Jilin Water Supply and Sewerage Development Project

Social Monitoring Report

Project Number: 36507 August 2007

PRC: Jilin Water Supply and Sewerage Development Project

Prepared by Li Mou Individual Consultant

PRC

For Jilin Provincial Government Changchun Water Group Urban Drainage Company Limited Changchun Shuangyang Water Supply Company Limited Changchun Hi-Tech Industry Development General Company Liaoyuan Water Company Limited Meihekou Water Supply Company

This report has been submitted to ADB by the Project Management Office and is made publicly available in accordance with ADB’s public communications policy (2005). It does not necessarily reflect the views of ADB.

PEOPLE’S REPUBLIC OF CHINA JILIN PROVINCIAL GOVERNMENT

ASIAN DEVELOPMENT BANK

JILIN WATER SUPPLY AND SEWERAGE DEVELOPMENT PROJECT

LOAN N° 2175-PRC THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT AUGUST 2007 1350227 R21

PEOPLE’S REPUBLIC OF CHINA JILIN PROVINCIAL GOVERNMENT ASIAN DEVELOPMENT BANK

JILIN WATER SUPPLY AND SEWERAGE DEVELOPMENT PROJECT LOAN 2175 PRC

THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT IDENTIFICATION N°: 1350227 R21 DATE : AUGUST 2007

This document has been produced by the Consortium SOGREAH Consultants/LMI International Corporation (Job Number: 3 0 5 0002). This document has been prepared by the project team under the supervision of the Project Director following Quality Assurance Procedures of SOGREAH in compliance with ISO9001.

APPROVED BY Index PURPOSE OF MODIFICATION DATE AUTHOR CHECKED BY (PROJECT DIRECTOR)

A First Issue 24/11/08 GJS JPB JPB

Index CONTACT ADDRESS DISTRIBUTION LIST

1 PMO [email protected]

2 The Asian Development Bank [email protected]

3 SOGREAH (Head Office) [email protected]

4 LMI (Head Office) [email protected]

THE PEOPLE'S REPUBLIC OF CHINA

JILIN WATER SUPPLY AND SEWERAGE DEVELOPMENT PROJECT

ADB LOAN NO. 2175-PRC

Third Monitoring and Evaluation Report on Land Acquisition and Resettlement

AUGUST 2007 PEOPLE’S REPUBLIC OF CHINA – THE ASIAN DEVELOPMENT BANK JILIN WATER SUPLY AND SEWERAGE DEVELOPMENT PROJECT – LOAN 2175-PRC THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT

TABLE OF CONTENTS

1. Introduction ...... 1

1.1 Background of the Project...... 1 1.2 Objectives of the Project ...... 1 1.3 Project Scope ...... 2 1.4 Preparation of Resettlement Plans ...... 3 1.5 Methodology of Resettlement Monitoring...... 4

2. Progress of the Engineering Component and Land Acquisition and Resettlement. 5

2.1 Progress of the Engineering Component...... 5 2.2 Progress of Land Acquisition and Resettlement ...... 7 2.2.1 Permanent Land Acquisition ...... 7 2.2.2 Temporary Land Occupation ...... 20 2.2.3 Demolishment of Residential Houses and Auxiliaries...... 30 2.2.4 Demolishment of Non-Residential Houses and Auxiliaries...... 36 2.2.5 Number of Affected Households and Population ...... 40 2.2.6 Basic Infrastructure and Special Facilities ...... 47 2.2.7 Vulnerable Groups ...... 48

3. Compensation Standards...... 49

3.1 Eligibility for Compensation...... 49 3.2 Principle of Compensation ...... 49 3.3 Compensation Rates...... 50 3.3.1 Permanent Land Acquisition ...... 50 3.3.2 Temporary Land Occupation ...... 56 3.3.3 Demolishment of Residential Houses and Auxiliaries...... 59 3.3.4 Demolishment of Non-Residential Houses and Auxiliaries...... 64 3.3.5 Basic Infrastructure and Special Facilities ...... 67 3.3.6 Special Provisions of Vulnerable Groups ...... 69

4. Relocation and Rehabilitation, and APs’ Satisfaction...... 69

4.1 Objectives and Principles of Resettlement Program...... 69 4.2 Implementation of Resettlement Program...... 70

5. Public Consultation and Grievance Procedures ...... 74

5.1 Public Consultation...... 74 5.2 Information Disclosure...... 75

6. Grievance Procedures...... 76

7. Institutional Arrangement ...... 77

8. Compensation Disbursement and Flow of Fund ...... 82

8. Compensation Disbursement and Flow of Fund ...... 83

8.1 Compensation Disbursement...... 83 8.2 Flow of Fund...... 85

9. Conclusions and Suggestions ...... 90

SOGREAH / LMI –AUGUST 2007 i

ABBREVIATIONS AND ACRONYMS

ADB - Asian Development Bank APs - Affected Persons CCDC - Changchun City Drainage Company CCECSC - Changchun City Engineering Consulting Service Centre Changchun City High and New Technology Industry Development Zone CCHNTIDEAC - Administration Commission CMEDRI - Changchun Municipal Engineering Design and Research Institute CMG - Changchun Municipal Government CNUIEDRI - China Northeast Urban Infrastructure Engineering Design & Research Institute PMO - Project Management Office F - Female FSR - Feasibility Study Report GDP - Gross Domestic Product HDA - House Demolishment Agency HDAO - House Demolishment Administration Office IMA - Independent Monitoring Agency JPG - Jilin Provincial Government JWSSDP - Jilin Water Supply and Sewerage Development Project LAB - Land Administration Bureau LAR - Land Acquisition and Resettlement LMG - Liaoyuan Municipal Government M - Male M&E - Monitoring and Evaluation MMG - Meihekou Municipal Government PIAs - Project Implementation Agencies PLG - Project Leading Group PPTA - Project Preparatory Technical Assistance PRC - People’s Republic of China RIBs - Resettlement Information Booklets RO - Resettlement Office RP - Resettlement Plan SCs - Street Committees SRAO - Shuangyang Reservoir Administration Office SRB - Songliao River Basin SWB - Shuangyang Water Bureau VCs - Village Committees WSC - Water Supply Company WTP - Water Treatment Plant WTW - Water Treatment Work WWTP - Wastewater Treatment Plant WWTW - Wastewater Treatment Work

UNITS

CNY - Chinese Renminbi ha - area; 1 ha = 15 mu km - Kilometer m - Meter mu - area; 15 mu = 1 ha m3/d - Cubic meter per day m2 - square meter SOGREAH / LMI –AUGUST 2007 ii

ADB JILIN WATER SUPPLY AND SEWERAGE DEVELOPMENT PROJECT

THIRD MONITORING AND EVALUATION REPORT:

UP TO JULY 31, 2007

1. Introduction

1.1 Background of the Project

The Songhua River Basin (SRB) forms one of the seven major river basins of People’s Republic of China (PRC) and is the third largest. The Songhua River is seriously polluted and is now acknowledged as being one of the four most polluted river basins in the PRC; and levels of pollution are recognized as impairing both natural resources and economic development within the region.

Changchun, the capital of Jilin Province, is located in the upstream area of the SRB. The Yitong and Yongchun Rivers flow through the Changchun area into the Songhua River. They are seriously polluted because of low sewage collection rates and inadequate treatment of wastewater. Water quality in Jilin Province has a very significant environmental impact on the upstream part of the river basin. Besides the deficiency in wastewater collection and treatment, the urban areas also face shortages of current and future drinking water supply and inadequate service capacity. Shuangyang, a district of Changchun Municipality, and Meihekou City use ground water as their main drinking water sources. The overdraw of ground water has led to land subsidence. In Liaoyuan City, water shortages occur throughout the non-flood periods each year. Two existing reservoirs, used as urban drinking water sources, are usually below dead storage levels owing to successive years of drought. Moreover, the aging water distribution networks that result in a large amount of water leakage and the poor ground water quality further aggravate water shortages.

The Jilin Water Supply and Sewerage Development Project (JWSSDP) was developed by the Jilin provincial government to help solve these problems. A Project Preparatory Technical Assistance (PPTA) was launched in 2004 and the final report completed in 2005; it analyzed the feasibility studies and the social and environmental impacts. The Asian Development Bank (ADB) approved a loan of US$100 million on July 18, 2005 and the loan effectiveness date was December 13, 2005. The estimated cost, including counterpart funding, will be US$232 million.

1.2 Objectives of the Project

The objectives of the Project will enhance the urban environment and improve public health and quality of life for urban residents in the cities of Changchun, Liaoyuan, and Meihekou, by increasing wastewater coverage and improving the supply of potable water. The outcome of the Project will be improved management and utilization of water resources in the Songhua River Basin by (i) achieving the goal of 70% wastewater treatment rate in Changchun by 2010; (ii) solving the water shortage

SOGREAH / LMI –AUGUST 2007 1

PEOPLE’S REPUBLIC OF CHINA – THE ASIAN DEVELOPMENT BANK JILIN WATER SUPLY AND SEWERAGE DEVELOPMENT PROJECT – LOAN 2175-PRC THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT problem through effluent reuse; (iii) increasing flood control; (iv) providing a supply of reliable and high-quality potable water; (v) reducing the incidence of waterborne diseases such as diarrhea and hepatitis A; and (vi) increasing the efficiency and management capacity of the Project Implementation Agencies (PIAs); and (vii) integrating approaches for basin-wide pollution prevention and control; and (viii) improving cost recovery through a better tariff structure, with gradual increases to achieve full cost recovery.

1.3 Project Scope

Located in the cities of Changchun, Liaoyuan and Meihekou (see Figure 1.1 of Appendix 1 for the Project Location Map), the Project consists of the following Subprojects during the feasibility study phase and included in the ADB Loan Approval Recommendation report of 2005:

Subproject I: Beijiao Wastewater Treatment Plant and Treated Wastewater Reuse. This component consists of upgrading the existing Beijiao Wastewater Treatment Plant (WWTP) from primary to secondary treatment. The plant will now have a secondary stage capacity of 390,000 m3/d, increased from originally planned capacity of 130,000 m3/d. A proposed reuse effluent treatment will be reduced in capacity from 100,000 m3/d to 50,000 m3/d. It will provide water treatment for industrial reuse of some effluent. A reused water network of approximately 33.5 km is proposed from the WWTW to several local industries. The Project owner is Changchun City Drainage Company (CCDC).

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse. The component covers constructing a 150,000 m3/day new secondary Nanjiao WWTP including 50,000 m3/d recycling of treated wastewater. The preliminary design for the project now includes an 800 mm diameter reused water pipeline which is 12.5 km from Nanjiao WWTW to a power plant southwest of Changchun. It is important that the latest reuse treatment and pipeline capacity figures be confirmed as there may also be land and crop compensation and resettlement required for the pipeline. The Project owner is CCDC. The location plan of the Nanjiao WWTW Project and layout of reused effluent pipeline work are presented in Figure 1.2 of Appendix 1.

Subproject III: Beijiao Sewer Mains Construction and Rehabilitation. It consists of constructing sewerage pipelines of 216 kilometers (km) from 400 to 2,200 mm diameter including new sewerage and storm-water drainage networks, three (3) wastewater pumping stations and six (6) maintenance and management stations. The Project owner is CCDC. Figure 1.3 of Appendix 1 provides the detailed layouts of the Beijiao sewerage network.

Subproject IV: Shuangyang Water Supply Facilities. The component includes improving and expanding the Shuangyang water supply system involving construction of a Water Treatment Plant (WTP) with a capacity of 36,000 m3/d, with a related water pumping station to extract surface water from Shuangyang reservoir, and pipelines to convey treated water from the WTP to the district’s distribution network. The Project owner is Shuangyang Water Bureau (SWB). The engineering layout of the Shuangyang Water Supply Project is presented in Figure 1.4 of Appendix 1.

SOGREAH / LMI –AUGUST 2007 2

Subproject V: Yongchun River Integrated Treatment. The component includes improving the Changchun Yongchun River flood control by involving improvement of the dam and spillway of the Sanjia Reservoir and widening the Yongchun River. Four components are included in the Project: i) channel works: the cross section of the channel will be made rectangular, with bottom width of 35 m, and depth of 3 m. The flow velocity is designed to be 1.20 m/s; ii) drainage: to construct two culverts, namely Jiajiatun Culvert and Songjiatun North Culvert; iii) upgrading of Sanjiazi Reservoir: to increase the flood control capacity to one in 20 years. The major works include dredging, construction of spill-dam wave walls and reinforcing of block stones for slope protection; and iv) landscaping: a footpath of 4,800 × 5 m, and landscaped zone of 4,800 × 5 m will be constructed. About 15,510 m of sewerage interception and discharge pipes will also be provided. The Project owner is Changchun City High and New Technology Industry Development Zone Administration Commission (CCHNTIDZAC). Figure 1.5 of Appendix 1 provides the layout of Yongchun River Integrated Treatment Project.

Subproject VI: Liaoyuan Water Supply. This component consists of improving and expanding the water supply and sewerage system in Liaoyuan including (i) upgrading two existing WTPs with design capacity of 110,000 m3/d to enable full utilization of their design capacity; (ii) improving the water distribution network by constructing booster pumping stations, rehabilitating existing water supply networks, and laying new water supply pipelines of 55.1 km and 17 new booster pumping stations; (iii) 12 km new sewer pipes and upgrading drainage pipes; and (iv) constructing 8.3 km storm-water open channels and box culverts to collect mountain terrain runoff for flood mitigation. The Project owner is Liaoyuan City Water Supply Company (WSC). Figure 1.6 of Appendix 1 provides the layout of Liaoyuan water supply network.

Subproject VII: Meihekou Water Supply. The component covers improving and expanding the Meihekou water supply system including (i) constructing a WTP with a capacity of 100,000 m3/day and raw water transmission pipeline of 40 km to convey surface water from the Hailong reservoir to the WTP, and (ii) upgrading 56 km of the existing water distribution network. The Project owner is Meihekou City WSC.

1.4 Preparation of Resettlement Plans

During ADB PPTA phase between 2004 and 2005, six resettlement plans (RPs) have been prepared for the Jilin Water Supply and Sewerage Development Project, which are as follows: i) Resettlement Plan dated on February 2005 prepared by CCDC with assistance of Changchun Municipal Engineering Design and Research Institute (CMEDRI) for Subproject I: Beijiao Wastewater Treatment Plant and Treated Wastewater Reuse and Subproject III: Beijiao Sewer Mains Construction and Rehabilitation; ii) Resettlement Plan dated on January 2005 prepared by CCDC with assistance of China Northeast Urban Infrastructure Engineering Design and Research Institute (CNUIEDRI) for Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse;

SOGREAH / LMI –AUGUST 2007 3

PEOPLE’S REPUBLIC OF CHINA – THE ASIAN DEVELOPMENT BANK JILIN WATER SUPLY AND SEWERAGE DEVELOPMENT PROJECT – LOAN 2175-PRC THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT iii) Resettlement Plan dated on March 2005 prepared by SWB with assistance of CNUIEDRI for Subproject IV: Shuangyang Water Supply Facilities; iv) Resettlement Plan dated on March 2005 prepared by CCHNTIDZAC with assistance of Changchun City Engineering Consulting Service Centre (CCECSC) for Subproject V: Yongchun River Integrated Treatment; v) Resettlement Plan dated on January 2005 prepared by Liaoyuan City WSC with assistance of CNUIEDRI for Subproject VI: Liaoyuan Water Supply; and, vi) Resettlement Plan dated on January 2005 prepared by Meihekou WSC with assistance of CNUIEDRI for Subproject VII: Meihekou Water Supply Project.

1.5 Methodology of Resettlement Monitoring

According to the arrangement of the Project RP, the monitoring and Evaluation (M&E) of the land acquisition and resettlement implementation is divided into two aspects: internal monitoring and external monitoring. The internal monitoring is carried out continuously by the PMO, Resettlement Offices (ROs) of the Resettlement Implementation Agencies (PIAs), and the local governments at the affected village, house demolishment administration agency, township, and county and municipality levels. The information is compiled from the villages, and the resettlement offices of the IAs. The internal monitoring serves as a useful tool for the PMO and IAs to gain an understanding of the overall progress in terms of disbursement of compensation funds, implementation and effectiveness of rehabilitation measures, and to correct problems if they occur.

The external monitoring is conducted by the two (2) Resettlement Monitors engaged by Jilin PMO, including one International Resettlement Monitor and one Domestic Resettlement Monitor. The main objective of the M&E is to determine on an independent basis whether the compensation, relocation, resettlement and rehabilitation are implemented according to the approved RP and to identify discrepancies, if any, between the planned and actual land acquisition and resettlement. Specific focus of the independent monitoring is placed on the timeliness and adequacy of the actual amounts of compensation vs. the entitlements, grievances and corrective actions, and implementation and effectiveness of livelihood rehabilitation measures. The external or independent monitoring is to identify gaps, deficiencies in the implementation stage to allow prompt corrective and remedial actions taken as may be necessary to ensure the impacts to the APs minimized.

The primary monitoring methodologies for the current monitoring consisted of land acquisition and resettlement data collection, meetings with relevant personnel of the PMO, IAs, village committees and APs. Field visits were conducted during the resettlement monitoring period where a series of meetings were held with resettlement officers, and a few relocation areas were visited, and cases of APs were reviewed.

This report presents the findings of the third monitoring and evaluation (M&E) of the

SOGREAH / LMI –AUGUST 2007 4

PEOPLE’S REPUBLIC OF CHINA – THE ASIAN DEVELOPMENT BANK JILIN WATER SUPLY AND SEWERAGE DEVELOPMENT PROJECT – LOAN 2175-PRC THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT land acquisition and resettlement (LAR) program covering the period from beginning of January 2007 to the end of July, 2007. The comparative analysis between the planned RP or government approved data and actually implemented for the resettlement monitoring period has been made for the scope of land acquisition and resettlement, compensation rates, rehabilitation measures, information disclosure and grievance procedures, institutional arrangement and capacity building, and disbursement. Corrective actions are proposed and recommended as appropriate and warranted, following the identification of deficiencies, if any, and evaluation of the monitored data and site observations.

The current monitoring period involved many different on-going activities on land acquisition, structure and auxiliary demolition, moving, construction, resettlement, and rehabilitation that are occurring concurrently. The data is subject to changes by the day due to the on-going resettlement and data collection activities.

2. Progress of the Engineering Component and Land Acquisition and Resettlement

2.1 Progress of the Engineering Component

Subproject I: Beijiao WWTW and Treated Wastewater Reuse. For the construction of civil works of secondary treatment part, the main structure works were completed and finishing touches is being put on. The minor outstanding items are construction of heat insulation wall, tank well plastering, backfilling and decoration for air blower house.

For the construction of civil works of tertiary treatment part, the main structure of water distribution well in water purification room, the framework for mid-way lifting pumping house completed, and the main structure of mixing tank, reaction tank and settlement tank in water purification room are completed. The floor slab for filtration tank is completed and the formwork for tank wall is underway. The floor slab for clear water tank, main structure for delivery pumping house and suction well, and the framework column for chlorination dosing room are completed.

Installation and commissioning for secondary treatment process equipment are completed, and installation and commissioning of auto control equipment are underway.

Subproject II: Nanjiao WWTW and Treated Wastewater Reuse. The civil works construction started on 20 April 2007. By the end of August 2007, earthwork excavation, blinding course and piling works has been completed. Bidding for two most important contracts were completed, which were civil works and process equipment. The contract for civil works was awarded and negotiation for the process equipment is still under way.

Subproject III: Beijiao Sewer Mains Construction and Rehabilitation. Because of the reorganization of the IA, the design work is still ongoing. The IA confirmed that they would catch up and the bidding process is expected to start at the end of 2007.

SOGREAH / LMI –AUGUST 2007 5

Subproject IV: Shuangyang Water Supply Subproject. Up to now, detailed design is completed and bidding document preparation is underway.

Subproject V: Yongchun River Integrated Treatment Subproject. Preliminary design was completed and approved by Jilin Provincial Development and Reform Commission. Detailed design and preparatory work prior to bidding were completed.

However, the land acquisition and resettlement work in Nan’guan Administrative District is still unresolved, which impedes the project progress. The IA Changchun City High and New Technology Industry Development Zone Administration Office has reported this issue to concerned government agency, including the Changchun City Government and Changchun Land Resources Bureau, but no definite date for resolution of the issue is available.

Subproject VI: Liaoyuan Water Supply Subproject. This subproject contains 21 contracts. Except for the two Mountain Torrent Control related contracts, 19 contracts have been awarded. The bidding for the remaining two contracts is expected to be completed by the end of 2007.

Up to date, 7.72 km water supply pipeline and 1.31 km water drainage pipeline were laid. For secondary distribution pipeline, about 80% of the water distribution pipeline for 5 regional pumping stations were laid.

For the civil works of Longshan and Hebin WTW, the following works were completed, including color steel plate installation and roof water-proof works, installation of earth works, internal decoration, installation of roof color tiles and steel plate installation for comprehensive building. For the 5 regional pumping stations, the civil works and roof water-proof works were completed.

Subproject VII: Meihekou Water Supply Subproject. All the 11 contracts for this subproject were awarded. For water intake, underground pipeline has been completed, valve well placement is about third-forth completed, and backfilling and auxiliary structure are underway.

For WTW, comprehensive building internal wall plastering is underway, formwork erection for settling tank and steel reinforcement erection for filtration tank in water purification room are underway, construction for fence and exterior wall plastering for machine repair warehouse has been started, steel reinforcement erection for water distribution pumping house is completed, and formwork erection has been started.

For water transmission pipeline and water distribution network, all of water transmission pipeline with length of 39.47 km was laid. The pressure test and related valve wells are also completed, and 5.467 km of water distribution pipeline and related two valve wells are completed.

SOGREAH / LMI –AUGUST 2007 6

2.2 Progress of Land Acquisition and Resettlement

2.2.1 Permanent Land Acquisition

Subproject I: Beijiao Wastewater Treatment Plant and Treated Wastewater Reuse, and Subproject III: Beijiao Sewer Mains Construction and Rehabilitation;

A Resettlement Plan was prepared in February 2005 by CCDC with assistance of Changchun Municipal Engineering Design and Research Institute (CMEDRI) for both Subproject I: Beijiao Wastewater Treatment Plant and Treated Wastewater Reuse and Subproject III: Beijiao Sewer Mains Construction and Rehabilitation.

