Form: 13F-HR/A, Filing Date: 08/15/2000

Total Page:16

File Type:pdf, Size:1020Kb

Form: 13F-HR/A, Filing Date: 08/15/2000 SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR/A Initial quarterly Form 13F holdings report filed by institutional managers [amend] Filing Date: 2000-08-15 | Period of Report: 2000-06-30 SEC Accession No. 0000314965-00-000004 (HTML Version on secdatabase.com) FILER CAPITAL GUARDIAN TRUST CO Mailing Address Business Address 333 SOUTH HOPE ST 333 SOUTH HOPE ST CIK:314965| IRS No.: 953939997 | State of Incorp.:CA | Fiscal Year End: 0630 55TH FL 55TH FL Type: 13F-HR/A | Act: 34 | File No.: 028-00096 | Film No.: 702989 LOS ANGELES CA 90071 LOS ANGELES CA 90071 2134869200 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [X]; Amendment Number: __1__ This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Guardian Trust Company Address: 11100 Santa Monica Boulevard Los Angeles, CA 90025-3384 Form 13F File Number: 28-96 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David I. Fisher Title: Chairman Phone: 310/996-6331 Signature, Place, and Date of Signing: David I. Fisher* Los Angeles, California 8/15/00 -------------------- --------------------------- ---------- [Signature] [City, State] [Date] *By: /s/ Michael J. Downer ---------------------- Michael J. Downer Attorney-in-fact Signed pursuant to a Power of Attorney dated January 29, 1999 included as an Exhibit to Schedule 13G filed with the Securities and Exchange Commission on February 10, 2000 by Capital Group International, In. with respect to Acclaim Entertainment, Inc. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-218 The Capital Group Companies, Inc. 28-5044 Capital Group International, Inc. Form 13F SUMMARY PAGE Report Summary: Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 906 Form 13F Information Table Value Total: $43249305 ----------------- (thousands) Pursuant to regulation section 240.24b-2, certain confidential material has been filed with the Secretary of the Securities and Exchange Commission for non-public treatment. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-218 The Capital Group Companies, Inc. 2 28-5044 Capital Group International, Inc. <TABLE> CAPITAL GUARDIAN TRUST COMPANY FORM 13F INFORMATION TABLE# JUN 30, 2000 COLUMN 1 & COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7* COLUMN 8 -------------------------------------- --------- --------- --------------------- ---------- --------- ------------------------- NAME OF ISSUER/TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER (COMMON UNLESS OTHERWISE INDICATED) (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE -------------------------------------- --------- --------- --------------------- ---------- --------- ------------------------- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> 24/7 MEDIA INC 901314104 $ 10422 667000 SH DEFINED 1,2 615000 52000 ABAXIS INC 002567105 3 489 SH DEFINED 1,2 489 ABBOTT LABORATORIES 002824100 1429 32058 SH DEFINED 1,2 28558 3500 ABITIBI-CONSOLIDATED INC C$ 003924107 15279 1644900 SH DEFINED 1,2 1185100 459800 ABOUT.COM INC 003736105 29079 