TERM OF REFERENCE
Technical Needs Assessment, Project Design and Site Supervision and Quality Assurance (Author Supervision) of Water, Sanitation, Hygiene (WASH) and Health Waste Management (HWM) Works in targeted Health Care Facilities (LRPS-2021-9164755)
Updated version as of January 15, 2020
TABLE OF CONTENT
A.1 BACKGROUND ...... 4
A.2 PURPOSE OF THE RFP ...... 4 A.3 OBJECTIVE OF THE PROJECT ...... 5 A.4 SERVICES TO BE PROVIDED ...... 6 A.4.1 STAGE 1: TECHNICAL NEEDS ASSESSMENT AND PROJECTS DESIGN:...... 9 A.4.2 STAGE 2: WORKS INITIATION IN COOPERATION WITH SELECTED (BY UNICEF) CONSTRUCTION CONTRACTORS ...... 10 A.4.3 STAGE 3: CONSTRUCTION ...... 10 A.4.4 STAGE 4: WORK COMPLETION ...... 11 A.4.5 STAGE 5: MAINTENANCE AND DEFECT LIABILITY PERIOD ...... 11 A.5 MINIMUM MEANS TO BE PROVIDED FOR THE COMPLETION OF THE PROJECT ...... 11 A.5.1 OFFICE ...... 11 A.5.2 STAFF...... 12 A.6 TIMELINE FOR THE COMPLETION OF THE PROJECT ...... 12 A.7 PRICE OF THE OFFER ...... 13 A.8 PAYMENT SCHEDULE ...... 13
B. INSTRUCTION TO BIDDER...... 13
B.1 MARKING AND RETURNING OF PROPOSAL ...... 13 B.1.1 TECHNICAL PROPOSAL ...... 14 B.1.2 FINANCIAL PROPOSAL...... 14 B.2 TIME FOR RECEIVING PROPOSAL ...... 14 B.3 PRE-BIDDING CONFERENCE ...... 14 B.4 FIELD VISIT TO PROJECT SITES ...... 15 B.5 PUBLIC OPENING OF PROPOSAL ...... 15 B.6 VALIDITY...... 15 B.7 CHANGES AND/OR ALTERATIONS ...... 15 B.8 REFERENCES ...... 15 B.9 SUBCONTRACTING ...... 15 B.10 RIGHTS OF UNICEF ...... 15 B.11 PROPERTY OF UNICEF ...... 16 B.12 LANGUAGE OF PROPOSAL...... 16 B.13 PROPRIETARY INFORMATION ...... 16 B.14 EVALUATION OF PROPOSAL ...... 16 B.15 SECURITY BONDS ...... ERROR! BOOKMARK NOT DEFINED. B.16 AWARD / ADJUDICATION OF PROPOSAL ...... 17 B.17 ERROR IN PROPOSAL ...... 17 B.18 RFP TERMS AND CONDITIONS ...... 17
C. PROPOSAL FORM ...... 18
Page 2 of 54
C.1 TECHNICAL PROPOSAL SUBMISSION FORM I...... 18 C.2 TECHNICAL PROPOSAL SUBMISSION FORM II...... 20 C.2.1 BIDDER GENERAL INFORMATION...... 21 C.2.2 STAFF QUALIFICATION AND EXPERIENCE ...... 22 C.2.3 FINANCIAL INFORMATION ...... 23 C.2.4 WORKS IN HAND ...... 24 C.2.5 EXPERIENCE AND REFERENCES ...... 25 C.2.6 LITIGATIONS ...... 26 C.2.7 PROPOSED WORK PLAN AND SCHEDULE OF ACTIVITIES ...... 26 C.2.8 FORMAL PRESENTATION ...... 26 C.3 FINANCIAL PROPOSAL SUBMISSION FORM ...... 27 C.4 SCHEDULE OF PRICES ...... 28
D. BID EVALUATION SAMPLE ...... 30
E. ANNEXES (TO BE ATTACHED BY THE COUNTRY OFFICE) ...... 32
Page 3 of 54
A.1 Background Key WASH indicators for Tajikistan remains less than optimal. Tajikistan is a member of the High- Level Panel on Water launched by the World Bank and the United Nations and has announced its commitment to the Sustainable Development Goal (SDG-6) to “Ensure availability and sustainable management of water and sanitation for all”. Tajikistan also committed to achievement of the SDGs and recognized the access to WASH in schools and health facilities as important favourable conditions for Sustainable Development in its National Development Strategy 2030, National Water Sector Strategy (2020 – 2030) and Water and Sanitation Plans and National Programme for Children that are in the process of development and endorsement.
To contribute to the progressive realization of the Rights of the Child and Sustainable Development Goal 6 (SDG 6), UNICEF Tajikistan introduced a WASH in Institutions component as part of the Country Program of cooperation with the Government of Tajikistan. The introduction of this element is in response to the request from the government to support the design and implementation of the national WASH programme and a assurance that improvement of WASH infrastructure in social institutions, coupled with hygiene promotion interventions, will contribute to reducing infant deaths, preventing communicable diseases among children.
In the framework of EU-funded Health Development Programme, 2020 – 2025, UNICEF has committed to respond to critical WASH and HWM needs in the context of COVID-19 on equipping 1,500 primary health care (PHC) facilities at sub-district level with basic WASH and HWM needs and provision of sustainable WASH services in 50 HCFs at secondary / district level, e.g. district level hospitals (maternity, paediatrics and surgery departments), infectious disease hospitals, laboratories across the country.
In line with the UNICEF global supplies requirements / guidelines, the UNICEF WASH and HWM construction work requires conducting a technical assessment (including project design, drawings (architectural, structural parts and equipment) and development of Bill of Quantities (BoQs) for the targeted facilities).
For this purpose, UNICEF is requesting the submission of proposals from a qualified consultant (legal entity – project design organization) / consortium of consultants (legal entities) to express their interest in this assignment.
Presently, UNICEF’s Early Years Programme (Health and Nutrition) under which the WASH Programme is implemented requires this technical capacity, thus in a need to hire a certified Project Design Company to provide technical services, all design works and provide the required technical support. A.2 Purpose of the RFP This Request for Proposal (RFP) intends to identify the qualified Service Provider for Conducting needs and site assessment, developing the design drawings and technical documents and providing Conducting needs and site assessment, developing the design drawings and technical documents and providing site supervision and quality assurance during the execution of works for the Water, Sanitation,
Page 4 of 54
Hygiene (WASH) and Health Waste Management (HWM) project in targeted Health Care Facilities across Tajikistan
A.3 Objective of the Project Under the overall oversight of the Chief, Early Years and direct supervision of WASH Specialist (IP), the Service Provider will work on: - ASSESSMENT AND PREPERATION OF DESIGN AND TECHNICAL DOCUMENTS: At Primary Health Facility Level: o Based on coordination with MoHSP and confirmation of exact number of primary health facilities, carry out meeting with relevant government departments at district level (including Head of PHC) to have an updated status of available handwashing facilities in targeted PHCs and its connection to a protected water source and sewerage line (or alternate option for rural facilities) o Preparation of standard design, Technical specifications and BoQ in close coordination with MoHSP Construction department, Local Hukumat Construction department (who also is a representative of Committee on Construction and Architecture) and UNICEF based on analysis of the data provided by the government and sample based survey carried out specifying scope of work involved. o A representative sample-based survey of the PHCs to reconfirm the status of handwashing facilities, applicability of proposed design and available water source/ (with at least 95% confidence interval and 5% margin of error as part of methodology). At Secondary Health Facility Level: o Confirmation of the status of access to WASH (which includes available water supply, availability of wash basins, availability of sanitation facilities, availability of a functioning sewerage system with an IPC lens) and HWM services (availability of Incinerator, Beyker pit and other arrangements required to carry out medical waste management) in 50 HCFs at secondary level (selected departments in central district hospitals, e.g. maternity, paediatrics and surgical; infectious disease hospitals); o Preparation of the designs, Bill of Quantities (BoQs) and technical specification for construction and equipment (required to be installed as part of construction) for all targeted HCFs (1,500 HCF at primary level and 50 HCFs at district / secondary level) of all rehabilitation / construction activities of WASH and HWM in HCFs.
- SITE SUPERVISION AND QUALITY ASSURANCE (AUTHOR SUPERVISION): o Coordinate with UNICEF, the Ministry of Health and Social Protection (MoHSP Construction department – as body ensuring technical supervision and final beneficiary) and Local Hukumat Construction department (who is also a representative of the State Committee on Construction and Architecture (CoCA) to approve projects designs and BoQs; o Provide Site Supervision and Quality Assurance (Author Supervision) to assure the quality of all construction, rehabilitation, installation of equipment related to WASH and HWM works are meeting the requirements referring to the minimum national standards. o As entity, responsible for Project Design and Site Supervision and Quality Assurance (Author Supervision), fulfil its roles and responsibilities during construction /
Page 5 of 54
rehabilitation works in targeted HCFs and ensure resolution of construction related issues during construction activities.
A.4 Services to be provided The core tasks, roles and responsibilities of the Service Provider:
Assess the needs for improvement of the WASH and HWM infrastructure and equipment in targeted HCFs according to the National Standards; Referring to the technical site assessment conducted, prepare the design drawings, contruction technical specification BoQs (specific and estimations with confidential cost estimate), list of equipment specifications for the selected HCFs at primary and secondary levels and seek necessary approvals; Provide hard and soft versions of the design drawings, technical specifications and BoQ both in PDF and AutoCAD approved by MoHSP (signed and stamped); Prepare the general plan of the building, current location of the WASH equipment and the locations for installations of equipment after repair/rehabilitation works; Work closely with MoHSP, Local Hukumat construction department, other Ministries, Agencies and Departments at national and local levels as needed, during assessment, design and monitoring of the WASH and HWM (at secondary level) construction / rehabilitation works and equipment installation in targeted HCFs; In additional to the approval on construction, at the project design stage, obtain a clearance /approval certificates/permits from the Sanitary and Epidemiological Service of the MoHSP on water quality, Fire Department and Department of Geology in case of water supply from a new water source, to check the water table, level, soil density and other required parameters; Prepare the report(s) indicating required information on condition of the access to WASH and HWM infrastructure, its functionality and efficiency levels, conditions of buildings and structures (toilets, chambers, rooms, etc.), the number of rooms, installed equipment, sources of water supply, sewerage, electricity, staff, statistics of patient admissions in each department, including photos; Provide technical advice to contractors responsible for the execution of works hired by UNICEF(construction companies and suppliers) in close coordination with UNICEF WASH Engineer and WASH Specialist (IP) during construction / rehabilitation works and endorse design documents, BoQs, equipment specifications for WASH and HWM infrastructure in targeted HCFs; Ensure appropriate Site Supervision and Quality Assurance (Author Supervision) through qualified resident engineers assigned for working sites (joint monitoring, quality assurance with UNICEF and MoHSP) during the construction / rehabilitation works and equipment installation according to the national standards; Provide UNICEF and partners the list of staff assigned and their contacts, schedule of works, schedule of site supervision visits for coordination and follow-up during project implementation; Provide monthly progress report on rehabilitation/construction works; Be available to meet with UNICEF technical staff and relevant ministries to update on progress
Page 6 of 54
Certify and accept the WASH and HWM infrastructure works (from a perspective of project design / author supervisor) in cooperation with Engineers and relevant Staff of UNICEF, MoHSP and other relevant State Authorities and Partners.