For Subproject I, the construction was started in April 2006. There was no permanent land acquisition involved as the component is to expand treatment works of Beijiao Wastewater Treatment Plant Phase I, which is to be built in the existing fenced industrial land acquired in 1999. Based on the due diligence in 2004, there are no outstanding resettlement issues left for Phase I. In addition, the effluent reuse pipeline has not started construction yet, therefore, no permanent land acquisition has occurred during this period.

For Subproject III, according to the RP, the permanent land acquisition by the construction of pumping stations and maintenance stations will affect 3 villages of Xinyue, Wuxing and Shangtaizi. A total of 70.5 mu collective land will be acquired permanently, including 4.5 mu of vegetable land, 1.5 mu of greenhouse vegetable land, 37.5 mu of dryland, and 27 mu of homestead. A total of 43 persons in 12 rural households, including 27 rural labors will be affected.

As the construction of the two pumping and maintenance stations has not started yet, no permanent land acquisition has been involved so far during the resettlement monitoring period. Table 2-1 presents the impact and progress of permanent land acquisition.

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Table 2-1 Impacts and Progress of Land Acquired Permanently by the Project (Beijiao Sewer Mains Construction and Rehabilitation) Rural Collective Land Acquired Permanently (mu) Name of Affected HHs & Persons (no.) Greenhouse Villages Vegetable Land Dry Land Homestead Vegetable Land % of Actual up to Progress RP Actual up to Actual up to Actual up to Actual up to RP Aug. 2007 RP RP RP RP Aug. 2007 Aug. 2007 Aug. 2007 Aug. 2007 HH Popu. HH Popu. Xinyue 4 15 0 0 1.5 0 0.75 0 18.0 0 9.0 0 0.0% Wuxing 5 19 0 0 3.0 0 0.75 0 10.5 0 12.0 0 0.0% Shangtaizi 3 0 0 0 0.0 0 0.00 0 9.0 0 6.0 0 0.0% Total 12 43 0 0 4.5 0 1.50 0 37.5 0 27.0 0 0.0%

SOGREAH / LMI –AUGUST 2007 8

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

The construction of Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse will affect 2 villages, namely Guanghui Village and Mengjia New Village according to the RP. In total, the Project will acquire 313.2 mu of land permanently, of which 180 mu are collectively owned in Guanghui Village (including 97.5 mu of farmland and 82.5 mu of homestead), and 133.2 mu in Mengjia New Village, which are state owned homestead. The farmland accounts for 31% of the total acquired land.

As reported in the first monitoring report, all or 100% permanent land acquisition of the project was completed in July, 2006. Table 2-2 presents the comparison for the permanent land acquisition between RP, approved by government and actually implemented. It can be seen that there is no changes between the RP, approved by government and actually implemented.

SOGREAH / LMI –AUGUST 2007 9

Table 2-2 Impacts and Progress of Permanent Land Acquisition of Nanjiao WWTW (mu) Guanghui Village Mengjia New Village Total Actual up Actual up Actual up Categories of Land Gov’t % of Gov’t % of Gov’t % of RP to Jul. RP to Jul. RP to Jul. Approved Progress Approved Progress Approved Progress 2006 2006 2006 Affected Household 91 91 91 100% - - - - 91 91 91 100% Affected Population 374 374 374 100% - - - - 374 374 374 100% Paddy Field 97.5 97.5 97.5 100.0% - - - - 97.5 97.5 97.5 100.0% Collective Land Homestead 82.5 82.5 82.5 100.0% - - - - 82.5 82.5 82.5 100.0% State Land Homestead - - - - 133.2 133.2 133.2 100.0% 133.2 133.2 133.2 100.0%

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Subproject IV: Shuangyang Water Supply Facilities

According to the RP, the water treatment plant for the Shuangyang Water Supply Facilities construction will acquire 47.25 mu of land permanently, including 28.35 mu of state-owned land (fish pond) in the Shuangyang Reservoir Area owned by the Shuangyang Reservoir Administration Office (SRAO), 18.9 mu of collective land (dryland) in Yuejin Group, Shuaiwan Village, Pinghu Street. In total, 13 rural households or 48 persons will be affected. In addition, the pumping station will acquire 221 m2 or 0.33 mu of state enterprise land owned by the Project owner, SWB, for the past ten years, therefore no compensation and other issues will be involved.

During the phase of project implementation, the location of the water treatment plant has been changed from the Shuangyang Reservoir Area to Shuangqiao Village, outside the Administration Building Area of Shuangyang Water Supply Company. As a result, the final engineering location change of the water treatment plant has avoided to acquire the permanent land acquisition of the fish pond in the Shuangyang Reservoir Area and avoided to affect the 13 rural households or 48 persons and the two employees of fish pond. The new location actually acquired 47.25 mu of dryland owned by the collective and affected 22 rural households or 80 persons. By the end of September 2006, the permanent land acquisition for the new location of the WTP in Shuangqiao Village was fully completed. Table 2-3 provides the impacts and progress of permanent land acquisition. It can be seen from the table that the new location of water intake had not involved 28.35 mu of state owned land acquisition, but increased additional 28.35 mu of permanent land acquisition for dryland owned by the collective. The number of affected households and APs has changed from 13 households or 48 persons and two employees in the RP to 22 households or 80 persons during actual implementation, with increase of 9 households or 30 persons. By the end of July 2007, permanent land acquisition from the existing enterprise land owned by SRAO for the construction of pumping station has been completed. As a whole, 100% of progress has been made for the permanent land acquisition of the Shuangyang Water Supply Facilities construction.

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Table 2-3 Impacts and Progress of Permanent Land Acquisition (Shuangyang) % of Progress State Owned Land (mu) Collective Owned Dryland (mu) Jul. 2006 Sept. 2006 Jul. 2007 No. Name of Land Owner Gov’t Jul. Sept. Jul. Gov’t Jul. Sept. Gov’t Gov’t Gov’t RP RP RP RP RP Approved 2006 2006 2007 Approved 2006 2006 Approved Approved Approved Water Intake Shuangyang Reservoir 1 28.35 - - - - 18.90 47.25 32.1 47.25 67.94% 67.94% 100.00% 100.00% 100.00% 100.00% Administration Bureau Subtotal 28.35 - - - - 18.90 47.25 32.1 47.25 67.94% 67.94% 100.00% 100.00% 100.00% 100.00%

Pumping Station Shuangyang Reservoir 2 0.33 0.33 0.00 0.00 0.00 - - - - 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% Administration Bureau Subtotal 0.33 0.33 0.00 0.00 0.00 - - - - 0.00% 0.00% 0.00% 0.00% 0.00% 0.00%

Total 28.68 0.33 0.00 0.00 0.00 18.90 47.25 32.1 47.25 67.47% 67.47% 99.31% 99.31% 99.31% 99.31%

SOGREAH / LMI –AUGUST 2007 12

Subproject V: Yongchun River Integrated Treatment

According to the RP, the permanent land acquisition for the Project construction will involve three villages, including Guangming Village of Nan’guan District, and Sanjia Village and Wanshun Village of the Changchun City High and New Technology Industry Development Zone. The area of permanent land acquisition totals 421.2 mu, of which 41.1 mu are state-owned river channel, and 379.8 mu collective-owned river channels.

By the end of September 2006, the land in Sanjia Village and Wanshun Village of High and New Technology Industry Development Zone have all been acquired permanently for Yongchun River Integrated Treatment as government approved, including in Wanshun Village, 200 households or 610 persons have been affected and 186 mu of farmed lands and 62 mu of unused lands have been acquired permanently, in comparison with the figures of the RP, the affected number of households and persons has had a reduction of 162 (426%) and 485 (26%), respectively, and the farmed land has increased 116.7 mu (168%) and unused land has reduced 41.2 mu (40%), respectively. In Sanjia Village, 75 mu farmed land and 12 mu unused land have been actually acquired permanently, in comparison, no farmed land and unused land would be involved in the RP. For the permanent land acquisition in Guangming Village, no information has been obtained yet as the village is under another municipal jurisdiction (Nan’guan District) and the internal coordination between Changchun City High and New Technology Industry Development Zone Administration Commission Office and Nan’guan District is still been undertaking. The impacts and progress of permanent land acquisition for the Yongchun River Integrated Treatment are presented in Table 2-4.

SOGREAH / LMI –AUGUST 2007 13

Table 2-4 Impact and Progress of Permanent Land Acquisition (Yongchun) Permanent Land Acquisition (mu) Affected HHs & Persons Total Of Which (no.) River Channel Land Farmed Unused % of Location % of Ownership Actual up to Actual up Actual up Gov’t RP Gov’t Gov’t Gov’t RP Sept. 2006 RP RP to Sept. RP to Sept. Approved Approved Approved Approved HH Popu. HH Popu. 2006 2006 Sangjia Village - - - - 41.4 87 0.0 75 75 0.0 12 12 210% 100% State-owned Wanshun Village 38 125 200 610 172.5 248 69.3 186 186 103.2 62 62 144% 100% Collective-owned Guangming Village 53 175 - - 207.3 - 75.2 - - 132.1 - - 0% - Collective-owned Total 91 300 200 610 421.2 335 144.5 261 261 235.4 74 74 80% 100%

SOGREAH / LMI –AUGUST 2007 14

Subproject VI: Liaoyuan Water Supply

There is no land acquisition involved for the rehabilitating the existing Longshan and Hebin water treatment plants to restore to the original design capacity of 30,000 m3/d and 80,000 m3/d, respectively, as the construction has been undertaken on the existing WTP sites which was acquired long time ago.

According to the RP, the Project construction will acquire 212.94 mu of land permanently, of which 15.69 mu land owned by the street committees (SCs) for the construction of booster pumping stations and 197.25 mu land owned by the village committees (VCs) will be acquired for the construction of flood mitigation networks.

Up to the end of July 2007, the civil works for five booster pumping stations and roofing waterproof works has been completed, and the construction has acquired 13.77 mu of land. About 88% permanent land acquisition for the booster pumping stations have been completed. The flood mitigation work has not been started yet, therefore, no permanent land acquisition has been involved. Table 2-5A and Table 2-5B provide the impacts and progress of permanent land acquisition for the construction of booster pumping stations and open culvert of flood mitigation works between RP, government approved and actual implementation, respectively.

SOGREAH / LMI –AUGUST 2007 15

Table 2-5A Impacts and Progress of Permanent Land Acquisition by the Construction of Booster Pumping Stations (Liaoyuan) Land Owned by VCs to Be Acquired Permanently (mu) Project Name of Waste Land Drainage Ditch % of Component Street Gov’t Actual Gov’t Actual Progress RP RP Approved Jul. 2006 Sept. 2006 Jul. 2007 Approved Jul. 2006 Sept. 2006 Jul. 2007 Xinxing 3.15 - 0.00 0.00 2.61 - - - - - 82.86% Fuzhen 2.85 - 0.00 0.00 2.85 - - - - - 100.00% Booster Pumping Taian - - - - - 5.25 - 0.00 0.00 4.35 82.86% Stations Dengta 1.65 - 0.00 0.00 1.65 - - - - - 100.00% Zhanqian - - - - - 2.79 - 0.00 0.00 2.31 82.80% Total 7.65 - 0.00 0.00 7.11 8.04 - 0.00 0.00 6.66 87.76%

Table 2-5B Impacts and Progress of Permanent Land Acquisition by the Construction of Flood Mitigation Works (Liaoyuan) Land Owned by VCs to Be Acquired Permanently (mu) Waste Land Drainage Ditch Project Name of % of Actual Actual Component Street Gov’t Gov’t Progress RP Jul. Sept. Jul. RP Approved Approved Jul. 2006 Sept. 2006 Jul. 2007 2006 2006 2007 Xinxing 2.63 - 0.00 0.00 0.00 - - - - - 0.00% Fuzhen - - - - - 3.05 - 0.00 0.00 0.00 0.00% Open Culvert of Flood Mitigation Taian - - - - - 2.84 - 0.00 0.00 0.00 0.00% Works Dengta 1.46 - 0.00 0.00 0.00 - - - - - 0.00% Zhanqian 3.17 - 0.00 0.00 0.00 - - - - - 0.00% Total 7.26 - 0.00 0.00 0.00 5.89 - 0.00 0.00 0.00 0.00

SOGREAH / LMI –AUGUST 2007 16

Subproject VII: Meihekou Water Supply

Based on the RP, the Project will acquire 92.4 mu of rural collective land, of which 84 mu farmland will be acquired by the water treatment plant (2.8 mu of greenhouse vegetable land and 81.2 mu of paddy land) and 8.4 mu paddy land will be acquired by the water treatment plant and transmission components, and a total of 146 persons in 37 households will be affected by permanent land acquisition.

Up to the end of September 2006, permanent land acquisition for both water treatment plant and water transmission have been completed. A total of 69 households or 242 persons have been affected by permanent land acquisition.

Specifically, by the end of July 2006, the permanent land acquisition for water treatment plant had been completely finished. Table 2-6A shows the impacts and progress of permanent land acquisition for water treatment plant between the RP, government approved and actual implementation in Meihekou Municipality. The permanent land acquisition for paddy land is 104.23 mu, which is the same with the RP. However, other types of land affected have had some changes between the RP and the actual implementation. There is no permanent land acquisition for greenhouse vegetable land during the actual implementation. The project increased 9.26 mu dryland which is not included in the RP. In total, 25 households and 110 people have been affected, which is the same with RP.

The construction of the water transmission component was started in October 2006, and all permanent land acquisition for the water transmission was completed by the end of September 2006. Table 2-6B presents the permanent land acquisition for the water transmission between the RP, government approved and actual implementation. Compared with the RP, there are some changes for the water transmission route. For the RP measurement, the water treatment plant is located on the opposite side of the river, thus, water transmission route goes across the river twice. In order to install water transmission pipelines scientifically and economically, the site of water treatment plant is changed into the same side to avoid going across the river any more. The change of the pipeline route saved CNY 7 million. According to the RP, there are 12 households or 36 persons in 12 villages will be affected by the permanent land acquisition of water transmission. Actually, 44 households or 132 persons in 26 villages have been affected, which is 32 households (87%) or 96 persons (66%) increase than the figures in the RP (Table 2-6C). Seven (7) villages in the RP named Sihe, Jinxing, Yongshen, Dongshen, Heishangtou, Ziqiang and Tuanjie have not been affected during the actual implementation, and additional twenty-one (21) villages have been involved in permanent land acquisition. The RP only refers to paddy land to be permanently acquired for the water transmission. However, during actual implementation, there are also 0.651 mu dryland, 0.114 mu orchard land, 0.06 mu vegetable land and 0.065 mu waste land not included in the RP have been permanently acquired. The permanent land acquisition of water transmission for paddy land in the RP is 8.4 mu, but during actual implementation, only 1.782 mu was involved. Table 2-6D presents the summary of the impacts and progress of permanent land acquisition for both the water treatment plant and water transmission components.

SOGREAH / LMI –AUGUST 2007 17

Table 2-6A Impacts and Progress of Permanent Land Acquisition for Water Treatment Plant (Meihekou) No. of Collective Owned Land (mu) Affected No. of APs Total % of Progress Greenhouse Veg. Land Dryland Paddy Land No. Village HHs Jul. Jul. Gov’t Jul. Gov’t Jul. Gov’t Jul. Gov’t Jul. Gov’t RP RP RP RP RP RP RP 2006 2006 Approved 2006 Approved 2006 Approved 2006 Approved 2006 Approved 1 Zhangjia 25 25 110 110 2.8 - 0 - 9.26 9.26 81.2 104.23 104.23 84 113.49 113.49 135.11% 100.00% Total 25 25 110 110 2.8 - 0 - 9.26 9.26 81.2 104.23 104.23 84 113.49 113.49 135.11% 100.00%

Table 2-6B Impacts and Progress of Permanent Land Acquisition for Water Transmission (Meihekou) No. of Collective Owned Land (mu) No. of Affected Total % of Progress APs Dryland Paddy Land Orchard Land Vegetable Land Waste Land No. Village HHs Sept. Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept. Gov’t RP RP RP RP RP RP RP RP RP 2006 2006 Approved 2006 Approved 2006 Approved 2006 Approved 2006 Approved 2006 Approved 2006 Approved 1 Shuanglong 1 4 3 12 - 0.027 0.027 0.7 0.146 0.146 ------0.7 0.173 0.173 24.7% 100.0% 2 Dayang 1 2 4 6 - 0.066 0.066 0.7 0.06 0.06 ------0.7 0.126 0.126 18.0% 100.0% 3 Fangjiajie 1 2 3 6 - 0.027 0.027 0.7 0.092 0.092 ------0.7 0.119 0.119 17.0% 100.0% 4 Toubashi 1 2 3 6 - 0.084 0.084 0.7 0.033 0.033 ------0.7 0.117 0.117 16.7% 100.0% 5 Dongxiaobu 1 2 3 6 - 0.027 0.027 0.7 0.033 0.033 ------0.7 0.06 0.06 8.6% 100.0% 6 Sihe 1 0 2 0 - - - 0.7 - 0 ------0.7 - 0 0% - 7 Jinxing 1 0 4 0 - - - 0.7 - 0 ------0.7 - 0 0% - 8 Yongshen 1 0 3 0 - - - 0.7 - 0 ------0.7 - 0 0% - 9 Dongshen 1 0 3 0 - - - 0.7 - 0 ------0.7 - 0 0% - 10 Heishangtou 1 0 2 0 - - - 0.7 - 0 ------0.7 - 0 0% - 11 Ziqiang 1 0 3 0 - - - 0.7 - 0 ------0.7 - 0 0% - 12 Tuanjie 1 0 3 0 - - - 0.7 - 0 ------0.7 - 0 0% - 13 Zhangjia - 1 - 3 - 0.189 0.189 - 0.165 0.165 ------0.354 0.354 - 100.0% 14 Dongtaiping - 1 - 3 - - - - 0.027 0.027 ------0.027 0.027 - 100.0% 15 Shuguang - 1 - 3 - 0.033 0.033 ------0.033 0.033 - 100.0% 16 Xitaiping - 1 - 3 - - - - 0.177 0.177 ------0.177 0.177 - 100.0% 17 Anle - 1 - 3 - - - - 0.093 0.093 ------0.093 0.093 - 100.0% 18 Guangming - 1 - 3 - - - - 0.092 0.092 - 0.027 0.027 - - - - 0.065 0.065 - 0.184 0.184 - 100.0% 19 Dongxia - 1 - 3 - - - - 0.086 0.086 ------0.086 0.086 - 100.0% 20 Pingdeng - 2 - 6 - - - - 0.101 0.101 ------0.101 0.101 - 100.0% 21 Erbashi - 1 - 3 - - - - 0.06 0.06 ------0.06 0.06 - 100.0% 22 Sanbashi - 5 - 15 - 0.027 0.027 - 0.156 0.156 - 0.027 0.027 ------0.21 0.21 - 100.0% 23 Yongguang - 1 - 3 - - - - 0.033 0.033 ------0.033 0.033 - 100.0% 24 Lianmeng - 2 - 6 - - - - 0.032 0.032 - - - - 0.06 0.06 - - - - 0.092 0.092 - 100.0% 25 Fuli - 3 - 9 - 0.027 0.027 - 0.093 0.093 ------0.12 0.12 - 100.0% SOGREAH / LMI –AUGUST 2007 18

No. of Collective Owned Land (mu) No. of Affected Total % of Progress APs Dryland Paddy Land Orchard Land Vegetable Land Waste Land No. Village HHs Sept. Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept. Gov’t RP RP RP RP RP RP RP RP RP 2006 2006 Approved 2006 Approved 2006 Approved 2006 Approved 2006 Approved 2006 Approved 2006 Approved 26 Minzhu - 3 - 9 - 0.144 0.144 - 0.033 0.033 ------0.177 0.177 - 100.0% 27 Huafeng - 1 - 3 - - - - 0.033 0.033 ------0.033 0.033 - 100.0% 28 Baomin - 1 - 3 - - - - 0.027 0.027 ------0.027 0.027 - 100.0% 29 Xiyujing - 2 - 6 - - - - 0.092 0.092 ------0.092 0.092 - 100.0% 30 Shuangyang - 1 - 3 - - - - 0.032 0.032 ------0.032 0.032 - 100.0% 31 Gucheng - 1 - 3 - - - - 0.027 0.027 ------0.027 0.027 - 100.0% 32 Reservoir - 1 - 3 ------0.06 0.06 ------0.06 0.06 - 100.0% Farming 33 Machine - 1 - 3 - - - - 0.059 0.059 ------0.059 0.059 - 100.0% Office TOTAL 12 44 36 132 - 0.651 0.651 8.4 1.782 1.782 - 0.114 0.114 - 0.06 0.06 - 0.065 0.065 8.4 2.672 2.672 31.8% 100.0%

Table 2-6C Affected HHs and Persons of Permanent Land Acquisition (Meihekou) No. of Affected HHs No. of APs % of Progress Item RP Jul. 2006 Sept. 2006 RP Jul. 2006 Sept. 2006 HHs APs Water Treatment Plant 25 25 25 110 110 110 100.0% 100.0% Water Transmission 12 0 44 36 0 132 366.7% 366.7% Total 37 69 146 242 186.5% 165.8%

Table 2-6D Summary of Impacts and Progress for Permanent Land Acquisition of Water Treatment Plant and Water Transmission Collective Owned Land (mu) % of Greenhouse Veg. Land Dryland Paddy Land Orchard Land Vegetable Land Waste Land Total Progress Item Jul. Sept. Jul. Sept. Jul. Sept. Jul. Sept. Jul. Sept. Jul. Sept. Jul. Sept. RP Gov’t RP Gov’t RP Gov’t RP Gov’t RP Gov’t RP Gov’t RP Gov’t RP Actual 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 2006 Water Treatment 2.8 - 0 0 - 9.26 9.26 9.26 81.2 104.23 104.24 104.24 ------84 113.49 113.49 - 135% 100% Plant Water - - - - - 0.65 0 0.65 8.4 1.78 0 1.78 - 0.114 0 0 - 0.06 0 0.06 - 0.065 0 0.065 8.4 2.67 0 2.67 32% 100% Transmission TOTAL 2.8 - 0 - 9.91 9.91 89.6 106.01 106.01 - 0.114 0.114 - 0.06 0.06 - 0.065 0.065 92.4 116.62 116.16 126% 100%

SOGREAH / LMI –AUGUST 2007 19

2.2.2 Temporary Land Occupation

For all the subproject components, temporary land occupation of Beijiao Wastewater Treatment Plant and Treated Wastewater Reuse, Yongchun River Integrated Treatment, Liaoyuan Water Supply, and Meihekou Water Supply has been undertaken. Others have not been started yet as either the preliminary design is still been undertaking or no construction has been started during the third resettlement monitoring period.