923130 SH DEFINED 1,2 779630 143500 ACCLAIM ENTERTAINMENT INC 004325205 5768 4012800 SH DEFINED 1,2 3236100 776700 ACLARA BIOSCIENCES INC 00461P106 31250 613500 SH DEFINED 1,2 561100 52400 ACME COMMUNICATIONS INC 004631107 13177 722000 SH DEFINED 1,2 612800 109200 ACNIELSEN CORP 004833109 10 440 SH DEFINED 1,2 440 ACTUATE CORP 00508B102 5 86 SH DEFINED 1,2 86 ACTV INC 00088E104 10830 725000 SH DEFINED 1,2 576000 149000 ADELPHIA COMMUNICATIONS CORP CL A 006848105 77673 1657019 SH DEFINED 1,2 1195291 461728 ADVANCED ENERGY INDUSTRIES 007973100 53580 909100 SH DEFINED 1,2 591000 318100 ADVANCED MICRO DEVICES INC 007903107 317697 4112586 SH DEFINED 1,2 2679986 1432600 ADVO INC 007585102 36630 875700 SH DEFINED 1,2 616900 258800 AEGON NV ORD AMER REG 007924103 6180 173470 SH DEFINED 1,2 172266 1204 AES CORP (THE) 00130H105 355107 7783170 SH DEFINED 1,2 6047570 1735600 AGENCY.COM INC 008447104 9601 539000 SH DEFINED 1,2 460400 78600 AGILE SOFTWARE CORP 00846X105 11857 167740 SH DEFINED 1,2 167740 AGILENT TECHNOLOGIES INC 00846U101 395437 5361852 SH DEFINED 1,2 4112310 1249542 AIR PRODS & CHEMICAL 009158106 22 700 SH DEFINED 1,2 700 ALASKA AIR GROUP 011659109 8138 300000 SH DEFINED 1,2 300000 ALASKA COMMUNICATIONS SYSTEMS GROUP INC 01167P101 9182 885000 SH DEFINED 1,2 765000 120000 ALBERTSON'S INC 013104104 28981 871600 SH DEFINED 1,2 789800 81800 ALCATEL SA ADR 013904305 20 300 SH DEFINED 1,2 300 ALCOA INC 013817101 181588 6261640 SH DEFINED 1,2 4640040 1621600 ALGOS PHARMACEUTICALS CORP 015869100 9734 638300 SH DEFINED 1,2 445900 192400 ALLIED RISER COMMUNICATIONS 019496108 20529 1453400 SH DEFINED 1,2 1093000 360400 ALLOY ONLINE 019855105 16046 1426300 SH DEFINED 1,2 956500 469800 ALLSTATE CORP (THE) 020002101 49593 2228901 SH DEFINED 1,2 1711701 517200 ALTERA CORP 021441100 95012 932060 SH DEFINED 1,2 735360 196700 ALYN CORP 022611107 286 763500 SH DEFINED 1,2 763500 ALZA CORP 022615108 79 1331 SH DEFINED 1,2 1331 AMAZON.COM INC 023135106 1580 43500 SH DEFINED 1,2 43500 AMB PROPERTY CORPORATION 00163T109 30 1300 SH DEFINED 1,2 1300 AMER WEST HLDGS CL B 023657208 7312 427000 SH DEFINED 1,2 322400 104600 AMERICA ONLINE CV SUB NT (P) 0% 02364JAC8 8988 $18051000 PRN DEFINED 1,2$17060000 $991000 12-06-19/04 AMERICA ONLINE INC 02364J104 24832 471106 SH DEFINED 1,2 420106 51000 AMERICAN CAPITAL STRATEGIES 024937104 40201 1683800 SH DEFINED 1,2 1227500 456300 AMERICAN EAGLE OUTFITTERS 02553E106 16632 1188000 SH DEFINED 1,2 901000 287000 AMERICAN ELECTRIC POWER CO INC 025537101 73183 2470300 SH DEFINED 1,2 1777800 692500 AMERICAN EXPRESS CO 025816109 695 13323 SH DEFINED 1,2 13323 AMERICAN GENERAL (DE) CV PF A 6.00% 02637G200 3822 49000 SH DEFINED 1,2 46000 3000 05/31/25 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AMERICAN GENERAL CORP 026351106 33865 555168 SH DEFINED 1,2 555168 AMERICAN GREETINGS CORP CL A 026375105 135223 7117000 SH DEFINED 1,2 5806400 1310600 AMERICAN HOME PRODUCTS CORP 026609107 588 10000 SH DEFINED 1,2 10000 AMERICAN INTL GROUP 026874107 127218 1082709 SH DEFINED 1,2 824588 258121 AMERICAN RETIREMENT CORPORATION 028913101 11245 2021600 SH DEFINED 