Key deliverables are as the following:
№ Task Deliverable Deadlines Payment Schedule
1. Signing of contract N/A N/A
2. Produce an inception report on how tasks will Presentation Within 10 be carried out with clear timeline of each to UNICEF days of deliverable and adopted methodology team and signing of MoHSP contract
Inception report 100% of the 3. Carrying out technical needs and site Progress Monthly amount assessment by consultation with MoHSP, Reports allocated for Primary HCFs and Secondary HCFs at district technical and which includes; site assessment, 1) Consulting and interviewing relevant preparation of designs, stakeholders to determine needs and Technical identify the exact number of facilities for End of 5th technical Assessment specifications intervention at district level Report Month (no 2) Carrying out a validation survey in flexibility) and BoQs with Primary Health care Facilities with focus approvals upon on availability of handwashing facilities acceptance connected to a functional water source and drainage using a representative
sample out of the total 1500 PHCs (with at least 95% confidence interval) 3) Carrying out detailed assessment of the status of access to WASH (which includes 24 hour supply of hot and cold water,
availability of wash basins and washable floors connected to water, availability of Additional flushable toilets, bathrooms with bidets requirements and bath basins/showers, connection pf specified in all pumping outlets to local hospital Stage 1-2 centralised sewage system and quality of below construction linking it to IPC standards) and HWM services ( identification of a location for 1 to 2 cubic meter
Page 7 of 54
Incinerator for both sharp and bio waste burning and protected pit and Beyker pit for burial of placenta along with design) in 50 HCFs at secondary level (selected departments in central district hospitals, e.g. maternity, paediatrics and surgical; Provide hard infectious disease hospitals and soft 4) Develop BoQs and Designs based on the versions of findings of technical assessment, seek the design necessary approvals from relevant drawings, ministries and departments. (Standards BoQ both in design and BoQ of the handwashing PDF and station at PHC level applicable to all 1500 AutoCAD Healthcare facilities and specific BoQs approved by and Designs for comprehensive WASH MoHSP and Healthcare Waste Management (signed and works for each of the 50 Secondary stamped) healthcare facilities)
4. Carrying out Site Supervision and Quality Monthly, 3 Years and 4 Quarterly Assurance (Author Supervision) starting from quarterly and 6 months instalments per the period of construction until the end of annual (2022-2025) year. Total of 14 project activity and carry certifications of Acts progress in payments. 10 % of Completed Works, Handover Notes signed reports to be coordinatio payment to according to the requirements of Project shared with n with cover the works Design, BoQs and construction and UNICEF UNICEF on in the field Equipment specifications in 1,500 HCFs at an ongoing based on primary level and 50 HCFs at secondary level basis mobilisation of (The exact number of facilities to be Additional resources and confirmed) requirements having field specified in presence Stage 3-5 established in below targeted geographical areas, and remaining 90% on quarterly basis during the 3.5 years condition to acceptable progress including by taking into account joint certification
Page 8 of 54
(UNICEF – client), MoHSP
A.4.1 STAGE 1: Technical Needs and Site Assessment and Project Design:
Conducting the Technical Needs Assessment in cooperation with UNICEF (the client), MoHSP Construction department (and its relevant departments and affiliates responsible for technical supervision and as final beneficiary) and Local Hukumat Construction Department (also represents Committee on Construction and Architecture (CoCA) which is a regulatory body for construction works, designs and standards) on WASH and HWM in targeted HCFs, including preparation of design, specifications, BoQ, etc. Based on the existing proposed list of HCFs (condition to change) information (annex C), the land survey, the soil investigation (where required) and the MoHSP standard drawings (attached in annex B) prepare and submit for UNICEF approval all architectural, structural and service drawings as detailed here below: o Master plan to fit into an A2 sheet. o Layout plan to fit into an A2 sheet. o Complete set of architectural drawings (scale 1:200) including for each building plans for each floor, sections and detail drawings (1:100 or 1:40) as needed. o Complete set of structural drawings (same scale as for Architectural drawings). o Complete set of service drawings consisting of: . WASH infrastructure, including waste management, plumbing and sewerage drawings; . HWM infrastructure drawings; . Electricity supply drawing; . Any other drawing as required. Advise UNICEF on the type and specification of construction works and materials to be used to ensure that the end result is high quality, cost effective and easy to maintain. Prepare the Bill of Quantities (BoQ) Prepare the List of required Equipment for WASH and HWM infrastructure. Prepare a Human Resource Estimate and draft the Schedule of Works for construction / rehabilitation, equipment supply and installation works for targeted HCFs. Revise the designs as needed until the technical specifications and cost estimates fit in UNICEF construction budget and are approved by the MoHSP. Provide UNICEF with the Confidential Cost Estimate before the Construction Contractor tendering process.
A.4.2 STAGE 2: Works Initiation in cooperation with the Construction Contractors selected (by UNICEF) Prepare the draft bidding documents for UNICEF review and approval: o Project Design Drawings. o Bill of Quantities. o Technical Specifications o List of equipment.
Page 9 of 54
Obtain the necessary authorisations/permits from the concerned Ministries to begin the construction works and in collaboration with UNICEF handover the site along with relevant documents to the contractor. Review and finalise the detailed implementation schedule with the contractor for UNICEF approval.
A.4.3 STAGE 3: Construction Ensure regular and adequate (as required according to the national standards) construction site supervision through a Resident Engineer. Approve contractor’s project design drawings, BoQ and working program and schedule of works. Maintain availability at site at all time the following documentation: o A site logbook for registration of number of visits and instructions provided to the contractor. o An updated timeline on a Gantt chart format. Ensure that the contractor maintains availability at site at all time the following documentation: o Daily work progress reports. o Weekly work progress reports. o Requests for work approval. o Accident and incident reports. o Weather chart. o Test certificates as they are issued. o A site diary. Review the Contractors’ work plan and request for revision to ensure timely completion of the works. Propose to UNICEF any remedial measures to be taken if the work progress is behind schedule. Ensure testing and quality control of the works according to the national standards. Check on-site measurements, certify works completed by contractors (construction companies) and submission them to UNICEF with relevant documentary evidence. Provide UNICEF with a monthly cash flow and update it as needed. Organize regular (as per mutually agreed frequency) construction site management meetings, write the minutes of the meeting and send the minutes of the meeting to the contractors and to UNICEF within 48 hours following the meeting. Review and certify Variation Orders (VO) and submit them to UNICEF for approval. Once approved ensure that VO’s are finalized within two weeks. Write and submit to UNICEF a Monthly Project Reports including narrative, financial and photographic reporting within the 5th working day of the following month. Advise UNICEF on any potential risks to the respect of the project timeline, project budget and quality of the works. Ensure that appropriate safety measures are taken on site to minimize the risk of accident to the workers and the public. Advise the contractor on measures to be taken to ensure proper storage and security of its material and equipment.
Page 10 of 54
A.4.4 STAGE 4: Work Completion Inform UNICEF of the tentative date for Substantial Completion of the works at least 15 days in advance. Organize testing of all the systems built / rehabilitated and equipment installed and provide UNICEF with test reports. Review and certify the as-built drawings and submit to UNICEF three complete sets of as- built drawings within 15 days of the completion of the works. Issue the Certificate for Completion of Works (to be signed by UNICEF contractor – construction company / equipment supplier, MoHSP – technical supervision authority; a HCF Manager – beneficiary; UNICEF –client, representatives of any other relevant state authority or partner) Provide, in collaboration with UNICEF, to the contractor a defect list upon completion of the works. Ensure that all defects are fixed by the contractor Prior to issuing the substantial completion certificate (within 15 days from the date of issue of the Works Completion Certificate.) Facilitate the hand over of the completed facilities to the HCFs (local authorities and beneficiaries). Provide UNICEF with a final project narrative, financial and photographic report within e.g. 30 days of from the date of issue of the Works Completion Certificate, including: o Three complete sets plus a soft copy on a CD of final drawings and BoQ (rated and unrated) and inventory list. o Guarantees and hand over all related documents.
A.4.5 STAGE 5: Maintenance and Defect Liability Period Prepare a Maintenance Manual of Services and Plans and submit it to the Beneficiary Organization on the day of the Inauguration Ceremony. Carry out quarterly inspection of the buildings until the end of the Defect Liability Period (6 moths for rehabilitation – 12 months for extension and new construction) and submit a quarterly defect liability inspection report to UNICEF within 7 days of the date of inspection. During the Defect Liability Period intervene as required and liaise with the contractor to fix in a timely manner any problem that arises and that are covered under the defect liability guarantee. Upon completion of the Defect Liability Period carry out a final inspection and issue the Final Completion Certificate after all defects are remedied.(to be signed by UNICEF contractor – construction company / equipment supplier, MoHSP – technical supervision authority; a HCF Manager – beneficiary; UNICEF –client, representatives of any other relevant state authority or partner). A.5 Minimum means to be provided for the completion of the project A.5.1 Office The Service Provider (or Consortium of SPs) will have to maintain offices in Khujand (Sughd Province), Bohtar, Kulyab (Khatlon Province), Khorog (GBAO) and Dushanbe (Direct Rule Districts - DRDs) in close proximity to the targeted project sites. In coordination with the contractor this office can be located on the construction site. This office will have to be equipped with minimum working facilities (a computer, a printer, and an internet mail connection).
Page 11 of 54
A.5.2 Staff
The minimum staffing requirement for Technical Needs and site Assessment and Project Design Stage (5 months, March/April – Aug/Sep 2021): The minimum staffing requirement per group of in 5 major regional sites (Sughd, Khatlon, GBAO, DRDs and Dushanbe): o One (1) Project Manager based in Dushanbe who shall be certified Civil Engineer with more than 10 years of relevant experience in water and sanitation engineering. o Six (6) Resident Engineers – Managers (one in each geographical location) based in Khujand (Sughd), Aini (Sughd), Bokhtar (Khatlon), Kulyab (Khatlon), Khorog (GBAO), and Rasht (DRDs) who shall be a Civil Engineer with more than 5 years relevant experience; o Twelve (12) Engineer Officers (two in each geographical location) based in Khujand (Sughd), Aini (Sughd), Bokhtar (Khatlon), Kulyab (Khatlon), Khorog (GBAO), and Rasht (DRDs) who shall be a Civil Engineer with more than 2 years relevant experience (Specifically Project Design, BoQs Estimation, WASH projects experience is required); o Twelve (12) Technical Officers (two in each geographical location) based in in Khujand (Sughd), Bokhtar (Khatlon), Kulyab (Khatlon), Khorog (GBAO), and Rasht (DRDs) who shall be a specialist with more than 2 years of experience in one of the relevant fields, e.g. public health, regional economic development, WASH, etc.
The minimum staffing requirement for Site Supervision and Quality Assurance (Author Supervision) during Construction and Works Completion and Defect Liability Period Stages (4 years: December 2021 – December 2025, approximately 5 to 10 working days per month in targeted HCFs under construction / rehabilitation stage and at the stage of expiry of liability period after 6 to 12 month of completion of works): The minimum staffing requirement per group of in 5 major regional sites (Sughd, Khatlon, GBAO, DRDs and Dushanbe): o One (1) Project Manager based in Dushanbe who shall be certified Civil Engineer with more than 10 years of relevant experience water and sanitation engineering. o Four (4) Resident Engineers – Managers (one in each geographical location) based in Khujand (Sughd), Bokhtar / Kulyab (Khatlon), Khorog (GBAO), and Rasht (DRDs) who shall be a Civil Engineer with more than 5 years relevant experience; o Four (4) Engineer Officers (one in each geographical location) based in Khujand (Sughd), Bokhtar / Kulyab (Khatlon), Khorog (GBAO), and Rasht (DRDs) who shall be a Civil Engineer with more than 2 years relevant experience; o Four (4) Technical Officers (one in each geographical location) based in in Khujand (Sughd), Bokhtar / Kulyab (Khatlon), Khorog (GBAO), and Rasht (DRDs) who shall be a specialist with more than 2 years of experience in one of the relevant fields, e.g. public health, regional economic development, WASH, etc.
The Service Provider will have to ensure a day-to-day supervision of the works.
A.6 Timeline for the completion of the project Expected duration of the assignment is Mar/April 2021 – end of Dec 2025: - Five (5) months for the Technical Needs Assessment, including Project Design, BoQ and Equipment Specification: Mar/Apr – Aug/Sep 2021.
Page 12 of 54
- Four (4) years for the Site Supervision and Quality Assurance (Author Supervision) during construction / rehabilitation works: December 2021 – June 2025. - The timely achievement of the project is of utmost importance for UNICEF. A contractual timeline will be part of the agreement signed with the successful bidder (please refer to the General Terms and Conditions for further details on the contractual documents). Penalties for delays will be strictly enforced as per the General Terms and Conditions. A.7 Price of the offer Please refer to the General Terms and Conditions (Annex A). A.8 Payment schedule UNICEF will make payments to the Service Provider in instalments upon satisfactory completion of agreed deliverables. The payments will be done in instalments upon completion of two types of works: 1. The payment for completion of the Technical Needs Assessment and Development and approval of BoQs and Designs (100% upon completion allocated for this activity and quarterly payment for author supervision) 2. The payment for the Site Supervision and Quality Assurance (Author Supervision) service for targeted HCFs ( 10% upon mobilisation of resources and setting up of offices in the field followed by 14 quarterly instalments condition to acceptable progress including by taking into account joint certification (UNICEF – client), MoHSP (technical supervision and final beneficiary) and other relevant counterparts at district / subdistrict and national levels) of completed works done by contractors, handover and expiry of defect liability period.