Subproject I: Beijiao Wastewater Treatment Plant and Treated Wastewater Reuse, and Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

According to the RP, a total of 327 mu of land will be occupied temporarily, including 301.5 mu of dryland and 25.5 mu of vegetable land. Of the total affected area of land, 282 mu are collective land and 45 mu state land. The temporary land occupation will affect 106 rural persons in 29 households, including 68 labors.

Table 2-7 provides the impacts and progress between the RP, government approved and actual implementation up to the end of July 2007. Although the table shows that no progress has been made, some land have been used temporarily for the sewerage network in the urban districts and no data is ready to be provided to the resettlement monitors during this monitoring period. As a result, the impacts and progress of temporary land occupation will be reflected in the next monitoring report.

SOGREAH / LMI –AUGUST 2007 20

Table 2-7 Impacts and Progress of Temporary Land Occupation (Beijiao) Affected HHs Temporary Land Occupation (mu) and Popu. HHs Popu. Dry land Vegetable land Road River Land Affected Village Total % of Progress Actual Actual Actual Actual RP Actual RP Actual RP Jul. Sept. Jul. RP Jul. Sept. Jul. RP Jul. Sept. Jul. RP Jul. Sept. Jul. 2006 2006 2007 2006 2006 2007 2006 2006 2007 2006 2006 2007 Collective Land Xinyue 15 0 58 0 132.0 0 0.0 0 10.5 0 0.0 0 0 0 0 0 0 0 0 0 0 0.0% Wuxing 9 0 29 0 94.5 0 0.0 0 9.0 0 0.0 0 0 0 0 0 0 0 0 0 0 0.0% Shangtaizi 5 0 19 0 36.0 0 0.0 0 0.0 0 0.0 0 0 0 0 0 0 0 0 0 0 0.0% Subtotal 29 0 106 0 262.5 0 0.0 0 19.5 0 0.0 0 0 0 0 0 0 0 0 0 0 0.0% State Land State Land - - - - 39 0 0.0 0 6.0 0 0.0 0 0 0 0 0 0 0 0 0 0 - Subtotal - - - - 0 0 0.0 0 0 0 0.0 0 0 0 0 0 0 0 0 0 0 -

TOTAL 29 0 106 0 301.5 0 0.0 0 25.5 0 0.0 0 0 0 0 0 0 0 0 0 0 -

SOGREAH / LMI –AUGUST 2007 21

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

According to the RP, this project will only acquire a certain amount of temporary land for effluent reuse pipeline network. The lands to be occupied are all at the side of road, so there is no impact on people or businesses. Until the end of July 2007, the construction of the pipeline has not been started, therefore no temporary land occupation has been occurred yet. Table 2-8 presents the impacts and progress of temporary land occupation for the construction of the effluent reuse pipeline network between the RP, and actual implementation.

Table 2-8 Impacts and Progress of Temporary Land Occupation of the Effluent Reuse Pipeline Network (Nanjiao) Temporary Land Occupation (mu) Actual Name of Street Land Name Dimension % of RP Type Jul. Sept. Jul. Progress 2006 2006 2007 Iron and 0.00 DN900mm 0.90 0.00 0.00 0.00% Feiyue Lu State Steel Pipe Iron and DN700 mm 2.10 0.00 0.00 0.00 0.00% Feiyu Lu State Steel Pipe Iron and New Century DN500 mm 4.20 0.00 0.00 0.00 0.00% State Steel Pipe Road/Guigu Dajie Iron and Feiyue Lu/Guigu DN400 mm 4.95 0.00 0.00 0.00 0.00% State Steel Pipe Dajie New Century PE Pipeline DN300 mm 10.05 0.00 0.00 0.00 0.00% Road/Nanhuancheng State Lu/High-Tech Lu PE Pipeline DN200 mm 0.75 0.00 0.00 0.00 0.00% Qianjing Dajie State PE Pipeline DN150 mm 0.90 0.00 0.00 0.00 0.00% Weixing Lu State Total 23.85 0.00 0.00 0.00 0.00%

Subproject IV: Shuangyang Water Supply Facilities

According to the RP, the Project will temporarily occupy 8.25 mu of state land owned by the SRAO, and 105.6 mu of collective land. About 90 rural households will be temporarily affected, totaling 448 persons. The impact period will be one year. Up to the end of July 2007, there is no temporary land occupation involved as the pipeline construction has not been started yet. Details of impacts and progress of temporary land occupation for the construction of Shuangyang Water Supply Facilities are provided in Table 2-9.

SOGREAH / LMI –AUGUST 2007 22

Table 2-9 Impacts and Progress of Temporary Occupation of Collective Land (Shuangyang) Affected APs (no.) Dryland (mu) Mountain Forest Land (mu) Vegetable Land (mu) TOTAL (mu) HHs (no.) Name of % of Actual Actual Actual Actual Affected Area Progress RP Actual RP Actual RP Jul. Sept. Jul. RP Jul. Sept. Jul. RP Jul. Sept. Jul. RP Jul. Sept. Jul. 2006 2006 2007 2006 2006 2007 2006 2006 2007 2006 2006 2007 Yuejin Group, Shuaiwan 30 0 158 0 28.05 0 0 0 ------20.85 0 0 0 0.00% Village, Pinghu Street Heping Group, Shuangqiao 25 0 125 0 33.00 0 0 0 1.50 0 0 0 - - - - 34.50 0 0 0 0.00% Village, Pinghu Street Nanqiao Group, Qianjin Village, 15 0 65 0 6.75 0 0 0 - - - - 3.30 0 0 0 10.05 0 0 0 0.00% Yunshan Street Chaoyang Group, Shuangqiao 5 0 25 0 13.20 0 0 0 ------13.20 0 0 0 0.00% Village, Pinghu Street Miaopu Group, Shuangqiao 15 0 75 0 14.85 0 0 0 - - - - 4.95 0 0 0 19.80 0 0 0 0.00% Village, Pinghu Street Total 90 0 448 0 95.85 0 0 0 1.50 0 0 0 8.25 0 0 0 105.60 0 0 0 0.00%

SOGREAH / LMI –AUGUST 2007 23

Subproject V: Yongchun River Integrated Treatment

The temporary land occupation for the construction of the project is mainly used for excavation, material storage, access road for transportation. According to the RP, it will use 241.43 mu river channel land owned by the collectives, including 72.04 mu river channel land for corn farming, 58.14 mu river channel land for vegetable farming, and 32.12 mu unused river channel land, 24 mu asphalt road and 55.13 mu urban and rural roads. The temporary land occupation only used river channel land within 100 m from the banks of the River. No access to homes and businesses will be affected. The period of the construction will be 15 months. The construction will be carried out section by section, with land occupation of 1 to 3 months. The total APs of the temporary occupation of the collective land is 198 households or 595 persons.

The temporary land occupation within Changchun City High and New Technology Industry Development Zone was fully completed in September 2006. During the third resettlement monitoring period, there is no any progress made for the temporary land occupation for the section within Nan’guan District as a result of unsolved inter-municipal coordination issues and increase number of illegal structures built along the bank of Yongchun River. Overall, the temporary occupation of the state land was fully completed by the end of September 2006, and the collective land was 22.63% completed. The details of temporary land occupation impacts and progress for state land and collective land between RP and actual implementation are presented in Table 2-10A and Table 2-10B, respectively.

Table 2-10A Impacts and Progress of Temporary Land Occupation of Yongchun (State Land) Affected HHs & APs (no.) Asphalt Road (mu) Urban Roads (mu) HHs APs Actual Actual % of Village Total RP Jul. Sept. RP Jul. Sept. Progress RP Actual RP Actual 2006 2006 2006 2006 Sanjia - - - - 24.00 0.00 24.00 18.00 18.00 18.00 42.00 100.00% Wanshun 79 200 238 610 Guangming 119 0 357 0 ------Total 198 200 595 610 24.00 0.00 24.00 18.00 18.00 18.00 42.00 100.00%

SOGREAH / LMI –AUGUST 2007 24

Table 2-10B Impact of Temporary Land Occupation of Yongchun (Collective Land) Collective Land (mu) Village Dry land Vegetable Land Unused Land Rural Road % of Jul. Sept. Jul. Jul. Sept. Jul. Jul. Sept. Jul. Jul. Sept. Jul. Progress RP RP RP RP RP 2006 2006 2007 2006 2006 2007 2006 2006 2007 2006 2006 2007 Sanjia ------23.01 0.00 0.00 3.00 13.13 0.00 0.00 13.13 100% Wanshun - - - - 58.14 0.00 0.00 0.00 3.04 0.00 0.00 3.00 6.00 0.00 0.00 6.00 100% Guangming 72.04 0.00 0.00 0.00 - - - - 6.08 0.00 0.00 0.00 18.00 0.00 0.00 0.00 0.00% Total 72.04 0.00 0.00 0.00 58.14 0.00 0.00 20.00 32.12 0.00 0.00 6.00 37.13 0.00 0.00 19.13 22.63%

SOGREAH / LMI –AUGUST 2007 25

Subproject VI: Liaoyuan Water Supply

Based on the RP, the Project will acquire 579.9 mu of land owned by the respective SC, including 414.75 mu of urban roads, 123.9 mu of district roads, and 41.25 mu of green space. Of the temporary land occupation, the covered tunnel of flood mitigation works will acquire 171 mu of urban roads temporarily, and drainage pipelines will occupy 408.9 mu of land (243.75 mu urban road, 123.9 mu district road, and 41.25 mu green space). The pipeline will be constructed section by section. The impact period is about one month.

Up to the end of July 2007, the construction of water pipes has been completed and the drainage pipes have been undertaking. About 47% of the planned land in the RP has been occupaied temporarily. Details are provided in Table2-11A the impacts and progress of temporary land occupation by flood mitigation works, and Table2-11B the impacts and progress of temporary land occupation by water supply and drainage pipelines.

Table 2-11A Impacts and Progress of Temporary Occupation of Community Land by Flood Mitigation Works (Liaoyuan) Land to Be Acquired Temporarily (mu) Project Name of Urban Road % of Component Street Actual Progress RP Jul. 2006 Sept. 2006 Jul. 2007 Xinxing 35.10 0.00 0.00 0.00 0.00% Fuzhen 42.75 0.00 0.00 0.00 0.00% Covered Culverts of Taian 40.05 0.00 0.00 0.00 0.00% Flood Mitigation Works Dengta 27.90 0.00 0.00 0.00 0.00% Zhanqian 25.20 0.00 0.00 0.00 0.00% Total 171.00 0.00 0.00 0.00 0.00%

SOGREAH / LMI –AUGUST 2007 26

Table 2-11B Impacts and Progress of Temporary Occupation of Community Land by Water Supply and Drainage Pipelines (Liaoyuan)

Land to Be Acquired Temporarily (mu) Urban Road District Road Green Space (Lawn) Project % of Name of Street Actual Actual Actual Component Progress RP Jul. Sept. Jul. RP Jul. Sept. Jul. RP Jul. Sept. Jul. 2006 2006 2007 2006 2006 2007 2006 2006 2007 Xinxing 48.75 0.00 0.00 36.15 24.90 0.00 0.00 16.80 14.4 0.00 0.00 8.1 69.34% Fuzhen 42.90 0.00 0.00 26.70 15.75 0.00 0.00 7.65 8.70 0.00 0.00 6.15 60.13% Taian 46.20 0.00 0.00 22.35 29.40 0.00 0.00 11.10 9.75 0.00 0.00 3.30 43.06% Water Supply and Drainage Pipelines Dengta 55.35 0.00 0.00 23.40 30.60 0.00 0.00 11.85 8.55 0.00 0.00 2.40 39.84% Zhanqian 50.55 0.00 0.00 15.60 8.25 0.00 0.00 2.25 - - - - 30.36% Total 243.75 0.00 0.00 124.20 123.90 0.00 0.00 49.65 41.25 0.00 0.00 19.95 47.40%

SOGREAH / LMI –AUGUST 2007 27

Subproject VII: Meihekou Water Supply

According to the RP, the temporary land occupation includes 171.12 mu of state land (168.12 mu of non-vehicle road and 3 mu of vehicle road), and 1,477.5 mu of collective-owned land (1,330 mu of paddy field and 147.5 mu of dryland) which will affect 6,964 persons of rural population.

Water transmission pipeline installation started in October 2006, and temporary land occupation and compensation had been completed before it. Table 2-12 provides the impacts and progress of temporary land occupation between RP, government approved and actual implementation. Because the water transmission route has been changed, additional 21 villages have been affected. Eight (8) villages named Sihe, Jinxing, Yongshen, Dongshen, Heishangtou, Ziqiang, Baosan and Tuanjie in the RP have not been affected during the actual implementation. As shown in Table 2-12, a total of 1,497 households or 4,580 persons have been affected in comparison with 1,988 households or 6,964 persons in the RP. So far, 1,302.876 mu paddy land and 405.108 mu dryland has been occupied temporarily, comparing with 1,330 mu paddy land and 147.5 mu in dryland the RP. Additional 64.034 mu orchard land and 4.277 mu vegetable land have also been affected, which is not included in the RP. By the end of September 2006, all temporary land occupation has been completed and compensated.

SOGREAH / LMI –AUGUST 2007 28

Table 2-12 Temporary Land Occupation of Collective-Owned Land (Meihekou)

No. of Collective Owned Land (mu) No. of APs Total % of Progress Affected HHs Dryland Paddy Land Orchard Land Vegetable Land No. Village Sept. Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept. Gov’t Sept.. Gov’t RP RP RP RP RP RP RP RP 2006 2006 Approved 2006 Approved 2006 Approved 2006 Approved 2006 Approved 2006 Approved 1 Shuanglong 205 105 718 315 - 13.076 13.076 204.3 100.344 100.344 ------204.3 113.42 113.42 56% 100% 2 Dayang 200 82 701 246 - - - 204.3 89.961 89.961 - 11.895 11.895 - - - 204.3 101.856 101.856 50% 100% 3 Fangjiajie 93 40 326 126 - - - 44.3 45.192 45.192 - 14.169 14.169 - - - 44.3 59.361 59.361 134% 100% 4 Toubashi 146 93 511 279 - 40.383 40.383 74.3 50.136 50.136 ------74.3 90.519 90.519 122% 100% 5 Dongxiaobu 52 28 52 86 - 12.183 12.183 26.3 17.057 17.057 ------26.3 29.24 29.24 111% 100% 6 Sihe 128 0 128 0 - - - 65.3 - 0 ------65.3 - 0 0% - 7 Jinxing 99 0 348 0 - - - 50.3 - 0 ------50.3 - 0 0% - 8 Yongshen 119 0 417 0 - - - 60.3 - 0 ------60.3 - 0 0% - 9 Dongshen 126 0 442 0 - - - 64.3 - 0 ------64.3 - 0 0% - 10 Heishangtou 202 0 707 0 - - - 204.3 - 0 ------204.3 - 0 0% - 11 Ziqiang 178 0 623 0 - - - 89.3 - 0 ------89.3 - 0 0% - 12 Baosan 176 0 616 0 147.5 - - - - 0 ------147.5 - 0 0% - 13 Tuanjie 264 0 924 0 - - - 234.3 - 0 ------234.3 - 0 0% - 14 Zhangjia - 44 - 132 - 43.605 43.605 - 50.718 50.718 - 5.633 5.633 - - - - 99.956 99.956 - 100% 15 Dongtaiping - 50 - 150 - 10.923 10.923 - 45.027 45.027 ------55.95 55.95 - 100% 16 Shuguang - 8 - 24 - 9.2 9.2 - 1.713 1.713 ------10.913 10.913 - 100% 17 Xitaiping - 72 - 216 - 6.965 6.965 - 79.815 79.815 ------86.78 86.78 - 100% 18 Anle - 35 - 106 - 9.354 9.354 - 30.86 30.86 ------40.214 40.214 - 100% 19 Guangming - 70 - 212 - 10.694 10.694 - 65.292 65.292 - 3.137 3.137 - - - - 79.123 79.123 - 100% 20 Dongxia - 92 - 276 - - - - 97.065 97.065 ------97.065 97.065 - 100% 21 Pingdeng - 58 - 174 - 4.413 4.413 - 62.687 62.687 ------67.1 67.1 - 100% 22 Erbashi - 38 - 133 - 5.801 5.801 - 40.532 40.532 ------46.333 46.333 - 100% 23 Sanbashi - 106 - 318 - 47.385 47.385 - 108.63 108.63 - 6.35 6.35 - - - - 162.365 162.365 - 100% 24 Shuiguang - 18 - 58 - 0.162 0.162 - 17.651 17.651 ------17.813 17.813 - 100% 25 Lianmeng - 112 - 336 - 73.49 73.49 - 47.114 47.114 - - - - 4.277 4.277 - 124.881 124.881 - 100% 26 Fuli - 102 - 306 - 7.056 7.056 - 99.582 99.582 ------106.638 106.638 - 100% 27 Minzhu - 79 - 274 - 13.098 13.098 - 82.155 82.155 - 0.48 0.48 - - - - 95.733 95.733 - 100% 28 Huafeng - 18 - 54 - - - - 20.856 20.856 ------20.856 20.856 - 100% 29 Baoming - 69 - 212 - 64.164 64.164 - 19.815 19.815 - 1.571 1.571 - - - - 85.55 85.55 - 100% 30 Xiyujing - 80 - 245 - 33.156 33.156 - 45.008 45.008 ------78.164 78.164 - 100% 31 Shuangyang - 68 - 204 - - - - 67.847 67.847 ------67.847 67.847 - 100% 32 Gucheng - 10 - 32 - - - - 11.396 11.396 ------11.396 11.396 - 100% 33 Reservoir - 15 - 48 ------20.799 20.799 - - - - 20.799 20.799 - 100% Farming 34 - 5 - 18 - - - - 6.423 6.423 ------6.423 6.423 - 100% Mach Bureau Total 1,988 1,497 6,964 4,580 147.5 405.108 405.108 1,330 1,302.876 1,302.876 - 64.034 64.034 - 4.277 4.277 1,477.5 1,776.295 1,776.295 120% 100%

SOGREAH / LMI –AUGUST 2007 29

2.2.3 Demolishment of Residential Houses and Auxiliaries

Subproject I: Beijiao Wastewater Treatment Plant and Treated Wastewater Reuse, and Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

For Subproject I, no structure demolishment will be involved.

For Subproject III, according to the RP, 5,240 m2 of houses will be demolished. Of this, 1,941.42 m2 of structures have no certificates. The Project will also affect auxiliaries, including a 174-m-long wall, 3 hand pumped wells, 468 m2 of animal pens, 1,004 m2 of greenhouses, 107 trees, and 11 tombs. During this monitoring period, no residential houses have been demolished and no auxiliaries have been affected as no construction has been undertaken due to the pipeline route change. Table 2-13A provides the impacts and progress of house demolition with certificates between the RP and actually implemented, and Table 2-13B shows the impacts and progress of house demolishment without certificates between the RP and actually implemented. Table 2-14 presents the impacts and progress of affected auxiliaries between the RP and actually implemented.

SOGREAH / LMI –AUGUST 2007 30

Table 2-13A Impacts and Progress of Houses to Be Demolished with Certificates (Beijiao) House without Certificates to Be Demolished (m2) Total Brick Mud Name of % of Actual Actual Actual Villages Progress RP Jul. Sep. Jul. RP Jul. Sept. Jul. RP Jul. Sept. Jul. 2006 2006 2007 2006 2006 2007 2006 2006 2007 Xinyue 1,521.13 0.00 0.00 0.00 793.07 0.00 0.00 0.00 728.06 0.00 0.00 0.00 0.00% Wuxing 2,281.12 0.00 0.00 0.00 1,445.67 0.00 0.00 0.00 835.45 0.00 0.00 0.00 0.00% Shangtaizi 1,438.27 0.00 0.00 0.00 837.63 0.00 0.00 0.00 600.64 0.00 0.00 0.00 0.00% Total 5,240.52 0.00 0.00 0.00 3,076.37 0.00 0.00 0.00 2,164.15 0.00 0.00 0.00 0.00%

Table 2-13B Impacts and Progress of Structures to Be Demolished without Certificates (Beijiao) House without Certificates to Be Demolished (m2) Total Brick Mud Name of % of Actual Actual Actual Villages Progress RP Jul. Sep. Jul. RP Jul. Sept. Jul. RP Jul. Sept. Jul. 2006 2006 2007 2006 2006 2007 2006 2006 2007 Xinyue 615.27 0.00 0.00 0.00 393.21 0.00 0.00 0.00 222.05 0.00 0.00 0.00 0.00% Wuxing 773.9 0.00 0.00 0.00 484.48 0.00 0.00 0.00 289.43 0.00 0.00 0.00 0.00% Shangtaizi 552.25 0.00 0.00 0.00 329.49 0.00 0.00 0.00 222.76 0.00 0.00 0.00 0.00% Total 1,941.42 0.00 0.00 0.00 1,207.18 0.00 0.00 0.00 734.24 0.00 0.00 0.00 0.00%

Table 2-14 Impacts and Progress of Affected Auxiliaries (Beijiao) Name of Villages Total Xinyue Wuxing Shangtaizi % of Auxiliaries Unit Actual Actual Actual Actual Progress RP Jul. Sept. Jul. RP Jul. Sept. Jul. RP Jul. Sept. Jul. RP Jul. Sept. Jul. 2006 2006 2007 2006 2006 2007 2006 2006 2007 2006 2006 2007 Walls m 83 0 0 0 65 0 0 0 26 0 0 0 174 0 0 0 0% Hand-Pumped no. 2 0 0 0 1 0 0 0 - - - - 3 0 0 0 0% Wells Animal Pens m2 120 0 0 0 200 0 0 0 148 0 0 0 468 0 0 0 0% Trees no. 37 0 0 0 41 0 0 0 29 0 0 0 107 0 0 0 0% Greenhouses m2 504 0 0 0 500 0 0 0 0 0 0 0 1,040 0 0 0 0% Tombs no. ------11 0 0 0 11 0 0 0 0%

SOGREAH / LMI –AUGUST 2007 31

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

The impact and progress of house demolishment between the RP and actually implemented is presented in Table 2-15. According to the Changchun regulations for residents living on the collective land, they are allowed to build other temporary and simple structures on their homestead for the storage of grains and agricultural tools. As it is not used as living area, there is no need to have house certificates. Therefore, these types of structures are classified as houses without certificates. The illegal structures are the houses built on state land without certificates. The quality and cost of materials for these types of houses are usually much poorer and lower than their formal house.

