ALLEGIANCE TELECOM INC Com 01747T102 8,981 140,330 X 01 140,330 0 0 ALLERGAN INC Com 018490102 27,002 362,440 X 01 362,440 0 0 ALLERGAN SPECIALTY THER INC Com 018494104 1,355 75,000 X 01 75,000 0 0 ALLIANT CORP Com 018802108 18,088 695,700 X 01 695,700 0 0 ALLAMERICA FINANCIAL CORP Com 019754100 38,729 739,450 X 01 739,450 0 0 ALLSTATE CORP Com 020002101 525 23,613 X 01 23,613 0 0 ALLTEL CORP Com 020039103 49,490 799,024 X 01 799,024 0 0 ALPHA INDUSTRIES INC Com 020753109 13,278 301,350 X 01 301,350 0 0 ALPHARMA INC - CL A Com 020813101 31,081 499,300 X 01 499,300 0 0 ALTERA CORP Com 021441100 6,282 61,625 X 01 61,625 0 0 ALZA CORP Com 022615108 7,518 127,149 X 01 127,149 0 0 AMBAC FINANCIAL GROUP INC Com 023139108 96,997 1,769,620 X 01 1,769,620 0 0 AMBANC HOLDING CO Com 023161102 3,158 207,100 X 01 207,100 0 0 AMERCO 8.50% ser. A PFD 023586209 16,607 667,600 X 01 667,600 0 0 AMEREN CORP COM Com 023608102 9,476 280,768 X 01 280,768 0 0 AMERICA ONLINE INC Com 02364J104 68,515 1,298,863 X 01 1,298,863 0 0 AMERICAN BANCORP Com 024076408 2,193 179,000 X 01 179,000 0 0 AMERICAN EXPRESS CO Com 025816109 106,193 2,037,275 X 01 2,037,275 0 0 AMERICAN GENERAL CORP Com 026351106 85,435 1,400,572 X 01 1,400,572 0 0 AMERICAN HOME PRODS CORP Com 026609107 51,936 884,014 X 01 884,014 0 0 AMERICAN INTL GROUP Com 026874107 123,006 1,046,862 X 01 1,046,862 0 0 AMERICAN PACIFIC CORP Com 028740108 1,156 205,500 X 01 205,500 0 0 AMERICAN TOWER CORP CL A Com 029912201 5,078 121,810 X 01 121,810 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AMERICREDIT Com 03060R101 4,930 290,000 X 01 290,000 0 0 AMERISOURCE HEALTH CORP. Com 03071P102 6,073 195,900 X 01 195,900 0 0 AMGEN INC Com 031162100 21,784 310,098 X 01 310,098 0 0 AMKOR TECHNOLOGY INC Com 031652100 33,008 934,727 X 01 934,727 0 0 AMPHENOL CORP NEW CL A Com 032095101 71,922 1,086,640 X 01 1,086,640 0 0 AMSOUTH BANCORP Com 032165102 101,861 6,467,375 X 01 6,467,375 0 0 AMYLIN PHARMACEUTICALS INC Com 032346108 683 45,000 X 01 45,000 0 0 AMVESCAP PLC SPONSORED ADR DR 03235E100 62,073 792,000 X 01 792,000 0 0 ANADARKO PETROLEUM CORP Com 032511107 2,910 59,010 X 01 59,010 0 0 ANADARKO PETE CORP PFD 032511305 10,332 137,765 X 01 137,765 0 0 ANALOG DEVICES INC, Com 032654105 55,874 735,189 X 01 735,189 0 0 ANDOVER BANCORP INC Com 034258103 1,297 45,000 X 01 45,000 0 0 ANHEUSER BUSCH Com 035229103 33,061 442,659 X 01 442,659 0 0 ANTEC CORP Com 03664P105 112,195 2,699,427 X 01 2,699,427 0 0 AON CORPORATION Com 037389103 6,452 207,720 X 01 207,720 0 0 APACHE CORP 5.68% PFD 037411402 5,958 79,974 X 01 79,974 0 0 APARTMENT INVESTMENT AND MGMT Com 03748R101 14,273 330,000 X 01 330,000 0 0 APEX INC Com 037548104 25,249 577,130 X 01 577,130 0 0 APPLE COMPUTER INC COM Com 037833100 9,486 181,110 X 01 181,110 0 0 APPLEBEE'S INTERNATIONAL INC Com 037899101 12,237 403,690 X 01 403,690 0 0 APPLIED MATERIALS INC Com 038222105 71,076 784,290 X 01 784,290 0 0 APPLIED MICRO CIRCUITS CORP Com 03822W109 4,701 47,610 X 01 47,610 0 0 APPLIED SCIENCE & TECHNOLOGY Com 038236105 23,199 896,562 X 01 896,562 0 0 ARDEN REALTY GROUP Com 039793104 8,531 363,000 X 01 363,000 0 0 ARROW ELECTRONICS Com 042735100 372 12,000 X 01 12,000 0 0 ART TECHNOLOGY GROUP INC Com 04289L107 45,226 448,060 X 01 448,060 0 0 ARTHROCARE CORP Com 043136100 2,183 41,000 X 01 41,000 0 0 ASK JEEVES INC Com 045174109 8,131 450,140 X 01 450,140 0 0 ASPEN TECHNOLOGY INC Com 045327103 36,078 937,100 X 01 937,100 0 0 ASSOCIATED BANC CORP Com 045487105 8,192 375,542 X 01 375,542 0 0 ASSOCIATES FIRST CAPITAL CRP Com 046008108 69,157 3,099,482 X 01 3,099,482 0 0 ASTORIA FINANCIAL CORP Com 046265104 26,820 1,041,535 X 01 1,041,535 0 0 ASTORIA FINL CORP PFD 046265203 880 40,000 X 01 40,000 0 0 ASTRAZENECA PLC DR 046353108 3,255 70,000 X 01 70,000 0 0 ATMEL CORP Com 049513104 40,465 1,097,362 X 01 1,097,362 0 0 ATWOOD OCEANICS INC Com 050095108 16,807 378,690 X 01 378,690 0 0 AUDIBLE INC Com 05069A104 1,247 300,000 X 01 300,000 0 0 AURORA BIOSCIENCES CORP Com 051920106 29,679 435,250 X 01 435,250 0 0 AUSTRALIA + NEW ZEALAND BKG GR 9.125% PFD 052528403 8,218 327,900 X 01 327,900 0 0 AUTOMATIC DATA PROCESSING INC. Com 053015103 51,579 962,969 X 01 962,969 0 0 AVERY DENNISON CORP Com 053611109 49,084 731,230 X 01 731,230 0 0 AVISTA CORP. Com 05379B107 1,167 66,913 X 01 66,913 0 0 AVON PRODUCTS INC Com 054303102 1,767 39,703 X 01 39,703 0 0 AXA DR 054536107 31,387 394,500 X 01 394,500 0 0 AXENT TECHNOLOGIES INC Com 05459C108 22,006 886,900 X 01 886,900 0 0 BB&T CORP COM Com 054937107 73,371 3,073,125 X 01 3,073,125 0 0 BISYS GROUP INC Com 055472104 32,100 521,950 X 01 521,950 0 0 BJ SERVICES CO Com 055482103 6,129 98,060 X 01 98,060 0 0 BP AMOCO PLC DR 055622104 4,369 77,236 X 01 77,236 0 0 BSB BANCORP INC Com 055652101 1,522 77,075 X 01 77,075 0 0 BT FINANCIAL CORP Com 055763106 4,535 262,907 X 01 262,907 0 0 BMC SOFTWARE Com 055921100 12,390 339,610 X 01 339,610 0 0 BAKER HUGHES INC Com 057224107 7,392 231,000 X 01 231,000 0 0 BALTIMORE GAS + ELEC CO 6.7000% Series 1993 PFD 059165688 915 10,000 X 01 10,000 0 0 BALTIMORE GAS & ELECTRIC 6.99% Pfd PFD 059165761 12,790 134,000 X 01 134,000 0 0 BANCFIRST OHIO CORP Com 059450106 1,408 86,000 X 01 86,000 0 0 BANCO BILBAO VIZCAYA INTL GIB 9.75% NON-CUM SERIES PFD 059456103 3,992 156,950 X 01 156,950 0 0 BANCFIRST CORP Com 05945F103 11,482 364,495 X 01 364,495 0 0 BANCO BILBAO VIZCAYA ARGENTARI DR 05946K101 1,075 72,900 X 01 72,900 0 0 BANCORPSOUTH INC Com 059692103 6,400 455,100 X 01 455,100 0 0 BANCWEST CORP NEW Com 059790105 39,946 2,430,180 X 01 2,430,180 0 0 BANK AMER CORP Com 060505104 143,472 3,336,552 X 01 3,336,552 0 0 BANK OF MONTREAL Com 063671101 273 6,400 X 01 6,400 0 0 BANK OF THE OZARKS INC COM Com 063904106 2,486 153,600 X 01 153,600 0 0 BANK OF NEW YORK Com 064057102 149,854 3,222,665 X 01 3,222,665 0 0 BANK ONE CORP Com 06423A103 51,881 1,953,179 X 01 1,953,179 0 0 BANK UNITED CORP CL A Com 065412108 6,284 178,600 X 01 178,600 0 0 BANK WEST FINL CORP Com 065631103 618 103,000 X 01 103,000 0 0 BANKNORTH GROUP INC Com 06646R107 64,339 4,201,712 X 01 4,201,712 0 0 BARD C R INC Com 067383109 4,732 98,320 X 01 98,320 0 0 BASIN EXPLORATION Com 070107107 3,128 175,000 X 01 175,000 0 0 BAUSCH & LOMB INC Com 071707103 9,079 117,336 X 01 117,336 0 0 BAXTER INTERNATIONAL, INC. Com 071813109 76,847 1,092,937 X 01 1,092,937 0 0 BEA SYSTEMS INC Com 073325102 43,764 885,240 X 01 885,240 0 0 BEAR STEARNS COS INC PFD 073902702 4,200 100,600 X 01 100,600 0 0 BEAR STEARNS CO PFD 073902868 15,280 423,700 X 01 423,700 0 0 BEAR STEARNS COS INC PFD 073902876 3,365 86,000 X 01 86,000 0 0 BELL & HOWELL COMPANY Com 077852101 9,947 410,200 X 01 410,200 0 0 BELL ATLANTIC CORP Com 077853109 8,536 167,982 X 01 167,982 0 0 BELLSOUTH CORP Com 079860102 3,986 93,508 X 01 93,508 0 0 BEMIS CO Com 081437105 36,249 1,078,036 X 01 1,078,036 0 0 BEST BUY CO INC Com 086516101 7,862 124,293 X 01 124,293 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document BESTFOODS COM Com 08658U101 44,568 643,587 X 01 643,587 0 0 BEVERLY NATL CORP Com 088115100 713 50,000 X 01 50,000 0 0 BINDLEY WESTERN INDS Com 090324104 8,386 317,200 X 01 317,200 0 0 BINDVIEW DEVELOPMENT CORP Com 090327107 11,995 999,550 X 01 999,550 0 0 BIOGEN, INC. Com 090597105 3,608 55,940 X 01 55,940 0 0 BIOMET INC Com 090613100 2,527 65,749 X 01 65,749 0 0 BLACK & DECKER CORP Com 091797100 10,974 279,139 X 01 279,139 0 0 BLACKROCK INC Com 09247X101 11,600 400,000 X 01 400,000 0 0 BLUESTONE SOFTWARE Com 09623P102 4,711 183,410 X 01 183,410 0 0 BLUESTONE SOFTWARE PFD 09623P987 4,329 168,529 X 01 168,529 0 0 BORG-WARNER AUTOMOTIVE INC COM Com 099724106 3,432 97,700 X 01 97,700 0 0 BOSTON EDISON CO PFD 4.25 Series PFD 100599208 4,958 82,632 X 01 82,632 0 0 BOSTON EDISON CO 4.7800% Series PFD 100599307 3,352 54,498 X 01 54,498 0 0 BOSTONFED BANCORP INC Com 101178101 6,168 436,700 X 01 436,700 0 0 BRANDYWINE RLTY TR SH BEN INT NEW Com 105368203 8,989 470,000 X 01 470,000 0 0 BRENTON BANKS INC Com 107211104 5,228 376,799 X 01 376,799 0 0 BRIGHTPOINT INC Com 109473108 15,686 1,812,150 X 01 1,812,150 0 0 BRISTOL-MYERS SQUIBB CO Com 110122108 55,581 954,184 X 01 954,184 0 0 BROADBASE SOFTWARE INC Com 11130R100 12,931 422,250 X 01 422,250 0 0 BROADCOM CORP - CL A Com 111320107 14,498 66,220 X 01 66,220 0 0 BROOKS AUTOMATION INC Com 11434A100 16,032 250,750 X 01 250,750 0 0 BRYN MAWR BANK CORP Com 117665109 4,003 198,900 X 01 198,900 0 0 BUILDNET, INC. PFD 120130992 3,000 681,817 X 01 681,817 0 0 CB BANCSHARES INC/HAWAII Com 124785106 3,609 146,577 X 01 146,577 0 0 CCB FINANCIAL CORP Com 124875105 58,687 1,586,142 X 01 1,586,142 0 0 CCF HLDG CO Com 12487X104 937 75,734 X 01 75,734 0 0 CFW COMMUNICATIONS Com 124923103 13,800 368,000 X 01 368,000 0 0 CCBT FINL COS INC Com 12500Q102 3,040 193,400 X 01 193,400 0 0 C-COR.NET CORPORATION Com 125010108 3,661 135,600 X 01 135,600 0 0 CH ENERGY GROUP INC Com 12541M102 18,995 559,700 X 01 559,700 0 0 CIGNA CORP Com 125509109 17,389 185,980 X 01 185,980 0 0 CIT GROUP INC CL A Com 125577106 