DENVER CAPITAL MATRIX Funding sources for entrepreneurs and small business

Sixth Edition

Introduction

Denver Economic Development & Opportunity (DEDO) Definitions is pleased to release this sixth edition of the Denver – Venture capital is capital provided by investors to Capital Matrix. small businesses and start-up firms that demonstrate possible high- growth opportunities. Venture capital have a potential for This publication is designed as a tool to assist business considerable loss or profit and are generally designated for new and owners and entrepreneurs with discovering the myriad speculative enterprises that seek to generate a return through a of capital sources in and around the Mile High City. potential or sale of the company. The Denver Capital Matrix provides a comprehensive – An angel investor is a high net worth individual active in directory of financing sources, from traditional bank venture financing, typically participating at an early stage of growth. lending, to venture capital firms, firms, angel Private Equity – Private equity is an individual or consortium of investors investors, mezzanine sources and more. and funds that make investments directly into private companies or Small businesses provide the greatest opportunity for job initiate of public companies. Private equity is ownership in private companies that is not listed or traded on public exchanges. This is creation today. Yet, a lack of needed financing often prevents considered an illiquid and long-term . businesses from implementing expansion plans and adding payroll. Through this updated resource, DEDO strives to help Mezzanine Financing – Mezzanine financing is a hybrid of debt and connect businesses to equity financing that is typically used to finance the expansion of start- up and expansion capital so that they can thrive in existing companies. Mezzanine financing is basically debt capital that Denver. gives the lender the rights to convert to an ownership or equity interest in the company if the loan is not paid back in time and in full. It is generally subordinated to debt provided by senior lenders such as banks and venture capital companies.

Venture Capital Firms - Colorado

Name Website Address Phone Investment Focus

3Lines Venture Fund www.3Lines.vc 1415 Park Ave W, 720-280-2571 Multi-region fund with investment area of Denver, CO focus Software Technology (AI, IoT, SaaS) in Colorado, USA and AgriTech in India

5280 Partners www.5280partners.com 360 S. Monroe St., Ste. 303-333-1215 Early Stage Technology: Software; Business 600, Denver, CO Process Outsourcing

9th Street Capital www.9thstreetcapital.com 14143 Denver West 720-328-8623 Hardwood, winery, active lifestyle, restaurants Pkwy, Ste. 570, Golden, CO

Altira Group LLC www.altiragroup.com 1675 , Ste. 2400, 303-592-5500 Energy Technology: Oil & Gas; IT for the Energy Denver, CO Industry; Electric Power; Renewable Energy

Aravaipa Ventures www.aravaipaventures.com N/A N/A Cleantech

Appian Ventures, Inc. www.appianvc.com 4810 Prospect, Littleton, 303-830-2450 Software and technology CO

Aweida Venture Partners www.aweida.com 500 Discovery Pkwy., 303-664-9520 Data Storage; Software; Life Sciences; Medical Ste. 300, Superior, CO Tech

Blue Note Ventures www.bluenotevc.com 831 Pearl St., Boulder, CO N/A Technology

Boulder Ventures www.boulderventures.com 1941 Pearl St., Ste. 300, 303-444-6950 Early Stage; Life Sciences; IT; Software & Boulder, CO Applications; Storage & Communications

Centennial Ventures www.centennial.com 10901 W Toller Dr., Ste. 303-405-7500 Early & Later-Stage; Network Businesses; Enabling 206, Littleton, CO Software & Technology

Colorado Impact Fund www.coloradoimpactfund.com 1555 Blake St. Ste. 200, 303-226-1717 Local companies with positive impact Denver, CO

Cypress www.cypressgrowthcapital.com 100 Fillmore St., Ste. 500, 303-385-8653 Technology, software Denver, CO

Delta-v Capital www.deltavcapital.com 1941 Pearl St., Ste. 200, 303-405-7544 Technology Boulder, CO eonBusiness Corporation www.eoncapital.com 7430 East Caley Ave., 303-850-9300 Seed & Early Stage; SaaS; Mobile Apps

Ste. 200, Centennial, CO

Frasier McCombs Capital www.fmcap.com 1035 Pearl St., Ste. 401 N/A Early-Stage Technology Companies in the Boulder, CO Automotive Industry.

Foundry Group LLC www.foundrygroup.com 1050 Walnut St., Ste. 210, 303-642-4050 Early Stage; IT; , and Software Boulder, CO

Greenline Ventures LLC www.greenlineventures.com 1324 15th St., Denver, CO 303-586-8000 Real Estate

Venture Capital Firms - Colorado

Name Website Address Phone Investment Focus

Greenmont Capital www.greenmontcapital.com 1634 Walnut St., Ste. 301, 303-444-0599 Branded Consumer Products: Food & Beverage, Partners Boulder, CO Natural Products; Alternative Energy; CleanTech

Grotech Ventures www.grotech.com 1685 S. Colorado Blvd. 720-399-4952 High-Potential Technology; Approach is Unit S-251, Denver, CO Personal and Long-Term, not Institutional

High Country Venture highcountryventure.com 831 Pearl St., Boulder, CO 303-381-2638 Unique Technologies & Concepts LLC

Infield Capital www.infieldcapital.com 1002 Walnut St., Ste. 202, 303-449-2921 CleanTech; Internal Combustion; Stored Energy; Boulder, CO Mobile Energy Transmission; New Materials

Iron Gate Capital www.irongatecapital.com 3000 Pearl St., Ste. 201, 303-395-1335 Growth stage Boulder, CO

Meritage Funds www.meritagefunds.com 1675 Larimer St., Ste. 400, 303-352-2040 Communications; Data Centers; Hosting; Cloud Denver, CO Computing; SaaS; Internet; Financial Technology; E-Commerce

Point B Capital www.pointbcap.com 1035 Pearl St., Ste. 428, 206-577-7221 Early-stage growth-oriented companies Boulder, CO

Resource Capital Funds www.resourcecapitalfunds.com 1400 Sixteenth St., Ste. 720-946-1444 Mining 200, Denver, CO

Rockies Venture Fund LP www.rockiesventurefund.com 1415 Park Ave West, 720-353-9350 Seed & Early Stage; life science; software; Denver, CO medical; consumer products; impact investments

Roser Ventures www.roserventures.com 1105 Spruce St., 303-443-7924 Early Stage; IT Boulder, CO

Rutt Bridges VC Fund http://www.ucdenver.edu/acade The University of N/A Seed Stage; Companies associated with CU mics/colleges/business/industry- Colorado Business Denver's Bard Center programs//Page School; 1250 14th St., s/ Funding.aspx 2nd Fl., Denver, CO

Sequel Venture Partners www.sequelvc.com 4430 Arapahoe St., 303-546-0400 Healthcare; Internet & Enterprise IT; CleanTech; #220, Boulder, CO Internet Based Services

Service Provider Capital www.serviceprovidercapital.com Boulder, CO Technology

Techstars www.techstars.com 1050 Walnut St., Boulder, 303-720-6559 Technology CO

Vista Ventures www.vistavc.com 1011 Walnut St., 4th Fl., 303-543-5716 Early-Stage Software; Digital Media; Network Boulder, CO Companies

*SOURCE: National Venture Capital Association, S&P Capital IQ

Venture Capital Firms - National

Name Website Address Phone Investment Focus

Aberdare Ventures www.aberdare.com 235 Montgomery St., 415-392-7442 Healthcare Technology Ste. 1230, , CA

ABS Capital Partners www.abscapital.com 1700 Montgomery St., 415-989-5100 Late stage growth Ste. 440, San Francisco, CA

Access Venture Partners www.accessventurepartners.com 8787 Turnpike Dr., Ste. 303-426-8899 Early stage technology companies excluding 260, Westminster, CO pharmaceuticals and medical devices

Adams Street Partners www.adamsstreetpartners.com UBS Tower 1, N. Upper 312-578-0415 software, mobile, healthcare, security and financial Wacker Dr., Ste. 2200, technology , IL

Advantage Capital www.advantagecap.com 190 Carondelet Plaza, 314-725-0800 Small Business: Retail, Manufacturing; Health Partners Ste. 1500, St. Louis, MO Services & Energy; CleanTech; IT; Internet; Telecommunications

Alliance Consumer www.acginvestors.com 655 Madison Ave., 20th Fl., 212-940-9630 High Growth Consumer Companies: Food & Growth , NY Beverage; Health & Beauty; Household; Pet, Apparel & Leisure; Retail & Services

Alsop Louie Partners www.alsop-louie.com 943 Howard St., San 650-520-6325 Entrepreneurs; Technology Francisco

American Family www.amfamventures.com 6000 American Parkway 800-692-6362 Data, Analytics and AI, Internet of Things Ventures Block 100 Madison, WI

Amgen Ventures www.amgen.com One Amgen Center 805-447-1000 Healthcare; Bioscience; Pharmaceutical Dr., Thousand Oaks, CA

Arsenal Venture Partners www.arsenalvp.com 270 West New England 407-838-1439 Early-Stage Companies Avenue, Winter Park, FL

Atlas Venture LP www.atlasventure.com 400 Technology Sq., 10th 857-201-2700 Early Stage; Technology; Life Sciences Fl., Cambridge, MA

Azure Capital Partners www.azurecap.com 1050 Battery St., Ste. 415-276-5500 Technology; Media

100, San Francisco, CA

Baird Capital www.bairdcapital.com 227 West Monroe St., 888-792-0477 Healthcare, Technology & Services, and Industrial Ste. 1900, Chicago, IL Solutions

Battery Ventures www.battery.com One Marina Park Dr., Ste. 617-948-3600 Software; Financial Services; IT; Communications; 1100, Boston, MA Internet & Digital Media; Industrial Technology

Bee Partners www.beepartners.vc 25 Taylor St., San 415-519-4707 Genesis & Seed Stage Francisco, CA

Bessemer Venture www.bvp.com 525 Brannan St., Ste. 415-800-8982 Cloud, cyber security, financial services, Partners 100, San Francisco, CA healthcare, space tech

Venture Capital Firms - National

Name Website Address Phone Investment Focus

Boat House www.boathousecapital.com 353 W. Lancaster Ave, Suite 200, 610.688.6314 B2B SaaS, Cloud Infrastructure, Data Analytics and AI, Digital Capital Wayne, PA Healthcare, IT Security

Braemar Energy www.braemarenergy.com 350 Madison Ave., 18th Fl., New 212-697-0900 Energy Technology Ventures York, NY

Broadview www.broadviewventures.com 125 High St., 9th Fl., Boston, MA 617-457-5944 Cardiovascular and Neurovascular Disease Technology Ventures