1,2 1654200 367400 AMERICAN SUPERCONDUCTOR CORP 030111108 47430 983000 SH DEFINED 1,2 581000 402000 AMERICREDIT CORPORATION 03060R101 37507 2206300 SH DEFINED 1,2 1388200 818100 AMES DEPT STORES 030789507 333 43000 SH DEFINED 1,2 43000 AMFM INC 001693100 41 600 SH DEFINED 1,2 600 AMGEN INC 031162100 643 9157 SH DEFINED 1,2 9157 AMKOR TECHNOLOGIES INC 031652100 17427 493500 SH DEFINED 1,2 493500 AMYLIN PHARMACEUTICALS INC 032346108 1 41 SH DEFINED 1,2 41 ANALOG DEVICES 032654105 1189 15650 SH DEFINED 1,2 15650 ANAREN MICROWAVE 032744104 93416 711825 SH DEFINED 1,2 562725 149100 ANHEUSER BUSCH COS 035229103 109022 1459712 SH DEFINED 1,2 1164812 294900 ANTIGENICS INC 037032109 14625 879700 SH DEFINED 1,2 651100 228600 AON CORP 037389103 3397 109350 SH DEFINED 1,2 109350 APP FINANCE (VI) MAURITIUS LTD LYON 00202NAA3 445 $2758000 PRN DEFINED 1,2 $2758000 0.00% 11-18-12 APPLIED GRAPHICS TECHNOLOGIES INC 037937109 11657 2742700 SH DEFINED 1,2 2046500 696200 APPLIED INDL TECHS 03820C105 8188 500000 SH DEFINED 1,2 406800 93200 APPLIED MATERIALS 038222105 669977 7392852 SH DEFINED 1,2 5494727 1898125 APPLIED MICRO CIRCUITS CORP 03822W109 123265 1248250 SH DEFINED 1,2 911250 337000 APPLIED POWER CL A 038225108 166 4959 SH DEFINED 1,2 4959 ARADIGM CORP 038505103 1 65 SH DEFINED 1,2 65 ARCHER DANIELS MIDLAND CO 039483102 0 42 SH DEFINED 1,2 42 ARCTIC CAT INC 039670104 16031 1350000 SH DEFINED 1,2 861000 489000 ARDEN REALTY GROUP INC 039793104 9 400 SH DEFINED 1,2 400 ARIBA INC 04033V104 1858 18950 SH DEFINED 1,2 18950 ARM HOLDINGS PLC SPON ADR 042068106 4537 138000 SH DEFINED 1,2 138000 ARMOR HOLDING INC 042260109 16029 1233000 SH DEFINED 1,2 609000 624000 ASHFORD.COM
Recommended publications
  • Download Printable
    Plumleigh Law P L Intellectual Property Transactions • Technology • Life Sciences • Media + Entertainment SERVICES Technology and Software Licensing, including Enterprise and Open Source Hardware/Semiconductor Digital Media/Internet/Entertainment Life Sciences/BioTech Commercial Transactions – Strategic Alliances, Corporate Partnering and M&A Virtual General Counsel – Policies, Compliance, Employment and Consulting Agreements >> Technology and Software Licensing, including Enterprise and Open Source We have advised clients on numerous transactions and matters relating to the development, commercialization, sales and procurement of software and technology, including: - Software License and Support Agreements - Enterprise and Site License Agreements - Clickwrap/Shrinkwrap Licenses - Evaluation Licenses - Source Code Licenses - Open Source Software Licenses - Open Source Compliance Programs - Software License Checklists and Training for In-House Sales Departments - Distribution Agreements - OEM/VAR/ISV Agreements - Software Development Agreements - Independent Consulting Agreements - SDK (Software Development Kit Licenses) - ASP (Application Service Provider)/Hosting Agreements - SaaS (Software as a Service) Agreements - Outsourced Support and Service Agreements - SLAs (Service Level Agreements) - Patent, Copyright, Trade Secret and Technology Licenses - Trademark Licenses Representative Transactions: For Critical Path, Inc.: - Negotiated software licenses and service agreements with wireless carriers and telecommunications providers worldwide,