B. INSTRUCTION TO BIDDER
B.1 Marking and returning of proposal
SEALED PROPOSALS must be securely closed in a suitable envelope, clearly MARKED on the outside with the RFP NUMBER and despatched to arrive at the UNICEF office indicated NO LATER THAN the CLOSING TIME AND DATE. Proposals received in any other manner will be INVALIDATED. Proposals shall be submitted in duplicate, in English and or in Russian/Tajik, and shall be sealed in 1 outer and 2 inner envelopes and all envelopes shall indicate the bidders name and address. The outer envelope shall be addressed as follows:
UNICEF Attention: Supply Section 5, Lohuti Street, Proezd 1, Dushanbe Tel: +992 44 600 01 90
LRPS-2021-9164755
DUE: 17:00 pm local time on Wednesday, February 24, 2021
Page 13 of 54
B.1.1 Technical Proposal
The first inner envelope shall be marked Technical Proposal and addressed in the same manner as the outer envelope.
The Bidder must provide sufficient information in the proposal to demonstrate compliance with the requirement set out in each section of this Request for Proposal. The proposal shall include, as a minimum as described in the Proposal Form1: the Technical Proposal Submission forms (I & II. Paragraph C.1 and C.2); the Bidder General Information form and relevant supporting documentation as described in the Proposal Form (Paragraph C.2.1); the List of Proposed Staff (Paragraph C.2.2) and their CV’s; the Bidder’s Organization Chart of the Company including the location and staffing of existing and planned offices; the Bidder Financial Information (Paragraph C.2.3); the List Works in Hand and their Financial Values (Paragraph C.2.4); a List of References (at least 3) for the past three to five years with a particular emphasis on similar Consultancy Services (Paragraph C.2.5); the List of Current Litigations (Paragraph C.2.6); and a Proposed Work Plan and Schedule of Activities (Paragraph C.2.7).
B.1.2 Financial proposal
The 2nd inner envelope shall be marked Financial Proposal and addressed in the same manner as the outer envelope, and shall contain the following documentation: the financial Proposal Submission Form (Paragraph C.3); the Duly filled in Schedule of Prices (Paragraph C.4) including the list of any additional services that the bidder find relevant to the management of the project in order to achieve the Objective of the Project. B.2 Time for receiving proposal Sealed Proposals received prior to the stated closing time and date will be kept unopened. The Officer of the Bid Opening Unit will open Proposals when the specified time has arrived and no Proposal received thereafter will be considered. UNICEF will accept no responsibility for the premature opening of a Proposal which is not properly addressed or identified. Modification to sealed Proposals already submitted in a sealed envelope, will be considered if received prior to the closing time and date. B.3 Pre-Bidding Conference To gain necessary clarifications on this ToR a pre-biding conference will be conducted at the date, time and location specified in the RFP documents / announcement. All bidders are encouraged to attend. Non-attendance, however, shall not result in disqualification of an interested bidder. Minutes of the pre-bidding conference will be disseminated on the procurement website and
1 In the event that the bidder is intending to use sub-contracting services, the same required documents as part of the Technical Proposal must be submitted for each sub contractor.
Page 14 of 54
shared by email or on the e-Tendering platform. No verbal statement made during the conference shall modify the terms and conditions of the RFP, unless specifically incorporated in the Minutes of the Pre-Bidding Conference or issued/posted as an amendment to the RFP. B.4 Field visit to project sites In addition to the Pre-bidding conference, a field visit to can be arranged to randomly selected HCFs at primary and secondary level targeted for WASH and HWM infrastructure construction / rehabilitation works and equipment supply. Such opportunity may allow to gain necessary clarifications on the scope of work. All bidders are encouraged to attend. Non-attendance, however, shall not result in disqualification of an interested bidder. Field visit report will be disseminated on the procurement website and shared by email or on the e-Tendering platform. No verbal statement made during the field visit shall modify the terms and conditions of the RFP, unless specifically incorporated in the field visit report or issued/posted as an amendment to the RFP. B.5 Public opening of proposal Bidders, or their authorized representative, may attend the public opening of the RFP at the time, date and location specified. The only envelope that will be opened at public bid opening is the Technical Proposal. B.6 Validity Proposals shall remain valid for a period of ninety (90) days from the date of closing of the Proposals. B.7 Changes and/or Alterations All requests for changes or alterations to the Request for Proposal or requests for clarifications must be submitted in writing by e-mail [email protected] of the UNICEF Supply Section with subject line “Technical Needs Assessment, Project Design and Site Supervision and Quality Assurance (Author Supervision) for WASH in HCFs”. Information provided verbally will not be considered a fundamental change and will not alter this Request for Proposal. Inquiries received less than three (3) working days prior to the Proposal closing date cannot be guaranteed any response. Only written inquiries will receive an answer. All inquiries and answers will be provided to all invitees in writing, regardless of the source of the inquiry. B.8 References The Bidder is requested to provide the name of at least five (3) customers to which it provides the same type of services, whether in various and/or disperse geographic locations. UNICEF reserves the right to contact these references, without notifying the Bidder. (Please refer to paragraph B.1.1 and C.2.5 for further details on the references.) B.9 Subcontracting Bidders shall identify on their offer, any services, which may be subcontracted to another firm. A Technical Proposal as described hereafter must be submitted for all subcontractors and will be considered as being part of the bid. B.10 Rights of UNICEF UNICEF reserves the right to accept any proposal, in whole or in part; or, to reject any or all proposals. UNICEF also reserves the right to negotiate with the Bidders. UNICEF shall not be held responsible for any cost incurred by the Bidder in preparing the response to this Request for Proposal. The Bidder agrees to be bound by the decision of UNICEF as to whether her/his proposal
Page 15 of 54
meets the requirements stated in this Request for Proposal. UNICEF reserves the right to award the agreement to one or more contractor(s). B.11 Property of UNICEF This Request for Proposal, inquiries and answers and the Proposals are considered the property of UNICEF. All materials submitted in response to this Request shall remain with UNICEF. B.12 Language of Proposal The proposals prepared by the Bidder as well as all correspondence and documents relating to this document shall be written in English or Russian / Tajik languages. B.13 Proprietary Information Information, which the Bidder considers proprietary, must be marked clearly "proprietary" next to the relevant part of the text, and UNICEF will then treat such information accordingly.
B.14 Evaluation of proposal Following closure of the RFP, proposals will be evaluated by a UNICEF evaluation team to assess their merits. The evaluation will be restricted to the contents of the Proposals and the reference checks.
First, the Technical Proposals will be evaluated. The Technical Proposal was allocated a total possible value of 70 points. Technical Proposals receiving 49 points or higher, will be considered technically responsive and the Price Proposal will be opened. Proposals which are considered not technically compliant and non-responsive, will not be given further consideration.
Second the Financial Proposal will be evaluated. The total number of points allocated for the Financial Proposal is 30. The maximum number of points will be allocated to the lowest price proposal that is opened and compared among those bidders which obtain the threshold points in the evaluation of the Technical Proposals. All other Price Proposals shall receive points in inverse proportion to the lowest price.
UNICEF will not be held responsible for any duties, taxes or other levies including Value Added Tax for which the Firm may be liable in the course of the contract. All duties, taxes, or other levies must be included in the fees as shown in the Financial Proposal.
The cost of all items in the Financial Proposal shall be calculated and shown in Tajik Somoni.
Evaluation criteria: CATEGORY POINTS
1. TECHNICAL AND FINANCIAL CAPACITY (30) Professional expertise and consultancy experience in Architectural Design, Site Supervision and Quality Assurance (Author Supervision) of the Construction Projects (WASH, HWM, is a plus). Ability to work in several languages including amongst others, e.g. English, Tajik, Russian. Technical capacity, facilities and equipment to be used for the project.
Page 16 of 54
Demonstrated ability to work country wide (or existing presence in the targeted areas). Financial capacity/status. 2. STANDARD STRATEGY/METHODOLOGY (15) Quality of proposed approach/methodology and proposed management control system. Quality of the proposed work plan and schedule of activities. 3. PROPOSED TEAM (10) - Qualifications of the proposed management team. - Team leader: relevant experience, qualifications, and position in the company. - Team members: relevant experience of similar scope and complexity, qualifications. - Number of support staff. 4. EXPERIENCE AND EXPERTISE (10) Number of years in related business. Experience in providing similar services to other International Organizations and / or Commercial Companies. Reference check Visits to projects 5. OVERALL RESPONSE (5) - Understanding of, and responsiveness to, UNICEF requirements. - Understanding of scope, objectives and completeness of response. - Overall concord between UNICEF requirements and the proposals. 6. PRICE (30)
TOTAL MARKS (100)
B.15 Award / adjudication of proposal The Bidder that submitted the successful Proposal will be notified by letter of the award prior to the expiration of the validity period. The letter, referred to as the ‘Letter of Acceptance’, will state the sum of the fees to be paid to the Company for the services rendered and will indicate the terms under which the Contract must be finalized. Please refer to the General Terms and Conditions (Annex A) for further details on the documents constitutive of the agreement.
The Contract must be signed within 14 days of the issue of the Letter of Acceptance and must be accompanied by a Performance Security Bond of 10% (ten percent) of the total cost of the services. Please refer to the General Terms and Conditions for further detail on the Performance Security Bond. B.16 Error in proposal Bidders are expected to examine all Instructions and Documentation pertaining to the RFP. Failure to do so will be at Bidders own risk. In case of errors in the extension price, unit price shall govern.
B.17 RFP terms and conditions This RFP and any responses thereto, shall be the property of UNICEF. In submitting a proposal, the bidder acknowledges that UNICEF reserves the right to: (a) visit and inspect the bidder’s office and premises;
Page 17 of 54
(b) contact any/all referees provided; (c) request additional supporting or supplementary information; (d) arrange interviews with the proposed project team/consultants; (e) reject any/all of the proposals submitted; (f) accept any proposals in whole or in part; (g) negotiate with the most favourable bidder; (h) award contracts to more than 1 bidder, if UNICEF considers being in its best interests. Bidders shall bear all costs associated with the preparation and submission of proposals, and UNICEF shall not be responsible for these costs, irrespective of the outcome of the bidding process.
C. PROPOSAL FORM
C.1 Technical Proposal Submission Form I. This PROPOSAL FORM must be completed, signed and returned to UNICEF. Proposal must be made in accordance with the instructions contained in this Request for Proposal.
TERMS AND CONDITIONS OF CONTRACT Any Contract resulting from this RFP shall contain UNICEF’s General Terms and Conditions together with all other contractual documents as detail in the General Terms and Conditions.
INFORMATION Any request for information concerning this invitation, must be forwarded in writing by email to the Supply Section, with specific reference to the RFP number.
DECLARATION The undersigned, having read the Terms of Reference, the Instruction to Bidder, the General Terms and Conditions of RFP: LRPS-2021-9164755 set out in the attached document, hereby offers to supply the services specified in the ToR at the price or prices quoted in the Schedule of Prices, in accordance with the specifications stated and subject to the Terms and Conditions set out or specified in the RFP: LRPS-2021-9164755.
Name of authorized representative: ______
Title: ______
Signature: ______
Date: ______
Supplier Name: ______
Postal Address: ______
Page 18 of 54
Telephone No.: ______
Email Address: ______
Validity of Offer (not less than 90 days): ______
Currency of Offer: ______
Page 19 of 54
C.2 Technical Proposal Submission Form II.
Date:
To: Supply Section, UNICEF Tajikistan Country Office 5, Lohuti Street, Proezd 1, Dushanbe, Tajikistan Tel: +992 44 600 01 90
Dear Representative,
We, the undersigned, offer to provide the Consultancy Services for conducting the Technical Needs Assessment, Project Design and Site Supervision and Quality Assurance (Author Supervision) of Water, Sanitation, Hygiene (WASH) and Health Waste Management (HWM) Works in targeted Health Care Facilities across Tajikistan, in accordance with your Request for Proposal LRPS-2021- 9164755, dated February 3, 2021 and our Proposal dated______.
We are hereby submitting our Proposal, which includes this Technical Proposal and a Financial Proposal sealed under separate envelopes.
If negotiations are held during the period of validity of the Proposal, we undertake to negotiate on the basis of the proposed staff. Our Proposal is binding upon us and subject to the modifications resulting from Contract negotiations.
We understand that you are not bound to accept any Proposal you receive.