Bullpen Capital www.bullpencap.com 215 2nd St, San Francisco, CA N/A Adtech, B2B SaaS, Cloud Infrastructure, Consumer Internet, Data, Analytics and AI, Data Storage, Internet of Things, IT Security

BVM Capital, LLC www.bvmcap.com New York, NY 914-588-7200 Early and Expansion Stage Companies with Proprietary Technology Platforms

Canal Partners www.canalpartners.com 7114 E Stetson Dr, Scottsdale, 480-264- B2B SaaS, Data, Analytics and AI AZ 0238

Catalyst Investors www.catalyst.com 711 Fifth Ave, Ste. 600, New York, 212-863-4848 Technology-enabled business sectors NY

Core Capital www.core-capital.com 1717 K St. NW, Ste. 920, 202-589-0090 mobile technology; cybersecurity; datacenter technology and cloud Partners infrastructure; Data analytics Washington, DC

Costanoa www.costanoavc.com 160 Forest Ave, Palo Alto, CA 650-388-9310 Seed, Series A, and Series B Software firms Venture Capital

Crawley www.crawleypetroleum.com 105 N Hudson Ste. 800, 405-232-9700 Oil and gas Petroleum Oklahoma City, OK

Crossroads www.xroadscap.com 128 N 13th St., Ste 1100 720-889-0139 Companies in growth industries Capital Inc Lincoln, NE

Crosslink Capital, www.crosslinkcapital.com Two Embarcadero Center, Ste. 415-617-1800 Alternative energy; cloud tech; connected hardware; digital Inc. 2200, San Francisco, CA marketing; fintech; internet firms; lighting; next- gen marketplace; SAAS

Cypress Growth www.cypressgrowthcapital.com 3899 Maple Avenue Suite 214-304-7645 Adtech, B2B SaaS, Data, Analytics and AI, Digital Healthcare, IT Capital 100, Dallas, TX Security

DAG Ventures www.dagventures.com 251 Lytton Avenue, Ste. 200, Palo 650-543-8180 Early-stage tech companies LLC Alto, CA

DBL Investors www.dblinvestors.vc One Montgomery St., Ste. 415-568-2901 Cleantech, information technology, sustainable products and 2375, San Francisco, CA services, and healthcare

D. E. Shaw & Co., www.deshaw.com 1166 Ave. of the Americas, 212-478-0000 Investment & Technology Development Firm L.P. Ninth Fl., New York, NY

Venture Capital Firms - National

Name Website Address Phone Investment Focus

DN Capital www.dncapital.com 2882 , Suite 650 561 9300 Software and digital media 210, Menlo Park, CA

Docomo Innovations www.docomoinnovations.com 3240 Hillview Ave, Palo 650-493-9600 Pharmaceuticals; diagnostics; medical devices; Alto, CA healthcare IT; healthcare economics

Domain Associates www.domainvc.com 1 Palmer Sq., Ste. 515, 609-683-5656 Pharmaceuticals; diagnostics; medical devices; Princeton, NJ healthcare IT; healthcare economics

Draper Fisher Jurvetson www.dfj.com 2882 Sand Hill Rd., Ste. 650-233-9000 Energy & CleanTech; Enterprise Applications & 150, Menlo Park, CA Services; Media & Advertising; Life Sciences; Nanotechnology; Mobile/Wireless; Consumer Services & Transactions

Dundee Venture Capital www.dundeeventurecapital.com 1111 N 13th St., Studio 402-850-1802 Early stage tech. Focused on e-commerce, B2B 119, Omaha, NE SaaS, and consumer networks

Emerald Technology www.emerald-ventures.com 661 University Ave., Ste. 416-900-3453 Advanced materials; agriculture; energy; industrial Ventures 445, , ON IT; water

Emergence Capital www.emcap.com 160 Bovet Rd, Ste. 300, San 650-573-3100 Early and growth-stage enterprise cloud Partners Mateo, CA companies.

Epic Ventures www.epicvc.com 15 W South Temple, Ste. 801-524-8939 Technology 500, Salt Lake City, UT

Excel Venture www.excelvm.com 800 Boylston St., Ste. 2825, 617-450-9800 Healthcare IT and services; diagnostics; medical Management Boston, MA devices; life science

Fairhaven Capital www.fairhavencapital.com 31 Milk Street, Suite 515, 617-452-0800 Technology Boston, MA

FirstMark Capital www.firstmarkcap.com 100 5th Ave., 3rd Fl., New 212-792-2200 Advertising; E-Commerce; education; fintech; York, NY gaming; hardware; healthcare; media; mobile

Flyover Capital www.flyovercapital.com 5700 W. 112th St., Ste. 913-904-5700 Midwest region; Technology 500, Overland Park, KS

Flywheel Ventures www.flywheelventures.com 341 East Alameda St., 505-225-1618 Digital Services; Infrastructure Technology; Energy Santa Fe, NM Technology; Water Technology

Focus Ventures www.focusventures.com 525 University Ave, Ste. 650-325-7400 Technology 225, Palo Alto, CA

Frazier Healthcare and www.frazierhealthcare.com 601 Union, Two Union 206-621-7200 Healthcare; Biopharma Therapeutics Technology Ventures Square, Ste. 3200, , WA

Frontier Capital www.frontiercapital.com 525 N Tryon St., Suite 704-414-2880 Software and technology 1900, Charlotte, NC

Venture Capital Firms - National

Name Website Address Phone Investment Focus

FTV Capital www.ftvcapital.com 555 St., Ste. 415.229.3000 High growth companies offering innovative 2850, San Francisco, CA solutions; enterprise technology & services, financial services, and payments & transaction processing

Galen Partners www.galen.com 680 Washington 203-653-6400 Internet; mobile technology Boulevard, 10th Floor, Stamford, CT 06901

GIV Venture Partners www.givventurepartners.com 150 N. Radnor Chester 484-823-8008 Enterprise Software & Services; Broadband Rd., Ste. F-200, Radnor, Technologies; CleanTech PA

Globespan Capital www.globespancapital.com One Boston Place, Ste. 617-305-2300 IT; Mobile Communications; 2810, Boston, MA Internet/Infrastructure; Software; Systems & Peripherals

Goldman Sachs www.gs.com/gsgrowth Technology

Grayhawk Capital www.grayhawkcapital.us 5050 N. 40th St., Suite 380, 602-956-8700 Early and growth stage companies located in the Phoenix, AZ southwest; Mobile; SAAS; software; security software; finance; healthcare IT

HealthCare Ventures LLC www.hcven.com 47 Thorndike St., Ste. B1-1, 617-252-4343 Healthcare: Late Preclinical and Early Clinical- Cambridge, MA stage

Hercules Technology www.htgc.com 400 Hamilton Avenue, Ste. 650-289-3060 Technology; life sciences; sustainable and Growth Capital 310, Palo Alto, CA renewable technology

Highland Capital www.hcp.com One Broadway, 16th Floor, 617-401-4500 Consumer Products, Services & Retail; Partners LLC Cambridge, MA Healthcare; IT & Communication Technology; Internet & Digital Media

HLM Venture Partners www.hlmvp.com 222 Berkeley St., 21st Fl., 617-266-0030 Healthcare: IT, Services, Medical Devices Boston, MA

I2BF Global Ventures www.i2bf.com 304 Park Ave. S., 9th Fl., 212-226-7320 International Clean Technology New York, NY

Insight Venture Partners www.insightpartners.com 1114 Avenue of the 212-230-9200 Growth-stage firms; Software; internet; data Americas, 36th Fl., New

York, NY services

Institutional Venture www.ivp.com 3000 Sand Hill Rd., 650-854-0132 Later-Stage; Technology; Media Partners Building 2, Ste. 250, Menlo Park, CA

Intel Capital www.intelcapital.com N/A N/A Seed stage or growth

Interwest Venture www.interwest.com 2710 Sand Hill Road Ste. 650-854-8585 Healthcare; IT Partners 200, Menlo Park, CA

Venture Capital Firms - National

Name Website Address Phone Investment Focus

Investcorp Technology www.investcorp.com 280 Park Ave., New York, NY 212-599-4700 Internet; Digital Media; Enterprise IT; Mobile & Partners Communications; Later-Stage VC & Growth Equity

KBS Ventures www.kbsp.vc 160 Varick St., New York, NY 212-633-0080 Seed-stage, B2B technology startups.

Khosla Ventures www.khoslaventures.com 2128 Sand Hill Rd., Menlo Park, 650-376-8500 Technology CA

Kleiner Perkins Caufield www.kpcb.com 2750 Sand Hill Rd., Menlo Park, 650-233-2750 Seed, Early, & Growth Stage; Digital; GreenTech; Life Sciences & Byers CA

Lambert Private Equity www.lambertfunds.com 1332 Santa Barbara St., 805-688-1982 General High Growth Investments Santa Barbara, CA

Lightspeed Venture www.lsvp.com 2200 Sand Hill Road, Menlo Park, 650-234-8300 Technology; storage; mobile; e-commerce; media; SAAS Partners CA

Limestone Capital www.limestoneca.com 98 San Jacinto Blvd, Ste. 320, 512-346-7111 Technology Advisors Austin, TX

Longworth Venture www.longworth.com 1050 Winter St., Ste. 2600, 781-663-3600 Early stage and startup technology Partners Waltham, MA

Mercato Partners www.mercatopartners.com 6550 South Millrock Dr. Ste 801-220-0055 Technology; digital media; branded consumer markets 125, Salt Lake City, UT

Millennium Technology www.mtvlp.com 32 Avenue of the Americas, 17th 646-521-7800 Technology Value Partners Fl., New York, NY

Mercury Fund www.mercuryfund.com One Greenway Plaza, Ste. 713-715-6820 Early stage firms in the Southwest, Midwest, and Rocky 930, Houston, TX Mountains; SAAS; cloud computing; big data

Mohr Davidow Ventures www.mdv.com 3000 Sand Hill Rd., 3-290, 650-854-7236 IT; Life Sciences; CleanTech Menlo Park, CA

Morgenthaler Ventures www.morgenthaler.com 3200 Alpine Road, Portola Valley, 650-388-7600 IT: Internet Services; Mobile Platform Services; Enterprise CA Services; Life Sciences: Biotech, Medical Devices; Healthcare Services

New Enterprise www.nea.com 2855 Sand Hill Rd., Menlo Park, 650-854-9499 IT; Healthcare; Energy Technology Associates, Inc. CA