During the project implementation, the statistical record for house demolishment was made by the house demolishment agency without distinguishing the impacts between the Guanghui Village and Mengjia New Village, therefore, the data used for this resettlement monitoring are also combined the two villages together without comparison by village. During the implementation of house demolishment, the statistical record was not made according to the classification as pre-set in Table 2-15A, i.e. with classifications of brick-concrete structure and illegal structure. The recorded data is shown in the following Table 2-15B classified in structures with certificates and structures without certificate. Although recorded in different classification, the figures of total amount of Table 2-15A and Table 2-15B are consistent with each other. Up to the end of June 2008, a total of 295 households or about 50% of the government-approved 609 households have been relocated. The total house demolishment area in the RP is 55,354 m2. By the end of July 2007, a total area of 27,519 m2 (about 50%) have been demolished, including 11,096 m2 houses with certificates, 7,977.5 m2 houses without certificates, and 8,445.5 m2 illegal structure. Table 2-15B provides the impacts and progress of residential house demolishment between RP and actual implementation.

Associated with house demolishment, various auxiliaries have also been demolished. Table 2-16 provides the difference for the demolished auxiliaries between the RP and actual implementation. During the implementation up to the end of July 2007, in addition to the auxiliaries to be demolished in the RP, the following auxiliaries also have been demolished, including greenhouse, plastic shed, door frame, toilet, vegetable cellar, poplar and willow, garage, iron door, fitment, iron fence, and iron floor.

SOGREAH / LMI –AUGUST 2007 32

Table 2-15A Impacts and Progress of Residential House Demolishment of the Nanjiao WWTW Project (m2) Shuangde Actual Township House % % Demolishme Guangh Mengji RP % of Jul. Sept. of Jul. of nt ui a New Progres 2006 2006 Progres 2007 Progres Village Village s s s Affected Households and Population 1. Affected 91 359 450 117 26% 295 66% 295 65.50% HHs (No.) 2. APs (No.) 374 1,493 1,867 485 26% 1,210 65% 1,124 60.00% Structures to Be Demolished 3. 38,292.0 2,898.0 14,827.5 19,073.5 brick-Concret 15,317 22,975 7.57% 38.72% 0 0 7 49.81% e Structure 0 3.1 With 22,417.0 2,898.0 11,096.0 8,967 13,450 12.93% 8,016.42 35.76% 49.50% Certificates 0 0 0 3.2 Without 15,875.0 6,350 9,525 0.00 0.00% 6,811.15 42.90% Certificates 0 7,977.50 50.25% 4 Illegal 17,062.0 10,237 6,825 1,133.5 6.64% 7,230.92 42.38% Structure 0 8,445.50 50.00% Brick-concrete 3,737 2,620 6,357.00 ------Brick-wood 10,705.0 6,500 4,205 ------0 Total 55,354.0 4,031.5 22,058.4 27,519.0 Demolished 25,554 29,800 7.28% 39.85% 0 0 9 49.70% Structures 0

SOGREAH / LMI –AUGUST 2007 33

Table 2-16 Auxiliaries to Be Affected by the Project (Nanjiao) Total Guanghui Mengjia Jul. 2006 Sept. 2006 Aug. 2007 Auxiliaries Unit Village New Village RP Actual % Actual % Actual % To-Date of Progress To-Date of Progress To-Date of Progress Fence m 6,500 3,400 9,900 1,201.05 12% 2,380.95 24% 5,244.7 53% Hand-pumped no. 95 56 151 3 2% 6 4% 15 10% well Animal pen m2 204.8 51.8- 256 0 0% 0 0% 0 0% Tree no. 35,120 14,780 50,000 0 0% 0 0% 0 0% Greenhouse m2 -- - -- 0 -- 130 - 168 - Plastic shed m2 ------43.15 -- 43.15 - 65 - Barn m2 - -- - 1,202.86 - 1,202.86 - 597.5 - Door frame m2 - - - 170.5 - 334.5 - 686.3 - Toilet m2 - - - 91 - 155.5 - 339 - Vegetable cellar m2 - - - 22.5 - 116 - 591.7 - Poplar and willow No. - - - 333 - 672 - 2,080 - Fruit trees No. - - - 5,140 - 12,459 - 17,306 - Garage m2 - - - 20 - 20 - 10 - Iron door No. - - - 32 - 68 - 34 - Fitment No. - - - 6 - 31 - 15.5 - Iron fence m - - - 15.35 - 57.35 - 28.7 - Pig pens m2 - - - 81.6 - 81.6 - 40.8 - Iron floor No. - - - 1 - 3 - 1.5 -

SOGREAH / LMI –AUGUST 2007 34

Subproject IV: Shuangyang Water Supply Facilities

According to the RP, a total of two (2) urban households with 5 persons will be relocated due to the water transmission pipeline construction under this project. Of which, one (1) household is in the area of the Shuangyang Reservoir1, and 75 m2 of residential houses and 34 m2 of simple structure of storage house will be demolished, and another one (1) household with 3 family members living in Nangang Community, Yunshan Street whose house will be affected also. The house is very old and near the water transmission pipeline. During the excavation of water transmission line, the house and auxiliary will be damaged which might need to be rebuilt. The total area of the house is 84 m2 (brick and wood structure).

However, up to the end of July 2007, the construction of water transmission pipeline has not been started yet, therefore, no houses and auxiliaries have been demolished. Table 2-17 provides the impacts and progress of house demolition and auxiliaries to be affected between the RP and actual implementation.

Table 2-17 Impacts and Progress of Houses and Auxiliaries to Be Demolished (Shuangyang) Quantity % of Item Unit RP Jul. 2006 Sept. 2006 Jul. 2007 Progress Affected Households and Population Affected HHs No. 2 0 0 0 0% Affected Population No. 5 0 0 0 0% Residential Houses to Be Demolished Houses m2 193 0 0 0 0% brick and wood structure m2 159 0 0 0 0% Simple structure m2 34 0 0 0 0% Auxiliaries Fence m2 10 0 0 0 0% Scattered trees No. 30 0 0 0 0% Fruit trees No. 5 0 0 0 0% Well No. 1 0 0 0 0% Simple toilet No. 1 0 0 0 0% Cement terrace m2 30 0 0 0 0%

Subproject V: Yongchun River Integrated Treatment

According to the RP, neither houses nor other buildings will be affected by the Project.

Subproject VI: Liaoyuan Water Supply

During the construction period, no houses will be affected based on the RP, but the ground attachments. Up to the end of July 2007, no construction related with ground attachment demolishment has started yet, therefore, no auxiliaries have been affected. The impacts and progress of the affected ground attachments are presented in Table

1 For the relocated household whose family-based business (restaurant) will also be affected. SOGREAH / LMI –AUGUST 2007 35

2-18.

Table 2-18 Affected Ground Attachments (Liaoyuan) Quantity Affected Ground Attachment Unit Jul. Sept. Jul. % of Progress RP 2006 2006 2007 Fence m 10 0 0 0 0% Hand-pumped well no. 1 0 0 0 0% Outdoor toilet no. 2 0 0 0 0% Cement terrace no. 30 0 0 0 0% Machine-pumped well no. 1 0 0 0 0% Scattered tree no. 55 0 0 0 0%

Subproject VII: Meihekou Water Supply

There is no house and auxiliary demolishment involved in Meihekou Water Supply Project according to the RP.

2.2.4 Demolishment of Non-Residential Houses and Auxiliaries

Subproject I: Beijiao Wastewater Treatment Plant and Treated Wastewater Reuse, and Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

There is no demolishment of non-residential houses and associated auxiliaries for the two project components in the RP.

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

According to the RP, the Project will affect two (2) enterprises/government units, by acquiring 1,215.8 m2 of business land and 650 m2 of brick-concrete structures, with 75 employees to be affected, including 53 males and 22 females.

During actual implementation, a total of six (6) enterprises/government units have been affected. As shown in Table 2-19, the total area of business land acquired is 9,798.24 m2, including 8,615.10 m2 from Division III of Provincial Highway Engineering Construction Bureau, 647 m2 from Company of Jilin Provincial Government Office (including 242 m2 from Jilin Provincial Architecture Science Research and Design Institute), and 70 m2 from Nanzhan Street Office of Chaoyang District, Changchun City, 320.8 m2 from Changchun Jianshe Garment Factory, Jilin Province, and 387.34 m2 from Chaoyang District Yulin Plastics Products Factory, Changchun City.

For the 647 m2 land acquired from Labor Service Company of Jilin Provincial Government Office, 242 m2 business lands have been transferred to Jilin Provincial Architecture Science Research and Design Institute. In comparison with RP and government approved, the actual impact for the area of business land has an increase of 8,582.38 m2 and 224.14 m2, respectively. SOGREAH / LMI –AUGUST 2007 36

Table 2-19 Impact of Affected Enterprises/Government Units (Nanjiao) Area of Business Land (m2)1 ±m2 Name of Location Structure Gov’t Gov’t Enterprises / Units RP Sept. 2006 Jul. 2007 RP Approved Approved Division III of Mengji Provincial Highway Brick-Concret a New 554.36 8,615.10 0.00 8,615.10 + 8,060.74 0.00 Engineering e Village Construction Bureau Labor Service Mengji Company of Jilin Brick-Concret a New 661.50 647.00 0.00 647.00 - 14.50 0.00 Provincial e Village Government Office Jilin Provincial Mengji Architecture Brick-Concret a New - 242.00 242.00 (242.00) * + 242.00 0.00 Science Research e Village and Design Institute Nanzhan Street Office of Chaoyang Xinjian Brick-Wood - 70.00 70.00 70.00 + 70 0.00 District, Changchun Street City Changchun Jianshe Mengji Brick-Concret Garment Factory, - - - 320.80 + 320.80 + 320.80 a e Jilin Province Chaoyang District Brick-Wood & Yulin Plastics Mengji Brick-Concret - - - 387.34 + 387.34 + 387.34- Products Factory, a e Changchun City Total 1,215.86 9,574.10 312.00 9,798.24 + 8,582.38 + 224.14 Note: * It is transfer from Labor Service Company of Jilin Provincial Government Office and included in total business land area of 647 m2.

In addition, the Project will also demolish 17 shops, of which 11 have land use certificates and 6 do not, and 2 have business licenses and 15 without licenses based on the RP. In total, 671 m2 of structures (413 m2 of brick-concrete, 96 m2 of brick-wood and 108 m2 of simple structures), with 31 employees (9 males and 22 females) will be affected. For the shops with business licenses, the owners can gain relocation allowance for business loss named “allowance of changing residential houses to shops”. Those without business licenses will not obtain such allowance.

By the end of September 2006, all the 17 shops in the RP have been fully demolished. During the actual implementation, additional 8 shops have been demolished, including 7 shops with business licenses and 1 shop without business license. Table 2-20 presents the impact and progress of the affected shops between the RP and actually implemented.

SOGREAH / LMI –AUGUST 2007 37

Table 2-20 Impact of Affected Shops (Nanjiao) Status of Land Status of Business Area of Demolish- % of Employees (No.) Use Certificate License ment (m2) Progress % of Owner of Type of Names of Shops Actual Actual Actual for RP Actual RP Actual Affected Business Structure RP Jul. Sept. RP Jul. Sept. RP Jul. Sept. Demolish- (M) Jul. Sept. (F) Jul. Sept. Employees 2006 2006 2006 2006 2006 2006 ment 2006 2006 2006 2006 Shunfa Restaurant Private No No No No Yes1 Yes1 15 15 15 100.00% Simple 1 1 1 1 1 1 100.00% Tianyue Hair and Beauty Salon Private Yes - Yes No - No 21 0 21 100.00% Brick-concrete 0 0 0 1 0 1 100.00% Vegetable and Fruit Store Private Yes - Yes No - No 12 0 12 100.00% Simple 0 0 0 1 0 1 100.00% Xingwang Disposal Recycling Private Yes - Yes No - No 120 0 120 100.00% Brick-concrete 2 0 2 0 0 0 100.00% Station Yunfeng Korean Restaurant Private Yes - Yes Yes - Yes 186 0 186 100.00% Brick-concrete 1 0 1 3 0 3 100.00% Xinchun Restaurant Private No - No No - No 24 0 24 100.00% Simple 1 0 1 2 0 2 100.00% Xinchun Hospital Private Yes - Yes No - No 46 0 46 100.00% Brick-concrete 1 0 1 1 0 1 100.00% Xinxin Hair and Beauty Salon Private Yes - Yes No - Yes2 25 0 25 100.00% Brick-wood 0 0 0 1 0 1 100.00% Jiayi Hair and Beauty Salon Private No - No No - No 16 0 16 100.00% Brick-wood 0 0 0 2 0 2 100.00% Wangda Grocery Store Private Yes - Yes No - No 16 0 16 100.00% Simple 0 0 0 1 0 1 100.00% Shunli Food and Oil Grocery Store Private Yes - Yes No - No 35 0 35 100.00% Brick-wood 2 0 2 0 0 0 100.00% Xushoumin Medical Clinic Private Yes - Yes Yes - Yes 40 0 40 100.00% Brick-concrete 1 0 1 1 0 1 100.00% Mengjia Grocery store Private Yes - Yes No - No 30 0 30 100.00% Brick-wood 0 0 0 2 0 2 100.00% English Training Center Private No - No No - No 20 0 20 100.00% Brick-wood 0 0 0 2 0 2 100.00% Hair Care Miscellaneous Private No - No No - No 18 0 18 100.00% Simple 0 0 0 2 0 2 100.00% Gonghua Supermarket Private No - No No - No 24 0 24 100.00% 0 0 0 1 0 1 100.00% Jinxin Grocery Store Private Yes - Yes No - No 23 0 23 100.00% Simple 0 0 0 1 0 1 100.00% Huayi Art Nursery School Private - - Yes - - Yes - 0 40 - Brick-concrete - 0 0 - 0 3 - Xueyi Beancurd Shop Private - - Yes - - Yes - 0 20 - Brick-concrete - 0 1 - 0 1 - Chengyuam Beancurd Shop Private - - Yes - - Yes - 0 22 - Brick-concrete - 0 1 - 0 1 - Yukuan Beancurd Shop Private - - No - - Yes - 0 18 - Brick-wood - 0 1 - 0 1 - Jingwen Beancurd Shop Private - - No - - Yes - 0 18 - Brick-concrete - 0 1 - 0 1 - Shengli Grocery Store Private - - Yes - - Yes - 0 18 - Brick-wood - 0 0 - 0 1 - Shengli Food and Grocery Store Private - - Yes - - Yes - 0 18 - Brick-wood - 0 1 - 0 0 - Hengda Grocery Store Private - - Yes - - No - 16 - Brick-wood - 0 1 - 0 0 -

6 No 8 No 15 No 14 No 671 15 841 125.34% 9 1 15 22 1 30 145.16% Total - - 11 Yes 17 Yes 2 Yes 11 Yes Note: 1 The business license was obtained on June 10th, 2006, after the investigation of resettlement plan. 2 The business license was obtained on June 27th, 2006, after the investigation of resettlement plan.

SOGREAH / LMI –AUGUST 2007 38

Subproject IV: Shuangyang Water Supply Facilities

According to the RP, the demolished area of the restaurant is 190 m2, of which 145 m2 is brick and wood structure, and 45 m2 is simple structure. In total, 6 employees will be affected, including 3 temporary workers. Of the total affected employees, 3 are males and 3 females. Demolition of the restaurant will affect the income of the business and employees. When the restaurant is rebuilt at the place where SRAO designates, the income of the business and employee will be recovered.

During actual implementation, the location of the WTP has been changed, which in turn has avoided the demolishment of the restaurant and associated auxiliaries in the reservoir area.

Subproject V: Yongchun River Integrated Treatment

In total, there are 60 trees to be affected in Wanshun Village, and 9 tombs, including 5 in Wanshun Village and 4 in Guangming Village according to the RP. By the end of September 2006, 10,000 trees and 500 tombs have been affected in Wanshun Village. The impacts are much bigger than planned in the RP, with increase of 9,940 trees and 450 tombs respectively. In addition, no information has been obtained yet for the Guangming village as the section within Nan’guan District has not been constructed due to unsolved coordination issues between CCHNTIDEAC and Nan’guan District. Table 2-21 presents the impacts, changes and progress of the affected auxiliaries between RP and actually involved.

Table 2-21 Impacts and Progress of Auxiliaries (Yongchun River) Wanshun Village Guangming Village Total Affected Actual Actual Actual % of Unit ±Change Items RP Jul. Sept. RP Jul. Sept. RP Jul. Sept. Progress 2006 2006 2006 2006 2006 2006 Trees No. 60 0 10,000 - - - 60 0 10,000 + 9,940 16,667% Tombs No. 5 0 500 4 0 0 9 0 500 + 450 5,556%

Subproject VI: Liaoyuan Water Supply

There are no non-residential houses and auxiliaries to be demolished for the Liaoyuan Water Supply Project according to the RP.

Subproject VII: Meihekou Water Supply

There are no non-residential houses and auxiliaries to be demolished for the Meihekou Water Supply Project neither in the RP nor during actual implementation.

SOGREAH / LMI –AUGUST 2007 39

2.2.5 Number of Affected Households and Population

Subproject I: Beijiao Wastewater Treatment Plant and Treated Wastewater Reuse, and Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

For Subproject I, no households and population will be affected in the RP and also during the actual implementation.

For Subproject III, originally a total of 248 persons in 72 households including 68 rural labors will be affected by the Project in the RP. So far no household has been affected during this resettlement monitoring period as the wastewater pipeline route will be changed and no construction has been started yet. It should be mentioned that the change of pipeline route will also change the impacts presented in the following Table 2-22 accordingly.

SOGREAH / LMI –AUGUST 2007 40

Table 2-22 Impacts and Progress of Population Affected by the Project (Beijiao) Affected Households and Population (No.) Xinyue Wuxing Shangtaizi Total % of Progress HHs Popu. HHs Popu. HHs Popu. HHs Popu. Affected style Actual Actual Actual Actual Actual Actual Actual Actual Actual up to up to up to up to up to up to up to up to up to RP RP RP RP RP RP RP RP RP Jul. Jul. Jul. Jul. Jul. Jul. Jul. Jul. Jul. 2007 2007 2007 2007 2007 2007 2007 2007 2007 Permanent Land 4 0 15 0 5 0 19 0 3 0 9 0 12 0 43 0 0% 0% Acquisition Of which: Rural Labour - 0 14 0 - - 8 0 - - 5 0 - - 27 0 - 0% Temporary Land 15 0 58 0 9 0 29 0 5 0 19 0 29 0 106 0 0% 0% Occupation Of which: Rural Labour - - 38 0 - - 17 0 - - 13 0 - - 68 0 - 0% House Demolition 17 0 51 0 9 0 29 0 5 0 19 0 31 0 99 0 0% 0% Total 36 0 124 0 23 0 77 0 13 0 47 0 72 0 248 0 0% 0%

SOGREAH / LMI –AUGUST 2007 41

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

As shown in Table 2-2 and Table 2-15, 91 households or 374 persons will be affected by the permanent land acquisition, and 450 households or 1,867 persons will be relocated according to the RP. During the project implementation, the number of households and population affected by the permanent land acquisition are the same between the RP and actually implemented. The number of households and population affected by house demolishment approved by the government are 609 households or 2,248 persons. Up to the end of July 2007, a total of 295 households or 1,124 persons have been relocated. Table 2-23A and Table 2-23B provides the impacts and progress for the number of affected households and populations by permanent land acquisition and house demolishment, respectively, between the RP and actually implemented.

SOGREAH / LMI –AUGUST 2007 42

Table 2-23A Impacts and Progress for the Number of Households and Populations Affected by Permanent Land Acquisition (Nanjiao) Shuangde Township Permanent Land Guanghui Village Mengjia New Village Total Acquisition Gov’t Jul. % of Gov’t Jul. % of Gov’t Jul. % of RP RP RP Approved 2006 Progress Approved 2006 Progress Approved 2006 Progress Affected Household (No.) 91 91 91 100% - - - - 91 91 91 100% Affected Population (No.) 374 374 374 100% - - - - 374 374 374 100%

Table 2-23B Impacts and Progress for the Number of Households and Populations Affected by House Demolishment (Nanjiao) Jul. 2006 Sept. 2006 Aug. 2007 % of % of % of House Gov’t RP Actual Actual Progress Actual Actual Progress Actual Actual Progress Demolishment Approved Progress Gov’t Progress Gov’t Progress Gov’t RP RP RP Approved Approved Approved Affected HHs (No.) 450 559 117 26% 21% 295 66% 53% 295 52.5% 48.5% APs (No.) 1,867 2,320 485 26% 21% 1,210 65% 52% 1,124 52.5% 48.5%

SOGREAH / LMI –AUGUST 2007 43

Subproject IV: Shuangyang Water Supply Facilities

As stated in the RP, the people affected by the Project are from five (5) groups, four (4) villages/communities under two (2) street committees of the Shuangyang District, and some APs live near the Shuangyang Reservoir.

For the permanent land acquisition, it will affect 13 rural households or 48 persons including 20 labourers and two (2) employees engaged in fish pond of the Shuangyang Reservoir Area. However, due to recent location change of the water treatment plant, the number of affected households and population has been changed to 22 rural households and 80 persons. According to the RP, as shown in Table 2-17, houses of two (2) urban households with 5 persons will be demolished, including one (1) household with additional 6 employees whose house plot will be affected by permanent land acquisition in the Shuangyang Reservoir Area2. However, during actural implementation, the number of people to be affected has been avoided due to the change of WTP location.