Yours sincerely,
Authorized Signature:
Name and Title of Signatory:
Name of Consultant:
Address:
Page 20 of 54
The following information is considered an integral part of this submission and must be provided for the Proposal to be considered. The information should be provided according to the sample format.
C.2.1 Bidder General Information
Bidder General Information
Information Description Remarks (to be filled by the Bidder)
Registration
Date, place and registration number in Ministry of Justice
Date, place and license registration number in the State Committee of Provide copies Architecture and Construction
Expiry Date
Types of Licenses (for what kind of works)
Expiry Date Provide copies of Registration Legal Status
Provide original or certified copy of the power of Written power of attorney of attorney attested by a Notary the signatory to the Bid
VAT Registration Provide copies of Number Registration
Page 21 of 54
C.2.2 Staff qualification and experience
Qualifications and experience of key management and technical personnel proposed for this Project. Signed CVs of all proposed staff must accompany the submission and it should be noted that substitution of staff during Project implementation shall be subject to the approval of UNICEF. (Personnel of all associate consultants must also be listed along with the name of the associate consulting company). A detailed organization chart of the company including the location and staffing of existing offices must also be attached to the offer.
Construction Project Management Staff
A. Key Professionals
Name Position Task
B. Support Staff
Name Position Task
Page 22 of 54
C.2.3 Financial information
Annual Turn-over Information (Last three to five years)
Year Turn-over Remarks
2015
Attach audited reports 2016
2017
2018
2019
Adequacy of Working Capital
Source of credit line Amount Remarks
Provide documentary evidence
Total
Page 23 of 54
C.2.4 Works in hand
Works in Hand Employer name & contact Description of Works/Services Start date End date Amount details
Total:
Page 24 of 54
C.2.5 Experience and references
Construction Experience in last 3 to 5 years Contractor's Employer name & contact Year Description of Works/Services Amount Responsibility details (%)
Total:
Page 25 of 54
C.2.6 Litigations Information on any current litigation in which the Company(s) is(are) involved.
Other Party(ies) Cause of Dispute Amount Involved
C.2.7 Proposed work plan and schedule of activities The proposed work plan and schedule of activities must be submitted with this Proposal. The work plan and schedule should be prepared in detail to the extent possible and include time allocated to central- and district-level periodic progress review meetings and preparation of quarterly progress reports.
A proposed timeline in a bar chart format must be part of this Proposal. It should start with establishing Minimum Requirements till the Issuance of the Substantial Completion Certificate.
C.2.8 Formal presentation Companies, whom Technical Proposal has been accepted, must make a formal presentation to the Selection Committee on the proposed strategy and methods for the following components/activities: a. Strategy for managing and executing this Project according to schedule. b. Strategy, methods and sample tools for securing community commitment throughout construction process. c. Strategy to ensure and elements of Quality Assurance in training, building design, construction materials and building construction.
Page 26 of 54
C.3 Financial Proposal Submission Form
Date:
To: Supply Section, UNICEF Tajikistan Country Office 5, Lohuti Street, Proezd 1, Dushanbe, Tajikistan Tel: +992 44 600 01 90
Dear Representative,
We, the undersigned, offer to provide the Consultancy Services for conducting the Technical Needs Assessment, Project Design and Site Supervision and Quality Assurance (Author Supervision) of Water, Sanitation, Hygiene (WASH) and Health Waste Management (HWM) Works in targeted Health Care Facilities across Tajikistan, in accordance with your Request for Proposal LRPS-2021- 9164755, dated February 3, 2021 and our Proposal dated______.
Our attached Financial Proposal is for the sum of (TJS------amount in figures and words). This amount is inclusive of all taxes payable under the applicable law.
Our Financial Proposal shall be binding on us subject to the modifications resulting from Contract negotiations, up to the expiration of the validity of the Proposal.
We understand that you are not bound to accept any Proposal you receive.
Yours sincerely,
Authorized Signature:
Name and Title of Signatory:
Name of Consultant:
Address:
Page 27 of 54
C.4 Schedule of Prices (Ref: LRPS-2021-9164755)
SCHEDULE OF PRICES
Proposed 2 Price (TJS) Tasks to be completed as per ToR timeline 1 STAGE 1: Technical Needs Assessment and Projects Design
1.a Conduct the Technical Needs Assessment of WASH and HWM in targeted HCFs, including preparation of design, specifications, BoQ, etc. 1.b Prepare and submit for UNICEF approval all architectural, structural and service drawings
1.c Prepare the Bill of Quantities (BoQ)
1.d Prepare the List of required Equipment for WASH and HWM infrastructure.
1.e Prepare HR estimate and draft the Schedule of Works in targeted HCFs.
1.f Revise and Prepare Final Engineer Estimate.
2 STAGE 2: Works Initiation in cooperation with selected (by UNICEF) Construction Contractors
2.a Prepare the draft bidding documents for UNICEF Engineer review and approval.
2.b Obtain the necessary authorisations from the concerned ministries to begin the construction works.
2.c Handover the site along with relevant documents to the UNICEF contractors.
2.d Review and finalise the detailed implementation schedule with the contractor for UNICEF approval.
3 STAGE 3: Construction
3.a Ensure periodic (as required according to the national standards) the construction sites Site Supervision and Quality Assurance (Author Supervision) according to the ToR 3.b Approve contractor’s project design drawings, BoQ and working program and schedule of works.
3.c Maintaining and ensure that the contractors have available at site at all time the documentation to record the works progress / process and author and technical supervision process Tasks to be completed as per ToR Total Price Proposed timeline
2 All prices are inclusive of any consultancy fees, sub-contractor fees, documentation reproduction, etc.
Page 28 of 54
4 STAGE 4: Work Completion Phase
4.a Organize testing of all the systems built / rehabilitated and equipment installed and provide UNICEF with test reports. Review and certify the as-built drawings and submit to UNICEF three complete sets of as-built drawings within 15 days of the completion of the works. 4.b Issue the Certificate for Completion of Works.
4.c Provide, in collaboration with UNICEF, to the contractor a defect list upon completion of the works.
4.d Ensure that all defects are fixed by the contractor within 15 days from the date of issue of the Works Completion Certificate. 4.e Facilitate the hand over of the completed facilities to the HCFs (local authorities and beneficiaries).
4.f Provide UNICEF with a final project narrative, financial and photographic report within e.g. 30 days of from the date of issue of the Works Completion Certificate. 5 STAGE 5: Maintenance and Defect Liability Period
5.d Prepare a Maintenance Manual of Services and Plans and submit it to the Beneficiary Organization on the day of the Inauguration Ceremony. 5.e Carry out quarterly inspection of the buildings until the end of the Defect Liability Period (6 – 12 months) and submit a quarterly defect liability inspection report to UNICEF within 7 days of the date of inspection. 5.f Intervene as required and liaise with the contractor to fix in a timely manner any problem that arises and that are covered under the defect liability guarantee. 5.g Upon completion of the Defect Liability Period carry out a final inspection and issue the Final Completion Certificate the day of the final inspection. Total Bid Price in TJS
Additional services proposed by the bidder Price Proposed timeline
Page 29 of 54
D. BID EVALUATION SAMPLE
Technical Evaluation for the TNA, Project Design and Site Supervision and Quality Assurance (Author Supervision) of WASH and HWM Works in targeted HCFs across TJK Request for Proposal LRPS-2021-9164755
1. TECHNICAL AND 2. STANDARD 3. PROPOSED 4. EXPERIENCE 5. OVERALL TOTAL FINANCIAL CAPACITY STRATEGY / TEAM AND EXPERTISE RESPONSE METHODOLOGY Marks as per bid document 20 20 10 10 10 70
Company A Company B Company C
Notes: 1) minimum marks required to be considered as technically responsive is 49 points. 2) companies and figures in grey have scored over the minimum 49 points requirements
Date:
Page 30 of 54
Final Evaluation for the TNA, Project Design and Site Supervision and Quality Assurance (Author Supervision) of WASH and HWM Works in targeted HCFs across TJK Request for Proposal LRPS-2021-9164755
Technical Proposal Financial Proposal Total points Rank Marks as per bid Total bid price in Rs. Point (out of 70) Points (out of 30) document (VAT excl.)
Company A Company B Company C
Date:
Page 31 of 54
GTCs for Services
E. ANNEXES (TO BE ATTACHED BY THE COUNTRY OFFICE)
ANNEX A: General Terms and Conditions
ANNEX B: MoHSP Standards
ANNEX C: List of the targeted HCFs Information
ANNEX D: Security Bond Sample
32
GTCs for Services
ANNEX A
GENERAL TERMS AND CONDITIONS OF CONTRACT (Services)
1. DEFINITIONS AND UNICEF SUPPLY WEBSITE (a) 1.1 In these General Terms and Conditions (Services), the following terms have the following meaning:
(a) “Affiliates” means, with respect to the Contractor, any of its corporate affiliates or associates, including parent entities, subsidiaries, and other entities in which it owns a substantial interest.
(b) “Confidential Information” means information or data that is designated as confidential at the time of exchange between the Parties or promptly identified as confidential in writing when furnished in intangible form or disclosed orally, and includes information, the confidential or proprietary nature of which, is or should be reasonably apparent from the inherent nature, quality or characteristics of such information.
(c) “Contract” means the services contract that incorporates these General Terms and Conditions of Contract (Services). It includes contracts for services issued by UNICEF, whether or not they are issued under a long-term arrangement or similar contract.
(d) “Contractor” means the contractor named in the Contract.
(e) “Deliverables” means the work product and other output of the Services required to be delivered by Contractor as part of the Services, as specified in the relevant section of the Contract.
(f) “Disabling Code” means any virus, back door, timer or other limiting routine, instruction or design, or other malicious, illicit or similar unrequested code that may have the consequence (whether by design or unintentionally) of disrupting, disabling, harming, circumventing security controls or otherwise impeding in any manner the normal operation or performance of (i) any software or service or (ii) any UNICEF information system or network.
(g) “End User” means, in the event that the Services or Deliverables involve the use of any information systems, any and all UNICEF employees, consultants and other personnel and any other external users collaborating with UNICEF, in each case, authorized by UNICEF to access and use the Services and/or Deliverables.
(h) “Fee” is defined in Article 3.1.
(i) “Host Government” means a Government with which UNICEF has a programme of development cooperation, and includes a Government of a country in which UNICEF 33
GTCs for Services
provides humanitarian assistance.
(j) Contractor’s “Key Personnel” are: (i) Personnel identified in the proposal as key individuals (as a minimum, partners, managers, senior auditors) to be assigned for participation in the performance of the Contract; (ii) Personnel whose resumes were submitted with the proposal; and (iii) individuals who are designated as key personnel by agreement of the Contractor and UNICEF during negotiations.
(k) “Parties” means the Contractor and UNICEF together and a “Party” means each of the Contractor and UNICEF.
(l) Contractor’s “Personnel” means the Contractor’s officials, employees, agents, individual sub-contractors and other representatives.
(m) “Security Incident” means, with respect to any information system, service or network used in the delivery of the Services or Deliverables, one or more events that (a) indicates that the security of such information system, service, or network may have been breached or compromised and (b) that such breach or compromise could very likely compromise the security of UNICEF’s Confidential Information or weaken or impair UNICEF’s operations. Security Incident includes any actual, threatened or reasonably suspected unauthorized access to, disclosure of, use of or acquisition of UNICEF Data that compromises the security, confidentiality, or integrity of the UNICEF Data, or the ability of UNICEF or End Users to access the UNICEF Data.
(n) “Services” means the services specified in the relevant section of the Contract.
(o) “UNICEF Data” means any and all information or data in digital form or processed or held in digital form that (a) are provided to the Contractor by, or on behalf of, UNICEF and/or End Users under the Contract or through UNICEF’s and/or End Users’ use of the Services or in connection with the Services, or (b) are collected by the Contractor in the performance of the Contract.
(p) “UNICEF Supply Website” means UNICEF’s public access webpage available at http://www.unicef.org/supply/index_procurement_policies.html, as may be updated from time to time.
1.2 These General Terms and Conditions of Contract, UNICEF’s Policy Prohibiting and Combatting Fraud and Corruption, the UNICEF’s Policy on Conduct Promoting the Protection and Safeguarding of Children, the UN Supplier Code of Conduct and UNICEF’s Information Disclosure Policy referred to in the Contract, as well as other policies applicable to the Contractor, are publicly available on the UNICEF Supply Website. The Contractor represents that it has reviewed all such policies as of the effective date of the Contract.