New Venture Partners www.nvpllc.com 430 Mountain Avenue Ste. 404, 908-464-0900 Proprietary technology Murray Hill, NJ

North Bridge Venture www.northbridge.com 9500 Winter St., Waltham, 781-290-0004 Communications & Infrastructure; Software; Materials; Partners MA Healthcare; Digital Media

Noro-Mosley Partners www.noromoseley.com 3284 Northside Pkwy. NW, Ste. 404-233-1966 Healthcare; Tech 525, Atlanta, GA

Venture Capital Firms - National

Name Website Address Phone Investment Focus

Novak Biddle www.novakbiddle.com 7501 Wisconsin Ave., 240-497-1910 Communications; Internet; Education; Security; Venture Partners Ste. 1380-E, Bethesda, services MD

Oak Investment Partners www.oakinv.com 901 Main Ave., Ste. 600, 203-226-8346 Clean Energy; Financial Services Technology; Norwalk, CT Healthcare; Information Technology; Internet; Consumer

OCA Ventures www.ocaventures.com 351 W Hubbard St., Ste. 312-327-8400 Early stage (Seed, Series A, and Series B). 600, Chicago, IL Technology; financial services; education; healthcare technology

Okapi Venure Partners www.okapivc.com 1590 S. Coast Hwy, Ste. 10, 949-715-5555 Early-stage technology and life science-based Laguna Beach, CA companies

OrbiMed www.orbimed.com 601 Lexington Ave., 54th 212-739-6400 All Sectors of Healthcare; Biotechnology; Medical Fl., New York, NY Devices

Origin Ventures www.originventures.com 549 W Randolph St., Ste. 312-644-6449 E-commerce; digital media/ad technology; SAAS 601, Chicago, IL

Pelion Ventures www.pelionvp.com 2750 E. Cottonwood 801-365-0262 SAAS; infrastructure and storage; security; open Pkwy., Ste. 600, Salt Lake source; digital media City, UT

Polaris Venture Partners www.polarisventures.com One Marina Park Drive, 855-787-3500 Seed, Early-Stage: Technology; Life Sciences; 10th Fl., Boston, MA Established: Technology; Healthcare; Manufacturing; Media; Communications; Business Services

PrairieGold Venture www.pgvp.com 5708 S. Remington Pl., 605-275-2999 Early stage firms in the Midwest; life sciences; Partners Ste. 600, Sioux Falls, SD greentech

Pritzker Group www.pritzkergroup.com/venture- 111 South Wacker Dr., Ste. 312-447-6000 Commerce Technologies; Enterprise Applications; capital 4000, Chicago, IL Interactive Health; Social, Mobile & Internet Technology; Energy IT

PV Ventures, LLC www.pvventuresllc.com/ 630 Southpointe Court, 719.238.0853 Invests in seed stage technology companies Suite 200, Colorado Springs, CO

QED Investors www.qedinvestors.com Atlanta, GA 404-601-3420 Seed, Early, & Middle Stage; Internet; Information Technology

Questmark Partners www.questmarkpartners.com 2850 Quarry Lake Dr., Ste. 410-895-5800 Enterprise software; cloud software; mobile 301, , MD software; security; financial technology; consumer internet; healthcare IT

Quotidian Ventures www.quotidian.co 16 W 22nd St., 6th Fl., New N/A Technology York, NY

Razor's Edge Venture www.razorsvc.com 1750 Presidents St., Ste. 703-672-3863 Defense; intelligence; homeland security; law Capital 205, Reston, VA enforcement

Venture Capital Firms - National

Name Website Address Phone Investment Focus

Remeditex www.remeditex.com 2727 North Harwood, Ste. 214-506-2662 Early Stage Biomedical Science 200, Dallas, TX

Resonant Venture www.resonantvc.com 425 N. Main St., Ann N/A Early stage firms; Deep stack technology; security; Partners Arbor, MI, 48104 IoT, cloud services

RHO Ventures www.rhoventures.com Tower 212-751-6677 New media; communications; healthcare; information technology; energy technology 152 West 57th St., 23rd Fl., New York, NY

River Cities Capital Funds www.rccf.com 221 E Fourth St., Ste. 2400, 513-621-9700 Healthcare, IT Cincinnati, OH

Riverwood Capital www.riverwoodcapital.com 70 Willow Road, Ste. 100, 650-618-7300 Technology Management Menlo Park, CA

RTP Ventures www.rtp.vc 885 , 24th Fl., 646-568-7206 Technology New York, NY

SAIL Capital Partners, LLC www.sailcapital.com 3161 Michelson Dr., Ste. 949-398-5100 Energy; Water; Green Innovation 750, Irvine, CA

Samsung Venture www.samsungventures.com 75 W. Plumeria Dr., San 408-544-4470 High Tech Investment Jose, CA

Sapphire Ventures www.sapphireventures.com 3408 Hillview Ave, Bldg 650-849-3950 Growth Stage Information Technology 5, Palo Alto, CA

Second Avenue Partners www.secondave.com 1301 2nd Avenue, Ste. 206-332-1200 Early Stage; High Tech Emerging Internet 2850, Seattle, WA Businesses

Scale Venture Partners www.scalevp.com 950 Tower Lane, Ste. 700, 650-378-6000 Technology Foster City, CA

Sierra Ventures www.sierraventures.com 1400 Fashion Island 650-854-1000 Big data; SaaS; devices and materials; Blvd., Ste. 1010, San infrastructure; media; mobile technology Mateo, CA

Sigma Partners www.sigmapartners.com 156 Diablo Road, Ste. 650-853-1700 Early Stage; Software; Communications; 320, Danville, CA Semiconductors; Storage; Mobile Computing; Electronics; Infrastructure; Software; Internet Services

Signal Lake www.signallake.com 606 Post Rd. E., Ste. 667, 203-454-1133 Early Stage; Broadband Telecom; Networking Management, LLC Infrastructure Westport, CT

Signal Peak Ventures www.signalpeak.com 2755 E Cottonwood 801-942-8999 Integrated circuit firms; telecommunications Pkwy., Ste #520, Salt equipment; software; optoelectronic packaging; Lake City, UT telecommunications services

Venture Capital Firms - National

Name Website Address Phone Investment Focus

SOSventures www.sosventures.com 174 Nassau St., Ste. 3000, N/A General Investment Focus Princeton, NJ

Southern Cross Venture www.sxvp.com 285 Hamilton Ave, Palo 650-561-7150 Seed, early and growth stage firms; technology; Partners Alto, CA energy; resources

Split Rock Partners www.splitrock.com 10400 Viking Dr., #250, 650-617-1500 Software and internet services Eden Prairie, MN

Susquehanna Growth www.sgep.com 401 City Ave., Bala 610-617-2600 Saas; fintech; healthtech; internet; info services; Equity Cynwyd, PA marketplaces

Sutter Hill Ventures www.shv.com 755 Page Mill Rd., 650-493-5600 Technology Ste. A-200, Palo Alto, CA

TCV www.tcv.com 528 Ramona St., Palo 650-614-8200 Technology Alto, CA

Trinity Ventures www.trinityventures.com 2480 Sand Hill Road, Ste. 650-854-9500 Cloud/Mobile Infrastructure, Digital Media, 200, Menlo Park, CA Software-as-a-Service, and Social Commerce and Entertainment

Technology Partners www.technologypartners.com 550 University Ave., 650-289-9000 CleanTech; Life Sciences Palo Alto, CA

Toba Capital www.tobacapital.com 33 New Montgomery, N/A Business Applications and IT & Internet Ste. 1500, San Infrastructure Francisco, CA

TTV Capital www.ttvcapital.com 1230 Peachtree St., Ste. 404-347-8400 Financial Services Technology 1150, Atlanta, GA

UnCork Capital www.uncorkcapital.com 530 Lytton Ave 2nd Fl, 650-688-1801 Gaming; Social Media; Real-Time Web & Palo Alto, CA Commerce; Cloud Services & Infrastructure; Mobile Services & Infrastructure; Search, Local, & Monetization

U.S. Venture Partners www.usvp.com 1460 El Camino Real, 650-854-9080 Healthcare; enterprise; consumer technology Menlo Park, CA

Valhalla Partners www.valhallapartners.com 8000 Towers Crescent Dr., 703-448-1400 Digital Media; Next Generation Infrastructure; Ste. 1225, Vienna, VA Technology Buy Outs and Spin Outs

Velocity Venture www.velocityvc.com 909 Mormon St., Folsom, 888-292-4748 Hightech Capital, LLC CA

Versant Ventures www.versantventures.com One Sansome, Ste. 415-801-8100 Life Sciences; Medical Devices; Biopharmaceuticals 3630, Menlo Park, CA

Village Ventures www.villageventures.com 1 Bank St., 2nd Fl., 413-458-1100 Financial Services; Media Williamstown, MA

Venture Capital Firms - National

Name Website Address Phone Investment Focus

Vodafone www.vodafone.com/content/xone/ 275 Shoreline Dr., Ste. N/A Mobile Technology Ventures index/ventures.html 400, Redwood City, CA

Vulcan Capital capital.vulcan.com 505 5th Ave. S., Ste. 900, 206-342-2000 Financial services; IT, life sciences, media and communications Seattle, WA

W Capital www.wcapgroup.com 400 Park Ave., New York, 212-561-5240 Growth stage Partners NY

Warburg Pincus www.warburgpincus.com 450 Lexington Ave., 212-878-0600 Healthcare, consumer products, technology, media, business 34th Fl., New York, NY services

Zelkova www.zelkovavc.com 667 Madison Ave., N/A Seed, Early Stage Venture, Later Stage Venture, and Debt Ventures New York, NY Financing Investments; software; finance; enterprise software

*SOURCE: National Venture Capital Association, S&P Capital IQ

Private Equity Firms - Colorado

Name Website Address Phone Investment Focus

Back Country www.backcountrycapital.com 1616 17th St, Ste. 376, Denver, CO 720-443-2030 Owner/operator seeking liquidity and/or exit; Long term, Capital operationally focused view; Business to business service companies

BaseCamp Capital, www.basecampcapital.com 2401 15th St, Ste. 350, Denver, CO 303-468-0520 Real Estate; Technology & Telecom; Outdoor Industry LLC

Bow River Capital www.bowrivercapital.com 1780 S. Bellaire St., 8th Fl Denver, 303-861-8466 Lower middle market; Prospective investments must CO have strong products or services, a defined market niche and the potential for significant growth in revenue and cash flow