As shown in Table 2-9, for temporary land occupation, the number of affected rural households and populations will be 90 and 448, respectively. In addition, one household with 3 family members living in Nangang Community, Yunshan Street, whose house plot and houses will be affected by temporary land occupation. As water pipeline construction has not started yet, no house demolishment has been occurred and no APs have been affected.

Before the end of July 2007, the construction of WTP affected 22 households and 80 persons by permanent land acquisition. In comparison with the number of affected households and populations between the RP and actually involved, the impacts and progress are presented in Table 2-24.

2 For the relocated household whose family-based business (restaurant) will also be affected. The plot of the business structure will also be affected by permanent land acquisition, and a total of 6 employees will be affected. SOGREAH / LMI –AUGUST 2007 44

Table 2-24 Impacts and Progress for the Number of Affected Households and Populations (Shuangyang) Total Affected Households (No.) Urban Rural % of Progress Impacts HHs Popu. HHs Popu. Jul. Sept. Jul. Jul. Sept. Jul. Jul. Sept. Jul. Jul. Sept. Jul. RP RP RP RP HHs Popu. 2006 2006 2007 2006 2006 2007 2006 2006 2007 2006 2006 2007 Permanent land acquisition ------13 22 0 0 48 80 0 0 169% 167% Temporary land occupation ------90 0 0 0 448 0 0 0 0% 0% Residential house demolishment 2 0 0 0 5 0 0 0 ------0% 0% Employees - - - - 6 0 0 0 ------0% 0%

Total 2 0 0 0 11 0 0 0 103 22 0 0 496 80 0 0 21% 16%

SOGREAH / LMI –AUGUST 2007 45

Subproject V: Yongchun River Integrated Treatment

According to the RP, the permanent land acquisition will affect two (2) townships and three (3) village committees in the CCHNTIDZAC and the Nan’guan District. In total, 91 households or 300 persons will be affected by permanent land acquisition, and 198 households or 595 persons by the temporary land occupation. Up to the date, 200 households or 610 persons in Wanshun Village have been affected by both permanent land acquisition and temporary land occupation. The impacts and progress for the number of affected households and populations are presented in Table 2-25.

Table 2-25 Impacts and Progress for the Number of Affected Households and Populations (Yongchun River) No. of HHs Population % of Progress Actual Actual

RP Jul. Sept. Jul. RP Jul. Sept. Jul. HHs APs 2006 2006 2007 2006 2006 2007 Permanent land acquisition 91 0 200 200 300 0 610 610 220% 203% Sanjia Village ------Wanshun Village 38 0 200 200 125 0 610 610 526% 488% Guangming Village 53 0 0 0 175 0 0 0 0% 0% Temporary land occupation 198 0 200 200 595 0 610 610 101% 103%

Total 289 0 200 200 895 0 610 610 69% 68%

Subproject VI: Liaoyuan Water Supply

Based on the RP, no households or populations will be affected by land acquisition and resettlement.

Subproject VII: Meihekou Water Supply

According to the RP, the Project will affect fourteen (14) village committees in four (4) townships in Meihekou Municipality. The APs include 25 rural households or 110 populations by permanent land acquisition and 1,988 rural households or 6,964 populations by temporary land occupation. By the end of July 2006, 25 households or 110 people have been affected by permanent land acquisition due to the construction of the Water Treatment Plant.

By the end of September 2006, the construction of the Water Transmission has been started, a total of 44 households or 132 people have been affected by permanent land acquisition, and 1,497 households or 4,580 people have been affected by temporary land occupation during the actual implementation. Table 2-26 provides the impacts and progress for the number of affected population between the RP and actual implementation.

SOGREAH / LMI –AUGUST 2007 46

Table 2-26 Impacts and Progress for the Number of Affected Households and Populations (Meihekou) % of Actual HHs APs Completion Item Jul. Sept. Jul. Sept. RP RP HHs APs 2006 2006 2006 2006 Permanent Land Acquisition Affected by Water 25 25 25 110 110 110 100% 100% Treatment Plant Affected by Water 12 0 44 36 0 132 367% 367% transmission Temporary Land Occupation Affected by Water 1,988 0 1,497 6,964 0 4,580 75% 66% Transmission

Total 2,025 25 1,566 7,110 110 4,822 77% 68%

2.2.6 Basic Infrastructure and Special Facilities

Up to the end of July 2007, there are no infrastructure and special facilities affected for all subprojects. The detailed impacts and progress are provided below.

Subproject I: Beijiao Wastewater Treatment Plant and Treated Wastewater Reuse, and Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

For Subproject I, no basic infrastructure or special facilities will be affected in accordance with the RP.

For Subproject III, as originally planned, 6 electrical poles (380v) and 16 wood poles (220v) will be affected. Due to the pipeline route change and pending approval, no construction has been started yet, therefore, no basic infrastructures and special facilities have been affected so far during this resettlement monitoring period.

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

As stated in the RP, there will be 160 electricity poles (380v), 160 electricity poles (220v), and 1 public toilet will be affected. Up to the end of July 2007, although about half of the resettlement has been completed, no data has been provided to resettlement monitor during this monitoring period. As a result, it is expected that the detail amount of actually affected infrastructures and facilities will be provided in the next monitoring report.

Subproject IV: Shuangyang Water Supply Facilities

According to the RP, the project will affect 2 poles (10kV), 1 wood pole (380V), 1 transformer (400kVA), 35 large trees (above 30cm), 264 m2 gravel roads, 4 mud tombs, 5 machine-pumped wells, 500 small trees, and 260 m2 village gravel roads. Since the project has not started construction the water transmission pipeline network SOGREAH / LMI –AUGUST 2007 47

Subproject V: Yongchun River Integrated Treatment

According to the RP, the Project will only affect six (6) 220V electric poles. By the end of July 2007, no electric pole has been affected by the project.

Subproject VI: Liaoyuan Water Supply

According to the RP, during the construction period, the ground attachments will be affected, which include auxiliaries, infrastructure and special facilities. The affected ground attachments are presented in Table 2-27. Up to the end of July 2007, the construction of WTPs has been completed but no basic infrastructure and special facilities have been involved. The construction of flood mitigation works has not been undertaken due to lack of financing issues, thus there are no basic infrastructure and special facilities affected so far.

Table 2-27 Impacts and Progress of Basic Infrastructure and Special Facilities (Liaoyuan) Jul. Sept. Jul. % of Item Unit RP 2006 2006 2007 Progress Wood poles of telephone No. 64 0 0 0 0% Electric poles (380V) No. 98 0 0 0 0% Transformer (400 kVA) No. 17 0 0 0 0% Bridge No. 2 0 0 0 0% Public toilet No. 14 0 0 0 0% Water supply pipeline (25 mm) m 1,050 0 0 0 0% Water supply pipeline (50 mm) m 300 0 0 0 0%

Subproject VII: Meihekou Water Supply

Both in the RP and actual implementation, there are no infrastructure or special facilities involved for the subproject.

2.2.7 Vulnerable Groups

According to the RP, Subprojects I & III, Subproject IV, Subproject V, Subproject VI and Subproject VII will not affect any vulnerable groups, except Subproject II, Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse.

Based on the results of the survey during RP preparation, 7 vulnerable people, including 3 disabled and 4 low intelligent, will be affected by the construction of Subproject II. There are no poverty households, renters and floating population.

Up to the end of July 2007, there is only 1 disabled person relocated during the implementation, who happens to be the vulnerable person living under the minimum living guarantee of the urban residents. In addition, 15 urban households under SOGREAH / LMI –AUGUST 2007 48

However, during the monitoring period, no arrangement could be made to visit the relocated vulnerable households. It is expected that visit will be paid for those group during the next monitoring period to obtain their feed-back on the satisfaction of house demolishment and relocation, compensation and rehabilitation.

3. Compensation Standards

3.1 Eligibility for Compensation

The Project affected persons (APs) who are entitled to receive compensation refer to the persons affected by the involuntary taking of land resulting in (i) relocation or loss of shelter; (ii) loss of assets or access to assets; or (iii) loss of income sources or means of livelihood, whether or not the affected persons must moved to another location.

All landowners and users and occupants of house buildings in the Project areas affected by land acquisition and relocation as a consequence of the Project will be eligible for fair compensation and rehabilitation according to the types of loss and quantities as well as the cut-off date of the government within the completion date of the construction map and investigation; or due to the temporary impact during the construction phase. The newly cultivated land and newly built houses shall not be compensated after the cut-off date.

3.2 Principle of Compensation

The principle of the compensation and entitlements included in the Project RP are as follows:

(i) Compensation and entitlements provided must be adequate to allow APs to at least maintain their pre project standard of living, with the prospect of improvement;

(ii) All the APs, with and without certificates, are to be taken into consideration and accounted for;

(iii) Where land allocation per-capita is not sufficient to maintain the previous livelihood standards, other income generating activities will be provided for;

(iv) A preferential policy will be provided to vulnerable groups in such things as compensation, housing assignment, transfer and employment, if there is any identified in the project affected area;

SOGREAH / LMI –AUGUST 2007 49

(v) All the APs will be adequately informed about eligibility, compensation rates and standards, livelihood and income restoration plans and project timing; and,

(vi) Close monitoring and timely actions will be carried out to identify and resolve any problems.

Based on the discussion with the IAs and resettlement officers, as well as review of the compensation standards actually applied in the Project land acquisition and resettlement practices, show that the above principles have been fully adopted and well followed in the Project implementation. The discussions and interviews with the officers of the IAs show that they are well aware of theses compensation principles and will follow these principles in their respective work concerning land acquisition and resettlement for the Project.

3.3 Compensation Rates

The resettlement compensation rates were determined in accordance with the relevant laws and regulations of PRC, Jilin Provincial Government, Changchun Municipal Government, Liaoyuan Municipal Government, Meihekou Municipal Government and ADB, which was the result of joint consultation with the representatives of the APs (including women) and local government. The JPG and the IAs will ensure that compensation standards of permanent land acquisition, temporary land occupation, house and auxiliary demolishment, and affected infrastructure and special facilities will be provided to the APs in accordance with applicable laws and regulations in full and in time.

During the resettlement implementation, various compensation rates are used in the Project land acquisition and resettlement practices. These rates are compared with those proposed in the RP which had been reviewed and cleared/approved by both the ADB and the Government during the Project preparation and appraisal. This section presents the comparison of the planned versus actual compensation rates. Difference between the planned and applied rates, where exist, are identified and analyzed on the causes of differences and impacts to the APs.

3.3.1 Permanent Land Acquisition

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

Table 3-1 is compensation rate of permanent land acquisition in the RP. During the implementation of land acquisition, the actual rates applied are the same with the rates in the RP.

SOGREAH / LMI –AUGUST 2007 50

Table 3-1 Compensation Rate for Permanent Land Acquisition (Nanjiao) Land Compensation Resettlement Subsidy Compensation Standards Type of (CNY/mu) (CNY/mu) (CNY/mu) Land Gov’t Actually Gov’t Actually Gov’t Actually RP RP RP Approved Applied Approved Applied Approved Applied Paddy Land 58,333 58,333 58,333 35,000 35,000 35,000 93,333 93,333 93,333 Homestead 58,333 58,333 58,333 35,000 35,000 35,000 93,333 93,333 93,333

Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

For Subproject III, in accordance with the RP, the compensation standards for permanent land acquisition by multiplier are presented in Table 3-2A, the compensation rate of permanent land acquisition in Table 3-2B, and Table 3-3 for compensation rate of permanent land acquisition by entitlement. As the project has not started the construction yet, no actual compensation standards of permanent land acquisition has been applied and paid until the end of July 2007.

Table 3-2A Compensation Rate of Permanent Land Acquisition (Beijiao) Compensation Multiplier (Times) Land Compensation Resettlement Subsidy Standing Crops Type of Land Gov’t Actually Gov’t Actually Gov’t Actually RP RP RP Approved Applied Approved Applied Approved Applied Veg. Land 6 - - 4 - - 1 - - Green-House 6 - - 4 - - 1 - - Dryland 6 - - 4 - - 1 - - Homestead 4 ------

SOGREAH / LMI –AUGUST 2007 51

Table 3-2B Compensation Rate of Permanent Land Acquisition (Beijiao) Compensation Rate (CNY/mu) Land Compensation Resettlement Subsidy Standing Crops Total Type of Land Gov’t Actually Gov’t Actually Gov’t Actually Gov’t Actually RP RP RP RP Approved Applied Approved Applied Approved Applied Approved Applied Veg. Land 15,200 - - 10,133 - - 2,533 - - 27,866 - - Green-House 72,000 - - 48,000 - - 12,000 - - 132,000 - - Dryland 3,080 - - 2,053 - - 513 - - 5,646 - - Homestead ------2,053 - -

Table 3-3 Compensation Rate of Permanent Land Acquisition by Entitlement (Beijiao) Compensation (CNY/mu) Paid to Village Collective Paid to APs Type of Land Land Compensation Resettlement Subsidy Standing Crops TOTAL Gov’t Actually Gov’t Actually Gov’t Actually Gov’t Actually RP RP RP RP Approved Applied Approved Applied Approved Applied Approved Applied Veg. Land 15,200 - - 10,133 - - 2,533 - - 12,667 - - Green-House 72,000 - - 48,000 - - 12,000 - - 60,000 - - Dryland 3,080 - - 2,053 - - 513 - - 2,567 - - Homestead ------2,053 - -

SOGREAH / LMI –AUGUST 2007 52

Subproject IV: Shuangyang Water Supply Facilities

The compensation standards for permanent land acquisition between the RP, government approved and actually applied and paid are presented in Table 3-4. In comparison, the actual compensation paid for dryland is CNY7,233/mu or 67.18% higher than the rates proposed in the RP, which has provided the APs much better compensation rate. There is no fish pond to be permanently acquired because of the engineering location change of the WTP.

Table 3-4 Compensation Rate for Permanent Land Acquisition (Shuangyang) Type of Land Compensation Rate of Permanent Land Acquisition (CNY/mu) RP Gov’t Approved Actually Applied Difference Dryland 10,767 18,000 18,000 + CNY7,233 Fish Pond 18,000 - - -

Subproject V: Yongchun River Integrated Treatment

According to the RP, the compensation rate for Wanshun Village and Guangming Village has different compensation standards because of the different location and land values. No compensation will be paid to the Sanjia Village as the village has already converted their collective land to state-owned land and incorporated into the CCHNTIDZ.

Table 3-5 provides the compensation rates between the RP, government approved and actual implementation. In the table, the compensation rates are only provided for the Wanshun Village as no compensation information has been obtained for the Guangming Village because the village is under another municipal jurisdiction and the inter-municipal coordination is been undertaking. It is expected that the compensation issues will be addressed during the next resettlement monitoring period. It should be noted that although the compensation rate was proposed at CNY 22,533 for vegetable farming land in the RP, no permanent land acquisition was involved. The compensation rate for the unused land approved by the government and actually applied was much lower (CNY 667/mu) than the rate proposed in the RP at CNY 6,667/mu due to the standards regulated by the local township government. In the RP, no permanent land acquisition would be involved for corn farming land, but during the implementation, it actually involved the acquisition of corn farming land and the compensation rate applied was CNY 40,357/mu.

Table 3-5 Compensation Rates for Permanent Land Acquisition (Yongchun River) Compensation Rates (CNY/mu) Type of Wanshun Village Guangming Village Land Use Land Gov’t Actually Gov’t Actually RP RP Approved Applied Approved Applied River Vegetable Farming 22,533 - - - - - Channel Unused 6,667 667 667 - - - Land Corn Farming - - 40,357 120,000 - -

SOGREAH / LMI –AUGUST 2007 53

Subproject VI: Liaoyuan Water Supply

Up to the date, since there is no permanent land acquisition involved in this subproject, no compensation has been applied and paid to the APs yet. Table 3-6 provides the compensation rates.

Table 3-6 Compensation Rate for Permanent Land Acquisition (Liaoyuan) Compensation Standards (CNY/mu) Type of Land RP Gov’t Approved Actually Applied Open Space 2,667 - - Green Space (Lawn) 1,667 - - Waste Land 1,000 - - Drainage Ditch 667 - -

Subproject VII: Meihekou Water Supply

For Water Treatment Plant component, the compensation multipliers and rates of permanent land acquisition between the RP, government approved and actually applied and paid are presented in Table 3-7A and Table 3-7B, respectively. In terms of the multipliers, land compensation approved by the government and actually implemented are the same with the RP, the multipliers of resettlement subsidy approved by the government and actually implemented are 67% and 177.5% higher than the planned in the RP, respectively, and the multiplier of standing crop is one (1) times of the AAOV in the RP, but no compensation is approved by the government and actually applied and paid as the land was acquired after harvest season and no crops growing on the land. Although the new rate or multiplier was initiated after the RP of the Project had been approved, the IA promptly adopted the new rate for the best interest of the APs and as an effort to minimize the impact.

In Meihekou City, the compensation for the loss of paddy land approved by the government and actually applied was CNY24,600/mu, which is lower than the planned in the RP at CNY35,500/mu. Although the rate is regulated by the local government and used for many years and outdated, the IA has taken into consideration of the impacts, the need of APs for rehabilitation, and has decided to increase the rate of resettlement subsidy to match with the rate planned in the RP to provide a better compensation rate for the APs to increase their income and livelihood rehabilitation. As a result, the compensation rate of resettlement subsidy for paddy land was 60.25% higher than the planned in the RP and 66.5% higher than the government approved. In turn, as a total, the compensation paid to the APs is equivalent to the planned in the RP.

For the permanent land acquisition of Water Treatment Plant, paddy land and dryland acquired are the same with the RP, government approved and actual implementation. Different from the RP, there is no greenhouse vegetable land or standing crops affected during the actual project implementation, so there is no compensation involved for such types of land loss. In addition, in actual land acquisition work, dryland has been identified which was not included in the RP. The government and IA have therefore adopted the same multipliers and rates for land compensation and resettlement subsidy as paddy land, which provides a good compensation rate to the APs. SOGREAH / LMI –AUGUST 2007 54

For water transmission component, the compensation multipliers and rates for the permanent land acquisition between the RP, government approved and actually applied and paid are presented in Table 3-8A and Table 3-8B. For the multipliers, just the same with Water Treatment Plant, land compensation approved by the government and actually implemented are the same with the RP, the multipliers of resettlement subsidy approved by the government and actually implemented are 67% higher than the planned in the RP, and the multiplier of standing crop is one (1) times of the AAOV in the RP, but no compensation is approved by the government and actually applied and paid since the land was acquired after harvest season and there were no crops growing on the land.

For the permanent land acquisition of water transmission construction, only 1.782 mu paddy land has been permanently acquired, the IA adopted the land compensation rate approved by government at CNY8,200/mu and resettlement subsidy at CNY16,400/mu to compensate for the loss of paddy land. Different from the RP, there is no standing crops affected during the actual project implementation, so there is no compensation involved for such types of land loss. As the impact is very small, the IA paid the compensation to the APs at government regulated rate. As a result, the APs obtained the total compensation payment at CNY 24,600/mu for the permanent loss of paddy land.

For the permanent land acquisition of water transmission, different from the RP, there are also dryland, orchard land, vegetable land and waste land acquired permanently. Table 3-8B provides the compensation rates approved by the government and actually implemented.

Table 3-7A Compensation Multipliers for Permanent Land Acquisition of Water Treatment Plant (Meihekou) Compensation Multiplier (Times) Land Compensation Resettlement Subsidy Standing Crops Type of Land Gov’t Actually Gov’t Actually Gov’t Actually RP RP RP Approved Applied Approved Applied Approved Applied Paddyland 10 10 10 12 20 33.3 1 - - Greenhouse Veg. 10 - - 12 - - 1 - - Land Dryland - 10 10 - 20 33.3 - - -

Table 3-7B Compensation Rates for Permanent Land Acquisition of Water Treatment Plant (Meiheou) Compensation Rate (CNY/mu) Land Compensation Resettlement Subsidy Standing Crops Total Type of Land Gov’t Actually Gov’t Actually Gov’t Actually Gov’t Actually RP RP RP RP Approved Applied Approved Applied Approved Applied Approved Applied Paddyland 14,200 8,200 8,200 17,040 16,400 27,306 4,260 0 0 35,500 24,600 35,506 Greenhouse 14,200 - - 17,040 - 4,260 - - 35,500 - - Veg. Land Dryland - 4,800 4,800 - 9,600 15,984 - - - - 14,400 20,784

SOGREAH / LMI –AUGUST 2007 55

Table 3-8A Compensation Multipliers for Permanent Land Acquisition of Water Transmission (Meihekou) Compensation Multiplier (Times) Land Compensation Resettlement Subsidy Standing Crops Type of Land Gov’t Actually Gov’t Actually Gov’t Actually RP RP RP Approved Applied Approved Applied Approved Applied Paddyland 10 10 10 12 20 20 1 - - Dryland - 10 10 - 20 20 - - - Orchard Land - - 14 ------Vegetable Land - 10 10 - 20 20 - - - Waste Land - - 2 ------

Table 3-8B Compensation Rates for Permanent Land Acquisition of Water Transmission (Meihekou) Compensation Rate (CNY/mu) Type of Land Compensation Resettlement Subsidy Standing Crops Total Land Gov’t Actually Gov’t Actually Gov’t Actually Gov’t Actually RP RP RP RP Approved Applied Approved Applied Approved Applied Approved Applied Paddyland 14,200 8,200 8,200 17,040 16,400 16,400 4,260 - - 35,500 24,600 24,600 Dryland - 4,800 4,800 - 9,600 9,600 - - - - 14,400 14,400 Orchard - - 14,000 ------14,000 Land Vegetable - 13,000 13,000 - 26,000 26,000 - - - - 39,000 39,000 Land Waste - - 960 ------960 Land

3.3.2 Temporary Land Occupation

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

No compensation issue will be involved in the Project as there is no temporary land occupation.

Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

For Subproject III, Table 3-9 provides the compensation rate of temporary land occupation between the RP, government involved and actually applied.

Table 3-9 Compensation Rate of Temporary Land Occupation (Beijiao) Compensation Multipliers Compensation Rate (CNY/mu) Item Unit RP Actually Applied RP Actually Applied Dryland CNY/mu 2 - 1,027 - Land Reclamation Fee CNY/mu - - 333 -

As no temporary land occupation has been involved so far, no compensation information is available during this monitoring period. It is expected that the compensation rate will be assessed during next monitoring period. SOGREAH / LMI –AUGUST 2007 56

Subproject IV: Shuangyang Water Supply Facilities

Up to the end of July 2007, no construction related with temporary land occupation has been undertaken. As a result, no compensation of temporary land occupation has been applied and paid to the APs. Table 3-10 provides the compensation rate of temporary land occupation between the RP and actually applied.