    [Show full text]
  • 1 UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C
    1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: AMERICAN INTERNATIONAL GROUP, INC. Address: 70 Pine Street New York, New York 10270 Form 13F File Number: 28-219 The Institutional Investment Manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Edward E. Matthews Title: Vice Chairman -- Investments and Financial Services Phone: (212) 770-7000 Signature, Place, and Date of Signing: /s/ Edward E. Matthews New York, New York November 14, 2000 - ------------------------------- ------------------------ ----------------- (Signature) (City, State) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check if no holdings reported are in this report, and all holdings are reported in this report and a portion are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check
    [Show full text]
  • 3Rd Quarter, 2000
    RUN DATE:10/06/00 ** LIST OF SECTION 13F SECURITIES ** PAGE 1 RUN TIME:14:34 IVMOOl CUSIP NO. ISSUER NAME ISSUER DESCRIPTION STATUS B49233 10 7 ICOS VISION SYS CORP N V ORD B5628B 10 4 * LERNOUT & HAUSPIE SPEECH PRODS COM B5628B 90 4 LERNOUT & HAUSPIE SPEECH PRODS CALL B5628B 95 4 LERNOUT & HAUSPIE SPEECH PRODS PUT D1497A 10 1 CELANESE AG ORD D1668R 12 3 * DAIMLERCHRYSLER AG ORD D1668R 90 3 DAIMLERCHRYSLER AG CALL D1668R 95 3 DAIMLERCHRYSLER AG PUT F9212D 14 2 TOTAL FINA ELF S A WT EXP 080503 G0070K 10 3 * ACE LTD ORD G0070K 90 3 ACE LTD CALL G0070K 95 3 ACE LTD PUT GO2602 10 3 * AMDOCS LTD ORD GO2602 90 3 AMDOCS LTD CALL GO2602 95 3 AMDOCS LTD PUT GO2995 10 1 AMERICAN SAFETY INS GROUP LTD ORD GO3910 10 9 * ANNUITY AND LIFE RE HLDGS ORD GO3910 90 9 ANNUITY AND LIFE RE HLDGS CALL GO3910 95 9 ANNUITY AND LIFE RE HLDGS PUT GO4074 10 3 APEX SILVER MINES LTD ORD GO4074 11 1 APEX SILVER MINES LTD WT EXP 110402 GO4397 10 8 * APW LTD COM ADDED GO4397 90 8 APW LTD CALL ADDED GO4397 95 8 APW LTD PUT ADDED GO4450 10 5 ARAMEX INTL LTD ORD GO5345 10 6 ASIA PACIFIC RES INTL HLDG LTD CL A G0535E 10 6 ASIA PACIFIC WIRE & CABLE CORP ORD GO5354 10 8 ASIACONTENT COM LTD CL A 620045 20 2 CENTRAL EUROPEAN MEDIA ENTRPRS CL A NEW G2107X 10 8 CHINA TIRE HLDGS LTD COM G2108N 10 9 * CHINADOTCOM CORP CL A G2108N 90 9 CHINADOTCOM CORP CALL G2108N 95 9 CHINADOTCOM CORP PUT 621082 10 5 CHINA YUCHAI INTL LTD COM 623257 10 1 COMMODORE HLDGS LTD ORD 623257 11 9 COMMODORE HLDGS LTD WT EXP 071501 623773 10 7 CONSOLIDATED WATER CO INC ORD G2422R 10 9 * CORECOMM LTD ORD G2422R 90 9 CORECOMM LTD CALL G2422R 95 9 CORECOMM LTD PUT G2519Y 10 8 CREDICORP LTD COM G2706W 10 5 DELPHI INTERNATIONAL LTD ORD 627545 10 5 DF CHINA TECHNOLOGY INC ORD G2759W 10 1 DIGITAL UNITED HOLDINGS LTD ORD ADDED 628471 10 3 DSG INTL LTD ORD 629526 10 3 EK CHOR CHINA MOTORCYCLE CO COM 629539 14 8 ELAN PLC R T 630177 10 2 * EL SIT10 INC ORD 630177 90 2 EL SIT10 INC CALL RUN DATE:10/06/00 ** LIST OF SECTION 13F SECURITIES ** PAGE 2 RUN TIME:14:34 IVMOOl CUSIP NO.