2. PROVISION OF SERVICES AND DELIVERABLES; CONTRACTOR’S PERSONNEL; SUB- CONTRACTORS 34
GTCs for Services
Provision of Services and Deliverables
2.1 The Contractor will provide the Services and deliver the Deliverables in accordance with the scope of work set out in the Contract, including, but not limited to, the time for delivery of the Services and Deliverables, and to UNICEF’s satisfaction. Except as expressly provided in the Contract, the Contractor will be responsible at its sole cost for providing all the necessary personnel, equipment, material and supplies and for making all arrangements necessary for the performance and completion of the Services and delivery of the Deliverables under the Contract.
2.2 The Contractor acknowledges that, other than as expressly set out in the Contract, UNICEF will have no obligation to provide any assistance to the Contractor and UNICEF makes no representations as to the availability of any facilities, equipment, materials, systems or licenses which may be helpful or useful for the fulfillment by the Contractor of its obligations under the Contract. If UNICEF provides access to and use of UNICEF premises, facilities or systems (whether on site or remotely) to the Contractor for the purposes of the Contract, the Contractor will ensure that its Personnel or sub-contractors will, at all times (a) use such access exclusively for the specific purpose for which the access has been granted and (b) comply with UNICEF’s security and other regulations and instructions for such access and use, including, but not limited to, UNICEF’s information security policies. The Contractor will ensure that only those of its Personnel that have been authorized by the Contractor, and approved by UNICEF, have access to UNICEF’s premises, facilities or systems.
2.3 The Contractor will use its best efforts to accommodate reasonable requests for changes (if any) to the scope of work of the Services or time for provision of the Services or delivery of the Deliverables. If UNICEF requests any material change to the scope of work or time for delivery, UNICEF and the Contractor will negotiate any necessary changes to the Contract, including as to the Fee and the time schedule under the Contract. Any such agreed changes will become effective only when they are set out in a written amendment to the Contract signed by both UNICEF and the Contractor. Should the Parties fail to agree on any such changes within thirty (30) days, UNICEF will have the option to terminate the Contract without penalty notwithstanding any other provision of the Contract.
2.4 The Contractor will neither seek nor accept instructions from any entity other than UNICEF (or entities authorized by UNICEF to give instructions to the Contractor) in connection with the provision of the Services or development and delivery of the Deliverables.
2.5 Title to any equipment and supplies which may be provided to the Contractor by UNICEF, will remain with UNICEF. Such equipment and supplies will be returned to UNICEF at the conclusion of the Contract or when no longer needed by the Contractor in the same condition as when they were provided to the Contractor, subject to normal wear and tear. The Contractor will pay UNICEF the value of any loss of, damage to, or degradation of, the equipment and supplies beyond normal wear and tear.
Non-conforming Services and Consequences of Delay
2.6 If the Contractor determines it will be unable to provide the Services or deliver the Deliverables by the date stipulated in the Contract, the Contractor will (i) immediately consult with 35
GTCs for Services
UNICEF to determine the most expeditious means for delivery of the Services and/or Deliverables; and (ii) take necessary action to expedite delivery of the Services and/or Deliverables, at the Contractor's cost (unless the delay is due to force majeure as defined in Article 6.8 below), if reasonably so requested by UNICEF.
2.7 The Contractor acknowledges that UNICEF may monitor the Contractor’s performance under the Contract and may at any time evaluate the quality of the Services provided and the Deliverables to determine whether or not the Services and Deliverables conform to the Contract. The Contractor agrees to provide its full cooperation with such performance monitoring and evaluation, at no additional cost or expense to UNICEF, and will provide relevant information as reasonably requested by UNICEF, including, but not limited to, the date of receipt of the Contract, detailed status updates, costs to be charged and payments made by UNICEF or pending. Neither the evaluation of the Services and Deliverables, nor failure to undertake any such evaluation, will relieve the Contractor of any of its warranty or other obligations under the Contract.
2.8 If the Services or Deliverables provided by the Contractor do not conform to the requirements of the Contract or are delivered late or incomplete, without prejudice to any of its other rights and remedies, UNICEF can, at its option:
(a) by written notice, require the Contractor, at the Contractor’s expense, to remedy its performance, including any deficiencies in the Deliverables, to UNICEF’s satisfaction within thirty (30) days after receipt of UNICEF’s notice (or within such shorter period as UNICEF may determine, in its sole discretion, is necessary as specified in the notice);
(b) require the Contractor to refund all payments (if any) made by UNICEF in respect of such non-conforming or incomplete performance;
(c) procure all or part of the Services and/or Deliverables from other sources, and require the Contractor to pay UNICEF for any additional cost beyond the balance of the Fee for such Services and Deliverables;
(d) give written notice to terminate the Contract for breach, in accordance with Article 6.1 below, if the Contractor fails to remedy the breach within the cure period specified in Article 6.1 or if the breach is not capable of remedy;
(e) require the Contractor to pay liquidated damages as set out in the Contract.
2.9 Further to Article 11.5 below, the Contractor expressly acknowledges that if UNICEF takes delivery of Services or Deliverables that have been delivered late or otherwise not in full compliance with the requirements of the Contract, this does not constitute a waiver of UNICEF’s rights in respect of such late or non-compliant performance.
Contractor’s Personnel and Sub-Contractors
2.10 The following provisions apply with regard to the Contractor’s Personnel: 36
GTCs for Services
(a) The provisions of Article 7 (Ethical Standards) will apply to the Contractor’s Personnel as expressly stated in Article 7.
(b) The Contractor will be responsible for the professional and technical competence of the Personnel it assigns to perform work under the Contract and will select professionally qualified, reliable and competent individuals who will be able to effectively perform the obligations under the Contract and who, while doing so, will respect the local laws and customs and conform to a high standard of moral and ethical conduct.
(c) The qualifications of any Personnel whom the Contractor may assign or may propose to assign to perform any obligations under the Contract will be substantially the same as, or better than, the qualifications of any personnel originally proposed by the Contractor.
(d) At any time during the term of the Contract, UNICEF can make a written request that the Contractor replace one or more of the assigned Personnel. UNICEF will not be required to give an explanation or justification for this request. Within seven (7) working days of receiving UNICEF’s request for replacement the Contractor must replace the Personnel in question with Personnel acceptable to UNICEF. This provision also extends to Personnel of the Contractor who have “account manager” or “relationship manager” type functions.
(e) If one or more of Contractor’s Key Personnel become unavailable, for any reason, for work under the Contract, the Contractor will (i) notify the UNICEF contracting authority at least fourteen (14) days in advance; and (ii) obtain the UNICEF contracting authority’s approval prior to making any substitution of Key Personnel. In notifying the UNICEF contracting authority, the Contractor will provide an explanation of the circumstances necessitating the proposed replacement(s) and submit justification and qualification of replacement Personnel in sufficient detail to permit evaluation of the impact on the engagement.
(f) The approval of UNICEF of any Personnel assigned by the Contractor (including any replacement Personnel) will not relieve the Contractor of any of its obligations under the Contract. The Contractor’s Personnel, including individual sub-contractors, will not be considered in any respect as being the employees or agents of UNICEF.
(g) All expenses of the withdrawal or replacement of the Contractor’s Personnel will, in all cases, be borne exclusively by the Contractor.
37
2.11 The Contractor will obtain the prior written approval and clearance of UNICEF for all institutional sub-contractors it proposes to use in connection with the Contract. The approval of UNICEF of a sub-contractor will not relieve the Contractor of any of its obligations under the Contract. The terms of any sub-contract will be subject to, and will be construed in a manner that is fully in accordance with, all of the terms and conditions of the Contract.
2.12 The Contractor confirms that it has read UNICEF’s Policy on Conduct Promoting the Protection and Safeguarding of Children. The Contractor will ensure that its Personnel understand the notification requirements expected of them and will establish and maintain appropriate measures to promote compliance with such requirements. The Contractor will further cooperate with UNICEF’s implementation of this policy.
2.13 The Contractor will supervise its Personnel and sub-contractors and will be fully responsible and liable for all Services performed by its Personnel and sub-contractors and for their compliance with the terms and conditions of the Contract.
2.14 The Contractor will comply with all applicable international standards and national labor laws, rules and regulations relating to the employment of national and international staff in connection with the Services, including, but not limited to, laws, rules and regulations associated with the payment of the employer’s portions of income tax, insurance, social security, health insurance, worker’s compensation, retirement funds, severance or other similar payments. Without limiting the provisions of this Article 2 or Article 4 below, the Contractor will be fully responsible and liable for, and UNICEF will not be liable for (a) all payments due to its Personnel and sub-contractors for their services in relation to the performance of the Contract; (b) any action, omission, negligence or misconduct of the Contractor, its Personnel and sub-contractors; (c) any insurance coverage which may be necessary or desirable for the purpose of the Contract; (d) the safety and security of the Contractor's Personnel and sub-contractors’ personnel; or (e) any costs, expenses, or claims associated with any illness, injury, death or disability of the Contractor's Personnel and sub-contractors’ personnel, it being understood that UNICEF will have no liability or responsibility with regard to any of the events referred to in this Article 2.14.
3. FEE; INVOICING; TAX EXEMPTION; PAYMENT TERMS
3.1 The fee for the Services is the amount in the currency specified in the fee section of the Contract (the “Fee”), it being understood that such amount is specified in United States dollars unless otherwise expressly provided for in the fee section of the Contract. Unless expressly stated otherwise in the Contract, the Fee is inclusive of all costs, expenses, charges or fees that the Contractor may incur in connection with the performance of its obligations under the Contract; provided that, without prejudice to or limiting the provisions of Article 3.3 below, all duties and other taxes imposed by any authority or entity must be separately identified. It is understood and agreed that the Contractor will not request any change to the Fee after the Services or Deliverables have been provided and that the Fee cannot be changed except by written agreement between the Parties before the relevant Service or Deliverable is provided. UNICEF will not agree to changes to the Fee for modifications or interpretations of the scope of work if those modifications or interpretations of the scope of work have already been initiated by the Contractor. UNICEF will not be liable to pay for any work conducted or materials provided by the Contractor that are outside the scope of work or were not authorized in advance by UNICEF.
Page 38 of 54
3.2 The Contractor will issue invoices to UNICEF only after the Contractor has provided the Services (or components of the Services) and delivered the Deliverables (or installments of the Deliverables) in accordance with the Contract and to UNICEF’s satisfaction. The Contractor will issue (a) one (1) invoice in respect of the payment being sought, in the currency specified in the Contract and in English, indicating the Contract identification number listed on the front page of the Contract; and (b) provide a clear and specific description of the Services provided and Deliverables delivered, as well as supporting documentation for reimbursable expenses if any, in sufficient detail to permit UNICEF to verify the amounts stated in the invoice.
3.3 The Contractor authorizes UNICEF to deduct from the Contractor’s invoices any amount representing direct taxes (except charges for utilities services) and customs restrictions, duties and charges of a similar nature in respect of articles imported or exported for UNICEF’s official use in accordance with the exemption from tax in Article II, Section 7 of the Convention of the Privileges and Immunities of the United Nations, 1946. In the event any governmental authority refuses to recognize this exemption from taxes, restrictions, duties or charges, the Contractor will immediately consult with UNICEF to determine a mutually acceptable procedure. The Contractor will provide full cooperation to UNICEF with regard to securing UNICEF’s exemption from, or refund of amounts paid as, value-added taxes or taxes of a similar nature.
3.4 UNICEF will notify the Contractor of any dispute or discrepancy in the content or form of any invoice. With respect to disputes regarding only a portion of such invoice, UNICEF will pay the Contractor the amount of the undisputed portion in accordance with Article 3.5 below. UNICEF and the Contractor will consult in good faith to promptly resolve any dispute with respect to any invoice. Upon resolution of such dispute, any amounts that have not been charged in accordance with the Contract will be deducted from the invoice(s) in which they appear and UNICEF will pay any agreed remaining items in the invoice(s) in accordance with Article 3.5 within thirty (30) days after the final resolution of such dispute.
3.5 UNICEF will pay the uncontested amount of the Contractor's invoice within thirty (30) days of receiving both the invoice and the required supporting documents, as referred to in Article 3.2 above. The amount paid will reflect any discount(s) shown under the payment terms of the Contract. The Contractor will not be entitled to interest on any late payment or any sums payable under the Contract nor any accrued interest on payments withheld by UNICEF in connection with a dispute. Payment will not relieve the Contractor of its obligations under the Contract and will not be deemed to be acceptance by UNICEF of, or waiver of any of UNICEF’s rights with regard to, the Contractor's performance.
