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Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278E)

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Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278E) New Entrant Report | U.S. Office of Government Ethics; 5 C.F.R. part 2634 | Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information McFarland, Kathleen Deputy National Security Advisor, White House Date of Appointment: 01/20/2017 Other Federal Government Positions Held During the Preceding 12 Months: None Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Mcfarland, Kathleen T [electronically signed on 02/04/2017 by Mcfarland, Kathleen T in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Passantino, Stefan, Certifying Official [electronically signed on 03/31/2017 by Passantino, Stefan in Integrity.gov] Other review conducted by /s/ Schultz, James D, Ethics Official [electronically signed on 03/31/2017 by Schultz, James D in Integrity.gov] U.S. Office of Government Ethics Certification Data Revised 02/17/2017 Data Revised 02/16/2017 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION POSITION HELD FROM TO TYPE 1 Fox News New York, New Corporation contributor 9/2009 11/2016 York 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Fox News Network, LLC N/A Contract $63,518 payments as a national security analyst 2 U.S. Global Leadership Coalition - January N/A Honorarium $7,500 20-21, 2016 3 speech at American Fuel & Petrochemical N/A Honorarium $16,000 Manufacturers - April 12, 2016 4 Keppler Speakers speech at Wisconsin N/A Honorarium $9,375 Bankers Association Bank Executives Conference - February 9, 2016 5 Keppler Speakers speech at Ohio Cable N/A Honorarium $9,750 Telecommunications Association - February 24, 2016 6 Keppler Speakers speech at Bakersfield N/A Honorarium $10,000 Business Conference - October 8, 2016 7 Keppler Speakers speech at Construction N/A Honorarium $6,750 Industry Round Table - May 18, 2016 8 Keppler Speakers speech at 7th Annual N/A Honorarium $11,000 Cyber Security Awareness Week - October 11, 2016 9 Politicon - June 25, 2016 N/A Honorarium $7,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 10 U.S. Global Leadership Coalition - July 20, N/A Honorarium $7,000 2016 11 Keppler Speakers speech at Associated N/A Honorarium $9,750 Equipment Distributors Annual Economic Forum - September 22, 2016 12 Keppler Speakers speech at Air Movement & N/A Honorarium $6,000 Control Association - October 22, 2016 13 Texas Crime Stoppers - October 12, 2016 N/A Honorarium $16,000 14 Ross Yoon Agency Crown Publisher for Book N/A Author's $42,500 named Turning Point -- Reclaiming an advance America We Can Believe In 15 Kepplers Speakers speech at Young N/A Honorarium $2,500 America's Foundation - November 12, 2016 16 Keppler Speakers speech at , Leadership N/A Honorarium $8,250 Conference for MRA - The Management Association - December 17, 2015 17 IRA 17.1 AKAMAI TECHNOLOGIES INC N/A $1,001 - $15,000 None (or less than $201) 17.2 ALPHABET INC CL A N/A $1,001 - $15,000 None (or less than $201) 17.3 AMAZON.COM INC N/A $1,001 - $15,000 None (or less than $201) 17.4 APPLE INC N/A $1,001 - $15,000 None (or less than $201) 17.5 CELGENE CORP N/A $1,001 - $15,000 None (or less than $201) 17.6 DISNEY WALT CO NEW N/A $1,001 - $15,000 None (or less than $201) 17.7 DREYFUS TREAS SECURITIES CASH MGT PT N/A $1,001 - $15,000 None (or less than $201) 17.8 EXXONMOBIL CORP N/A $1,001 - $15,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 17.9 FACEBOOK INC-A N/A $1,001 - $15,000 None (or less than $201) 17.10 GENERAL ELECTRIC CORP N/A $1,001 - $15,000 None (or less than $201) 17.11 GILEAD SCIENCES INC N/A $1,001 - $15,000 None (or less than $201) 17.12 GOLDMAN SACHS GROUP INC N/A $1,001 - $15,000 None (or less than $201) 17.13 HONEYWELL INTERNATIONAL INC N/A $1,001 - $15,000 None (or less than $201) 17.14 MICROSOFT CORP N/A $1,001 - $15,000 None (or less than $201) 17.15 NXP SEMICONDUCTORS N/A $1,001 - $15,000 None (or less than $201) 17.16 UNION PAC CORP N/A $1,001 - $15,000 None (or less than $201) 17.17 VANGUARD FTSE ALL-WORLD EX-US Yes $1,001 - $15,000 $201 - $1,000 17.18 VANGUARD FTSE EMERGING MARKETS ETF Yes $1,001 - $15,000 None (or less than $201) 17.19 VANGUARD IND FD MID-CAP Yes $1,001 - $15,000 None (or less than $201) 17.20 VANGUARD REIT ETF Yes $1,001 - $15,000 $201 - $1,000 17.21 VANGUARD SMALL-CAP ETF Yes $1,001 - $15,000 None (or less than $201) 17.22 VISA INC CL A N/A $1,001 - $15,000 None (or less than $201) 3. Filer's Employment Agreements and Arrangements None 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 