Braddock www.braddockholdings.com 1200 17th St., Ste. 880, 303-308-6400 Financial Services Industry Holdings Company Denver, CO

Cactus Capital www.cactuscapitalpartners.com 25 Downing St., Denver, CO 970-274-6716 Service businesses; Light or niche manufacturing; Value added distribution companies

Cheyenne Capital www.cheyennefund.com/ 1430 Wynkoop St., Ste. 200, Denver, 303-454-5453 Manufacturing; Financial Services; Business Services; CO Consumer Products & Services; Media; Energy

Colorado Financial www.coloradofinancialholdings. 2595 Canyon Blvd, Ste. 420, 303-962-4900 Agricultural sector Holdings com Boulder, CO

Consumer Capital www.consumercp.com 3900 E. Mexico, Ste. 1350 303-592-3800 Restaurant; Beverage; Leisure; Personal Care, Lifestyle Partners

Private Equity Firms - Colorado

Name Website Address Phone Investment Focus

Cornerstone www.cstoneholdings.com 385 Interlocken Crescent, 303-410-2500 Middle Market; Niche markets; Recapitalizations, LBOs & MBOs, growth Holdings, LLC Ste. 250, Broomfield, CO capital, real estate

Deer Creek Group, www.deercreekgroup.com 3680 Hoyt Ct., Wheat N/A Small & Middle Market; Industrial & Transportation Related LLC Ridge, CO

Excellere Partners www.excellerepartners.com 3033 E. First Ave., Ste. 303-765-2400 Business Services; Education & Training; Healthcare; Industrial Technology 700, Denver, CO & Services; Specialty Food

FirstCity Crestone www.fccrestone.com 8490 E. Crescent Pkwy, 720-407-4401 Special situations investments in a variety of lower middle market assets; Suite 230 Greenwood Financial or operational distress; Unique or difficult to value assets; Rapid Village, CO closing times; Unconventional deal structures

Fisher Capital www.fisher-capital.com 7887 E. Belleview Ave., Ste. 303-414-9900 Niche Businesses; Talented & Developed Management Team; Traditional Partners, Ltd. 810, Englewood, CO Businesses & Real Estate

GF Private www.gfprivateequity.com 14929 Hwy. 172, Ste. 302, 970-563-5000 Early-stage venture capital to leveraged buyouts Equity Group, LLC Ignacio, CO

Greenline www.greenlineventures.com 1324 15th St., Denver, CO 303-586-8000 Economic Development Activities Ventures

Greenmont www.greenmontcapital.com 1634 Walnut St., Ste. 301, 303-444-0599 Branded Consumer Products: Food & Beverage, Natural Products; Capital Partners Boulder, CO Alternative Energy; CleanTech

The Gores Group www.gores.com 6260 Lookout Road, 303-531-3100 Technology; Telecommunications; Business Services; Industrial; Healthcare; Boulder, CO Media; Consumer & Retail

Grey Mountain www.greymountain.com 1470 Walnut St., Ste. 400, 303-449-5692 Family-held businesses, entrepreneur-backed companies, corporate carve- Partners, LLC Boulder, CO outs, management buyouts, financial restructurings, operational turnarounds, take- privates

ZJM Equity www.zjmequity.com 1512 Larimer St., Ste. 200, 303-522-6687 , mature, middle markets, recapitalization, growth investments Denver, CO

Iron Gate Capital www.irongatecapital.com 842 W. South Boulder Rd., 303-395-1335 Bottom-up strategy across multiple industries & stages LLC Suite 200, Louisville, CO

J2 Partners www.j2partners.com 2595 Canyon Blvd., Ste. 303-962-4950 Western ; Manufacturing; Distribution & Business Services; 420, Boulder, CO

KRG Capital www.krgcapital.com 1800 Larimer St., Ste. 2200, 303-390-5001 Healthcare Services, MedTech & Life Sciences; Advertising & Marketing; Denver, CO Industrials/Specialty Manufacturing; Construction; Business & Industrial Services; Energy; Transportation; Aerospace Defense; Packaging & Labeling

KSL Capital www.kslcapital.com 100 St. Paul St., Ste. 800, 720-284-6400 Travel & Leisure Partners Denver, CO

Private Equity Firms - Colorado

Name Website Address Phone Investment Focus

Lion Equity Partners www.lionequity.com 3003 East First Ave., Ste. 303-847-4100 Small to Middle Market; Business Services; 201, Denver, CO Manufacturing; Software; Telecommunications; Distribution; Healthcare; Transportation

Mantucket Capital www.mantucket.com 5251 DTC Pkwy., Ste. 995, 303-397-8902 Wide ranging transaction types and size; Wide industry focus Greenwood Village, CO

Meritage Funds www.meritagefunds.com 1530 Blake St., Suite 200 303-352-2040 Tech Startups Denver, CO 80202

Montis Capital www.montiscapital.com 1330 Songbird Ct., 303-440-3456 Lower-Middle Market Businesses in the Rocky Boulder, CO Mountain Region

Ogdon Ventures http://www.ogdonventures.com/ N/A 720-484-8861 Business acquisition

Point B Capital www.pointbcap.com 1035 Pearl St., Ste. 302 206-577-7221 Capture value and leverage the relationships that Boulder, CO Point B has developed

Platte River Equity www.platteriverventures.com 200 Fillmore St., Ste. 200, 303-292-7300 Aerospace Manufacturing & Services; Industrial Denver, CO Products & Services; Metals, Chemicals & Natural Resources; Energy

Progress Equity Partners www.progressequity.com 7887 E. Belleview Ave., 303-297-1701 Healthcare; Food; Franchisors Ste. 1100, Englewood, CO

Revelry Brands www.revelrybrands.com 2897 Mapleton Ave., 303-444-4426 Unique, innovative businesses; Natural Foods; Ste. 100 Boulder, CO Consumer Products

SDR Ventures www.sdrventures.com 5613 DTC Pkwy., Ste. 830, 720-221-9220 Lower Middle Market; Manufacturing; Distribution; Business Services Greenwood Village, CO

Silver Peak Partners www.silverpeakpartners.com 621 17th St., Ste. 1710, 303-475-4165 Infrastructure; Environmental & Recycling; Aerospace & Defense; Niche/Precision Denver, CO Manufacturing; Agriculture

SFC Energy Management, www.sfcepartners.com 1225 17th St., Ste. 2575, 303-893-5007 Energy L.P. Denver, CO

Triple Creek Capital www.triplecreekcapital.com 120 Ninth Ave., 303-951-1467 Recurring revenue customer base; Large & Longmont, CO growing market; Stable industry with limited technology risk

Vestar Capital Partners www.vestarcapital.com 1555 Blake St., Ste. 200, 303-292-6300 Middle-market management buyouts and growth Denver, CO capital investments

Volante Capital LLC www.volantecapital.com 6000 E. Evans Ave., 303-358-0300 Healthcare Services Ste. 2-400, Denver, CO

*SOURCE: S&P Capital IQ

Private Equity Firms - National

Name Website Address Phone Investment Focus

Abingworth LLP www.abingworth.com 3000 Sand Hill Road, 650-926-0600 Life Sciences; Healthcare B1-145, Menlo Park, CA

ABRY Partners www.abry.com 888 Boylston, Ste. 617-859-2959 Media; Communications; Business & Information 1600 Boston, MA Services

Accel-KKR www.accel-kkr.com 2500 Sand Hill Road, 650-289-2460 Multi-Industry Ste. 300, Menlo Park, CA

Adams St. Partners LLC www.adamsstreetpartners.com Dr., 312-553-7890 Technology: Internet, Software, Business Services, Ste. 2200, Chicago, IL CleanTech, Financial, Communications, Components; Life Sciences: Medical Devices, Biopharmaceuticals

Alara Capital www.alaracap.com 5001 Plaza on the 512-795-5893 Semiconductors; Communications; Software; Digital Lake Dr., Ste. 103, Media; Wireless Austin, TX

Aldine Capital Partners www.aldinecapital.com 30 W. Monroe St., 312-346-3950 Lower middle market; 3+ years of successful Ste. 710, Chicago, IL operation; Buyouts; Acquisitions financings; Shareholder liquidity events; Recapitalizations; Growth financings

Alliance Consumer www.acginvestors.com 655 Madison Ave., 20th 212-940-9630 High-Growth Consumer Companies Growth Fl., New York, NY

Angelo, Gordon & Co. www.angelogordon.com 245 Park Ave., New 212-692-2000 Non-Traditional Investments York, NY

Audax Group www.audaxgroup.com 101 Huntington Ave., 617-859-1500 Middle Market Companies; Business Services; Financial Boston, MA Services

Avenue Capital Group www.avenuecapital.com 399 Park Ave., 6th Fl., 212-878-3500 Distressed & Undervalued Equity Opportunities New York, NY

Avista Capital Partners www.avistacapitalpartners.com 65 E. 55th St., 18th Fl., 212-593-6900 Energy; Healthcare; Communications & Media; New York, NY Consumer and Industrial

Battery Ventures www.battery.com 2884 Sand Hill Road, 650-372-3939 Software; Financial Services; Tech-enabled Ste. 101, Menlo Park, Businesses; IT; Communications; Internet & Digital

CA Media; Industrial Technology

BHMS Investments www.bhmsinvestments.com 126 East 56th St., 19th 646-481-6214 Lower Middle Market Fl., New York, NY 10022

Bregal Investments www.bregal.com 277 Park Ave., 29th Fl., 212-573-6235 Multi-Industry Mid Level Businesses New York, NY

Bruckman, Rosser, www.brs.com 126 E. 56th St., 29th Fl., 212-521-3700 Consumer Products & Services; Restaurants; Specialty Sherrill & Co. New York, NY Retail; Commercial Products & Services

Capital Partners www.capitalpartners.com 301 Merritt 7, Norwalk, 203-625-0770 Small & Mid-sized; Manufacturing; Distribution; CT Business Services; Franchises; Education; Food related

Private Equity Firms - National

Name Website Address Phone Investment Focus

Catterton Partners www.catterton.com 599 W. Putnam Ave., 203-629-4901 Middle Market Consumer Sector Corporation Greenwich, CT

CCMP Capital Advisors, www.ccmpcapital.com 277 27th 212-600-9600 Consumer, Retail & Media; Industrial; Energy; LLC Floor New York NY Healthcare

CFG Investment Bank www.carofin.com 1111 Haynes St., Suite 919-348-2905 , Merchant Banking, CFO & COO 205, Raleigh, NC Services

Charlesbank Capital www.charlesbank.com 200 Clarendon St., 54th 617-619-5400 Middle Market; Multi-Sector Partners Fl., Boston, MA