15,763 970,000 X 01 970,000 0 0 CMG INFORMATION SERVICES INC Com 125750109 1,236 26,980 X 01 26,980 0 0 CMP GROUP INC Com 125887109 4,910 167,500 X 01 167,500 0 0 CNF TRANSPORTATION INC Com 12612W104 5,574 245,000 X 01 245,000 0 0 CSC HOLDINGS INC 11.125% SERIES M PFD 126304401 28,902 274,601 X 01 274,601 0 0 CSC HOLDINGS INC PFD 126304609 14,954 138,460 X 01 138,460 0 0 CTC COMMUNICATIONS GROUP INC Com 126419100 36,778 1,021,600 X 01 1,021,600 0 0 CT COMMUNICATIONS INC Com 126426402 4,109 144,500 X 01 144,500 0 0 CVS CORP Com 126650100 14,839 370,970 X 01 370,970 0 0 CV THERAPEUTICS INC Com 126667104 40,772 588,240 X 01 588,240 0 0 CADENCE DESIGN SYS INC Com 127387108 15,296 750,732 X 01 750,732 0 0 CALICO COMMERCE INC Com 129897104 8,125 500,000 X 01 500,000 0 0 CALIFORNIA FED PFD CAP PFD 130214208 8,545 403,300 X 01 403,300 0 0 CAMDEN NATIONAL CORP Com 133034108 1,890 140,000 X 01 140,000 0 0 CANADIAN NATL RAILWAY COMPANY Com 136375102 1,597 54,720 X 01 54,720 0 0 CAPITAL CITY BANK GROUP Com 139674105 1,284 65,850 X 01 65,850 0 0 CAPITAL ONE FINANCIAL CORP Com 14040H105 23,631 529,539 X 01 529,539 0 0 CAPSTONE TURBINE CORP Com 14067D102 3,154 70,000 X 01 70,000 0 0 CARDINAL HEALTH INC Com 14149Y108 32,608 440,642 X 01 440,642 0 0 CAREER EDUCATION CORP Com 141665109 12,542 258,600 X 01 258,600 0 0 CASCADE BANCORP Com 147154108 1,211 108,260 X 01 108,260 0 0 CASELLA WASTE SYSTEMS INC - A Com 147448104 6,149 572,000 X 01 572,000 0 0 CATALINA MARKETING CORP Com 148867104 449 4,400 X 01 4,400 0 0 CENTURA BANKS INC Com 15640T100 22,748 670,287 X 01 670,287 0 0 CENTURY BANCSHARES INC COM Com 156436107 68 11,576 X 01 11,576 0 0 CENTURY SOUTH BANKS INC Com 156683104 1,149 59,284 X 01 59,284 0 0 CENTURYTEL INC Com 156700106 55,295 1,923,287 X 01 1,923,287 0 0 CEPHALON INC Com 156708109 3,090 51,600 X 01 51,600 0 0 CHARLES RIV LABS INTL INC Com 159864107 3,350 151,000 X 01 151,000 0 0 C-GRAMS UNLIMITED INC P/P Com 1604299A6 480 160,000 X 01 160,000 0 0 CHARTER ONE FIN INC Com 160903100 99,116 4,309,379 X 01 4,309,379 0 0 CHARTERED SEMICONDUCTOR-ADR DR 16133R106 27,023 300,257 X 01 300,257 0 0 CHASE MANHATTAN CORP NEW Com 16161A108 66,280 1,438,922 X 01 1,438,922 0 0 CHASE MANHATTAN CORP NEW 10.84% Series C PFD 16161A884 16,766 620,951 X 01 620,951 0 0 CHECKFREE HOLDINGS CORP Com 162816102 2,711 52,570 X 01 52,570 0 0 CHESAPEAKE ENERGY CORP Com 165167107 3,680 474,888 X 01 474,888 0 0 CHEVRON CORP Com 166751107 65,783 775,626 X 01 775,626 0 0 CHEVY CHASE SVGS PFD 166784207 2,651 105,000 X 01 105,000 0 0 CHEVY CHASE BANK 10.375% PFD PFD 16678M207 918 18,000 X 01 18,000 0 0 CHITTENDEN CORP Com 170228100 28,004 1,145,946 X 01 1,145,946 0 0 CHUBB CORP Com 171232101 277 4,507 X 01 4,507 0 0 CIENA CORPORATION Com 171779101 72,145 432,818 X 01 432,818 0 0 CINAR FILMS INC-CL B SUB VTG Com 171905300 4,695 670,650 X 01 670,650 0 0 CINERGY CORP Com 172474108 2,061 81,006 X 01 81,006 0 0 CISCO SYSTEMS, INC. Com 17275R102 154,373 2,428,676 X 01 2,428,676 0 0 CITADEL COMMUNICATIONS CORP Com 172853202 8,605 246,310 X 01 246,310 0 0 CITIGROUP Com 172967101 250,876 4,163,914 X 01 4,163,914 0 0 CITIGROUP INC 6.635% Ser F PFD 172967309 1,340 28,500 X 01 28,500 0 0 CITIGROUP INC 6.213% Ser G PFD 172967507 8,640 192,000 X 01 192,000 0 0 CITIGROUP INC 6.231% Ser H PFD 172967705 14,845 330,800 X 01 330,800 0 0 CITIGROUP INC 8.40% Ser K PFD 172967853 21,281 847,000 X 01 847,000 0 0 CITIZENS BANKING CORP MICH Com 174420109 4,077 251,136 X 01 251,136 0 0 CITRIX SYSTEMS INC. Com 177376100 8,171 431,469 X 01 431,469 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CITY NATIONAL CORP. Com 178566105 43,741 1,258,614 X 01 1,258,614 0 0 CLASSIC COMMUN INC CL A Com 182728204 760 85,000 X 01 85,000 0 0 CLEAR CHANNEL COMMUNICATIONS Com 184502102 8,671 115,610 X 01 115,610 0 0 CLOROX CO.-DEL Com 189054109 5,341 119,185 X 01 119,185 0 0 COASTAL FIN I PFD 190463208 12,020 529,800 X 01 529,800 0 0 COBALT NETWORKS INC Com 19074R101 20,276 350,340 X 01 350,340 0 0 COCA-COLA CO Com 191216100 13,974 243,294 X 01 243,294 0 0 COFLEXIP-SPONSORED ADR DR 192384105 1,625 26,861 X 01 26,861 0 0 COGNIZANT TECH SOLUTIONS Com 192446102 15,393 463,830 X 01 463,830 0 0 COLONIAL BANCGROUP INC Com 195493309 24,864 2,761,412 X 01 2,761,412 0 0 COLONIAL PPTYS TR COM SH BEN INT Com 195872106 5,064 185,000 X 01 185,000 0 0 COLT TELECOM GROUP PLC DR 196877104 1,794 13,228 X 01 13,228 0 0 COLUMBIA BANCORP Com 197227101 990 110,000 X 01 110,000 0 0 COLUMBIA BANCORP/OR Com 197231103 494 81,500 X 01 81,500 0 0 COMERICA INC Com 200340107 76,664 1,708,387 X 01 1,708,387 0 0 COMMERCE BANCSHARES INC Com 200525103 34,937 1,174,356 X 01 1,174,356 0 0 COMMERCIAL BANKSHARES INC Com 201607108 4,856 273,575 X 01 273,575 0 0 COMMERCIAL FEDERAL CORP Com 201647104 26,091 1,676,524 X 01 1,676,524 0 0 COMMERCIALWARE INC PRIVATE PLACEMENT Com 202594990 1,000 1,000,000 X 01 1,000,000 0 0 COMMONWEALTH BANKSHARES INC Com 202736104 553 92,187 X 01 92,187 0 0 COMMONWEALTH TEL ENTERPRISES Com 203349105 5,761 122,420 X 01 122,420 0 0 COMMUNITY BANK SYSTEM INC Com 203607106 3,162 142,500 X 01 142,500 0 0 COMMUNITY BKS INC MILLERSBURG Com 203628102 1,486 72,026 X 01 72,026 0 0 COMMUNITY BANKSHARES INC VA COM Com 203631106 750 41,662 X 01 41,662 0 0 COMMUNITY HEALTH SYSTEMS Com 203668108 4,856 300,000 X 01 300,000 0 0 COMMUNITY FIRST BANKSHARES Com 203902101 17,382 1,065,550 X 01 1,065,550 0 0 COMMUNITY SVGS BANKSHARES INC Com 204037105 614 54,000 X 01 54,000 0 0 COMPANHIA BRASILEIRA DE DISTR DR 20440T201 766 23,840 X 01 23,840 0 0 COMPANHIA PARANAENSE ENERG COP SPONS ADR PFD DR 20441B407 637 68,400 X 01 68,400 0 0 COMPAQ COMPUTER Com 204493100 9,331 365,046 X 01 365,046 0 0 COMPASS BANCSHARES Com 20449H109 45,485 2,665,807 X 01 2,665,807 0 0 COMPTEK RESEARCH INC. Com 204682108 533 30,000 X 01 30,000 0 0 COMPUTER ASSOCIATES INTL INC Com 204912109 100,826 1,969,736 X 01 1,969,736 0 0 COMPUTER SCIENCES CORP Com 205363104 1,423 19,059 X 01 19,059 0 0 COMVERSE TECHNOLOGY INC Com 205862402 7,413 79,706 X 01 79,706 0 0 CONAGRA INC Com 205887102 919 48,215 X 01 48,215 0 0 CONCORD EFS INC Com 206197105 6,481 249,257 X 01 249,257 0 0 CONECTIV INC - CLASS A Com 206829202 2,177 89,300 X 01 89,300 0 0 CONEXANT SYS INC Com 207142100 65,571 1,348,495 X 01 1,348,495 0 0 CONSOLIDATED EDISON INC COM Com 209115104 6,202 209,342 X 01 209,342 0 0 CONSOLIDATED STORES CORP Com 210149100 959 79,941 X 01 79,941 0 0 CONTOUR ENERGY CO PFD 21220C202 1,093 165,000 X 01 165,000 0 0 CONVERGYS CORP Com 212485106 14,176 273,271 X 01 273,271 0 0 COOPER CAMERON CORP Com 216640102 3,709 56,200 X 01 56,200 0 0 COR THERAPEUTICS INC Com 217753102 35,690 418,350 X 01 418,350 0 0 CORE CAP INC PFD 21867R207 2,555 150,300 X 01 150,300 0 0 CORINTHIAN COLLEGES INC. Com 218868107 14,290 609,700 X 01 609,700 0 0 CORNING INCORPORATED Com 219350105 155,150 574,895 X 01 574,895 0 0 CORPORATE EXECUTIVE BRD CO Com 21988R102 20,721 346,070 X 01 346,070 0 0 COST PLUS INC CALIF Com 221485105 14,291 498,150 X 01 498,150 0 0 COSTCO WHSL CORP NEW Com 22160K105 356 10,777 X 01 10,777 0 0 COUNTRYWIDE CREDIT IND INC Com 222372104 14,032 462,917 X 01 462,917 0 0 COVANCE INC Com 222816100 7,725 876,650 X 01 876,650 0 0 CREDENCE SYSTEMS CORP Com 225302108 17,760 321,810 X 01 321,810 0 0 CREDIT LYONNAIS CAPITAL 144A PFD 225386101 2,250 100,000 X 01 100,000 0 0 CROWN CASTLE INTL CORP Com 228227104 3,966 108,660 X 01 108,660 0 0 CROWN CORK AND SEAL COMPANY Com 228255105 7,505 500,310 X 01 500,310 0 0 CULLEN/FROST BANKERS INC Com 229899109 56,713 2,155,350 X 01 2,155,350 0 0 CYBERONICS Com 23251P102 5,104 425,350 X 01 425,350 0 0 CYPRESS SEMICONDUCTOR CORP Com 232806109 35,952 850,927 X 01 850,927 0 0 CYTYC CORP Com 232946103 19,026 356,450 X 01 356,450 0 0 DDI CORP /CA Com 233162106 16,454 577,350 X 01 577,350 0 0 DNB FINL CORP Com 233237106 800 58,696 X 01 58,696 0 0 DPL INC Com 233293109 5,002 228,000 X 01 228,000 0 0 DST SYSTEMS INC Com 233326107 2,588 34,000 X 01 34,000 0 0 DTE ENERGY COMPANY Com 233331107 17,671 578,203 X 01 578,203 0 0 DANAHER CORPORATION Com 235851102 3,119 63,097 X 01 63,097 0 0 DANKA BUSINESS SYSTEMS PLC ADR DR 236277109 4,724 1,219,038 X 01 1,219,038 0 0 DATA RETURN CORP Com 23785M104 22,774 785,310 X 01 785,310 0 0 DELL COMPUTER CORP Com 247025109 69,096 1,401,183 X 01 1,401,183 0 0 DENTSPLY INTERNATIONAL INC Com 249030107 10,315 334,780 X 01 334,780 0 0 DESERT CMNTY BK VICTORVILLE CA Com 25037Y109 1,063 62,500 X 01 62,500 0 0 DEVON ENERGY CORPORATION NEW PFD 25179M202 21,634 251,000 X 01 251,000 0 0 DEXTER CORP Com 252165105 18,168 378,500 X 01 378,500 0 0 DIAL CORP Com 25247D101 1,544 148,825 X 01 148,825 0 0 DIAMOND OFFSHORE DRILLING Com 25271C102 3,918 111,550 X 01 111,550 0 0 DIME COMMUNITY BANCORP INC Com 253922108 6,056 372,654 X 01 372,654 0 0 DIME BANCORP INC Com 25429Q102 29,484 1,872,000 X 01 1,872,000 0 0 DISNEY (WALT) COMPANY Com 254687106 1,776 45,750 X 01 45,750 0 0 DIVERSA CORP Com 255064107 994 30,000 X 01 30,000 0 0 DIVERSINET CORP Com 25536K204 19,851 1,671,650 X 01 1,671,650 0 0 