    [Show full text]
  • Wells Fargo Bank Na
    SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers Filing Date: 2001-02-20 | Period of Report: 2000-09-29 SEC Accession No. 0001045969-01-000230 (HTML Version on secdatabase.com) FILER WELLS FARGO BANK N A Business Address 420 MONTGOMERY ST CIK:740906| IRS No.: 941347393 | Fiscal Year End: 1231 SAN FRANCISCO CA 94163 Type: 13F-HR | Act: 34 | File No.: 028-01341 | Film No.: 1549792 4152225300 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 9/29/00 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: WELLS FARGO BANK, N.A. ADDRESS: 420 MONTGOMERY STREET SAN FRANCISCO, CA 94104 13F FILE NUMBER: 28-1341 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: THEODORE MONOHON TITLE: VICE PRESIDENT PHONE: (415)222-5300 SIGNATURE,PLACE,AND DATE OF SIGNING: THEODORE MONOHON SAN FRANCISCO, CA 2/14/01 REPORT TYPE (CHECK ONLY ONE.): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
    [Show full text]
  • Current Topics of Business Policy Readings
    Current Topics of Business Policy (E/A/M 21871, IBE 21149) Benito Arruñada Universitat Pompeu Fabra Readings Table of contents 1. Behavior — Due: week 1 2. Contracting — Due: week 2 3. Public sector reform — Due: week 3 4. Other topics — Due: week 4 5. Professional career — Due: TBA 6. E-business — Due: 1st class on e-business 7. Tools — Due: project preparation 1. Behavior — Due: week 1 References: Pinker, Steven (1997), “Standard Equipment,” chapter 1 of How the Mind Works, Norton, New York, 3-58. Stark, Rodney (1996), “Conversion and Christian Growth,” in The Rise of Christianity: A Sociologist Reconsiders History, Princeton University Press, Princeton, 2-27. Pinker, Steven (2002), The Blank Slate: The Modern Denial of Human Nature, Viking, New York, pp. on stereotypes (201-207). Mullainathan, Sendhil, and Andrei Shleifer (2005), “The Market for News,” American Economic Review, 95(4), 1031-53. Luscombe, Belinda (2013), “Confidence Woman,” Time, March 7. PENGUIN BOOKS Published by the Penguin Group Penguin Books Ltd, 27 Wrights Lane, London W8 5TZ, England Penguin Putnam Inc., 375 Hudson Street, New York, New York 10014, USA Penguin Books Australia Ltd, Ringwood, Victoria, Australia Penguin Books Canada Ltd, 10 Alcorn Avenue, Toronto, Ontario, Canada M4V 3B2 HOW Penguin Books (NZ) Ltd, 182-190 Wairau Road, Auckland 10, New Zealand Penguin Books Ltd, Registered Offices: Harmondsworth, Middlesex, England First published in the USA by W. W. Norton 1997 First published in Great Britain by Allen Lane The Penguin Press 1998 THE MIND Published
    [Show full text]
  • Robert M. Karr Collection of IPO S-1 Registration Documents Inventory, 1980-2001
    Robert M. Karr collection of IPO S-1 registration documents X8760.2019 Robert M. Karr collection of IPO S-1 registration documents inventory, 1980-2001 The following inventory was provided by the donor. Box 1: 3D Labs – CardioGenesis Box 2: Cardiometrics – Farallon Communications Box 3: Faroudja – Larscom Box 4: Laserscope – Pacific Gateway Exchange Box 5: Packeteer – Somnus Medical Technologies Box 6: SonicWALL – WJ Communications Box 7: Women.com Networks – Zycon Name Issue date Year 3D Labs 11/18/96 1996 3DFX 6/25/97 1997 8x8 7/2/97 1997 Abaxis 1/22/92 1992 Abgenix 7/2/98 1998 Abovenet Communications 12/10/98 1998 AccelGraphics 4/11/97 1997 Accom 9/26/95 1995 Accrue Software 7/30/99 1999 Aclara 3/20/00 2000 Actel 8/2/93 1993 ActivCard 3/15/00 2000 Active Software 8/12/99 1999 Actuate 7/17/98 1998 Adept 12/15/95 1995 Adeza 1996 Adforce 5/7/99 1999 Adobe Systems 8/13/86 1986 Advanced Fibre