CIVC Partners www.civc.com 191 North Wacker Dr., 312-873-7300 Middle Market Companies; Business Services; Financial Ste. 1100, Chicago, IL Services

Clarion Capital Corp. www.clarion-capital.com 527 Madison Ave., 10th 212-821-0111 Business Services; Healthcare Services; Specialty Fl., New York, NY Financial Services; Consumer Products; Specialty Retail; Media and Entertainment

Clayton, Dubilier, & www.cdr-inc.com 375 Park Ave., 18th Fl., 212-407-5200 Long-term Collaboration Rice, Inc. New York, NY

Cowen Capital www.cowen.com 599 Lexington Ave., 646-562-1000 Aerospace, Defense & Industrials; Clean New York, NY Technology; Consumer; Healthcare; Technology; Telecommunications;

EnCap Investments www.encapinvestments.com 1100 Louisiana St., Ste. 713-659-6100 Oil & Gas 4900 Houston, TX

Encore Consumer Capital www.encoreconsumercapital.com 111 Pine St., Ste. 1825, 415-296-9850 Consumer Products: Food & Beverage; Health & San Francisco, CA Beauty Care; Pet Food & Pet Products; Direct Selling; Automotive Aftermarket; Infant & Children's Products; Household Products; Environmental and Sustainable Products

Energy Capital Partners www.ecpartners.com 12680 High Bluff Drive, 858-703-4400 North America Energy Infrastructure; Power Suite 400 , Generation; Electric Transmission; Midstream Gas CA

Energy Trust Partners www.energytrustpartners.com 551 Fifth Ave., 37th Fl., 212-557-0875 Oil & Gas

New York, NY

Equity Group www.egizell.com 2 North Riverside Plaza, 312-454-1800 Distressed; Turnaround; primarily Real Estate Investments, LLC Ste. 600, Chicago, IL

Firelake Capital www.firelakecapital.com 575 High St., Ste. 330, 650-321-0880 Early stage CleanTech; Alternative Energy; Water; Palo Alto, CA Material Sciences; Global Supply Chains

Fireman Capital Partners www.firemancapital.com 800 S St., Ste. 600, 617-671-0555 Consumer Focused Companies Waltham, MA

Private Equity Firms - National

Name Website Address Phone Investment Focus

Flexpoint Ford www.flexpointford.com 676 N Michigan Ave., 312-327-4520 Healthcare, Financial Services Ste. 3300, Chicago, IL

Freeman Spogli & www.freemanspogli.com 11100 Santa Monica 310-444-1822 Consumer and Distribution Industries CO Blvd, , CA

FTV Capital www.ftvcapital.com 555 California St., Ste. 415-229-3000 Business Services; Financial Services; Payments & Transaction 2900, San Francisco, CA Processing; Technology

GE Energy Financial www.geenergyfinancialservices. com 500 W Monroe St., 10th 312-441-6875 Essential, long-lived, & capital-intensive energy assets Services Fl., Chicago, IL

General Catalyst www.generalcatalyst.com 20 University Rd., 4th Fl., 617-234-7000 Clean Energy; Consumer, New Media, & Internet; Partners Cambridge, MA Software, Systems, & Services

Generation www.generationim.com 1 Bryant Park, 48th Fl., 212-584-3650 Long term Investing; Sustainability; Client Alignment Investment New York, NY Management LLP

Geneva Glen Capital www.genevaglencapital.com 123 N. Wacker Dr., Suite 312-525-8500 Multiple Industries 820, Chicago, IL

GI Partners www.gipartners.com 188 The Embarcadero, 415-688-4800 Consumer products – durables, food, pet and household Ste. 700, San Francisco, products CA

Golden Gate Capital www.goldengatecap.com One Embarcadero 415-983-2700 Environmental services Center, 39th Fl., San Francisco, CA

Grandbanks Capital www.grandbankscapital.com 75 Second Ave., Ste. 360, 781-997-4300 Internet Infrastructure, Software and Software Services, Needham, MA Security and Storage Applications, Mobile Media, Financial Technologies and Services, and Wireless Technologies and Services

Greenbriar Equity www.greenbriarequity.com 555 Theodore Fremd 914-925-9600 Healthcare – services, lower-tech products and distribution Fund Ave., Ste. A-201, Rye, NY

GTCR www.gtcr.com 300 N. LaSalle St., Ste. 312.382.2200 Niche industrial manufacturing – highly-engineered 5600, Chicago, IL products with leading market positions

GSO Capital Partners www.blackstone.com/our-business- 345 Park Ave., 31st Fl., 212-583-5000 Publishing, media and information services (Blackstone) es/aam/credit-businesses-(gso) New York, NY

Hale Capital www.halecapital.com 17 State St, Ste. 3230, New 212-751-1201 Non Traditional Private Equity Partners York, NY

Harbert www.harbert.net 2100 Third Ave. North, Ste. 205-987-5500 Real Estate Management 600, Birmingham, AL Corporation

HCI Equity Partners www.hciequity.com 1730 Pennsylvania Ave. 202-371-0150 Industrial Product and Service Companies NW, Ste. 525, Washington, DC

Private Equity Firms - National

Name Website Address Phone Investment Focus

HIG Capital www.higcapital.com 1450 Brickell Ave., 31st Fl., 305-379-2322 Specialty , FL

Highland Capital www.hcp.com 1 Broadway, 16th Fl., 617-401-4500 Value-added distribution Partners Cambridge, MA

Housatonic www.housatonicpartners.com One Post St., Ste. 2600, San 415-955-9020 Housatonic supports management teams and their companies with Partners Francisco, CA transformative capital, time-tested expertise, and a deep network of seasoned executives and thought leaders

Intel Capital www.intel.com/capital 2200 Mission College Blvd 408-765-8080 Channel Platform; Computing; Internet; Manufacturing; Mobility; RN6-37, Santa Clara, CA CleanTech; Health; Software & Services

IN-Q-Tel, Inc. www.iqt.org PO Box 749, Arlington, VA 703-248-3000 Commercial Technology for the Intelligence Community; Information & Communication Technologies; Physical & Biological Technologies

The Invus Group www.invus.com 750 Lexington Ave., 30th 212-371-1717 Partnership with Owner-Managers Fl., New York, NY

Iroquois Capital www.iroquoiscapitalgroup.com 401 Commerce St, Ste. 615-467-7200 Healthcare; Financial Services Group 740, Nashville, TN

J.P. Morgan www.jpmorganpartners.com 1221 Ave. of the 212-270-6000 Consumer, Retail, & Services; Financial Services; Industrial Growth; Life Partners, LLC Americas, New York, NY Sciences & Healthcare; Technology, Media, & Telecommunications

Jump Capital www.jumpcap.com 600 W Chicago Ave. 312-205-8390 Multi-Industry Ste. 825, Chicago, IL

King Hill Capital www.kinghillcapital.com Boston, MA 617-803-5597 Cleantech & Renewable Energy

Lee Equity www.leeequity.com 650 Madison Ave., 21st Fl., 212-888-1500 Business Services; Consumer/Retail; Distribution/Logistics; Financial Partners New York, NY Services,

Leeds Equity www.leedsequity.com 350 Park Ave., 23rd Fl., New 212-835-2000 Healthcare Services, Media Partners York, NY

Leonard Green & www.leonardgreen.com 11111 Santa Monica 310-954-0444 Consumer & Business Services; Consumer Products; Distribution; Partners, L.P. Blvd., Ste. 2000, Los Financial; Healthcare; Retail Angeles, CA

Lime Rock www.lrpartners.com 274 Riverside Ave, Ste. 3, 203-293-2750 Oil & Gas Partners, LLC Westport, CT

Lincoln Park www.lincolnparkcapital.com 440 N. Wells St., Ste. 312-822-9300 Early & Mid-Stage; Public & Private Capital 410, Chicago, IL

Linx Partners www.linxpartners.com 100 Galleria Pkwy., Ste. 770-818-0335 Industrial Manufacturing; Business services; Specialty Distribution 1150, Atlanta, GA Companies

Lovell Minnick www.lovellminnick.com 150 N. Radnor Chester 610-995-9660 Financial Services Industry Partners, LLC Road, Ste. A200, Radnor, PA

Private Equity Firms - National

Name Website Address Phone Investment Focus

Lubar & Co. www.lubar.com 700 N. Water St., Ste. 414-291-9000 Niche Manufacturing; Business Services; Energy; Food; 1200, Milwaukee, WI Architecture; Asset Management; Healthcare; Banking

Main St. Capital www.mainstcapital.com 1300 Post Oak Blvd, 713-350-6000 Lower Middle Market Ste. 800, Houston, TX

Matrix Partners www.matrixpartners.com 260 Homer Ave, Ste. 650-798-1600 Enterprise Software & Services; Networking & 201, Palo Alto, CA Communications; Hardware Systems & Storage; Internet & Consumers; Semiconductors; CleanTech; Mobile & Wireless

MCM Capital www.mcmcapital.com 25201 Chagrin Blvd., 216-514-1840 Analytical Instruments, Thermoplastics, Specialty Chemicals, Ste. 360, Cleveland, Contract Manufacturing, Electronics, Engineered Materials, OH Flexible Packaging, Home Décor, Industrial Finishing Equipment, Medical Device, Metal Forming, Precision Machining, Temporary Staffing, Direct Marketing, Technical Ceramics

Medimmune www.medimmuneventures.com One MedImmune Way, 301-398-3000 Healthcare and Medical Devices Ventures Gaithersburg, MD

MK Capital www.mkcapital.com 40 Skokie Blvd, 312-324-7700 Digital Media; Data Center Automation; Software; Education Ste. 430, Technology Northbrook, IL

Monitor Clipper www.monitorclipper.com 116 Huntington Ave, 617-638-1100 Middle Market Partners, LLC 9th Fl., Boston, MA

Monroe Capital www.monroecap.com 311 South Wacker Dr., 312-258-8300 Lower/Middle Market Ste. 6400, Chicago, IL

Morgan Stanley www.morganstanley.com/institu- 1585 Broadway, 212-761-6003 Middle Market; Multi-Sector Private Equity tional/invest_management/private_equity 38th Fl., New York, NY

Morgenthaler www.morgenthaler.com/private- equity 600 Superior Ave 216-416-7500 Traditional management buyouts and leveraged Private Equity E, Ste. 2500, recapitalizations; Industry build-ups; Growth equity Cleveland, OH investments in the lower middle market

