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52023-001: Henan Dengzhou Integrated River Restoration and Ecological Protection Project

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52023-001: Henan Dengzhou Integrated River Restoration and Ecological Protection Project Initial Environmental Examination (DRAFT) Project Number: 52023-001 June 2019 People’s Republic of China: Henan Dengzhou Integrated River Restoration and Ecological Protection Project Prepared by Dengzhou City Government for the Asian Development Bank CURRENCY EQUIVALENTS (as of 13 June 2019) Currency unit – yuan (CNY) CNY1.00 = $0.1446 $1.00 = CNY6.9178 ABBREVIATIONS ADB - Asian Development Bank LAR - Land Acquisition and Resettlement BOD - Biochemical Oxygen Demand M&E - Monitoring and Evaluation CNY - Chinese Yuan MOF - Ministry of Finance COD - Chemical Oxygen Demand MOU - Memorandum of Understanding DCG - Dengzhou City Government NPS - Non-Point Source DI - Design Institute PLG - Project Leading Group EA - Executing Agency PMO - Project Management Office EMP - Environmental Management Plan PRC - People’s Republic of China EPA - Environmental Protection Agency SPS - Safeguard Policy Statement EPB - Environmental Protection Bureau SS - Suspended Solid FSR - Feasibility Study Report TN - Total Nitrogen GCM - General Circulation Model TP - Total Phosphorus GIS - Geographic Information System TrTA - Transactional Technical Assistance GPS - Global Positioning System WRB - Water Resource Bureau HPG - Henan Provincial Government WSP - Water Supply Plant IAs - Implementing Agencies WWTS - Wastewater Treatment Station IEE Initial Environmental Examination WWTP - Wastewater Treatment Plant IWRM - Integrated Water Resources Management YREB - Yangtze River Economic Belt WEIGHTS AND MEASURES o 2 /oo – part per thousand m – square meter oC – degree centigrade m3 – cubic meter cm – centimeter m/s – meter per second dB – decibel mg – milligram dB(A) – A-weighted sound pressure level (decibel) mg/L – milligram per liter g – gram mg/m3 – milligram per cubic meter g/kg – gram per kilogram mm – millimeter h – hour mm/y – millimeter per year ha – hectare mu – 666.67 square meters kg – kilogram mT – milli–Tesla Kg/d – kilogram per day no./L – number of individuals per liter kg/m3 – kilogram per cubic meter t – metric ton km – kilometer t/a – metric ton per annum km/h – kilometer per hour t/d – metric ton per day kV – kilo–volt µ – micron or micrometer kV/m – kilo–volt per meter µg – microgram kw – kilo-watt µg/m3 – microgram per cubic meter L – liter µT – micro–Tesla L/d – liter per day V/m – volt per meter m – meter NOTE In this report, "$" refers to US dollars. This initial environmental examination is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. Table of Contents I. EXECUTIVE SUMMARY 1 A. Introduction 1 B. The Project 1 C. Project Benefits and Features 2 D. Baseline Environment 3 E. Potential Environmental Impacts and Mitigation Measures 4 F. Public Consultation and Grievance Redress Mechanism 5 G. Climate Change 5 H. Environmental Management Plan 6 I. Risks and Assurances 6 II. POLICY, LEGAL AND ADMINISTRATIVE FRAMEWORK 7 A. Policy and Planning Context 7 B. Domestic Legislative Framework for Environment Impact Assessment 9 C. International Agreements 10 D. Applicable Domestic and ADB Safeguard Policies and Categories 10 E. Assessment Standards 11 III. DESCRIPTION OF THE PROJECT 20 A. Rationale 20 B. Impact and Outcome 25 C. Outputs 25 D. Detailed Subproject Description 31 E. Due Diligence for Associated and Existing Facilities 57 IV. DESCRIPTION OF THE ENVIRONMENT (BASELINE) 60 A. Overview and Physical Setting 60 B. Environmental Quality 63 C. Ecological Resources 70 D. Social and Economic Conditions 79 E. Physical Cultural Resources 80 V. ANTICIPATED IMPACTS AND MITIGATION MEASURES 81 A. Project Area of Influence and Sensitive Receptors 81 B. Anticipated Project Benefits and Positive Impacts 91 C. Pre-Construction Phase 93 D. Construction Phase 93 E. Operational Phase 110 F. Climate Change and Greenhouse Gas Emissions 148 G. Indirect, Induced, and Cumulative Impacts 151 VI. ALTERNATIVE ANALYSIS 153 A. No Project Alternative 153 B. Water Supply 153 C. Embankment Design 153 D. Dredging Methods 154 E. Sewer Pipe Material 155 F. Wastewater Treatment Plants 155 G. Solid Waste Treatment 156 H. Constructed Wetland 157 VII. PUBLIC CONSULTATION, PARTICIPATION AND INFORMATION DISCLOSURE 159 A. Information Disclosure 159 B. First Round of Consultation 161 C. Second Round of Consultation 179 D. Future Consultation 181 VIII. GRIEVANCE REDRESS MECHANISM 182 IX. ENVIRONMENTAL MANAGEMENT PLAN 183 X. PROJECT ASSURANCES 183 XI. CONCLUSIONS 184 APPENDIX 1: ENVIRONMENTAL MANAGEMENT