3.6 Each invoice will confirm the Contractor’s bank account details provided to UNICEF as part of the Contractor’s registration process with UNICEF. All payments due to the Contractor under the Contract will be made by electronic funds transfer to that bank account. It is the Contractor’s responsibility to ensure that the bank details supplied by it to UNICEF are up-to-date and accurate and notify UNICEF in writing by an authorized representative of the Contractor of any changes in bank details together with supporting documentation satisfactory to UNICEF.
3.7 The Contractor acknowledges and agrees that UNICEF may withhold payment in respect of any invoice if, in UNICEF’s opinion, the Contractor has not performed in accordance with the terms and conditions of the Contract, or if the Contractor has not provided sufficient documentation in support of the invoice.
3.8 UNICEF will have the right to set off, against any amount or amounts due and payable by UNICEF to the Contractor under the Contract, any payment, indebtedness or other claim (including, without
Page 39 of 54
limitation, any overpayment made by UNICEF to the Contractor) owing by the Contractor to UNICEF under the Contract or under any other contract or agreement between the Parties. UNICEF will not be required to give the Contractor prior notice before exercising this right of set-off (such notice being waived by the Contractor). UNICEF will promptly notify the Contractor after it has exercised such right of set-off, explaining the reasons for such set-off, provided, however, that the failure to give such notification will not affect the validity of such set-off.
3.9 Each of the invoices paid by UNICEF may be subject to a post-payment audit by UNICEF’s external and internal auditors or by other authorised agents of UNICEF, at any time during the term of the Contract and for three (3) years after the Contract terminates. UNICEF will be entitled to a refund from the Contractor of amounts such audit or audits determine were not in accordance with the Contract regardless of the reasons for such payments (including but not limited to the actions or inactions of UNICEF staff and other personnel).
4. REPRESENTATIONS AND WARRANTIES; INDEMNIFICATION; INSURANCE
Representations and Warranties
4.1 The Contractor represents and warrants that as of the effective date and throughout the term of the Contract: (a) the Contractor has the full authority and power to enter into the Contract and to perform its obligations under the Contract and the Contract is a legal, valid and binding obligation, enforceable against it in accordance with its terms; (b) all of the information it has previously provided to UNICEF, or that it provides to UNICEF during the term of the Contract, concerning the Contractor and the provision of the Services and the delivering of the Deliverables is true, correct, accurate and not misleading; (c) it is financially solvent and is able to provide the Services to UNICEF in accordance with the terms and conditions of the Contract; (d) it has, and will maintain throughout the term of the Contract, all rights, licenses, authority and resources necessary, as applicable, to provide the Services and deliver the Deliverables to UNICEF’s satisfaction and to perform its obligations under the Contract; (e) the work product is and will be original to the Contractor and does not and will not infringe any copyright, trademark, patent or other proprietary right of any third party; and (f) except as otherwise expressly stated in the Contract, it has not and will not enter into any agreement or arrangement that restrains or restricts any person’s rights to use, sell, dispose of or otherwise deal with any Deliverable or other work resulting from the Services. The Contractor will fulfill its commitments with the fullest regard to the interests of UNICEF and will refrain from any action which may adversely affect UNICEF or the United Nations.
4.2 The Contractor further represents and warrants, as of the effective date and throughout the term of the Contract, that it and its Personnel and sub-contractors will perform the Contract and provide the Services and Deliverables (a) in a professional and workmanlike manner; (b) with reasonable care and skill and in accordance with the highest professional standards accorded to professionals providing the same or substantially similar services in a same industry; (c) with priority equal to that given to the same or similar services for the Contractor’s other clients; and (d) in accordance with all laws, ordinances, rules, and regulations bearing upon the performance of its obligations under the Contract and the provision of the Services and Deliverables.
4.3 The representations and warranties made by the Contractor in Articles 4.1 and 4.2 above are made to and are for the benefit of (a) each entity (if any) that makes a direct financial contribution to UNICEF to procure the Services and Deliverables; and (b) each Government or other entity (if any) that receives the
Page 40 of 54
direct benefit of the Services and Deliverables. (b) Indemnification
4.4 The Contractor will indemnify, hold and save harmless and defend, at its own expense, UNICEF, its officials, employees, consultants and agents, each entity that makes a direct financial contribution to UNICEF to procure the Services and Deliverables and each Government or other entity that receives the direct benefit of the Services and Deliverables, from and against all suits, claims, demands, losses and liability of any nature or kind, including their costs and expenses, by any third party and arising out of the acts or omissions of the Contractor or its Personnel or sub-contractors in the performance of the Contract. This provision will extend to but not be limited to (a) claims and liability in the nature of workers’ compensation, (b) product liability, and (c) any actions or claims pertaining to the alleged infringement of a copyright or other intellectual property rights or licenses, patent, design, trade-name or trade-mark arising in connection with the Deliverables or other liability arising out of the use of patented inventions or devices, copyrighted material or other intellectual property provided or licensed to UNICEF under the terms of the Contract or used by the Contractor, its Personnel or sub-contractors in the performance of the Contract.
4.5 UNICEF will report any such suits, proceedings, claims, demands, losses or liability to the Contractor within a reasonable period of time after having received actual notice. The Contractor will have sole control of the defence, settlement and compromise of any such suit, proceeding, claim or demand, except with respect to the assertion or defence of the privileges and immunities of UNICEF or any matter relating to UNICEF’s privileges and immunities (including matters relating to UNICEF’s relations with Host Governments), which as between the Contractor and UNICEF only UNICEF itself (or relevant Governmental entities) will assert and maintain. UNICEF will have the right, at its own expense, to be represented in any such suit, proceeding, claim or demand by independent counsel of its own choosing.
Insurance
4.6 The Contractor will comply with the following insurance requirements:
(a) The Contractor will have and maintain in effect with reputable insurers and in sufficient amounts, insurance against all of the Contractor’s risks under the Contract (including, but not limited to, the risk of claims arising out of or related to the Contractor’s performance of the Contract), including the following:
(i) Insurance against all risks in respect of its property and any equipment used for the performance of the Contract;
(ii) General liability insurance against all risks in respect of the Contract and claims arising out of the Contract in an adequate amount to cover all claims arising from or in connection with the Contractor’s performance under the Contract;
(iii) All appropriate workers’ compensation and employer’s liability insurance, or its equivalent, with respect to its Personnel and sub-contractors to cover claims for death, bodily injury or damage to property arising from the performance of the Contract; and
Page 41 of 54
(iv) Such other insurance as may be agreed upon in writing between UNICEF and the Contractor.
(b) The Contractor will maintain the insurance coverage referred to in Article 4.6(a) above during the term of the Contract and for a period after the Contract terminates extending to the end of any applicable limitations period with regard to claims against which the insurance is obtained.
(c) The Contractor will be responsible to fund all amounts within any policy deductible or retention.
(d) Except with regard to the insurance referred to in paragraph (a)(iii) above, the insurance policies for the Contractor’s insurance required under this Article 4.6 will (i) name UNICEF as an additional insured; (ii) include a waiver by the insurer of any subrogation rights against UNICEF; and (iii) provide that UNICEF will receive thirty (30) days’ written notice from the insurer prior to any cancellation or change of coverage.
(e) The Contractor will, upon request, provide UNICEF with satisfactory evidence of the insurance required under this Article 4.6.
(f) Compliance with the insurance requirements of the Contract will not limit the Contractor’s liability either under the Contract or otherwise.
Liability
4.7 The Contractor will pay UNICEF promptly for all loss, destruction or damage to UNICEF’s property caused by the Contractor’s Personnel or sub-contractors in the performance of the Contract.
(c) 5. INTELLECTUAL PROPERTY AND OTHER PROPRIETARY RIGHTS; DATA PROTECTION; CONFIDENTIALITY
Intellectual Property and Other Proprietary Rights
5.1 Unless otherwise expressly provided for in the Contract:
(a) Subject to paragraph (b) of this Article 5.1, UNICEF will be entitled to all intellectual property and other proprietary rights including but not limited to patents, copyrights and trademarks, with regard to products, processes, inventions, ideas, know-how, documents, data and other materials (“Contract Materials”) that (i) the Contractor develops for UNICEF under the Contract and which bear a direct relation to the Contract or (ii) are produced, prepared or collected in consequence of, or during the course of, the performance of the Contract. The term “Contract Materials” includes, but is not limited to, all maps, drawings, photographs, plans, reports, recommendations, estimates, documents developed or received by, and all other data compiled by or received by, the Contractor under the Contract. The Contractor acknowledges and agrees that Contract Materials constitute works made for hire for UNICEF. Contract Materials will be treated as UNICEF’s Confidential Information and will be delivered only to authorized UNICEF officials on expiry or termination of the Contract.
Page 42 of 54
(b) UNICEF will not be entitled to, and will not claim any ownership interest in, any intellectual property or other proprietary rights of the Contractor that pre-existed the performance by the Contractor of its obligations under the Contract, or that the Contractor may develop or acquire, or may have developed or acquired, independently of the performance of its obligations under the Contract. The Contractor grants to UNICEF a perpetual, non-exclusive, royalty-free license to use such intellectual property or other proprietary rights solely for the purposes of and in accordance with the requirements of the Contract.
(c) At UNICEF's request, the Contractor will take all necessary steps, execute all necessary documents and generally assist in securing such proprietary rights and transferring them (or, in the case, intellectual property referred to in paragraph (b) above, licensing) them to UNICEF in compliance with the requirements of the applicable law and of the Contract.
Confidentiality
(d) 5.2 Confidential Information that is considered proprietary by either Party or that is delivered or disclosed by one Party (“Discloser”) to the other Party (“Recipient”) during the course of performance of the Contract or in connection with the subject matter of the Contract will be held in confidence by the Recipient. The Recipient will use the same care and discretion to avoid disclosure of the Discloser’s Confidential Information as the Recipient uses for its own Confidential Information and will use the Discloser’s Confidential Information solely for the purpose for which it was disclosed to the Recipient. The Recipient will not disclose the Discloser’s Confidential Information to any other party: (e) (f) (a) except to those of its Affiliates, employees, officials, representatives, agents and sub- contractors who have a need to know such Confidential Information for purposes of performing obligations under the Contract; or (g) (h) (b) unless the Confidential Information (i) is obtained by the Recipient from a third party without restriction; (ii) is disclosed by the Discloser to a third party without any obligation of confidentiality; (iii) is known by the Recipient prior to disclosure by the Discloser; or (iv) at any time is developed by the Recipient completely independently of any disclosures under the Contract. (i) 5.3 If the Contractor receives a request for disclosure of UNICEF’s Confidential Information pursuant to any judicial or law enforcement process, before any such disclosure is made, the Contractor (a) will give UNICEF sufficient notice of such request in order to allow UNICEF to have a reasonable opportunity to secure the intervention of the relevant national government to establish protective measures or take such other action as may be appropriate and (b) will so advise the relevant authority that requested disclosure. UNICEF may disclose the Contractor’s Confidential Information to the extent required pursuant to resolutions or regulations of its governing bodies.
5.4 The Contractor may not communicate at any time to any other person, Government or authority external to UNICEF, any information known to it by reason of its association with UNICEF that has not been made public, except with the prior written authorization of UNICEF; nor will the Contractor at any time use such information to private advantage.
Data Protection and Security
Page 43 of 54
5.5 The Parties agree that, as between them, all UNICEF Data, together with all rights (including intellectual property and proprietary rights), title and interest to such UNICEF Data, will be the exclusive property of UNICEF, and the Contractor has a limited, nonexclusive license to access and use the UNICEF Data as provided in the Contract solely for the purpose of performing its obligations under the Contract. Except for the foregoing license, the Contractor will have no other rights, whether express or implied, in or to any UNICEF Data or its content.
5.6 The Contractor confirms that it has a data protection policy in place that meets all applicable data protection standards and legal requirements and that it will apply such policy in the collection, storage, use, processing, retention and destruction of UNICEF Data. The Contractor will comply with any guidance or conditions on access and disclosure notified by UNICEF to Contractor in respect of UNICEF Data.