New Energy www.newenergycapital.com 53 South Main St., 603-643-8885 Renewable Energy; CleanTech; Environmental Infrastructure Capital Third Fl., Hanover, NH Assets

NewWorld www.newworldcapital.net 527 Madison Ave, 212-486-3400 Energy Efficiency; Clean Energy; Water Resources & Capital Group 24th Ave, New York, Reclamation; Waste-to-Value; Environmental Services NY

NGN Capital www.ngncapital.com 396 Lexington Ave, 212-972-0077 Healthcare and Biotechnology 26th Fl., New York, NY

Oak Hill Capital www.oakhillcapital.com 65 East 55th St., 212-527-8400 Business & Financial Services; Consumer, Retail, & Partners 32nd Fl., New York, Distribution; Healthcare; Media & Telecom; Technology NY

Private Equity Firms - National

Name Website Address Phone Investment Focus

Oaktree Capital www.oaktreecapital.com 333 South Grand Ave., 28th 213-830-6300 Less Efficient Markets; Alternative Investments Management Fl., Los Angeles, CA

Oakwood Medical www.oakwoodmedical.com 10411 Clayton Road, 314-991-7979 Healthcare Investors Ste. 302, St. Louis, Missouri

OHA Investment www.ohainvestmentcorporation. 1114 Ave. of the 212-852-1900 Middle market Corporation com Americas, 27th Fl., New York, NY

OrbiMed www.orbimed.com 601 Lexington Ave., 54th 212-739-6400 Healthcare and Medical Devices Fl. New York, NY

Pangaea www.pangaeaventures.com 390 Amwell Road, Bldg 3 908-751-1360 Advanced Materials Ventures, Ltd. - Ste. 308, Hillsborough, NJ

Parthenon Capital www.parthenoncapitalpartners. Four Embarcadero Center, 415-913-3900 Financial Services; Healthcare Partners com Ste. 3610, San Francisco, CA

Pegasus Capital www.pcalp.com 99 River Road, Cos Cob, CT 203-869-4400 Building Materials; Consumer Products/Services; Energy; Financial Services; Health & Living; IT; Media; Metals & Minerals; Security; Sustainable Business Solutions

Petra Capital www.petracapital.com 3825 Bedford Ave., Ste. 101, 615-313-5999 Healthcare; Business Services Partners Nashville, TN

Pine Brook Road www.pinebrookpartners.com 60 East 42nd St., 50th Fl., 212-847-4333 Energy; Financial Services Partners New York, NY

Pitango Venture www.pitango.com 540 Cowper St., Ste. 200, 650-322-2201 Innovation Technology Capital Palo Alto, CA

Platinum Equity www.platinumequity.com 360 North Crescent 310-712-1850 Distribution; Entertainment; Equipment Rental & Service; Dr., Beverly Hills, CA Industrials; IT Services & Software

PNC Erieview www.pnc.com/erieview/english/ 1900 East Ninth St., 17th Fl., 216-222-3763 Multi-Industry Capital home.html Cleveland, OH

ProQuest www.proquestvc.com 2430 Vanderbuilt Beach 609-919-3560 Healthcare; Seed to Late Stage Investments Road, Ste. 108-190, Naples, FL

Quad-C www.quadcmanagement.com 200 Garrett St, Ste. M, 434-979-2070 Healthcare; Light Industrial; Packaging; Specialty Management Charlottesville, VA Chemicals; Transportation/Logistics

Quilvest Private www.quilvestprivateequity.com 527 Madison Ave., 11th Fl., 212-920-3800 Multiple industries; Energy Equity New York, NY

Range Light www.rangelightllc.com 2795 Pearl St, Ste 200, 303-444-4420 Active Lifestyle; Nat. Food & Bev; natural consumer packaged goods Boulder, CO

Private Equity Firms - National

Name Website Address Phone Investment Focus

Rho Capital Partners, www.rho.com 152 West 57th St., 23rd Fl., 212-751-6677 Energy Technology; Healthcare; New Media; IT & Inc. New York, NY Communications

Riverstone Holdings www.riverstonellc.com 712 Fifth Ave., 36th Fl., New 212-993-0076 Exploration & Production, Midstream, Oilfield Services, Power York, NY and Renewable

RRE Ventures LLC www.rre.com 130 East 59th St., 17th Fl., 212-418-5100 IT; Software; Internet Technology; Hardware New York, NY

Serent Capital www.serentcapital.com 1 Embarcadero Center, Ste. 415-343-1050 Business; Healthcare; Financial; Education; Tech-enabled Services 1680, San Francisco, CA

Shamrock Capital www.shamrockcap.com 1100 Glendon Ave, Ste. 310-974-6600 Media; Entertainment; Communications Advisors, LLC 1600, Los Angeles, CA

Social Leverage LLC www.socialleveragellc.com 2159 India St, Ste. 200, San N/A Technology Diego, CA

Southridge Partners www.southridge.com 850 3rd Ave., New York, NY 212-508-2100 Small & Middle Market Companies in Emerging Growth Areas

Spring Mountain www.springmountaincapital.com 650 Madison Ave., 20th Fl., 212-292-8300 Alternative Asset Investing Capital New York, NY

Strategic Value www.svpglobal.com 100 West Putnam Ave., 203-618-3500 Distressed, Deep Value, & Turnaround Partners Greenwich, CT

Stellus Capital www.stelluscapital.com 4400 Post Oak Pkwy., Ste. 713-292-5400 Energy, consumer products, environmental Management 2200, Houston, TX

Sterling Investment www.sterlinglp.com 285 Riverside Ave., Ste. 300, 203-226-8711 Business Services, Industrial and Consumer Value-Added Partners Westport, CT Distribution, Niche Manufacturing, and Transportation and Logistics

Summit Partners www.summitpartners.com 222 Berkeley St., 18th Fl., 617-824-1000 Business services; Communications Technology & Services; Boston, MA Consumer, Education; Energy; Financial Technology & Services, Healthcare

Sun Capital Partners, www.suncappart.com 5200 Town Center Circle, 561-394-0550 Consumer products and services, food and beverage, industrial, Inc. Ste. 600, Boca Raton, FL packaging, chemicals, building products, automotive, restaurant and retail sectors.

Susquehanna www.sgep.com 401 City Ave., Ste. 612, Bala 610-617-2600 Software & Internet; Payments & Transaction Processing; Growth Equity Cynwyd, PA Capital Markets Technology & Financial Services; Information Services

Sweetwater Capital www.sweetwatercg.com 42 Broad St., Red Bank, NJ 732-345-1122 Service businesses; Wireless and data transmission; internet Corp. infrastructure

Private Equity Firms - National

Name Website Address Phone Investment Focus

Teachers' Private www.otpp.com 5650 Yonge St., Toronto, Ontario 416-226-2700 Energy, Retail, Business Services, Healthcare Capital Technology & Media

Tonka Bay Equity www.tonkabayequity.com 301 Carlson Pkwy., Ste. 325, 952-345-2030 Highly-engineered manufacturing; Value-added Minnetonka, MN distribution; Business Services Companies

Triangle Capital www.tcap.com 3700 Glenwood Ave., Ste. 530, 919-719-4770 Lower Middle Market; Manufacturing; Distribution; Corporation Raleigh, NC Transportation; Energy

TVC Capital www.tvccapital.com 11452 El Camino Real, Ste. 450, 858-704-3261 Software Companies and Software-Enabled San Diego, CA Service Firms

US Renewables www.usregroup.com 2425 Olympic Blvd., Ste. 4050 310-586-3900 Renewable Energy: Power Generation, Biofuels & Group W, Santa Monica, CA Biochemicals, Infrastructure & Services

Vantage Point Capital www.vpcp.com 1001 Bayhill Dr., Ste. 300, San 650-866-3100 Energy Innovation; Energy Efficiency; IT; Internet & Partners Bruno, CA Digital Media; Healthcare

VMG Partners www.vmgpartners.com 39 Mesa St., Ste. 310, San 415-632-4200 Food, Beverage; Wellness; Pet & Persona Care; Lifestyle Francisco, CA Brands

Volcano Capital www.volcanocap.com 3 , 15th Fl., 212-404-2406 Early to Mid-Stage; Healthcare; Medical Devices New York, NY

Wand Partners www.wandpartners.com 260 Crandon Blvd, Ste. 32 212-909-2620 Financial Services

#75, Key Biscayne, FL

Warburg Pincus, LLC www.warburgpincus.com 450 Lexington Ave., New 212-878-0600 Consumer, Industrial & Services (CIS); Energy; Financial York, NY Services;

Waud Capital www.waudcapital.com 300 North LaSalle St., Ste. 312-676-8400 Healthcare, consumer products Partners 4900, Chicago, IL

Wells Fargo Energy www.wellsfargo.com/com/indus- Houston, TX N/A Oil; Gas; Petrochemicals; Domestic Exploration & Capital try/energy Production

Wharton Equity www.whartonequity.com 505 Park Ave., 18th Fl., New York, 212-570-5959 Real Estate & Corporate Investments Partners NY x112

*SOURCE: S&P Capital IQ

Mezzanine Sources

Name Website Address Phone Investment Focus

Advantage Capital www.advantagecap.com 190 Carondelet 314-725-0800 Small Business: Retail; Manufacturing; Health Services; Energy; Partners Plaza, Ste. 1500 St. CleanTech; IT, Internet; Telecommunications Louis, MO

Aldine Capital www.aldinecapital.com 30 W. Monroe St., Ste. 312-346-3950 Lower middle market; 3+ years of successful operation; Partners 710, Chicago, IL Buyouts; Acquisitions financings; Shareholder liquidity events; Recapitalizations; Growth financings

Audax Mezzanine www.audaxmezzanine.com 320 Park Ave., 19th Fl., 212-703-2700 Junior debt securities of private middle market businesses New York, NY

Bow River Capital www.bowrivercapital.com 1780 S Bellaire St, 8th 303-861-8466 Lower middle market; Prospective investments must have Fl., Denver, CO strong products or services, a defined market niche and the potential for significant growth in revenue and cash flow

Central Valley Fund www.centralvalleyfund.com 1590 Drew Ave., Ste. 530-757-7004 Midsized Business Focus; Multiple industry (CVF) 110, Davis, CA

GE Energy Financial www.geenergyfinancialservices. com 800 Long Ridge Rd., N/A Essential, long-lived, & capital-intensive energy assets Services Stamford, CT

GSO Capital www.blackstone.com/our-business- 345 Park Ave., New York, 212-503-2100 Credit oriented alternative asset managers Partners es/aam/credit-businesses-(gso) NY (Blackstone)

