UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended December 31, 1999 ------------------- Check here if Amendment: / /; Amendment Number: ______ This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U.S. Bancorp ------------ Address: 601 Second Avenue South ----------------------- Minneapolis, MN 55402-4302 -------------------------- Form 13F File Number: 28- 551 --- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Merita D. Schollmeier --------------------- Title: Vice President -------------- Phone: 651-205-2030 ------------ Signature, Place, and Date of Signing: /s/ Merita D. Schollmeier St. Paul, MN 2/11/00 - ------------------------- ------------ ------- Information contained on the attached Schedule 13(f) is provided solely to comply with the requirements of Section 13(f) of the Securities Exchange Act of 1934 and Regulations promulgated thereunder. It is the position of U.S. Bancorp, that for any purpose other than Schedule 13-F, it is not an institutional investment manager and does not, in fact, exercise investment discretion with regard to any securities held in a fiduciary or agency capacity by any subsidiary or trust company. Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6 --- Form 13F Information Table Entry Total: 4,386 ------- Form 13F Information Table Value Total: $24,033,556 ------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state "NONE" and omit the column headings and list entries.) No. Form 13F File Number Name 1 28-2267 U.S. Bank National Association, Minneapolis, Minnesota 3 28-2566 FBS Small Business Investment Co. Ltd. Minneapolis, Minnesota 6 28-7088 U.S. Bank Trust National Association MT, Billings, Montana 7 28-7094 U.S. Bank Trust National Association, St. Paul, Minnesota 11 28-7304 U.S. Bancorp Piper Jaffray Inc., Minneapolis, Minnesota 14 28-6600 Wyoming Trust and Management Company, Gillette, Wyoming INV DISCRETION VOTING AUTHORITY MARKET VAL SHARES OR SHRD SHRD NAME OF ISSUER TITLE OF CLASS CUSIP IN $1000S PRIN AMNT SOLE DEF OTHER MGR SOLE SHARED NONE - ------------------------------ ---------------- ----------- ----------- ---------- -------------- --- ------------------------------ DAIMLERCHRYSLER AG ORD D1668R-12-3 1,943 24,916 X 01 24,993 623 2,338 237 3,038 X 01 18 236 X 07 236 760 0 59 760 X 07 1,176 15,073 X 11 1,895 0 13,178 EL SITIO INC ORD G30177-10-2 8,419 229,100 X 01 227,500 0 1,600 EURO TECH HOLDINGS CO LTD WT EXP 021403 G32030-11-9 2 10,000 X 01 10,000 0 0 FRUIT OF THE LOOM LTD ORD CL A G3682L-10-5 15 10,100 X 01 9,700 0 400 GLOBAL CROSSING LTD COM G3921A-10-0 2,675 53,505 X 01 50,850 10,936 6,035 716 14,316 X 01 116 2,323 X 07 2,081 0 1,242 50 1,000 X 07 1,097 21,949 X 11 13,085 0 8,864 GLOBALSTAR TELECOMMUNICTNS LT COM G3930H-10-4 48 1,100 