5.7 The Contractor will use its reasonable efforts to ensure the logical segregation of UNICEF Data from other information to the fullest extent possible. The Contractor will use safeguards and controls (such as administrative, technical, physical, procedural and security infrastructures, facilities, tools, technologies, practices and other protective measures) that are necessary and sufficient to meet the Contractor’s confidentiality obligations in this Article 5 as they apply to UNICEF Data. At UNICEF’s request, the Contractor will provide UNICEF with copies of the applicable policies and a description of the safeguards and controls that the Contractor uses to fulfil its obligations under this Article 5.7; provided that any such policies and description provided by the Contractor will be treated as the Contractor’s Confidential Information under the Contract. UNICEF may assess the effectiveness of these safeguards, controls and protective measures and, at UNICEF’s request, the Contractor will provide its full cooperation with any such assessment at no additional cost or expense to UNICEF. The Contractor will not, and will ensure that its Personnel will not, transfer, copy, remove or store UNICEF Data from a UNICEF location, network or system without the prior written approval of an authorized official of UNICEF.
5.8 Except as otherwise expressly stated in the Contract or with UNICEF’s express prior written consent, the Contractor will not install any application or other software on any UNICEF device, network or system. The Contractor represents and warrants to UNICEF that the Services and Deliverables provided under the Contract will not contain any Disabling Code, and that UNICEF will not otherwise receive from the Contractor any Disabling Code in the performance of the Contract. Without prejudice to UNICEF’s other rights and remedies, if a Disabling Code is identified, the Contractor, at its sole cost and expense, will take all steps necessary to: (a) restore and/or reconstruct any and all UNICEF Data lost by UNICEF and/or End Users as a result of Disabling Code; (b) furnish to UNICEF a corrected version of the Services without the presence of Disabling Codes; and (c) as needed, re-implement the Services.
5.9 In the event of any Security Incident, the Contractor will, as soon as possible following the Contractor’s discovery of such Security Incident and at its sole cost and expense: (a) notify UNICEF of such Security Incident and of the Contractor’s proposed remedial actions; (b) implement any and all necessary damage mitigation and remedial actions; and (c) as relevant, restore UNICEF’s and, as directed by UNICEF, End Users’ access to the Services. The Contractor will keep UNICEF reasonably informed of the progress of the Contractor’s implementation of such damage mitigation and remedial actions. The Contractor, at its sole cost and expense, will cooperate fully with UNICEF’s investigation of, remediation of, and/or response to any Security Incident. If the Contractor fails to resolve, to UNICEF’s reasonable satisfaction, any such Security Incident, UNICEF can terminate the Contract with immediate effect.
Page 44 of 54
Service Providers and Sub-Contractors
5.10 The Contractor will impose the same requirements relating to data protection and non-disclosure of Confidential Information, as are imposed upon the Contractor itself by this Article 5 of the Contract, on its service providers, subcontractors and other third parties and will remain responsible for compliance with such requirements by its service providers, subcontractors and other third parties.
End of Contract
5.11 Upon the expiry or earlier termination of the Contract, the Contractor will:
(a) return to UNICEF all of UNICEF’s Confidential Information, including, but not limited to, UNICEF Data, or, at UNICEF’s option, destroy all copies of such information held by the Contractor or its sub-contractors and confirm such destruction to UNICEF in writing; and
(b) will transfer to UNICEF all intellectual and other proprietary information in accordance with Article 5.1(a).
(j) 6. TERMINATION; FORCE MAJEURE (k) (l) Termination by Either Party for Material Breach (m) (n) 6.1 If one Party is in material breach of any of its obligations under the Contract, the other Party can give it written notice that within thirty (30) days of receiving such notice the breach must be remedied (if such breach is capable of remedy). If the breaching Party does not remedy the breach within the thirty (30) days’ period or if the breach is not capable of remedy, the non-breaching Party can terminate the Contract. The termination will be effective thirty (30) days after the non-breaching Party gives the breaching Party written notice of termination. The initiation of conciliation or arbitral proceedings in accordance with Article 9 (Privileges and Immunities; Settlement of Disputes) below will not be grounds for termination of the Contract. (o) Additional Termination Rights of UNICEF
(p) 6.2 In addition to the termination rights under Article 6.1 above, UNICEF can terminate the Contract with immediate effect upon delivery of a written notice of termination, without any liability for termination charges or any other liability of any kind:
(a) in the circumstances described in, and in accordance with, Article 7 (Ethical Standards); or
(b) if the Contractor breaches any of the provisions of Articles 5.2-5.11 (Confidentiality; Data Protection and Security); or
(c) if the Contractor (i) is adjudged bankrupt, or is liquidated, or becomes insolvent, or applies for a moratorium or stay on any payment or repayment obligations, or applies to be declared
Page 45 of 54
insolvent, (ii) is granted a moratorium or a stay, or is declared insolvent , (iii) makes an assignment for the benefit of one or more of its creditors, (iv) has a receiver appointed on account of the insolvency of the Contractor, (v) offers a settlement in lieu of bankruptcy or receivership or (vi) has become, in UNICEF’s reasonable judgment, subject to a materially adverse change in its financial condition that threatens to substantially affect the ability of the Contractor to perform any of its obligations under the Contract.
6.3 In addition to the termination rights under Article 6.1 and Article 6.2 above, UNICEF can terminate the Contract at any time by providing written notice to the Contractor in any case in which UNICEF’s mandate applicable to the performance of the Contract or UNICEF’s funding applicable to the Contract is curtailed or terminated, whether in whole or in part. UNICEF can also terminate the Contract on sixty (60) day’s written notice to the Contractor without having to provide any justification.
6.4 As soon as it receives a notice of termination from UNICEF, the Contractor will take immediate steps to bring the performance of any obligations under the Contract to a close in a prompt and orderly manner, and in doing so, reduce expenses to a minimum, and will not undertake any further or additional commitments as of and following the date it receives the termination notice. In addition, the Contractor will take any other action that may be necessary, or that UNICEF may direct in writing, in order to minimise losses or protect and preserve any property, whether tangible or intangible, related to the Contract that is in the possession of the Contractor and in which UNICEF has or may be reasonably expected to acquire an interest.
6.5 If the Contract is terminated by either Party, the Contractor will immediately deliver to UNICEF any finished work which has not been delivered and accepted prior to the receipt of a notice of termination, together with any data, materials or work-in-process related specifically to the Contract. If UNICEF obtains the assistance of another party to continue the Services or complete any unfinished work, the Contractor will provide its reasonable cooperation to UNICEF and such party in the orderly migration of Services and transfer of any Contract-related data, materials and work-in-process. The Contractor will at the same time return to UNICEF all of UNICEF’s Confidential Information and will transfer to UNICEF all intellectual and other proprietary information in accordance with Article 5.
6.6 If the Contract is terminated by either Party no payment will be due from UNICEF to the Contractor except for Services and Deliverables provided to UNICEF’s satisfaction in accordance with the Contract, but only if such Services and Deliverables were required or requested before the Contractor’s receipt of the notice of termination or, in the case of termination by the Contractor, the effective date of such termination. The Contractor will have no claim for any further payment beyond payments in accordance with this Article 6.6, but will remain liable to UNICEF for all loss or damages which may be suffered by UNICEF by reason of the Contractor’s default (including but not limited to cost of the purchase and delivery of replacement or substitute Services or Deliverables).
6.7 The termination rights in this Article 6 are in addition to all other rights and remedies of UNICEF under the Contract.
Force Majeure
6.8 If one Party is rendered permanently unable, wholly, or in part, by reason of force majeure to
Page 46 of 54
perform its obligations under the Contract, the other Party may terminate the Contract on the same terms and conditions as are provided for in Article 6.1 above, except that the period of notice will be seven (7) days instead of thirty (30) days. “Force majeure” means any unforeseeable and irresistible events arising from causes beyond the control of the Parties, including acts of nature, any act of war (whether declared or not), invasion, revolution, insurrection, terrorism or other acts of a similar nature or force. “Force majeure” does not include (a) any event which is caused by the negligence or intentional action of a Party; (b) any event which a diligent party could reasonably have been expected to take into account and plan for at the time the Contract was entered into; (c) the insufficiency of funds, inability to make any payment required under the Contract, or any economic conditions, including but not limited to inflation, price escalations, or labour availability; or (d) any event resulting from harsh conditions or logistical challenges for the Contractor (including civil unrest) associated with locations at which UNICEF is operating or is about to operate or is withdrawing from, or any event resulting from UNICEF’s humanitarian, emergency, or similar response operations.
7. ETHICAL STANDARDS
7.1 Without limiting the generality of Article 2 above, the Contractor will be responsible for the professional and technical competence of its Personnel including its employees and will select, for work under the Contract, reliable individuals who will perform effectively in the implementation of the Contract, respect the local laws and customs, and conform to a high standard of moral and ethical conduct.
7.2 (a) The Contractor represents and warrants that no official of UNICEF or of any United Nations System organisation has received from or on behalf of the Contractor, or will be offered by or on behalf of the Contractor, any direct or indirect benefit in connection with the Contract, including the award of the Contract to the Contractor. Such direct or indirect benefit includes, but is not limited to, any gifts, favours or hospitality.
(b) The Contractor represents and warrants that the following requirements with regard to former UNICEF officials have been complied with and will be complied with:
(i) During the one (1) year period after an official has separated from UNICEF, the Contractor may not make a direct or indirect offer of employment to that former UNICEF official if that former UNICEF official was, during the three years prior to separating from UNICEF, involved in any aspect of a UNICEF procurement process in which the Contractor has participated.
(ii) During the two (2) year period after an official has separated from UNICEF, that former official may not, directly or indirectly on behalf of the Contractor, communicate with UNICEF, or present to UNICEF, about any matters that were within such former official's responsibilities while at UNICEF.
(c) The Contractor further represents that, in respect of all aspects of the Contract (including the award of the Contract by UNICEF to the Contractor and the selection and awarding of sub-contracts by the Contractor), it has disclosed to UNICEF any situation that may constitute an actual or potential conflict of interest or could reasonably be perceived as a conflict of interest.
7.3 The Contractor further represents and warrants that neither it nor any of its Affiliates, or
Page 47 of 54
Personnel or directors, is subject to any sanction or temporary suspension imposed by any United Nations System organisation or other international inter-governmental organisation. The Contractor will immediately disclose to UNICEF if it or any of its Affiliates or Personnel or directors, becomes subject to any such sanction or temporary suspension during the term of the Contract.
7.4 The Contractor will (a) observe the highest standard of ethics; (b) use its best efforts to protect UNICEF against fraud, in the performance of the Contract; and (c) comply with the applicable provisions of UNICEF’s Policy Prohibiting and Combatting Fraud and Corruption. In particular, the Contractor will not engage, and will ensure that its Personnel, agents and sub-contractors do not engage, in any corrupt, fraudulent, coercive, collusive or obstructive conduct as such terms are defined in UNICEF’s Policy Prohibiting and Combatting Fraud and Corruption.
7.5 The Contractor will, during the term of the Contract, comply with (a) all laws, ordinances, rules and regulations bearing upon the performance of its obligations under the Contract and (b) the standards of conduct required under the UN Supplier Code of Conduct (available at the United Nations Global Marketplace website - www.ungm.org).
7.6 The Contractor further represents and warrants that neither it nor any of its Affiliates is engaged, directly or indirectly, (a) in any practice inconsistent with the rights set out in the Convention on the Rights of the Child, including Article 32, or the International Labour Organisation’s Convention Concerning the Prohibition and Immediate Action for the Elimination of the Worst Forms of Child Labour, No. 182 (1999); or (b) in the manufacture, sale, distribution, or use of anti-personnel mines or components utilised in the manufacture of anti-personnel mines.
7.7 The Contractor represents and warrants that it has taken and will take all appropriate measures to prevent sexual exploitation or abuse of anyone by its Personnel including its employees or any persons engaged by the Contractor to perform any services under the Contract. For these purposes, sexual activity with any person less than eighteen years of age, regardless of any laws relating to consent, will constitute the sexual exploitation and abuse of such person. In addition, the Contractor represents and warrants that it has taken and will take all appropriate measures to prohibit its Personnel including its employees or other persons engaged by the Contractor, from exchanging any money, goods, services, or other things of value, for sexual favours or activities or from engaging in any sexual activities that are exploitive or degrading to any person. This provision constitutes an essential term of the Contract and any breach of this representation and warranty will entitle UNICEF to terminate the Contract immediately upon notice to the Contractor, without any liability for termination charges or any other liability of any kind.
7.8 The Contractor will inform UNICEF as soon as it becomes aware of any incident or report that is inconsistent with the undertakings and confirmations provided in this Article 7.