Table 3-10 Compensation Rate for Temporary Land Occupation (Shuangyang) Compensation Multiplier (Times) Compensation Rate (CNY/mu) Type of Standing Crops Land Recovery Standing Crops Land Recovery TOTAL Land Actually Actually Actually Actually Actually RP RP RP RP RP Applied Applied Applied Applied Applied 1,90 Dryland 2 - 1 - 1,267 - 633 - - 0 Vegetable 7,60 2 - 1 - 5,067 - 2,533 - - Land 0 Mountain 2 - 1 - 200 - 100 - 300 - Land Village CNY Gravel ------20/m Road

Subproject V: Yongchun River Integrated Treatment

Table 3-11 provides the compensation rate of temporary land occupation between the RP, government involved and actually applied. Different from the RP, compensation for dryland is additional involved and has been made during the actual implementation. It should be noted that the compensation rate for river channel land was CNY 667/mu based on the standard of the local township government, in comparison with the rate at CNY 7,333.70/mu proposed in the RP.

Table 3-11 Compensation Rates for Temporary Land Occupation (Yongchun) Compensation Rates (CNY/mu) Type of Land RP Gov’t Approved Actually Applied Collective Land Sanjia Village - - - River Channel Land (unused) 7,333.70 667 667 Rural Road 7,333.70 667 667 Dry land - 40,354 40,354 Wanshun Village River Channel Land (vegetable farming) 9,067.12 - - River Channel Land (unused) 7,333.70 667 667 Rural Road 7,333.70 667 667 Dry land - 40,354 40,354 Guangming Village - - River Channel Land (corn farming)) 9,733.82 - - River Channel Land (unused) 7,333.70 - - State Land Rural Road 7,333.70 - - Asphalt Road 13,3334.00 - - Urban Road 13,3334.00 - -

SOGREAH / LMI –AUGUST 2007 57

Subproject VI: Liaoyuan Water Supply

Up to the date, of the four components for Liaoyuan City, the water pipes and drainage pipes have been almost completed. The compensation paid for the occupation of green space is CNY 3,333/mu, in comparison with the rate of RP at CNY 667/mu. It can be seen that the compensation rate is much higher than originally proposed.

Table 3-12 Compensation Rate for Temporary Land Occupation (Liaoyuan) Type of Land Compensation Standards (CNY/mu) RP Gov’t Approved Actually Applied Urban Road 1,667 - - District Road 1,000 - - Green Space (Lawn) 667 - 3333

Subproject VII: Meihekou Water Supply

The land occupied temporarily includes agricultural and non-agricultural. The respective compensation rates are provided in Table 3-13 and Table 3-14. Up to the end of July 2007, temporary occupation of agricultural land and non-agricultural land has been involved.

Compensation rates for temporary land occupation are 1.5 times of the AAOV during the actual implementation, including CNY 1,230/mu for paddy land, CNY 720/mu for dryland, CNY 1,500/mu for orchard land, and CNY 1,950/mu for vegetable land, respectively. Since temporary land occupation happens after the time of corn or rice harvest, there is no loss of standing crops at all, and no compensation for standing crops has been paid, but land recovery compensation has been included in the compensation rate. Table 3-13 provides the compensation standards of temporary land occupation for farmland and Table 3-14 for non-farmland.

Table 3-13 Compensation Rates for Temporary Occupation of Farmland (Meihekou) Standing Crops Land Recovery Compensation Rate Land (CNY) (CNY) (CNY) Type Gov’t Actually Gov’t Actually Gov’t Actually RP RP RP Approved Applied Approved Applied Approved Applied Paddyland 1,420 - - 300 - - 1,720 - 1,230 Dryland 580 - - 300 - - 880 - 720 Orchard ------1,500 Land Vegetable ------1,950 Land

SOGREAH / LMI –AUGUST 2007 58

Table 3-14 Compensation Standards for Temporary Occupation of Non-Farmland (Meihekou) Restoration Allowance Compensation Rate (CNY) (CNY) Land Type Unit Gov’t Actually Gov’t Actually RP RP Approved Applied Approved Applied Non-Vehicle Road CNY/m2 110 - - 110 - - Vehicle Road CNY/m2 400 - - 400 - -

3.3.3 Demolishment of Residential Houses and Auxiliaries

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

The residential houses and other buildings and structures lost to the Project are to be directly and fully compensated to all APs, irrespective of their legal status according to the RP. This is the same principle followed by the IA during the resettlement work. For the impacts of the house or building demolishment, different types of structures had been measured and considered with different compensation rates. The compensation is paid in two options: i) cash compensation paid to the APs so that they could use the compensation to purchase their new houses; and ii) replacement house by property right exchange. The general principle of determining the compensation rates for houses is the full replacement costs, i.e., the cost of materials plus labor for purchasing a similar house. The compensation rates for different types of houses and auxiliaries applied during the Project resettlement work in comparison with the RP planned rates are provided in the following tables. Table 3-15 is compensation rate of house demolition with certificates, Table 3-16 compensation rate of house demolition without certificates, Table 3-17 compensation rate of illegal structure demolishment.

The compensation rates in the following tables show that the actual compensation rates for brick and concrete house demolishment with certificates is about CNY 310/m2 to CNY 390/m2 higher than the proposed in the RP. The APs will benefit from the better compensation. For the structure demolishment without certificates and illegal structure demolishment, the compensation rates approved by the government and actual applications encompass a range, but are close to the planned in the RP. The ranges are applied due to the fact that the structures within each category are not completely identical in structures, quality and time of structures built.

During the actual resettlement work, the IA found that the types of originally proposed compensation rates are not enough to cover the actual types of housing structures and auxiliaries. The compensation rates for the new items were determined during the actual resettlement work based on the same principle with which the compensation rates in the RP was developed, i.e. the compensation is based on the replacement cost and compensation which would be sufficient to enable the affected owners of the structures to reconstruct the lost structures with the same standards as the ones they lost to the Project. The loss of brick and wood structures with certificates for the

SOGREAH / LMI –AUGUST 2007 59

Nanjiao WWTP construction is newly identified during the Project resettlement work. The associated compensation was developed based on the above mentioned compensation principle and the results of the assessment by house demolishment company.

Table 3-15 Compensation Rate for Structure Demolition with Certificates (Nanjiao) Compensation Rate Structure Unit RP Gov’t Approved Actually Applied Brick and Concrete CNY/m2 1,200 1,510-1,590 1,510-1,590 Brick and Wood CNY/m2 - 1,460-1,550 1,460-1,550

Table 3-16 Compensation Rate for Structure Demolition without Certificates (Nanjiao) Compensation Rate Structure Unit RP Gov’t Approved Actually Applied Brick and Concrete CNY/m2 650 80-400 80-400 Brick and Wood CNY/m2 400 80-400 80-400

Table 3-17 Compensation Rate for Illegal Structure Demolition (Nanjiao) Compensation Rate Structure Unit RP Gov’t Approved Actually Applied Brick and Concrete CNY/m2 400 80-400 80-400 Brick and Wood CNY/m2 300 80-400 80-400

Moving poses extra burdens, financially or otherwise, to the people who have to relocate and resettle. In the Project RP, allowance was prepared for various moving and transportation costs and this allowance has actually applied in the resettlement work with some modifications. Table 3-18 is the compensation rate of relocation allowance for residential house demolishment between the RP and actually applied. It should be noted that the relocation allowance of residents actually implemented are the same with those planned in the RP for property right exchange and CNY 150 higher per household for cash compensation. The higher rate will benefit the APs who will choose the cash compensation. The allowance of relocation loss actually implemented is different with the planned in the RP, based on the actual assessment by the house demolishment agency. This change will benefit the households in particular if there is real damage of properties, and will have less or no gain for the households if there is minor or no damage of properties during the moving and transportation. The allowance for lost working days and medical allowance is planned in the RP. However, during the actual resettlement implementation, no allowance is provided to the APs according to the short moving distance of a couple of hundred meters between the old house and new house.

SOGREAH / LMI –AUGUST 2007 60

Table 3-18 Relocation Allowance for Residential House Demolishment (Nanjiao) Relocation Compensation Standard (CNY) Unit allowance RP Actually Applied Relocation 300 for property right Allowance of Household exchange, and 150 for cash 300 Resident compensation Allowance for Lost Household 300 0 Working Days In comparison with the original price, 2,400 for property right Allowance of appropriate compensation will be made for Household exchange, and 1,200 for Relocation Loss the damaged properties based on cash compensation assessment Medical Allowance Person 20 0

The compensation rates for auxiliaries between the RP and actually involved show that the applications encompass a range and close to the planned in the RP. Same as the compensation rates of house structures, the ranges are mainly due to the fact that the structures with each category are not completely identical in structure, quality, and time used. The compensation rate of actual implementation for hand-pumped well is CNY100 higher than the planned in the RP. It implies that the APs will benefit from the higher compensation.

During the actual resettlement implementation, more items of auxiliaries have been found to be affected, which are not identified in the RP. These items include greenhouse, plastic shed, barn, door frame, vegetable cellar, poplar and willow trees, fruit trees, garage, iron door, fitment, iron fence, pig pen and iron floor. However, upon the identification of the affected items, the compensation rates were determined based on the same principle of replacement cost and sufficiency of compensation, as well as assessment result of the house demolishment agency. Table 3-19 provides the comparison of compensation rate for various affected auxiliaries.

SOGREAH / LMI –AUGUST 2007 61

Table 3-19 Compensation Rates for Auxiliaries (Nanjiao) Item Unit Compensation Standard (CNY) RP Actually Applied 150 (>1.5 m), and 50 (<1.5 80-120 (>1.5 m), and Fence m2 m) 30-50 (<1.5 m) Hand-pumped well No. 400 500 Animal pens m2 40-90 - Trees No. 5-80 - Toilet m2 60 20 (Wood), 40 (Brick) Greenhouse m2 - 50-70 Plastic shed m2 - 30-50 Barn m2 - 30-60 Door frame m2 - 30-60 Vegetable cellar m2 - 200 (Brick and Concrete), 50-80 (Others) 1/фcm (d<10), 50 (1030) 5 (1Year), 15 (2 Year), 25 (3 Year), Fruit trees No. - 35 (4 Year), 50(>5 Year) Garage m2 - 300 Iron door No. - 100-500 Fitment No. - 300-5,000 Iron fence m - 120 Pig pens m2 - 60 Iron floor No. - 2,000

Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

According to the RP, the Project will involve the demolishment of house structures. As the project construction has not involved any house demolishment yet, no compensation issue has been applied up to the end of July 2007. Table 3-20A provides the compensation rate of house demolition with certificates, Table 3-20B the compensation rate of house demolition without certificates, and Table 3-21 the compensation rate of auxiliaries in the RP.

Table 3-20A Compensation Rate of Structure Demolition with Certificates (Beijiao) Compensation Rate Structure Unit RP Gov’t Approved Actually Applied Brick and Concrete CNY/m2 1,200 - - Brick and Wood CNY/m2 1,100 - -

Table 3-20B Compensation Rate of Structure Demolition without Certificates (Beijiao) Compensation Rate Structure Unit RP Gov’t Approved Actually Applied Brick and Concrete CNY/m2 700 - - Brick and Wood CNY/m2 400 - -

SOGREAH / LMI –AUGUST 2007 62

Table 3-21 Compensation Rate for Auxiliaries (Beijiao) Compensation Standard (CNY) Item Unit RP Actually Applied Fence M2 70 - Hand-Pumped Well No. 800 - Animal Pens M2 70 - Trees No. 20 - Greenhouses M2 100 - Tombs No. 100 -

Subproject IV: Shuangyang Water Supply Facilities

The construction of the Project related with house demolishment has not started yet, therefore, no compensation for house demolishment has been applied and paid to the APs up to the end of July 2007. Table 3-22 is compensation rate for the demolishment of houses and auxiliaries, and Table 3-23 is the relocation allowance.

Table 3-22 Compensation Rate for Structure Demolition and Auxiliaries (Shuangyang) Compensation Rate (CNY) Item Unit RP Actually Applied Structures Brick and Wood CNY/m2 800 - Simple Structure CNY/m2 500 - Auxiliaries Fence m2 70 - Large Trees No. 20 - Small Trees No. 3 - Cement Terrace m2 20 - Simple Toilet No. 200 Machine-pumped well No. 2,000 -

Table 3-23 Relocation Allowance (Shuangyang) Compensation Standard (CNY) Item Unit RP Actually Applied Relocation Allowance of Resident Household 600 - Allowance for Lost of Working Days Household 300 - Relocation Allowance of Business No. 150 - Allowance for Salary Loss of Employees1 Employee 20 - Allowance of Moving Loss Household 3,000 - Medical Allowance Person 600 - Relocation Bonus Household 300 -

Subproject V: Yongchun River Integrated Treatment, Subproject VI: Liaoyuan Water Supply, and Subproject VII: Meihekou Water Supply

The Subproject V, Subproject VI and Subproject VII will necessitate no house structure demolishment and associated auxiliaries. Therefore, no compensation will be required.

SOGREAH / LMI –AUGUST 2007 63

3.3.4 Demolishment of Non-Residential Houses and Auxiliaries

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

In the RP, compensation rates for the demolishment of non-residential houses and auxiliaries were planned. Table 3-24 provides the compensation rate for structure demolishment of enterprises/units, Table 3-25 the compensation rate of structure demolishment of shops, Table 3-26A the relocation allowance for enterprises/units, and Table 3-26B the relocation allowance for shops operating in the residential houses. For the business affected, compensation for business land has been approved by the government, and the actual compensation is CNY50/m2 or 50% higher than the planned rate in the RP, compensation rate for structure demolishment of enterprises/units is CNY 460-850, higher than the planned rate in the RP, and compensation rate for demolishment of shops is the same with the compensation rate for residential house demolishment, which is CNY 1,460-1,590 for structures with license and CNY 80-400 for structures without license both approved by government and in the actual implementation.

Table 3-24 Compensation Rate for Structure Demolishment of Enterprises/Units (Nanjiao) Compensation Standard (CNY) Item Unit RP Gov’t Approved Actually Applied Business Land m2 100 150 150 Compensation for m2 1,000 1,460-1,850 1,460-1,850 Structure Demolishment

Table 3-25 Compensation Rate for Demolition of Shops (Nanjiao) Item Unit Compensation Standard (CNY) RP Gov’t Approved Actually Applied Business Land CNY/m2 100 150 150 Structures with license CNY/m2 1,200 1,460-1,590 1,460-1,590 Structures without license CNY/m2 600 80-400 80-400

For the provision of relocation allowance, there are big differences between the planned in the RP and approved by the government. Table 3-26A provides the relocation allowance for enterprises/units between the RP and government approved. Table 3-26B provides the compensation ranges of business stoppage by different types of operation, which was not identical in the RP, but now has been approved by the government. The differences caused are mainly due to the lack of information collection on resettlement regulations and standards during the RP preparation, and the compensation proposed in the RP was based on the estimates.

SOGREAH / LMI –AUGUST 2007 64

Table 3-26A Relocation Allowance for Enterprises/Units (Nanjiao) Compensation Standard (CNY) Relocation allowance Unit RP Gov’t Approved Actual To-date Based on the Based on the assessment of the assessment of the Allowance of Business type of business type of business No 5,000 Stoppage operation, level of operation, level of land, and land, and construction area. construction area. Relocation Allowance of No. 5,000 - - Enterprises/Units Allowance for Salary Employee 2,400 0 - Loss of Employees Based on the actual Based on the actual Allowance of Moving loss during the loss during the No. 2,500 Loss moving (Only for moving (Only for Enterprises/Units) Enterprises/Units)

Table 3-26B Allowance of Business Stoppage of Nanjiao (CNY) Type of Operation Level of Land Business Production Administration Public Welfare Storage Others Class 1 27-30 23-25 20-22 19-21 16-18 18-20 Class 2 25-28 21-24 19-21 18-20 16-18 18-20 Class 3 23-26 20-23 18-20 17-19 15-17 17-19 Class 4 21-24 19-22 17-19 17-19 15-17 17-19 Class 5 19-22 18-20 16-18 16-18 14-15 16-18 Class 6 17-20 17-19 16-18 16-18 14-15 16-18 Class 7 16-19 16-18 15-17 15-17 13-14 15-17 Class 8 15-18 15-17 15-17 15-17 13-14 15-17

Table 3-27 presents the relocation allowance for shops operating in the residential houses between the RP, approved by the government and the actual implementation. For shops operating in the residential houses, there is no allowance of business stoppage, allowance for salary loss of employees or allowance of moving loss both approved by the government and during the actual implementation. There is only relocation allowance of shops with a name of “allowance for changing residential houses to shops” during the actual implementation, which is much higher than the RP. According to the Detailed Principle of Changchun Urban House Demolishment Management and Implementation, Article 18 regulates that for those whose houses used as commercial operation, if they have already obtained business license before stoppage of issuing license, they can get a lump-sum allowance as follows: a) if the shop is engaged in business activities like commerce and service, 20% allowance of the total compensation amount for house demolishment will be provided; b) if the shop is used for business activities like production and processing, 15% allowance of the total compensation amount for house demolishment will be provided; c) if the shop is used as the place for office and storage use, 10% allowance of the total compensation amount for house demolishment will be provided. In addition, for those who can provide the tax certificate (tax-reduction and tax-exemption are included), if their shop operation is less than 1 year, they can get additional allowance of 1% of the total tax payment amount; if their shop operation is less than 3 years but more than 1 year (1 year is included), they can get additional allowance of 3% of the total tax payment amount; and if their shop operation is more than 3 years (3 years are included), they can get additional allowance of 5% of the total tax payment amount. No allowance of business stoppage will be paid to those shops operated in the SOGREAH / LMI –AUGUST 2007 65

Table 3-27 Relocation Allowance for Shops Operating in Residential Houses (Nanjiao) Compensation Standard (CNY) Relocation allowance Unit RP Gov’t Approved Actual To-date Allowance of Business No 5,000 - - Stoppage 20%*(total sum of 20%*(total sum of compensation for compensation for houses houses demolishment), as demolishment), as commerce or service commerce or service place; place; 15%*(total sum of 15%*(total sum of compensation for compensation for houses houses Relocation Allowance of No. 5,000 demolishment), as demolishment), as Shops production or production or processing processing workshop; workshop; 10%*(total sum of 10%*(total sum of compensation for compensation for houses houses demolishment), as demolishment), as office or storage office or storage place. place. Allowance for Salary Employee 2,400 - - Loss of Employees Allowance of Moving No. 2,500 - - Loss

Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

There is no demolishment of non-residential houses and associated auxiliaries for Subproject III. As a result, no related compensation issues need to be addressed for the Subproject.

Subproject IV: Shuangyang Water Supply Facilities

As the Project construction related with non-residential structure demolishment and auxiliaries has not been undertaken, no compensation has been made so far.

SOGREAH / LMI –AUGUST 2007 66

Table 3-28 Compensation Rate for Demolition of Shops (Shuangyang) Compensation Standard (CNY) Item Unit RP Actually Applied Structure Demolishment Brick and wood CNY/m2 800 - Simple structure CNY/m2 500 - Auxiliaries Demolishment Hand-pumped well No. 800 - Simple outdoor toilet No. 200 - Large trees No. 20 - Small trees No. 3 -

Subproject V: Yongchun River Integrated Treatment

Table 3-29 provides the compensation rate for demolishment of auxiliaries between the RP, government approved and actually applied in Yongchun River Integrated Treatment Project. The compensation rate in the actual implementation is the same with planned in the RP.

Table 3-29 Compensation Rate for Demolition of auxiliaries (Yongchun River) Compensation Standard (CNY) Item Unit RP Gov’t Approved Actually Applied Trees CNY 20 20 20 Tombs CNY 200 200 200 220v Electric Poles No. 800 800 800

Subproject VI: Liaoyuan Water Supply, and Subproject VII: Meihekou Water Supply

There are no non-residential houses and associated auxiliaries to be affected by the Subproject VI and Subproject VII. As a result, no compensation will be involved.

3.3.5 Basic Infrastructure and Special Facilities

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

Table 3-30 provides the compensation rates of infrastructure and special facilities planned in the RP. Although the structure demolishment and relocation for 117 households have been involved so far, no infrastructure and special facilities have been affected, therefore no compensation has been applied and paid to the APs.

Table 3-30 Compensation Rate for Infrastructure and Special Facilities (Nanjiao) Item Unit Compensation Standard (CNY) RP Actually Applied 380V Electric Pole No. 1,000 - 220V Electric Pole No. 800 - SOGREAH / LMI –AUGUST 2007 67

Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

Table 3-31 presents the compensation rates of affected infrastructure and special facilities as planned in the RP. Although some construction has been undertaken in the urban districts, no information has been obtained during this monitoring period. The compensation rates will be assessed during the next monitoring period.

Table 3-31 Compensation Rate for Infrastructure and Special Facilities (Beijiao) Compensation Standard (CNY) Item Unit RP Actually Applied 380V Electric Pole No. 1,000 - 220V Electric Wood Pole No. 800 -

Subproject IV: Shuangyang Water Supply Facilities

Table 3-32 presents the compensation rates of affected infrastructure and special facilities for the construction of Shuangyang Water Supply Facilities. However, the Project construction which will affect basic infrastructure and special facilities has not started yet, therefore no related compensation has been applied and paid up to date.

Table 3-32 Compensation Rates of Infrastructure and Special Facilities (Shuangyang) Compensation Standard (CNY) Item Unit RP Actually Applied 380V Pole No. 1,000 - 10kV Pole No. 5,000 - 400kVA Transformer No. 8,000 - Village Gravel Road m2 20 -

Subproject V: Yongchun River Integrated Treatment

The Project does not affect any infrastructure or special facilities, therefore, no compensation was required.

Subproject VI: Liaoyuan Water Supply

Table 3-33 presents the compensation rates of affected infrastructure and special facilities for the construction of Liaoyuan Water Supply as stated in the RP. However, as the completed subproject construction has not affected any infrastructure or special facilities, no compensation has been applied and paid up to the end of July 2007.