DOBSON COMMUNICATIONS CORP-A Com 256069105 7,459 387,500 X 01 387,500 0 0 DOMINION RESOURCES INC/VA Com 25746U109 18,775 437,906 X 01 437,906 0 0 DOUBLECLICK INC COM Com 258609304 11,831 310,312 X 01 310,312 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document DOVER CORP Com 260003108 43,532 1,073,214 X 01 1,073,214 0 0 DOW CHEMICAL CO Com 260543103 6,843 226,696 X 01 226,696 0 0 DRIL-QUIP INC COM Com 262037104 17,400 372,200 X 01 372,200 0 0 DSET CORP. Com 262504103 6,197 204,000 X 01 204,000 0 0 E I DUPONT DE NEMOURS & CO INC Com 263534109 12,317 281,528 X 01 281,528 0 0 DUANE READE INC. Com 263578106 14,502 563,200 X 01 563,200 0 0 DUKE CAPITAL FIN PFD 264393208 2,208 100,100 X 01 100,100 0 0 DUKE POWER CO Com 264399106 18,304 324,675 X 01 324,675 0 0 DUKE CAPITAL FIN PFD 26439E204 4,976 226,200 X 01 226,200 0 0 DUN + BRADSTREET CORP DEL Com 26483B106 15,276 533,673 X 01 533,673 0 0 DUPONT PHOTOMASKS INC Com 26613X101 24,603 359,170 X 01 359,170 0 0 ENTERGY LONDON CAP L P QUIPS A 8.625% PFD 268316205 2,452 107,500 X 01 107,500 0 0 EMC CORP Com 268648102 120,746 1,569,406 X 01 1,569,406 0 0 EOG RESOURCES INC Com 26875P101 16,197 483,500 X 01 483,500 0 0 E PIPHANY INC Com 26881V100 809 7,550 X 01 7,550 0 0 ESB FINANCIAL CORP Com 26884F102 1,286 128,620 X 01 128,620 0 0 ESCO ELECTRONICS CORP Com 269030102 4,845 285,000 X 01 285,000 0 0 E-TEK DYNAMICS INC COM Com 269240107 8,838 33,500 X 01 33,500 0 0 EAGLE BACSHARES INC Com 26942C109 347 30,500 X 01 30,500 0 0 EARTHWATCH INC PFD 270324502 719 89,836 X 01 89,836 0 0 EAST WEST BANCORP INC Com 27579R104 13,812 965,000 X 01 965,000 0 0 EASTERN ENTERPRISES Com 27637F100 12,397 196,772 X 01 196,772 0 0 EASTMAN CHEMICAL COMPANY Com 277432100 3,786 79,285 X 01 79,285 0 0 EBENX INC Com 278668108 742 35,000 X 01 35,000 0 0 ECOLAB INC Com 278865100 17,798 455,620 X 01 455,620 0 0 J D EDWARDS & CO COM Com 281667105 39,208 2,603,020 X 01 2,603,020 0 0 EDWARDS LIFESCIENCES Com 28176E108 1,437 75,300 X 01 75,300 0 0 EFFICIENT NETWORKS INC Com 282056100 10,586 143,900 X 01 143,900 0 0 EL PASO TENN PIPELINE CO 8.2500% Series A PFD 283727204 42,289 829,200 X 01 829,200 0 0 EL PASO ENERGY CORP Com 283905107 8,810 172,964 X 01 172,964 0 0 ELAN CORP PLC ADR DR 284131208 5,086 105,000 X 01 105,000 0 0 ELANTEC SEMICONDUCTOR INC Com 284155108 30,127 432,700 X 01 432,700 0 0 ELDORADO BANCSHARES INC Com 28467W106 2,878 397,000 X 01 397,000 0 0 ELECTRONIC DATA SYSTEMS CORP Com 285661104 5,138 124,548 X 01 124,548 0 0 ELECTRONICS FOR IMAGING Com 286082102 12,666 500,370 X 01 500,370 0 0 EMACHINES INC Com 29076P102 3,440 1,280,050 X 01 1,280,050 0 0 EMERSON ELECTRIC Com 291011104 64,459 1,067,651 X 01 1,067,651 0 0 EMPRESA NACIONAL DE ELECTRIC AMERICAN DEPOSITORY DR 29244T101 474 42,850 X 01 42,850 0 0 EMULEX CORP Com 292475209 16,445 250,350 X 01 250,350 0 0 ENERGY EAST CORPORATION Com 29266M109 6,510 341,500 X 01 341,500 0 0 ENRON Com 293561106 754 11,693 X 01 11,693 0 0 ENTERCOM COMMUNICATIONS CORP Com 293639100 3,044 62,435 X 01 62,435 0 0 ENTERGY GULF STS CAP I QUIPS A 8.75% PFD 29364H200 1,987 87,100 X 01 87,100 0 0 EQUANT N V NY REG SHS Com 294409107 10,756 250,130 X 01 250,130 0 0 EQUITABLE BK MD Com 29444Q105 465 35,700 X 01 35,700 0 0 EQUITABLE RESOURCES Com 294549100 1,829 37,910 X 01 37,910 0 0 EQUITY OFFICE PROPERTIES TRUST Com 294741103 14,525 527,000 X 01 527,000 0 0 EQUITY RESIDENTIAL PROPERTIES Com 29476L107 7,590 165,000 X 01 165,000 0 0 ETINUUM INC Com 297664104 1,968 349,900 X 01 349,900 0 0 EXAR CORP Com 300645108 36,345 416,860 X 01 416,860 0 0 EXELIXIS INC Com 30161Q104 7,928 237,550 X 01 237,550 0 0 EXODUS COMMUNICATIONS INC. Com 302088109 44,270 961,096 X 01 961,096 0 0 EXPEDITORS INTL WASH INC Com 302130109 17,835 375,466 X 01 375,466 0 0 EXULT INC Com 302284104 5,000 500,000 X 01 500,000 0 0 EXXON MOBIL CORPORATION Com 30231G102 91,519 1,165,846 X 01 1,165,846 0 0 F & M NATIONAL CORP Com 302374103 4,253 202,525 X 01 202,525 0 0 F.N.B. CORP Com 302520101 6,402 310,385 X 01 310,385 0 0 FNB FINL SVCS CORP Com 302526108 1,502 115,500 X 01 115,500 0 0 FNB BANKSHARES Com 30252H104 509 20,780 X 01 20,780 0 0 FPC CAPITAL I PFD 302552203 14,037 676,465 X 01 676,465 0 0 FVNB CORP Com 302674106 1,941 57,500 X 01 57,500 0 0 FAIRCHILD SEMICON INTL Com 303726103 2,267 55,970 X 01 55,970 0 0 FAMILY DOLLAR STORES INC Com 307000109 3,797 194,100 X 01 194,100 0 0 FHLMC Com 313400301 30,144 744,300 X 01 744,300 0 0 FNMA Com 313586109 111,640 2,139,201 X 01 2,139,201 0 0 FEDERATED DEPARTMENT STORES Com 31410H101 4,092 121,254 X 01 121,254 0 0 FEDERATED INVESTORS INC-CLS B Com 314211103 2,034 58,010 X 01 58,010 0 0 FIFTH THIRD BANCORP Com 316773100 67,928 1,073,959 X 01 1,073,959 0 0 FINANCIAL INSTNS INC Com 317585404 1,691 120,800 X 01 120,800 0 0 FINISAR CORPORATION Com 31787A101 21,630 825,962 X 01 825,962 0 0 FIRST CHARTER CORP Com 319439105 1,618 102,700 X 01 102,700 0 0 FIRST CITIZENS BANCSHARES Com 31946M103 6,242 104,900 X 01 104,900 0 0 FIRST FEDERAL CAPITAL CORP Com 319960100 3,098 280,000 X 01 280,000 0 0 FIRST DATA CORP Com 319963104 56,116 1,130,809 X 01 1,130,809 0 0 FIRST DEFIANCE FINL CORP Com 32006W106 2,056 255,000 X 01 255,000 0 0 FIRST FINANCIAL CORP Com 320221104 1,117 109,000 X 01 109,000 0 0 FIRST FINL HLDGS INC Com 320239106 4,026 292,800 X 01 292,800 0 0 FIRST INTERNET BANK OF INDIANAPRIVATE PLACEMENT Com 32054J981 1,000 14,369 X 01 14,369 0 0 FIRST KEYSTONE FINANCIAL INC Com 320655103 652 66,000 X 01 66,000 0 0 FIRST PREFERRED 9.25% PFD PFD 33610Y207 3,600 150,000 X 01 150,000 0 0 FIRST REP BK SAN FRANCISCO COM Com 336158100 5,167 259,162 X 01 259,162 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FIRST REP CAP PFD 336163209 1,760 2,000 X 01 2,000 0 0 FIRST SECURITY CP Com 336294103 28,712 2,117,044 X 01 2,117,044 0 0 FIRST STATE BANCORPORATION Com 336453105 2,974 290,187 X 01 290,187 0 0 FIRST SOURCE CAP 9% PFD PFD 33645W200 940 40,000 X 01 40,000 0 0 FIRST SOURCE CAP 9% PFD PFD 33645X208 900 40,000 X 01 40,000 0 0 FIRST SOURCE CORPORATION Com 336901103 2,039 130,000 X 01 130,000 0 0 FIRST TENNESSEE NAT'L CORP Com 337162101 51,916 3,134,580 X 01 3,134,580 0 0 FIRST UNION CORP Com 337358105 53,337 2,149,596 X 01 2,149,596 0 0 FIRST VIRGINIA BANKS INC Com 337477103 4,307 123,724 X 01 123,724 0 0 FIRSTBANK CORP ALMA MICH Com 33761G104 2,315 116,480 X 01 116,480 0 0 FIRSTAR CORPORATION Com 33763V109 143,301 6,803,590 X 01 6,803,590 0 0 FISERV INC Com 337738108 51,712 1,195,660 X 01 1,195,660 0 0 FIRSTMERIT CORPORATION Com 337915102 17,232 806,181 X 01 806,181 0 0 FLAGSTAR BANCORP INC COM Com 337930101 853 105,000 X 01 105,000 0 0 FITZGERALD GAMING PRFD PFD 338271406 125 125,000 X 01 125,000 0 0 FITZGERALD GAMING Com 338271984 78 156,752 X 01 156,752 0 0 FLAG FINL CORP Com 33832H107 487 109,750 X 01 109,750 0 0 FLEET BOSTON FINANCIAL Com 339030108 148,789 4,376,151 X 01 4,376,151 0 0 FLEETBOSTON FINL CORP PFD 339030702 18,424 376,000 X 01 376,000 0 0 FLORIDA PWR + LT CO 6.7500% Series U PFD 341081776 9,306 100,000 X 01 100,000 0 0 FLORIDA PROGRESS CORP Com 341109106 16,274 347,174 X 01 347,174 0 0 FORD MOTOR Com 345370100 10,317 239,927 X 01 239,927 0 0 FORD MTR CO DEL 8.25% CUM PFD SERIES B PFD 345370407 790 30,100 X 01 30,100 0 0 FOREST LABS Com 345838106 12,792 126,650 X 01 126,650 0 0 FORRESTER RESEARCH INC Com 346563109 33,858 465,000 X 01 465,000 0 0 FORT JAMES CORP COM Com 347471104 27,146 1,173,892 X 01 1,173,892 0 0 FORWARD AIR CORPORATION Com 349853101 17,486 437,150 X 01 437,150 0 0 FRANKFORT FIRST BANCORP INC Com 352128201 897 72,500 X 01 72,500 0 0 FREEPORT-MCMORAN 7.00% SERIES PFD 35671D501 6,656 500,000 X 01 500,000 0 0 FREEPORT-MCMORAN COPPER & GOLD CL B Com 35671D857 6,947 751,013 X 01 751,013 0 0 FULTON FINANCIAL CORP Com 360271100 9,863 557,646 X 01 557,646 0 0 GA FINANCIAL INC Com 361437106 4,813 400,000 X 01 400,000 0 0 GTE CORP Com 362320103 3,903 62,693 X 01 62,693 0 0 GALILEO INTERNATIONAL INC COM Com 363547100 756 36,200 X 01 36,200 0 0 GANNETT CO INC Com 364730101 34,272 572,986 X 01 572,986 0 0 GAP STORES Com 364760108 12,753 408,085 X 01 408,085 0 0 GASONICS INTL CORP Com 367278108 22,132 561,200 X 01 561,200 0 0 GATEWAY AMERN BANCSHARES INC Com 367569100 225 100,000 X 01 100,000 0 0 GATEWAY INC Com 367626108 28,524 502,622 X 01 502,622 0 0 GAYLORD CONTAINER CLASS A Com 368145108 2,983 1,110,000 X 01 1,110,000 0 0 GENENTECH INC Com 368710406 13,734 79,850 X 01 79,850 0 0 GENERAL DYNAMICS Com 369550108 7,611 145,670 X 01 145,670 0 0 GENERAL ELECTRIC Com 369604103 166,732 3,145,895 X 01 3,145,895 0 0 GENERAL GROWTH PROPERTIES REIT Com 370021107 9,112 287,000 X 01 287,000 0 0 GENERAL MTRS CORP 9.12% CUM PFD SERIES G PFD 370442790 18,536 726,914 X 01 726,914 0 0 GENERAL MOTORS-CLASS H Com 370442832 53,435 608,950 X 01 608,950 0 0 GENEVA STEEL SER B PREF PFD 372252403 1 10,000 X 01 10,000 0 0 GENE THERAPEUTICS CORP Com 372430108 16,304 535,650 X 01 535,650 0 0 GENUITY INC Com 37248E103 9,156 1,000,000 X 01 1,000,000 0 0 GENZYME SURGICAL PRODUCTS Com 372917609 1,292 130,000 X 01 130,000 