X 01 0 1,100 0 422 9,600 X 11 0 0 9,600 IPC HLDGS LTD ORD G4933P-10-1 1,983 133,300 X 01 133,300 0 0 KNIGHTSBRIDGE TANKERS LTD ORD G5299G-10-6 3,229 239,200 X 01 235,300 1,400 3,900 19 1,400 X 01 8 600 X 07 600 0 0 14 1,000 X 11 0 0 1,000 NORDIC AMERICAN TANKER SHIPPN COM G65773-10-6 2,582 243,000 X 01 240,500 0 2,500 SANTA FE INTL CORP ORD G7805C-10-8 5,460 211,000 X 01 211,000 0 0 256 9,900 X 07 9,900 0 0 TRITON ENERGY LTD ORD G90751-10-1 21 1,000 X 01 2,000 0 0 21 1,000 X 01 347 16,845 X 11 16,845 0 0 XL CAP LTD CL A G98255-10-5 2,993 57,694 X 01 57,160 0 1,921 72 1,387 X 01 8 150 X 11 150 0 0 CHECK POINT SOFTWARE TECH LTD ORD M22465-10-4 755 3,800 X 01 3,800 0 0 GALILEO TECHNOLOGY LTD ORD M47298-10-0 6,560 271,900 X 01 269,400 0 2,500 OPTISYSTEMS SOLUTIONS LTD WT EXP 000002 M75252-11-0 250 100,000 X 01 100,000 0 0 ORBOTECH LTD ORD M75253-10-0 2,674 34,500 X 07 34,500 0 0 16 200 X 11 0 0 200 ARCADIS N V ORD N0605M-10-5 79 11,500 X 01 0 0 11,500 ASM LITHOGRAPHY HLDG N V N Y SHS N07059-11-1 9,100 80,000 X 01 80,800 0 0 91 800 X 01 CNH GLOBAL N V ORD N20935-10-7 7,252 544,800 X 01 544,800 0 0 346 26,000 X 07 26,000 0 0 7 505 X 11 505 0 0 INV DISCRETION VOTING AUTHORITY MARKET VAL SHARES OR SHRD SHRD NAME OF ISSUER TITLE OF CLASS CUSIP IN $1000S PRIN AMNT SOLE DEF OTHER MGR SOLE SHARED NONE - ------------------------------ ---------------- ----------- ----------- ---------- -------------- --- ------------------------------ CORE LABORATORIES N V COM N22717-10-7 4,852 242,600 X 01 241,100 0 3,500 40 2,000 X 01 100 5,000 X 07 5,000 0 0 METRON TECHNOLOGY N V ORD N5665B-10-5 161 10,000 X 01 9,900 0 100 QIAGEN N V ORD N72482-10-7 4,243 56,200 X 01 55,000 0 1,200 1,329 17,600 X 07 17,600 0 0 SAPIENS INTL CORP N V ORD N7716A-10-2 4,063 247,200 X 01 230,000 0 17,200 TRIPLE P N V COM N88795-10-4 826 412,860 X 01 412,860 0 0 STEINER LEISURE LTD ORD P8744Y-10-2 4,429 265,400 X 01 261,300 0 4,100 55 3,300 X 07 3,300 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T-10-3 104 2,100 X 01 1,100 0 3,000 99 2,000 X 01 FLEXTRONICS INTL LTD ORD Y2573F-10-2 6,006 130,570 X 01 128,600 0 1,970 23 500 X 07 500 0 0 2 50 X 11 50 0 0 OMI CORP NEW COM Y6476W-10-4 52 25,000 X 01 25,000 0 0 A D C TELECOMMUNICATIONS COM 000886-10-1 4,026 55,486 X 01 44,315 83,070 18,471 6,557 90,370 X 01 207 2,853 X 07 5,350 157,369 3,003 11,818 162,869 X 07 4,211 58,037 X 11 47,827 0 10,210 ACM MANAGED INCOME FD INC COM 000919-10-0 18 3,000 X 01 16,000 0 0 76 13,000 X 01 AFLAC INC COM 001055-10-2 2,581 54,691 X 01 79,115 0 3,276 1,307 27,700 X 01 140 2,962 X 07 2,700 1,800 262 85 1,800 X 07 162 3,432 X 11 3,432 0 0 AES CORP JR SBDB CV4.5%05 00130H-AN-5 1,188 9,000 X 01 9,000 0 0 3,960 30,000 X 11 30,000 0 0 AES CORP COM 00130H-10-5 20,873 279,238 X 01 