SOGREAH / LMI –AUGUST 2007 68

Table 3-33 Compensation Rates of Infrastructure and Special Facilities (Liaoyuan) Compensation Standards (CNY) Index Affected Unit RP Actually Applied Bridge No. 10,000 - Public Toilet No. 2,500 - 380V Electric Pole No. 400 - Wood Pole of Telephone No. 200 - 400kVA Transformer No. 4,000 - Water Supply Pipeline (25 mm) m 50 - Water Supply Pipeline (50 mm) m 50 -

Subproject VII: Meihekou Water Supply

The project has no affected basic infrastructure and special facilities. Therefore, no compensation is needed.

3.3.6 Special Provisions of Vulnerable Groups

Of the seven Subprojects, Subproject II in Nanjiao will affect 7 vulnerable households. For those households, the Changchun City Drainage Company (CCDC) planned to establish a special fund at CNY2,000 per person for them to improve their living standard. The fund was planned to be paid as one-time cash payment. In addition, the vulnerable households will receive CNY 140/capita/month as minimum living guarantee (MLG) from municipal civil affairs bureau.

Assistance will be provided to the vulnerable households during relocation to construct or purchase their new houses if they choose cash compensation. Assistance will also be provided to the APs to move into new houses according to their preference.

During the actual implementation of resettlement, assistances have been provided by the local government and the IA to the vulnerable families during the moving process. In stead of provision of special fund at CNY CNY2,000 to each vulnerable person, the IA has provided extra housing space without additional charge to the vulnerable people. About 10% to 20% more allowances for transition period was also paid to the households who are living under the MLG. During the monitoring period, visit was paid to some of the APs, including households who live under the MLG. Most of them are satisfied with the arrangement of the resettlement and the compensation for relocation.

4. Relocation and Rehabilitation, and APs’ Satisfaction

4.1 Objectives and Principles of Resettlement Program

The overall objectives of the relocation and rehabilitation program are for the APs to be offered with livelihood opportunities, for the labour force to be resettled properly, and the living and production conditions of the APs to be improved or at least not SOGREAH / LMI –AUGUST 2007 69

The resettlement program should be based on maximizing resource utilization and economic benefits. In accordance with the relevant national laws and regulations and the ADB’s Policy on Involuntary Resettlement, the basic principles of the resettlement plan are as follows:

(1) Land acquisition and involuntary resettlement should be avoided or minimized where feasible by developing and comparing a series of design alternatives;

(2) Land temporarily occupied and the period for disruption are to be kept to a minimum;

(3) Implement the resettlement program properly, comply with related compensation policies, and ensure that the production and living conditions of the affected people are increased or at least restored.

(4) Adequate compensation at replacement value should be provided to allow APs to at least maintain their pre-project standards.

(5) The resettlement plan should be prepared and implemented in accordance with state land rehabilitation policy, national economic and social development plans. The needs and interests of state, collectives and individuals should be fully and equally taken into consideration.

(6) The APs should be consulted for the development of the resettlement plan and for the compensation rates.

(7) Resettlement plan should be coordinated with such things as urban development, economic development and environmental protection. Practical and feasible measures should be formulated to restore and improve livelihood of the affected population, and provide necessary enabling conditions to the APs for self-development.

(8) Resettlement should be coordinated with such things as regional development, resource exploitation, economic development and environmental protection. Practical and feasible measures should be formulated to restore and improve livelihood of the affected population, and provide necessary enabling conditions to the APs for self-development.

4.2 Implementation of Resettlement Program

During this resettlement monitoring period, Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse, Subproject IV: Shuangyang Water Supply Facilities, Subproject V: Yongchun River Integrated Treatment and Subproject VII: Meihekou Water Supply have involved in permanent land

SOGREAH / LMI –AUGUST 2007 70

PEOPLE’S REPUBLIC OF CHINA – THE ASIAN DEVELOPMENT BANK JILIN WATER SUPLY AND SEWERAGE DEVELOPMENT PROJECT – LOAN 2175-PRC THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT acquisition and resettlement. Individual interviews have been made by the Resettlement Monitor to those APs whose land has been acquired and house has been demolished, as well as the IAs. Most of the APs interviewed are satisfied with the compensation and resettlement arrangements. Some findings of the interviews are presented as follows, which provide a representation for the assessment and evaluation result of the resettlement implementation program.

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

As approved by the Government, of the total 609 households to be relocated, 590 households have been relocated and compensated, and remaining 19 households at the edge of the wastewater treatment plant will be relocated in the coming months. The households have been resettled based on two options: cash compensation and house property right exchange.

As planned in the RP that three (3) buildings with 6 floors have been built by the Project owner at the east side of the Nanjiao WWTW, which is 200 m away from their original villages. The construction of the 3 new buildings would cost CNY 29 million. Upon the property rights for the apartments are exchanged, the buildings will be owned by the residents. The units have been allocated to the APs are based on assessment of the size and value of their old houses at the satisfaction of the APs. The area of each building is about 7,000 m2, which provides about average 60 m2 to 70 m2 of new houses to about 300 displaced families, including the 91 households in Guanghui Village. The compensation for houses have been paid to the affected village committees for house property right exchange, no affordability issues has been involved. Altogether, there were 425 households chose house property right exchange, and 165 households have chosen cash compensation.

The new houses in the resettlement site have improved facilities and services and living environment, such as water supply, electricity supply, heating supply, sewerage connection, cable TV, internet, and telephone. New roads have been built in the surrounding areas. The new resettlement area is close to the largest shopping plaza in China. The community has established housing administration center, day care, medical center and household maid services by using the land compensation and other village revenue. It has provided comfortable living environment and services to the APs. As a result, the majority of the APs are better-off than before after the relocation.

According to the policy of Shed Area Reconstruction, the types of the new house doors in resettlement site are designed smaller than the regular houses in order to meet the needs of the most resettlers. In total, there are 26 types of the doors in the new resettlement community. Of which, there are four (4) major types are designed for the house area of 49 m2, 56 m2, 59 m2, and 66 m2, respectively. The house with the biggest door type is characterized by an area of 116 m2. In the afternoon, the houses will have full of sunshine. The majority of the households who have already moved into the new houses are very satisfied with the quality of the new houses, in particular for those who have chosen houses of the second floor, third flood and fourth floor to live in. Those who want to do business have chosen houses of the first floor. For those households who have signed agreement earlier have had most advantages to move

SOGREAH / LMI –AUGUST 2007 71

PEOPLE’S REPUBLIC OF CHINA – THE ASIAN DEVELOPMENT BANK JILIN WATER SUPLY AND SEWERAGE DEVELOPMENT PROJECT – LOAN 2175-PRC THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT into the houses who prefer. Those who wanted the houses with bigger door types paid for the additional area. For one door type, the price is CNY 680/m2 for the additional area. For two door type, the price is CNY 1,700/m2.

For the implementation of the proposed resettlement program, during this resettlement period, the construction of the Nanjiao Resettlement Site was started with ribbon cutting at the opening ceremony on July 5th 2006. The project takes up a total of 2.5 ha or 37.5 mu of un-used land bought for the building construction from the Guanghui Village Committee, and its housing construction area will achieve a total of 35,000 m2 and is divided into 9 buildings with 6 floors each, which is different with the originally planned 3 buildings with a total of 21,000 m2. However, the living area for the APs will achieve the same size. The project is expected to be finished in November 2006.

The construction standard of the project is to build well-placed houses north to south which is better than others around, so as to make sure the resettlers’ living and housing conditions are better than before.

The ones whose houses have been demolished continue their livings through house-renting, living with relatives, or house-buying. They will move into the new buildings when the housing project is completed. The following provides a few cases of households who have been relocated on the feedback of relocation, resettlement and level of satisfaction.

Mr. Kong Fanhua was one of the APs affected by the construction of the Nanjiao Wastewater Treatment Work. He lived in the 5th Bystreet, Mengjia New Village, Chaoyang District before the relocation. Kong Fanhua signed the agreement of compensation on February 15th, 2006, and moved on February 18th, 2006.

Kong Fanhua’s former house was new-style brick and wood structure, the total area was 38.79 m2 on state-owned land. He chose replacement house by property rights exchange according to the resettlement compensation standard of CCHNTIDZAC. The 64.33-m2 new replacement house in the 6-floor high-rise building is located at the corner of Diantai Street and Guanggu Street of the newly constructed resettlement site. The distance between the old house and new house is about 200 m away from his original house. The compensation for the demolished house was paid to the affected village committee for property rights exchange. No affordability issues for Mr. Kong’s family for their new housing. It is expected that Mr. Kong Fanhua’s family will move into the new house in November, 2006.

Except the demolishment of the house, Mr. Kong Fanhua also had 6 m of fences to be demolished, which were compensated at the total amount of CNY180 yuan with the standard of CNY30 yuan per meter. He obtained CNY300 yuan as relocation subsidy and CNY2,327.40 yuan as resettlement subsidy for 6 months, and CNY1,080 as compensation for other items. In addition to the replacement house at property rights exchange, the total compensation he obtained from the relocation is CNY3,887.40 yuan.

Mr. Kong Fanhua is the main labor force in his family. He always finds odd jobs. After relocation, there is no change of his job and his income. Actually the new housing will have improved facilities, services and living environment, such as water supply, electricity supply, heating supply, sewerage connection, cable TV, telephone, and

SOGREAH / LMI –AUGUST 2007 72

PEOPLE’S REPUBLIC OF CHINA – THE ASIAN DEVELOPMENT BANK JILIN WATER SUPLY AND SEWERAGE DEVELOPMENT PROJECT – LOAN 2175-PRC THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT convenient road access. All these will provide comfortable living environment and services to Mr. Kong’s family and other APs. It is expected that Mr. Kong’s family will be better-off after the relocation. As a result, no impacts are expected on the life of his family. The whole family is quite satisfied with their resettlement compensation and new resettlement area.

Zhang Zhihai lived in Group 82, 7th Street Committee of Mengjia New Village, Chaoyang District before the relocation. He signed the agreement on February 19th 2006, and moved out on February 23rd 2006. His family has chosen the replacement house by property rights exchange according to the resettlement compensation standard of CCHNTIDZAC, same as Mr. Kong’s family.

Mr. Zhang Zhihai’s former house is brick and concrete structure with a total area of 55 m2 on state-owned land. The 65.37 m2 new replacement house in 6-floor building apartment is located at the newly constructed resettlement site at the corner of Diantai Street and Guanggu Street. It is expected that Mr. Zhang’s family will move into the new house in November, 2006 when the new resettlement site will have been completed and be ready for the APs to move in. Same as Mr. Kong, the compensation for the demolished house of Mr. Zhang was paid to the affected village committee for house property rights exchange. No affordability issues for Mr. Zhang’s family for their new housing.

In addition to the demolishment of house with legal certificates for replacement house by property rights exchange, Mr. Zhang Zhihai had 24 m2 of illegal structures which were been demolished. As a result of the relocation, some associated auxiliaries have also been demolished, including 7 m2 of barns, 83 5-years old fruit trees, and 1 iron door. He has received CNY300 yuan as relocation subsidy, and resettlement subsidy at CNY3,300 yuan for 6 months. In addition to the replacement house, the total compensation which Mr. Zhang Zhihai received is CNY19,560 yuan. Table 3-1 provides the compensation paid to Zhang Zhihai for his demolished illegal house and auxiliaries, in addition to the replacement house.

Mr. Zhang’s family will be settled in the new resettlement site, just as Mr. Kong’s family. Therefore after relocation, the facilities, services and living environment will be improved. It is also expected that Mr. Zhang’s family will be better-off after the relocation. In addition, there is no change of the jobs and income of Mr. Zhang, therefore, their life and living standards will be improved as a result of the relocation. His family is also satisfied with their resettlement compensation and new resettlement area.

Table 3-1 Compensation Paid to Zhang Zhihai for the Demolished House and Auxiliaries Demolished Item Unit Quantity Compensation (CNY yuan) Illegal structures m2 24 9,600.00 Barns m2 7 210.00 Fruit trees No. 83 4,150.00 Iron door No. 1 500.00 Relocation subsidy No. of HH 1 300.00 Resettlement subsidy m2 for 6 months 3,300.00 Others 1,500.00 Total Amount of Compensation 19,560.00

SOGREAH / LMI –AUGUST 2007 73

Before relocation, Mr. Su Jinglin lived in Group 85, 7th Street Committee, Mengjia New Village, Chaoyang District. He signed the agreement on April 6th 2006, and moved out on May 28th 2006. He also chose to the replacement house by property rights exchange at the newly constructed resettlement site at the corner of Diantai Street and Guanggu Street according to the resettlement compensation standard of CCHNTIDZAC.

Mr. Su’s former house is brick and concrete structure with a total area of 56 m2 on the state-owned land. The new house is 57.88 m2, which Mr. Su’s family will be moved into in November 2006. In addition to the legal house structure demolishment, Mr. Sun has two illegal structures demolished; one is 28 m2 and another one is 12.72 m2. In addition, there are also some auxiliaries to be demolished, including 1.5 m2 of toilets, 27.3 m and 28 m of fences, 1 m2 of vegetable cellars, 14 poplar and willow trees, 65 fruit trees, and 1 iron door. He has received CNY300 yuan as relocation subsidy, CNY3,360 yuan as resettlement subsidy for 6 months. In total, Mr. Su’s family has received compensation of CNY 40,073.6 yuan for their property loss. Table 3-2 provides the compensation paid to Mr. Su for his demolished illegal house and auxiliaries, in addition to the replacement house.

After relocation, there are no changes for the job and income of the family members, but improved social services and living environment. Therefore, it is expected that their life after the relocation will be improved also. The whole family is satisfied with their resettlement compensation and new houses to be resettled in.

Table 3-2 Compensation Paid to Mr. Su Jinglin for the Demolished House and Auxiliaries Demolished Item Unit Quantity Compensation (CNY yuan) Illegal structures m2 28+12.72 12,217.60 Toilets m2 1.5 30.00 Fences m 27.3+28 4,116.00 Vegetable cellars m2 1 200.00 Poplars and willows No. 14 760.00 Fruit trees No. 65 3,250.00 Iron door No. 1 500.00 Relocation subsidy No. of HH 1 300.00 Resettlement subsidy m2 for 6 months 3,360.00 Others 15,340.00 Total Amount of Compensation 40,073.60

5. Public Consultation and Grievance Procedures

5.1 Public Consultation

To carry out the land acquisition and resettlement properly and timely, various public consultation activities have been undertaken in the affected areas. The APs have participated in the resettlement work. Major activities include:

z Participation of the APs in the household detailed surveys; z Involvement of the APs in discussion of the compensation policies and regulations;

SOGREAH / LMI –AUGUST 2007 74

z Involvement of the APs in planning for house demolishment; z Publication of compensation plan by resettlement offices; z Involvement of the APs in the resettlement site construction; and, z Participation of the APs in the resettlement monitoring and evaluation of the economic and living standards increase.

Staff and officers of the respective resettlement offices had regularly and frequently visited to the affected villages and households. One of the major tasks of these activities were to talk to the APs, listen to their concerns on the on-going land acquisition activities, house demolishment, relocation and resettlement work, and to any suggestions and requests they may have on the current programs, compensation and disbursement schemes, etc. The IAs will continue and intend to consult the public, particularly the APs on the resettlement programs, schemes, compensation rates, specific cases, etc. Public participation to the resettlement work was obvious.

5.2 Information Disclosure

The Resettlement Information including resettlement policies, compensation standards, rehabilitation options and grievance procedures had been disclosed to the APs at the beginning of the Project started, through public meetings and notifications. In addition, resettlement information booklets (RIBs) containing information on resettlement regulations, compensation standards and contact information have been distributed to all the APs. The RIB of the Subproject I and Subproject III in Beijiao was distributed to the APs on August 3, 2004, Subproject II in Nanjiao on January 3, 2005, Subproject IV in Shuangyang on November 15, 2004, Subproject V in Yongchun River in January 2005, Subproject VI in Liaoyuan on December 12, 2004, and Subproject VII in Meihekou in October 2004.

For villages where land acquisition and resettlement have been undertaken, there is completely transparent and open program on compensation. Land, housing, attachments and other personal properties were first measures and counted for and the results were posted at the villages. Also posted are the compensation rates, standards, eligible members for compensation, as well as the total compensation, as determined by the measurements, compensation rates and assessment. Any and every AP can read, challenge, comment or dispute on the information posted. Based on the feedback from the APs, the compensation programs would be revised and the revised results would be posted again for further public review and scrutiny. Each village has carried out at least three rounds of such disclosure and revision before the compensation programs were finalized.

Selected interviews during monitoring with the APs show that they were fully aware of the relevant regulations, policies, procedures as well as relocation and resettlement plan and compensation they are entitled. The information disclosure seems to be effective and achieved its intended objectives.

SOGREAH / LMI –AUGUST 2007 75

6. Grievance Procedures

To ensure that the APs have avenues for redressing their grievance related to any aspect of land acquisition and resettlement, detailed procedures of redressal of grievance, proposed during Project preparation in the Project RP, was in place and apparently working. The objective is to respond to the complaints of the APs speedily and in a transparent manner. The mechanism is designed to be easy, accessible, transparent and fair and to respond to grievance issues in an effective manner without resorting to complicated formal channels to the extent possible. By resolving grievance at the project level, the progress of the project would be more effectively ascertained.

The procedures are as follows:

Step 1:

If the APs are not satisfied with the resettlement plan, they could appeal in verbal or written form to VC and village group. If it is a verbal grievance, the village should make written record. The VC or village group should resolve the grievance within two weeks.

Step 2:

If the APs are not satisfied with the result, they have the right to appeal to the project resettlement office. The project resettlement office should resolve the grievance within two weeks.

Step 3:

If the APs are not satisfied with the response, they could appeal to the civil court in accordance with the civil law after receiving the decision from the project resettlement office.

APs should be informed of the above grievance and appeal procedure through public information meetings, the resettlement information brochure and other media, so that they can fully understand their rights for grievance and appeal. The resettlement implementation organizations should resolve the grievance for the APs timely.

For monitoring the proper implementation of land acquisition and resettlement program, independent resettlement monitors, including one international resettlement monitor and one domestic resettlement monitor have been engaged by the PMO to inspect and report on the resettlement processes and the operation of the Resettlement Offices and relevant organizations involved in the LAR implementation at different levels and correct any errors made during the resettlement process.

During the current monitoring period, extensive and intensive propaganda on land

SOGREAH / LMI –AUGUST 2007 76

PEOPLE’S REPUBLIC OF CHINA – THE ASIAN DEVELOPMENT BANK JILIN WATER SUPLY AND SEWERAGE DEVELOPMENT PROJECT – LOAN 2175-PRC THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT acquisition and resettlement policies and regulations, and paid household visits. Staff and officers of the respective resettlement offices had regularly and frequently visited to the affected villages and households. One of the major tasks of these activities were to talk to the APs, listen to their concerns on the on-going land acquisition activities, house demolishment, relocation and resettlement work, and to any suggestions and requests they may have on the current programs, compensation and disbursement schemes, etc. The IAs will continue and intend to consult the public, particularly the APs on the resettlement programs, schemes, compensation rates, specific cases, etc. Public participation to the resettlement work was obvious.

7. Institutional Arrangement

The Project has established a well organized institutional structure for the management and implementation of the resettlement work for the resettlement office of each IA. Interviews and meetings with the officers from the ROs show that they are effective, thoroughly familiar with the policies and procedures, as well as their own specific aspect of work. The observations during the monitoring also showed that the ROs are hard working and general efficient. The following provides the institutional arrangement with staffing for each subproject.

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

Figure 7-1 Organizational Structure for Nanjiao Resettlement

JILIN P ROVINCIAL JILIN PROVINCIAL PMO PROJECT LEADING 9 persons GROUP (7 M & 2 F) 5 persons (5 M)

CHANGCHUN CITY CHANGCHUN CITY PROJECT LEADING NANJIAO PMO GROUP 14 persons 20 persons (11 M & 3 F) (18 M & 2 F)

RO OF CCDC 15 persons (14 M & 1 F)

CHANGCHUN DESIGN & CHANGCHUN CHANGCHUN EXTERNAL HNIDE RESPECTIVE RESEARCH HDAO LAB RESETTLEMENT LAB TOWNSHIP/VCS INSTITUTE 10 persons 7 persons MONITOR 5 persons (5 M) (8 M & 2F) (5 M & 2F) 5 persons 40 persons 2 persons (2 F) (5 M) (30 M & 10 F)

AFFECTED HOUSEHOLDS/BUSINESSES 609 HHs/25 Businesses SOGREAH / LMI –AUGUST 2007 77

Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

Figure 7-2 Organizational Structure for Beijiao Resettlement

JILIN PROVINCIAL JILIN PROVINCIAL PMO PROJECT LEADING 9 persons GROUP (7 M & 2 F) 5 persons (5 M)

CHANGCHUN CITY CHANGCHUN CITY BEIJIAO PLG BEIJIAO PMO

2 persons 4 persons (2 M) (4 M)

RO OF CCDC 6 persons (6 M)

DESIGN & CHANGCHUN CHANGCHUN EXTERNAL RESPECTIVE VC RESEARCH HDAO LAB KUANCHENG RESETTLEMENT 6 persons INSTITUTE 6 persons 2 persons LAB MONITOR (6 M) (6 M) (2 M) 2 persons 2 persons (2 F) (1 M & 1 F)

AFFECTED HOUSEHOLDS 72 HHS

SOGREAH / LMI –AUGUST 2007 78

Subproject IV: Shuangyang Water Supply Facilities

Figure 7-3 Organizational Structure for Shuangyang Resettlement

JILIN PROVINCIAL JILIN PROVINCIAL PMO PROJECT LEADING 9 persons GROUP (7 M & 2 F) 5 persons (5 M)

CHANGCHUN CITY PMO 4 PERSONS (2M & 2F)

SHUANGYANG SHUANGYANG DISTRICT DISTRICT PLG PMO

4PERSONS (4M) 27 persons (24M & 3F)

RO OF SWB 3 persons (1 M & 2F)

DESIGN & EXTERNAL CHANGCHUN SHUANGYANG CHANGCHUN PINGHU & YUNSHAN RESEARCH RESETTLEMENT HDAO DISTRICT LAB LAB STREET COMMITTEE INSTITUTE MONITOR 2 persons 2 persons 2 persons 4 persons (3M & 1F) (2M) (2M) (2M) 4 persons(3M 2 persons & 1F) (2 F)

VILLAGE COMMITTEE/ STREET COMMITTEE 4 persons (4M)

AFFECTED HOUSEHOLDS 22 HHs

SOGREAH / LMI –AUGUST 2007 79

Subproject V: Yongchun River Integrated Treatment

Figure 7-4 Organizational Structure for Youngchun River Resettlement

JILIN PROVINCIAL JILIN PROVINCIAL PMO PROJECT LEADING 9 persons GROUP (7 M & 2 F) 5 persons (5 M)

CCHNTIDZ PROJECT CCHNTIDZ PMO LEADING GROUP 20 persons 20 persons (16 M & 4 F) (16 M & 4 F)

CCHNTIDZ AC 20 persons (4 F & 16 M)

DESIGN & EXTERNAL CCHNTIDZ LAB RESPECTIVE VC RESEARCH RESETTLEMENT 3 persons 4 persons INSTITUTE MONITOR (3 M) (4 M) 9 persons 2 persons (4 M & 5 F) (2 F)

AFFECTED HOUSEHOLDS 289 HHS

SOGREAH / LMI –AUGUST 2007 80

Subproject VI: Liaoyuan Water Supply

Figure 7-5 Organizational Structure for Liaoyuan Resettlement

JILIN PROVINCIAL JILIN PROVINCIAL PMO PROJECT LEADING 9 persons GROUP (7 M & 2 F) 5 persons (5 M)

LIAOYUAN CITY PLG LIAOYUAN CITY PMO 9 persons 14 persons

(8 M & 1 F) (12 M & 2 F)

LIAOYUAN CITY WSC 2 persons (2 M)

EXTERNAL

DESIGN & RESETTLEMENT LIAOYUAN CITY RESPECTIVE RESEARCH LAB VC/SC MONITOR INSTITUTE 2 persons (2 F)

AFFECTED OWNERS

SOGREAH / LMI –AUGUST 2007 81

Subproject VII: Meihekou Water Supply

The Jilin Project Management Office has 7 persons, including 5 males and 2 females. The Meihekou City Project Leading Group consists of 25 persons, all of them are males. The Meihekou Project Management Office consists of 15 persons, including 13 males and 2 females. The resettlement office has 5 persons, all of them are males. The design institute (NUIEDRI) has 8 persons. Figure 7-6 provides the organizational chart for Meihekou resettlement.