0 0 GEORGIA-PACIFIC - PEPS UNITS PFD 373298801 477 14,891 X 01 14,891 0 0 GA PWR CAP TR IV PFD 37333R209 5,355 266,100 X 01 266,100 0 0 GETTY IMAGES INC Com 374276103 20,871 563,120 X 01 563,120 0 0 GIGA INFORMATION GROUP INC Com 37517M109 511 92,900 X 01 92,900 0 0 gilead sciences inc Com 375558103 2,845 40,000 X 01 40,000 0 0 GLAXO WELLCOME PLC SPONSORED ADR DR 37733W105 5,203 90,000 X 01 90,000 0 0 GLOBAL LIGHT TELECOM INC Com 37934X100 7,917 723,838 X 01 723,838 0 0 GLOBAL TELESYSTEMS GROUP INC Com 37936U104 2,763 229,020 X 01 229,020 0 0 GLOBECOMM SYSTEMS INC Com 37956X103 4,125 300,000 X 01 300,000 0 0 GLOBESPAN INC Com 379571102 824 6,750 X 01 6,750 0 0 GLOBIX CORPORATION Com 37957F101 1,323 45,140 X 01 45,140 0 0 GOLD BANC CORPORATION Com 379907108 419 83,766 X 01 83,766 0 0 GOLDEN ST BANCORP INC Com 381197102 12,324 684,686 X 01 684,686 0 0 GOLDEN WEST FINANCIAL CORP Com 381317106 6,808 166,801 X 01 166,801 0 0 GOODRICH B F CO Com 382388106 742 21,779 X 01 21,779 0 0 GRACE W R + CO DEL NEW Com 38388F108 805 66,427 X 01 66,427 0 0 GRAND METRO DEL 9.42% CUM PFD SERIES A PFD 386087209 5,018 194,420 X 01 194,420 0 0 GRANITE BROADCASTING CORP PFD EXCH PFD 387241508 13,445 14,939 X 01 14,939 0 0 GRANT PRIDECO INC Com 38821G101 2,710 108,400 X 01 108,400 0 0 GREAT ATLANTIC & PAC TEA CO Com 390064103 2,827 170,043 X 01 170,043 0 0 GREENPOINT FINANCIAL CORP Com 395384100 55,819 2,977,000 X 01 2,977,000 0 0 GREY WOLF INC COM Com 397888108 23,454 4,690,750 X 01 4,690,750 0 0 GUARANTY FINL CORP VA Com 401086103 569 75,000 X 01 75,000 0 0 GUIDANT CORP Com 401698105 7,521 151,940 X 01 151,940 0 0 THE HEALTHCARE COMPANY Com 404119109 4,663 153,529 X 01 153,529 0 0 HMN FINANCIAL INC Com 40424G108 1,977 179,750 X 01 179,750 0 0 HSBC USA INC NEW PFD 40428H201 10,298 260,700 X 01 260,700 0 0 HALLIBURTON CO Com 406216101 9,268 196,409 X 01 196,409 0 0 HANCOCK HOLDING CO Com 410120109 11,742 345,365 X 01 345,365 0 0 HARLEYSVILLE NATL CORP PA Com 412850109 3,657 111,678 X 01 111,678 0 0 HARTFORD FINL SVCS GROUP INC COM Com 416515104 42,734 763,960 X 01 763,960 0 0 HARVARD INDUSTRIES INC Com 417434503 777 230,210 X 01 230,210 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document HAWAIIAN ELEC 8.3600% Series PFD 41987M201 4,835 202,000 X 01 202,000 0 0 HAYNES HOLDINGS, INC Com 4208899A7 17 67,938 X 01 67,938 0 0 HEALTH MANAGEMENT ASSOCIATES Com 421933102 5,347 409,370 X 01 409,370 0 0 HEIDRICK & STRUGGLES INTL Com 422819102 13,228 209,550 X 01 209,550 0 0 HELLENIC TELECOMMUNICATIONS DR 423325307 377 30,950 X 01 30,950 0 0 HELLER FINANCIAL INC Com 423328103 15,273 745,000 X 01 745,000 0 0 HEWLETT-PACKARD INC Com 428236103 38,103 305,129 X 01 305,129 0 0 HIBERNIA CORPORATION CLASS A Com 428656102 4,783 439,800 X 01 439,800 0 0 HIGHLAND BANCORP INC Com 429879109 3,323 136,334 X 01 136,334 0 0 HINGHAM INSTN SVGS MASS Com 433323102 1,181 90,000 X 01 90,000 0 0 HISPANIC BROADCASTING CORP Com 43357B104 3,331 100,570 X 01 100,570 0 0 HOME FEDERAL BANCORP Com 436926109 2,741 166,100 X 01 166,100 0 0 HOME DEPOT Com 437076102 55,652 1,114,441 X 01 1,114,441 0 0 HONEYWELL INTERNATIONAL INC Com 438516106 61,981 1,839,876 X 01 1,839,876 0 0 HOOPER HOLMES INC Com 439104100 680 85,000 X 01 85,000 0 0 HOUGHTON MIFFLIN COMPANY Com 441560109 17,291 370,350 X 01 370,350 0 0 HOUSEHOLD INTL INC Com 441815107 59,002 1,419,595 X 01 1,419,595 0 0 HOUSEHOLD INTL INC PFD 441815834 3,183 124,200 X 01 124,200 0 0 HUDSON UNITED BANCORP Com 444165104 14,355 639,781 X 01 639,781 0 0 HUMAN GENOME SCIENCES INC Com 444903108 15,166 113,710 X 01 113,710 0 0 HUNTINGTON BANCSHARES Com 446150104 7,023 444,151 X 01 444,151 0 0 HYPERION SOLUTIONS CORP Com 44914M104 7,224 222,700 X 01 222,700 0 0 ICG COMMUNICATIONS, INC. Com 449246107 1,034 46,845 X 01 46,845 0 0 ICG HOLDINGS PFD 449247501 2,478 3,137 X 01 3,137 0 0 ICOS CORPORATION Com 449295104 2,420 55,000 X 01 55,000 0 0 IFC CAPITAL TRUST I 9.25% PFD PFD 44950A204 4,975 200,000 X 01 200,000 0 0 I-LINK INC Com 449927102 9,291 1,728,650 X 01 1,728,650 0 0 I-STAT CORP Com 450312103 436 25,000 X 01 25,000 0 0 IBERIABANK CORP Com 450828108 6,888 448,000 X 01 448,000 0 0 IDAHO PWR CO 7.07% CUM PFD PFD 451380703 2,619 27,000 X 01 27,000 0 0 ILLINOIS SUPERCONDUCTOR CORP Com 452284102 1,655 346,100 X 01 346,100 0 0 ILLINOIS TOOL WORKS INC Com 452308109 33,737 591,870 X 01 591,870 0 0 IMMUNEX CORP NEW Com 452528102 12,964 262,230 X 01 262,230 0 0 IMPERIAL BANCORP Com 452556103 3,754 241,217 X 01 241,217 0 0 IMPSAT FIBER NETWORKS INC. Com 45321T103 1,726 103,070 X 01 103,070 0 0 IMR GLOBAL CORPORATION Com 45321W106 8,491 650,000 X 01 650,000 0 0 INCYTE PHARMACEUTICALS INC Com 45337C102 1,200 14,600 X 01 14,600 0 0 INDEPENDENCE CMNTY BK CORP Com 453414104 7,045 531,666 X 01 531,666 0 0 INDEPENDENT BANK CORP- MASS Com 453836108 9,276 820,000 X 01 820,000 0 0 INDEPENDENT BANK CORP - MICH Com 453838104 2,057 151,700 X 01 151,700 0 0 INDIANAPOLIS PWR & LT CO PFD% PFD 455434878 2,125 26,150 X 01 26,150 0 0 INFINITY BROADCASTING CORP - A Com 45662S102 31,350 860,391 X 01 860,391 0 0 INFORMIX CORP Com 456779107 1,234 165,860 X 01 165,860 0 0 INFOSPACE COM INC COM Com 45678T102 22,568 408,472 X 01 408,472 0 0 INGERSOLL-RAND CO Com 456866102 7,846 194,925 X 01 194,925 0 0 INHALE THERAPEUTIC SYS Com 457191104 25,756 253,830 X 01 253,830 0 0 INKTOMI CORP COM Com 457277101 28,244 238,847 X 01 238,847 0 0 INSIGHT ENTERPRISES INC Com 45765U103 23,502 396,240 X 01 396,240 0 0 INPRISE CORPORATION Com 45766C102 876 143,000 X 01 143,000 0 0 INTEGRA LIFESCIENCES HOLDING Com 457985208 224 22,500 X 01 22,500 0 0 INTEGRAL SYSTEMS INC Com 45810H107 838 50,000 X 01 50,000 0 0 INTEGRATED DEVICE TECH INC Com 458118106 65,926 1,101,054 X 01 1,101,054 0 0 INTEGRATED SILICON Com 45812P107 29,336 772,000 X 01 772,000 0 0 INTEL CORP Com 458140100 137,097 1,025,503 X 01 1,025,503 0 0 INTEGRA BANK CORPORATION Com 45814P105 1,626 95,634 X 01 95,634 0 0 INTERCHANGE FINL SVCS CP/NJ Com 458447109 4,248 323,625 X 01 323,625 0 0 INTERMEDIA COMM OF FLORIDA Com 458801107 39,141 1,315,670 X 01 1,315,670 0 0 INTERNAP NETWORK SERVICES Com 45885A102 3,184 76,700 X 01 76,700 0 0 INTERNATIONAL BUSINESS MACHINE Com 459200101 47,995 438,065 X 01 438,065 0 0 INTERNATIONAL PAPER CO Com 460146103 3,858 129,398 X 01 129,398 0 0 INTERNATIONAL WIRELESS COMMU Com 46058G504 1,755 942,720 X 01 942,720 0 0 INTERPORE INTERNATIONAL Com 46062W107 14,237 1,469,650 X 01 1,469,650 0 0 INTERPUBLIC GROUP INC Com 460690100 71,729 1,668,109 X 01 1,668,109 0 0 INTRANET SOLUTIONS Com 460939309 17,342 451,900 X 01 451,900 0 0 INTERWOVEN INC Com 46114T102 32,007 291,010 X 01 291,010 0 0 INTUIT INC Com 461202103 26,439 639,000 X 01 639,000 0 0 INVITGOGEN CORP Com 46185R100 27,419 364,600 X 01 364,600 0 0 IRON MOUNTAIN INC Com 462846106 19,484 573,060 X 01 573,060 0 0 I2 TECHNOLOGIES INC Com 465754109 59,065 566,490 X 01 566,490 0 0 JDS UNIPHASE CORP Com 46612J101 24,130 201,290 X 01 201,290 0 0 JNI CORP Com 46622G105 11,069 350,000 X 01 350,000 0 0 JABIL CIRCUIT INC Com 466313103 33,064 666,280 X 01 666,280 0 0 JEFFRIES GROUP INC (NEW) Com 472319102 4,110 203,600 X 01 203,600 0 0 JEFFERSON PILOT CORP. Com 475070108 26,845 475,652 X 01 475,652 0 0 JOHNSON & JOHNSON Com 478160104 127,656 1,253,069 X 01 1,253,069 0 0 JOHNSON CONTROLS Com 478366107 10,147 197,742 X 01 197,742 0 0 JUPITER COMMUNICATIONS INC Com 482050101 7,982 347,050 X 01 347,050 0 0 KLA INSTRUMENTS CORP Com 482480100 39,020 666,302 X 01 666,302 0 0 KLM ROYAL DUTCH AIRLINES NY REG SHS DR 482516309 3,401 128,030 X 01 128,030 0 0 KANSAS CITY POWER & LIGHT Com 485134100 9,664 429,500 X 01 429,500 0 0 KANSAS CITY SOUTHERN INDUST Com 485170104 1,517 17,105 X 01 17,105 0 0 KELLOGG CO Com 487836108 2,022 67,966 X 01 67,966 0 0 KENT ELECTRONICS CORP Com 490553104 15,440 517,900 X 01 517,900 0 0 KERR - MCGEE CORP Com 492386107 2,222 37,696 X 01 37,696 0 0 KEY ENERGY GROUP INC COM Com 492914106 697 72,448 X 01 72,448 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document KEY CORP (NEW) Com 493267108 10,823 614,086 X 01 614,086 0 0 KEYNOTE SYS INC Com 493308100 14,113 200,000 X 01 200,000 0 0 KEYSPAN CORPORATION Com 49337W100 10,178 331,000 X 01 331,000 0 0 KEYSTONE FINANCIAL INC Com 493482103 6,451 303,595 X 01 303,595 0 0 KIMBERLY-CLARK CORP Com 494368103 53,124 925,916 X 01 925,916 0 0 KING PHARMACEUTICALS INC Com 495582108 1,974 45,000 X 01 45,000 0 0 KOHLS CORP Com 500255104 682 12,264 X 01 12,264 0 0 KROGER CO Com 501044101 35,608 1,613,975 X 01 1,613,975 0 0 LG&E ENERGY CORPORATION Com 501917108 12,869 539,000 X 01 539,000 0 0 LSB BANCSHARES INC Com 502158108 692 56,512 X 01 56,512 0 0 LSI LOGIC Com 502161102 27,194 502,431 X 01 502,431 0 0 LAM RESEARCH CORP Com 512807108 5,199 138,640 X 01 138,640 0 0 LAMAR ADVERTISING COMPANY Com 512815101 580 13,400 X 01 13,400 0 0 LAMAR CAPITAL CORP COM Com 51282P106 618 75,500 X 01 75,500 0 0 LASER MEDICAL CORPORATION PFD PFD 517926986 667 500,000 X 01 500,000 0 0 LASER MEDICAL CORPORATION Com 517926994 0 491,800 X 01 491,800 0 0 LASER MEDICAL