Communications 9/30/96 1996 Computer History Museum 1 Robert M. Karr collection of IPO S-1 registration documents X8760.2019 Advanced Polymer Systems 8/26/87 1987 Advent Software 11/15/95 1995 Aehr Test Systems 8/14/97 1997 AeroGen 11/10/00 2000 Affymax N.V 12/17/91 1991 Affymetrix 6/6/96 1996 AG Associates 5/15/95 1995 Agile Software 12/15/95 1995 Agilent Technologies 11/17/99 1999 Alantec 2/4/94 1994 Alliance Fibre Optic Products 11/20/00 2000 Alliance Semiconductor 11/30/93 1993 Alteon Web Systems 9/23/99 1999 Altera 3/30/88 1988 AltiGen Communications 10/4/99 1999 AMB Property 11/21/97 1997 American Champion Entertainment 7/30/97 1997 American Xtal
    [Show full text]
  • SECURITIES and EXCHANGE COMMISSION Washington D.C
    SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) [ x ] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2000 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ___ to ___ Commission File No. 1 - 6033 A. United Air Lines, Inc. Pilots'Directed Account Retirement Income Plan (Full title of the Plan) United Air Lines, Inc. (Employer sponsoring the Plan) B. UAL Corporation (Issuer of the shares held pursuant to the Plan) 1200 Algonquin Road, Elk Grove Township, Illinois Mailing Address: P.O. Box 66100, Chicago, Illinois 60666 (Address of principal executive offices) REPORT OF INDEPENDENT PUBLIC ACCOUNTANTS To the Board of Directors of United Air Lines, Inc.: We have audited the accompanying statements of net assets available for plan benefits of the United Air Lines, Inc. Pilots' Directed Account Retirement Income Plan as of November 30, 2000 and 1999, and the related statements of changes in net assets available for plan benefits for the years then ended. These financial statements are the responsibility of the Plan's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement.
    [Show full text]
  • (12) United States Patent (10) Patent No.: US 8,977,762 B2 Hartman Et Al
    US0089.77762B2 (12) United States Patent (10) Patent No.: US 8,977,762 B2 Hartman et al. (45) Date of Patent: *Mar. 10, 2015 (54) MANAGED SERVICES PLATFORM (58) Field of Classification Search CPC .................................. G06F 8/61; H04L 67/42 (71) Applicant: ZVelo, Inc., Greenwood Village, CO (US) USPC .................................................. 709/226, 229 See application file for complete search history. (72) Inventors: Robert Charles Hartman, Aurora, CO (US); John Elton Dietrich, II, Cary, NC (56) References Cited (US); Jeffrey James Finn, Englewood, CO (US); Rodney Dean Holm, U.S. PATENT DOCUMENTS Evergreen, CO (US) 4,791,565 A 12/1988 Dunham et al. 4,815,030 A 3, 1989 Cross et al. (73) Assignee: ZVelo, Inc., Greenwood Village, CO (US) (Continued) (*) Notice: Subject to any disclaimer, the term of this patent is extended or adjusted under 35 FOREIGN PATENT DOCUMENTS U.S.C. 154(b) by 0 days. CA 2268683 10, 2000 This patent is Subject to a terminal dis EP O332304 9, 1989 claimer. (Continued) OTHER PUBLICATIONS (21) Appl. No.: 13/915,814 Back to the future: using application service providers, Knoblauch, (22) Filed: Jun. 12, 2013 C. Conference: Internet Librarian 2000. Proceedings—2000. Internet Conference and Exhibition for Librarians and Information (65) Prior Publication Data Managers, p. 67-72, Information Today, Medford, NJ. USA 2000. US 2013/02755OO A1 Oct. 17, 2013 (Continued) Primary Examiner — David Lazaro Related U.S. Application Data Assistant Examiner — Marie Georges Henry (63) Continuation of application No. 1 1/537,224, filed on (74) Attorney, Agent, or Firm — Neugeboren O'Dowd PC Sep. 29, 2006, now Pat.
