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Category 3—Page 1 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 1 CATEGORY 3 - ELECTRONICS NS applies to NS Column 1 “Monolithic A. “END ITEMS,” “EQUIPMENT,” Microwave Integrated “ACCESSORIES,” “ATTACHMENTS,” Circuit” (“MMIC”) “PARTS,” “COMPONENTS,” AND amplifiers in 3A001.b.2 “SYSTEMS” and discrete microwave transistors in Note 1: The control status of equipment and 3A001.b.3, except “components” described in 3A001 or 3A002, those 3A001.b.2 and other than those described in 3A001.a.3 to b.3 items being 3A001.a.10, or 3A001.a.12 to 3A001.a.14, which exported or reexported are “specially designed” for or which have the for use in civil same functional characteristics as other telecommunications equipment is determined by the control status of applications the other equipment. NS applies to entire NS Column 2 entry Note 2: The control status of integrated circuits described in 3A001.a.3 to 3A001.a.9, or RS applies “Monolithic RS Column 1 3A001.a.12 to 3A001.a.14 that are unalterably Microwave Integrated programmed or designed for a specific function Circuit” (“MMIC”) for other equipment is determined by the control amplifiers in 3A001.b.2 status of the other equipment. and discrete microwave transistors in N.B.: When the manufacturer or applicant 3A001.b.3, except cannot determine the control status of the other those 3A001.b.2 and equipment, the control status of the integrated b.3 items being circuits is determined in 3A001.a.3 to 3A001.a.9, exported or reexported or 3A001.a.12 to 3A001.a.14. for use in civil telecommunications Note 3: The status of wafers (finished or applications unfinished), in which the function has been determined, is to be evaluated against the MT applies to MT Column 1 parameters of 3A001.a, 3A001.b, 3A001.d, 3A001.a.1.a when 3A001.e.4, 3A001.g, 3A001.h, or 3A001.i. usable in “missiles”; and to 3A001.a.5.a when 3A001 Electronic items as follows (see List of “designed or modified” Items Controlled). for military use, hermetically sealed and rated for operation in Reason for Control: NS, RS, MT, NP, AT the temperature range from below -54ºC to above +125ºC Country Chart (See Control(s) Supp. No. 1 to part NP applies to pulse NP Column 1 738) discharge capacitors Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 2 in 3A001.e.2 and $5000: 3A001.a (except a.1.a and a.5.a superconducting when controlled for MT), .b.4 to b.7, and solenoidal b.12. electromagnets in GBS: Yes for 3A001.a.1.b, a.2 to a.14 (except 3A001.e.3 that meet or .a.5.a when controlled for MT), b.2 exceed the technical (exported or reexported for use in civil parameters in 3A201.a telecommunications applications), b.8 and 3A201.b, (except for “vacuum electronic devices” respectively exceeding 18 GHz), b.9., b.10, .g, and .h, and .i. AT applies to entire AT Column 1 entry Special Conditions for STA Reporting Requirements: See §743.1 of the EAR STA: License Exception STA may not be used for reporting requirements for exports under to ship any item in 3A001.b.2 or b.3, 3A001.b.2 or b.3 under License Exceptions, and except those that are being exported or Validated End-User authorizations. reexported for use in civil telecommunications applications, to any License Requirements Note: See § 744.17 of the of the destinations listed in Country EAR for additional license requirements for Group A:5 or A:6 (See Supplement No.1 microprocessors having a processing speed of 5 to part 740 of the EAR). GFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more, including List of Items Controlled those incorporating “information security” functionality, and associated “software” and Related Controls: (1) See Category XV of the “technology” for the “production” or USML for certain “space-qualified” electronics “development” of such microprocessors. and Category XI of the USML for certain ASICs, ‘transmit/receive modules,’ or List Based License Exceptions (See Part 740 for ‘transmit modules’ “subject to the ITAR” (see a description of all license exceptions) 22 CFR parts 120 through 130). (2) See also 3A101, 3A201, 3A611, 3A991, and 9A515. LVS: N/A for MT or NP; N/A for “Monolithic Microwave Integrated Circuit” Related Definitions: ‘Microcircuit’ means a (“MMIC”) amplifiers in 3A001.b.2 and device in which a number of passive or active discrete microwave transistors in elements are considered as indivisibly 3A001.b.3, except those that are being associated on or within a continuous structure exported or reexported for use in civil to perform the function of a circuit. For the telecommunications