CORPORATION PFD 51792A995 500 500,000 X 01 500,000 0 0 LASMO AMERICA LTD PFD 51808V207 19,000 190,000 X 01 190,000 0 0 ESTEE LAUDER COMPANIES - CL A Com 518439104 3,525 71,310 X 01 71,310 0 0 LAWRENCE SVGS BK MASS NEW Com 520341108 490 70,000 X 01 70,000 0 0 LEAR CORPORATION Com 521865105 3,562 178,100 X 01 178,100 0 0 LEGGETT & PLATT INC Com 524660107 18,626 1,128,844 X 01 1,128,844 0 0 LEGG MASON INCORPORATED Com 524901105 14,550 291,000 X 01 291,000 0 0 LEHMAN BROTHERS HOLDING INC Com 524908100 51,477 544,365 X 01 544,365 0 0 LEHMAN BROTHERS HLDGS INC PFD 524908704 11,482 283,500 X 01 283,500 0 0 LEHMAN BROTHERS HLDGS INC PFD 524908886 20,707 550,339 X 01 550,339 0 0 LEVEL 3 COMMUNICATIONS INC Com 52729N100 27,047 307,350 X 01 307,350 0 0 LIFEPOINT HOSPS INC Com 53219L109 18,980 853,050 X 01 853,050 0 0 LIGAND PHARMACEUTICALS-CL B Com 53220K207 11,164 846,550 X 01 846,550 0 0 LIFEMINDERS INC Com 53220Q105 1,790 60,550 X 01 60,550 0 0 LILLY ELI CO Com 532457108 35,780 358,248 X 01 358,248 0 0 LIMITED INC Com 532716107 2,693 124,519 X 01 124,519 0 0 LINCOLN NATIONAL CORP Com 534187109 8,324 230,414 X 01 230,414 0 0 LINEAR TECHNOLOGY CORP Com 535678106 8,395 131,298 X 01 131,298 0 0 LINENS 'N THINGS INC Com 535679104 15,771 581,405 X 01 581,405 0 0 LOCAL FINL CORP COM Com 539553206 3,338 400,000 X 01 400,000 0 0 LOEWS CORP Com 540424108 302 5,034 X 01 5,034 0 0 LONE STAR TECHNOLOGIES Com 542312103 26,827 580,050 X 01 580,050 0 0 LOWES COS INC. Com 548661107 33,890 825,319 X 01 825,319 0 0 LUCENT TECHNOLOGIES Com 549463107 96,179 1,623,276 X 01 1,623,276 0 0 M & T BANK CORPORATION Com 55261F104 33,120 73,601 X 01 73,601 0 0 MAF BANCORP INC Com 55261R108 9,580 526,743 X 01 526,743 0 0 MBIA INC. Com 55262C100 32,181 667,822 X 01 667,822 0 0 MBNA CORP Com 55262L100 35,048 1,292,087 X 01 1,292,087 0 0 MCN MICHIGAN LP 9.375% CUM PFD SERIES A PFD 55268M201 7,616 307,700 X 01 307,700 0 0 MVBI CAP TR PFD 553816208 860 40,000 X 01 40,000 0 0 MACK CALI RLTY CORP Com 554489104 7,578 295,000 X 01 295,000 0 0 MAIN STR BANCORP INC Com 559906102 748 84,307 X 01 84,307 0 0 MANAGEMENT NETWORK GROUP INC Com 561693102 19,954 570,100 X 01 570,100 0 0 MANUFACTURES SERVICES LTD Com 565005105 2,881 140,100 X 01 140,100 0 0 MANUGISTICS GROUP INC Com 565011103 13,113 280,500 X 01 280,500 0 0 MARATHON FINL CORP Com 56580P104 142 27,500 X 01 27,500 0 0 MARINE DRILLING CO INC Com 568240204 25,225 900,900 X 01 900,900 0 0 MARKETWATCH.COM INC Com 570619106 14,426 766,850 X 01 766,850 0 0 MARSH & MCLENNAN COS INC Com 571748102 89,383 855,856 X 01 855,856 0 0 MARSHALL AND ILSLEY CORP Com 571834100 28,539 687,680 X 01 687,680 0 0 MASSACHUSETTS ELEC CO 6.99% CUM PFD PFD 575634704 5,213 54,000 X 01 54,000 0 0 MASSBANK CORP Com 576152102 2,909 103,899 X 01 103,899 0 0 MATTSON TECHNOLOGY Com 577223100 6,640 204,300 X 01 204,300 0 0 MAXTOR CORP Com 577729205 6,840 647,550 X 01 647,550 0 0 MAXIM INTERGRATED PRODUCTS Com 57772K101 11,295 166,259 X 01 166,259 0 0 MAXYGEN Com 577776107 851 15,000 X 01 15,000 0 0 MAVERICK TUBE CORPORATION Com 577914104 26,209 899,880 X 01 899,880 0 0 MCDONALDS CORP Com 580135101 16,757 508,756 X 01 508,756 0 0 MCGRAW-HILL INC Com 580645109 67,484 1,249,701 X 01 1,249,701 0 0 MCLEOD INC Com 582266102 14,462 699,085 X 01 699,085 0 0 MEDALLION FINL CORP Com 583928106 7,260 470,300 X 01 470,300 0 0 MEDFORD BANCORP INC Com 584131106 2,945 208,500 X 01 208,500 0 0 MEDIAONE GROUP INC COM Com 58440J104 8,421 128,865 X 01 128,865 0 0 MEDIA METRIX INC Com 58440X103 17,205 676,350 X 01 676,350 0 0 MEDIAPLEX INC Com 58446B105 7,156 370,550 X 01 370,550 0 0 MEDIMMUNE INC Com 584699102 7,080 95,681 X 01 95,681 0 0 MEDQUIST INC Com 584949101 510 15,000 X 01 15,000 0 0 MEDTRONIC INC Com 585055106 51,746 1,038,825 X 01 1,038,825 0 0 MELLON FINANCIAL CORP Com 58551A108 113,824 3,123,813 X 01 3,123,813 0 0 MERCANTILE BANKSHARES Com 587405101 26,722 896,350 X 01 896,350 0 0 MERCK & CO INC Com 589331107 65,368 853,092 X 01 853,092 0 0 MERCURY INTERACTIVE CORP Com 589405109 71,887 743,021 X 01 743,021 0 0 MERIX CORP Com 590049102 10,751 228,750 X 01 228,750 0 0 MERRILL LYNCH & CO Com 590188108 59,887 520,755 X 01 520,755 0 0 MERRILL LYNCH + CO INC 9% CUM PFD SERIES A PFD 590188819 19,342 678,650 X 01 678,650 0 0 MERRILL MERCHANTS BANKSHARES Com 59021H103 731 65,000 X 01 65,000 0 0 META GROUP INC Com 591002100 13,237 687,650 X 01 687,650 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document METRIS COMPANIES INC Com 591598107 29,441 1,171,770 X 01 1,171,770 0 0 METROMEDIA FIBER NETWORK INC CL A Com 591689104 43,539 1,097,044 X 01 1,097,044 0 0 METROBANCORP Com 591913108 340 57,849 X 01 57,849 0 0 METTLER-TOLEDO INTERNATIONAL Com 592688105 1,400 35,000 X 01 35,000 0 0 MICREL INC Com 594793101 17,343 399,260 X 01 399,260 0 0 MICRO ASI PRIVATE PLACEMENT Com 59479V992 2,000 2,000,000 X 01 2,000,000 0 0 MICROSOFT CORP Com 594918104 134,606 1,682,571 X 01 1,682,571 0 0 MICROSTRATEGY INC CL A Com 594972101 4,602 153,400 X 01 153,400 0 0 MICROCELL TELECOMMUNICATIONS CL B NON VTG Com 59501T304 1,804 49,950 X 01 49,950 0 0 MICROMUSE INC Com 595094103 19,135 115,630 X 01 115,630 0 0 MICRON TECHNOLOGY Com 595112103 106,087 1,204,678 X 01 1,204,678 0 0 MICROSEMI CORP Com 595137100 19,775 582,700 X 01 582,700 0 0 MID-STATE BANCSHARES Com 595440108 409 15,000 X 01 15,000 0 0 MIDAMERICAN ENERGY CO $7.80 PFD 595620204 940 9,125 X 01 9,125 0 0 MIDWEST BANC HOLDINGS INC COM Com 598251106 472 34,000 X 01 34,000 0 0 MILLENNIUM PHARMACEUTICALS Com 599902103 11,986 107,140 X 01 107,140 0 0 MINIMED INC Com 60365K108 1,180 10,000 X 01 10,000 0 0 MINNESOTA MINING & MFG Com 604059105 58,291 706,555 X 01 706,555 0 0 MISSISSIPPI VALLEY BANCSHRS Com 605720101 9,461 390,150 X 01 390,150 0 0 MITSUBISHI CORP - ADR DR 606769305 3,921 216,284 X 01 216,284 0 0 MODEM MEDIA POPPE TYSON Com 607533106 3,051 245,320 X 01 245,320 0 0 MOLEX INC Com 608554101 4,234 87,972 X 01 87,972 0 0 MONONGAHELA PWR CO $7.73 CUM PFD SERIES L PFD 610202848 12,772 124,000 X 01 124,000 0 0 MONTANA PWR CAP I 8.4500% 12/31/36 Series A PFD 612083204 920 40,000 X 01 40,000 0 0 MONTANA POWER CO Com 612085100 21,918 620,700 X 01 620,700 0 0 MONTANA PWR CO $6.8750 Series PFD 612085506 10,028 109,000 X 01 109,000 0 0 J P MORGAN & CO INC Com 616880100 5,256 47,727 X 01 47,727 0 0 MORGAN J P + CO INC 6.625 PFD 616880886 16,660 340,000 X 01 340,000 0 0 MORGAN S D WITTER DISCOVER&CO COM NEW Com 617446448 92,484 1,110,922 X 01 1,110,922 0 0 MORGAN STANLEY GROUP INC 7.7500% PFD 617446562 19,344 372,000 X 01 372,000 0 0 MOTOROLA INC Com 620076109 9,714 334,231 X 01 334,231 0 0 MULTEX.COM INC Com 625367107 11,892 472,150 X 01 472,150 0 0 MUTUAL CMNTY SVGS BK DURHAM Com 628247108 158 17,070 X 01 17,070 0 0 NBC INTERNET INC Com 62873D105 6,250 500,000 X 01 500,000 0 0 NPS PHARMACEUTICALS INC Com 62936P103 36,019 1,346,500 X 01 1,346,500 0 0 NTL INCORPORATED Com 629407107 2,432 40,611 X 01 40,611 0 0 NTL INC SR PFD EXCH PFD 629407503 5,683 5,683 X 01 5,683 0 0 NABISCO HOLDINGS CORP-CL A Com 629526104 305 5,800 X 01 5,800 0 0 RJR NABISCO HOLDINGS CORP Com 62952P102 13,662 526,736 X 01 526,736 0 0 NANOMETRICS INC. Com 630077105 18,497 449,100 X 01 449,100 0 0 NATCO GROUP INC-A Com 63227W203 8,922 945,400 X 01 945,400 0 0 NATIONAL CITY CORP Com 635405103 58,657 3,437,788 X 01 3,437,788 0 0 NATL COMMERCE BANCORP Com 635449101 7,282 453,374 X 01 453,374 0 0 NATIONAL COMPUTER SYS INC COM Com 635519101 27,624 560,895 X 01 560,895 0 0 NATIONAL INSTRUMENTS CORP Com 636518102 13,432 307,897 X 01 307,897 0 0 NATIONAL SEMICONDUCTOR CORP Com 637640103 34,149 601,741 X 01 601,741 0 0 NEIMAN MARCUS GROUP Com 640204301 7,423 267,491 X 01 267,491 0 0 NETWORKS ASSOCS INC Com 640938106 10,668 523,600 X 01 523,600 0 0 NET PERCEPTIONS INC Com 64107U101 13,580 855,450 X 01 855,450 0 0 NET2PHONE INC Com 64108N106 10,706 300,000 X 01 300,000 0 0 NETCREATIONS INC Com 64110N102 3,069 67,000 X 01 67,000 0 0 NETPLIANCE INC Com 64115K103 9,914 1,086,500 X 01 1,086,500 0 0 NETRATINGS INC Com 64116M108 11,579 451,850 X 01 451,850 0 0 NETWORK APPLIANCE INC Com 64120L104 20,764 257,938 X 01 257,938 0 0 Hong Kong Land Holdings Com 643491905 880 550,000 X 01 550,000 0 0 NEW HAMPSHIRE THRIFT Com 644722100 315 28,000 X 01 28,000 0 0 NEW YORK TIMES CO CL A Com 650111107 2,033 51,476 X 01 51,476 0 0 NEWFIELD EXPLORATION COMPANY Com 651290108 20,997 536,665 X 01 536,665 0 0 THE NEWS CORPORATION LIMITED ADR DR 652487703 20,324 372,916 X 01 372,916 0 0 NEXTCARD INC Com 65332K107 7,183 845,000 X 01 845,000 0 0 NEXTEL COMMUNICATIONS INC CL A Com 65332V103 3,860 63,081 X 01 63,081 0 0 NEXTEL COMMUNICATIONS INC PFD D EX PFD 65332V400 27,055 25,524 X 01 25,524 0 0 NEXTEL COMM INC PFD 65332V707 2,218 2,323 X 01 2,323 0 0 NEXTLINK COMMUNICATIONS INC PFD SR EXCH PFD 65333H608 6,726 134,520 X 01 134,520 0 0 NEXTLINK COMMUNICATIONS INC CL A Com 65333H707 4,673 123,180 X 01 123,180 0 0 99 CENTS ONLY STORES COM Com 65440K106 26,595 666,956 X 01 666,956 0 0 NOKIA CORP "A" ADR DR 654902204 63,880 1,279,200 X 01 1,279,200 0 