262,127 0 17,111 301 4,030 X 07 3,500 2,400 530 179 2,400 X 07 2,809 37,574 X 11 37,374 0 200 AMB PROPERTY CORP COM 00163T-10-9 1,097 55,000 X 01 55,000 0 0 122 6,130 X 11 6,130 0 0 AMFM INC COM 001693-10-0 15,820 202,172 X 01 198,812 300 3,360 23 300 X 01 26 335 X 11 0 0 335 AMR CORP COM 001765-10-6 2,273 33,922 X 01 33,376 0 1,472 62 926 X 01 13 201 X 07 0 0 201 4 55 X 11 55 0 0 AT&T CORP COM 001957-10-9 178,830 3,519,448 X 01 3,106,820 395,450 554,712 27,313 537,534 X 01 2,758 54,274 X 06 54,855 1,666 654 INV DISCRETION VOTING AUTHORITY MARKET VAL SHARES OR SHRD SHRD NAME OF ISSUER TITLE OF CLASS CUSIP IN $1000S PRIN AMNT SOLE DEF OTHER MGR SOLE SHARED NONE - ------------------------------ ---------------- ----------- ----------- ---------- -------------- --- ------------------------------ 147 2,901 X 06 15,637 307,747 X 07 284,393 250,265 68,909 15,031 295,820 X 07 3,736 73,521 X 11 45,449 0 28,072 AT&T CORP COM LIB GRP A 001957-20-8 1,366 24,038 X 01 33,192 72,868 868 4,709 82,890 X 01 34 602 X 06 602 0 100 6 100 X 06 133 2,336 X 07 1,134 24,520 1,202 1,393 24,520 X 07 1,363 23,987 X 11 19,375 0 4,612 ATS MED INC COM 002083-10-3 2,403 160,875 X 01 160,375 0 500 182 12,200 X 07 63,200 4,000 1,000 836 56,000 X 07 4 277 X 11 277 0 0 AVT CORP COM 002420-10-7 141 3,000 X 01 2,000 2,000 1,000 94 2,000 X 01 131 2,797 X 11 2,797 0 0 ABBOTT LABS COM 002824-10-0 27,167 748,168 X 01 887,728 413,210 584,078 41,281 1,136,848 X 01 318 8,764 X 06 8,764 2,110 0 77 2,110 X 06 17,097 470,827 X 07 493,609 752,416 23,016 28,985 798,214 X 07 1,235 34,020 X 11 32,434 0 1,586 ABERCROMBIE & FITCH CO CL A 002896-20-7 22 836 X 01 744 0 294 5 202 X 01 428 16,026 X 07 0 16,026 0 50 1,868 X 11 1,668 0 200 ACTEL CORP COM 004934-10-5 6,096 254,000 X 01 243,000 0 11,200 5 200 X 01 74 3,100 X 07 3,100 0 0 ACXIOM CORP COM 005125-10-9 1,507 62,780 X 01 62,780 0 0 ADAMS EXPRESS CO COM 006212-10-4 228 6,780 X 01 6,780 337 1,127 49 1,464 X 01 ADAPTEC INC SB NT CV 4.75%04 00651F-AC-2 2,703 25,000 X 11 25,000 0 0 ADELPHIA COMMUNICATIONS CORP CL A 006848-10-5 12,021 183,180 X 01 181,930 0 1,250 400 6,100 X 07 6,100 0 0 67 1,015 X 11 1,015 0 0 ADOBE SYS INC COM 00724F-10-1 1,409 20,958 X 01 19,900 0 1,258 13 200 X 01 11 163 X 07 0 0 163 ADVANCED FIBRE COMMUNICATIONS COM 00754A-10-5 170 3,800 X 01 3,000 0 800 50 1,118 X 11 118 0 1,000 ADVANCED MICRO DEVICES INC COM 007903-10-7 615 21,270 X 01 20,200 0 1,370 9 300 X 01 14 500 X 07 300 0 200 16 570 X 11 570 0 0 AEGON N V ORD AMER REG 007924-10-3 1,946 20,375 X 01 45,993 5,001 5,442 3,444 36,061 X 01 INV DISCRETION VOTING AUTHORITY MARKET VAL SHARES OR SHRD SHRD NAME OF ISSUER TITLE OF CLASS CUSIP IN $1000S PRIN AMNT SOLE DEF OTHER MGR SOLE SHARED NONE - 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