Figure 7-6 Organizational Chart for Meihekou Resettlement

Jilin PMO 9 persons (7M & 2F)

Meihekou LAB 13 Meihekou PMO 15 Internal Monitoring NUIEDRI persons (13M) persons (13 M & (8 Persons) 2F)

IMA 2 persons (2F) Meihekou WSC (10 Persons) Treatment Plant (110 Transmission (1,497 Distribution (None) APs by Water APs by Water APs by Water HHs) HHs)

SOGREAH / LMI –AUGUST 2007 82

8. Compensation Disbursement and Flow of Fund

8.1 Compensation Disbursement

According to the RP, the total cost of land acquisition and resettlement is estimated to be US$24.08 million, equivalent to CNY199.82 million in 2004 prices. The estimated costs include compensation for land and resettlement subsidy, standing crops, houses and auxiliaries, compensation for temporary land borrowing, infrastructure and special facilities, relevant land taxes, M&E and other costs, and contingencies.

By the end of July, 2007, a total of CNY 60.97 million or US$ 8.71 million have been disbursed by the IAs to the affected villages / communities and APs. In comparison with the RP, the actual disbursement is presented in the following sections.

Subproject III: Beijiao Wasterwater Treatment Plant and Treated Wastewater Reuse

The total cost of LAR for the Project is estimated to be CNY10.95 million at the prices of April 2005 as planned in the RP. Up to the end of July 2007, no compensaiton has been disbursed for the temporary land occupation of municipal circulating ring road. Table 8-1 provides the cost of LAR between RP and actual disbursement based on available information.

Table 8-1 Cost and Actual Disbursement of LAR Total (CNY 1,000) Actual Disbursement % of Item RP Jul. Sept. Jul. Disbursement 2006 2006 2007 1 Compensation Fees for Collective Land 1,035.3 0.0 0.0 0.0 0% 2. Compensation Fees for Construction Land - - - - - 2. Compensation Fees for House Demolishment 7,489.5 0.0 0.0 0.0 0% 3. Infrastructure and Facilities 18.8 0.0 0.0 0.0 0% 4 Other Costs 385.6 0.0 0.0 0.0 0% 5. Relevant Taxes on Land Acquisition 608.2 0.0 0.0 0.0 0% 6. Contingencies 1,278.7 0.0 0.0 0.0 0% Total 10,946.4 0.0 0.0 0.0 0%

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

According to the RP, the costs to be incurred on land acquisition and resettlement totals at CNY 103.77 million at the prices of April 2005. Up to the end of July 2007, the disbursement has been made for the subproject totaled at CNY 52.08 million (about 50%). Table 8-2 provides the cost of LAR between the RP and actual disbursement.

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Table 8-2 Cost and Actual Disbursement of LAR (Nanjiao) Total Compensation (CNY1,000) Actual Disbursement % of Cost Item RP Jul. Sept. Jul. Disbursement 2006 2006 2007 1. Land Acquisition 29,120.00 29,120 29,120 - - 2. House Demolishment 42,973.45 6,930 25,900.201 18,137.25 84% 3. Auxiliaries 9,068.44 325 1,131.16 2,638.53 58% 4. Infrastructure & Special Facilities 289.50 0 0 0 0% 5. Relocation Subsidy 900.00 65 816.50 602.84 134% 6. Demolition of Enterprises 976.58 0 751.39 1,742.535 357% 7. Demolition of Shops 878.60 0 190.69 - - 8. Others 4,731.52 0 0 0 0% 9. Land Related Taxes 1,395.60 0 0 0 0% 10. Contingencies 13,441.59 0 0 0 0% Toal 103,775.29 36,440 57,909.94 52,076.11 100.36%

Subproject IV: Shuangyang Water Supply Facilities

The total cost of LAR for the Project is estimated to be CNY 3.12 million at the prices of April 2005 as planned in the RP. Up to the end of July 2007, a total of CNY 1.852 million (59.4%) has been disbursed. Since then, no further disbursement has been made as no further permanent land acquisition and temporary land occupation have been undertaken. Table 8-3 provides the cost of LAR between the RP and actual disbursement.

Table 8-3 Cost and Actual Disbursement of LAR Actual Disbursement (CNY1,000) % of Item RP Jul. 2006 Sept. 2006 Jul. 2007 Disbursement 1. Land acquisition 1,004.20 577.80 850.50 850.50 84.69% 2. Relocation 282.70 0 0 0 0.00% 3. Others Expenses 93.01 0 61.00 61.00 65.58% 4. Land Related Taxes 1,270.94 0 940.00 940.00 73.96% 5. Contingencies 406.58 0 0 0 0.00% Total 3,117.10 577.80 1,851.50 1,851.50 59.40%

Subproject V: Yongchun River Integrated Treatment

The total cost of LAR for the Project is estimated to be CNY 36.52 million at the prices of April 2005 as planned in the RP. Up to the end of July, 2007, the disbursement had been made for the subproject totaled at CNY 1.088 million, which is 30% of the total land acquisition disbursement in the RP. However, due to the unsolved coordination issues between CCHNTIDEAC and Nanguan District, no further land acquisition and resettlement activities have been undertaken. Therefore, there is no change for the fund disbursement since then. Table 8-4 provides the cost of LAR between the RP and actual disbursement.

SOGREAH / LMI –AUGUST 2007 84

Table 8-4 Cost and Actual Disbursement of LAR Actual Disbursement (CNY1,000) % of Item RP Jul. 2006 Sept. 2006 Jul. 2007 Disbursement 1. Land acquisition 14,410.5 0.0 10,881.8 10,881.8 75.5% 2. Other Costs 2,152.8 0.0 0.0 0.0 0.0% 3. Land Related Taxes 15,191.8 0.0 0.0 0.0 0.0% 4. Contingencies 4,763.3 0.0 0.0 0.0 0.0% Total 36,518.4 0.0 0.0 0.0 30.0%

Subproject VI: Liaoyuan Water Supply

The total cost of land acquisition and resettlement for the Project is estimated to be CNY 2.079 million at the prices of April 2005 in the RP. Up to the end of July 2007, no compensation has been disbursed for the temporary land occupation of pipeline construction. Table 8-5 provides the cost of LAR between the RP and actual disbursement.

Table 8-5 Cost and Actual Disbursement of LAR Actual Disbursement (CNY1,000) % of Item RP Jul. 2006 Sept. 2006 Jul. 2007 Disbursement 1. Land acquisition 1,313.91 0.0 0.0 0.0 0.0% 2. Other Costs 55.70 0.0 0.0 0.0 0.0% 3. Land Related Taxes 437.80 0.0 0.0 0.0 0.0% 4. Contingencies 271.11 0.0 0.0 0.0 0.0% Total 2,078.52 0.0 0.0 0.0 0.0%

Subproject VII: Meihekou Water Supply

Based on April 2005 price, the total cost of LAR is CNY 23.69 million as planned in the RP. Up to the end of July 2007, the disbursement has been made for the subproject totaled at CNY 5.95 million (25%), consisting of compensation for permanent land acquisition and temporary land occupation. Table 8-6 provides the cost of LAR between the RP and actual disbursement.

Table 8-6 Cost and Actual Disbursement of LAR Actual Disbursement (CNY1,000) % of Item RP Jul. 2006 Sept. 2006 Jul. 2007 Disbursement 1. Land acquisition 18,826.40 3,894.00 5,949.82 5,949.82 31.60% 2. Other costs 1,348.60 0.00 0.00 0.00 0.00% 3. Land Related Taxes 423.80 0.00 0.00 0.00 0.00% 4. Contingencies 3,090.00 0.00 0.00 0.00 0.00% Total 23,688.80 3,894.00 5,949.82 5,949.82 25.12%

8.2 Flow of Fund

For the disbursement of the compensation payment, the channel for the flow of fund has been established as planned in the RP. The following sections provide the arrangement for the flow of fund for each subproject component.

SOGREAH / LMI –AUGUST 2007 85

Subproject II: Nanjiao Wastewater Treatment Plant and Treated Wastewater Reuse

Based on the current implementation of resettlement work, fund related to resettlement is distributed through the channels which are presented in Table 8-7. In general, the flow of fund is consistent with the planned in the RP.

Table 8-7 Flow of Fund Land compensation → CCDC → Village → VC

Resettlement subsidy → CCDC → Village → APs

Residential structure → CCDC → HDA → APs

Non-Residential structure → CCDC → HDA Owner

Auxiliaries → CCDC → Village → APs

Relocation allowance → CCDC → Village → APs

Business Allowance for salary loss of employees → CCDC → → Employees Owner

Auxiliaries → CCDC → Village → Owner Ground Attachments Infrastructure & → CCDC → Owner special facilities

Land acquisition related administration → CCDC → LAB fees and taxes

House demolition administration fee → CCDC → HDAO

Office administration costs → CCDC → LAR implementation agencies

Investigation and design cost → CCDC → Design institute

Training cost → CCDC → Training institutions

Note: The land to be acquired has been stopped farming since 2002. No crops are growing on the land, therefore no compensation for standing crops will be paid to the APs.

Subproject III: Beijiao Sewer Mains Construction and Rehabilitation

The flow of fund planned in the RP is presented in Table 8-8. Although no information has been provided to the resettlement monitor, it is expected that the disbursement of LAR fund and channel of fund flow will be provided in the next monitoring report. The external Resettlement Monitors have advised the IA to follow the planned channel in the RP for fund disbursement.

SOGREAH / LMI –AUGUST 2007 86

Table 8-8 Flow of Fund Land compensation → CCDC → Village → VC

Resettlement subsidy → CCDC → Village → APs

Standing crops → CCDC → Village → APs

Land Recovery → CCDC → Contractor

Residential structure → CCDC → Village → APs

Homestead (move to new apartment) → CCDC → Village → APs

Homestead (rebuild houses in village) → CCDC → Village

Auxiliaries → CCDC → Village → APs

Relocation allowance → CCDC → Village → APs

Auxiliaries → CCDC → Village → Owner Ground Attachments Infrastructure & → CCDC → Owner special facilities

Relevant taxes on land acquisition → CCDC → LAB

Office administration costs → CCDC → LAR implementation agencies

Design and investigation costs → CCDC → Design institute

Training costs → CCDC → Training institutions

M&E → CCDC → IMA

Subproject IV: Shuangyang Water Supply Facilities

Fund related to resettlement is distributed through the channels, which are presented in Table 8-9. The current flow of fund for land acquisition is consistent with the planned in the RP. For fund disbursement of other cost items during future resettlement implementation, the external Resettlement Monitors have advised the IA to follow the planned channel in the RP.

SOGREAH / LMI –AUGUST 2007 87

Table 8-9 Flow of Fund Land compensation → SWB → Village → VC

Resettlement subsidy → SWB → Village → APs

Standing crops → SWB → Village → APs

Land Recovery → SWB → Contractor

Residential and business structure → SWB → Village → APs

Auxiliaries → SWB → Village → APs

Relocation allowance → SWB → Village → APs

Scattered trees and → SWB → Village → Owner tomb Ground

Attachments Infrastructure & → SWB → Owner special facilities

Land acquisition related administration → SWB → LAB fees and taxes

Office administration costs → SWB → LAR implementation agencies

House demolition administration fee → SWB → HDAO

Investigation and design cost → SWB → Design institute

Training cost → SWB → Training institutions

Subproject V: Yongchun River Integrated Treatment

The flow of fund planned in the RP is presented in Table 8-10. The current flow of fund for land acquisition is consistent with the planned in the RP. For fund disbursement of other cost items during future resettlement implementation, the external Resettlement Monitors have advised the IA to follow the planned channel in the RP for fund disbursement.

SOGREAH / LMI –AUGUST 2007 88

Table 8-10 Flow of LAR Funds Land compensation → CCHNTIDZ AC → VC

Resettlement subsidy → CCHNTIDZ AC → VC

Standing crops → CCHNTIDZ AC → VC → APs

Land recovery → CCHNTIDZ AC → Contractors

Auxiliaries → CCHNTIDZ AC → VC → Owner Ground Attachments Infrastructure & → CCHNTIDZ AC → Owner special facilities

Land acquisition related → CCHNTIDZ AC → LAB administration fees and taxes

Office administration costs → CCHNTIDZ AC → LAR implementation agencies

Investigation and design cost → CCHNTIDZ AC → Design institute

Training cost → CCHNTIDZ AC → Training institutions

M&E → CCHNTIDZ AC → IMA

Subproject VI: Liaoyuan Water Supply

The flow of fund planned in the RP is presented in Table 8-11. The current flow of fund for land acquisition is consistent with the planned in the RP. For fund disbursement of other cost items during future resettlement implementation, the external Resettlement Monitors have advised the IA to follow the planned channel in the RP for fund disbursement.

Table 8-11 Flow of Fund Compensation for permanent LA → WSC → VCs or SCs

Compensation for temporary LA (Road) → WSC → Municipal Civil Engineering Bureau

Compensation for temporary LA (Lawn) → WSC → Municipal Landscaping Administration Depart.

Auxiliaries → WSC → SC/VC → Owner

Ground Infrastructure & Attachments → WSC → Owner special facilities

Land acquisition related administration → WSC → LAB fees and taxes

Office administration costs → WSC → LAR implementation agencies

Investigation and design cost → WSC → Design institute

M&E → WSC → IMA

Subproject VII: Meihekou Water Supply

The flow of LAR funds is presented in Table 8-12 as planned in the RP. The flow of fund has been for land acquisition is consistent with the planned in the RP. SOGREAH / LMI –AUGUST 2007 89

Table 8-12 Flow of LAR Funds Land compensation → WSC → Village → VC

Resettlement subsidy → WSC → Village → APs

Standing crops → WSC → Village → APs WSC Land recovery (collective land) → WSC → Contractor

Land recovery (state land) → WSC → Municipal Civil Engineering Bureau

Land acquisition related → WSC → LAB administration fees and taxes

Office administration costs → WSC → LAR implementation agencies

Investigation and land survey costs → WSC → Design institute

Training costs → WSC → Training institutions

9. Conclusions and Suggestions

According to the loan agreement signed between ADB and Chinese Government, the following assurance should be ensued by the implementation of the Project for land acquisition and resettlement:

i) Jilin Provincial Government (JPG), through Changchun Municipal Government (CMG), Liaoyuan Municipal Government (LMG) and Meihekou Municipal Government (MMG), and the Project Implementation Agencies (PIAs) shall ensure that (a) all land and rights-of-way required by the Project be made available in a timely manner; (b) the Resettlement Plans (RPs) be implemented promptly and efficiently in accordance with their terms; (c) the provisions of the RPs be implemented in accordance with all applicable laws and regulations of the Borrower and JPG, and ADB’s Policy on Involuntary Resettlement; (d) all affected persons (APs) be given adequate opportunity to participate in resettlement planning and implementation; (e) timely provision of counterpart funds be paid for land acquisition and resettlement activities; (f) any obligations in excess of the RPs budget estimate be met; and (g) APs be given first priority for employment in the Project; ii) JPG shall ensure through CMG, LMG and MMG that all APs under the Project be compensated and assisted prior to displacement from housing, land and assets in accordance with the RPs such that they are at least as well off as they would have been in the absence of the Project; iii) JPG shall ensure through CMG, LMG and MMG that funds for land acquisition and resettlement be provided as scheduled in the RPs, and shall meet any obligations in excess of the budgeted amount as necessary to meet the RPs’ objectives; iv) JPG, through CMG, LMG and MMG, and the PIAs shall ensure that (a) adequate staff and resources be committed to supervising and internal monitoring the implementation, followed by a resettlement completion report for each Subproject; (c) an independent agency acceptable to ADB be contracted to carry out monitoring and evaluation, including data disaggregated by gender where applicable, and forward reports to ADB as specified in the RPs; (d) a summary of annual government audits of SOGREAH / LMI –AUGUST 2007 90

resettlement disbursements and expenditures be provided to ADB; (e) the RPs be updated based on detailed measurement survey and sent to ADB for its concurrence prior to commencement of related civil works; (f) ADB be promptly advised of any substantial changes in the resettlement impacts and, if necessary, a revised resettlement plan is submitted to ADB for its approval; (g) civil works contractors’ specifications include requirements to comply with the RPs and entitlements for permanent and temporary impacts to APs; (h) the contractors be supervised to ensure compliance with requirements of the RPs including restoration of land temporarily used during construction, applicable laws and ADB’s Policy on Involuntary Resettlement; (i) JPG and PIAs require that the independent agency engaged for resettlement monitoring prepare resettlement completion reports at the completion of the resettlement and submitted such reports to ADB; and (j) JPG and PIAs require that the acquisition and resettlement be prepare and submitted such reports to ADB until 2 years after the completion of land acquisition and resettlement.

Based on the findings during this resettlement monitoring period, the local government and respective IA is compliance with the above loan covenants for the implementation of the resettlement work.

The compensation rates both for land acquired and buildings and associated auxiliaries demolished were almost the same with that in the RP. Where there is a difference, generally the revised rates are higher than the original planned in the RP. The compensation disbursement is consistent with the proposed in the RP in general. Based on the results of the interviews of the APs by the Resettlement Monitors, it appears that the compensation rates and disbursement schemes are fair and reasonable and well received by the APs and the flow of compensation funds for permanent land acquisition and the demolishment of houses and auxiliaries is practicable. Most of the APs will benefit from the resettlement of the Project, in particular from the increased employment and income opportunities and improved housing and living environment. However, continued and further monitoring is needed to ensure the APs are indeed satisfied with the modified procedures and schemes in assisting them for resettlement and rehabilitation after land acquisition and resettlement.

In general, the relocation and resettlement progressed well for the monitoring period and is consistent with the general engineering schedule. The work for the second monitoring period was mostly focused on the land acquisition, relocation, compensation and moving. The emphasis for the work of the ROs should pay more attention to the timely implementation of the resettlement, livelihood and income rehabilitation and restoration program for the APs. More intensive and extensive training covering various topics also should be provided to the APs timely according to the planned in the RP.

So far, a total of 17 vulnerable households, including one (1) disabled and 16 poor households have been affected. Although some preferential policy has been implemented during the resettlement process, i.e. the subsidy provision to provide guarantee of 49 m2 residential houses for the poor, no detailed assessment could be made during this monitoring period. It is expected that full assessment of the vulnerable group will be conducted during the next monitoring period. However, it is re-emphasized by the resettlement monitors that particular attention and assistance should be provided to the vulnerable groups during the future land acquisition and

SOGREAH / LMI –AUGUST 2007 91

PEOPLE’S REPUBLIC OF CHINA – THE ASIAN DEVELOPMENT BANK JILIN WATER SUPLY AND SEWERAGE DEVELOPMENT PROJECT – LOAN 2175-PRC THIRD MONITORING AND EVALUATION REPORT ON LAND ACQUISITION AND RESETTLEMENT resettlement process. Their special needs should be identified, and considerations and measures be provided during the land acquisition and resettlement process. It is also suggested that the IAs should give particular attention to the poor and women’s employment opportunity during the project construction and operation phases. Women’s concerns, needs and interests should be considered in particular during the resettlement process.

There apparently are frequent formal and informal meetings, discussions, and other forms of contacts with the APs by the RO officers and staff. The details of these meetings, including but not limited to time, location, number of people attended, name of the people, subjects discussed, responses provided by the RO officers, etc. should be recorded and filed. The grievance and complaints received, no matter at which levels or how serious or no serious the issues are, the details should be recorded and filed for future review.

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Appendix 1

Figure 1.2 Nanjiao WWTW: Location Plan of WWTW and Layout of Reused Effluent Pipework

Figure 1.3 Beijiao WWTW Sewerage Network: Layout of Sewerage Network

Figure 1.4 Engineering Layout of Shuangyang Water Supply Project

Appendix 1.5 Yongchun River Layout

Figure 1.6 Liaoyuan Water Supply Network, Sewerage Network and Flood Mitigation Work Layout