0 NORTEL NETWORKS CORP Com 656568102 34,852 510,655 X 01 510,655 0 0 NORTEL NETWORKS CORP Com 6565689A2 24,311 356,200 X 01 356,200 0 0 NORTHFORK BANCORP Com 659424105 63,919 4,226,027 X 01 4,226,027 0 0 NORTH VALLEY BANCORP Com 66304M105 2,197 209,200 X 01 209,200 0 0 NORTHEAST UTILS Com 664397106 1,762 81,000 X 01 81,000 0 0 NORTHERN STATES POWER MINN Com 665772109 3,553 175,994 X 01 175,994 0 0 NORTHERN TRUST CORP Com 665859104 49,594 762,257 X 01 762,257 0 0 NORTHPOINT COMMUNICATIONS Com 666610100 20,299 1,814,400 X 01 1,814,400 0 0 NORTHRIM BANK Com 666764105 607 83,685 X 01 83,685 0 0 NORTHWEST AIRLINES CORP CL A Com 667280101 42,729 1,403,820 X 01 1,403,820 0 0 NU HORIZONS ELEC CORP Com 669908105 6,781 254,700 X 01 254,700 0 0 NOVELLUS SYSTEM INC Com 670008101 50,394 890,945 X 01 890,945 0 0 NSTAR Com 67019E107 19,774 486,000 X 01 486,000 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NYCOMED AMERSHAM PLC-SP ADR DR 67066H102 2,779 56,710 X 01 56,710 0 0 OGE ENERGY CORP Com 670837103 14,632 790,900 X 01 790,900 0 0 OAK TECHNOLOGY INC. Com 671802106 712 33,000 X 01 33,000 0 0 OCEAN SPRAY CRANBERRIES INC PFD 675022404 16,425 225,000 X 01 225,000 0 0 OLD KENT FINANCIAL CORP Com 679833103 35,961 1,344,329 X 01 1,344,329 0 0 OLD NATIONAL BANCORP Com 680033107 4,988 170,156 X 01 170,156 0 0 OMNICOM GROUP Com 681919106 20,344 228,425 X 01 228,425 0 0 ON ASSIGNMENT INC Com 682159108 26,563 870,930 X 01 870,930 0 0 ONE VALLEY BANCORP OF WV Com 682419106 12,375 395,996 X 01 395,996 0 0 ONI SYSTEMS CORP Com 68273F103 647 5,520 X 01 5,520 0 0 OPEN PORT TECHNOLOGY, INC Com 68371R991 850 527,950 X 01 527,950 0 0 ORACLE SYSTEMS CORP Com 68389X105 122,222 1,453,942 X 01 1,453,942 0 0 OUTBACK STEAKHOUSE INC Com 689899102 1,615 55,200 X 01 55,200 0 0 OXIGENE INC Com 691828107 1,153 115,300 X 01 115,300 0 0 P G & E CORPORATION Com 69331C108 2,516 102,161 X 01 102,161 0 0 PFF BANCORP INC Com 69331W104 3,468 190,000 X 01 190,000 0 0 PE CORP-PE BIOSYSTEMS GROUP Com 69332S102 15,239 231,339 X 01 231,339 0 0 PLX TECHNOLOGY INC Com 693417107 34,437 829,810 X 01 829,810 0 0 PNC BANK CORP. Com 693475105 50,873 1,085,288 X 01 1,085,288 0 0 PRI AUTOMATION INC Com 69357H106 45,462 695,243 X 01 695,243 0 0 PSI ENERGY INC 6.875% CUM PFD PFD 693627879 17,417 187,280 X 01 187,280 0 0 PACIFIC CAP BANCORP NEW Com 69404P101 4,983 198,825 X 01 198,825 0 0 PACIFIC CENTY FINL CORP COM Com 694058108 26,227 1,793,266 X 01 1,793,266 0 0 PACIFIC ENTERPRISES 4.50% PFD 694232505 1,244 19,750 X 01 19,750 0 0 PACIFIC SUNWEAR OF CALIF Com 694873100 9,528 508,175 X 01 508,175 0 0 PACKARD BIOSCIENCE COMPANY Com 695172205 2,550 150,000 X 01 150,000 0 0 PACTIV CORPORATION Com 695257105 11,543 1,465,819 X 01 1,465,819 0 0 PAINE WEBBER GROUP, INC. Com 695629105 16,103 353,922 X 01 353,922 0 0 PAMRAPO BANCORP INC Com 697738102 4,018 206,000 X 01 206,000 0 0 PARAMETRICS TECHNOLOGY CORP Com 699173100 66,149 6,013,504 X 01 6,013,504 0 0 PARTNER COMMUNICATIONS-ADR DR 70211M109 208 21,900 X 01 21,900 0 0 PARTSBASE.COM INC Com 70214P109 1,238 225,000 X 01 225,000 0 0 PATTERSON ENERGY INC Com 703414102 13,415 470,700 X 01 470,700 0 0 PAYCHEX INC. Com 704326107 798 19,000 X 01 19,000 0 0 PEGASUS COMMUNICATIONS CORP Com 705904100 29,240 595,970 X 01 595,970 0 0 PENNEY JC INC Com 708160106 215 11,652 X 01 11,652 0 0 PENNFED FINL SVCX INC Com 708167101 8,630 611,000 X 01 611,000 0 0 PENTAIR INC Com 709631105 31,623 890,800 X 01 890,800 0 0 PENTON MEDIA INC Com 709668107 14,551 415,740 X 01 415,740 0 0 PEOPLES BANCSHARES INC MA Com 709795108 686 45,000 X 01 45,000 0 0 PEOPLES BANCTRUST INC Com 709796106 610 53,000 X 01 53,000 0 0 PEOPLES HLDG CO Com 711148106 468 23,400 X 01 23,400 0 0 PEPSICO INC. Com 713448108 69,548 1,565,070 X 01 1,565,070 0 0 PERKINELMER INC Com 714046109 36,902 558,061 X 01 558,061 0 0 PHARMACYCLICS INC Com 716933106 15,722 257,745 X 01 257,745 0 0 PFIZER INC. Com 717081103 135,690 2,826,880 X 01 2,826,880 0 0 PHARMACOPEIA INC Com 71713B104 21,917 472,600 X 01 472,600 0 0 PHARMACIA CORP. Com 71713U102 32,345 625,783 X 01 625,783 0 0 PHILIP MORRIS COMP COS INC Com 718154107 23,053 867,871 X 01 867,871 0 0 PHYSIOMETRIX INC Com 718928104 1,217 55,000 X 01 55,000 0 0 PHONE COM INC Com 71920Q100 14,891 228,653 X 01 228,653 0 0 PINNACLE HOLDINGS INC Com 72346N101 23,085 427,500 X 01 427,500 0 0 PINNACLE WEST CAPITAL CORP Com 723484101 1,170 34,537 X 01 34,537 0 0 PITNEY BOWES INC Com 724479100 48,901 1,222,531 X 01 1,222,531 0 0 PITTSBURGH FINL CORP Com 725098107 652 79,000 X 01 79,000 0 0 PIXELWORKS INC Com 72581M107 2,300 101,100 X 01 101,100 0 0 PLANTATION FINL CORP Com 727360109 420 28,000 X 01 28,000 0 0 PLEXUS CORP Com 729132100 20,069 177,600 X 01 177,600 0 0 POINTE FINANCIAL CORP COM Com 73084P100 172 19,000 X 01 19,000 0 0 POPULAR INC COM Com 733174106 15,136 794,000 X 01 794,000 0 0 PORTAL SOFTWARE Com 736126103 19,922 311,892 X 01 311,892 0 0 POTOMAC ELEC PWR CO Com 737679100 20,733 829,300 X 01 829,300 0 0 POWERWAVE TECHNOLOGIES INC Com 739363109 17,552 398,905 X 01 398,905 0 0 POWERTEL INC Com 73936C109 18,017 253,990 X 01 253,990 0 0 PRAECIS PHARMACEUTICALS INC Com 739421105 2,230 80,000 X 01 80,000 0 0 PRAXAIR INC Com 74005P104 2,901 77,497 X 01 77,497 0 0 PREDICTIVE SYSTEMS INC Com 74036W102 10,596 294,850 X 01 294,850 0 0 PREMIER PARKS INC Com 740540208 26,311 1,156,520 X 01 1,156,520 0 0 PRENTISS PROPERTIES TRUST Com 740706106 7,800 325,000 X 01 325,000 0 0 T. ROWE PRICE ASSOC INC. Com 741477103 30,207 710,764 X 01 710,764 0 0 PRIMEDIA INC 8.625 % PFD 74157K853 2,125 25,000 X 01 25,000 0 0 PRIME GROUP REALTY TRUST SH BEN INT Com 74158J103 1,519 100,000 X 01 100,000 0 0 PRIMUS TELECOMMUNICATIONS GRP COM Com 741929103 16,807 675,657 X 01 675,657 0 0 PRIDE INTL INC COM Com 741932107 25,603 1,034,450 X 01 1,034,450 0 0 PRIORITY HEALTHCARE CORP Com 74264T102 14,301 192,450 X 01 192,450 0 0 PROBUSINESS SERVICES INC Com 742674104 20,518 772,450 X 01 772,450 0 0 PROCTER & GAMBLE CO Com 742718109 12,376 216,177 X 01 216,177 0 0 PROSOFTTRAINING.COM Com 743477101 14,275 849,050 X 01 849,050 0 0 PROSPERITY BANCSHARES INC Com 743606105 605 37,500 X 01 37,500 0 0 PROTECTIVE LIFE CORP COM Com 743674103 44,131 1,657,500 X 01 1,657,500 0 0 PROTEIN DESIGN LABS INC Com 74369L103 825 5,000 X 01 5,000 0 0 PROVIDENT BANKSHARES CORP Com 743859100 12,114 897,331 X 01 897,331 0 0 PROVIDENT FINL GROUP INC COM Com 743866105 4,085 171,539 X 01 171,539 0 0 PROVINCE HEALTHCARE CO Com 743977100 27,230 753,780 X 01 753,780 0 0 PROVIDIAN FINL CORP COM Com 74406A102 29,880 332,001 X 01 332,001 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document PROXICOM INC Com 744282104 3,416 71,350 X 01 71,350 0 0 PSINET INC Com 74437C101 18,062 718,895 X 01 718,895 0 0 PUBLIC SVC CO OF NEW MEXICO Com 744499104 1,261 81,660 X 01 81,660 0 0 PUBLIC SVC ELECTRIC & GAS CO 6.92% CUM PFD PFD 744567710 10,297 111,925 X 01 111,925 0 0 PUBLIC STORAGE 12.25% SERIES PFD 74460D729 1,011 48,700 X 01 48,700 0 0 PUGET SOUND POWER & LIGHT CO Com 745332106 15,326 719,100 X 01 719,100 0 0 PUGET SOUND PWR + LT CO 7.45000% Series II PFD 745332775 11,677 444,851 X 01 444,851 0 0 QLT PHOTOTHERAPEUTICS INC Com 746927102 13,053 168,840 X 01 168,840 0 0 QANTAS A.D.S. DR 74726M109 280 13,800 X 01 13,800 0 0 QLOGIC CORP Com 747277101 12,027 182,060 X 01 182,060 0 0 QUAKER CITY BANCORP INC Com 74731K106 3,186 207,187 X 01 207,187 0 0 QUAKER OATS CO Com 747402105 6,005 79,929 X 01 79,929 0 0 QUALCOMM INC Com 747525103 20,037 333,947 X 01 333,947 0 0 QUANTA SERVICES INC Com 74762E102 25,636 466,112 X 01 466,112 0 0 QUANTUM HARD DISK DRIVE Com 747906303 11,618 1,050,250 X 01 1,050,250 0 0 QUESTAR CORP Com 748356102 27,148 1,401,200 X 01 1,401,200 0 0 QUIDEL CORP Com 74838J101 263 50,000 X 01 50,000 0 0 QWEST COMMUNICATIONS INTL INC COM Com 749121109 22,388 450,578 X 01 450,578 0 0 R & B FALCON CORP Com 74912E101 10,975 465,770 X 01 465,770 0 0 R&B FALCON CORP PFD 74912E309 9,130 8,044 X 01 8,044 0 0 RCN CORP COM Com 749361101 1,015 40,000 X 01 40,000 0 0 RF MICRODEVICES INC COM Com 749941100 2,151 24,550 X 01 24,550 0 0 RADIO ONE INC Com 75040P108 12,713 430,030 X 01 430,030 0 0 RADIO ONE INC Com 75040P405 19,547 885,980 X 01 885,980 0 0 RADIOSHACK COP Com 750438103 383 8,081 X 01 8,081 0 0 RADYNE COMSTREAM INC Com 750611402 5,786 399,000 X 01 399,000 0 0 RARE HOSPITALITY INTL INC Com 753820109 12,359 437,500 X 01 437,500 0 0 RATIONAL SOFTWARE CORP Com 75409P202 51,547 554,637 X 01 554,637 0 0 RAYMOND JAMES FINANCIAL CORP Com 754730109 1,863 82,800 X 01 82,800 0 0 REALNETWORKS INC COM Com 75605L104 27,587 545,605 X 01 545,605 0 0 RECKSON ASSOCIATES REALTY CORP Com 75621K106 12,944 545,000 X 01 545,000 0 0 REGENT COMMUNICATIONS INC DEL Com 758865109 18,369 2,137,500 X 01 2,137,500 0 0 REGIONS FINANCIAL CORP Com 758940100 21,407 1,077,080 X 01 1,077,080 0 0 REINSURANCE GROUP OF AMERICA Com 759351109 33,037 1,096,650 X 01 1,096,650 0 0 RELIANT ENERGY INC Com 75952J108 17,890 605,172 X 01 605,172 0 0 REPUBLIC SECURITY FINL CORP Com 760758102 515 102,910 X 01 102,910 