Harbert Mezzanine www.harbert.net/private-capital/ 618 Church St., Ste. 500, 615-301-6400 Private middle market companies Partners mezzanine-capital Nashville, TN

SDR Ventures www.sdrventures.com 5613 DTC Pkwy., Ste. 720-221-9220 Lower Middle Market; Manufacturing; Distribution; Business 830, Services Greenwood Village, CO

Solar Capital Ltd. www.solarcapltd.com 500 Park Ave., 3rd Fl., 212-993-1670 Senior secured loans, mezzanine loans and equity New York, NY securities

Stellus Capital www.stelluscapital.com 4400 Post Oak Pkwy., 713-292-5400 Middle market companies, management teams, financial Management Ste. 2200, Houston, TX sponsors, leading institutions, mezzanine and first/ second lien

*SOURCE: S&P Capital IQ

Angel Investors

Name Website Address Phone Description

Angel Capital Association www.angelcapitalassociation.org 10977 Granada Lane, 913-894-4700 North American trade association of angel Ste. 103, Overland groups and private investors that invest in high Park, KS growth, early-stage ventures

Golden Seeds LLC www.goldenseeds.com 830 Third Ave., 2nd Fl., 888-629-6774 A discerning group of investors, seeking and New York, NY funding high-potential, women-led businesses

High Altitude Investors www.highaltitudeinvestors.com 559 Pikes Peak Ave., Ste. 719-685-7877 Organization of accredited investors who seek 101, Colorado Springs, private investment opportunities, largely in CO Southern Colorado and the Front Range

Impact Angel Group www.impactangelgroup.com Boulder, CO N/A Network of impact investors who provide capital and expertise to social entrepreneurs to make a difference and realize a financial return

Kaufman Foundation www.kauffman.org 4801 Rockhill Rd., Kansas 816-932-1000 World's largest foundation devoted to City, MO entrepreneurship

KAYWEB Angels www.kaywebangels.com 1330 Avenue of the 212-653 0391 Angel investment group providing Americas, 23rd Fl., New development services and mentoring to web York, NY and mobile startups in exchange for equity

Keiretsu Forum www.keiretsuforum.com 425 Market St., San 415-493-9875 World's largest angel investor network: 850 Francisco, CA accredited investor members

Rockies Venture Club www.rockiesventureclub.org 1415 Park Ave. West, 720-353-9350 Non-profit that connects entrepreneurs, service Denver, CO professionals, investors, venture capitalists and other funding sources

Seed Angel www.seedangel.co National N/A Dedicated to providing entrepreneurs with access to the angel investor community through events nationwide; Also strive to build collaboration between angel investors and to inspire high-net worth individuals to become angels

TechStars www.techstars.com 1050 Walnut St., Boulder, 303-720-6559 Web portal for investment opportunities and capital CO connections

Commercial Banks

Name Website Address Phone Services Offered

Alpine Bank www.alpinebank.com 252 Dillon Ridge Rd., 970-568-4701 SBA; Loans & Lines of Credit; Commercial Loans Dillon, CO

ANB Bank www.anbbank.com 3033 E. First Ave., 303-394-5400 Line of Credit; Business Loans; SBA; Agriculture Denver, CO

Bank of America www.bankofamerica.com 1801 16th St. Denver, CO N/A Individual & commercial deposits, business loans, various investment products

Bank of Denver www.thebankofdenver.com 810 E 17th Ave, Denver, 303-572-3600 SBA; Loans & Lines of Credit; Commercial Loans CO

Bank of the West www.bankofthewest.com 621 Seventeenth St., 303-202-5535 SBA; Agriculture; Construction; Lines of Credit; Ste. 103, Denver, CO Equipment Leases; Long-Term Financing

Bank SNB https://www.banksnb.com 3001 Brighton Blvd., Ste. 303.754.5385 Revolving Lines of Credit; Term & Equipment 718 Denver, CO Loans; SBA; Letters of Credit; Real Estate & Construction Loans; Healthcare Loans

BBVA Compass www.bbvacompass.com 999 18th St, Denver, CO 303-308-9912 Healthcare, Attorney/CPA, Professional, Retailer Financial Solutions, Nonprofits; SBA Loans; Term Loans; Business Leasing; Business Lines of Credit; Asset Based Lending

Chase Bank www.chase.com 1125 17th St., Denver, CO 303-244-3283 Individual & commercial deposits, business loans, various investment products

Citywide Banks www.citywidebanks.com 44 Cook St., #110, 303-365-3870 Commercial Loans & Lines of Credit; Construction Denver, CO Lending

Collegiate Peaks Bank www.collegiatepeaksbank.com 855 S Colorado Blvd, 303-481-1301 SBA; Loans & Lines of Credit; Commercial Loans Denver, CO

Colorado Business Bank www.cobizbank.com 821 17th St., Denver, CO 303-293-2265 Business Check & Credit Cards; Revolving Lines of Credit; Letters of Credit; Term Loans; SBA; Real Estate Loans

Colorado State Bank and www.csbt.com 1600 Broadway, Denver, 303-861-2111 SBA; Loans & Lines of Credit; Areas of Expertise: Trust CO Commercial Real Estate, Healthcare, Energy, Food and Commodities, Correspondent Banking

Community Banks of www.cobnks.com 7800 E Orchard Rd, Suite 720.529.3352 Business Line of Credit; Term Loan; SBA Loans & Colorado 300, Greenwood Village, Lines; CSA; Business Overdraft Line of Credit; CO Real Estate Financing; Business Credit Card

Evolve Bank & Trust www.getevolved.com 999 18th St, Ste. 1415N, 855-259-0747 SBA; Loans & Lines of Credit; Commercial Loans Denver, CO

Commercial Banks

Name Website Address Phone Services Offered

FHL Bank Topeka www.fhlbtopeka.com 1 SW Security 785-223-0507 Individual & commercial deposits, business loans, Benefit Pl., various investment products #100, Topeka, KS

First National Bank www.firstnationaldenver.com 1573 Market St, 303-297-0333 Individual & commercial deposits, business loans, Denver, CO various investment products

FirstBank www.efirstbank.com 100 St. Paul St., 303-333-1000 Business First Line of Credit; Construction Loans; Denver, CO Letters of Credit; Single Payment Loans

Flatirons Bank www.flatironsbank.com 1095 Canyon (303) 590-4999 Individual & commercial deposits, business loans, Blvd., Suite 100, various investment products Boulder, CO

Guaranty Bank & Trust www.guarantybankco.com 1331 17th St., 303-298-6977 SBA; Loans & Lines of Credit; Commercial Loans Denver, CO

JP Morgan Chase www.chase.com 1125 17th St., 303-244-3283 Business Line of Credit; Term Loan; SBA Loans & Denver, CO Lines; CSA; Business Overdraft Line of Credit; Real Estate Financing; Business Credit Card

KeyBank www.key.com 1675 Broadway, 303-298-1234 SBA; Lines of Credit; Equipment Financing & Denver, CO Leasing; Small Business Loans

MidFirst Bank www.midfirst.com 101 Cook St., 303-376-3800 Commercial; Mortgage; Construction Loans; Denver, CO Equipment Financing; Lines & Letters of Credit

Mountain View Bank www.mvbofc.com 12365 Huron Street, (303) 243-5400 Individual & commercial deposits, business loans, of Commerce Westminster, CO various investment products

Mutual of Omaha Bank www.mutualofomahabank.com 5675 DTC Blvd., 303-986-5575 Relationship driven Business Loans and Lines of Suite 250, Credit, SBA Loans, Commercial Real Estate Loans, Greenwood Credit Cards, Cash Management, Home Equity Village, CO Loans and Lines, Residential Mortgages

Native American Bank www.nabna.com 999 18th Street 303-988-2727 Individual & commercial deposits, business loans, Suite 2460, various investment products Denver, CO

New Resource Bank www.newresourcebank.com 885 Arapahoe Drive, 303-339-0399 Business Loans for Environmental, Health & Boulder, CO Wellness, Education and Sustainably-Managed Organizations, including Lines of Credits, Term Loans, SBA Loans, Project or Real Estate Financing

Northstar Bank of www.northstarbankco.com 7979 E Tufts Ave., 720-387-3900 Commercial; Mortgage; Construction Loans; Colorado Ste. 850, Denver, CO Equipment Financing; Lines & Letters of Credit

Pueblo Bank & Trust www.pbandt.com 2351 S Colorado 303-758-5617 Individual & commercial deposits, business loans, Blvd. Denver, CO various investment products

Redstone Bank www.redstonebankco.com 15765 E Arapahoe 720-880-5000 Individual & commercial deposits, business loans, Road, Centennial, various investment products CO

Commercial Banks

Name Website Address Phone Services Offered

Solera Bank www.solerabank.com 319 S Sheridan Blvd., 303-209- Individual & commercial deposits, business loans, Lakewood, CO 8600 various investment products

Sunflower Bank www.sunflowerbank.com 1573 Market St., Denver, 303-297- Individual & commercial deposits, business loans, CO 0333 various investment products

TCF Bank https://www.tcfbank.com 640 16th St., Denver, CO 800-823- Home Equity Loans & Lines of Credit; Inventory 2265 Financing; Equipment Leasing; Business Credit Cards

UMB Bank www.umb.com 1670 Broadway St. 303-839- Individual & commercial deposits, business loans, Denver, CO 1300 various investment products

US Bank www.usbank.com 950 17th St, Denver, CO 303-585- Term, SBA, & Agricultural Loans; Equipment 7340 Leasing; Quick Credit; Credit Card or Line of Credit; Tax Credit Financing

Valley Bank & Trust www.valleybankandtrust.com 6171 North Washington 303-289- Lines of Credit; Business Expansion, Equipment, Land & St., Denver, CO 3088 Building Loans; Business Credit Cards

Vectra Bank Colorado www.vectrabank.com 1650 S. Colorado Blvd, 720-947- SBA Loans; Business Loans; Lines of Credit; Denver, CO 7500 Equipment Leasing

Verus Bank of Commerce www.verusboc.com 3700 S. College Ave., 970-204- SBA; Loans & Lines of Credit; Commercial Loans Fort Collins, CO 1010

Wells Fargo www.wellsfargo.com , Denver, 303-863- Wells Fargo Business Loan; Lines of Credit; SBA; CO 4631 Equipment Express Loan; Healthcare Loans