    [Show full text]
  • List of Section 13F Securities, 4Th Quarter 1999
    RUN DATE:01/06/00 ** LIST OF SECTION 13F SECURITIES ** PAGE 1 RUN TIME:16:25 IVMOOl CUSIP NO. ISSUER NAME ISSUER DESCRIPTION STATUS B49233 10 7 ICOS VISION SYS CORP N V ORD B5628B 10 4 * LERNOUT 8 HAUSPIE SPEECH PRODS COM B5628B 90 4 LERNOUT 8 HAUSPIE SPEECH PRODS CALL B5628B 95 4 LERNOUT 8 HAUSPIE SPEECH PRODS PUT D1497A 10 1 CELANESE AG ORD ADDED D1668R 12 3 * DAIMLERCHRYSLER AG ORD D1668R 90 3 DAIMLERCHRYSLER AG CALL D1668R 95 3 DAIMLERCHRYSLER AG PUT F9212D 14 2 TOTAL FINA S A WT EXP 080503 G0070K 10 3 * ACE LTD ORD G0070K 90 3 ACE LTD CALL G0070K 95 3 ACE LTD PUT GO2602 10 3 * AMDOCS LTD ORD GO2602 90 3 AMDOCS LTD CALL GO2602 95 3 AMDOCS LTD PUT GO2995 10 1 AMERICAN SAFETY INS GROUP LTD ORD G0352M 10 8 * AMWAY ASIA PACIFIC LTD COM G0352M 90 8 AMWAY ASIA PACIFIC LTD CALL G0352M 95 8 AMWAY ASIA PACIFIC LTD PUT GO3910 10 9 * ANNUITY AND LIFE RE HLDGS ORD GO3910 90 9 ANNUITY AND LIFE RE HLDGS CALL GO3910 95 9 ANNUITY AND LIFE RE HLDGS PUT GO4074 10 3 APEX SILVER MINES LTD ORD GO4450 10 5 ARAMEX INTL LTD ORD GO5345 10 6 ASIA PACIFIC RES INTL HLDG LTD CL A G0535E 10 6 ASIA PACIFIC WIRE 8 CABLE CORP ORD G0690R 10 8 AXOGEN LTD COM G1368B 10 2 BRILLIANCE CHINA AUTO HLDG LTD COM 620045 10 3 CENTRAL EUROPEAN MEDIA ENTRPRS CL A DELETED 620045 20 2 CENTRAL EUROPEAN MEDIA ENTRPRS CL A NEW ADDED G2107X 10 8 CHINA TIRE HLDGS LTD COM G2108N 10 9 CHINA COM CORP CL A 621082 10 5 CHINA YUCHAI INTL LTD COM G2109A 10 6 CHINA ENERGY RES CORP ORD .