0 0 RESEARCH IN MOTION Com 760975102 10,134 223,950 X 01 223,950 0 0 REYNOLDS AND REYNOLDS Com 761695105 918 50,300 X 01 50,300 0 0 RHYTHMS NETCONNECTIONS INC Com 762430205 5,653 450,000 X 01 450,000 0 0 RIGGS NATIONAL CORPORATION Com 766570105 3,030 240,000 X 01 240,000 0 0 ROCKINGHAM HERITAGE BK Com 77347A107 293 36,120 X 01 36,120 0 0 ROHM & HAAS CO Com 775371107 30,304 878,387 X 01 878,387 0 0 ROSLYN BANCORP INC Com 778162107 2,949 177,562 X 01 177,562 0 0 ROWAN BANCORP INC Com 779379106 240 15,000 X 01 15,000 0 0 ROYAL BANK OF CANADA Com 780087102 243 4,700 X 01 4,700 0 0 ROYAL DUTCH PETE CO DR 780257804 49,501 804,080 X 01 804,080 0 0 RUDDICK CORP Com 781258108 2,040 172,700 X 01 172,700 0 0 RUDOLPH TECHNOLOGIES INC Com 781270103 12,142 313,350 X 01 313,350 0 0 RURAL CELLULAR CORP-CL A Com 781904107 16,136 210,750 X 01 210,750 0 0 RURAL CELLULAR CORP PFD 781904305 2,056 2,187 X 01 2,187 0 0 S & T BANCORP INC Com 783859101 2,915 159,700 X 01 159,700 0 0 SBC COMMUNICATIONS Com 78387G103 71,492 1,652,992 X 01 1,652,992 0 0 SCG HOLDING CORP Com 783884109 15,750 720,000 X 01 720,000 0 0 SBA COMMUNICATIONS CORPORATION Com 78388J106 30,027 578,130 X 01 578,130 0 0 SCI SYS INC Com 783890106 45,105 1,151,000 X 01 1,151,000 0 0 SCM MICROSYSTEMS INC COM Com 784018103 11,407 188,350 X 01 188,350 0 0 SI FING TR I PFD TRUPS 9.5% PFD 784252207 4,949 196,000 X 01 196,000 0 0 SJNB FINANCIAL CORP Com 784273104 224 8,000 X 01 8,000 0 0 SLM HLDG CORP PFD 78442A307 18,897 401,000 X 01 401,000 0 0 SFC ACQUISITION CORP Com 78599S994 2,039 200,000 X 01 200,000 0 0 SAFEWAY INC Com 786514208 1,216 26,942 X 01 26,942 0 0 ST. PAUL COS. Com 792860108 4,479 131,242 X 01 131,242 0 0 SALEM BK + TR NATL ASSN Com 794035105 1,317 95,769 X 01 95,769 0 0 SAMSUNG E'TRONIC GDR DR 796050888 415 2,384 X 01 2,384 0 0 SAMUELS JEWELERS INC Com 796060101 1,500 300,000 X 01 300,000 0 0 SANMINA CORP COM Com 800907107 39,806 465,572 X 01 465,572 0 0 SCANSOURCE INC Com 806037107 17,159 441,400 X 01 441,400 0 0 SCHERING-PLOUGH CORP Com 806605101 71,229 1,410,466 X 01 1,410,466 0 0 SCHLUMBERGER LTD Com 806857108 1,274 17,077 X 01 17,077 0 0 SCHWAB CHARLES CORP NEW COM Com 808513105 95,943 2,853,336 X 01 2,853,336 0 0 SCIENTIFIC ATLANTA INC Com 808655104 9,239 124,018 X 01 124,018 0 0 SCREAMING MEDIA.NET PFD 810887992 1,739 155,300 X 01 155,300 0 0 SCRIPPS CO Com 811054204 29,590 600,810 X 01 600,810 0 0 SEACOAST BANKING CORP. OF FLA Com 811707108 6,024 223,100 X 01 223,100 0 0 SEAGATE TECHNOLOGY Com 811804103 50,988 927,051 X 01 927,051 0 0 SEAGRAM LTD Com 811850106 4,122 71,062 X 01 71,062 0 0 SEARS ROEBUCK Com 812387108 2,112 64,731 X 01 64,731 0 0 SECURE COMPUTING CORP Com 813705100 23,597 1,254,300 X 01 1,254,300 0 0 SECURITY FED BANCORP INC Com 81423P103 344 33,600 X 01 33,600 0 0 SEMTECH CORPORATION Com 816850101 33,125 433,090 X 01 433,090 0 0 SEMPRA ENERGY Com 816851109 583 34,293 X 01 34,293 0 0 SENSORMATIC ELECTRONICS CORP Com 817265101 25,223 1,595,155 X 01 1,595,155 0 0 SHAW COMMUNICATIONS INC 8.45%
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Series A PFD 82028K606 7,005 334,553 X 01 334,553 0 0 SHELL TRANS & TRADING PLC (NEW) DR 822703609 4,245 85,000 X 01 85,000 0 0 SHORE FINL CORP Com 82511E109 352 48,500 X 01 48,500 0 0 SICOR INC Com 825846108 520 65,000 X 01 65,000 0 0 SIEBEL SYS INC Com 826170102 4,593 28,083 X 01 28,083 0 0 SIERRA PAC POWER 7.8% SERIES 1 PFD 826418709 10,032 389,586 X 01 389,586 0 0 SIERRA PAC RES NEW Com 826428104 16,251 1,293,600 X 01 1,293,600 0 0 SIERRA PAC PWR CAP 1 8.60% 7/30/36 PFD 826433203 2,166 90,000 X 01 90,000 0 0 SILICON VALLEY BANCSHARES Com 827064106 9,804 230,000 X 01 230,000 0 0 SIMMONS FIRST NATL CORP Com 828730200 7,574 338,500 X 01 338,500 0 0 SINCLAIR BROADCAST GROUP INC Com 829226109 8,969 815,350 X 01 815,350 0 0 SIRUS SATELITE RADIO INC Com 82966U103 5,419 122,290 X 01 122,290 0 0 SIX RIVS NATL BK EUREKA CA CAP STK Com 830059101 338 26,000 X 01 26,000 0 0 SKY FINL GROUP INC Com 83080P103 8,861 555,955 X 01 555,955 0 0 SMTF SMARTFORCE PLC DR 83170A206 19,219 400,392 X 01 400,392 0 0 SMITHKLINE BEECHAM PLC ADR DR 832378301 6,845 105,000 X 01 105,000 0 0 SOFTWARE TECHNOLOGIES CORP Com 834040107 11,508 375,000 X 01 375,000 0 0 SOLECTRON CORP Com 834182107 67,831 1,619,837 X 01 1,619,837 0 0 SONIC INNOVATIONS INC Com 83545M109 557 30,000 X 01 30,000 0 0 SOUTH CAROLINA ELEC + GAS CO 6.52% PFD 837004829 15,829 175,000 X 01 175,000 0 0 SOUTH STR FINL CORP Com 840468102 653 95,000 X 01 95,000 0 0 SOUTHERN BANC INC Com 842233108 308 32,900 X 01 32,900 0 0 SOUTHERN MISSOURI BANCORP Com 843380106 204 16,000 X 01 16,000 0 0 SOUTHERN UNION FINANCING 9.48% PFD 844038208 5,871 244,000 X 01 244,000 0 0 SOUTHTRUST CORP Com 844730101 47,986 2,120,934 X 01 2,120,934 0 0 SOUTHWEST BANCORP INC Com 844767103 2,258 140,000 X 01 140,000 0 0 SOUTHWEST BANCORP OF TEXAS Com 84476R109 9,479 456,830 X 01 456,830 0 0 SOVEREIGN BANCORP INC Com 845905108 368 52,350 X 01 52,350 0 0 SPIEKER PROPERTIES INC Com 848497103 12,153 257,200 X 01 257,200 0 0 SPORTSLINE USA INC COM Com 848934105 10,243 600,340 X 01 600,340 0 0 SPRINT CORP Com 852061100 9,157 179,547 X 01 179,547 0 0 SPRINT CORP Com 852061506 30,362 510,292 X 01 510,292 0 0 STANCORP FINANCIAL GROUP Com 852891100 5,622 175,000 X 01 175,000 0 0 STAR GAS PARTNERS L.P. Com 85512C105 1,622 105,503 X 01 105,503 0 0 STATE STREET CORP Com 857477103 107,862 1,016,968 X 01 1,016,968 0 0 STERLING BANCSHARES INC/TX Com 858907108 4,124 381,430 X 01 381,430 0 0 STERLING BANCSHARES CAP TR I PFD TR SECS PFD 858917206 1,860 80,000 X 01 80,000 0 0 STERLING FINL CORP Com 859319105 2,092 181,877 X 01 181,877 0 0 STONE CONTAINER CORP PFD E CV $1.75 PFD 861589307 7,563 465,400 X 01 465,400 0 0 STONE ENERGY CORP Com 861642106 21,211 355,000 X 01 355,000 0 0 STRATOS LIGHTWAVE INC Com 863100103 1,837 65,900 X 01 65,900 0 0 STRYKER CORP Com 863667101 16,498 377,100 X 01 377,100 0 0 STUDENT ADVANTAGE INC Com 86386Q105 8,207 1,122,350 X 01 1,122,350 0 0 STURGIS FED SVGS BK MICH Com 864088109 649 106,000 X 01 106,000 0 0 SUMMIT BANCORP Com 866005101 72,197 2,931,843 X 01 2,931,843 0 0 SUMMIT BANKSHARES INC FT WORTH Com 866011109 5,687 329,700 X 01 329,700 0 0 SUN MICROSYSTEMS INC Com 866810104 38,387 422,130 X 01 422,130 0 0 SUNGARD DATA SYSTEMS, INC. Com 867363103 13,801 445,200 X 01 445,200 0 0 SUNTRUST BKS INC Com 867914103 75,319 1,648,573 X 01 1,648,573 0 0 SUPERIOR FINANCIAL CORP Com 868161100 826 81,000 X 01 81,000 0 0 SUPERMARKETS GENL HLDGS CORP PFD EXCH $3.52 PFD 868446204 8 71,964 X 01 71,964 0 0 SUSQUEHANNA BANCSHARES INC Com 869099101 9,661 677,993 X 01 677,993 0 0 SYCAMORE NETWORKS INC Com 871206108 5,187 46,995 X 01 46,995 0 0 SYNCOR INTL CORP-DEL Com 87157J106 4,320 60,000 X 01 60,000 0 0 SYNOVUS FINANCIAL Com 87161C105 379 21,488 X 01 21,488 0 0 SYSCO CORP Com 871829107 36,767 872,808 X 01 872,808 0 0 TCF FINANCIAL CORPORATION Com 872275102 46,724 1,818,950 X 01 1,818,950 0 0 TDS CAPITAL II 8.04% PFD 87235R203 10,455 505,400 X 01 505,400 0 0 TDS CAP I TOPRS 8.5%2037 PFD 87235W202 10,937 491,550 X 01 491,550 0 0 TECO ENERGY Com 872375100 12,663 631,200 X 01 631,200 0 0 TJX COS INC NEW Com 872540109 7,706 410,998 X 01 410,998 0 0 TLC BEATRICE INTL HOLDINGS Com 872543103 176 20,000 X 01 20,000 0 0 T R W INC Com 872649108 17,271 398,180 X 01 398,180 0 0 TXU ELEC CO PFD 87316T755 6,117 249,680 X 01 249,680 0 0 TXU ELEC CO PFD 87316T888 10,219 99,700 X 01 99,700 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR DR 874039100 20,258 522,790 X 01 522,790 0 0 TAIWAN SEMICONDUCTOR-ADR DR 874039209 13,122 338,094 X 01 338,094 0 0 TARGET CORP. Com 87612E106 44,461 766,562 X 01 766,562 0 0 TECH DATA CORP Com 878237106 36,132 829,430 X 01 829,430 0 0 TECHNE CORP Com 878377100 28,308 217,750 X 01 217,750 0 0 TEHAMA BANCORP COM Com 879053106 886 63,307 X 01 63,307 0 0 TEKTRONIX INC Com 879131100 47,222 638,135 X 01 638,135 0 0 TELAXIS COMMUNICATIONS Com 879202109 14,421 461,460 X 01 461,460 0 0 TELECOMUNICACOES BRASILEIRAS ADR DR 879287308 994 10,230 X 01 10,230 0 0 TELEFONOS DE MEXICO ADR DR 879403780 1,041 18,230 X 01 18,230 0 0 TELEMATE.NET SOFTWARE INC Com 87943L100 669 210,000 X 01 210,000 0 0 TELE1 EUROPE HLDG AB DR 87944T201 362 30,000 X 01 30,000 0 0 TELEWEST COMM PLC-SPONS ADR DR 87956P105 2,796 75,560 X 01 75,560 0 0 TELLABS INC Com 879664100 2,094 30,591 X 01 30,591 0 0 TELOCITY INC Com 87971D103 3,053 669,050 X 01 669,050 0 0 TENFOLD CORPORATION Com 88033A103 6,986 425,000 X 01 425,000 0 0 TENET HEALTHCARE CORPORATION Com 88033G100 1,403 51,979 X 01 51,979 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TENNECO AUTOMOTIVE INC. Com 880349105 2,875 547,550 X 01 547,550 0 0 TERADYNE INC Com 880770102 14,293 194,466 X 01 194,466 0 0 TERAYON COMMUNICATIONS SYS Com 880775101 17,459 271,800 X 01 271,800 0 0 TEVA PHARMACEUTICAL INDS LTD DR 881624209 7,484 135,000 X 01 135,000 0 0 TEXAS INSTRUMENTS Com 882508104 33,345 485,456 X 01 485,456 0 0 TEXAS REGIONAL BANCSHARES Com 882673106 12,347 486,600 X 01 486,600 0 0 TEXTRON INC Com 