U.S. Global Leadership Coalition Washington, Honorarium District of Columbia 2 American Fuel & Petrochemical Washington, Honorarium, AFPM Security Conference Manufacturers District of Columbia 3 Keppler Speakers Arlington, Honorarium, Wisconsin Bankers Association Bank Executives Virginia Conference 4 Keppler Speakers Arlington, Honorarium, Ohio Cable Telecommunications Association Virginia 5 Keppler Speakers Arlington, Honorarium, Bakersfield Business Conference Virginia 6 Kepplers Speakers Arlington, Honorarium, Construction Industry Round Table Virginia 7 Kepplers Speakers Arlington, Honorarium, 7th Annual Cyber Security Awareness Week Virginia 8 Politicon Los Angeles, Honorarium California 9 U.S. Global Leadership Coalition Washington, Honorarium, USGLC State Leaders Summit District of Columbia 10 Keppler Speakers Arlington, Honorarium, Associated Equipment Distributors Annual Economic Virginia Forum 11 Keppler Speakers Arlington, Honorarium, Air Movement & Control Association Virginia 12 Texas Crime Stoppers Austin, Texas Honorarium 13 Ross Yoon Agency Crown Publisher for Book Washington, Author's advance named Turning Point -- Reclaiming an District of America We Can Believe In Columbia # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 14 Keppler Speakers Washington, Honorarium District of Columbia 15 Keppler Speakers Charleston, Honorarium South Carolina 16 Keppler Speakers Madison, Honorarium Wisconsin 17 Keppler Speakers Memphis, Honorarium Tennessee 18 Keppler Speakers Wauwatosa, Honorarium Wisconsin 19 Keppler Speakers Atlanta, Georgia Honorarium 20 Salem Radio Chicago, Illinois Honorarium 21 Colorado Women's Alliance Denver, Honorarium Colorado 22 Aspen Glen Aspen, Colorado Honorarium 23 Keppler Oklahoma City, Honorarium Oklahoma 24 US Global Leadership Coalition Denver, Honorarium Colorado 25 US Global Leadership Coalition Milwaukee, Honorarium Wisconsin 5. Spouse's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Village of Southampton Planning Board N/A Planning Board $4,000 Member payment 2 Excellon N/A $50,001 - Interest $2,501 - $5,000 $100,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 3 Excellon Resources Inc N/A Directors fees $17,106 4 IRA 4.1 DREYFUS TREAS SECURITIES CASH MGT PT N/A $100,001 - None (or less $250,000 than $201) 4.2 U.S. TREASURY BILLS N/A None (or less Dividends $2,501 - $5,000 than $1,001) 4.3 U.S. TREASURY NOTES N/A $1,000,001 - Dividends $5,001 - $15,000 $5,000,000 4.4 VANGUARD CAPITAL VALUE F-INV Yes $500,001 - $5,001 - $15,000 $1,000,000 4.5 VANGUARD DIVIDEND GROWTH-IV Yes $500,001 - $15,001 - $1,000,000 $50,000 4.6 VANGUARD FTSE ALL-WORLD EX-US Yes $15,001 - $201 - $1,000 $50,000 4.7 VANGUARD FTSE EMERGING MARKETS ETF Yes $15,001 - $201 - $1,000 $50,000 4.8 VANGUARD IND FD MID-CAP Yes $50,001 - $201 - $1,000 $100,000 4.9 VANGUARD REIT ETF Yes $15,001 - $1,001 - $2,500 $50,000 4.10 VANGUARD SMALL-CAP ETF Yes $50,001 - $201 - $1,000 $100,000 4.11 VANGUARD WINDSOR-ADM Yes $500,001 - $15,001 - $1,000,000 $50,000 6. Other Assets and Income # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Grantor Trust # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1.1 3M CO N/A $100,001 - Dividends $2,501 - $5,000 $250,000 1.2 ABBOTT LABS N/A None (or less Dividends $201 - $1,000 than $1,001) 1.3 AKAMAI TECHNOLOGIES INC N/A $50,001 - None (or less $100,000 than $201) 1.4 ALPHABET INC CL A N/A $100,001 - None (or less $250,000 than $201) 1.5 ALPHABET INC CL C N/A $100,001 - None (or less $250,000 than $201) 1.6 AMAZON.COM INC N/A $100,001 - None (or less $250,000 than $201) 1.7 APPLE INC N/A $50,001 - Dividends $1,001 - $2,500 $100,000 1.8 BANK OF AMERICA CORP N/A $100,001 - Dividends $1,001 - $2,500 $250,000 1.9 BERKSHIRE HATHAWAY INC-CL B N/A $100,001 - None (or less $250,000 than $201) 1.10 BRISTOL MYERS SQUIBB CO N/A $50,001 - Dividends $1,001 - $2,500 $100,000 1.11 CELGENE CORP N/A $100,001 - None (or less $250,000 than $201) 1.12 CHEVRON CORPORATION N/A $50,001 - Dividends $1,001 - $2,500 $100,000 1.13 CLOROX COMPANY N/A $50,001 - Dividends $1,001 - $2,500 $100,000 1.14 COSTCO WHOLESALE CORP N/A $100,001 - Dividends $1,001 - $2,500 $250,000 1.15 CVS HEALTH CORP N/A $100,001 - Dividends $1,001 - $2,500 $250,000 1.16 DANAHER CORP N/A $100,001 - Dividends $201 - $1,000 $250,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1.17 DISNEY WALT CO NEW N/A $100,001 - Dividends $2,501 - $5,000 $250,000 1.18 DREYFUS TREAS SECURITIES CASH MGT PT N/A $15,001 - None (or less $50,000 than $201) 1.19 DU PONT E I DE NEMOURS & CO N/A None (or less Dividends $201 - $1,000
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