*SOURCE: Colorado Bankers Association/internal research

Nonprofit & Other Institutions

Name Website Address Phone Services Offered

Accion Colorado us.accion.org/accion-near-you/ 1441 18th St., Suite 303-904-9362 Loans and lines of credit to start-up colorado/denver 150, Denver, CO and existing businesses across all industries - Hablamos español

Bellco Credit Union www.bellco.org Multiple 303-689-7800 Small business loans, business lines of credit, commercial real estate loans

Cedco www.cedco.org 800 W 8th Ave., 303-893-8989 Colorado non-profit corporation Ste. 103, Denver, certified by the Small Business CO Administration to provide loans under the 504 program

City & County of Denver Office of Economic www.denvergov.org/oed 201 W. Colfax Ave., 720-913-1999 Gap financing small business loans from Development (OED) Dept. 208, Denver, $25,000 to CO $350,000

Colorado Enterprise Fund www.coloradoenterprisefund.org 1888 Sherman St., Ste. 303-860-0242 Statewide lending source 530, Denver, CO specializing in loans for small and emerging businesses unable to secure traditional bank financing

Colorado Housing & Finance Authority (CHFA) www.chfainfo.com 1981 Blake St., Denver, 303-297-2432 Small Businesses; Individuals; CO Developers; Industrial Revenue Bonds for Manufacturers

Colorado Lending Source www.coloradolendingsource.org 1441 18th St., Ste. 100, 303-657-0010 Provides financing in partnership with the Small Business Administration, US Denver, CO Department of Agriculture, banks, foundations and other sources for expanding or startup businesses; microloans; loans range from $5,000 to $5.5 million; also provides entrepreneurial development training

Community Enterprise Development Services www.cedsfinance.org 1450 S. Havana 303-569-8165 Assists refugees, immigrants, and low St. #504, Aurora, to moderate income people in metro CO Denver who desire to own or strengthen businesses, develop assets, and empower themselves

financially

CRF USA www.crfusa.com 801 Nicollet Mall, Ste. 800-475-3050 Provide small business loans not 1700 W, Minneapolis, found elsewhere for people living MN in underserved communities

Denver Community Credit Union www.denvercommunity.coop Multiple 303-573-1170 Small Business Loans

Denver Retail Incubator http://drigoods.org 110 16th St., Ste. 1300, 720-480-4592 Incubator programs; loan capital; retail Denver, CO real-estate

Gary Community Investments https://www.garycommunity.org/ 1705 17th Street, Suite 303-628-3800 Invest in for-profit and philanthropic 200 solutions for Colorado’s low -income Denver, CO children and their families

Investors Circle www.investorscircle.net 201 West Main Street | 919-296-1166 Early-stage Suite 115 Durham, NC

Kiva Zip www.kivazip.org 875 Howard St., Ste. 828-479-5482 Character-based, 0% interest and no 304, San Francisco, fee crowdfunded loans of up to $5,000 CA ($10,000 for agricultural loans)

Nonprofit & Other Institutions

Name Website Address Phone Services Offered

Mi Casa Resource Center www.micasaresourcecenter.org 345 Grove St., Denver, CO 303-573-1302 Microloans for current business program participants 80219

Mile High Community www.mhclf.org 1905 Sherman St., Ste. 303-860-1888 Loans for nonprofit and for-profit developers of Loan Fund 210, Denver, CO affordable housing & nonprofits serving low-income communities

NEWSED www.newsed.org 2120 W. 7th Ave, Denver CO 303-534-8342 Nonprofit lending circle. Receive up to $2500 and repay 80204 over time with low monthly payments

Ours to Own www.ourstoown.org 7315 Wisconsin Ave, Ste. 800-248-0337 Impact investing 1000W, Bethesda MD

Public Service Credit www.pscu.org 7055 E. Evans Ave., 303-639-2150 Small Business Loans; Lines of Credit Union Denver, CO

Region 10- Micro Loan www.region10.net 300 N. Cascade Ave., 970-249-2436 Small Business; Nonprofits; Loans that create or Lender Montrose, CO retain jobs or that establish or expand businesses needed in our growing regional economy

Rocky Mountain www.rmmfi.org 1441 18th St., Denver, CO 720-941-5037 RMMFI helps curious people transform into MicroFinance Institute serious entrepreneurs through skill building, (RMMFI) mentorship, and microlending

Alternative Lenders

Name Website Address Phone Services Offered

Associated Receivables www.arfunding.com 21334 East Nassau Ave., 888-250-2107 Accounts Receivable Factoring Funding, Inc. Aurora, CO

Dynamic Funding, Inc. www.dynamicfundinginc.com One Inverness Dr. East, 303-754-2007 Flexible equipment leasing options, including Englewood, CO operating leases and capital leases

Funding Circle www.fundingcircle.com 1099 18th St. Denver CO 888-615-0598 Fixed monthly payments. Flexible borrowing 80202 time frames and no prepayment penalties.

Greenline Ventures www.greenlineventures.com 1324 15th Street, (303) 586- 8000 Small business loans Denver, CO 80202

Liquid Capital of www.liquidcapitalofco.com 1401 Onyx Circle, 303-774-7623 Accounts receivable lending, factoring, Colorado Longmont, CO purchase finance program, leasing, credit insurance, accounts payable processing program

Montegra Capital www.montegra.com 3200 Cherry Creek Drive 303-377-4181 Commercial real estate lender Resources, LTD South, Ste. 200, Denver, CO

On Deck Capital www.ondeck.com 1400 Broadway, New 888-269-4246 term loans for businesses with physical York, NY storefronts (dentist, restaurant, bar, auto body shop, etc.)

P2Binvestor www.p2bi.com 899 Logan St., Ste. 720-361-1500 Purchase Order Financing, Asset Backed Lines of 210, Denver, CO Credit

Premier Trade www.premiertradesolutions.com 303 E. 17th Ave., Ste. 405, 303-308-0401 Accounts Receivable Financing (Factoring), Solutions, Inc. Purchase Order Funding Denver, CO

Riviera Finance www.rivierafinance.com 8400 E. Prentice 720-838-5859 Cash flow solutions for early stage businesses Avenue, Ste. 1500 Greenwood Village

Square 1 Bank www.square1financial.com 406 Blackwell St, Ste. 240, 866-355-0468 Specializes in providing financial services to Durham, NC entrepreneurs and venture capitalists

The Note Shop Loans www.tnsloans.com 1101 W Mineral Ave #101, 888-876-6732 Business loans for equipment, real estate and Littleton, CO lines of credit

Money 360 https://www.money360.com/ 999 Corporate Dr., Ste. 949-579-2200 Commercial real estate lender $1m to $20m 110, Ladera Ranch, CA

Lending Club https://www.lendingclub.com/ 71 Stevenson Street, Suite 855-846-0153 Business loans 300, San Francisco, CA

Prosper https://www.prosper.com/ 221 Main Street, Suite 300 866-615-6319 Business loans San Francisco, CA

Investment Banking Institutions

Name Website Address Phone Services Offered

Corporate Development www.cdcapital.bz 14680 Sterling Rd., 719-632-8341 Mergers & Acquisitions, Capitalizations, Financial Capital, LLC Colorado Springs, CO Advising and Consulting Services

Headwaters Merchant www.headwatersmb.com 1225 17th St., Ste. 1725, 303-572-6000 Merchant Banking Banking Denver, CO

RBC Capital Markets www.rbccm.com 1801 California St., Ste. 303-595-1200 Asset Based Lending, Corporate Access 3850, Denver, CO

SDR Ventures www.sdrventures.com 5613 DTC Pkwy., Ste. 830, 720-221-9220 Investment Banking, Business Consulting Greenwood Village, CO

Integris Partners Ltd http://www.integris-partners.com 1099 18th St, Denver, CO 303-825-9618 Middle-market clients in North America: aerospace and defense, IT services, healthcare, media.

Piper Jaffray & Co http://www.piperjaffray.com/ 1200 17th St #1250, 303-820-5865 Investment Banking, Business Consulting Denver, CO

Peakview Partners http://peakviewpartners.com/ 1610 Wynkoop St 303-545-9500 Middle-market clients #150, Denver, CO

W.G. Nielsen & Co. https://wgnielsen.com/ 3200 Cherry Creek S Dr 303-830-1515 Mergers & Acquisitions #470, Denver, CO

Stifel Nicolaus & Co Inc http://www.stifel.com/ 1125 17th St Suite 303-296-2300 Financial services holding company that 1600, Denver, CO conducts its business through several wholly owned subsidiaries

Petrie Partners LLC http://www.petrie.com/ 1700 Lincoln St, Denver, 303-953-6768 Boutique investment banking firm offering CO financial advisory services to the oil and gas industry; mergers, divestitures and acquisitions and private placements.

Quadriga Partners LLC http://quadrigapartners.com/ 200 Columbine St., 303-446-7227 Advising on and Suite 200, Denver, CO capital raising transactions

Foundations

Name Website Address Phone Services Offered

Bill & Melinda Gates https://www.gatesfoundation.org/ 440 5th Ave N., Seattle, 206-709-3140 America’s education system, extreme poverty and Foundation WA poor health in developing countries

Calvert Foundation http://www.calvertfoundation.org 7315 Wisconsin Avenue 800-248-0337 Work is focused on connecting investors to / Suite 1000W Bethesda, organizations that strengthen communities and MD sustain the planet

Colorado Health www.coloradohealth.org/fundin 1780 Pennsylvania St, 303-953-3600 Health Foundation g/ private-sector-engagement Denver, CO

Daniels Fund http://www.danielsfund.org/ 101 Monroe Street 303-393-7220 Grants to support highly effective nonprofit Denver, Colorado organizations in Colorado, New Mexico, Utah, and Wyoming through the Daniels Fund Grants Program

Denver Foundation’s www.denverfoundation.org 55 Madison St., Denver, 303-300-1790 Basic Human Needs, Economic Opportunity, Impact Investing Fund CO Education, and Community Leadership

Gates Family Foundation www.gatesfamilyfoundation.org 1390 Lawrence Street, 303-722-1881 Education, healthy lifestyles, community enrichment, #400, Denver, CO connection to nature and stewardship of Colorado’s natural inheritance

W.K. Kellogg Foundation https://www.wkkf.org/ 1 Michigan Avenue, Battle 269-968-1611 Grantmaking supports thriving children, working Creek, MI families and equitable communities with a commitment to racial equity, developing leaders and engaging communities in solving their own problems

Denver Economic Development & Opportunity (DEDO) 101 W. Colfax, Suite 850 Denver, CO 80202 720.913.1999 www.denvergov.org/economicdevelopment