883203101 6,801 125,213 X 01 125,213 0 0 3 COM CORP Com 885535104 456 7,920 X 01 7,920 0 0 THREE RIVS BANCORP INC Com 88562Q107 514 78,250 X 01 78,250 0 0 TIBCO SOFTWARE INC Com 88632Q103 28,906 269,560 X 01 269,560 0 0 TIDEWATER INC Com 886423102 4,689 130,250 X 01 130,250 0 0 TIME WARNER INC Com 887315109 32,203 423,727 X 01 423,727 0 0 TIME WARNER TELECOM INC Com 887319101 14,312 222,320 X 01 222,320 0 0 TITAN PHARMACEUTICALS INC Com 888314101 21,092 490,500 X 01 490,500 0 0 TOLLGRADE COMMUNICATIONS INC Com 889542106 4,313 32,550 X 01 32,550 0 0 TOO INC Com 890333107 9,640 378,950 X 01 378,950 0 0 TORCHMARK CORP Com 891027104 2,570 104,111 X 01 104,111 0 0 TORONTO DOMINION BANK Com 891160509 18,147 746,400 X 01 746,400 0 0 TOSCO CORP Com 891490302 2,857 100,915 X 01 100,915 0 0 TRANSACTION SYSTEMS K Com 893416107 10,329 603,150 X 01 603,150 0 0 TRANSCEPT, INC Com 89353E998 1,400 1,000,000 X 01 1,000,000 0 0 TRICO BANCSHARES Com 896095106 6,090 369,075 X 01 369,075 0 0 TRIGON HEALTHCARE INC Com 89618L100 3,867 75,000 X 01 75,000 0 0 TRUSTMARK CORP Com 898402102 6,129 351,500 X 01 351,500 0 0 TUT SYSTEMS Com 901103101 28,714 500,460 X 01 500,460 0 0 TWEETER HOME ENTERTAINMENT Com 901167106 12,367 407,150 X 01 407,150 0 0 TYCO INTL LTD NEW COM Com 902124106 109,794 2,317,543 X 01 2,317,543 0 0 UAL CORP Com 902549500 1,100 18,900 X 01 18,900 0 0 UCBH HLDGS INC Com 90262T100 3,567 133,333 X 01 133,333 0 0 USX - MARATHON GROUP Com 902905827 5,566 222,073 X 01 222,073 0 0 USB HOLDING CO INC Com 902910108 1,743 123,375 X 01 123,375 0 0 UST INC Com 902911106 1,125 76,627 X 01 76,627 0 0 US BANCORP DEL COM Com 902973106 94,898 4,929,781 X 01 4,929,781 0 0 US LEC CORP / CL A Com 90331S109 9,855 579,700 X 01 579,700 0 0 UBIQUITEL INC Com 903474302 9,583 1,015,450 X 01 1,015,450 0 0 UMPQUA HOLDINGS CORP Com 904214103 280 35,000 X 01 35,000 0 0 UNIBANCO DR 90458E107 510 17,735 X 01 17,735 0 0 UNION PLANTERS CORP. Com 908068109 26,760 957,851 X 01 957,851 0 0 UNIONBANCAL CORPORATION Com 908906100 36,750 1,979,800 X 01 1,979,800 0 0 UNISYS CORP Com 909214108 16,607 1,140,375 X 01 1,140,375 0 0 UNITED SEC BANCORPORATION WASH Com 91146A101 2,336 242,730 X 01 242,730 0 0 UNITED TECHNOLOGIES Com 913017109 14,537 246,908 X 01 246,908 0 0 UNITEDGLOBALCOM Com 913247508 3,662 78,330 X 01 78,330 0 0 UNITEDHEALTH GROUP INC Com 91324P102 8,843 103,128 X 01 103,128 0 0 UNIVERSAL COMPRESSION HLDGS Com 913431102 16,901 504,500 X 01 504,500 0 0 UNIVERSAL HEALTH SERVICES-CL Com 913903100 3,603 55,000 X 01 55,000 0 0 UNIVISION COMMUNICATIONS INC Com 914906102 2,712 26,200 X 01 26,200 0 0 UNIVEST CORP PA Com 915271100 2,494 119,450 X 01 119,450 0 0 UNOVA INC COM Com 91529B106 10,225 1,398,300 X 01 1,398,300 0 0 USBANCORP INC - PA Com 917292104 629 176,500 X 01 176,500 0 0 UTILICORP UNITED INC Com 918005109 5,893 296,500 X 01 296,500 0 0 UTILICORP CAPTL 8.875% CUM PFD SERIES A PFD 91800E209 8,416 349,756 X 01 349,756 0 0 VBC CAP I PFD 91819N109 489 20,000 X 01 20,000 0 0 VRB BANCORP COM Com 918281106 599 122,804 X 01 122,804 0 0 VAIL BANKS INC Com 918779109 793 83,500 X 01 83,500 0 0 VALLEY NATIONAL BANCORP Com 919794107 5,683 233,745 X 01 233,745 0 0 VARIAN INC Com 922206107 23,586 511,350 X 01 511,350 0 0 VARIAN MEDICAL SYSTEMS INC Com 92220P105 2,348 60,000 X 01 60,000 0 0 VEECO INTRUMENTS INC Com 922417100 10,988 150,000 X 01 150,000 0 0 VERITAS SOFTWARE CORP Com 923436109 19,960 176,616 X 01 176,616 0 0 VERISIGN INC Com 92343E102 13,253 75,085 X 01 75,085 0 0 VERISITY LTD. PFD 92343K546 1,000 135,768 X 01 135,768 0 0 VERITAS DGC INC COM Com 92343P107 19,396 746,000 X 01 746,000 0 0 VERSATEL TELECOM INTL - ADR DR 925301103 4,382 101,620 X 01 101,620 0 0 VERTICALNET INC Com 92532L107 13,865 375,366 X 01 375,366 0 0 VIACOM INC CLASS B Com 925524308 22,594 331,358 X 01 331,358 0 0 VIATEL INC Com 925529208 5,337 186,863 X 01 186,863 0 0 VIANT CORP Com 92553N107 50,057 1,689,700 X 01 1,689,700 0 0 VICOR CORP Com 925815102 61,763 1,774,150 X 01 1,774,150 0 0 VIRAGE INC Com 92763Q106 697 38,600 X 01 38,600 0 0 VIRATA CORP Com 927646109 33,041 554,150 X 01 554,150 0 0 VIRGINIA EL + PWR $6.98 CUM PFD PFD 927804625 4,349 45,500 X 01 45,500 0 0 VIRGINIA ELEC + PWR CO $7.0500 PFD 927804633 2,897 30,000 X 01 30,000 0 0 VIROLOGIC INC Com 92823R201 8,799 591,500 X 01 591,500 0 0 VISHAY INTERTECHNOLOGY, INC. Com 928298108 1,726 45,490 X 01 45,490 0 0 VISIBLE GENETICS INC Com 92829S104 18,339 406,400 X 01 406,400 0 0 VISTEON CORP Com 92839U107 381 31,411 X 01 31,411 0 0 VISX INC Com 92844S105 842 30,000 X 01 30,000 0 0 VITESSE SEMICONDUCTOR CORP Com 928497106 30,693 417,239 X 01 417,239 0 0 VIXEL CORP Com 928552108 2,063 250,000 X 01 250,000 0 0 VOICESTREAM WIRELESS CORP Com 928615103 17,939 154,248 X 01 154,248 0 0 WPS RESOURCES CORP Com 92931B106 5,838 194,200 X 01 194,200 0 0 WSFS FINANCIAL CORP Com 929328102 2,499 239,400 X 01 239,400 0 0 WACHOVIA CORP Com 929771103 43,122 794,873 X 01 794,873 0 0
Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document WADDELL & REED FINANCIAL CL A Com 930059100 19,687 600,000 X 01 600,000 0 0 WAL-MART STORES INC Com 931142103 64,920 1,126,597 X 01 1,126,597 0 0 WALGREEN CO Com 931422109 2,458 76,378 X 01 76,378 0 0 WARREN BANCORP INC Com 934710104 1,336 187,500 X 01 187,500 0 0 WASHINGTON FEDERAL, INC. Com 938824109 20,147 1,103,964 X 01 1,103,964 0 0 WASHINGTON MUTUAL INC Com 939322103 103,266 3,576,316 X 01 3,576,316 0 0 WASTE MANAGEMENT INC Com 94106L109 37,935 1,996,591 X 01 1,996,591 0 0 WASTE SYSTEMS INTERNATIONAL Com 94106P209 1,415 808,715 X 01 808,715 0 0 WASTE SYSTEMS 8% CONVERTIBLE PFD 94106P977 2,450 9,246 X 01 9,246 0 0 WATERS CORP Com 941848103 20,328 162,870 X 01 162,870 0 0 WATSON PHARMACEUTICAL INC Com 942683103 570 10,611 X 01 10,611 0 0 WEATHERFORD INTERNATIONAL Com 947074100 4,260 107,010 X 01 107,010 0 0 WEBSTER FINANCIAL CORP Com 947890109 7,657 345,110 X 01 345,110 0 0 WEBTRENDS CORP Com 94844D104 13,599 351,500 X 01 351,500 0 0 WEBVAN GROUP INC Com 94845V103 3,641 500,000 X 01 500,000 0 0 WELLPOINT HEALTH NETWORKS Com 94973H108 6,830 94,293 X 01 94,293 0 0 WELLS FARGO & CO Com 949746101 189,041 4,878,468 X 01 4,878,468 0 0 WEST COAST BANCORP Com 952145100 2,378 237,803 X 01 237,803 0 0 WESTAMERICA BANCORP Com 957090103 18,694 715,575 X 01 715,575 0 0 WESTERFED FINANCIAL CORP Com 957550106 1,461 101,162 X 01 101,162 0 0 WESTERN DIGITAL Com 958102105 18,518 3,703,565 X 01 3,703,565 0 0 WESTERN RESOURCES INC Com 959425109 7,060 455,500 X 01 455,500 0 0 WESTERN WIRELESS CORP - CL A Com 95988E204 7,071 129,740 X 01 129,740 0 0 WESTWIND MEDIA.COM Com 9617549A8 1,250 500,000 X 01 500,000 0 0 WESTWOOD ONE, INC Com 961815107 18,691 547,712 X 01 547,712 0 0 WHITNEY HOLDING CORP Com 966612103 21,528 629,700 X 01 629,700 0 0 WHOLEFOODS MARKET INC Com 966837106 18,686 452,300 X 01 452,300 0 0 WILLAMETTE INDS Com 969133107 3,300 121,101 X 01 121,101 0 0 WILMINGTON TRUST CORP Com 971807102 5,344 125,000 X 01 125,000 0 0 WINBOND ELECTRS CORP DR 972657100 1,458 51,163 X 01 51,163 0 0 WIND RIVER SYSTEMS Com 973149107 48,646 1,284,375 X 01 1,284,375 0 0 WINK COMMUNICATIONS Com 974168106 21,612 708,600 X 01 708,600 0 0 WINSTAR COMMUNICATIONS INC COM Com 975515107 11,862 350,170 X 01 350,170 0 0 WORLD ACCESS INC Com 98141A101 341 30,792 X 01 30,792 0 0 WORLD ACCESS INC. PFD 98141A994 886 1,265 X 01 1,265 0 0 WORLDCOM INC. Com 98157D106 27,061 589,894 X 01 589,894 0 0 XM SATELLITE RADIO HOLDINGS Com 983759101 20,008 534,450 X 01 534,450 0 0 XILINX INC Com 983919101 17,315 209,723 X 01 209,723 0 0 XEROX CORP. Com 984121103 13,353 643,516 X 01 643,516 0 0 XPEDIOR INC Com 98413B100 4,811 348,300 X 01 348,300 0 0 YAHOO! INC Com 984332106 17,737 143,188 X 01 143,188 0 0 YARDVILLE NATIONAL BANCORP Com 985021104 1,991 187,400 X 01 187,400 0 0 YOUTHSTREAM MEDIA NETWORKS INCCOMMON STOCK Com 987819109 3,550 631,050 X 01 631,050 0 0 ZEBRA TECHNOLOGIES CORP-CL A Com 989207105 6,860 154,800 X 01 154,800 0 0 ZIONS BANCORPORATION Com 989701107 49,749 1,084,075 X 01 1,084,075 0 0 PACIFIC & ATLANTIC HLDGS INC PFD 99ATLATI3 984 140,626 X 01 140,626 0 0 ACE LIMITED Com G0070K103 103,169 3,684,620 X 01 3,684,620 0 0 CORECOMM LIMITED Com G2422R109 9,937 509,575 X 01 509,575 0 0 GLOBAL CROSSING LTD Com G3921A100 17,329 658,587 X 01 658,587 0 0 MARVELL TECHNOLOGY GROUP LTD Com G5876H105 1,313 23,040 X 01 23,040 0 0 TRANSOCEAN SEDCO FOREX INC Com G90078109 4,043 75,651 X 01 75,651 0 0 XL CAPITAL LTD Com G98255105 52,896 977,286 X 01 977,286 0 0 GOMEZ ADVISORS PFD GOMADV9A2 1,500 294,118 X 01 294,118 0 0 METALINK LTD Com M69897102 11,942 403,100 X 01 403,100 0 0 ORCKIT COMMUNICATIONS LTD Com M7531S107 16,724 555,150 X 01 555,150 0 0 ASM LITHOGRAPHY HOLDING NV Com N07059111 41,690 944,806 X 01 944,806 0 0 CORE LABORATORIES N V COM Com N22717107 18,605 641,550 X 01 641,550 0 0 WINBOND ELECTRONIC CORP-GDR DR SS5615164 329 11,380 X 01 11,380 0 0 FLEXTRONICS INTL LTD Com Y2573F102 23,470 341,690 X 01 341,690 0 0 PACIFIC CENTURY CYBERWORKS Com Y6801N100 19,518 10,009,000 X 01 10,009,000 0 0 19,857,034