    [Show full text]
  • ITU Normal.Dot
    Bulletin d'exploitation de l'UIT www.itu.int/itu-t/bulletin No 1109 1.X.2016 (Renseignements reçus au 16 septembre 2016) ISSN 1564-524X (En ligne) Place des Nations CH-1211 Bureau de la normalisation des télécommunications (TSB) Bureau des radiocommunications (BR) Genève 20 (Suisse) Tél: +41 22 730 5211 Tél: +41 22 730 5560 Tél: +41 22 730 5111 Fax: +41 22 730 5853 Fax: +41 22 730 5785 E-mail: [email protected] E-mail: [email protected] / [email protected] E-mail: [email protected] Table des matières Page Information générale Listes annexées au Bulletin d'exploitation de l'UIT: Note du TSB .................................................................. 3 Approbation de Recommandations UIT-T ..................................................................................................... 4 Service téléphonique: Chili (Subsecretaría de Telecomunicaciones, Santiago du Chili) ............................................................... 4 Danemark (Danish Energy Agency, Copenhague) .................................................................................... 4 Changements dans les Administrations/ER et autres entités ou Organisations: Mongolie (Information Technology, Post and Telecommunications Authority (ITPTA), Ulaanbaatar): Changement de nom ........................................................................................................................... 5 Singapour (InfoComm Development Authority of Singapore (IDA), Singapore): Changement de nom ... 5 Restrictions de service ..................................................................................................................................
    [Show full text]
  • HANCOCK JOHN ADVISERS INC (Form: 13F-HR, Filing Date: 07/12
    SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers Filing Date: 2000-07-12 | Period of Report: 2000-06-30 SEC Accession No. 0001010521-00-000349 (HTML Version on secdatabase.com) FILER HANCOCK JOHN ADVISERS INC Mailing Address Business Address 101 HUNTINGTON AVE 101 HUNTINGTON AVENUE CIK:889907| IRS No.: 042441573 BOSTON MA 02199 BOSTON MA 02199 Type: 13F-HR | Act: 34 | File No.: 028-03222 | Film No.: 671746 6173751500 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document <TABLE> <CAPTION> <S> <C> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: John Hancock Advisers, Inc. Address: 101 Huntington Avenue Boston, MA 02199 13F File Number: 28-3222 The Institutional Investment Manager Filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit is, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of reporting manager: Name: Susan S. Newton Title: Vice President and Secretary Phone: 617-375-1702 Signature, Place, and Date of Signing: /s/Susan S. Newton 101 Huntington Ave., Boston, MA June 30, 2000 -------------------------------------------------------------------------------- Signature Place Date Report Type (Check only One): [ x ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of other managers reporting for this manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
    [Show full text]
  • SEC News Digest, 06-28-2000
    -, J SEC NEWS DIGEST Issue 2000-123 June 28,2000 ENFORCEMENT PROCEEDINGS EAJA AWARD - KIRK MONTGOMERY Kirk Montgomery was awarded fees and expenses incurred in defending against charges brought against him in an administrative proceeding. The award was made pursuant to the Equal Access to Justice Act (EAJA), which allows small businesses and individuals of moderate means to recover expenses of defending against charges brought by the U.S. Government that are not substantially justified. An EAJA applicant must prevail in the Government's proceeding against him and also show that the Government's position was not reasonable in law or fact and thus not substantially justified. The purpose of the EAJA is to eliminate for the average person the financial disincentive to challenge unreasonable government action. Montgomery, formerly of FSC Securities of Atlanta, Georgia, had been charged with failure to supervise so as to prevent alleged mutual fund sales practice violations by a registered representative associated with FSC in the proceeding brought against both of them. Both were cleared of all charges after a hearing before an administrative law judge. In ruling on Montgomery's EAJA claim, the law judge concluded that the proceeding against him was not substantially justified and that he incurred the expenses he claimed for his defense. The amount awarded was reduced to comply with the $75 per hour cap on attorney fees that is provided in the Commission's Rules as authorized by the EAJA. (Initial Decision No. 168; File No. 3-9786) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The proposed rule change (SR-CHX-OO-14) filed by the Chicago Stock Exchange to amend its rules relating to the listing standards applicable to listing portfolio depository receipts and investment company units has become effective, as amended, under Section 19(b)(2) of the Securities Exchange Act of 1934.
    [Show full text]