applications purposes of integrated circuits in 3A001.a.1, 5 x 103 Gy(Si) = 5 x 105 Rads (Si); 5 x 106 Gy 8 Yes for: (Si)/s = 5 x 10 Rads (Si)/s. $1500: 3A001.c $3000: 3A001.b.1, b.2 (exported or Items: reexported for use in civil telecommunications applications), b.3 a. General purpose integrated circuits, as (exported or reexported for use in civil follows: telecommunications applications), b.9, .d, .e, .f, and .g. Note 1: Integrated circuits include the following types: Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 3 a.2.a. Rated for operation at an ambient - “Monolithic integrated circuits”; temperature above 398 K (+125˚C); - “Hybrid integrated circuits”; - “Multichip integrated circuits”; a.2.b. Rated for operation at an ambient - Film type integrated circuits, including temperature below 218 K (-55˚C); or silicon-on-sapphire integrated circuits”; - “Optical integrated circuits”; a.2.c. Rated for operation over the entire - “Three dimensional integrated circuits”; ambient temperature range from 218 K (-55˚C) to - “Monolithic Microwave Integrated Circuits” 398 K (+125˚C); (“MMICs”). Note: 3A001.a.2 does not apply to integrated a.1. Integrated circuits designed or rated as circuits designed for civil automobile or railway radiation hardened to withstand any of the train applications. following: a.3. “Microprocessor microcircuits”, a.1.a. A total dose of 5 x 103 Gy (Si), or higher; “microcomputer microcircuits” and microcontroller microcircuits, manufactured a.1.b. A dose rate upset of 5 x 106 Gy (Si)/s, from a compound semiconductor and operating at or higher; or a clock frequency exceeding 40 MHz; a.1.c. A fluence (integrated flux) of neutrons Note: 3A001.a.3 includes digital signal (1 MeV equivalent) of 5 x 1013 n/cm² or higher on processors, digital array processors and digital silicon, or its equivalent for other materials; coprocessors. Note: 3A001.a.1.c does not apply to Metal a.4. [Reserved] Insulator Semiconductors (MIS). a.5. Analog-to-Digital Converter (ADC) and a.2. “Microprocessor microcircuits,” Digital-to-Analog Converter (DAC) integrated “microcomputer microcircuits,” microcontroller circuits, as follows: microcircuits, storage integrated circuits manufactured from a compound semiconductor, a.5.a. ADCs having any of the following: analog-to-digital converters, integrated circuits that contain analog-to-digital converters and store a.5.a.1. A resolution of 8 bit or more, but less or process the digitized data, digital-to-analog than 10 bit, with a “sample rate” greater than 1.3 converters, electro-optical or “optical integrated Giga Samples Per Second (GSPS); circuits” designed for “signal processing”, field programmable logic devices, custom integrated a.5.a.2. A resolution of 10 bit or more, but less circuits for which either the function is unknown than 12 bit, with a “sample rate” greater than 600 or the control status of the equipment in which the Mega Samples Per Second (MSPS); integrated circuit will be used in unknown, Fast Fourier Transform (FFT) processors, Static a.5.a.3. A resolution of 12 bit or more, but less Random-Access Memories (SRAMs), or ‘non- than 14 bit, with a “sample rate” greater than 400 volatile memories,’ having any of the following: MSPS; Technical Note: ‘Non-volatile memories’ are a.5.a.4. A resolution of 14 bit or more, but less memories with data retention over a period of than 16 bit, with a “sample rate” greater than 250 time after a power shutdown. MSPS; or Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 4 a.5.a.5. A resolution of 16 bit or more with a a.5.b.2.a.2. A ‘Spurious Free “sample rate” greater than 65 MSPS; Dynamic Range’ (SFDR) greater than 68 dBc (carrier) when synthesizing a full scale analog N.B.: For integrated circuits that contain signal of 100 MHz or the highest full scale analog analog-to-digital converters and store or process signal frequency specified below 100 MHz; or the digitized data see 3A001.a.14. a.5.b.2.b. An ‘adjusted update rate’ Technical Notes: exceeding 3,500 MSPS; 1. A resolution of n bit corresponds to a Technical Notes: quantization of 2n levels. 1. ‘Spurious Free Dynamic Range’ (SFDR) is 2. The resolution of the ADC is the number of defined as the ratio of the RMS value of the bits of the digital output that represents the carrier frequency (maximum signal component) measured analog input. Effective Number of Bits at the input of the DAC to the RMS value of the (ENOB) is not used to determine the resolution of next largest noise or harmonic distortion the ADC.
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