7.9 The Contractor acknowledges and agrees that each of the provisions in this Article 7 constitutes an essential term of the Contract.
(a) UNICEF will be entitled, in its sole discretion and at its sole choice, to suspend or terminate the Contract and any other contract between UNICEF and the Contractor with immediate effect upon written notice to the Contractor if: (i) UNICEF becomes aware of any incident or report that is inconsistent with, or the Contractor breaches any of, the undertakings and confirmations provided in
Page 48 of 54
this Article 7 or the equivalent provisions of any contract between UNICEF and the Contractor or any of the Contractor’s Affiliates, or (ii) the Contractor or any of its Affiliates, or Personnel or directors becomes subject to any sanction or temporary suspension described in Article 7.3 during the term of the Contract.
(b) In the case of suspension, if the Contractor takes appropriate action to address the relevant incident or breach to UNICEF’s satisfaction within the period stipulated in the notice of suspension, UNICEF may lift the suspension by written notice to the Contractor and the Contract and all other affected contracts will resume in accordance with their terms. If, however, UNICEF is not satisfied that the matters are being adequately addressed by the Contractor, UNICEF may at any time, exercise its right to terminate the Contract and any other contract between UNICEF and the Contractor.
(c) Any suspension or termination under this Article 7 will be without any liability for termination or other charges or any other liability of any kind.
8. FULL COOPERATION WITH AUDITS AND INVESTIGATIONS
8.1 From time to time, UNICEF may conduct inspections, post-payment audits or investigations relating to any aspect of the Contract including but not limited to the award of the Contract, the way in which the Contract operates or operated, and the Parties’ performance of the Contract generally and including but not limited to the Contractor’s compliance with the provisions of Article 7 above. The Contractor will provide its full and timely cooperation with any such inspections, post-payment audits or investigations, including (but not limited to) making its Personnel and any relevant data and documentation available for the purposes of such inspections, post-payment audits or investigations, at reasonable times and on reasonable conditions, and granting UNICEF and those undertaking such inspections, post-payment audits or investigations access to the Contractor’s premises at reasonable times and on reasonable conditions in connection with making its Personnel and any relevant data and documentation available. The Contractor will require its sub-contractors and its agents, including, but not limited to, the Contractor’s attorneys, accountants or other advisers, to provide reasonable cooperation with any inspections, post-payment audits or investigations carried out by UNICEF.
(q) 9. PRIVILEGES AND IMMUNITIES; SETTLEMENT OF DISPUTES
9.1 Nothing in or related to the Contract will be deemed a waiver, express or implied, deliberate or inadvertent, of any of the privileges and immunities of the United Nations, including UNICEF and its subsidiary organs, under the Convention on the Privileges and Immunities of the United Nations, 1946, or otherwise.
9.2 The terms of the Contract will be interpreted and applied without application of any system of national or sub-national law.
9.3 The Parties will use their best efforts to settle amicably any dispute, controversy or claim arising out of, or relating to the Contract. Where the Parties wish to seek such an amicable settlement through conciliation, the conciliation will take place in accordance with the UNCITRAL Conciliation Rules then in force, or according to such other procedure as may be agreed between the Parties. Any dispute, controversy or claim between the Parties arising out of the Contract which is not resolved within ninety (90) days after one Party receives a request from the other Party for amicable settlement can be referred by either Party to arbitration. The arbitration will take place in accordance with the UNCITRAL Arbitration Rules then in force.
Page 49 of 54
The venue of the arbitration will be New York, NY, USA. The decisions of the arbitral tribunal will be based on general principles of international commercial law. The arbitral tribunal will have no authority to award punitive damages. In addition, the arbitral tribunal will have no authority to award interest in excess of the London Inter-Bank Offered Rate (LIBOR) then prevailing and any such interest will be simple interest only. The Parties will be bound by any arbitration award rendered as a result of such arbitration as the final adjudication of any such controversy, claim or dispute.
(r) 10. NOTICES
10.1 Any notice, request or consent required or permitted to be given or made pursuant to the Contract will be in writing, and addressed to the persons listed in the Contract for the delivery of notices, requests or consents. Notices, requests or consents will be delivered in person, by registered mail, or by confirmed email transmission. Notices, requests or consents will be deemed received upon delivery (if delivered in person), upon signature of receipt (if delivered by registered mail) or twenty-four (24) hours after confirmation of receipt is sent from the addressee’s email address (if delivered by confirmed email transmission).
10.2 Any notice, document or receipt issued in connection with the Contract must be consistent with the terms and conditions of the Contract and, in case of any ambiguity, discrepancy or inconsistency, the terms and conditions of the Contract will prevail.
10.3 All documents that comprise the Contract, and all documents, notices and receipts issued or provided pursuant to or in connection with the Contract, will be deemed to include, and will be interpreted and applied consistently with, the provisions of Article 9 (Privileges and Immunities; Settlement of Disputes). (s) (t) 11. OTHER PROVISIONS (u) (v) 11.1 The Contractor acknowledges UNICEF’s commitment to transparency as outlined in UNICEF’s Information Disclosure Policy and confirms that it consents to UNICEF’s public disclosure of the terms of the Contract should UNICEF so determine and by whatever means UNICEF determines. (w) (x) 11.2 The failure of one Party to object to or take affirmative action with respect to any conduct of the other Party which is in violation of the terms of the Contract will not constitute and will not be construed to be a waiver of the violation or breach, or of any future violation, breach or wrongful conduct. (y) (z) 11.3 The Contractor will be considered as having the legal status of an independent contractor as regards UNICEF. Nothing contained in the Contract will be construed as making the Parties principal and agent or joint venturers. (aa) (bb) 11.4 The Contractor will not, without the prior written consent of UNICEF, assign, transfer, pledge or make other disposition of the Contract, or of any part of the Contract, or of any of the Contractor's rights or obligations under the Contract. (cc) (dd) 11.5 No grant of time to the Contractor to cure a default under the Contract, nor any delay or failure by UNICEF to exercise any other right or remedy available to UNICEF under the Contract, will be deemed to prejudice any rights or remedies available to UNICEF under the Contract or constitute a waiver of any rights or remedies available to UNICEF under the Contract. (ee)
Page 50 of 54
(ff) 11.6 The Contractor will not seek or file any lien, attachment or other encumbrance against any monies due or to become due under the Contract, and will not permit any other person to do so. It will immediately remove or obtain the removal of any lien, attachment or other encumbrance that is secured against any monies due or to become due under the Contract. (gg) (hh) 11.7 The Contractor will not advertise or otherwise make public for purposes of commercial advantage or goodwill that it has a contractual relationship with UNICEF or the United Nations. Except as regards references to the name of UNICEF for the purposes of annual reports or communication between the Parties and between the Contractor and its Personnel and sub-contractors, the Contractor will not, in any manner whatsoever use the name, emblem or official seal of UNICEF or the United Nations, or any abbreviation of the name of the United Nations, in connection with its business or otherwise without the prior written permission of UNICEF. (ii) (jj) 11.8 The Contract may be translated into languages other than English. The translated version of the Contract is for convenience only, and the English language version will govern in all circumstances. (kk) (ll) 11.9 No modification or change in the Contract, and no waiver of any of its provisions, nor any additional contractual relationship of any kind with the Contractor will be valid and enforceable against UNICEF unless set out in a written amendment to the Contract signed by an authorised official of UNICEF. (mm) (nn) 11.10 The provisions of Articles 2.14. 3.8, 3.9, 4, 5, 7, 8, 9, 11.1, 11.2 and 11.7 will survive provision of the Services and delivery of the Deliverables and the expiry or earlier termination of the Contract.
Page 51 of 54
ANNEX B
List of MoHSP of RT Standards on WASH:
1. Construction norms and rules of the Republic of Tajikistan 31-09-2010. "Health care institutions" 2. Cities construction norms and rules of the Republic of Tajikistan 40-04-2015 "INTERNAL SANITARY TECHNICAL SYSTEMS" 3. Construction norms and rules of the Republic of Tajikistan 2.04.01-85 * “INTERNAL WATER PIPE AND SEWERAGE OF BUILDINGS” 4. National guidelines on IPC part 1 HYGIENE REQUIREMENTS ON INSTALLATION OF DEVICES, EQUIPMENT AND OPERATION HOSPITALS, MATERNITY HOSPITALS AND OTHER HEALTH FACILITIES OF THE REPUBLIC OF TAJIKISTAN, Ministry of health and social protection of the Republic of Tajikistan, Dushanbe 2015. 5. National guidelines on IPC part 2 NATIONAL GUIDLINES FOR PREVENTION OF INFECTIONS IN HEALTH FACILITIES OF THE REPUBLIC OF TAJIKISTAN, Ministry of health and social protection of the Republic of Tajikistan, Dushanbe 2015.
Page 52 of 54
ANNEX C
Proposed intervention by geographic location:
The proposed package of intervention in 11 existing UNICEF focused districts 1. Rehabilitation/construction of health RRS (2): Rudaki, Lakhsh waste management infrastructure 2. Health worker capacity building on IPC Sogd (6): Zafarobod, Asht, Mastcho, Kuhistoni and key MCH issues Mastcho, Devashtij, Panjakent 3. Supportive supervision GBAO (3): Murgob, Ishkoshim, Darvoz 4. Equipment for PHCs 5. WASH and small refurbishment in Surgical units Proposed intervention in 29 new selected central district hospitals 6. Equipment for hospitals (maternity, RRS (9): Vahdat, Tojikobod, Varzob, Sangvor, paediatric, surgical and ICU departments, Hissor, Shahrinav, Tursunzoda (numeric laboratory) hospital Pakhtaobod), Nurobod, Rogun 7. Rehabilitation/construction of health waste management infrastructure Sogd (8): Isfara, Konibodom, Gafurov (numeric hospital Eva), J. Rasulov, Istaravshan, Spitamen, 8. Health workers capacity building on IPC Istiqlol, Aini (numeric hospital Zarafshon) and key MCH issues 9. Supportive supervision GBAO (3): Roshkala, Shugnon, Vanj, 10. Equipment for PHC 11. WASH and small refurbishment in Khatlon (9): Jerkala, Temurmalik, Pyanj, Jaihun, Kushonien, Levakand, Vakhsh, Jomi, Khovaling Surgical, maternity and paediatric units
Proposed intervention in 10 selected Infectious disease hospitals/department of Central District hospitals 1. WASH and small refurbishment RRS (2): Rudaki, Vahdat, 2. Provision of basic medical equipment 3. Rehabilitation/construction of health waste Sogd (4): Isfara, Istaravshan, Panjakent, Aini, management infrastructure 4. Health workers capacity building on IPC GBAO (2): Darvoz, infection diseases department of Khorug oblast 5. Supportive supervision Khatlon (2): Infection Diseases Department department of Bokhtar oblast hospital, Sharituz CDH
Page 53 of 54
Annex D:
Performance Security (Unconditional Bank Guarantee)
To: [name and address of Employer]
Whereas [name and address of Contractor] (hereinafter called “the Contractor”) has undertaken, in pursuance of Contract No. [number] dated [date] to execute [name of Contract and brief description of Works] (hereinafter called “the Contract”);
And whereas it has been stipulated by you in the said Contract that the Contractor shall furnish you with a Bank Guarantee by a recognized bank for the sum specified therein as security for compliance with his obligations in accordance with the Contract;
And whereas we have agreed to give the Contractor such a Bank Guarantee;
Now therefore we hereby affirm that we are the Guarantor and responsible to you, on behalf of the Contractor, up to a total of [amount of Guarantee] [amount in words], such sum being payable in the types and proportions of currencies in which the Contract Price is payable, and we undertake to pay you, upon your first written demand and without cavil or argument, any sum or sums within the limits of [amount of Guarantee] as aforesaid without your needing to prove or to show grounds or reasons for your demand for the sum specified therein.
We hereby waive the necessity of your demanding the said debt from the Contractor before presenting us with the demand.
We further agree that no change or addition to or other modification of the terms of the Contract or of the Works to be performed thereunder or of any of the Contract documents which may be made between you and the Contractor shall in any way release us from any liability under this Guarantee, and we hereby waive notice of any such change, addition, or modification.
This Guarantee shall be valid until a date 28 days from the date of issue of the Certificate of Completion.
No change on content or validity of this Bank Guarantee shall be undertaken by the bank without UNICEF permission.
Signature and seal of the Guarantor
Name of Bank
Address
Date
Page 54 of 54