PLAN 185 A. Objectives 185 B. Institutional Responsibilities 185 C. Summary of Potential Impact and Mitigation Measures 188 D. Environmental Monitoring, Inspection and Reporting 209 E. Training and Capacity Building 213 F. Grievance Redress Mechanism 214 G. Public Consultation and Awareness Raising 217 H. Cost Estimates 217 I. Mechanisms for Feedback and Adjustment 218 APPENDIX 2. ASSESSMENT LEVELS FOR SEDIMENTS 219 APPENDIX 3: DRAFT TERMS OF REFERENCE FOR ENVIRONMENT POSITIONS 222 A. PMO Environment Officer 222 B. Loan Implementation Environmental Consultant 223 Map 1: Project Locations and Proposed Scope of Works in Dengzhou Municipality, Henan Province, People’s Republic of China Map 2: Tuan River Watershed in Dengzhou City 1 I. EXECUTIVE SUMMARY A. Introduction 1. The Dengzhou City Government (DCG) of Henan Province, People’s Republic of China (PRC) has requested the Asian Development Bank (ADB) to provide investment and technical assistance support for the Henan Dengzhou Integrated River Restoration and Ecological Protection (the project). Based on ADB’s Safeguard Policy Statement (SPS, 2009) the project is required the preparation of a project initial environmental examination (IEE). 2. This IEE has been prepared in accordance with ADB’s SPS requirements and PRC environmental laws, regulations and standards. It is based on information and data from: (i) domestic tabulated EIAs (TEIAs) prepared by the Henan Zhengde Environmental Technology Ltd; (ii) feasibility study reports (FSRs) prepared by the Northern China Municipal Engineering Design and Research Institute; (iii) environmental and social assessments conducted between November 2018 and March 2019 by the consultants for the project transaction technical assistance (TrTA), in cooperation with the FSR institute, DEIA institute, and DCG. B. The Project 3. The project area encompasses urban and rural regions of Dengzhou City, a prefecture- level city in southwestern Henan Province. The project aims to improve the quality of life for residents in the Yangtze River Economic Belt. The project will have the following outcome: water security and environmental sustainability in Dengzhou City improved. The key components of the project comprise wastewater management, construction of water supply systems to rural areas, solid waste management in a rural township (Rangdong), natural drainage regulation in a new development district (Tuanbei New District), control of non-point source pollution, wetland development along Tuan River (a tributary of the Han River), and institutional capacity strengthening in integrated water resources management (IWRM) for relevant agencies of Dengzou City. The project will have three outputs, as follows. 4. Output 1. Urban and rural water infrastructure in Dengzhou City improved. This output will include: (i) wastewater management including (a) installation of distributed wastewater treatment facilities in rural areas, (b) construction of a centralized wastewater treatment plant in urban area, and (c) construction of wastewater collection networks; (ii) rural water supply system including (a) construction of water intake and treatment facilities, (b) installation of distribution network, and (c) installation of advance monitoring and evaluation system; (iii) solid waste management in rural towns including (a) solid waste separation and recycling facilities, and (b) establishment of solid waste collection and transport facilities; and (iv) flood risk management including construction of (a) ecological dike at critical locations, and (b) stormwater drainage 5. Output 2. Ecological zones in Tuan River restored. This output will implement (i) river corridor improvement including (a) removal of wastes from Tuan River by using ecological dredging method, (b) construction of Tuanbei cultural park, and (c) greening and gardening along the river banks in city area; (ii) soil and water conservation including (a) river bank protection with eco-friendly measures and (b) plantation of bio-shield and construction of runoff interceptors to control nutrients and top-soil leaching from the farm lands, and (c) afforestation on hill slopes in the watershed of Danjiangkou Reservoir; and (iii) wetland restoration including (a) construction of artificial wetlands, (b) restoration of small creeks to enhance the natural drainage system. 6. Output 3: Water resources management capacity enhanced. This output will develop (i) Environmental research and education center for Tuan River watershed including (a) construction of building and research laboratories, (b) installation of research equipment, 2 and (c) cooperation with local
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